| ABBOTT LABORATORIES |
| Security | 002824100 | | Meeting Type | Annual |
| Ticker Symbol | ABT | | Meeting Date | 23-Apr-2021 |
| ISIN | US0028241000 | | Agenda | 935345125 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | R.J. Alpern | Withheld | For | Against |
| | 2 | R.S. Austin | For | For | For |
| | 3 | S.E. Blount | For | For | For |
| | 4 | R.B. Ford | For | For | For |
| | 5 | M.A. Kumbier | For | For | For |
| | 6 | D.W. McDew | For | For | For |
| | 7 | N. McKinstry | For | For | For |
| | 8 | W.A. Osborn | Withheld | For | Against |
| | 9 | M.F. Roman | For | For | For |
| | 10 | D.J. Starks | For | For | For |
| | 11 | J.G. Stratton | For | For | For |
| | 12 | G.F. Tilton | Withheld | For | Against |
| | 13 | M.D. White | For | For | For |
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | Against | For | Against |
| 3. | Say on Pay - An Advisory Vote to Approve
Executive Compensation. | Management | For | For | For |
| 4A. | Amendments to the Articles of Incorporation
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation. | Management | For | For | For |
| 4B. | Amendments to the Articles of Incorporation
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions. | Management | For | For | For |
| 5. | Shareholder Proposal - Lobbying
Disclosure. | Shareholder | Against | Against | For |
| 6. | Shareholder Proposal - Report on Racial
Justice. | Shareholder | For | Against | Against |
| 7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | Against |
| |
| ADOBE INC |
| Security | 00724F101 | | Meeting Type | Annual |
| Ticker Symbol | ADBE | | Meeting Date | 20-Apr-2021 |
| ISIN | US00724F1012 | | Agenda | 935343412 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director for a term of one year:
Amy Banse | Management | For | For | For |
| 1B. | Election of Director for a term of one year:
Melanie Boulden | Management | For | For | For |
| 1C. | Election of Director for a term of one year:
Frank Calderoni | Management | For | For | For |
| 1D. | Election of Director for a term of one year:
James Daley | Management | For | For | For |
| 1E. | Election of Director for a term of one year:
Laura Desmond | Management | For | For | For |
| 1F. | Election of Director for a term of one year:
Shantanu Narayen | Management | For | For | For |
| 1G. | Election of Director for a term of one year:
Kathleen Oberg | Management | For | For | For |
| 1H. | Election of Director for a term of one year:
Dheeraj Pandey | Management | For | For | For |
| 1I. | Election of Director for a term of one year:
David Ricks | Management | Against | For | Against |
| 1J. | Election of Director for a term of one year:
Daniel Rosensweig | Management | For | For | For |
| 1K. | Election of Director for a term of one year:
John Warnock | Management | For | For | For |
| 2. | Approve the Adobe Inc. 2019 Equity
Incentive Plan, as amended, to increase the
available share reserve by 6 million shares. | Management | Against | For | Against |
| 3. | Ratify the appointment of KPMG LLP as our
independent registered public accounting
firm for our fiscal year ending on December
3, 2021. | Management | For | For | For |
| 4. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | Against | For | Against |
| |
| ALPHABET INC. |
| Security | 02079K305 | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | Meeting Date | 02-Jun-2021 |
| ISIN | US02079K3059 | | Agenda | 935406264 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Larry Page | Management | For | For | For |
| 1B. | Election of Director: Sergey Brin | Management | For | For | For |
| 1C. | Election of Director: Sundar Pichai | Management | For | For | For |
| 1D. | Election of Director: John L. Hennessy | Management | For | For | For |
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | For |
| 1F. | Election of Director: L. John Doerr | Management | For | For | For |
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For |
| 1H. | Election of Director: Ann Mather | Management | For | For | For |
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | For |
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | For |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021. | Management | For | For | For |
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | For | For |
| 4. | A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting. | Shareholder | For | Against | Against |
| 5. | A stockholder proposal regarding the
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 6. | A stockholder proposal regarding a report
on sustainability metrics, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 7. | A stockholder proposal regarding a report
on takedown requests, if properly presented
at the meeting. | Shareholder | For | Against | Against |
| 8. | A stockholder proposal regarding a report
on whistleblower policies and practices, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| 9. | A stockholder proposal regarding a report
on charitable contributions, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 10. | A stockholder proposal regarding a report
on risks related to anticompetitive practices,
if properly presented at the meeting. | Shareholder | For | Against | Against |
| 11. | A stockholder proposal regarding a
transition to a public benefit corporation, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| |
| AMAZON.COM, INC. |
| Security | 023135106 | | Meeting Type | Annual |
| Ticker Symbol | AMZN | | Meeting Date | 26-May-2021 |
| ISIN | US0231351067 | | Agenda | 935397592 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | For |
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | For |
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | For |
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For |
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | For |
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | For |
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | For |
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | For |
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | For |
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS. | Management | Against | For | Against |
| 3. | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER DUE DILIGENCE. | Shareholder | Against | Against | For |
| 5. | SHAREHOLDER PROPOSAL
REQUESTING A MANDATORY
INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | Against |
| 6. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON GENDER/RACIAL PAY. | Shareholder | For | Against | Against |
| 7. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PROMOTION DATA. | Shareholder | For | Against | Against |
| 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PACKAGING MATERIALS. | Shareholder | For | Against | Against |
| 9. | SHAREHOLDER PROPOSAL
REQUESTING A DIVERSITY AND EQUITY
AUDIT REPORT. | Shareholder | For | Against | Against |
| 10. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
DIRECTOR CANDIDATE POLICY. | Shareholder | Against | Against | For |
| 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
COMPETITION STRATEGY AND RISK. | Shareholder | Against | Against | For |
| 12. | SHAREHOLDER PROPOSAL
REQUESTING AN ADDITIONAL
REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER
MEETINGS. | Shareholder | Against | Against | For |
| 13. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING. | Shareholder | For | Against | Against |
| 14. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES. | Shareholder | Against | Against | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 23-Feb-2021 |
| ISIN | US0378331005 | | Agenda | 935323167 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James Bell | Management | For | For | For |
| 1B. | Election of Director: Tim Cook | Management | For | For | For |
| 1C. | Election of Director: Al Gore | Management | For | For | For |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For |
| 1E. | Election of Director: Art Levinson | Management | For | For | For |
| 1F. | Election of Director: Monica Lozano | Management | For | For | For |
| 1G. | Election of Director: Ron Sugar | Management | For | For | For |
| 1H. | Election of Director: Sue Wagner | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for fiscal
2021. | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation. | Management | For | For | For |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments". | Shareholder | For | Against | Against |
| 5. | A shareholder proposal entitled
"Shareholder Proposal to Improve
Executive Compensation Program". | Shareholder | For | Against | Against |
| |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 04-May-2021 |
| ISIN | US1101221083 | | Agenda | 935359643 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A) | Election of Director: Peter J. Arduini | Management | Against | For | Against |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | For |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | For |
| 1E) | Election of Director: Paula A. Price | Management | For | For | For |
| 1F) | Election of Director: Derica W. Rice | Management | For | For | For |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | For |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | For |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | For |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | For |
| 2. | Advisory Vote to Approve the
Compensation of our Named Executive
Officers. | Management | Against | For | Against |
| 3. | Approval of the Company's 2021 Stock
Award and Incentive Plan. | Management | Against | For | Against |
| 4. | Ratification of the Appointment of an
Independent Registered Public Accounting
Firm. | Management | For | For | For |
| 5. | Approval of an Amendment to the
Certificate of Incorporation to Lower the
Ownership Threshold for Special
Shareholder Meetings to 15%. | Management | For | For | For |
| 6. | Shareholder Proposal on Adoption of a
Board Policy that the Chairperson of the
Board be an Independent Director. | Shareholder | For | Against | Against |
| 7. | Shareholder Proposal on Shareholder Right
to Act by Written Consent. | Shareholder | Against | Against | For |
| 8. | Shareholder Proposal to Lower the
Ownership Threshold for Special
Shareholder Meetings to 10%. | Shareholder | Against | Against | For |
| |
| CORTEVA INC. |
| Security | 22052L104 | | Meeting Type | Annual |
| Ticker Symbol | CTVA | | Meeting Date | 07-May-2021 |
| ISIN | US22052L1044 | | Agenda | 935363779 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lamberto Andreotti | Management | For | For | For |
| 1B. | Election of Director: James C. Collins, Jr. | Management | For | For | For |
| 1C. | Election of Director: Klaus A. Engel | Management | For | For | For |
| 1D. | Election of Director: David C. Everitt | Management | For | For | For |
| 1E. | Election of Director: Janet P. Giesselman | Management | For | For | For |
| 1F. | Election of Director: Karen H. Grimes | Management | For | For | For |
| 1G. | Election of Director: Michael O. Johanns | Management | For | For | For |
| 1H. | Election of Director: Rebecca B. Liebert | Management | For | For | For |
| 1I. | Election of Director: Marcos M. Lutz | Management | For | For | For |
| 1J. | Election of Director: Nayaki Nayyar | Management | For | For | For |
| 1K. | Election of Director: Gregory R. Page | Management | For | For | For |
| 1L. | Election of Director: Kerry J. Preete | Management | For | For | For |
| 1M. | Election of Director: Patrick J. Ward | Management | For | For | For |
| 2. | Advisory resolution to approve executive
compensation of the Company's named
executive officers. | Management | For | For | For |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021. | Management | For | For | For |
| |
| COSTCO WHOLESALE CORPORATION |
| Security | 22160K105 | | Meeting Type | Annual |
| Ticker Symbol | COST | | Meeting Date | 21-Jan-2021 |
| ISIN | US22160K1051 | | Agenda | 935312796 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Susan L. Decker | For | For | For |
| | 2 | Kenneth D. Denman | For | For | For |
| | 3 | Richard A. Galanti | For | For | For |
| | 4 | W. Craig Jelinek | For | For | For |
| | 5 | Sally Jewell | For | For | For |
| | 6 | Charles T. Munger | For | For | For |
| | 7 | Jeffrey S. Raikes | For | For | For |
| 2. | Ratification of selection of independent
auditors. | Management | For | For | For |
| 3. | Approval, on an advisory basis, of executive
compensation. | Management | Against | For | Against |
| |
| ECOLAB INC. |
| Security | 278865100 | | Meeting Type | Annual |
| Ticker Symbol | ECL | | Meeting Date | 06-May-2021 |
| ISIN | US2788651006 | | Agenda | 935355405 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For |
| 1B. | Election of Director: Shari L. Ballard | Management | For | For | For |
| 1C. | Election of Director: Barbara J. Beck | Management | For | For | For |
| 1D. | Election of Director: Christophe Beck | Management | For | For | For |
| 1E. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For |
| 1F. | Election of Director: Arthur J. Higgins | Management | For | For | For |
| 1G. | Election of Director: Michael Larson | Management | For | For | For |
| 1H. | Election of Director: David W. MacLennan | Management | For | For | For |
| 1I. | Election of Director: Tracy B. McKibben | Management | For | For | For |
| 1J. | Election of Director: Lionel L. Nowell, III | Management | For | For | For |
| 1K. | Election of Director: Victoria J. Reich | Management | For | For | For |
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For |
| 1M. | Election of Director: John J. Zillmer | Management | Against | For | Against |
| 2. | Ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for the current year ending December
31, 2021. | Management | For | For | For |
| 3. | Advisory vote to approve the compensation
of executives disclosed in the Proxy
Statement. | Management | For | For | For |
| 4. | Stockholder proposal regarding proxy
access, if properly presented. | Shareholder | Against | Against | For |
| |
| EDWARDS LIFESCIENCES CORPORATION |
| Security | 28176E108 | | Meeting Type | Annual |
| Ticker Symbol | EW | | Meeting Date | 04-May-2021 |
| ISIN | US28176E1082 | | Agenda | 935354035 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | For |
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | For | For |
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | For | For |
| 1.4 | Election of Director: Steven R. Loranger | Management | For | For | For |
| 1.5 | Election of Director: Martha H. Marsh | Management | For | For | For |
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | For | For |
| 1.7 | Election of Director: Ramona Sequeira | Management | For | For | For |
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | For |
| 2. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | Against | For | Against |
| 3. | Approval of the Amendment and
Restatement of the Company's 2001
Employee Stock Purchase Plan for United
States Employees (the "U.S. ESPP") to
Increase the Total Number of Shares of
Common Stock Available for Issuance
under the U.S. ESPP by 3,300,000 Shares. | Management | For | For | For |
| 4. | Approval of the Amendment and
Restatement of the Company's 2001
Employee Stock Purchase Plan for
International Employees (the "International
ESPP") to Increase the Total Number of
Shares of Common Stock Available for
Issuance under the International ESPP by
1,200,000 Shares. | Management | For | For | For |
| 5. | Ratification of Appointment of Independent
Registered Public Accounting Firm. | Management | For | For | For |
| 6. | Advisory Vote on a Stockholder Proposal
Regarding Action by Written Consent. | Shareholder | Against | Against | For |
| 7. | Advisory Vote on a Stockholder Proposal to
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates. | Shareholder | Against | Against | For |
| |
| ELECTRONIC ARTS INC. |
| Security | 285512109 | | Meeting Type | Annual |
| Ticker Symbol | EA | | Meeting Date | 06-Aug-2020 |
| ISIN | US2855121099 | | Agenda | 935241707 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Leonard S. Coleman | Management | For | For | For |
| 1b. | Election of Director: Jay C. Hoag | Management | For | For | For |
| 1c. | Election of Director: Jeffrey T. Huber | Management | For | For | For |
| 1d. | Election of Director: Lawrence F. Probst III | Management | For | For | For |
| 1e. | Election of Director: Talbott Roche | Management | For | For | For |
| 1f. | Election of Director: Richard A. Simonson | Management | For | For | For |
| 1g. | Election of Director: Luis A. Ubinas | Management | For | For | For |
| 1h. | Election of Director: Heidi J. Ueberroth | Management | For | For | For |
| 1i. | Election of Director: Andrew Wilson | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of the appointment of KPMG
LLP as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021. | Management | For | For | For |
| 4. | To consider and vote upon a stockholder
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent. | Shareholder | For | Against | Against |
| |
| FIDELITY NAT'L INFORMATION SERVICES,INC. |
| Security | 31620M106 | | Meeting Type | Annual |
| Ticker Symbol | FIS | | Meeting Date | 19-May-2021 |
| ISIN | US31620M1062 | | Agenda | 935378097 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ellen R. Alemany | Management | For | For | For |
| 1B. | Election of Director:Jeffrey A. Goldstein | Management | For | For | For |
| 1C. | Election of Director: Lisa A. Hook | Management | For | For | For |
| 1D. | Election of Director: Keith W. Hughes | Management | For | For | For |
| 1E. | Election of Director: Gary L. Lauer | Management | For | For | For |
| 1F. | Election of Director: Gary A. Norcross | Management | For | For | For |
| 1G. | Election of Director: Louise M. Parent | Management | For | For | For |
| 1H. | Election of Director: Brian T. Shea | Management | For | For | For |
| 1I. | Election of Director: James B. Stallings, Jr. | Management | For | For | For |
| 1J. | Election of Director: Jeffrey E. Stiefler | Management | For | For | For |
| 2. | Advisory vote on Fidelity National
Information Services, Inc. executive
compensation. | Management | Against | For | Against |
| 3. | To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for 2021. | Management | For | For | For |
| |
| JOHNSON CONTROLS INTERNATIONAL PLC |
| Security | G51502105 | | Meeting Type | Annual |
| Ticker Symbol | JCI | | Meeting Date | 10-Mar-2021 |
| ISIN | IE00BY7QL619 | | Agenda | 935328244 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Jean Blackwell | Management | For | For | For |
| 1B. | Election of Director: Pierre Cohade | Management | For | For | For |
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | For |
| 1D. | Election of Director: Juan Pablo del Valle
Perochena | Management | For | For | For |
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For |
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | For |
| 1G. | Election of Director: Simone Menne | Management | For | For | For |
| 1H. | Election of Director: George R. Oliver | Management | For | For | For |
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | For |
| 1J. | Election of Director: Mark Vergnano | Management | For | For | For |
| 1K. | Election of Director: R. David Yost | Management | For | For | For |
| 1L. | Election of Director: John D. Young | Management | For | For | For |
| 2.A | To ratify the appointment of
PricewaterhouseCoopers LLP as the
independent auditors of the Company. | Management | For | For | For |
| 2.B | To authorize the Audit Committee of the
Board of Directors to set the auditors'
remuneration. | Management | For | For | For |
| 3. | To authorize the Company and/or any
subsidiary of the Company to make market
purchases of Company shares. | Management | For | For | For |
| 4. | To determine the price range at which the
Company can re-allot shares that it holds as
treasury shares (Special Resolution). | Management | For | For | For |
| 5. | To approve, in a non-binding advisory vote,
the compensation of the named executive
officers. | Management | For | For | For |
| 6. | To approve the Johnson Controls
International plc 2021 Equity and Incentive
Plan. | Management | For | For | For |
| 7. | To approve the Directors' authority to allot
shares up to approximately 33% of issued
share capital. | Management | For | For | For |
| 8. | To approve the waiver of statutory pre-
emption rights with respect to up to 5% of
issued share capital (Special Resolution). | Management | For | For | For |
| |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 18-May-2021 |
| ISIN | US46625H1005 | | Agenda | 935372285 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | For |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For |
| 1D. | Election of Director: James S. Crown | Management | For | For | For |
| 1E. | Election of Director: James Dimon | Management | For | For | For |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | For |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For |
| 2. | Advisory resolution to approve executive
compensation. | Management | For | For | For |
| 3. | Approval of Amended and Restated Long-
Term Incentive Plan effective May 18, 2021. | Management | For | For | For |
| 4. | Ratification of independent registered public
accounting firm. | Management | For | For | For |
| 5. | Improve shareholder written consent. | Shareholder | For | Against | Against |
| 6. | Racial equity audit and report. | Shareholder | For | Against | Against |
| 7. | Independent board chairman. | Shareholder | For | Against | Against |
| 8. | Political and electioneering expenditure
congruency report. | Shareholder | For | Against | Against |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 28-May-2021 |
| ISIN | US5486611073 | | Agenda | 935387729 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Raul Alvarez | For | For | For |
| | 2 | David H. Batchelder | For | For | For |
| | 3 | Angela F. Braly | For | For | For |
| | 4 | Sandra B. Cochran | Withheld | For | Against |
| | 5 | Laurie Z. Douglas | For | For | For |
| | 6 | Richard W. Dreiling | For | For | For |
| | 7 | Marvin R. Ellison | For | For | For |
| | 8 | Daniel J. Heinrich | For | For | For |
| | 9 | Brian C. Rogers | For | For | For |
| | 10 | Bertram L. Scott | For | For | For |
| | 11 | Mary Beth West | For | For | For |
| 2. | Advisory vote to approve Lowe's named
executive officer compensation in fiscal
2020. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Lowe's independent
registered public accounting firm for fiscal
2021. | Management | For | For | For |
| 4. | Shareholder proposal regarding amending
the Company's proxy access bylaw to
remove shareholder aggregation limits. | Shareholder | Against | Against | For |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Type | Annual |
| Ticker Symbol | MA | | Meeting Date | 22-Jun-2021 |
| ISIN | US57636Q1040 | | Agenda | 935420644 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ajay Banga | Management | For | For | For |
| 1B. | Election of Director: Merit E. Janow | Management | For | For | For |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For |
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | For |
| 1H. | Election of Director: Michael Miebach | Management | For | For | For |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For |
| 1K. | Election of Director: José Octavio Reyes
Lagunes | Management | For | For | For |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For |
| 2. | Advisory approval of Mastercard's executive
compensation. | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021. | Management | For | For | For |
| 4. | Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Long Term Incentive Plan. | Management | Against | For | Against |
| 5. | Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Non-Employee Director Equity
Compensation Plan. | Management | For | For | For |
| 6. | Approval of amendments to Mastercard's
Certificate of Incorporation to remove
supermajority voting requirements. | Management | For | For | For |
| |
| MERCK & CO., INC. |
| Security | 58933Y105 | | Meeting Type | Annual |
| Ticker Symbol | MRK | | Meeting Date | 25-May-2021 |
| ISIN | US58933Y1055 | | Agenda | 935381044 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For |
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | For |
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | For |
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | For |
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For | For |
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | For |
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | For |
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | For |
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | For |
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | For |
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | For |
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | For |
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | For |
| 2. | Non-binding advisory vote to approve the
compensation of our named executive
officers. | Management | For | For | For |
| 3. | Ratification of the appointment of the
Company's independent registered public
accounting firm for 2021. | Management | For | For | For |
| 4. | Shareholder proposal concerning a
shareholder right to act by written consent. | Shareholder | Against | Against | For |
| 5. | Shareholder proposal regarding access to
COVID-19 products. | Shareholder | Against | Against | For |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 02-Dec-2020 |
| ISIN | US5949181045 | | Agenda | 935284478 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1D. | Election of Director: Satya Nadella | Management | For | For | For |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1G. | Election of Director: Charles W. Scharf | Management | Against | For | Against |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1I. | Election of Director: John W. Stanton | Management | For | For | For |
| 1J. | Election of Director: John W. Thompson | Management | For | For | For |
| 1K. | Election of Director: Emma N. Walmsley | Management | Against | For | Against |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2021. | Management | Against | For | Against |
| 4. | Shareholder Proposal - Report on
Employee Representation on Board of
Directors. | Shareholder | For | Against | Against |
| |
| MONSTER BEVERAGE CORPORATION |
| Security | 61174X109 | | Meeting Type | Annual |
| Ticker Symbol | MNST | | Meeting Date | 15-Jun-2021 |
| ISIN | US61174X1090 | | Agenda | 935419499 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Rodney C. Sacks | For | For | For |
| | 2 | Hilton H. Schlosberg | For | For | For |
| | 3 | Mark J. Hall | For | For | For |
| | 4 | James L. Dinkins | For | For | For |
| | 5 | Gary P. Fayard | Withheld | For | Against |
| | 6 | Jeanne P. Jackson | For | For | For |
| | 7 | Steven G. Pizula | For | For | For |
| | 8 | Benjamin M. Polk | Withheld | For | Against |
| | 9 | Mark S. Vidergauz | For | For | For |
| 2. | Proposal to ratify the appointment of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending
December 31, 2021. | Management | For | For | For |
| 3. | Proposal to approve, on a non-binding,
advisory basis, the compensation of the
Company's named executive officers. | Management | Against | For | Against |
| 4. | To consider a stockholder proposal
regarding a by-law amendment for an
annual vote and report on climate change; if
properly presented at the Annual Meeting. | Shareholder | For | Against | Against |
| |
| NEWMONT CORPORATION |
| Security | 651639106 | | Meeting Type | Annual |
| Ticker Symbol | NEM | | Meeting Date | 28-Apr-2021 |
| ISIN | US6516391066 | | Agenda | 935348183 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Patrick Awuah. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1B. | Election of Director: Gregory Boyce.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1C. | Election of Director: Bruce Brook. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1D. | Election of Director: Maura Clark. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1E. | Election of Director: Matthew Coon Come.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1F. | Election of Director: José Manuel Madero.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1G. | Election of Director: René Médori. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1H. | Election of Director: Jane Nelson. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1I. | Election of Director: Thomas Palmer.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1J. | Election of Director: Julio Quintana. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1K. | Election of Director: Susan Story. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 2. | Approve, on an Advisory Basis, Named
Executive Officer Compensation. | Management | For | For | For |
| 3. | Ratify Appointment of Independent
Registered Public Accounting Firm for
2021. | Management | For | For | For |
| |
| NIKE, INC. |
| Security | 654106103 | | Meeting Type | Annual |
| Ticker Symbol | NKE | | Meeting Date | 17-Sep-2020 |
| ISIN | US6541061031 | | Agenda | 935256378 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Class B Director: Alan B. Graf,
Jr. | Management | For | For | For |
| 1b. | Election of Class B Director: Peter B. Henry | Management | For | For | For |
| 1c. | Election of Class B Director: Michelle A.
Peluso | Management | For | For | For |
| 2. | To approve executive compensation by an
advisory vote. | Management | Against | For | Against |
| 3. | To ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm. | Management | For | For | For |
| 4. | To approve the Nike, Inc. Stock Incentive
Plan, as amended and restated. | Management | For | For | For |
| 5. | To consider a shareholder proposal
regarding political contributions disclosure. | Shareholder | For | Against | Against |
| |
| NVIDIA CORPORATION |
| Security | 67066G104 | | Meeting Type | Annual |
| Ticker Symbol | NVDA | | Meeting Date | 03-Jun-2021 |
| ISIN | US67066G1040 | | Agenda | 935402343 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | For |
| 1B. | Election of Director: Tench Coxe | Management | For | For | For |
| 1C. | Election of Director: John O. Dabiri | Management | For | For | For |
| 1D. | Election of Director: Persis S. Drell | Management | For | For | For |
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | For | For |
| 1F. | Election of Director: Dawn Hudson | Management | For | For | For |
| 1G. | Election of Director: Harvey C. Jones | Management | For | For | For |
| 1H. | Election of Director: Michael G. McCaffery | Management | For | For | For |
| 1I. | Election of Director: Stephen C. Neal | Management | For | For | For |
| 1J. | Election of Director: Mark L. Perry | Management | For | For | For |
| 1K. | Election of Director: A. Brooke Seawell | Management | For | For | For |
| 1L. | Election of Director: Aarti Shah | Management | For | For | For |
| 1M. | Election of Director: Mark A. Stevens | Management | For | For | For |
| 2. | Approval of our executive compensation. | Management | Against | For | Against |
| 3. | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022. | Management | For | For | For |
| 4. | Approval of an amendment to our charter to
increase the number of authorized shares
of common stock from 2 billion shares to 4
billion shares. | Management | For | For | For |
| |
| ORACLE CORPORATION |
| Security | 68389X105 | | Meeting Type | Annual |
| Ticker Symbol | ORCL | | Meeting Date | 04-Nov-2020 |
| ISIN | US68389X1054 | | Agenda | 935274554 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Jeffrey S. Berg | Withheld | For | Against |
| | 2 | Michael J. Boskin | Withheld | For | Against |
| | 3 | Safra A. Catz | For | For | For |
| | 4 | Bruce R. Chizen | For | For | For |
| | 5 | George H. Conrades | Withheld | For | Against |
| | 6 | Lawrence J. Ellison | For | For | For |
| | 7 | Rona A. Fairhead | For | For | For |
| | 8 | Jeffrey O. Henley | Withheld | For | Against |
| | 9 | Renee J. James | For | For | For |
| | 10 | Charles W. Moorman IV | For | For | For |
| | 11 | Leon E. Panetta | For | For | For |
| | 12 | William G. Parrett | For | For | For |
| | 13 | Naomi O. Seligman | For | For | For |
| | 14 | Vishal Sikka | For | For | For |
| 2. | Advisory Vote to Approve Compensation of
Named Executive Officers. | Management | For | For | For |
| 3. | Approve the Oracle Corporation 2020
Equity Incentive Plan. | Management | For | For | For |
| 4. | Ratification of Selection of Independent
Registered Public Accounting Firm. | Management | For | For | For |
| 5. | Stockholder Proposal Regarding Pay Equity
Report. | Shareholder | For | Against | Against |
| 6. | Stockholder Proposal Regarding
Independent Board Chair. | Shareholder | For | Against | Against |
| |
| PAYPAL HOLDINGS, INC. |
| Security | 70450Y103 | | Meeting Type | Annual |
| Ticker Symbol | PYPL | | Meeting Date | 26-May-2021 |
| ISIN | US70450Y1038 | | Agenda | 935392617 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | For |
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | For |
| 1C. | Election of Director: John J. Donahoe | Management | For | For | For |
| 1D. | Election of Director: David W. Dorman | Management | For | For | For |
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | For |
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | For |
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | For |
| 1H. | Election of Director: David M. Moffett | Management | For | For | For |
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | For |
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | For |
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditor for 2021. | Management | For | For | For |
| 4. | Stockholder proposal - Stockholder right to
act by written consent. | Shareholder | Against | Against | For |
| 5. | Stockholder Proposal - Assessing Inclusion
in the Workplace. | Shareholder | Against | Against | For |
| |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | Meeting Date | 10-Mar-2021 |
| ISIN | US7475251036 | | Agenda | 935327569 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | For |
| 1B. | Election of Director: Mark Fields | Management | For | For | For |
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | For |
| 1D. | Election of Director: Gregory N. Johnson | Management | Against | For | Against |
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | For |
| 1F. | Election of Director: Harish Manwani | Management | For | For | For |
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | For |
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | For |
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | For |
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For |
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | For |
| 1L. | Election of Director: Kornelis "Neil" Smit | Management | Against | For | Against |
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | For |
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For |
| 2. | To ratify the selection of
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021. | Management | For | For | For |
| 3. | To approve, on an advisory basis, our
executive compensation. | Management | Against | For | Against |
| |
| RPM INTERNATIONAL INC. |
| Security | 749685103 | | Meeting Type | Annual |
| Ticker Symbol | RPM | | Meeting Date | 08-Oct-2020 |
| ISIN | US7496851038 | | Agenda | 935266191 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Julie A. Lagacy | For | For | For |
| | 2 | Robert A. Livingston | For | For | For |
| | 3 | Frederick R. Nance | For | For | For |
| | 4 | William B. Summers, Jr. | For | For | For |
| 2. | Approve the Company's executive
compensation. | Management | For | For | For |
| 3. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm. | Management | For | For | For |
| |
| SOUTHWEST AIRLINES CO. |
| Security | 844741108 | | Meeting Type | Annual |
| Ticker Symbol | LUV | | Meeting Date | 19-May-2021 |
| ISIN | US8447411088 | | Agenda | 935392744 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: David W. Biegler | Management | Against | For | Against |
| 1B. | Election of Director: J. Veronica Biggins | Management | Against | For | Against |
| 1C. | Election of Director: Douglas H. Brooks | Management | For | For | For |
| 1D. | Election of Director: William H. Cunningham | Management | Against | For | Against |
| 1E. | Election of Director: John G. Denison | Management | Against | For | Against |
| 1F. | Election of Director: Thomas W. Gilligan | Management | For | For | For |
| 1G. | Election of Director: Gary C. Kelly | Management | For | For | For |
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | For |
| 1I. | Election of Director: Nancy B. Loeffler | Management | Against | For | Against |
| 1J. | Election of Director: John T. Montford | Management | Against | For | Against |
| 1K. | Election of Director: Ron Ricks | Management | For | For | For |
| 2. | Advisory vote to approve the compensation
of the Company's named executive officers. | Management | Against | For | Against |
| 3. | Ratification of the selection of Ernst &
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021. | Management | Against | For | Against |
| 4. | Advisory vote on shareholder proposal to
permit shareholder action by written
consent. | Shareholder | Against | Against | For |
| 5. | Advisory vote on shareholder proposal to
permit shareholder removal of directors
without cause. | Shareholder | For | Against | Against |
| |
| STANLEY BLACK & DECKER, INC. |
| Security | 854502101 | | Meeting Type | Annual |
| Ticker Symbol | SWK | | Meeting Date | 10-May-2021 |
| ISIN | US8545021011 | | Agenda | 935369125 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Andrea J. Ayers | Management | For | For | For |
| 1B. | Election of Director: George W. Buckley | Management | For | For | For |
| 1C. | Election of Director: Patrick D. Campbell | Management | For | For | For |
| 1D. | Election of Director: Carlos M. Cardoso | Management | For | For | For |
| 1E. | Election of Director: Robert B. Coutts | Management | For | For | For |
| 1F. | Election of Director: Debra A. Crew | Management | For | For | For |
| 1G. | Election of Director: Michael D. Hankin | Management | For | For | For |
| 1H. | Election of Director: James M. Loree | Management | For | For | For |
| 1I. | Election of Director: Jane M. Palmieri | Management | For | For | For |
| 1J. | Election of Director: Mojdeh Poul | Management | For | For | For |
| 1K. | Election of Director: Dmitri L. Stockton | Management | For | For | For |
| 1L. | Election of Director: Irving Tan | Management | For | For | For |
| 2. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers. | Management | Against | For | Against |
| 3. | To approve the selection of Ernst & Young
LLP as the Company's independent
auditors for the Company's 2021 fiscal year. | Management | For | For | For |
| 4. | To consider a management proposal to
amend the Certificate of Incorporation to
allow shareholders to act by written
consent. | Management | For | For | For |
| 5. | To consider a management proposal to
amend the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act. | Management | For | For | For |
| 6. | To consider a management proposal to
amend the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of business
combinations with interested shareholders
and clarify when no shareholder vote is
required. | Management | For | For | For |
| 7. | To consider a management proposal to
amend the Certificate of Incorporation to
adopt a majority voting standard in an
uncontested election of Directors. | Management | For | For | For |
| |
| STARBUCKS CORPORATION |
| Security | 855244109 | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | Meeting Date | 17-Mar-2021 |
| ISIN | US8552441094 | | Agenda | 935326935 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | Against | For | Against |
| 1B. | Election of Director: Rosalind G. Brewer
(Withdrawn) | Management | For | For | For |
| 1C. | Election of Director: Andrew Campion | Management | For | For | For |
| 1D. | Election of Director: Mary N. Dillon | Management | Against | For | Against |
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For |
| 1F. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | For |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For |
| 1I. | Election of Director: Satya Nadella | Management | Against | For | Against |
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For |
| 1K. | Election of Director: Clara Shih | Management | For | For | For |
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | For |
| 2. | Advisory resolution to approve our
executive officer compensation. | Management | Against | For | Against |
| 3. | Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2021. | Management | For | For | For |
| 4. | Employee Board Representation. | Shareholder | For | Against | Against |
| |
| STRYKER CORPORATION |
| Security | 863667101 | | Meeting Type | Annual |
| Ticker Symbol | SYK | | Meeting Date | 05-May-2021 |
| ISIN | US8636671013 | | Agenda | 935359972 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A) | Election of Director: Mary K. Brainerd | Management | For | For | For |
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For |
| 1C) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For |
| 1D) | Election of Director: Allan C. Golston (Lead
Independent Director) | Management | For | For | For |
| 1E) | Election of Director: Kevin A. Lobo (Chair of
the Board and Chief Executive Officer) | Management | For | For | For |
| 1F) | Election of Director: Sherilyn S. McCoy | Management | Against | For | Against |
| 1G) | Election of Director: Andrew K. Silvernail | Management | For | For | For |
| 1H) | Election of Director: Lisa M. Skeete Tatum | Management | For | For | For |
| 1I) | Election of Director: Ronda E. Stryker | Management | For | For | For |
| 1J) | Election of Director: Rajeev Suri | Management | For | For | For |
| 2. | Ratification of Appointment of our
Independent Registered Public Accounting
Firm. | Management | Against | For | Against |
| 3. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | Against | For | Against |
| 4. | Shareholder Proposal Regarding Workforce
Involvement in Corporate Governance. | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal Regarding Right to
Call Special Meetings | Shareholder | Against | Against | For |
| |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. |
| Security | 874054109 | | Meeting Type | Annual |
| Ticker Symbol | TTWO | | Meeting Date | 16-Sep-2020 |
| ISIN | US8740541094 | | Agenda | 935256758 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | For |
| 1B. | Election of Director: Michael Dornemann | Management | For | For | For |
| 1C. | Election of Director: J. Moses | Management | For | For | For |
| 1D. | Election of Director: Michael Sheresky | Management | For | For | For |
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | For |
| 1F. | Election of Director: Susan Tolson | Management | For | For | For |
| 1G. | Election of Director: Paul Viera | Management | For | For | For |
| 1H. | Election of Director: Roland Hernandez | Management | For | For | For |
| 2. | Approval, on a non-binding advisory basis,
of the compensation of the Company's
"named executive officers" as disclosed in
the Proxy Statement. | Management | For | For | For |
| 3. | Approval of the Amended and Restated
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan. | Management | Against | For | Against |
| 4. | Ratification of the appointment of Ernst &
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021. | Management | For | For | For |
| |
| TEXAS INSTRUMENTS INCORPORATED |
| Security | 882508104 | | Meeting Type | Annual |
| Ticker Symbol | TXN | | Meeting Date | 22-Apr-2021 |
| ISIN | US8825081040 | | Agenda | 935341709 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For |
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For |
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For |
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For |
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For |
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For |
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For |
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For |
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For |
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For |
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For |
| 2. | Board proposal regarding advisory approval
of the Company's executive compensation. | Management | Against | For | Against |
| 3. | Board proposal to ratify the appointment of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2021. | Management | For | For | For |
| 4. | Stockholder proposal to permit shareholder
action by written consent. | Shareholder | For | Against | Against |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Type | Annual |
| Ticker Symbol | TJX | | Meeting Date | 08-Jun-2021 |
| ISIN | US8725401090 | | Agenda | 935414831 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For |
| 1B. | Election of Director: José B. Alvarez | Management | For | For | For |
| 1C. | Election of Director: Alan M. Bennett | Management | For | For | For |
| 1D. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
| 1E. | Election of Director: David T. Ching | Management | For | For | For |
| 1F. | Election of Director: C. Kim Goodwin | Management | For | For | For |
| 1G. | Election of Director: Ernie Herrman | Management | For | For | For |
| 1H. | Election of Director: Michael F. Hines | Management | For | For | For |
| 1I. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1J. | Election of Director: Carol Meyrowitz | Management | For | For | For |
| 1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
| 1L. | Election of Director: John F. O'Brien | Management | For | For | For |
| 2. | Ratification of appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2022. | Management | For | For | For |
| 3. | Advisory approval of TJX's executive
compensation (the say-on-pay vote). | Management | Against | For | Against |
| 4. | Shareholder proposal for a report on animal welfare. | Shareholder | For | Against | Against |
| 5. | Shareholder proposal for setting target
amounts for CEO compensation. | Shareholder | For | Against | Against |
| |
| TRIMBLE INC. |
| Security | 896239100 | | Meeting Type | Annual |
| Ticker Symbol | TRMB | | Meeting Date | 12-May-2021 |
| ISIN | US8962391004 | | Agenda | 935365393 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Steven W. Berglund | For | For | For |
| | 2 | James C. Dalton | For | For | For |
| | 3 | Borje Ekholm | For | For | For |
| | 4 | Kaigham (Ken) Gabriel | For | For | For |
| | 5 | Meaghan Lloyd | For | For | For |
| | 6 | Sandra MacQuillan | For | For | For |
| | 7 | Robert G. Painter | For | For | For |
| | 8 | Mark S. Peek | For | For | For |
| | 9 | Johan Wibergh | For | For | For |
| 2. | To hold an advisory vote on approving the
compensation for our Named Executive
Officers. | Management | Against | For | Against |
| 3. | To ratify the appointment of Ernst & Young
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 31,
2021. | Management | For | For | For |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | Meeting Date | 05-Aug-2020 |
| ISIN | US9839191015 | | Agenda | 935240527 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Dennis Segers | Management | For | For | For |
| 1.2 | Election of Director: Raman K. Chitkara | Management | For | For | For |
| 1.3 | Election of Director: Saar Gillai | Management | For | For | For |
| 1.4 | Election of Director: Ronald S. Jankov | Management | For | For | For |
| 1.5 | Election of Director: Mary Louise Krakauer | Management | For | For | For |
| 1.6 | Election of Director: Thomas H. Lee | Management | For | For | For |
| 1.7 | Election of Director: Jon A. Olson | Management | For | For | For |
| 1.8 | Election of Director: Victor Peng | Management | For | For | For |
| 1.9 | Election of Director: Elizabeth W.
Vanderslice | Management | For | For | For |
| 2. | Proposal to approve, on an advisory basis,
the compensation of the Company's named
executive officers. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of Ernst
& Young LLP as the Company's
independent registered accounting firm for
fiscal 2021. | Management | For | For | For |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Special |
| Ticker Symbol | XLNX | | Meeting Date | 07-Apr-2021 |
| ISIN | US9839191015 | | Agenda | 935346735 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Proposal to adopt the Agreement and Plan
of Merger, dated October 26, 2020, as it
may be amended from time to time, which
is referred to as the "merger agreement,"
among Advanced Micro Devices, Inc.,
which is referred to as "AMD," Thrones
Merger Sub, Inc., a wholly owned
subsidiary of AMD, which is referred to as
"Merger Sub," and Xilinx, which proposal is
referred to as the "Xilinx merger proposal". | Management | For | For | For |
| 2. | Proposal to approve, on a non-binding
advisory basis, the compensation that may
be paid or become payable to Xilinx's
named executive officers that is based on
or otherwise relates to the transactions
contemplated by the merger agreement,
which proposal is referred to as the "Xilinx
compensation proposal". | Management | Against | For | Against |
| 3. | Proposal to approve the adjournment of the
Xilinx special meeting, if necessary or
appropriate, to solicit additional proxies if
there are insufficient votes at the time of the
Xilinx special meeting to approve the Xilinx
merger proposal or to ensure that any
supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Xilinx stockholders, which proposal is
referred to as the "Xilinx adjournment
proposal". | Management | For | For | For |
| ACCENTURE PLC |
| Security | G1151C101 | | Meeting Type | Annual |
| Ticker Symbol | ACN | | Meeting Date | 03-Feb-2021 |
| ISIN | IE00B4BNMY34 | | Agenda | 935318128 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Appointment of Director: Jaime Ardila | Management | For | For | For |
| 1B. | Appointment of Director: Herbert Hainer | Management | For | For | For |
| 1C. | Appointment of Director: Nancy McKinstry | Management | Against | For | Against |
| 1D. | Appointment of Director: Beth E. Mooney | Management | For | For | For |
| 1E. | Appointment of Director: Gilles C. Pélisson | Management | For | For | For |
| 1F. | Appointment of Director: Paula A. Price | Management | For | For | For |
| 1G. | Appointment of Director: Venkata (Murthy)
Renduchintala | Management | For | For | For |
| 1H. | Appointment of Director: David Rowland | Management | For | For | For |
| 1I. | Appointment of Director: Arun Sarin | Management | For | For | For |
| 1J. | Appointment of Director: Julie Sweet | Management | For | For | For |
| 1K. | Appointment of Director: Frank K. Tang | Management | For | For | For |
| 1L. | Appointment of Director: Tracey T. Travis | Management | For | For | For |
| 2. | To approve, in a non-binding vote, the
compensation of our named executive
officers. | Management | For | For | For |
| 3. | To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration. | Management | For | For | For |
| 4. | To grant the Board of Directors the authority
to issue shares under Irish law. | Management | For | For | For |
| 5. | To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law. | Management | For | For | For |
| 6. | To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law. | Management | For | For | For |
| |
| AGNICO EAGLE MINES LIMITED |
| Security | 008474108 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | AEM | | Meeting Date | 30-Apr-2021 |
| ISIN | CA0084741085 | | Agenda | 935380876 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | Leona Aglukkaq | For | For | For |
| | 2 | Sean Boyd | For | For | For |
| | 3 | Martine A. Celej | For | For | For |
| | 4 | Robert J. Gemmell | For | For | For |
| | 5 | Mel Leiderman | For | For | For |
| | 6 | Deborah McCombe | For | For | For |
| | 7 | James D. Nasso | For | For | For |
| | 8 | Dr. Sean Riley | For | For | For |
| | 9 | J. Merfyn Roberts | For | For | For |
| | 10 | Jamie C. Sokalsky | For | For | For |
| 2 | Appointment of Ernst & Young LLP as
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration. | Management | For | For | For |
| 3 | An ordinary resolution approving
amendments of Agnico Eagle's Stock
Option Plan. | Management | For | For | For |
| 4 | Consideration of and, if deemed advisable,
the passing of a non- binding, advisory
resolution accepting the Company's
approach to executive compensation. | Management | For | For | For |
| |
| ALCON INC. |
| Security | H01301128 | | Meeting Type | Annual |
| Ticker Symbol | ALC | | Meeting Date | 28-Apr-2021 |
| ISIN | CH0432492467 | | Agenda | 935364923 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the operating and financial
review of Alcon Inc., the annual financial
statements of Alcon Inc. and the
consolidated financial statements for 2020. | Management | For | For | For |
| 2. | Discharge of the Members of the Board of
Directors and the Members of the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of earnings and declaration of
dividend as per the balance sheet of Alcon
Inc. of December 31, 2020. | Management | For | For | For |
| 4A. | Consultative vote on the 2020
Compensation Report. | Management | For | For | For |
| 4B. | Binding vote on the maximum aggregate
amount of compensation of the Board of
Directors for the next term of office, i.e. from
the 2021 Annual General Meeting to the
2022 Annual General Meeting. | Management | For | For | For |
| 4C. | Binding vote on the maximum aggregate
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2022. | Management | For | For | For |
| 5A. | Re-election of the Member of the Board of
Director: F. Michael Ball (as Member and
Chair) | Management | For | For | For |
| 5B. | Re-election of the Member of the Board of
Director: Lynn D. Bleil (as Member) | Management | For | For | For |
| 5C. | Re-election of the Member of the Board of
Director: Arthur Cummings (as Member) | Management | For | For | For |
| 5D. | Re-election of the Member of the Board of
Director: David J. Endicott (as Member) | Management | For | For | For |
| 5E. | Re-election of the Member of the Board of
Director: Thomas Glanzmann (as Member) | Management | For | For | For |
| 5F. | Re-election of the Member of the Board of
Director: D. Keith Grossman (as Member) | Management | For | For | For |
| 5G. | Re-election of the Member of the Board of
Director: Scott Maw (as Member) | Management | For | For | For |
| 5H. | Re-election of the Member of the Board of
Director: Karen May (as Member) | Management | For | For | For |
| 5I. | Re-election of the Member of the Board of
Director: Ines Pöschel (as Member) | Management | For | For | For |
| 5J. | Re-election of the Member of the Board of
Director: Dieter Spälti (as Member) | Management | For | For | For |
| 6A. | Re-election of the Member of the
Compensation Committee: Thomas
Glanzmann | Management | For | For | For |
| 6B. | Re-election of the Member of the
Compensation Committee: D. Keith
Grossman | Management | For | For | For |
| 6C. | Re-election of the Member of the
Compensation Committee: Karen May | Management | For | For | For |
| 6D. | Re-election of the Member of the
Compensation Committee: Ines Pöschel | Management | For | For | For |
| 7. | Re-election of the independent
representative, Hartmann Dreyer Attorneys-
at-Law. | Management | For | For | For |
| 8. | Re-election of the statutory auditors,
PricewaterhouseCoopers SA, Geneva. | Management | For | For | For |
| 9. | NOTE: General instruction in case of new
agenda items or proposals during the
Annual General Meeting (please check one
box only) * If you vote FOR, you will be
voting in accordance with the
recommendation of the Board of Directors.
** If you vote ABSTAIN, you will ABSTAIN
from voting. | Management | For | None | |
| |
| ASML HOLDINGS N.V. |
| Security | N07059210 | | Meeting Type | Annual |
| Ticker Symbol | ASML | | Meeting Date | 29-Apr-2021 |
| ISIN | USN070592100 | | Agenda | 935354732 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3a | Advisory vote on the remuneration report
for the Board of Management and the
Supervisory Board for the financial year
2020. | Management | Against | For | Against |
| 3b | Proposal to adopt the financial statements
of the Company for the financial year 2020,
as prepared in accordance with Dutch law. | Management | For | For | For |
| 3d | Proposal to adopt a dividend in respect of
the financial year 2020. | Management | For | For | For |
| 4a | Proposal to discharge the members of the
Board of Management from liability for their
responsibilities in the financial year 2020. | Management | For | For | For |
| 4b | Proposal to discharge the members of the
Supervisory Board from liability for their
responsibilities in the financial year 2020. | Management | For | For | For |
| 5 | Proposal to approve the number of shares
for the Board of Management. | Management | For | For | For |
| 6 | Proposal to adopt certain adjustments to
the Remuneration Policy for the Board of
Management. | Management | Against | For | Against |
| 7 | Proposal to adopt certain adjustments to
the Remuneration Policy for the
Supervisory Board. | Management | Against | For | Against |
| 9a | Proposal to appoint Ms. B. Conix as a
member of the Supervisory Board. | Management | For | For | For |
| 10 | Proposal to appoint KPMG Accountants
N.V. as external auditor for the reporting
year 2022. | Management | For | For | For |
| 11a | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% for general purposes. | Management | For | For | For |
| 11b | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 11 a). | Management | For | For | For |
| 11c | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances. | Management | For | For | For |
| 11d | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 11 c). | Management | For | For | For |
| 12a | Authorization to repurchase ordinary shares
up to 10% of the issued share capital. | Management | For | For | For |
| 12b | Authorization to repurchase additional
ordinary shares up to 10% of the issued
share capital. | Management | For | For | For |
| 13 | Proposal to cancel ordinary shares. | Management | For | For | For |
| |
| ASML HOLDINGS N.V. |
| Security | N07059210 | | Meeting Type | Annual |
| Ticker Symbol | ASML | | Meeting Date | 29-Apr-2021 |
| ISIN | USN070592100 | | Agenda | 935388529 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3a | Advisory vote on the remuneration report
for the Board of Management and the
Supervisory Board for the financial year
2020. | Management | For | For | For |
| 3b | Proposal to adopt the financial statements
of the Company for the financial year 2020,
as prepared in accordance with Dutch law. | Management | For | For | For |
| 3d | Proposal to adopt a dividend in respect of
the financial year 2020. | Management | For | For | For |
| 4a | Proposal to discharge the members of the
Board of Management from liability for their
responsibilities in the financial year 2020. | Management | For | For | For |
| 4b | Proposal to discharge the members of the
Supervisory Board from liability for their
responsibilities in the financial year 2020. | Management | For | For | For |
| 5 | Proposal to approve the number of shares
for the Board of Management. | Management | For | For | For |
| 6 | Proposal to adopt certain adjustments to
the Remuneration Policy for the Board of
Management. | Management | For | For | For |
| 7 | Proposal to adopt certain adjustments to
the Remuneration Policy for the
Supervisory Board. | Management | For | For | For |
| 9a | Proposal to appoint Ms. B. Conix as a
member of the Supervisory Board. | Management | For | For | For |
| 10 | Proposal to appoint KPMG Accountants
N.V. as external auditor for the reporting
year 2022. | Management | For | For | For |
| 11a | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% for general purposes. | Management | For | For | For |
| 11b | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 11 a). | Management | Against | For | Against |
| 11c | Authorization to issue ordinary shares or
grant rights to subscribe for ordinary shares
up to 5% in connection with or on the
occasion of mergers, acquisitions and/or
(strategic) alliances. | Management | For | For | For |
| 11d | Authorization of the Board of Management
to restrict or exclude pre-emption rights in
connection with agenda item 11 c). | Management | Against | For | Against |
| 12a | Authorization to repurchase ordinary shares
up to 10% of the issued share capital. | Management | For | For | For |
| 12b | Authorization to repurchase additional
ordinary shares up to 10% of the issued
share capital. | Management | For | For | For |
| 13 | Proposal to cancel ordinary shares. | Management | For | For | For |
| |
| BARRICK GOLD CORPORATION |
| Security | 067901108 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | GOLD | | Meeting Date | 04-May-2021 |
| ISIN | CA0679011084 | | Agenda | 935373148 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | D. M. Bristow | For | For | For |
| | 2 | G. A. Cisneros | For | For | For |
| | 3 | C. L. Coleman | For | For | For |
| | 4 | J. M. Evans | For | For | For |
| | 5 | B. L. Greenspun | For | For | For |
| | 6 | J. B. Harvey | For | For | For |
| | 7 | A. N. Kabagambe | For | For | For |
| | 8 | A. J. Quinn | For | For | For |
| | 9 | M. L. Silva | For | For | For |
| | 10 | J. L. Thornton | For | For | For |
| 2 | Resolution approving the appointment of
PricewaterhouseCoopers LLP as the
auditor of Barrick and authorizing the
directors to fix its remuneration | Management | For | For | For |
| 3 | Advisory resolution on approach to
executive compensation | Management | For | For | For |
| 4 | Special resolution approving the capital
reduction in order to enable the Return of
Capital | Management | For | For | For |
| |
| BCE INC. |
| Security | 05534B760 | | Meeting Type | Annual |
| Ticker Symbol | BCE | | Meeting Date | 29-Apr-2021 |
| ISIN | CA05534B7604 | | Agenda | 935362272 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 01 | DIRECTOR | Management | |
| | 1 | Mirko Bibic | For | For | For |
| | 2 | David F. Denison | For | For | For |
| | 3 | Robert P. Dexter | For | For | For |
| | 4 | Ian Greenberg | For | For | For |
| | 5 | Katherine Lee | For | For | For |
| | 6 | Monique F. Leroux | For | For | For |
| | 7 | Sheila A. Murray | For | For | For |
| | 8 | Gordon M. Nixon | For | For | For |
| | 9 | Louis P. Pagnutti | For | For | For |
| | 10 | Calin Rovinescu | For | For | For |
| | 11 | Karen Sheriff | For | For | For |
| | 12 | Robert C. Simmonds | For | For | For |
| | 13 | Jennifer Tory | For | For | For |
| | 14 | Cornell Wright | For | For | For |
| 02 | Appointment of Deloitte LLP as auditors | Management | For | For | For |
| 03 | Advisory resolution on executive
compensation as described in the
management proxy circular. | Management | Against | For | Against |
| |
| FRONTLINE LTD. |
| Security | G3682E192 | | Meeting Type | Annual |
| Ticker Symbol | FRO | | Meeting Date | 31-Aug-2020 |
| ISIN | BMG3682E1921 | | Agenda | 935254829 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To set the maximum number of Directors to
be not more than eight. | Management | Against | For | Against |
| 2. | To resolve that vacancies in the number of
Directors be designated as casual
vacancies and that the Board of Directors
be authorised to fill such vacancies as and
when it deems fit. | Management | Against | For | Against |
| 3. | To re-elect John Fredriksen as a Director of
the Company. | Management | For | For | For |
| 4. | To re-elect James O'Shaughnessy as a
Director of the Company. | Management | For | For | For |
| 5. | To re-elect Ola Lorentzon as a Director of
the Company. | Management | For | For | For |
| 6. | To elect Tor Svelland as a Director of the
Company. | Management | For | For | For |
| 7. | To re-appoint PricewaterhouseCoopers AS
of Oslo, Norway as auditors and to
authorise the Directors to determine their
remuneration. | Management | For | For | For |
| 8. | To approve the remuneration of the
Company's Board of Directors of a total
amount of fees not to exceed US$600,000
for the year ending December 31, 2020. | Management | For | For | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 06-May-2021 |
| ISIN | US5004723038 | | Agenda | 935399433 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2B. | Annual Report 2020: Proposal to adopt the
financial statements. | Management | For | None | |
| 2C. | Annual Report 2020: Proposal to adopt
dividend | Management | For | None | |
| 2D. | Annual Report 2020: Advisory vote on the
Remuneration Report 2020. | Management | For | None | |
| 2E. | Annual Report 2020: Proposal to discharge
the members of the Board of Management. | Management | For | None | |
| 2F. | Annual Report 2020: Proposal to discharge
the members of the Supervisory Board. | Management | For | None | |
| 3. | Composition of the Board of Management:
Proposal to re-appoint Mr M.J. van
Ginneken as member of the Board of
Management. | Management | For | None | |
| 4A. | Composition of the Supervisory Board:
Proposal to appoint Mrs S.K. Chua as
member of the Supervisory Board. | Management | For | None | |
| 4B. | Composition of the Supervisory Board:
Proposal to appoint Mrs I.K. Nooyi as
member of the Supervisory Board. | Management | For | None | |
| 5A. | To authorize the Board of Management to:
issue shares or grant rights to acquire
shares. | Management | For | None | |
| 5B. | To authorize the Board of Management to:
restrict or exclude pre-emption rights. | Management | For | None | |
| 6. | Proposal to authorize the Board of
Management to acquire shares in the
company. | Management | For | None | |
| 7. | Proposal to cancel shares. | Management | For | None | |
| |
| MERCADOLIBRE, INC. |
| Security | 58733R102 | | Meeting Type | Annual |
| Ticker Symbol | MELI | | Meeting Date | 08-Jun-2021 |
| ISIN | US58733R1023 | | Agenda | 935420858 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | Nicolás Galperin | Withheld | For | Against |
| | 2 | Henrique Dubugras | For | For | For |
| 2. | To approve, on an advisory basis, the
compensation of our named executive
officers for fiscal year 2020. | Management | Against | For | Against |
| 3. | Ratification of the appointment of Deloitte &
Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021. | Management | For | For | For |
| |
| NICE LTD. |
| Security | 653656108 | | Meeting Type | Annual |
| Ticker Symbol | NICE | | Meeting Date | 10-Sep-2020 |
| ISIN | US6536561086 | | Agenda | 935263195 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | To Elect Non-executive Director to the
Board of the Company: David Kostman | Management | For | For | For |
| 1B. | To Elect Non-executive Director to the
Board of the Company: Rimon Ben-Shaoul | Management | For | For | For |
| 1C. | To Elect Non-executive Director to the
Board of the Company: Yehoshua (Shuki)
Ehrlich | Management | For | For | For |
| 1D. | To Elect Non-executive Director to the
Board of the Company: Leo Apotheker | Management | Against | For | Against |
| 1E. | To Elect Non-executive Director to the
Board of the Company: Joe Cowan | Management | Against | For | Against |
| 2. | To approve and ratify current D&O
insurance and terms for future D&O
insurance. | Management | For | For | For |
| 2A. | Regarding proposal 2, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no. | Management | Against | None | |
| 3. | To approve the extension of the CEO
Bonus Plan. | Management | Against | For | Against |
| 3A. | Regarding proposal 3, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no. | Management | Against | None | |
| 4. | To re-appoint the Company's independent
auditors and to authorize the Board to set
their remuneration. | Management | For | For | For |
| |
| NICE LTD. |
| Security | 653656108 | | Meeting Type | Annual |
| Ticker Symbol | NICE | | Meeting Date | 28-Apr-2021 |
| ISIN | US6536561086 | | Agenda | 935389418 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | To Elect Non-executive Director to the
Board of the Company: David Kostman | Management | For | For | For |
| 1B. | To Elect Non-executive Director to the
Board of the Company: Rimon Ben-Shaoul | Management | For | For | For |
| 1C. | To Elect Non-executive Director to the
Board of the Company: Yehoshua (Shuki)
Ehrlich | Management | For | For | For |
| 1D. | To Elect Non-executive Director to the
Board of the Company: Leo Apotheker | Management | Against | For | Against |
| 1E. | To Elect Non-executive Director to the
Board of the Company: Joe Cowan | Management | Against | For | Against |
| 2. | To Elect an outside Director to the Board of
the Company: Zehava Simon | Management | For | For | For |
| 2B. | Regarding proposal 2, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No. | Management | Against | None | |
| 3. | To reapprove the Company's
Compensation Policy. | Management | For | For | For |
| 3A. | Regarding proposal 3, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No. | Management | Against | None | |
| 4. | To approve CEO Equity Plan. | Management | Against | For | Against |
| 4A. | Regarding proposal 4, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No. | Management | Against | None | |
| 5. | To re-appoint the Company's independent
auditors and to authorize the Board to set
their remuneration. | Management | For | For | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 02-Mar-2021 |
| ISIN | US66987V1098 | | Agenda | 935332584 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5. | Further Share Repurchases. | Management | For | For | For |
| 6A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General
Meeting. | Management | For | For | For |
| 6B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2022. | Management | For | For | For |
| 6C. | Advisory Vote on the 2020 Compensation
Report. | Management | For | For | For |
| 7A. | Re-election of Joerg Reinhardt as Member
and Chairman. | Management | For | For | For |
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | For |
| 7C. | Re-election of Ton Buechner | Management | For | For | For |
| 7D. | Re-election of Patrice Bula | Management | For | For | For |
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | For |
| 7F. | Re-election of Ann Fudge | Management | For | For | For |
| 7G. | Re-election of Bridgette Heller | Management | For | For | For |
| 7H. | Re-election of Frans van Houten | Management | For | For | For |
| 7I. | Re-election of Simon Moroney | Management | For | For | For |
| 7J. | Re-election of Andreas von Planta | Management | For | For | For |
| 7K. | Re-election of Charles L. Sawyers | Management | For | For | For |
| 7L. | Re-election of Enrico Vanni | Management | For | For | For |
| 7M. | Re-election of William T. Winters | Management | For | For | For |
| 8A. | Re-election of Patrice Bula to the
Compensation Committee. | Management | Against | For | Against |
| 8B. | Re-election of Bridgette Heller to the
Compensation Committee. | Management | For | For | For |
| 8C. | Re-election of Enrico Vanni to the
Compensation Committee. | Management | For | For | For |
| 8D. | Re-Election of William T. Winters to the
Compensation Committee. | Management | Against | For | Against |
| 8E. | Election of Simon Moroney to the
Compensation Committee. | Management | For | For | For |
| 9. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 10. | Re-election of the Independent Proxy. | Management | For | For | For |
| 11. | Amendment to Article 20 Paragraph 3 of the
Articles of Incorporation. | Management | For | For | For |
| 12. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | For | For |
| |
| OPEN TEXT CORPORATION |
| Security | 683715106 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | OTEX | | Meeting Date | 14-Sep-2020 |
| ISIN | CA6837151068 | | Agenda | 935260808 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | P. Thomas Jenkins | For | For | For |
| | 2 | Mark J. Barrenechea | For | For | For |
| | 3 | Randy Fowlie | For | For | For |
| | 4 | David Fraser | For | For | For |
| | 5 | Gail E. Hamilton | For | For | For |
| | 6 | Robert Hau | For | For | For |
| | 7 | Stephen J. Sadler | For | For | For |
| | 8 | Harmit Singh | For | For | For |
| | 9 | Michael Slaunwhite | For | For | For |
| | 10 | Katharine B. Stevenson | For | For | For |
| | 11 | Deborah Weinstein | For | For | For |
| 2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for
the Company. | Management | For | For | For |
| 3 | The non-binding Say-on-Pay Resolution,
the full text of which is attached as
Schedule "A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the management
proxy circular (the "Circular"). | Management | For | For | For |
| 4 | The 2004 Stock Purchase Plan Resolution,
the full text is attached as Schedule "B" to
the Circular, with or without variation, to
approve the amendment of the Company's
2004 Stock Purchase Plan to reserve for
issuance an additional 4,000,000 Common
Shares under such Plan, as more
particularly described in the Circular. | Management | Against | For | Against |
| 5 | The 2004 Stock Option Plan Resolution, the
full text of which is attached as Schedule
"D" to the Circular, with or without variation,
to approve the amendment to the
Company's 2004 Stock Option Plan to
reserve for issuance an additional
6,000,000 Common Shares under such
Plan, as more particularly described in the
Circular. | Management | Against | For | Against |
| |
| RIO TINTO PLC |
| Security | 767204100 | | Meeting Type | Annual |
| Ticker Symbol | RIO | | Meeting Date | 09-Apr-2021 |
| ISIN | US7672041008 | | Agenda | 935347636 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Receipt of the 2020 Annual Report | Management | For | For | For |
| 2. | Approval of the Remuneration Policy | Management | For | For | For |
| 3. | Approval of the Directors' Remuneration
Report: Implementation Report | Management | For | For | For |
| 4. | Approval of the Directors' Remuneration
Report | Management | For | For | For |
| 5. | To re-elect Megan Clark AC as a director | Management | For | For | For |
| 6. | To re-elect Hinda Gharbi as a director | Management | For | For | For |
| 7. | To re-elect Simon Henry as a director | Management | For | For | For |
| 8. | To re-elect Sam Laidlaw as a director | Management | For | For | For |
| 9. | To re-elect Simon McKeon AO as a director | Management | For | For | For |
| 10. | To re-elect Jennifer Nason as a director | Management | For | For | For |
| 11. | To re-elect Jakob Stausholm as a director | Management | For | For | For |
| 12. | To re-elect Simon Thompson as a director | Management | For | For | For |
| 13. | To re-elect Ngaire Woods CBE as a director | Management | For | For | For |
| 14. | Re- appointment of auditors | Management | For | For | For |
| 15. | Remuneration of auditors | Management | For | For | For |
| 16. | Authority to make political donations | Management | For | For | For |
| 17. | Renewal of and amendment to the Rio
Tinto Global Employee Share Plan | Management | For | For | For |
| 18. | Renewal of and amendment to the Rio
Tinto UK Share Plan | Management | For | For | For |
| 19. | General authority to allot shares | Management | For | For | For |
| 20. | Disapplication of pre-emption rights | Management | For | For | For |
| 21. | Authority to purchase Rio Tinto plc shares | Management | For | For | For |
| 22. | Notice period for general meetings other
than annual general meetings | Management | For | For | For |
| |
| SONY GROUP CORPORATION |
| Security | 835699307 | | Meeting Type | Annual |
| Ticker Symbol | SONY | | Meeting Date | 22-Jun-2021 |
| ISIN | US8356993076 | | Agenda | 935442234 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | For |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | For |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | For |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | For |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | For |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | For |
| 1G. | Election of Director: Wendy Becker | Management | For | For | For |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For |
| 1I. | Election of Director: Adam Crozier | Management | For | For | For |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | For |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | For |
| 2. | To issue Stock Acquisition Rights for the
purpose of granting stock options. | Management | For | For | For |
| |
| TELUS CORPORATION |
| Security | 87971M103 | | Meeting Type | Annual |
| Ticker Symbol | TU | | Meeting Date | 07-May-2021 |
| ISIN | CA87971M1032 | | Agenda | 935367361 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | 1 | R. H. (Dick) Auchinleck | For | For | For |
| | 2 | Raymond T. Chan | For | For | For |
| | 3 | Hazel Claxton | For | For | For |
| | 4 | Lisa de Wilde | For | For | For |
| | 5 | Darren Entwistle | For | For | For |
| | 6 | Thomas E. Flynn | For | For | For |
| | 7 | Mary Jo Haddad | For | For | For |
| | 8 | Kathy Kinloch | For | For | For |
| | 9 | Christine Magee | For | For | For |
| | 10 | John Manley | For | For | For |
| | 11 | David Mowat | For | For | For |
| | 12 | Marc Parent | For | For | For |
| | 13 | Denise Pickett | For | For | For |
| | 14 | W. Sean Willy | For | For | For |
| 2 | Appoint Deloitte LLP as auditors for the
ensuing year and authorize directors to fix
their remuneration. | Management | For | For | For |
| 3 | Approve the Company's approach to
executive compensation. | Management | For | For | For |
| 4 | Approve the TELUS Directors Deferred
Share Unit Plan. | Management | For | For | For |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 12-Oct-2020 |
| ISIN | US9047677045 | | Agenda | 935265125 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| C1. | To approve the Cross-Border Merger:
Please refer to the notice of Court Meeting
contained in Schedule 1 of the Circular for
further details. | Management | For | None | |
| G1. | To vote For or Against the Special
Resolution: The Special Resolution is to
approve: (i) Unification, including all such
steps as are necessary to be taken for the
purpose of effecting Unification; and (ii) the
related amendments to the Company's
articles of association. The Special
Resolution is set out in full in the notice of
General Meeting contained in Schedule 2 of
the Circular. | Management | For | None | |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 05-May-2021 |
| ISIN | US9047677045 | | Agenda | 935356659 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the Report and Accounts for the
year ended 31 December 2020. | Management | For | For | For |
| 2. | To approve the Directors' Remuneration
Report. | Management | For | For | For |
| 3. | To approve the Directors' Remuneration
Policy. | Management | For | For | For |
| 4. | To approve the Climate Transition Action Plan. | Management | For | For | For |
| 5. | To re-elect Mr N Andersen as a Non-
Executive Director. | Management | For | For | For |
| 6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | For |
| 7. | To re-elect Dr J Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 8. | To re-elect Mr A Jope as an Executive
Director. | Management | For | For | For |
| 9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | For |
| 10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | For |
| 11. | To re-elect Mr S Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 12. | To re-elect Professor Y Moon as a Non-
Executive Director. | Management | For | For | For |
| 13. | To re-elect Mr G Pitkethly as an Executive
Director. | Management | Against | For | Against |
| 14. | To re-elect Mr J Rishton as a Non-
Executive Director. | Management | For | For | For |
| 15. | To re-elect Mr F Sijbesma as a Non-
Executive Director. | Management | For | For | For |
| 16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | For |
| 17. | To authorise the Directors to fix the
remuneration of the Auditors. | Management | For | For | For |
| 18. | To authorise Political Donations and
expenditure. | Management | For | For | For |
| 19. | To approve the SHARES Plan. | Management | For | For | For |
| 20. | To renew the authority to Directors to issue shares. | Management | For | For | For |
| 21. | To renew the authority to Directors to
disapply pre-emption rights. | Management | For | For | For |
| 22. | To renew the authority to Directors to
disapply pre-emption rights for the purposes
of acquisitions or capital investments. | Management | For | For | For |
| 23. | To renew the authority to the Company to
purchase its own shares. | Management | For | For | For |
| 24. | To shorten the notice period for General
Meetings. | Management | Against | For | Against |
| 25. | To adopt new Articles of Association. | Management | For | For | For |
| 26. | To reduce the share premium account. | Management | For | For | For |
| ABBOTT LABORATORIES |
| Security | 002824100 | | Meeting Type | Annual |
| Ticker Symbol | ABT | | Meeting Date | 23-Apr-2021 |
| ISIN | US0028241000 | | Agenda | 935345125 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | R.J. Alpern | Withheld | For | Against |
| | 2 | R.S. Austin | For | For | For |
| | 3 | S.E. Blount | For | For | For |
| | 4 | R.B. Ford | For | For | For |
| | 5 | M.A. Kumbier | For | For | For |
| | 6 | D.W. McDew | For | For | For |
| | 7 | N. McKinstry | For | For | For |
| | 8 | W.A. Osborn | Withheld | For | Against |
| | 9 | M.F. Roman | For | For | For |
| | 10 | D.J. Starks | For | For | For |
| | 11 | J.G. Stratton | For | For | For |
| | 12 | G.F. Tilton | Withheld | For | Against |
| | 13 | M.D. White | For | For | For |
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | Against | For | Against |
| 3. | Say on Pay - An Advisory Vote to Approve
Executive Compensation. | Management | For | For | For |
| 4A. | Amendments to the Articles of Incorporation
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation. | Management | For | For | For |
| 4B. | Amendments to the Articles of Incorporation
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions. | Management | For | For | For |
| 5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Against | Against | For |
| 6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | For | Against | Against |
| 7. | Shareholder Proposal - Independent Board
Chairman. | Shareholder | For | Against | Against |
| |
| ALPHABET INC. |
| Security | 02079K305 | | Meeting Type | Annual |
| Ticker Symbol | GOOGL | | Meeting Date | 02-Jun-2021 |
| ISIN | US02079K3059 | | Agenda | 935406264 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Larry Page | Management | For | For | For |
| 1B. | Election of Director: Sergey Brin | Management | For | For | For |
| 1C. | Election of Director: Sundar Pichai | Management | For | For | For |
| 1D. | Election of Director: John L. Hennessy | Management | For | For | For |
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | For |
| 1F. | Election of Director: L. John Doerr | Management | For | For | For |
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | For |
| 1H. | Election of Director: Ann Mather | Management | For | For | For |
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | For |
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | For |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021. | Management | For | For | For |
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | For | For |
| 4. | A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting. | Shareholder | For | Against | Against |
| 5. | A stockholder proposal regarding the
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 6. | A stockholder proposal regarding a report
on sustainability metrics, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 7. | A stockholder proposal regarding a report
on takedown requests, if properly presented
at the meeting. | Shareholder | For | Against | Against |
| 8. | A stockholder proposal regarding a report
on whistleblower policies and practices, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| 9. | A stockholder proposal regarding a report
on charitable contributions, if properly
presented at the meeting. | Shareholder | For | Against | Against |
| 10. | A stockholder proposal regarding a report
on risks related to anticompetitive practices,
if properly presented at the meeting. | Shareholder | For | Against | Against |
| 11. | A stockholder proposal regarding a
transition to a public benefit corporation, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| |
| AMDOCS LIMITED |
| Security | G02602103 | | Meeting Type | Annual |
| Ticker Symbol | DOX | | Meeting Date | 29-Jan-2021 |
| ISIN | GB0022569080 | | Agenda | 935319409 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Robert A. Minicucci | Management | For | For | For |
| 1B. | Election of Director: Adrian Gardner | Management | For | For | For |
| 1C. | Election of Director: James S. Kahan | Management | For | For | For |
| 1D. | Election of Director: Rafael de la Vega | Management | For | For | For |
| 1E. | Election of Director: Giora Yaron | Management | For | For | For |
| 1F. | Election of Director: Eli Gelman | Management | For | For | For |
| 1G. | Election of Director: Richard T.C. LeFave | Management | For | For | For |
| 1H. | Election of Director: John A. MacDonald | Management | For | For | For |
| 1I. | Election of Director: Shuky Sheffer | Management | For | For | For |
| 1J. | Election of Director: Yvette Kanouff | Management | For | For | For |
| 2. | To approve an increase in the dividend rate
under our quarterly cash dividend program
from $0.3275 per share to $0.36 per share
(Proposal II). | Management | For | For | For |
| 3. | To approve our Consolidated Financial
Statements for the fiscal year ended
September 30, 2020 (Proposal III). | Management | For | For | For |
| 4. | To ratify and approve the appointment of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2021, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of such
independent registered public accounting
firm in accordance with the nature and
extent of its services (Proposal IV). | Management | For | For | For |
| |
| AMGEN INC. |
| Security | 031162100 | | Meeting Type | Annual |
| Ticker Symbol | AMGN | | Meeting Date | 18-May-2021 |
| ISIN | US0311621009 | | Agenda | 935375382 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director for a term of office
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin | Management | For | For | For |
| 1B. | Election of Director for a term of office
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway | Management | For | For | For |
| 1C. | Election of Director for a term of office
expiring at the 2022 annual meeting: Dr.
Brian J. Druker | Management | For | For | For |
| 1D. | Election of Director for a term of office
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert | Management | Against | For | Against |
| 1E. | Election of Director for a term of office
expiring at the 2022 annual meeting: Mr.
Greg C. Garland | Management | Against | For | Against |
| 1F. | Election of Director for a term of office
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr. | Management | For | For | For |
| 1G. | Election of Director for a term of office
expiring at the 2022 annual meeting: Dr.
Tyler Jacks | Management | For | For | For |
| 1H. | Election of Director for a term of office
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman | Management | For | For | For |
| 1I. | Election of Director for a term of office
expiring at the 2022 annual meeting: Ms.
Amy E. Miles | Management | For | For | For |
| 1J. | Election of Director for a term of office
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar | Management | For | For | For |
| 1K. | Election of Director for a term of office
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams | Management | For | For | For |
| 2. | Advisory vote to approve our executive
compensation. | Management | For | For | For |
| 3. | To ratify the selection of Ernst & Young LLP
as our independent registered public
accountants for the fiscal year ending
December 31, 2021. | Management | Against | For | Against |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 23-Feb-2021 |
| ISIN | US0378331005 | | Agenda | 935323167 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James Bell | Management | For | For | For |
| 1B. | Election of Director: Tim Cook | Management | For | For | For |
| 1C. | Election of Director: Al Gore | Management | For | For | For |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For |
| 1E. | Election of Director: Art Levinson | Management | For | For | For |
| 1F. | Election of Director: Monica Lozano | Management | For | For | For |
| 1G. | Election of Director: Ron Sugar | Management | For | For | For |
| 1H. | Election of Director: Sue Wagner | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for fiscal
2021. | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation. | Management | For | For | For |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments". | Shareholder | For | Against | Against |
| 5. | A shareholder proposal entitled
"Shareholder Proposal to Improve
Executive Compensation Program". | Shareholder | For | Against | Against |
| |
| BARRICK GOLD CORPORATION |
| Security | 067901108 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | GOLD | | Meeting Date | 04-May-2021 |
| ISIN | CA0679011084 | | Agenda | 935373148 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | | | |
| | 1 | D. M. Bristow | For | For | For |
| | 2 | G. A. Cisneros | For | For | For |
| | 3 | C. L. Coleman | For | For | For |
| | 4 | J. M. Evans | For | For | For |
| | 5 | B. L. Greenspun | For | For | For |
| | 6 | J. B. Harvey | For | For | For |
| | 7 | A. N. Kabagambe | For | For | For |
| | 8 | A. J. Quinn | For | For | For |
| | 9 | M. L. Silva | For | For | For |
| | 10 | J. L. Thornton | For | For | For |
| 2 | Resolution approving the appointment of
PricewaterhouseCoopers LLP as the
auditor of Barrick and authorizing the
directors to fix its remuneration | Management | For | For | For |
| 3 | Advisory resolution on approach to
executive compensation | Management | For | For | For |
| 4 | Special resolution approving the capital
reduction in order to enable the Return of
Capital | Management | For | For | For |
| |
| BCE INC. |
| Security | 05534B760 | | Meeting Type | Annual |
| Ticker Symbol | BCE | | Meeting Date | 29-Apr-2021 |
| ISIN | CA05534B7604 | | Agenda | 935362272 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 01 | DIRECTOR | Management | | | |
| | 1 | Mirko Bibic | For | For | For |
| | 2 | David F. Denison | For | For | For |
| | 3 | Robert P. Dexter | For | For | For |
| | 4 | Ian Greenberg | For | For | For |
| | 5 | Katherine Lee | For | For | For |
| | 6 | Monique F. Leroux | For | For | For |
| | 7 | Sheila A. Murray | For | For | For |
| | 8 | Gordon M. Nixon | For | For | For |
| | 9 | Louis P. Pagnutti | For | For | For |
| | 10 | Calin Rovinescu | For | For | For |
| | 11 | Karen Sheriff | For | For | For |
| | 12 | Robert C. Simmonds | For | For | For |
| | 13 | Jennifer Tory | For | For | For |
| | 14 | Cornell Wright | For | For | For |
| 02 | Appointment of Deloitte LLP as auditors | Management | For | For | For |
| 03 | Advisory resolution on executive
compensation as described in the
management proxy circular. | Management | Against | For | Against |
| |
| BLACKROCK, INC. |
| Security | 09247X101 | | Meeting Type | Annual |
| Ticker Symbol | BLK | | Meeting Date | 26-May-2021 |
| ISIN | US09247X1019 | | Agenda | 935394849 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Bader M. Alsaad | Management | For | For | For |
| 1B. | Election of Director: Pamela Daley | Management | For | For | For |
| 1C. | Election of Director: Jessica P. Einhorn | Management | For | For | For |
| 1D. | Election of Director: Laurence D. Fink | Management | For | For | For |
| 1E. | Election of Director: William E. Ford | Management | For | For | For |
| 1F. | Election of Director: Fabrizio Freda | Management | For | For | For |
| 1G. | Election of Director: Murry S. Gerber | Management | For | For | For |
| 1H. | Election of Director: Margaret "Peggy" L.
Johnson | Management | For | For | For |
| 1I. | Election of Director: Robert S. Kapito | Management | For | For | For |
| 1J. | Election of Director: Cheryl D. Mills | Management | For | For | For |
| 1K. | Election of Director: Gordon M. Nixon | Management | For | For | For |
| 1L. | Election of Director: Charles H. Robbins | Management | For | For | For |
| 1M. | Election of Director: Marco Antonio Slim
Domit | Management | For | For | For |
| 1N. | Election of Director: Hans E. Vestberg | Management | For | For | For |
| 1O. | Election of Director: Susan L. Wagner | Management | For | For | For |
| 1P. | Election of Director: Mark Wilson | Management | For | For | For |
| 2. | Approval, in a non-binding advisory vote, of
the compensation for named executive
officers. | Management | Against | For | Against |
| 3. | Ratification of the appointment of Deloitte
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021. | Management | For | For | For |
| 4A. | Approve amendments to BlackRock's
Amended and Restated Certificate of
Incorporation to: Provide shareholders with
the right to call a special meeting. | Management | For | For | For |
| 4B. | Approve amendments to BlackRock's
Amended and Restated Certificate of
Incorporation to: Eliminate certain
supermajority vote requirements. | Management | For | For | For |
| 4C. | Approve amendments to BlackRock's
Amended and Restated Certificate of
Incorporation to: Eliminate certain
provisions that are no longer applicable and
make certain other technical revisions. | Management | For | For | For |
| 5. | Shareholder Proposal - Amend Certificate
of Incorporation to convert to a public
benefit corporation. | Shareholder | Against | Against | For |
| |
| BRISTOL-MYERS SQUIBB COMPANY |
| Security | 110122108 | | Meeting Type | Annual |
| Ticker Symbol | BMY | | Meeting Date | 04-May-2021 |
| ISIN | US1101221083 | | Agenda | 935359643 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A) | Election of Director: Peter J. Arduini | Management | Against | For | Against |
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | For |
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For |
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | For |
| 1E) | Election of Director: Paula A. Price | Management | For | For | For |
| 1F) | Election of Director: Derica W. Rice | Management | For | For | For |
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | For |
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | For |
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | For |
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | For |
| 2. | Advisory Vote to Approve the
Compensation of our Named Executive
Officers. | Management | Against | For | Against |
| 3. | Approval of the Company's 2021 Stock
Award and Incentive Plan. | Management | Against | For | Against |
| 4. | Ratification of the Appointment of an
Independent Registered Public Accounting
Firm. | Management | For | For | For |
| 5. | Approval of an Amendment to the
Certificate of Incorporation to Lower the
Ownership Threshold for Special
Shareholder Meetings to 15%. | Management | For | For | For |
| 6. | Shareholder Proposal on Adoption of a
Board Policy that the Chairperson of the
Board be an Independent Director. | Shareholder | For | Against | Against |
| 7. | Shareholder Proposal on Shareholder Right
to Act by Written Consent. | Shareholder | Against | Against | For |
| 8. | Shareholder Proposal to Lower the
Ownership Threshold for Special
Shareholder Meetings to 10%. | Shareholder | Against | Against | For |
| |
| CANADIAN NATIONAL RAILWAY COMPANY |
| Security | 136375102 | | Meeting Type | Annual |
| Ticker Symbol | CNI | | Meeting Date | 27-Apr-2021 |
| ISIN | CA1363751027 | | Agenda | 935363515 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A | Election of Director: Shauneen Bruder | Management | For | For | For |
| 1B | Election of Director: Julie Godin | Management | For | For | For |
| 1C | Election of Director: Denise Gray | Management | For | For | For |
| 1D | Election of Director: Justin M. Howell | Management | For | For | For |
| 1E | Election of Director: The Hon. Kevin G.
Lynch | Management | For | For | For |
| 1F | Election of Director: Margaret A. McKenzie | Management | For | For | For |
| 1G | Election of Director: James E. O'Connor | Management | For | For | For |
| 1H | Election of Director: Robert Pace | Management | For | For | For |
| 1I | Election of Director: Robert L. Phillips | Management | For | For | For |
| 1J | Election of Director: Jean-Jacques Ruest | Management | For | For | For |
| 1K | Election of Director: Laura Stein | Management | For | For | For |
| 02 | Appointment of KPMG LLP as Auditors. | Management | For | For | For |
| 03 | Non-Binding Advisory Resolution to accept
the approach to executive compensation
disclosed in the management information
circular, the full text of which resolution is
set out on P.9 of the management
information circular. | Management | For | For | For |
| 04 | Non-Binding Advisory Resolution to accept
the Company's Climate Action Plan as
disclosed in the management information
circular, the full text of which resolution is
set out on P. 9 of the management
information circular. | Management | For | For | For |
| 05 | Shareholder Proposal #1 : Safety-centred
bonus system changes. The full text of the
proposal and supporting statement,
together with the Board of Directors'
recommendation, is set out on Schedule D
of the accompanying Management
Information Circular. | Shareholder | Against | Against | For |
| 06 | Shareholder Proposal #2 : The role of the
CN Police Service in the investigation of
railway fatalities and serious injuries. The
full text of the proposal and supporting
statement, together with the Board of
Directors' recommendation, is set out on
Schedule D of the accompanying
Management Information Circular. | Shareholder | Against | Against | For |
| |
| CHUBB LIMITED |
| Security | H1467J104 | | Meeting Type | Annual |
| Ticker Symbol | CB | | Meeting Date | 20-May-2021 |
| ISIN | CH0044328745 | | Agenda | 935381501 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1 | Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020. | Management | For | For | For |
| 2A | Allocation of disposable profit. | Management | For | For | For |
| 2B | Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve). | Management | For | For | For |
| 3 | Discharge of the Board of Directors. | Management | For | For | For |
| 4A | Election of PricewaterhouseCoopers AG
(Zurich) as our statutory auditor. | Management | For | For | For |
| 4B | Ratification of appointment of
PricewaterhouseCoopers LLP (United
States) as independent registered public
accounting firm for purposes of U.S.
securities law reporting. | Management | For | For | For |
| 4C | Election of BDO AG (Zurich) as special
audit firm. | Management | For | For | For |
| 5A | Election of Director: Evan G. Greenberg | Management | For | For | For |
| 5B | Election of Director: Michael P. Connors | Management | Against | For | Against |
| 5C | Election of Director: Michael G. Atieh | Management | For | For | For |
| 5D | Election of Director: Sheila P. Burke | Management | For | For | For |
| 5E | Election of Director: Mary Cirillo | Management | For | For | For |
| 5F | Election of Director: Robert J. Hugin | Management | For | For | For |
| 5G | Election of Director: Robert W. Scully | Management | For | For | For |
| 5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For |
| 5I | Election of Director: Theodore E. Shasta | Management | For | For | For |
| 5J | Election of Director: David H. Sidwell | Management | For | For | For |
| 5K | Election of Director: Olivier Steimer | Management | For | For | For |
| 5L | Election of Director: Luis Téllez | Management | For | For | For |
| 5M | Election of Director: Frances F. Townsend | Management | For | For | For |
| 6 | Election of Evan G. Greenberg as
Chairman of the Board of Directors. | Management | Against | For | Against |
| 7A | Election of Director of the Compensation
Committee: Michael P. Connors | Management | Against | For | Against |
| 7B | Election of Director of the Compensation
Committee: Mary Cirillo | Management | For | For | For |
| 7C | Election of Director of the Compensation
Committee: Frances F. Townsend | Management | For | For | For |
| 8 | Election of Homburger AG as independent proxy. | Management | For | For | For |
| 9 | Approval of the Chubb Limited 2016 Long-
Term Incentive Plan, as amended and restated. | Management | For | For | For |
| 10 | Reduction of share capital. | Management | For | For | For |
| 11A | Compensation of the Board of Directors
until the next annual general meeting. | Management | For | For | For |
| 11B | Compensation of Executive Management
for the next calendar year. | Management | For | For | For |
| 12 | Advisory vote to approve executive
compensation under U.S. securities law
requirements. | Management | For | For | For |
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Abstain | For | Against |
| |
| CONOCOPHILLIPS |
| Security | 20825C104 | | Meeting Type | Special |
| Ticker Symbol | COP | | Meeting Date | 15-Jan-2021 |
| ISIN | US20825C1045 | | Agenda | 935317962 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1. | To approve the issuance of shares of
common stock, par value $0.01 per share,
of ConocoPhillips to the stockholders of
Concho Resources Inc. ("Concho") in
connection with the merger contemplated
by the Agreement and Plan of Merger,
dated as of October 18, 2020 (as it may be
amended from time to time), among
ConocoPhillips, Falcon Merger Sub Corp.
and Concho. | Management | For | For | For |
| |
| CONOCOPHILLIPS |
| Security | 20825C104 | | Meeting Type | Annual |
| Ticker Symbol | COP | | Meeting Date | 11-May-2021 |
| ISIN | US20825C1045 | | Agenda | 935367602 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | For |
| 1B. | Election of Director: Caroline Maury
Devine | Management | For | For | For |
| 1C. | Election of Director: John V. Faraci | Management | For | For | For |
| 1D. | Election of Director: Jody Freeman | Management | For | For | For |
| 1E. | Election of Director: Gay Huey
Evans | Management | For | For | For |
| 1F. | Election of Director: Jeffrey A.
Joerres | Management | For | For | For |
| 1G. | Election of Director: Ryan M. Lance | Management | For | For | For |
| 1H. | Election of Director: Timothy A.
Leach | Management | For | For | For |
| 1I. | Election of Director: William H.
McRaven | Management | For | For | For |
| 1J. | Election of Director: Sharmila
Mulligan | Management | For | For | For |
| 1K. | Election of Director: Eric D. Mullins | Management | For | For | For |
| 1L. | Election of Director: Arjun N. Murti | Management | For | For | For |
| 1M. | Election of Director: Robert A.
Niblock | Management | For | For | For |
| 1N. | Election of Director: David T.
Seaton | Management | For | For | For |
| 1O. | Election of Director: R.A. Walker | Management | For | For | For |
| 2. | Proposal to ratify appointment of Ernst &
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021. | Management | For | For | For |
| 3. | Advisory Approval of Executive
Compensation. | Management | For | For | For |
| 4. | Simple Majority Vote Standard. | Management | For | For | For |
| 5. | Emission Reduction Targets. | Shareholder | For | Against | Against |
| |
| DUKE ENERGY CORPORATION |
| Security | 26441C204 | | Meeting Type | Annual |
| Ticker Symbol | DUK | | Meeting Date | 06-May-2021 |
| ISIN | US26441C2044 | | Agenda | 935359263 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | Michael G. Browning | For | For | For |
| | 2 | Annette K. Clayton | For | For | For |
| | 3 | Theodore F. Craver, Jr. | For | For | For |
| | 4 | Robert M. Davis | For | For | For |
| | 5 | Caroline Dorsa | For | For | For |
| | 6 | W. Roy Dunbar | For | For | For |
| | 7 | Nicholas C. Fanandakis | For | For | For |
| | 8 | Lynn J. Good | For | For | For |
| | 9 | John T. Herron | For | For | For |
| | 10 | E. Marie McKee | For | For | For |
| | 11 | Michael J. Pacilio | For | For | For |
| | 12 | Thomas E. Skains | For | For | For |
| | 13 | William E. Webster, Jr. | For | For | For |
| 2. | Ratification of Deloitte & Touche LLP as
Duke Energy's independent registered
public accounting firm for 2021 | Management | For | For | For |
| 3. | Advisory vote to approve Duke Energy's
named executive officer compensation | Management | Against | For | Against |
| 4. | Amendment to the Amended and Restated
Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority
requirements | Management | For | For | For |
| 5. | Shareholder proposal regarding
independent board chair | Shareholder | For | Against | Against |
| 6. | Shareholder proposal regarding providing a
semiannual report on Duke Energy's
political contributions and expenditures | Shareholder | For | Against | Against |
| |
| FASTENAL COMPANY |
| Security | 311900104 | | Meeting Type | Annual |
| Ticker Symbol | FAST | | Meeting Date | 24-Apr-2021 |
| ISIN | US3119001044 | | Agenda | 935342270 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Scott A. Satterlee | Management | For | For | For |
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For |
| 1C. | Election of Director: Stephen L. Eastman | Management | For | For | For |
| 1D. | Election of Director: Daniel L. Florness | Management | For | For | For |
| 1E. | Election of Director: Rita J. Heise | Management | For | For | For |
| 1F. | Election of Director: Hsenghung Sam Hsu | Management | For | For | For |
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For |
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For |
| 1I. | Election of Director: Reyne K. Wisecup | Management | For | For | For |
| 2. | Ratification of the appointment of KPMG
LLP as independent registered public
accounting firm for the 2021 fiscal year. | Management | For | For | For |
| 3. | Approval, by non-binding vote, of executive
compensation. | Management | Against | For | Against |
| |
| HONEYWELL INTERNATIONAL INC. |
| Security | 438516106 | | Meeting Type | Annual |
| Ticker Symbol | HON | | Meeting Date | 21-May-2021 |
| ISIN | US4385161066 | | Agenda | 935374861 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For |
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For |
| 1C. | Election of Director: William S. Ayer | Management | For | For | For |
| 1D. | Election of Director: Kevin Burke | Management | For | For | For |
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For |
| 1F. | Election of Director: Deborah Flint | Management | For | For | For |
| 1G. | Election of Director: Judd Gregg | Management | For | For | For |
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | For |
| 1I. | Election of Director: Raymond T. Odierno | Management | For | For | For |
| 1J. | Election of Director: George Paz | Management | For | For | For |
| 1K. | Election of Director: Robin L. Washington | Management | For | For | For |
| 2. | Advisory Vote to Approve Executive
Compensation. | Management | For | For | For |
| 3. | Approval of Independent Accountants. | Management | For | For | For |
| 4. | Shareholder Right To Act By Written
Consent. | Shareholder | Against | Against | For |
| |
| HUMANA INC. |
| Security | 444859102 | | Meeting Type | Annual |
| Ticker Symbol | HUM | | Meeting Date | 22-Apr-2021 |
| ISIN | US4448591028 | | Agenda | 935341331 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A) | Election of Director: Kurt J. Hilzinger | Management | For | For | For |
| 1B) | Election of Director: Raquel C. Bono, M.D. | Management | For | For | For |
| 1C) | Election of Director: Bruce D. Broussard | Management | For | For | For |
| 1D) | Election of Director: Frank A. D'Amelio | Management | For | For | For |
| 1E) | Election of Director: Wayne A. I. Frederick,
M.D. | Management | For | For | For |
| 1F) | Election of Director: John W. Garratt | Management | For | For | For |
| 1G) | Election of Director: David A. Jones, Jr. | Management | For | For | For |
| 1H) | Election of Director: Karen W. Katz | Management | For | For | For |
| 1I) | Election of Director: Marcy S. Klevorn | Management | For | For | For |
| 1J) | Election of Director: William J. McDonald | Management | For | For | For |
| 1K) | Election of Director: Jorge S. Mesquita | Management | For | For | For |
| 1L) | Election of Director: James J. O'Brien | Management | For | For | For |
| 1M) | Election of Director: Marissa T. Peterson | Management | For | For | For |
| 2. | The ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm. | Management | For | For | For |
| 3. | Non-binding advisory vote for the approval
of the compensation of the named
executive officers as disclosed in the 2021
proxy statement. | Management | For | For | For |
| |
| INFINEON TECHNOLOGIES AG |
| Security | 45662N103 | | Meeting Type | Annual |
| Ticker Symbol | IFNNY | | Meeting Date | 25-Feb-2021 |
| ISIN | US45662N1037 | | Agenda | 935330869 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 2 | Utilization of unappropriated profit. | Management | For | For | For |
| 3.1 | Approval of the acts of the member of the
Management Board: Dr. Reinhard Ploss | Management | For | For | For |
| 3.2 | Approval of the acts of the member of the
Management Board: Dr. Helmut Gassel | Management | For | For | For |
| 3.3 | Approval of the acts of the member of the
Management Board: Jochen Hanebeck | Management | For | For | For |
| 3.4 | Approval of the acts of the member of the
Management Board: Dr. Sven Schneider | Management | For | For | For |
| 4A | Approval of the acts of the member of the
Supervisory Board: Dr. Wolfgang Eder | Management | For | For | For |
| 4B | Approval of the acts of the member of the
Supervisory Board: Peter Bauer (until 20
February 2020) | Management | For | For | For |
| 4C | Approval of the acts of the member of the
Supervisory Board: Xiaoqun Clever (as of
20 February 2020) | Management | For | For | For |
| 4D | Approval of the acts of the member of the
Supervisory Board: Johann Dechant | Management | For | For | For |
| 4E | Approval of the acts of the member of the
Supervisory Board: Dr. Herbert Diess (until
20 February 2020) | Management | For | For | For |
| 4F | Approval of the acts of the member of the
Supervisory Board: Dr. Friedrich Eichiner
(as of 20 February 2020) | Management | For | For | For |
| 4G | Approval of the acts of the member of the
Supervisory Board: Annette Engelfried | Management | For | For | For |
| 4H | Approval of the acts of the member of the
Supervisory Board: Peter Gruber | Management | For | For | For |
| 4I | Approval of the acts of the member of the
Supervisory Board: Gerhard Hobbach (until
20 February 2020) | Management | For | For | For |
| 4J | Approval of the acts of the member of the
Supervisory Board: Hans-Ulrich Holdenried | Management | For | For | For |
| 4K | Approval of the acts of the member of the
Supervisory Board: Prof. Dr. Renate Köcher
(until 20 February 2020) | Management | For | For | For |
| 4L | Approval of the acts of the member of the
Supervisory Board: Dr. Susanne
Lachenmann | Management | For | For | For |
| 4M | Approval of the acts of the member of the
Supervisory Board: Géraldine Picaud | Management | For | For | For |
| 4N | Approval of the acts of the member of the
Supervisory Board: Dr. Manfred Puffer | Management | For | For | For |
| 4O | Approval of the acts of the member of the
Supervisory Board: Melanie Riedl (as of 20
February 2020) | Management | For | For | For |
| 4P | Approval of the acts of the member of the
Supervisory Board: Kerstin Schulzendorf | Management | For | For | For |
| 4Q | Approval of the acts of the member of the
Supervisory Board: Jürgen Scholz | Management | For | For | For |
| 4R | Approval of the acts of the member of the
Supervisory Board: Dr. Ulrich Spiesshofer
(as of 20 February 2020) | Management | For | For | For |
| 4S | Approval of the acts of the member of the
Supervisory Board: Margret Suckale (as of
20 February 2020) | Management | For | For | For |
| 4T | Approval of the acts of the member of the
Supervisory Board: Dr. Eckart Sünner (until
20 February 2020) | Management | For | For | For |
| 4U | Approval of the acts of the member of the
Supervisory Board: Diana Vitale | Management | For | For | For |
| 5 | Appointment of the Company and Group
auditor .. Due to space limits, see proxy
material for full proposal. | Management | For | For | For |
| 6 | Resolution on the approval of the
compensation system for Management
Board members. | Management | For | For | For |
| 7 | Resolution on the amendment of
compensation and the compensation
system for members of the Supervisory
Board as well as the corresponding
amendment to the Articles of Association
(article 11 of the Articles of Association). | Management | For | For | For |
| 8 | Creation of a new Authorized Capital 2021/I
for the issuance of shares to employees
and executives of Infineon and its Group
companies... Due to space limits, see proxy
material for full proposal. | Management | For | For | For |
| 9 | Resolution on the amendment of article 4,
paragraph 1, sentence 3 of the Articles of
Association in line with changes in
legislation brought about by the Act
Implementing the Second Shareholder
Rights Directive (ARUG II). | Management | For | For | For |
| 10 | Resolution on amendments to articles 7 and
9 of the Articles of Association regarding
the Supervisory Board's rules of procedure. | Management | For | For | For |
| |
| INTEL CORPORATION |
| Security | 458140100 | | Meeting Type | Annual |
| Ticker Symbol | INTC | | Meeting Date | 13-May-2021 |
| ISIN | US4581401001 | | Agenda | 935369012 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | For |
| 1B. | Election of Director: James J. Goetz | Management | For | For | For |
| 1C. | Election of Director: Alyssa Henry | Management | Against | For | Against |
| 1D. | Election of Director: Omar Ishrak | Management | For | For | For |
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For |
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | For |
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | For |
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | For |
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | For |
| 2. | Ratification of selection of Ernst & Young
LLP as our independent registered public
accounting firm for 2021. | Management | For | For | For |
| 3. | Advisory vote to approve executive
compensation of our listed officers. | Management | Against | For | Against |
| 4. | Stockholder proposal on whether to allow
stockholders to act by written consent, if
properly presented at the meeting. | Shareholder | For | Against | Against |
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | For | Against | Against |
| 6. | Stockholder proposal requesting a report on
whether written policies or unwritten norms
at the company reinforce racism in
company culture, if properly presented at
the meeting. | Shareholder | For | Against | Against |
| |
| JOHNSON & JOHNSON |
| Security | 478160104 | | Meeting Type | Annual |
| Ticker Symbol | JNJ | | Meeting Date | 22-Apr-2021 |
| ISIN | US4781601046 | | Agenda | 935345214 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | For |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For |
| 1G. | Election of Director: Hubert Joly | Management | For | For | For |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For |
| 1J. | Election of Director: Charles Prince | Management | For | For | For |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | For |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | For |
| 2. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | Against | For | Against |
| 3. | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021. | Management | For | For | For |
| 4. | Report on Government Financial Support
and Access to COVID-19 Vaccines and
Therapeutics. | Shareholder | For | Against | Against |
| 5. | Independent Board Chair. | Shareholder | For | Against | Against |
| 6. | Civil Rights Audit. | Shareholder | For | Against | Against |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Against | Against | For |
| |
| JOHNSON CONTROLS INTERNATIONAL PLC |
| Security | G51502105 | | Meeting Type | Annual |
| Ticker Symbol | JCI | | Meeting Date | 10-Mar-2021 |
| ISIN | IE00BY7QL619 | | Agenda | 935328244 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Jean Blackwell | Management | For | For | For |
| 1B. | Election of Director: Pierre Cohade | Management | For | For | For |
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | For |
| 1D. | Election of Director: Juan Pablo del Valle
Perochena | Management | For | For | For |
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For |
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | For |
| 1G. | Election of Director: Simone Menne | Management | For | For | For |
| 1H. | Election of Director: George R. Oliver | Management | For | For | For |
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | For |
| 1J. | Election of Director: Mark Vergnano | Management | For | For | For |
| 1K. | Election of Director: R. David Yost | Management | For | For | For |
| 1L. | Election of Director: John D. Young | Management | For | For | For |
| 2.A | To ratify the appointment of
PricewaterhouseCoopers LLP as the
independent auditors of the Company. | Management | For | For | For |
| 2.B | To authorize the Audit Committee of the
Board of Directors to set the auditors'
remuneration. | Management | For | For | For |
| 3. | To authorize the Company and/or any
subsidiary of the Company to make market
purchases of Company shares. | Management | For | For | For |
| 4. | To determine the price range at which the
Company can re-allot shares that it holds as
treasury shares (Special Resolution). | Management | For | For | For |
| 5. | To approve, in a non-binding advisory vote,
the compensation of the named executive
officers. | Management | For | For | For |
| 6. | To approve the Johnson Controls
International plc 2021 Equity and Incentive
Plan. | Management | For | For | For |
| 7. | To approve the Directors' authority to allot
shares up to approximately 33% of issued
share capital. | Management | For | For | For |
| 8. | To approve the waiver of statutory pre-
emption rights with respect to up to 5% of
issued share capital (Special Resolution). | Management | For | For | For |
| |
| JPMORGAN CHASE & CO. |
| Security | 46625H100 | | Meeting Type | Annual |
| Ticker Symbol | JPM | | Meeting Date | 18-May-2021 |
| ISIN | US46625H1005 | | Agenda | 935372285 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For |
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | For |
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For |
| 1D. | Election of Director: James S. Crown | Management | For | For | For |
| 1E. | Election of Director: James Dimon | Management | For | For | For |
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For |
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For |
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | For |
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For |
| 2. | Advisory resolution to approve executive
compensation. | Management | For | For | For |
| 3. | Approval of Amended and Restated Long-
Term Incentive Plan effective May 18, 2021. | Management | For | For | For |
| 4. | Ratification of independent registered public
accounting firm. | Management | For | For | For |
| 5. | Improve shareholder written consent. | Shareholder | For | Against | Against |
| 6. | Racial equity audit and report. | Shareholder | For | Against | Against |
| 7. | Independent board chairman. | Shareholder | For | Against | Against |
| 8. | Political and electioneering expenditure
congruency report. | Shareholder | For | Against | Against |
| |
| KANSAS CITY SOUTHERN |
| Security | 485170302 | | Meeting Type | Annual |
| Ticker Symbol | KSU | | Meeting Date | 20-May-2021 |
| ISIN | US4851703029 | | Agenda | 935380977 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lydia I. Beebe | Management | For | For | For |
| 1B. | Election of Director: Lu M. Córdova | Management | For | For | For |
| 1C. | Election of Director: Robert J. Druten | Management | For | For | For |
| 1D. | Election of Director: Antonio O. Garza, Jr. | Management | For | For | For |
| 1E. | Election of Director: David Garza-Santos | Management | For | For | For |
| 1F. | Election of Director: Janet H. Kennedy | Management | For | For | For |
| 1G. | Election of Director: Mitchell J. Krebs | Management | For | For | For |
| 1H. | Election of Director: Henry J. Maier | Management | For | For | For |
| 1I. | Election of Director: Thomas A. McDonnell | Management | For | For | For |
| 1J. | Election of Director: Patrick J. Ottensmeyer | Management | For | For | For |
| 2. | Ratification of the
Audit Committee's
selection of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for 2021. | Management | For | For | For |
| 3. | An Advisory vote to
approve the 2020
compensation of our named executive
officers. | Management | For | For | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Type | Annual |
| Ticker Symbol | PHG | | Meeting Date | 06-May-2021 |
| ISIN | US5004723038 | | Agenda | 935399433 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2B. | Annual Report 2020: Proposal to adopt the
financial statements. | Management | For | None | |
| 2C. | Annual Report 2020: Proposal to adopt
dividend | Management | For | None | |
| 2D. | Annual Report 2020: Advisory vote on the
Remuneration Report 2020. | Management | For | None | |
| 2E. | Annual Report 2020: Proposal to discharge
the members of the Board of Management. | Management | For | None | |
| 2F. | Annual Report 2020: Proposal to discharge
the members of the Supervisory Board. | Management | For | None | |
| 3. | Composition of the Board of Management:
Proposal to re-appoint Mr M.J. van
Ginneken as member of the Board of
Management. | Management | For | None | |
| 4A. | Composition of the Supervisory Board:
Proposal to appoint Mrs S.K. Chua as
member of the Supervisory Board. | Management | For | None | |
| 4B. | Composition of the Supervisory Board:
Proposal to appoint Mrs I.K. Nooyi as
member of the Supervisory Board. | Management | For | None | |
| 5A. | To authorize the Board of Management to:
issue shares or grant rights to acquire
shares. | Management | For | None | |
| 5B. | To authorize the Board of Management to:
restrict or exclude pre-emption rights. | Management | For | None | |
| 6. | Proposal to authorize the Board of
Management to acquire shares in the
company. | Management | For | None | |
| 7. | Proposal to cancel shares. | Management | For | None | |
| |
| LINDE PLC |
| Security | G5494J103 | | Meeting Type | Annual |
| Ticker Symbol | LIN | | Meeting Date | 27-Jul-2020 |
| ISIN | IE00BZ12WP82 | | Agenda | 935214065 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Prof. Dr. Wolfgang
Reitzle | Management | For | For | For |
| 1B. | Election of Director: Stephen F. Angel | Management | For | For | For |
| 1C. | Election of Director: Prof. DDr. Ann-Kristin
Achleitner | Management | For | For | For |
| 1D. | Election of Director: Prof. Dr. Clemens
Börsig | Management | For | For | For |
| 1E. | Election of Director: Dr. Nance K. Dicciani | Management | For | For | For |
| 1F. | Election of Director: Dr. Thomas Enders | Management | For | For | For |
| 1G. | Election of Director: Franz Fehrenbach | Management | For | For | For |
| 1H. | Election of Director: Edward G. Galante | Management | For | For | For |
| 1I. | Election of Director: Larry D. McVay | Management | For | For | For |
| 1J. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | For |
| 1K. | Election of Director: Prof. Dr. Martin H.
Richenhagen | Management | For | For | For |
| 1L. | Election of Director: Robert L. Wood | Management | For | For | For |
| 2A. | To ratify, on an advisory and non-binding
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor. | Management | For | For | For |
| 2B. | To authorize the Board, acting through the
Audit Committee, to determine PWC's
remuneration. | Management | For | For | For |
| 3. | To determine the price range at which Linde
plc can re-allot shares that it acquires as
treasury shares under Irish law. | Management | For | For | For |
| 4. | To approve, on an advisory and non-
binding basis, the compensation of Linde
plc's Named Executive Officers, as
disclosed in the 2020 Proxy Statement. | Management | For | For | For |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Type | Annual |
| Ticker Symbol | LOW | | Meeting Date | 28-May-2021 |
| ISIN | US5486611073 | | Agenda | 935387729 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | Raul Alvarez | For | For | For |
| | 2 | David H. Batchelder | For | For | For |
| | 3 | Angela F. Braly | For | For | For |
| | 4 | Sandra B. Cochran | Withheld | For | Against |
| | 5 | Laurie Z. Douglas | For | For | For |
| | 6 | Richard W. Dreiling | For | For | For |
| | 7 | Marvin R. Ellison | For | For | For |
| | 8 | Daniel J. Heinrich | For | For | For |
| | 9 | Brian C. Rogers | For | For | For |
| | 10 | Bertram L. Scott | For | For | For |
| | 11 | Mary Beth West | For | For | For |
| 2. | Advisory vote to approve Lowe's named
executive officer compensation in fiscal
2020. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Lowe's independent
registered public accounting firm for fiscal
2021. | Management | For | For | For |
| 4. | Shareholder proposal regarding amending
the Company's proxy access bylaw to
remove shareholder aggregation limits. | Shareholder | Against | Against | For |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Type | Annual |
| Ticker Symbol | MA | | Meeting Date | 22-Jun-2021 |
| ISIN | US57636Q1040 | | Agenda | 935420644 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ajay Banga | Management | For | For | For |
| 1B. | Election of Director: Merit E. Janow | Management | For | For | For |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For |
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | For |
| 1H. | Election of Director: Michael Miebach | Management | For | For | For |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For |
| 1K. | Election of Director: José Octavio Reyes
Lagunes | Management | For | For | For |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For |
| 2. | Advisory approval of Mastercard's executive
compensation. | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021. | Management | For | For | For |
| 4. | Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Long Term Incentive Plan. | Management | Against | For | Against |
| 5. | Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Non-Employee Director Equity
Compensation Plan. | Management | For | For | For |
| 6. | Approval of amendments to Mastercard's
Certificate of Incorporation to remove
supermajority voting requirements. | Management | For | For | For |
| |
| MCCORMICK & COMPANY, INCORPORATED |
| Security | 579780206 | | Meeting Type | Annual |
| Ticker Symbol | MKC | | Meeting Date | 31-Mar-2021 |
| ISIN | US5797802064 | | Agenda | 935333586 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | YOU ARE CORDIALLY INVITED TO
ATTEND THE ANNUAL MEETING OF
STOCKHOLDERS OF McCORMICK &
COMPANY, INCORPORATED (THE
"COMPANY") TO BE HELD VIA A
VIRTUAL SHAREHOLDER MEETING ON
WEDNESDAY, MARCH 31, 2021 AT 10:00
AM EDT. PLEASE USE THE FOLLOWING
URL TO ACCESS THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETIN
G.COM/MKC2021). | Management | For | None | |
| |
| MICROCHIP TECHNOLOGY INCORPORATED |
| Security | 595017104 | | Meeting Type | Annual |
| Ticker Symbol | MCHP | | Meeting Date | 18-Aug-2020 |
| ISIN | US5950171042 | | Agenda | 935248357 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Steve Sanghi | Management | For | For | For |
| 1b. | Election of Director: Matthew W. Chapman | Management | For | For | For |
| 1c. | Election of Director: L.B. Day | Management | For | For | For |
| 1d. | Election of Director: Esther L. Johnson | Management | For | For | For |
| 1e. | Election of Director: Wade F. Meyercord | Management | For | For | For |
| 2. | Proposal to ratify the appointment of Ernst
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021. | Management | For | For | For |
| 3. | Proposal to approve, on an advisory (non-
binding) basis, the compensation of our
named executives. | Management | For | For | For |
| |
| MICRON TECHNOLOGY, INC. |
| Security | 595112103 | | Meeting Type | Annual |
| Ticker Symbol | MU | | Meeting Date | 14-Jan-2021 |
| ISIN | US5951121038 | | Agenda | 935308975 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Richard M. Beyer | Management | For | For | For |
| 1b. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1c. | Election of Director: Steven J. Gomo | Management | For | For | For |
| 1d. | Election of Director: Mary Pat McCarthy | Management | For | For | For |
| 1e. | Election of Director: Sanjay Mehrotra | Management | For | For | For |
| 1f. | Election of Director: Robert E. Switz | Management | For | For | For |
| 1g. | Election of Director: MaryAnn Wright | Management | For | For | For |
| 2. | PROPOSAL BY THE COMPANY TO
APPROVE A NON-BINDING
RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT. | Management | For | For | For |
| 3. | PROPOSAL BY THE COMPANY TO
APPROVE OUR AMENDED AND
RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES
RESERVED FOR ISSUANCE
THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY
STATEMENT. | Management | For | For | For |
| 4. | PROPOSAL BY THE COMPANY TO
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 2, 2021. | Management | For | For | For |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Type | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 02-Dec-2020 |
| ISIN | US5949181045 | | Agenda | 935284478 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1D. | Election of Director: Satya Nadella | Management | For | For | For |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1G. | Election of Director: Charles W. Scharf | Management | Against | For | Against |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1I. | Election of Director: John W. Stanton | Management | For | For | For |
| 1J. | Election of Director: John W. Thompson | Management | For | For | For |
| 1K. | Election of Director: Emma N. Walmsley | Management | Against | For | Against |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2021. | Management | Against | For | Against |
| 4. | Shareholder Proposal - Report on
Employee Representation on Board of
Directors. | Shareholder | For | Against | Against |
| |
| NESTLE S.A. |
| Security | 641069406 | | Meeting Type | Annual |
| Ticker Symbol | NSRGY | | Meeting Date | 15-Apr-2021 |
| ISIN | US6410694060 | | Agenda | 935351938 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A | Approval of the Annual Review, the
financial statements of Nestlé S.A. and the
consolidated financial statements of the
Nestlé Group for 2020. | Management | For | For | For |
| 1B | Acceptance of the Compensation Report
2020 (advisory vote). | Management | For | For | For |
| 2 | Discharge to the members of the Board of
Directors and of the Management. | Management | For | For | For |
| 3 | Appropriation of profit resulting from the
balance sheet of Nestlé S.A. (proposed
dividend) for the financial year 2020. | Management | For | For | For |
| 4AA | Re-election of the member of the Board of
Director: Paul Bulcke, as member and Chairman | Management | Against | For | Against |
| 4AB | Re-election of the member of the Board of
Director: Ulf Mark Schneider | Management | For | For | For |
| 4AC | Re-election of the member of the Board of
Director: Henri de Castries | Management | For | For | For |
| 4AD | Re-election of the member of the Board of
Director: Renato Fassbind | Management | For | For | For |
| 4AE | Re-election of the member of the Board of
Director: Pablo Isla | Management | For | For | For |
| 4AF | Re-election of the member of the Board of
Director: Ann M. Veneman | Management | For | For | For |
| 4AG | Re-election of the member of the Board of
Director: Eva Cheng | Management | For | For | For |
| 4AH | Re-election of the member of the Board of
Director: Patrick Aebischer | Management | For | For | For |
| 4AI | Re-election of the member of the Board of
Director: Kasper Rorsted | Management | For | For | For |
| 4AJ | Re-election of the member of the Board of
Director: Kimberly A. Ross | Management | For | For | For |
| 4AK | Re-election of the member of the Board of
Director: Dick Boer | Management | Against | For | Against |
| 4AL | Re-election of the member of the Board of
Director: Dinesh Paliwal | Management | For | For | For |
| 4AM | Re-election of the member of the Board of
Director: Hanne Jimenez de Mora | Management | For | For | For |
| 4B | Election to the Board of Director: Lindiwe
Majele Sibanda | Management | For | For | For |
| 4CA | Election of the member of the
Compensation Committee: Pablo Isla | Management | For | For | For |
| 4CB | Election of the member of the
Compensation Committee: Patrick
Aebischer | Management | For | For | For |
| 4CC | Election of the member of the
Compensation Committee: Dick Boer | Management | Against | For | Against |
| 4CD | Election of the member of the
Compensation Committee: Kasper Rorsted | Management | For | For | For |
| 4D | Election of the statutory auditors Ernst &
Young Ltd: Lausanne branch. | Management | For | For | For |
| 4E | Election of the Independent Representative
Hartmann Dreyer, Attorneys-at-law. | Management | For | For | For |
| 5A | Approval of the compensation of the Board
of Directors. | Management | For | For | For |
| 5B | Approval of the compensation of the
Executive Board. | Management | For | For | For |
| 6 | Capital reduction (by cancellation of shares). | Management | For | For | For |
| 7 | Support of Nestlé's Climate Roadmap
(advisory vote). | Management | For | For | For |
| 8 | In the event of any yet unknown new or
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows. | Shareholder | For | Against | Against |
| |
| NEWMONT CORPORATION |
| Security | 651639106 | | Meeting Type | Annual |
| Ticker Symbol | NEM | | Meeting Date | 28-Apr-2021 |
| ISIN | US6516391066 | | Agenda | 935348183 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Patrick Awuah. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1B. | Election of Director: Gregory Boyce.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1C. | Election of Director: Bruce Brook. (Please
note that an Against vote is treated as a Withhold) | Management | For | For | For |
| 1D. | Election of Director: Maura Clark. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1E. | Election of Director: Matthew Coon Come.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1F. | Election of Director: José Manuel Madero.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1G. | Election of Director: René Médori. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1H. | Election of Director: Jane Nelson. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1I. | Election of Director: Thomas Palmer.
(Please note that an Against vote is treated
as a Withhold) | Management | For | For | For |
| 1J. | Election of Director: Julio Quintana. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 1K. | Election of Director: Susan Story. (Please
note that an Against vote is treated as a
Withhold) | Management | For | For | For |
| 2. | Approve, on an Advisory Basis, Named
Executive Officer Compensation. | Management | For | For | For |
| 3. | Ratify Appointment of Independent
Registered Public Accounting Firm for
2021. | Management | For | For | For |
| |
| NEXTERA ENERGY, INC. |
| Security | 65339F101 | | Meeting Type | Annual |
| Ticker Symbol | NEE | | Meeting Date | 20-May-2021 |
| ISIN | US65339F1012 | | Agenda | 935378201 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | For |
| 1B. | Election of Director: James L. Camaren | Management | For | For | For |
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | For |
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | For |
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | For |
| 1F. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1G. | Election of Director: David L. Porges | Management | For | For | For |
| 1H. | Election of Director: James L. Robo | Management | For | For | For |
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | For |
| 1J. | Election of Director: John L. Skolds | Management | For | For | For |
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | For |
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | For |
| 2. | Ratification of appointment of Deloitte &
Touche LLP as NextEra Energy's
independent registered public accounting
firm for 2021. | Management | For | For | For |
| 3. | Approval, by non-binding advisory vote, of
NextEra Energy's compensation of its
named executive officers as disclosed in
the proxy statement. | Management | Against | For | Against |
| 4. | Approval of the NextEra Energy, Inc. 2021
Long Term Incentive Plan. | Management | For | For | For |
| 5. | A proposal entitled "Right to Act by Written
Consent" to request action by written
consent of shareholders. | Shareholder | Against | Against | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 02-Mar-2021 |
| ISIN | US66987V1098 | | Agenda | 935332584 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year. | Management | For | For | For |
| 2. | Discharge from
Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of
Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020. | Management | For | For | For |
| 4. | Reduction of Share
Capital. | Management | For | For | For |
| 5. | Further Share
Repurchases. | Management | For | For | For |
| 6A. | Binding Vote on the
Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General
Meeting. | Management | For | For | For |
| 6B. | Binding Vote on the
Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2022. | Management | For | For | For |
| 6C. | Advisory Vote on the
2020 Compensation
Report. | Management | For | For | For |
| 7A. | Re-election of Joerg Reinhardt as Member
and Chairman. | Management | For | For | For |
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | For |
| 7C. | Re-election of Ton Buechner | Management | For | For | For |
| 7D. | Re-election of Patrice Bula | Management | For | For | For |
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | For |
| 7F. | Re-election of Ann Fudge | Management | For | For | For |
| 7G. | Re-election of Bridgette Heller | Management | For | For | For |
| 7H. | Re-election of Frans van Houten | Management | For | For | For |
| 7I. | Re-election of Simon Moroney | Management | For | For | For |
| 7J. | Re-election of Andreas von Planta | Management | For | For | For |
| 7K. | Re-election of Charles L. Sawyers | Management | For | For | For |
| 7L. | Re-election of Enrico Vanni | Management | For | For | For |
| 7M. | Re-election of William T. Winters | Management | For | For | For |
| 8A. | Re-election of Patrice Bula to the
Compensation Committee. | Management | Against | For | Against |
| 8B. | Re-election of Bridgette Heller to the
Compensation Committee. | Management | For | For | For |
| 8C. | Re-election of Enrico Vanni to the
Compensation Committee. | Management | For | For | For |
| 8D. | Re-Election of William T. Winters to the
Compensation Committee. | Management | Against | For | Against |
| 8E. | Election of Simon Moroney to the
Compensation Committee. | Management | For | For | For |
| 9. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 10. | Re-election of the Independent Proxy. | Management | For | For | For |
| 11. | Amendment to Article 20 Paragraph 3 of the
Articles of Incorporation. | Management | For | For | For |
| 12. | General instructions
in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | For | For |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Type | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 26-May-2021 |
| ISIN | NL0009538784 | | Agenda | 935428335 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Adoption of the 2020
Statutory Annual
Accounts. | Management | For | For | For |
| 2. | Discharge of the
members of the Board for
their responsibilities in the financial year
ended December 31, 2020 | Management | For | For | For |
| 3A. | Re-appoint Kurt
Sievers as executive
director | Management | For | For | For |
| 3B. | Re-appoint Sir Peter
Bonfield as non-
executive director | Management | For | For | For |
| 3C. | Appoint Annette
Clayton as non-executive
director | Management | For | For | For |
| 3D. | Appoint Anthony Foxx
as non-executive
director | Management | For | For | For |
| 3E. | Re-appoint Kenneth A.
Goldman as non-
executive director | Management | For | For | For |
| 3F. | Re-appoint Josef
Kaeser as non-executive
director | Management | For | For | For |
| 3G. | Re-appoint Lena Olving
as non-executive
director | Management | For | For | For |
| 3H. | Re-appoint Peter
Smitham as non-
executive director | Management | For | For | For |
| 3I. | Re-appoint Julie
Southern as non-executive
director | Management | For | For | For |
| 3J. | Re-appoint Jasmin
Staiblin as non-
executive director | Management | For | For | For |
| 3K. | Re-appoint Gregory
Summe as non-
executive director | Management | For | For | For |
| 3L. | Re-appoint Karl-Henrik
Sundström as non-
executive director | Management | For | For | For |
| 4. | Authorization of the
Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For |
| 5. | Authorization of the
Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights. | Management | Against | For | Against |
| 6. | Authorization of the
Board to repurchase
ordinary shares | Management | For | For | For |
| 7. | Authorization of the
Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For |
| 8. | Approval of the amended remuneration of
the non-executive members of the Board | Management | For | For | For |
| 9. | Non-binding, advisory approval of the
Named Executive Officers' compensation | Management | Against | For | Against |
| |
| OPEN TEXT CORPORATION |
| Security | 683715106 | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | OTEX | | Meeting Date | 14-Sep-2020 |
| ISIN | CA6837151068 | | Agenda | 935260808 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | | | |
| | 1 | P. Thomas Jenkins | For | For | For |
| | 2 | Mark J. Barrenechea | For | For | For |
| | 3 | Randy Fowlie | For | For | For |
| | 4 | David Fraser | For | For | For |
| | 5 | Gail E. Hamilton | For | For | For |
| | 6 | Robert Hau | For | For | For |
| | 7 | Stephen J. Sadler | For | For | For |
| | 8 | Harmit Singh | For | For | For |
| | 9 | Michael Slaunwhite | For | For | For |
| | 10 | Katharine B. Stevenson | For | For | For |
| | 11 | Deborah Weinstein | For | For | For |
| 2 | Re-appoint KPMG LLP, Chartered
Accountants, as independent auditors for
the Company. | Management | For | For | For |
| 3 | The non-binding Say-on-Pay Resolution,
the full text of which is attached as
Schedule "A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the management
proxy circular (the "Circular"). | Management | For | For | For |
| 4 | The 2004 Stock Purchase Plan Resolution,
the full text is attached as Schedule "B" to
the Circular, with or without variation, to
approve the amendment of the Company's
2004 Stock Purchase Plan to reserve for
issuance an additional 4,000,000 Common
Shares under such Plan, as more
particularly described in the Circular. | Management | Against | For | Against |
| 5 | The 2004 Stock Option Plan Resolution, the
full text of which is attached as Schedule
"D" to the Circular, with or without variation,
to approve the amendment to the
Company's 2004 Stock Option Plan to
reserve for issuance an additional
6,000,000 Common Shares under such
Plan, as more particularly described in the
Circular. | Management | Against | For | Against |
| |
| ORACLE CORPORATION |
| Security | 68389X105 | | Meeting Type | Annual |
| Ticker Symbol | ORCL | | Meeting Date | 04-Nov-2020 |
| ISIN | US68389X1054 | | Agenda | 935274554 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | Jeffrey S. Berg | Withheld | For | Against |
| | 2 | Michael J. Boskin | Withheld | For | Against |
| | 3 | Safra A. Catz | For | For | For |
| | 4 | Bruce R. Chizen | For | For | For |
| | 5 | George H. Conrades | Withheld | For | Against |
| | 6 | Lawrence J. Ellison | For | For | For |
| | 7 | Rona A. Fairhead | For | For | For |
| | 8 | Jeffrey O. Henley | Withheld | For | Against |
| | 9 | Renee J. James | For | For | For |
| | 10 | Charles W. Moorman IV | For | For | For |
| | 11 | Leon E. Panetta | For | For | For |
| | 12 | William G. Parrett | For | For | For |
| | 13 | Naomi O. Seligman | For | For | For |
| | 14 | Vishal Sikka | For | For | For |
| 2. | Advisory Vote to Approve Compensation of
Named Executive Officers. | Management | For | For | For |
| 3. | Approve the Oracle Corporation 2020
Equity Incentive Plan. | Management | For | For | For |
| 4. | Ratification of Selection of Independent
Registered Public Accounting Firm. | Management | For | For | For |
| 5. | Stockholder Proposal Regarding Pay Equity
Report. | Shareholder | For | Against | Against |
| 6. | Stockholder Proposal Regarding
Independent Board Chair. | Shareholder | For | Against | Against |
| |
| PARKER-HANNIFIN CORPORATION |
| Security | 701094104 | | Meeting Type | Annual |
| Ticker Symbol | PH | | Meeting Date | 28-Oct-2020 |
| ISIN | US7010941042 | | Agenda | 935278487 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Lee C. Banks | Management | For | For | For |
| 1B. | Election of Director: Robert G. Bohn | Management | For | For | For |
| 1C. | Election of Director: Linda A. Harty | Management | For | For | For |
| 1D. | Election of Director: Kevin A. Lobo | Management | For | For | For |
| 1E. | Election of Director: Candy M. Obourn | Management | For | For | For |
| 1F. | Election of Director: Joseph Scaminace | Management | For | For | For |
| 1G. | Election of Director: Åke Svensson | Management | For | For | For |
| 1H. | Election of Director: Laura K. Thompson | Management | For | For | For |
| 1I. | Election of Director: James R. Verrier | Management | For | For | For |
| 1J. | Election of Director: James L. Wainscott | Management | For | For | For |
| 1K. | Election of Director: Thomas L. Williams | Management | For | For | For |
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2021. | Management | For | For | For |
| 3. | Approval of, on a non-binding, advisory
basis, the compensation of our Named
Executive Officers. | Management | For | For | For |
| |
| PEPSICO, INC. |
| Security | 713448108 | | Meeting Type | Annual |
| Ticker Symbol | PEP | | Meeting Date | 05-May-2021 |
| ISIN | US7134481081 | | Agenda | 935355342 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Segun Agbaje | Management | For | For | For |
| 1B. | Election of Director: Shona L. Brown | Management | For | For | For |
| 1C. | Election of Director: Cesar Conde | Management | For | For | For |
| 1D. | Election of Director: Ian Cook | Management | For | For | For |
| 1E. | Election of Director: Dina Dublon | Management | For | For | For |
| 1F. | Election of Director: Michelle Gass | Management | For | For | For |
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | For |
| 1H. | Election of Director: Dave Lewis | Management | For | For | For |
| 1I. | Election of Director: David C. Page | Management | For | For | For |
| 1J. | Election of Director: Robert C. Pohlad | Management | For | For | For |
| 1K. | Election of Director: Daniel Vasella | Management | For | For | For |
| 1L. | Election of Director: Darren Walker | Management | For | For | For |
| 1M. | Election of Director: Alberto Weisser | Management | For | For | For |
| 2. | Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for fiscal
year 2021. | Management | For | For | For |
| 3. | Advisory approval of the Company's
executive compensation. | Management | For | For | For |
| 4. | Shareholder Proposal - Special
Shareholder Meeting Vote Threshold. | Shareholder | Against | Against | For |
| 5. | Shareholder Proposal - Report on Sugar
and Public Health. | Shareholder | Against | Against | For |
| 6. | Shareholder Proposal - Report on External
Public Health Costs. | Shareholder | Against | Against | For |
| |
| PFIZER INC. |
| Security | 717081103 | | Meeting Type | Annual |
| Ticker Symbol | PFE | | Meeting Date | 22-Apr-2021 |
| ISIN | US7170811035 | | Agenda | 935344503 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | For |
| 1B. | Election of Director: Albert Bourla | Management | For | For | For |
| 1C. | Election of Director: Susan Desmond-
Hellmann | Management | For | For | For |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | For |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | For |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | For |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | For |
| 1H. | Election of Director: Dan R. Littman | Management | For | For | For |
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | For |
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | For |
| 1K. | Election of Director: James Quincey | Management | Against | For | Against |
| 1L. | Election of Director: James C. Smith | Management | For | For | For |
| 2. | Ratify the selection of KPMG LLP as
independent registered public accounting
firm for 2021. | Management | For | For | For |
| 3. | 2021 advisory approval of executive
compensation. | Management | Against | For | Against |
| 4. | Shareholder proposal regarding
independent chair policy. | Shareholder | For | Against | Against |
| 5. | Shareholder proposal regarding political
spending report. | Shareholder | For | Against | Against |
| 6. | Shareholder proposal regarding access to
COVID-19 products. | Shareholder | For | Against | Against |
| |
| PHILLIPS 66 |
| Security | 718546104 | | Meeting Type | Annual |
| Ticker Symbol | PSX | | Meeting Date | 12-May-2021 |
| ISIN | US7185461040 | | Agenda | 935362133 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director for a term of office
expiring at the 2024 annual meeting of
shareholder: Julie L. Bushman | Management | For | For | For |
| 1B. | Election of Director for a term of office
expiring at the 2024 annual meeting of
shareholder: Lisa A. Davis | Management | For | For | For |
| 2. | Management proposal for the annual
election of directors. | Management | For | For | For |
| 3. | To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for fiscal
year 2021. | Management | For | For | For |
| 4. | Advisory vote to approve our executive
compensation. | Management | For | For | For |
| 5. | Shareholder proposal regarding
greenhouse gas emissions targets. | Shareholder | For | Against | Against |
| 6. | Shareholder proposal regarding report on
climate lobbying. | Shareholder | For | Against | Against |
| |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | Meeting Date | 10-Mar-2021 |
| ISIN | US7475251036 | | Agenda | 935327569 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | For |
| 1B. | Election of Director: Mark Fields | Management | For | For | For |
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | For |
| 1D. | Election of Director: Gregory N. Johnson | Management | Against | For | Against |
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | For |
| 1F. | Election of Director: Harish Manwani | Management | For | For | For |
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | For |
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | For |
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | For |
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For |
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | For |
| 1L. | Election of Director: Kornelis "Neil" Smit | Management | Against | For | Against |
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | For |
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For |
| 2. | To ratify the selection of
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021. | Management | For | For | For |
| 3. | To approve, on an advisory basis, our
executive compensation. | Management | Against | For | Against |
| |
| ROSS STORES, INC. |
| Security | 778296103 | | Meeting Type | Annual |
| Ticker Symbol | ROST | | Meeting Date | 19-May-2021 |
| ISIN | US7782961038 | | Agenda | 935372778 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: K. Gunnar Bjorklund | Management | For | For | For |
| 1B. | Election of Director: Michael J. Bush | Management | For | For | For |
| 1C. | Election of Director: Sharon D. Garrett | Management | For | For | For |
| 1D. | Election of Director: Michael J. Hartshorn | Management | For | For | For |
| 1E. | Election of Director: Stephen D. Milligan | Management | For | For | For |
| 1F. | Election of Director: Patricia H. Mueller | Management | For | For | For |
| 1G. | Election of Director: George P. Orban | Management | For | For | For |
| 1H. | Election of Director: Gregory L. Quesnel | Management | For | For | For |
| 1I. | Election of Director: Larree M. Renda | Management | For | For | For |
| 1J. | Election of Director: Barbara Rentler | Management | For | For | For |
| 1K. | Election of Director: Doniel N. Sutton | Management | For | For | For |
| 2. | Advisory vote to approve the resolution on
the compensation of the named executive
officers. | Management | Against | For | Against |
| 3. | To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2022. | Management | For | For | For |
| 4. | To vote on a stockholder proposal
regarding executive share retention, if
properly presented at the Annual Meeting. | Shareholder | For | Against | Against |
| |
| ROYAL DUTCH SHELL PLC |
| Security | 780259206 | | Meeting Type | Annual |
| Ticker Symbol | RDSA | | Meeting Date | 18-May-2021 |
| ISIN | US7802592060 | | Agenda | 935396653 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | For |
| 2. | Approval of Directors' Remuneration
Report. | Management | For | For | For |
| 3. | Appointment of Jane Holl Lute as a Director
of the Company. | Management | For | For | For |
| 4. | Reappointment of Ben van Beurden as a
Director of the Company. | Management | For | For | For |
| 5. | Reappointment of Dick Boer as a Director
of the Company. | Management | For | For | For |
| 6. | Reappointment of Neil Carson as a Director
of the Company. | Management | For | For | For |
| 7. | Reappointment of Ann Godbehere as a
Director of the Company. | Management | For | For | For |
| 8. | Reappointment of Euleen Goh as a Director
of the Company. | Management | For | For | For |
| 9. | Reappointment of Catherine Hughes as a
Director of the Company. | Management | For | For | For |
| 10. | Reappointment of Martina Hund-Mejean as
a Director of the Company. | Management | For | For | For |
| 11. | Reappointment of Sir Andrew Mackenzie as
a Director of the Company. | Management | For | For | For |
| 12. | Reappointment of Abraham (Bram) Schot
as a Director of the Company. | Management | Against | For | Against |
| 13. | Reappointment of Jessica Uhl as a Director
of the Company. | Management | Against | For | Against |
| 14. | Reappointment of Gerrit Zalm as a Director
of the Company. | Management | For | For | For |
| 15. | Reappointment of Auditors. | Management | For | For | For |
| 16. | Remuneration of Auditors. | Management | For | For | For |
| 17. | Authority to allot shares. | Management | For | For | For |
| 18. | Disapplication of pre-emption rights. | Management | For | For | For |
| 19. | Authority to purchase own shares. | Management | For | For | For |
| 20. | Shell's Energy Transition Strategy. | Management | For | For | For |
| 21. | Shareholder resolution. | Shareholder | For | Against | Against |
| |
| RPM INTERNATIONAL INC. |
| Security | 749685103 | | Meeting Type | Annual |
| Ticker Symbol | RPM | | Meeting Date | 08-Oct-2020 |
| ISIN | US7496851038 | | Agenda | 935266191 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | Julie A. Lagacy | For | For | For |
| | 2 | Robert A. Livingston | For | For | For |
| | 3 | Frederick R. Nance | For | For | For |
| | 4 | William B. Summers, Jr. | For | For | For |
| 2. | Approve the Company's executive
compensation. | Management | For | For | For |
| 3. | Ratify the appointment of Deloitte & Touche
LLP as the Company's independent
registered public accounting firm. | Management | For | For | For |
| |
| SONY GROUP CORPORATION |
| Security | 835699307 | | Meeting Type | Annual |
| Ticker Symbol | SONY | | Meeting Date | 22-Jun-2021 |
| ISIN | US8356993076 | | Agenda | 935442234 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | For |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | For |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | For |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | For |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | For |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | For |
| 1G. | Election of Director: Wendy Becker | Management | For | For | For |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For |
| 1I. | Election of Director: Adam Crozier | Management | For | For | For |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | For |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | For |
| 2. | To issue Stock Acquisition Rights for the
purpose of granting stock options. | Management | For | For | For |
| |
| STANLEY BLACK & DECKER, INC. |
| Security | 854502101 | | Meeting Type | Annual |
| Ticker Symbol | SWK | | Meeting Date | 10-May-2021 |
| ISIN | US8545021011 | | Agenda | 935369125 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Andrea J. Ayers | Management | For | For | For |
| 1B. | Election of Director: George W. Buckley | Management | For | For | For |
| 1C. | Election of Director: Patrick D. Campbell | Management | For | For | For |
| 1D. | Election of Director: Carlos M. Cardoso | Management | For | For | For |
| 1E. | Election of Director: Robert B. Coutts | Management | For | For | For |
| 1F. | Election of Director: Debra A. Crew | Management | For | For | For |
| 1G. | Election of Director: Michael D. Hankin | Management | For | For | For |
| 1H. | Election of Director: James M. Loree | Management | For | For | For |
| 1I. | Election of Director: Jane M. Palmieri | Management | For | For | For |
| 1J. | Election of Director: Mojdeh Poul | Management | For | For | For |
| 1K. | Election of Director: Dmitri L. Stockton | Management | For | For | For |
| 1L. | Election of Director: Irving Tan | Management | For | For | For |
| 2. | To approve, on an advisory basis, the
compensation of the Company's named
executive officers. | Management | Against | For | Against |
| 3. | To approve the selection of Ernst & Young
LLP as the Company's independent
auditors for the Company's 2021 fiscal year. | Management | For | For | For |
| 4. | To consider a management proposal to
amend the Certificate of Incorporation to
allow shareholders to act by written
consent. | Management | For | For | For |
| 5. | To consider a
management proposal to
amend the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act. | Management | For | For | For |
| 6. | To consider a management proposal to
amend the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of business
combinations with interested shareholders
and clarify when no shareholder vote is
required. | Management | For | For | For |
| 7. | To consider a management proposal to
amend the Certificate of Incorporation to
adopt a majority voting standard in an
uncontested election of Directors. | Management | For | For | For |
| |
| TELUS CORPORATION |
| Security | 87971M103 | | Meeting Type | Annual |
| Ticker Symbol | TU | | Meeting Date | 07-May-2021 |
| ISIN | CA87971M1032 | | Agenda | 935367361 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | | | |
| | 1 | R. H. (Dick) Auchinleck | For | For | For |
| | 2 | Raymond T. Chan | For | For | For |
| | 3 | Hazel Claxton | For | For | For |
| | 4 | Lisa de Wilde | For | For | For |
| | 5 | Darren Entwistle | For | For | For |
| | 6 | Thomas E. Flynn | For | For | For |
| | 7 | Mary Jo Haddad | For | For | For |
| | 8 | Kathy Kinloch | For | For | For |
| | 9 | Christine Magee | For | For | For |
| | 10 | John Manley | For | For | For |
| | 11 | David Mowat | For | For | For |
| | 12 | Marc Parent | For | For | For |
| | 13 | Denise Pickett | For | For | For |
| | 14 | W. Sean Willy | For | For | For |
| 2 | Appoint Deloitte LLP as auditors for the
ensuing year and authorize directors to fix
their remuneration. | Management | For | For | For |
| 3 | Approve the Company's approach to
executive compensation. | Management | For | For | For |
| 4 | Approve the TELUS Directors Deferred
Share Unit Plan. | Management | For | For | For |
| |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Type | Annual |
| Ticker Symbol | HD | | Meeting Date | 20-May-2021 |
| ISIN | US4370761029 | | Agenda | 935365874 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For |
| 1F. | Election of Director: Albert P. Carey | Management | Against | For | Against |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | Against | For | Against |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For |
| 2. | Ratification of the Appointment of KPMG
LLP. | Management | For | For | For |
| 3. | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay"). | Management | For | For | For |
| 4. | Shareholder Proposal Regarding
Amendment of Shareholder Written
Consent Right. | Shareholder | For | Against | Against |
| 5. | Shareholder Proposal Regarding Political
Contributions Congruency Analysis. | Shareholder | For | Against | Against |
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Against | Against | For |
| |
| THE PNC FINANCIAL SERVICES GROUP, INC. |
| Security | 693475105 | | Meeting Type | Annual |
| Ticker Symbol | PNC | | Meeting Date | 27-Apr-2021 |
| ISIN | US6934751057 | | Agenda | 935343208 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | For |
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | For |
| 1C. | Election of Director: Debra A. Cafaro | Management | Against | For | Against |
| 1D. | Election of Director: Marjorie Rodgers
Cheshire | Management | For | For | For |
| 1E. | Election of Director:
David L. Cohen | Management | Against | For | Against |
| 1F. | Election of Director:
William S. Demchak | Management | For | For | For |
| 1G. | Election of Director:
Andrew T. Feldstein | Management | For | For | For |
| 1H. | Election of Director:
Richard J. Harshman | Management | For | For | For |
| 1I. | Election of Director:
Daniel R. Hesse | Management | For | For | For |
| 1J. | Election of Director:
Linda R. Medler | Management | For | For | For |
| 1K. | Election of Director:
Martin Pfinsgraff | Management | For | For | For |
| 1L. | Election of Director:
Toni Townes-Whitley | Management | For | For | For |
| 1M. | Election of Director:
Michael J. Ward | Management | For | For | For |
| 2. | Ratification of the
Audit Committee's
selection of PricewaterhouseCoopers LLP
as PNC's independent registered public
accounting firm for 2021. | Management | For | For | For |
| 3. | Advisory vote to
approve named executive
officer compensation. | Management | For | For | For |
| 4. | Shareholder proposal
regarding report on
risk management and the nuclear weapons industry. | Shareholder | For | Against | Against |
| |
| THE PROCTER & GAMBLE COMPANY |
| Security | 742718109 | | Meeting Type | Annual |
| Ticker Symbol | PG | | Meeting Date | 13-Oct-2020 |
| ISIN | US7427181091 | | Agenda | 935264969 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | ELECTION OF DIRECTOR: Francis S.
Blake | Management | For | For | For |
| 1B. | ELECTION OF DIRECTOR: Angela F.
Braly | Management | For | For | For |
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | For |
| 1D. | ELECTION OF DIRECTOR: Joseph
Jimenez | Management | For | For | For |
| 1E. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | For |
| 1F. | ELECTION OF DIRECTOR: Terry J.
Lundgren | Management | For | For | For |
| 1G. | ELECTION OF DIRECTOR: Christine M.
McCarthy | Management | For | For | For |
| 1H. | ELECTION OF DIRECTOR: W. James
McNerney, Jr. | Management | For | For | For |
| 1I. | ELECTION OF DIRECTOR: Nelson Peltz | Management | For | For | For |
| 1J. | ELECTION OF DIRECTOR: David S.
Taylor | Management | For | For | For |
| 1K. | ELECTION OF DIRECTOR: Margaret C.
Whitman | Management | For | For | For |
| 1L. | ELECTION OF DIRECTOR: Patricia A.
Woertz | Management | For | For | For |
| 2. | Ratify Appointment of the Independent
Registered Public Accounting Firm. | Management | For | For | For |
| 3. | Advisory Vote to
Approve the Company's
Executive Compensation (the "Say on Pay" vote). | Management | For | For | For |
| 4. | Approval of The
Procter & Gamble
Company International Stock Ownership
Plan, As Amended and Restated. | Management | For | For | For |
| 5. | Shareholder Proposal -
Report on Efforts to Eliminate Deforestation. | Shareholder | For | Against | Against |
| 6. | Shareholder Proposal -
Annual Report on
Diversity. | Shareholder | For | Against | Against |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Type | Annual |
| Ticker Symbol | TJX | | Meeting Date | 08-Jun-2021 |
| ISIN | US8725401090 | | Agenda | 935414831 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For |
| 1B. | Election of Director: José B. Alvarez | Management | For | For | For |
| 1C. | Election of Director: Alan M. Bennett | Management | For | For | For |
| 1D. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
| 1E. | Election of Director: David T. Ching | Management | For | For | For |
| 1F. | Election of Director: C. Kim Goodwin | Management | For | For | For |
| 1G. | Election of Director: Ernie Herrman | Management | For | For | For |
| 1H. | Election of Director: Michael F. Hines | Management | For | For | For |
| 1I. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1J. | Election of Director: Carol Meyrowitz | Management | For | For | For |
| 1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
| 1L. | Election of Director: John F. O'Brien | Management | For | For | For |
| 2. | Ratification of appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2022. | Management | For | For | For |
| 3. | Advisory approval of
TJX's executive
compensation (the say-on-pay vote). | Management | Against | For | Against |
| 4. | Shareholder proposal
for a report on animal welfare. | Shareholder | For | Against | Against |
| 5. | Shareholder proposal
for setting target
amounts for CEO compensation. | Shareholder | For | Against | Against |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 12-Oct-2020 |
| ISIN | US9047677045 | | Agenda | 935265125 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| C1. | To approve the
Cross-Border Merger:
Please refer to the notice of Court Meeting
contained in Schedule 1 of the Circular for
further details. | Management | For | None | |
| G1. | To vote For or Against the Special
Resolution: The Special Resolution is to
approve: (i) Unification, including all such
steps as are necessary to be taken for the
purpose of effecting Unification; and (ii) the
related amendments to the Company's
articles of association. The Special
Resolution is set out in full in the notice of
General Meeting contained in Schedule 2
of the Circular. | Management | For | None | |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Type | Annual |
| Ticker Symbol | UL | | Meeting Date | 05-May-2021 |
| ISIN | US9047677045 | | Agenda | 935356659 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the Report
and Accounts for the
year ended 31 December 2020. | Management | For | For | For |
| 2. | To approve the
Directors' Remuneration Report. | Management | For | For | For |
| 3. | To approve the
Directors' Remuneration Policy. | Management | For | For | For |
| 4. | To approve the Climate Transition Action Plan. | Management | For | For | For |
| 5. | To re-elect Mr N
Andersen as a Non-
Executive Director. | Management | For | For | For |
| 6. | To re-elect Mrs L Cha as a Non-Executive
Director. | Management | For | For | For |
| 7. | To re-elect Dr J
Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | For |
| 9. | To re-elect Ms A Jung
as a Non-Executive Director. | Management | For | For | For |
| 10. | To re-elect Ms S
Kilsby as a Non-Executive Director. | Management | For | For | For |
| 11. | To re-elect Mr S
Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 12. | To re-elect Professor
Y Moon as a Non-
Executive Director. | Management | For | For | For |
| 13. | To re-elect Mr G
Pitkethly as an Executive
Director. | Management | Against | For | Against |
| 14. | To re-elect Mr J
Rishton as a Non-
Executive Director. | Management | For | For | For |
| 15. | To re-elect Mr F
Sijbesma as a Non-
Executive Director. | Management | For | For | For |
| 16. | To reappoint KPMG LLP
as Auditors of the
Company. | Management | For | For | For |
| 17. | To authorise the
Directors to fix the
remuneration of the Auditors. | Management | For | For | For |
| 18. | To authorise Political
Donations and
expenditure. | Management | For | For | For |
| 19. | To approve the SHARES Plan. | Management | For | For | For |
| 20. | To renew the authority to Directors to issue shares. | Management | For | For | For |
| 21. | To renew the authority
to Directors to disapply pre-emption rights. | Management | For | For | For |
| 22. | To renew the authority
to Directors to
disapply pre-emption rights for the purposes
of acquisitions or capital investments. | Management | For | For | For |
| 23. | To renew the authority
to the Company to
purchase its own shares. | Management | For | For | For |
| 24. | To shorten the notice
period for General
Meetings. | Management | Against | For | Against |
| 25. | To adopt new Articles
of Association. | Management | For | For | For |
| 26. | To reduce the share premium account. | Management | For | For | For |
| |
| UNITEDHEALTH GROUP INCORPORATED |
| Security | 91324P102 | | Meeting Type | Annual |
| Ticker Symbol | UNH | | Meeting Date | 07-Jun-2021 |
| ISIN | US91324P1021 | | Agenda | 935414879 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director:
Richard T. Burke | Management | Against | For | Against |
| 1B. | Election of Director:
Timothy P. Flynn | Management | For | For | For |
| 1C. | Election of Director:
Stephen J. Hemsley | Management | For | For | For |
| 1D. | Election of Director:
Michele J. Hooper | Management | For | For | For |
| 1E. | Election of Director:
F. William McNabb III | Management | For | For | For |
| 1F. | Election of Director:
Valerie C. Montgomery
Rice, M.D. | Management | For | For | For |
| 1G. | Election of Director:
John H. Noseworthy,
M.D. | Management | For | For | For |
| 1H. | Election of Director:
Gail R. Wilensky, Ph.D. | Management | For | For | For |
| 1I. | Election of Director:
Andrew Witty | Management | For | For | For |
| 2. | Advisory approval of
the Company's
executive compensation. | Management | For | For | For |
| 3. | Ratification of the
appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021. | Management | For | For | For |
| 4. | Approval of an
amendment to the
UnitedHealth Group 1993 Employee Stock
Purchase Plan. | Management | For | For | For |
| 5. | If properly presented
at the 2021 Annual
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders. | Shareholder | Against | Against | For |
| |
| VERIZON COMMUNICATIONS INC. |
| Security | 92343V104 | | Meeting Type | Annual |
| Ticker Symbol | VZ | | Meeting Date | 13-May-2021 |
| ISIN | US92343V1044 | | Agenda | 935364846 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director:
Shellye L. Archambeau | Management | For | For | For |
| 1b. | Election of Director:
Roxanne S. Austin | Management | For | For | For |
| 1c. | Election of Director:
Mark T. Bertolini | Management | For | For | For |
| 1d. | Election of Director:
Melanie L. Healey | Management | For | For | For |
| 1e. | Election of Director:
Clarence Otis, Jr. | Management | For | For | For |
| 1f. | Election of Director:
Daniel H. Schulman | Management | For | For | For |
| 1g. | Election of Director:
Rodney E. Slater | Management | For | For | For |
| 1h. | Election of Director:
Hans E. Vestberg | Management | For | For | For |
| 1i. | Election of Director:
Gregory G. Weaver | Management | For | For | For |
| 2 | Advisory Vote to
Approve Executive
Compensation | Management | For | For | For |
| 3 | Ratification of
Appointment of Independent
Registered Public Accounting Firm | Management | For | For | For |
| 4 | Shareholder Action by
Written Consent | Shareholder | Against | Against | For |
| 5 | Amend Clawback Policy | Shareholder | For | Against | Against |
| 6 | Shareholder Ratification of Annual Equity
Awards | Shareholder | For | Against | Against |
| |
| VF CORPORATION |
| Security | 918204108 | | Meeting Type | Annual |
| Ticker Symbol | VFC | | Meeting Date | 28-Jul-2020 |
| ISIN | US9182041080 | | Agenda | 935235831 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | Richard T. Carucci | For | For | For |
| | 2 | Juliana L. Chugg | For | For | For |
| | 3 | Benno Dorer | For | For | For |
| | 4 | Mark S. Hoplamazian | Withheld | For | Against |
| | 5 | Laura W. Lang | For | For | For |
| | 6 | W. Alan McCollough | For | For | For |
| | 7 | W. Rodney McMullen | For | For | For |
| | 8 | Clarence Otis, Jr. | For | For | For |
| | 9 | Steven E. Rendle | For | For | For |
| | 10 | Carol L. Roberts | For | For | For |
| | 11 | Matthew J. Shattock | For | For | For |
| | 12 | Veronica B. Wu | For | For | For |
2.
| Advisory vote to
approve named executive
officer compensation. | Management | Against | For | Against |
| 3. | Ratification of the
selection of
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2021 fiscal year. | Management | For | For | For |
| |
| VIRTU FINANCIAL INC |
| Security | 928254101 | | Meeting Type | Annual |
| Ticker Symbol | VIRT | | Meeting Date | 03-Jun-2021 |
| ISIN | US9282541013 | | Agenda | 935404525 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | | | |
| | 1 | Virginia Gambale | For | For | For |
| | 2 | John D. Nixon | For | For | For |
| | 3 | David J. Urban | For | For | For |
| | 4 | Michael T. Viola | For | For | For |
| 2. | Advisory Vote to
Approve Compensation of
Named Executive Officers. | Management | Against | For | Against |
| 3. | Proposal to ratify the
appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for fiscal year ending
December 31, 2021. | Management | For | For | For |
| |
| VISA INC. |
| Security | 92826C839 | | Meeting Type | Annual |
| Ticker Symbol | V | | Meeting Date | 26-Jan-2021 |
| ISIN | US92826C8394 | | Agenda | 935315576 – Management |
| |
| Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director:
Lloyd A. Carney | Management | For | For | For |
| 1B. | Election of Director:
Mary B. Cranston | Management | For | For | For |
| 1C. | Election of Director:
Francisco Javier Fernández-Carbajal | Management | For | For | For |
| 1D. | Election of Director:
Alfred F. Kelly, Jr. | Management | For | For | For |
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | For |
| 1F. | Election of Director:
John F. Lundgren | Management | For | For | For |
| 1G. | Election of Director:
Robert W. Matschullat | Management | For | For | For |
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For |
| 1I. | Election of Director:
Suzanne Nora Johnson | Management | For | For | For |
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | For |
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | For |
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For |
| 2. | Approval, on an advisory basis, of
compensation paid to our named executive
officers. | Management | Against | For | Against |
| 3. | Ratification of the appointment of KPMG
LLP as our independent registered public
accounting firm for the 2021 fiscal year. | Management | For | For | For |
| 4. | Approval of the Visa Inc. 2007 Equity
Incentive Compensation Plan, as amended
and restated. | Management | Against | For | Against |
| 5. | Approval of an amendment to our
Certificate of Incorporation to enable the
adoption of a special meeting right for Class
A common stockholders. | Management | Against | For | Against |
| 6. | To vote on a stockholder proposal
requesting stockholders' right to act by
written consent, if properly presented. | Shareholder | For | Against | Against |
| 7. | To vote on a stockholder proposal to amend
our principles of executive compensation
program, if properly presented. | Shareholder | For | Against | Against |
| |
| XILINX, INC. |
| Security | 983919101 | | Meeting Type | Annual |
| Ticker Symbol | XLNX | | Meeting Date | 05-Aug-2020 |
| ISIN | US9839191015 | | Agenda | 935240527 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1.1 | Election of Director: Dennis Segers | Management | For | For | For |
| 1.2 | Election of Director: Raman K. Chitkara | Management | For | For | For |
| 1.3 | Election of Director: Saar Gillai | Management | For | For | For |
| 1.4 | Election of Director: Ronald S. Jankov | Management | For | For | For |
| 1.5 | Election of Director: Mary Louise Krakauer | Management | For | For | For |
| 1.6 | Election of Director: Thomas H. Lee | Management | For | For | For |
| 1.7 | Election of Director: Jon A. Olson | Management | For | For | For |
| 1.8 | Election of Victor Peng | Management | For | For | For |
| 1.9 | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For |
| 2. | Proposal to approve,
on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For |
| 3. | Proposal to ratify the appointment of Ernst
& Young LLP as the Company's
independent registered accounting firm for
fiscal 2021. | Management | For | For | For |
| AT&T INC. |
| Security | 00206R102 | | Meeting Type | Annual |
| Ticker Symbol | T | | Meeting Date | 30-Apr-2021 |
| ISIN | US00206R1023 | | Agenda | 935347179 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: William E. Kennard | Management | For | For | For |
| 1B. | Election of Director: Samuel A. Di Piazza,
Jr. | Management | For | For | For |
| 1C. | Election of Director: Scott T. Ford | Management | For | For | For |
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | For |
| 1E. | Election of Director: Debra L. Lee | Management | For | For | For |
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | For |
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | For |
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | For |
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | For |
| 1J. | Election of Director: John T. Stankey | Management | For | For | For |
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | For |
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | For |
| 2. | Ratification of appointment of independent
auditors. | Management | For | For | For |
| 3. | Advisory approval of executive
compensation. | Management | For | For | For |
| 4. | Stockholder Right to Act by Written
Consent. | Shareholder | For | Against | Against |
| |
| BHP GROUP LTD |
| Security | 088606108 | | Meeting Type | Annual |
| Ticker Symbol | BHP | | Meeting Date | 14-Oct-2020 |
| ISIN | US0886061086 | | Agenda | 935274213 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the 2020 Financial Statements
and Reports for BHP. | Management | For | For | For |
| 2. | To reappoint Ernst & Young LLP as the
auditor of BHP Group Plc. | Management | For | For | For |
| 3. | To authorise the Risk and Audit Committee
to agree the remuneration of the auditor of
BHP Group Plc. | Management | For | For | For |
| 4. | To approve the general authority to issue
shares in BHP Group Plc. | Management | For | For | For |
| 5. | To approve the authority to allot equity
securities in BHP Group Plc for cash. | Management | For | For | For |
| 6. | To authorise the repurchase of shares in
BHP Group Plc. | Management | For | For | For |
| 7. | To approve the 2020 Remuneration Report
other than the part containing the Directors'
remuneration policy. | Management | For | For | For |
| 8. | To approve the 2020 Remuneration Report. | Management | For | For | For |
| 9. | To approve the grant to the Executive
Director. | Management | For | For | For |
| 10. | To approve leaving entitlements. | Management | For | For | For |
| 11. | To elect Xiaoqun Clever as a Director of BHP. | Management | For | For | For |
| 12. | To elect Gary Goldberg as a Director of BHP. | Management | For | For | For |
| 13. | To elect Mike Henry as a Director of BHP. | Management | For | For | For |
| 14. | To elect Christine O'Reilly as a Director of BHP. | Management | For | For | For |
| 15. | To elect Dion Weisler as a Director of BHP. | Management | For | For | For |
| 16. | To re-elect Terry Bowen as a Director of BHP. | Management | For | For | For |
| 17. | To re-elect Malcolm Broomhead as a
Director of BHP. | Management | For | For | For |
| 18. | To re-elect Ian Cockerill as a Director of BHP. | Management | For | For | For |
| 19. | To re-elect Anita Frew as a Director of BHP. | Management | For | For | For |
| 20. | To re-elect Susan Kilsby as a Director of BHP. | Management | For | For | For |
| 21. | To re-elect John Mogford as a Director of BHP. | Management | For | For | For |
| 22. | To re-elect Ken MacKenzie as a Director of BHP. | Management | For | For | For |
| 23. | To amend the constitution of BHP Group Limited. | Management | Against | Against | For |
| 24. | To adopt interim cultural heritage protection
measures. | Management | Against | Against | For |
| 25. | To suspend memberships of Industry
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals. | Management | Against | Against | For |
| |
| CISCO SYSTEMS, INC. |
| Security | 17275R102 | | Meeting Type | Annual |
| Ticker Symbol | CSCO | | Meeting Date | 10-Dec-2020 |
| ISIN | US17275R1023 | | Agenda | 935287498 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: M. Michele Burns | Management | For | For | For |
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | For |
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | For |
| 1d. | Election of Director: Mark Garrett | Management | For | For | For |
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For |
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | For |
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | For |
| 1h. | Election of Director: Arun Sarin | Management | For | For | For |
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | For |
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | For |
| 2. | Approval of the reincorporation of Cisco
from California to Delaware. | Management | For | For | For |
| 3. | Approval of amendment and restatement of
the 2005 Stock Incentive Plan. | Management | For | For | For |
| 4. | Approval, on an advisory basis, of executive
compensation. | Management | For | For | For |
| 5. | Ratification of PricewaterhouseCoopers
LLP as Cisco's independent registered
public accounting firm for fiscal 2021. | Management | For | For | For |
| 6. | Approval to have Cisco's Board adopt a
policy to have an independent Board
chairman. | Shareholder | For | Against | Against |
| |
| EQUINOR ASA |
| Security | 29446M102 | | Meeting Type | Annual |
| Ticker Symbol | EQNR | | Meeting Date | 11-May-2021 |
| ISIN | US29446M1027 | | Agenda | 935409789 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3 | Election of chair for
the meeting. | Management | For | For | For |
| 4 | Approval of the notice
and the agenda. | Management | For | For | For |
| 5 | Election of two
persons to co-sign the
minutes together with the chair of the
meeting. | Management | For | For | For |
| 6 | Approval of the annual
report and accounts
for Equinor ASA and the Equinor group for
2020, including the board of directors'
proposal for distribution of fourth quarter
2020 dividend. | Management | For | For | For |
| 7 | Authorisation to
distribute dividend based
on approved annual accounts for 2020. | Management | For | For | For |
| 8 | Proposal from
shareholder to set short-,
medium-, and long- term targets for
greenhouse gas (GHG) emissions of the
company's operations and the use of
energy products (including Scope 1, 2 and
3)(Shareholder proposal). | Shareholder | For | Against | Against |
| 9 | Proposal from
shareholders to report key
information on both climate risk and nature
risk (Shareholder proposal). | Shareholder | For | Against | Against |
| 10 | Proposal from
shareholder to stop all
exploration activity and test drilling for fossil
energy resources (Shareholder proposal). | Shareholder | Against | Against | For |
| 11 | Proposal from
shareholder to present a
strategy for real business transformation to
sustainable energy production (Shareholder
proposal). | Shareholder | Against | Against | For |
| 12 | Proposal from
shareholders to stop all oil
and gas exploration in the Norwegian sector
of the Barents Sea (Shareholder proposal). | Shareholder | Against | Against | For |
| 13 | Proposal from
shareholders to spin-out
Equinor's renewable energy business in
wind and solar power to a separate
company, "NewCo" (Shareholder proposal). | Shareholder | Against | Against | For |
| 14 | Proposal from
shareholder to divest all non-
petroleum-related business overseas and to
consider withdrawing from all petroleum-
related business overseas (Shareholder
proposal). | Shareholder | Against | Against | For |
| 15 | Proposal from
shareholder that all
exploration for new oil and gas discoveries
is discontinued, that Equinor multiplies its
green investments, improves its EGS profile
and reduces its risk for future lawsuits
(Shareholder proposal). | Shareholder | Against | Against | For |
| 16 | Proposal from
shareholder for actions to
avoid big losses overseas, receive specific
answers with regards to safety incidents
and get the audit's evaluation of improved
quality assurance and internal control
(Shareholder proposal). | Shareholder | Against | Against | For |
| 17 | Proposal from
shareholder to include
nuclear in Equinor's portfolio (Shareholder
proposal). | Shareholder | Against | Against | For |
| 18 | The board of
directors' report on Corporate
Governance. | Shareholder | For | For | For |
| 19A | Approval of the board
of directors'
remuneration policy on determination of
salary and other remuneration for leading
personnel. | Management | For | For | For |
| 19B | Advisory vote of the
board of directors'
remuneration report for leading personnel. | Management | For | For | For |
| 20 | Approval of
remuneration for the company's
external auditor for 2020. | Management | For | For | For |
| 21 | Determination of
remuneration for the
corporate assembly members. | Management | For | For | For |
| 22 | Determination of
remuneration for the
nomination committee members. | Management | For | For | For |
| 23 | Authorisation to
acquire Equinor ASA
shares in the market to continue operation
of the share savings plan for employees. | Management | For | For | For |
| 24 | Authorisation to
acquire Equinor ASA
shares in the market for subsequent
annulment. | Management | For | For | For |
| |
| GLAXOSMITHKLINE PLC |
| Security | 37733W105 | | Meeting Type | Annual |
| Ticker Symbol | GSK | | Meeting Date | 05-May-2021 |
| ISIN | US37733W1053 | | Agenda | 935376562 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive and adopt the 2020 Annual
Report | Management | For | For | For |
| 2. | To approve the Annual
report on
remuneration | Management | For | For | For |
| 3. | To re-elect Sir
Jonathan Symonds as a
Director | Management | For | For | For |
| 4. | To re-elect Emma
Walmsley as a Director | Management | For | For | For |
| 5. | To re-elect Charles
Bancroft as a Director | Management | For | For | For |
| 6. | To re-elect Vindi
Banga as a Director | Management | For | For | For |
| 7. | To re-elect Dr Hal
Barron as a Director | Management | For | For | For |
| 8. | To re-elect Dr
Vivienne Cox as a Director | Management | For | For | For |
| 9. | To re-elect Lynn
Elsenhans as a Director | Management | For | For | For |
| 10. | To re-elect Dr Laurie
Glimcher as a Director | Management | For | For | For |
| 11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | For |
| 12. | To re-elect Iain Mackay as a Director | Management | For | For | For |
| 13. | To re-elect Urs Rohner as a Director | Management | For | For | For |
| 14. | To re-appoint the auditor | Management | For | For | For |
| 15. | To determine remuneration of the auditor | Management | For | For | For |
| 16. | To authorise the Company and its
subsidiaries to make donations to political
organisations and incur political expenditure | Management | For | For | For |
| 17. | To authorise allotment of shares | Management | For | For | For |
| 18. | To disapply pre-emption rights - general
power (Special resolution) | Management | For | For | For |
| 19. | To disapply pre-emption rights - in
connection with an acquisition or specified
capital investment (Special resolution) | Management | For | For | For |
| 20. | To authorise the Company to purchase its
own shares (Special resolution) | Management | For | For | For |
| 21. | To authorise exemption from statement of
name of senior statutory auditor | Management | Against | For | Against |
| 22. | To authorise reduced notice of a general
meeting other than an AGM (Special
resolution) | Management | For | For | For |
| |
| GOODRICH PETROLEUM CORPORATION |
| Security | 382410843 | | Meeting Type | Annual |
| Ticker Symbol | GDP | | Meeting Date | 18-May-2021 |
| ISIN | US3824108431 | | Agenda | 935394914 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | | 1 | Walter G. Goodrich | For | For | For |
| | | 2 | Robert C. Turnham, Jr. | Withheld | For | Against |
| | | 3 | Timothy D. Leuliette | For | For | For |
| | | 4 | Ronald F. Coleman | For | For | For |
| | | 5 | K. Adam Leight | For | For | For |
| | | 6 | Thomas M. Souers | For | For | For |
| | | 7 | Jeffrey S. Serota | For | For | For |
| | | 8 | Edward J. Sondey | For | For | For |
| 2. | Ratify the selection of Moss Adams LLP as
the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021. | Management | For | For | For |
| 3. | Approve, on an advisory basis, the
compensation of our Named Executive
Officers. | Management | For | For | For |
| |
| MICRO FOCUS INTERNATIONAL PLC |
| Security | 594837403 | | Meeting Type | Annual |
| Ticker Symbol | MFGP | | Meeting Date | 25-Mar-2021 |
| ISIN | US5948374039 | | Agenda | 935339401 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the Company's accounts,
together with the reports of the directors of
the Company (the "Directors") and the
auditor (the "Annual Report") for the year
ended 31 October 2020. | Management | For | For | For |
| 2. | To declare a final dividend of 15.5 cents per
ordinary share for the year ended 31
October 2020. | Management | For | For | For |
| 3. | To approve the Directors' remuneration
report for the year ended 31 October 2020
(the "Remuneration Report"). | Management | Against | For | Against |
| 4. | To re-elect Greg Lock as a Director. | Management | For | For | For |
| 5. | To re-elect Stephen Murdoch as a Director. | Management | For | For | For |
| 6. | To re-elect Brian McArthur-Muscroft as a
Director. | Management | For | For | For |
| 7. | To re-elect Karen Slatford as a Director. | Management | For | For | For |
| 8. | To re-elect Richard Atkins as a Director. | Management | For | For | For |
| 9. | To re-elect Amanda Brown as a Director. | Management | For | For | For |
| 10. | To re-elect Lawton Fitt as a Director. | Management | For | For | For |
| 11. | To elect Robert Youngjohns as a Director. | Management | For | For | For |
| 12. | To elect Sander van 't Noordende as a Director. | Management | For | For | For |
| 13. | To approve the re-appointment of KPMG
LLP as auditor of the Company. | Management | For | For | For |
| 14. | To authorise the Directors to determine the
remuneration of the auditor of the Company. | Management | For | For | For |
| 15. | To authorise the Directors to allot ordinary
shares in the Company. | Management | For | For | For |
| 16. | To empower the Directors to allot ordinary
shares for cash on a non pre-emptive basis. | Management | For | For | For |
| 17. | To empower the Directors to allot ordinary
shares for cash on a non pre-emptive basis
for purposes of acquisitions or specified
capital investments. | Management | For | For | For |
| 18. | To authorise the Company to purchase its
own shares. | Management | For | For | For |
| 19. | To authorise the Company to hold general
meetings on 14 clear days' notice. | Management | For | For | For |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Type | Annual |
| Ticker Symbol | NVS | | Meeting Date | 02-Mar-2021 |
| ISIN | US66987V1098 | | Agenda | 935332584 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5. | Further Share Repurchases. | Management | For | For | For |
| 6A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General
Meeting. | Management | For | For | For |
| 6B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2022. | Management | For | For | For |
| 6C. | Advisory Vote on the 2020 Compensation
Report. | Management | For | For | For |
| 7A. | Re-election of Joerg Reinhardt as Member
and Chairman. | Management | For | For | For |
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | For |
| 7C. | Re-election of Ton Buechner | Management | For | For | For |
| 7D. | Re-election of Patrice Bula | Management | For | For | For |
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | For |
| 7F. | Re-election of Ann Fudge | Management | For | For | For |
| 7G. | Re-election of Bridgette Heller | Management | For | For | For |
| 7H. | Re-election of Frans van Houten | Management | For | For | For |
| 7I. | Re-election of Simon Moroney | Management | For | For | For |
| 7J. | Re-election of Andreas von Planta | Management | For | For | For |
| 7K. | Re-election of Charles L. Sawyers | Management | For | For | For |
| 7L. | Re-election of Enrico Vanni | Management | For | For | For |
| 7M. | Re-election of William T. Winters | Management | For | For | For |
| 8A. | Re-election of Patrice Bula to the Compensation Committee. | Management | Against | For | Against |
| 8B. | Re-election of Bridgette Heller to the
Compensation Committee. | Management | For | For | For |
| 8C. | Re-election of Enrico Vanni to the
Compensation Committee. | Management | For | For | For |
| 8D. | Re-Election of William T. Winters to the
Compensation Committee. | Management | Against | For | Against |
| 8E. | Election of Simon Moroney to the
Compensation Committee. | Management | For | For | For |
| 9. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 10. | Re-election of the Independent Proxy. | Management | For | For | For |
| 11. | Amendment to Article 20 Paragraph 3 of the
Articles of Incorporation. | Management | For | For | For |
| 12. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | For | For |
| |
| ORANGE |
| Security | 684060106 | | Meeting Type | Annual |
| Ticker Symbol | ORAN | | Meeting Date | 18-May-2021 |
| ISIN | US6840601065 | | Agenda | 935415441 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the statutory financial
statements for the fiscal year ended
December 31, 2020. | Management | For | For | For |
| 2. | Approval of the consolidated financial
statements for the fiscal year ended
December 31, 2020. | Management | For | For | For |
| 3. | Allocation of income for the fiscal year
ended December 31, 2020 as stated in the
Company's annual financial statements. | Management | For | For | For |
| 4. | Agreements provided for in Article L. 225-
38 of the French Commercial Code. | Management | For | For | For |
| 5. | Renewal of the term of office of Bpifrance
Participations. | Management | For | For | For |
| 6. | Renewal of the term of office of KPMG as
statutory auditor. | Management | For | For | For |
| 7. | Renewal of the term of office of Salustro
Reydel as alternate statutory auditor. | Management | For | For | For |
| 8. | Appointment of Deloitte as statutory auditor. | Management | For | For | For |
| 9. | Appointment of BEAS as alternate statutory
auditor. | Management | For | For | For |
| 10. | Ratification of the transfer of the corporate
head office. | Management | For | For | For |
| 11. | Approval of the information referred to in
Article L. 225-37-3 I. of the French
Commercial Code, pursuant to Article L.
225-100 II. of the French Commercial Code. | Management | For | For | For |
| 12. | Approval of the elements of compensation
paid during the fiscal year ended December
31, 2020 or allocated for the same fiscal
year to Mr. Stéphane Richard, Chairman
and Chief Executive Officer, pursuant to
article L. 225-100 III of the French
Commercial Code. | Management | For | For | For |
| 13. | Approval of the elements of compensation
paid during the fiscal year ended December
31, 2020 or allocated for the same fiscal
year to Mr. Ramon Fernandez, Deputy
Chief Executive Officer Delegate, pursuant
to article L. 225-100 III of the French
Commercial Code. | Management | For | For | For |
| 14. | Approval of the elements of compensation
paid during the fiscal year ended December
31, 2020 or allocated for the same fiscal
year to Mr. Gervais Pellissier, Deputy Chief
Executive Officer Delegate, pursuant to
article L. 225-100 III of the French
Commercial Code. | Management | For | For | For |
| 15. | Approval of the compensation policy for the
Chairman and Chief Executive Officer,
pursuant to Article L. 225-37-2 of the
French Commercial Code. | Management | For | For | For |
| 16. | Approval of the compensation policy for the
Deputy Chief Executive Officer Delegates,
pursuant to Article L. 225- 37-2 of the
French Commercial Code. | Management | For | For | For |
| 17. | Approval of the compensation policy for
non-executive directors, pursuant to Article
L. 225-37-2 of the French Commercial
Code. | Management | For | For | For |
| 18. | Authorization to be granted to the Board of
Directors to purchase or transfer shares of
the Company. | Management | For | For | For |
| 19. | Delegation of authority to the Board of
Directors to issue shares of the Company
and complex securities, with shareholder
preferential subscription rights (not to be
used during a takeover offer period for the
Company's securities, unless specifically
authorized by the Shareholders' Meeting). | Management | For | For | For |
| 20. | Delegation of authority to the Board of
Directors to make use of the delegation of
authority granted in the nineteenth
resolution during a takeover offer period for
the Company's securities. | Management | For | For | For |
| 21. | Delegation of authority to the Board of
Directors to issue shares of the Company
and complex securities, without shareholder
preferential subscription rights as part of a
public offering (not to be used during a
takeover offer period for the Company's
securities, unless specifically authorized by
the Shareholders' Meeting). | Management | For | For | For |
| 22. | Delegation of authority to the Board of
Directors to make use of the delegation of
authority granted in the twenty-first
resolution during a takeover offer period for
the Company's securities. | Management | For | For | For |
| 23. | Delegation of authority to the Board of
Directors to issue shares of the Company
and complex securities, without shareholder
preferential subscription rights, as part of an
offer provided for in section II of Article L.
411-2 of the French Monetary and Financial
Code (not to be used during a takeover
offer period for the Company's securities,
unless specifically authorized by the
Shareholders' Meeting). | Management | For | For | For |
| 24. | Delegation of authority to the Board of
Directors to make use of the delegation of
authority granted in the twenty-third
resolution during a takeover offer period for
the Company's securities. | Management | For | For | For |
| 25. | Authorization to the Board of Directors to
increase the number of issuable securities,
in the event of securities to be issued. | Management | For | For | For |
| 26. | Delegation of authority to the Board of
Directors to issue shares and complex,
without shareholder preferential
subscription rights, in the event of a public
exchange offer initiated by the Company
(not to be used during a takeover offer
period for the Company's securities, unless
specifically authorized by the Shareholders'
Meeting). | Management | For | For | For |
| 27. | Delegation of authority to the Board of
Directors to make use of the delegation of
authority granted in the twenty-sixth
resolution during a takeover offer period for
the Company's securities. | Management | For | For | For |
| 28. | Delegation of powers to the Board of
Directors to issue shares and complex
securities, without shareholder preferential
subscription rights, as consideration for
contributions in kind granted to the
Company and comprised of equity
securities or securities giving access to
share capital (not to be used during a
takeover offer period for the Company's
securities, unless specifically authorized by
the Shareholders' Meeting). | Management | For | For | For |
| 29. | Authorization given to the Board of
Directors to make use of the delegation of
powers granted in the twenty-eighth
resolution during a takeover offer period for
the Company's securities. | Management | For | For | For |
| 30. | Overall limit of authorizations. | Management | For | For | For |
| 31. | Authorization given to the Board of
Directors to allocate free shares of the
Company to Corporate Officers and certain
Orange group employees without
shareholder preferential subscription rights. | Management | Against | For | Against |
| 32. | Delegation of authority to the Board of
Directors to issue shares or complex
securities reserved for members of savings
plans without shareholder preferential
subscription rights. | Management | For | For | For |
| 33. | Delegation of authority to the Board of
Directors to increase the Company's capital
by capitalization of reserves, profits or
premiums. | Management | For | For | For |
| 34. | Authorization to the Board of Directors to
reduce the share capital through the
cancellation of shares. | Management | For | For | For |
| 35. | Powers for formalities. | Management | For | For | For |
| A. | Amendment to the thirty-first resolution -
Authorization given to the Board of
Directors to allocate free shares of the
Company to all Group employees, with the
same regularity as the allocation of LTIP for
the benefit of Corporate Officers and certain
Orange group employees without
shareholder preferential subscription rights
(extraordinary). | Shareholder | For | Against | Against |
| B. | Amendment to Article 13 of the Bylaws -
Plurality of directorships (extraordinary). | Shareholder | For | Against | Against |
| |
| ROYAL DUTCH SHELL PLC |
| Security | 780259206 | | Meeting Type | Annual |
| Ticker Symbol | RDSA | | Meeting Date | 18-May-2021 |
| ISIN | US7802592060 | | Agenda | 935396653 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | For |
| 2. | Approval of Directors' Remuneration
Report. | Management | For | For | For |
| 3. | Appointment of Jane Holl Lute as a Director
of the Company. | Management | For | For | For |
| 4. | Reappointment of Ben van Beurden as a
Director of the Company. | Management | For | For | For |
| 5. | Reappointment of Dick Boer as a Director
of the Company. | Management | For | For | For |
| 6. | Reappointment of Neil Carson as a Director
of the Company. | Management | For | For | For |
| 7. | Reappointment of Ann Godbehere as a
Director of the Company. | Management | For | For | For |
| 8. | Reappointment of Euleen Goh as a Director
of the Company. | Management | For | For | For |
| 9. | Reappointment of Catherine Hughes as a
Director of the Company. | Management | For | For | For |
| 10. | Reappointment of Martina Hund-Mejean as
a Director of the Company. | Management | For | For | For |
| 11. | Reappointment of Sir Andrew Mackenzie as
a Director of the Company. | Management | For | For | For |
| 12. | Reappointment of Abraham (Bram) Schot
as a Director of the Company. | Management | Against | For | Against |
| 13. | Reappointment of Jessica Uhl as a Director
of the Company. | Management | Against | For | Against |
| 14. | Reappointment of Gerrit Zalm as a Director
of the Company. | Management | For | For | For |
| 15. | Reappointment of Auditors. | Management | For | For | For |
| 16. | Remuneration of Auditors. | Management | For | For | For |
| 17. | Authority to allot shares. | Management | For | For | For |
| 18. | Disapplication of pre-emption rights. | Management | For | For | For |
| 19. | Authority to purchase own shares. | Management | For | For | For |
| 20. | Shell's Energy Transition Strategy. | Management | For | For | For |
| 21. | Shareholder resolution. | Shareholder | For | Against | Against |
| |
| SK TELECOM CO., LTD. |
| Security | 78440P108 | | Meeting Type | Special |
| Ticker Symbol | SKM | | Meeting Date | 26-Nov-2020 |
| ISIN | US78440P1084 | | Agenda | 935295469 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of Spin-off Plan | Management | For | None | |
| |
| SK TELECOM CO., LTD. |
| Security | 78440P108 | | Meeting Type | Annual |
| Ticker Symbol | SKM | | Meeting Date | 25-Mar-2021 |
| ISIN | US78440P1084 | | Agenda | 935341329 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of Financial Statements for the 37th Fiscal Year (2020). | Management | For | None | |
| 2. | Amendments to the Articles of
Incorporation. | Management | Against | None | |
| 3. | Grant of Stock Options. | Management | For | None | |
| 4. | Appointment of an Executive Director (Ryu,
Young Sang) | Management | For | None | |
| 5. | Appointment of an Independent Non-
executive Director to Serve as an Audit
Committee Member (Yoon, Young Min). | Management | For | None | |
| 6. | Approval of the Ceiling Amount of
Remuneration for Directors *Proposed
Ceiling Amount of the Remuneration for 8
Directors is KRW 12 billion. | Management | For | None | |
| |
| TOTAL SE |
| Security | 89151E109 | | Meeting Type | Annual |
| Ticker Symbol | TOT | | Meeting Date | 28-May-2021 |
| ISIN | US89151E1091 | | Agenda | 935430936 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| O1 | Approval of the statutory financial
statements for the fiscal year ended
December 31, 2020. | Management | | For | |
| O2 | Approval of the consolidated financial
statements for the fiscal year ended
December 31, 2020. | Management | | For | |
| O3 | Allocation of earnings and declaration of
dividend for the fiscal year ended
December 31, 2020. | Management | | For | |
| O4 | Authorization granted to the Board of
Directors, for a period of eighteen months,
for the purpose of trading in the Company
shares. | Management | | For | |
| O5 | Agreements covered by Articles L. 225-38
et seq. of the French Commercial Code. | Management | | For | |
| O6 | Renewal of Mr. Patrick Pouyanné's term as
director. | Management | | For | |
| O7 | Renewal of Ms. Anne-Marie Idrac's term as
director. | Management | | For | |
| O8 | Appointment of Mr. Jacques Aschenbroich
as a director. | Management | | For | |
| O9 | Appointment of Mr. Glenn Hubbard as a
director. | Management | | For | |
| O10 | Approval of the information relating to the
compensation of executive and non-
executive directors ("mandataires sociaux")
mentioned in paragraph I of Article L. 22-
10-9 of the French Commercial Code. | Management | | For | |
| O11 | Approval of the compensation policy
applicable to directors. | Management | | For | |
| O12 | Approval of the fixed, variable and
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2020 or allocated
for that year to Mr. Patrick Pouyanné,
Chairman and Chief Executive Officer. | Management | | For | |
| O13 | Approval of the compensation policy
applicable to the Chairman and Chief
Executive Officer. | Management | | For | |
| O14 | Opinion on the Company's ambition with respect to sustainable development and
energy transition towards carbon neutrality
and its related targets by 2030. | Management | | For | |
| E15 | Amendment of the corporate name to
TotalEnergies SE and of Article 2 of the
Articles of Association. | Management | | For | |
| E16 | Delegation of authority to the Board of
Directors, for a period of thirty-eight months,
to grant Company free shares, existing or to
be issued, for the benefit of the Group
employees and executive directors, or
some of them, which imply the waiver by
shareholders of their pre-emptive
subscription right for shares to be issued. | Management | | For | |
| E17 | Delegation of authority granted to the Board
of Directors, for a period of twenty-six
months, for the purpose of carrying out, in
accordance with the terms and conditions
set out in Articles L. 3332-18 et seq. of the
French Labor Code, capital increases, with
removal of shareholders' pre-emptive
subscription rights, reserved for members of
a company or group savings plan. | Management | | For | |
| |
| VIRTU FINANCIAL INC |
| Security | 928254101 | | Meeting Type | Annual |
| Ticker Symbol | VIRT | | Meeting Date | 03-Jun-2021 |
| ISIN | US9282541013 | | Agenda | 935404525 - Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | DIRECTOR | Management | |
| | | 1 | Virginia Gambale | For | For | For |
| | | 2 | John D. Nixon | For | For | For |
| | | 3 | David J. Urban | For | For | For |
| | | 4 | Michael T. Viola | For | For | For |
| 2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | Against | For | Against |
| 3. | Proposal to ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for fiscal year ending
December 31, 2021. | Management | For | For | For |
| ACCENTURE PLC |
| Security | G1151C101 | | Meeting Date | Annual |
| Ticker Symbol | ACN | | Meeting Date | 03-Feb-2021 |
| ISIN | IE00B4BNMY34 | | Agenda | 935318128 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Appointment of Director: Jaime Ardila | Management | For | For | For |
| 1B. | Appointment of Director: Herbert Hainer | Management | For | For | For |
| 1C. | Appointment of Director: Nancy McKinstry | Management | Against | For | Against |
| 1D. | Appointment of Director: Beth E. Mooney | Management | For | For | For |
| 1E. | Appointment of Director: Gilles C. Pélisson | Management | For | For | For |
| 1F. | Appointment of Director: Paula A. Price | Management | For | For | For |
| 1G. | Appointment of Director: Venkata (Murthy)
Renduchintala | Management | For | For | For |
| 1H. | Appointment of Director: David Rowland | Management | For | For | For |
| 1I. | Appointment of Director: Arun Sarin | Management | For | For | For |
| 1J. | Appointment of Director: Julie Sweet | Management | For | For | For |
| 1K. | Appointment of Director: Frank K. Tang | Management | For | For | For |
| 1L. | Appointment of Director: Tracey T. Travis | Management | For | For | For |
| 2. | To approve, in a non-binding vote, the
compensation of our named executive
officers. | Management | For | For | For |
| 3. | To ratify, in a non-binding vote, the
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration. | Management | For | For | For |
| 4. | To grant the Board of Directors the authority
to issue shares under Irish law. | Management | For | For | For |
| 5. | To grant the Board of Directors the authority
to opt-out of pre-emption rights under Irish
law. | Management | For | For | For |
| 6. | To determine the price range at which
Accenture can re-allot shares that it
acquires as treasury shares under Irish law. | Management | For | For | For |
| |
| ADIDAS AG |
| Security | 00687A107 | | Meeting Date | Annual |
| Ticker Symbol | ADDYY | | Meeting Date | 11-Aug-2020 |
| ISIN | US00687A1079 | | Agenda | 935241529 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of retained earnings | Management | For | None | |
| 3. | Ratification of the actions of the Executive
Board | Management | For | None | |
| 4. | Ratification of the actions of the Supervisory
Board | Management | For | None | |
| 5. | Amendment to Section 20 of the Articles of
Association | Management | For | None | |
| 6. | Supervisory Board Election: Christian Klein | Management | For | None | |
| 7. | Appointment of the auditor and Group
auditor for the 2020 financial year as well as
of the auditor for a possible audit review of
the first half year financial report for the
2020 financial year | Management | For | None | |
| |
| ADIDAS AG |
| Security | 00687A107 | | Meeting Date | Annual |
| Ticker Symbol | ADDYY | | Meeting Date | 11-Aug-2020 |
| ISIN | US00687A1079 | | Agenda | 935251873 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of retained earnings | Management | For | None | |
| 3. | Ratification of the actions of the Executive
Board | Management | For | None | |
| 4. | Ratification of the actions of the Supervisory
Board | Management | For | None | |
| 5. | Amendment to Section 20 of the Articles of
Association | Management | For | None | |
| 6. | Supervisory Board Election: Christian Klein | Management | For | None | |
| 7. | Appointment of the auditor and Group
auditor for the 2020 financial year as well as
of the auditor for a possible audit review of
the first half year financial report for the
2020 financial year | Management | For | None | |
| |
| ADIDAS AG |
| Security | 00687A107 | | Meeting Date | Annual |
| Ticker Symbol | ADDYY | | Meeting Date | 12-May-2021 |
| ISIN | US00687A1079 | | Agenda | 935376839 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of retained earnings. | Management | For | None | |
| 3. | Ratification of the actions of the Executive
Board. | Management | For | None | |
| 4. | Ratification of the actions of the Supervisory
Board. | Management | For | None | |
| 5. | Supervisory Board Election: Jackie Joyner-
Kersee | Management | For | None | |
| 6. | Approval of the compensation system for
the members of the Executive Board. | Management | For | None | |
| 7. | Confirmation of the compensation and
approval of the compensation system for
the members of the Supervisory Board. | Management | For | None | |
| 8. | Amendment of section 4 section 8 sentence
3 of the Articles of Association. | Management | For | None | |
| 9. | Cancelation of the Authorized Capital
2017/I, creation of a new Authorized Capital
2021/I; authorization to exclude subscription
rights for residual amounts and amendment
to the Articles of Association. | Management | For | None | |
| 10. | Cancelation of the Authorized Capital 2019
and the Authorized Capital 2017/III, creation
of a new Authorized Capital 2021/II;
authorization to exclude subscription rights
and amendment to the Articles of
Association. | Management | For | None | |
| 11. | Cancelation of the Authorized Capital 2016
and repeal of section 4 section 5 of the
Articles of Association. | Management | For | None | |
| 12. | Authorization to purchase and use treasury
shares pursuant to section 71 section 1
number 8 AktG; authorization to exclude
tender and subscription rights as well as to
cancel purchased treasury shares and
reduce the capital. | Management | For | None | |
| 13. | Authorization to purchase treasury shares
via multilateral trading facilities and to use
equity derivatives pursuant to section 71
section 1 number 8 AktG; exclusion of
shareholders' tender and subscription
rights. | Management | For | None | |
| 14. | Appointment of the auditor and Group
auditor for the 2021 financial year as well as
of the auditor for a possible audit review of
the first half year financial report of the 2021
financial year. | Management | For | None | |
| |
| ADIDAS AG |
| Security | 00687A107 | | Meeting Date | Annual |
| Ticker Symbol | ADDYY | | Meeting Date | 12-May-2021 |
| ISIN | US00687A1079 | | Agenda | 935399508 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of retained earnings. | Management | For | None | |
| 3. | Ratification of the actions of the Executive
Board. | Management | For | None | |
| 4. | Ratification of the actions of the Supervisory
Board. | Management | For | None | |
| 5. | Supervisory Board Election: Jackie Joyner-
Kersee | Management | For | None | |
| 6. | Approval of the compensation system for
the members of the Executive Board. | Management | For | None | |
| 7. | Confirmation of the compensation and
approval of the compensation system for
the members of the Supervisory Board. | Management | For | None | |
| 8. | Amendment of section 4 section 8 sentence
3 of the Articles of Association. | Management | For | None | |
| 9. | Cancelation of the Authorized Capital
2017/I, creation of a new Authorized Capital
2021/I; authorization to exclude subscription
rights for residual amounts and amendment
to the Articles of Association. | Management | For | None | |
| 10. | Cancelation of the Authorized Capital 2019
and the Authorized Capital 2017/III, creation
of a new Authorized Capital 2021/II;
authorization to exclude subscription rights
and amendment to the Articles of
Association. | Management | For | None | |
| 11. | Cancelation of the Authorized Capital 2016
and repeal of section 4 section 5 of the
Articles of Association. | Management | For | None | |
| 12. | Authorization to purchase and use treasury
shares pursuant to section 71 section 1
number 8 AktG; authorization to exclude
tender and subscription rights as well as to
cancel purchased treasury shares and
reduce the capital. | Management | For | None | |
| 13. | Authorization to purchase treasury shares
via multilateral trading facilities and to use
equity derivatives pursuant to section 71
section 1 number 8 AktG; exclusion of
shareholders' tender and subscription
rights. | Management | For | None | |
| 14. | Appointment of the auditor and Group
auditor for the 2021 financial year as well as
of the auditor for a possible audit review of
the first half year financial report of the 2021
financial year. | Management | For | None | |
| |
| ADOBE INC |
| Security | 00724F101 | | Meeting Date | Annual |
| Ticker Symbol | ADBE | | Meeting Date | 20-Apr-2021 |
| ISIN | US00724F1012 | | Agenda | 935343412 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director for a term of one year:
Amy Banse | Management | For | For | For |
| 1B. | Election of Director for a term of one year:
Melanie Boulden | Management | For | For | For |
| 1C. | Election of Director for a term of one year:
Frank Calderoni | Management | For | For | For |
| 1D. | Election of Director for a term of one year:
James Daley | Management | For | For | For |
| 1E. | Election of Director for a term of one year:
Laura Desmond | Management | For | For | For |
| 1F. | Election of Director for a term of one year:
Shantanu Narayen | Management | For | For | For |
| 1G. | Election of Director for a term of one year:
Kathleen Oberg | Management | For | For | For |
| 1H. | Election of Director for a term of one year:
Dheeraj Pandey | Management | For | For | For |
| 1I. | Election of Director for a term of one year:
David Ricks | Management | Against | For | Against |
| 1J. | Election of Director for a term of one year:
Daniel Rosensweig | Management | For | For | For |
| 1K. | Election of Director for a term of one year:
John Warnock | Management | For | For | For |
| 2. | Approve the Adobe Inc. 2019 Equity
Incentive Plan, as amended, to increase the
available share reserve by 6 million shares. | Management | Against | For | Against |
| 3. | Ratify the appointment of KPMG LLP as our
independent registered public accounting
firm for our fiscal year ending on December
3, 2021. | Management | For | For | For |
| 4. | Approve, on an advisory basis, the
compensation of our named executive
officers. | Management | Against | For | Against |
| |
| AMAZON.COM, INC. |
| Security | 023135106 | | Meeting Date | Annual |
| Ticker Symbol | AMZN | | Meeting Date | 26-May-2021 |
| ISIN | US0231351067 | | Agenda | 935397592 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | For |
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | For |
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | For |
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For |
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | For |
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | For |
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | For |
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | For |
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | For |
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | For |
| 2. | RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS
INDEPENDENT AUDITORS. | Management | Against | For | Against |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For |
| 4. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER DUE DILIGENCE. | Shareholder | Against | Against | For |
| 5. | SHAREHOLDER PROPOSAL
REQUESTING A MANDATORY
INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | Against |
| 6. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON GENDER/RACIAL PAY. | Shareholder | For | Against | Against |
| 7. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PROMOTION DATA. | Shareholder | For | Against | Against |
| 8. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
PACKAGING MATERIALS. | Shareholder | For | Against | Against |
| 9. | SHAREHOLDER PROPOSAL
REQUESTING A DIVERSITY AND EQUITY
AUDIT REPORT. | Shareholder | For | Against | Against |
| 10. | SHAREHOLDER PROPOSAL
REQUESTING AN ALTERNATIVE
DIRECTOR CANDIDATE POLICY. | Shareholder | Against | Against | For |
| 11. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
COMPETITION STRATEGY AND RISK. | Shareholder | Against | Against | For |
| 12. | SHAREHOLDER PROPOSAL
REQUESTING AN ADDITIONAL
REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER
MEETINGS. | Shareholder | Against | Against | For |
| 13. | SHAREHOLDER PROPOSAL
REQUESTING ADDITIONAL REPORTING
ON LOBBYING. | Shareholder | For | Against | Against |
| 14. | SHAREHOLDER PROPOSAL
REQUESTING A REPORT ON
CUSTOMER USE OF CERTAIN
TECHNOLOGIES. | Shareholder | Against | Against | For |
| |
| APPLE INC. |
| Security | 037833100 | | Meeting Date | Annual |
| Ticker Symbol | AAPL | | Meeting Date | 23-Feb-2021 |
| ISIN | US0378331005 | | Agenda | 935323167 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: James Bell | Management | For | For | For |
| 1B. | Election of Director: Tim Cook | Management | For | For | For |
| 1C. | Election of Director: Al Gore | Management | For | For | For |
| 1D. | Election of Director: Andrea Jung | Management | For | For | For |
| 1E. | Election of Director: Art Levinson | Management | For | For | For |
| 1F. | Election of Director: Monica Lozano | Management | For | For | For |
| 1G. | Election of Director: Ron Sugar | Management | For | For | For |
| 1H. | Election of Director: Sue Wagner | Management | For | For | For |
| 2. | Ratification of the appointment of Ernst &
Young LLP as Apple's independent
registered public accounting firm for fiscal
2021. | Management | For | For | For |
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For |
| 4. | A shareholder proposal entitled
"Shareholder Proxy Access Amendments". | Shareholder | For | Against | Against |
| 5. | A shareholder proposal entitled
"Shareholder Proposal to Improve
Executive Compensation Program". | Shareholder | For | Against | Against |
| |
| ATLASSIAN CORPORATION PLC |
| Security | G06242104 | | Meeting Date | Annual |
| Ticker Symbol | TEAM | | Meeting Date | 03-Dec-2020 |
| ISIN | GB00BZ09BD16 | | Agenda | 935287513 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the
Company's accounts and the
reports of the directors and the auditors for
the year ended June 30, 2020 (the Annual
Report). | Management | For | For | For |
| 2. | To approve the
Directors' Remuneration
Report, as set forth in the Annual Report. | Management | For | For | For |
| 3. | To reappoint Ernst
& Young LLP as auditor
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company. | Management | For | For | For |
| 4. | To authorize the Audit
Committee of the
Board of Directors to determine the
remuneration of the auditor. | Management | For | For | For |
| 5. | To re-elect Shona L.
Brown as a director of
the Company. | Management | For | For | For |
| 6. | To re-elect Michael
Cannon-Brookes as a
director of the Company. | Management | For | For | For |
| 7. | To re-elect Scott
Farquhar as a director of the Company. | Management | For | For | For |
| 8. | To re-elect Heather
Mirjahangir Fernandez
as a director of the Company. | Management | For | For | For |
| 9. | To re-elect Sasan
Goodarzi as a director of
the Company. | Management | Against | For | Against |
| 10. | To re-elect Jay Parikh
as a director of the
Company. | Management | For | For | For |
| 11. | To re-elect Enrique
Salem as a director of
the Company. | Management | For | For | For |
| 12. | To re-elect Steven
Sordello as a director of
the Company. | Management | For | For | For |
| 13. | To re-elect Richard P.
Wong as a director of
the Company. | Management | For | For | For |
| 14. | To consider and, if thought fit, pass the
following as an ordinary resolution: That the
Company be generally and unconditionally
authorized in accordance with section 693A
of the Companies Act 2006 to make off-
market purchases (within the meaning of
section 693 of the Companies Act 2006) of
its own Class A ordinary shares for the
purposes of, or pursuant to, an employee
share scheme (within the meaning of
section 1166 of the Companies Act 2006). | Management | For | For | For |
| 15. | To consider and, if thought fit, pass the
following as an ordinary resolution: That the
Company be authorized pursuant to section
694 of Companies Act 2006 to repurchase
up to a maximum of 65,081 of its own Class
A ordinary shares pursuant to, & on terms
described in, a Securities Restriction
Agreement and produced at meeting
("Securities Restriction Agreement") & that
the terms, & entry into, of Securities
Restriction Agreement is hereby approved,
ratified & confirmed (authority conferred on
Company by this Resolution 15 to expire on
December 3, 2025). | Management | For | For | For |
| |
| AVIVA PLC |
| Security | 05382A104 | | Meeting Date | Annual |
| Ticker Symbol | AVVIY | | Meeting Date | 06-May-2021 |
| ISIN | US05382A1043 | | Agenda | 935368185 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Annual Report and Accounts. | Management | For | For | For |
| 2. | Remuneration Report. | Management | For | For | For |
| 3. | Remuneration Policy. | Management | For | For | For |
| 4. | Climate-related reporting. | Management | For | For | For |
| 5. | Final dividend. | Management | For | For | For |
| 6. | To elect Mohit Joshi. | Management | For | For | For |
| 7. | To elect Pippa Lambert. | Management | For | For | For |
| 8. | To elect Jim McConville. | Management | For | For | For |
| 9. | To re-elect Amanda Blanc. | Management | For | For | For |
| 10. | To re-elect Patricia Cross. | Management | For | For | For |
| 11. | To re-elect George Culmer. | Management | For | For | For |
| 12. | To re-elect Patrick Flynn. | Management | For | For | For |
| 13. | To re-elect Belén Romana García. | Management | For | For | For |
| 14. | To re-elect Michael Mire. | Management | For | For | For |
| 15. | To re-elect Jason Windsor. | Management | For | For | For |
| 16. | Re-appoint PwC as auditor. | Management | For | For | For |
| 17. | Auditor's remuneration. | Management | For | For | For |
| 18. | Political donations. | Management | For | For | For |
| 19. | Ordinary share allotments. | Management | For | For | For |
| 20. | Pre-emption rights - 5%(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| 21. | Pre-emption rights - +5%(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| 22. | SII share allotments. | Management | For | For | For |
| 23. | Pre-emption rights - SIl(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| 24. | Annual Bonus Plan. | Management | For | For | For |
| 25. | Long Term Incentive Plan. | Management | For | For | For |
| 26. | All Employee Share Plan. | Management | For | For | For |
| 27. | Purchase ordinary shares(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| 28. | Purchase 8 3/4% shares(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| 29. | Purchase 8 3/8% shares(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| 30. | General meetings (notice)(Full text of the
resolutions can be found in the Company's
Notice of Meeting, available at
www.aviva.com/agm). | Management | For | For | For |
| |
| BEST BUY CO., INC. |
| Security | 086516101 | | Meeting Date | Annual |
| Ticker Symbol | BBY | | Meeting Date | 16-Jun-2021 |
| ISIN | US0865161014 | | Agenda | 935420656 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Corie S. Barry | Management | For | For | For |
| 1B. | Election of Director: Lisa M. Caputo | Management | For | For | For |
| 1C. | Election of Director: J. Patrick Doyle | Management | For | For | For |
| 1D. | Election of Director: David W. Kenny | Management | Against | For | Against |
| 1E. | Election of Director: Mario J. Marte | Management | For | For | For |
| 1F. | Election of Director: Karen A. McLoughlin | Management | For | For | For |
| 1G. | Election of Director: Thomas L. Millner | Management | For | For | For |
| 1H. | Election of Director: Claudia F. Munce | Management | For | For | For |
| 1I. | Election of Director: Richelle P. Parham | Management | For | For | For |
| 1J. | Election of Director: Steven E. Rendle | Management | For | For | For |
| 1K. | Election of Director: Eugene A. Woods | Management | For | For | For |
| 2. | To ratify the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 29, 2022. | Management | For | For | For |
| 3. | To approve in a non-binding advisory vote
our named executive officer compensation. | Management | Against | For | Against |
| 4. | To vote on a shareholder proposal entitled
"Right to Act by Written Consent". | Shareholder | For | Against | Against |
| |
| CHUBB LIMITED |
| Security | H1467J104 | | Meeting Date | Annual |
| Ticker Symbol | CB | | Meeting Date | 20-May-2021 |
| ISIN | CH0044328745 | | Agenda | 935381501 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | Approval of the management report,
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020. | Management | For | For | For |
| 2A | Allocation of disposable profit. | Management | For | For | For |
| 2B | Distribution of a dividend out of legal
reserves (by way of release and allocation
to a dividend reserve). | Management | For | For | For |
| 3 | Discharge of the Board of Directors. | Management | For | For | For |
| 4A | Election of PricewaterhouseCoopers AG
(Zurich) as our statutory auditor. | Management | For | For | For |
| 4B | Ratification of appointment of
PricewaterhouseCoopers LLP (United
States) as independent registered public
accounting firm for purposes of U.S.
securities law reporting. | Management | For | For | For |
| 4C | Election of BDO AG (Zurich) as special
audit firm. | Management | For | For | For |
| 5A | Election of Director: Evan G. Greenberg | Management | For | For | For |
| 5B | Election of Director: Michael P. Connors | Management | Against | For | Against |
| 5C | Election of Director: Michael G. Atieh | Management | For | For | For |
| 5D | Election of Director: Sheila P. Burke | Management | For | For | For |
| 5E | Election of Director: Mary Cirillo | Management | For | For | For |
| 5F | Election of Director: Robert J. Hugin | Management | For | For | For |
| 5G | Election of Director: Robert W. Scully | Management | For | For | For |
| 5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For |
| 5I | Election of Director: Theodore E. Shasta | Management | For | For | For |
| 5J | Election of Director: David H. Sidwell | Management | For | For | For |
| 5K | Election of Director: Olivier Steimer | Management | For | For | For |
| 5L | Election of Director: Luis Téllez | Management | For | For | For |
| 5M | Election of Director: Frances F. Townsend | Management | For | For | For |
| 6 | Election of Evan G. Greenberg as
Chairman of the Board of Directors. | Management | Against | For | Against |
| 7A | Election of Director of the Compensation
Committee: Michael P. Connors | Management | Against | For | Against |
| 7B | Election of Director of the Compensation
Committee: Mary Cirillo | Management | For | For | For |
| 7C | Election of Director of the Compensation
Committee: Frances F. Townsend | Management | For | For | For |
| 8 | Election of Homburger AG as independent
proxy. | Management | For | For | For |
| 9 | Approval of the Chubb Limited 2016 Long-
Term Incentive Plan, as amended and
restated. | Management | For | For | For |
| 10 | Reduction of share capital. | Management | For | For | For |
| 11A | Compensation of the Board of Directors
until the next annual general meeting. | Management | For | For | For |
| 11B | Compensation of Executive Management
for the next calendar year. | Management | For | For | For |
| 12 | Advisory vote to approve executive
compensation under U.S. securities law
requirements. | Management | For | For | For |
| A | If a new agenda item or a new proposal for
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows. | Management | Abstain | For | Against |
| |
| CHURCH & DWIGHT CO., INC. |
| Security | 171340102 | | Meeting Date | Annual |
| Ticker Symbol | CHD | | Meeting Date | 29-Apr-2021 |
| ISIN | US1713401024 | | Agenda | 935348753 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director for a term of one year:
James R. Craigie | Management | Against | For | Against |
| 1B. | Election of Director for a term of one year:
Matthew T. Farrell | Management | For | For | For |
| 1C. | Election of Director for a term of one year:
Bradley C. Irwin | Management | For | For | For |
| 1D. | Election of Director for a term of one year:
Penry W. Price | Management | For | For | For |
| 1E. | Election of Director for a term of one year:
Susan G. Saideman | Management | For | For | For |
| 1F. | Election of Director for a term of one year:
Ravichandra K. Saligram | Management | For | For | For |
| 1G. | Election of Director for a term of one year:
Robert K. Shearer | Management | For | For | For |
| 1H. | Election of Director for a term of one year:
Janet S. Vergis | Management | For | For | For |
| 1I. | Election of Director for a term of one year:
Arthur B. Winkleblack | Management | For | For | For |
| 1J. | Election of Director for a term of one year:
Laurie J. Yoler | Management | For | For | For |
| 2. | An advisory vote to approve compensation
of our named executive officers. | Management | For | For | For |
| 3. | Proposal to amend the Company's
Amended and Restated Certificate of
Incorporation to remove the requirement for
holders of two- thirds of our outstanding
stock to fill vacancies on the Board of
Directors. | Management | For | For | For |
| 4. | Proposal to amend the Company's
Amended and Restated Certificate of
Incorporation to remove the requirement to
have holders of two-thirds of our
outstanding stock approve certain mergers,
consolidations or dispositions of substantial
assets. | Management | For | For | For |
| 5. | Proposal to amend the Company's
Amended and Restated Certificate of
Incorporation to remove certain procedural
provisions that will no longer be required
once the Board is fully declassified. | Management | For | For | For |
| 6. | Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2021. | Management | For | For | For |
| |
| ECOLAB INC. |
| Security | 278865100 | | Meeting Date | Annual |
| Ticker Symbol | ECL | | Meeting Date | 06-May-2021 |
| ISIN | US2788651006 | | Agenda | 935355405 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For |
| 1B. | Election of Director: Shari L. Ballard | Management | For | For | For |
| 1C. | Election of Director: Barbara J. Beck | Management | For | For | For |
| 1D. | Election of Director: Christophe Beck | Management | For | For | For |
| 1E. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For |
| 1F. | Election of Director: Arthur J. Higgins | Management | For | For | For |
| 1G. | Election of Director: Michael Larson | Management | For | For | For |
| 1H. | Election of Director: David W. MacLennan | Management | For | For | For |
| 1I. | Election of Director: Tracy B. McKibben | Management | For | For | For |
| 1J. | Election of Director: Lionel L. Nowell, III | Management | For | For | For |
| 1K. | Election of Director: Victoria J. Reich | Management | For | For | For |
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For |
| 1M. | Election of Director: John J. Zillmer | Management | Against | For | Against |
| 2. | Ratify the appointment of
PricewaterhouseCoopers LLP as
independent registered public accounting
firm for the current year ending December
31, 2021. | Management | For | For | For |
| 3. | Advisory vote to approve the compensation
of executives disclosed in the Proxy
Statement. | Management | For | For | For |
| 4. | Stockholder proposal regarding proxy
access, if properly presented. | Shareholder | Against | Against | For |
| |
| ELECTRONIC ARTS INC. |
| Security | 285512109 | | Meeting Date | Annual |
| Ticker Symbol | EA | | Meeting Date | 06-Aug-2020 |
| ISIN | US2855121099 | | Agenda | 935241707 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1a. | Election of Director: Leonard S. Coleman | Management | For | For | For |
| 1b. | Election of Director: Jay C. Hoag | Management | For | For | For |
| 1c. | Election of Director: Jeffrey T. Huber | Management | For | For | For |
| 1d. | Election of Director: Lawrence F. Probst III | Management | For | For | For |
| 1e. | Election of Director: Talbott Roche | Management | For | For | For |
| 1f. | Election of Director: Richard A. Simonson | Management | For | For | For |
| 1g. | Election of Director: Luis A. Ubinas | Management | For | For | For |
| 1h. | Election of Director: Heidi J. Ueberroth | Management | For | For | For |
| 1i. | Election of Director: Andrew Wilson | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of the appointment of KPMG
LLP as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021. | Management | For | For | For |
| 4. | To consider and vote upon a stockholder
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent. | Shareholder | For | Against | Against |
| |
| GLAXOSMITHKLINE PLC |
| Security | 37733W105 | | Meeting Date | Annual |
| Ticker Symbol | GSK | | Meeting Date | 05-May-2021 |
| ISIN | US37733W1053 | | Agenda | 935376562 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive and adopt the 2020 Annual Report | Management | For | For | For |
| 2. | To approve the Annual report on
remuneration | Management | For | For | For |
| 3. | To re-elect Sir Jonathan Symonds as a
Director | Management | For | For | For |
| 4. | To re-elect Emma Walmsley as a Director | Management | For | For | For |
| 5. | To re-elect Charles Bancroft as a Director | Management | For | For | For |
| 6. | To re-elect Vindi Banga as a Director | Management | For | For | For |
| 7. | To re-elect Dr Hal Barron as a Director | Management | For | For | For |
| 8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | For |
| 9. | To re-elect Lynn Elsenhans as a Director | Management | For | For | For |
| 10. | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | For |
| 11. | To re-elect Dr Jesse Goodman as a
Director | Management | For | For | For |
| 12. | To re-elect Iain Mackay as a Director | Management | For | For | For |
| 13. | To re-elect Urs Rohner as a Director | Management | For | For | For |
| 14. | To re-appoint the auditor | Management | For | For | For |
| 15. | To determine remuneration of the auditor | Management | For | For | For |
| 16. | To authorise the Company and its
subsidiaries to make donations to political
organisations and incur political expenditure | Management | For | For | For |
| 17. | To authorise allotment of shares | Management | For | For | For |
| 18. | To disapply pre-emption rights - general
power (Special resolution) | Management | For | For | For |
| 19. | To disapply pre-emption rights - in
connection with an acquisition or specified
capital investment (Special resolution) | Management | For | For | For |
| 20. | To authorise the Company to purchase its
own shares (Special resolution) | Management | For | For | For |
| 21. | To authorise exemption from statement of
name of senior statutory auditor | Management | Against | For | Against |
| 22. | To authorise reduced notice of a general
meeting other than an AGM (Special
resolution) | Management | For | For | For |
| |
| HASBRO, INC. |
| Security | 418056107 | | Meeting Date | Annual |
| Ticker Symbol | HAS | | Meeting Date | 20-May-2021 |
| ISIN | US4180561072 | | Agenda | 935373807 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Kenneth A. Bronfin | Management | For | For | For |
| 1B. | Election of Director: Michael R. Burns | Management | For | For | For |
| 1C. | Election of Director: Hope F. Cochran | Management | For | For | For |
| 1D. | Election of Director: Lisa Gersh | Management | For | For | For |
| 1E. | Election of Director: Brian D. Goldner | Management | For | For | For |
| 1F. | Election of Director: Tracy A. Leinbach | Management | For | For | For |
| 1G. | Election of Director: Edward M. Philip | Management | For | For | For |
| 1H. | Election of Director: Laurel J. Richie | Management | For | For | For |
| 1I. | Election of Director: Richard S. Stoddart | Management | For | For | For |
| 1J. | Election of Director: Mary Best West | Management | For | For | For |
| 1K. | Election of Director: Linda K. Zecher | Management | For | For | For |
| 2. | The adoption, on an advisory basis, of a
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2021 Proxy
Statement. | Management | Against | For | Against |
| 3. | Ratification of the selection of KPMG LLP
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2021. | Management | For | For | For |
| |
| JOHNSON & JOHNSON |
| Security | 478160104 | | Meeting Date | Annual |
| Ticker Symbol | JNJ | | Meeting Date | 22-Apr-2021 |
| ISIN | US4781601046 | | Agenda | 935345214 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For |
| 1B. | Election of Director: D. Scott Davis | Management | For | For | For |
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For |
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For |
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For |
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For |
| 1G. | Election of Director: Hubert Joly | Management | For | For | For |
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For |
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For |
| 1J. | Election of Director: Charles Prince | Management | For | For | For |
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For |
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For |
| 1M. | Election of Director: Nadja Y. West | Management | For | For | For |
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | For |
| 2. | Advisory Vote to Approve Named Executive
Officer Compensation. | Management | Against | For | Against |
| 3. | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021. | Management | For | For | For |
| 4. | Report on Government Financial Support
and Access to COVID-19 Vaccines and
Therapeutics. | Shareholder | For | Against | Against |
| 5. | Independent Board Chair. | Shareholder | For | Against | Against |
| 6. | Civil Rights Audit. | Shareholder | For | Against | Against |
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Against | Against | For |
| |
| KONINKLIJKE PHILIPS ELECTRONICS N.V. |
| Security | 500472303 | | Meeting Date | Annual |
| Ticker Symbol | PHG | | Meeting Date | 06-May-2021 |
| ISIN | US5004723038 | | Agenda | 935399433 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2B. | Annual Report 2020: Proposal to adopt the
financial statements. | Management | For | None | |
| 2C. | Annual Report 2020: Proposal to adopt
dividend | Management | For | None | |
| 2D. | Annual Report 2020: Advisory vote on the
Remuneration Report 2020. | Management | For | None | |
| 2E. | Annual Report 2020: Proposal to discharge
the members of the Board of Management. | Management | For | None | |
| 2F. | Annual Report 2020: Proposal to discharge
the members of the Supervisory Board. | Management | For | None | |
| 3. | Composition of the Board of Management:
Proposal to re-appoint Mr M.J. van
Ginneken as member of the Board of
Management. | Management | For | None | |
| 4A. | Composition of the Supervisory Board:
Proposal to appoint Mrs S.K. Chua as
member of the Supervisory Board. | Management | For | None | |
| 4B. | Composition of the Supervisory Board:
Proposal to appoint Mrs I.K. Nooyi as
member of the Supervisory Board. | Management | For | None | |
| 5A. | To authorize the Board of Management to:
issue shares or grant rights to acquire
shares. | Management | For | None | |
| 5B. | To authorize the Board of Management to:
restrict or exclude pre-emption rights. | Management | For | None | |
| 6. | Proposal to authorize the Board of
Management to acquire shares in the company. | Management | For | None | |
| 7. | Proposal to cancel shares. | Management | For | None | |
| |
| LOWE'S COMPANIES, INC. |
| Security | 548661107 | | Meeting Date | Annual |
| Ticker Symbol | LOW | | Meeting Date | 28-May-2021 |
| ISIN | US5486611073 | | Agenda | 935387729 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | Raul Alvarez | For | For | For |
| | 2 | David H. Batchelder | For | For | For |
| | 3 | Angela F. Braly | For | For | For |
| | 4 | Sandra B. Cochran | Withheld | For | Against |
| | 5 | Laurie Z. Douglas | For | For | For |
| | 6 | Richard W. Dreiling | For | For | For |
| | 7 | Marvin R. Ellison | For | For | For |
| | 8 | Daniel J. Heinrich | For | For | For |
| | 9 | Brian C. Rogers | For | For | For |
| | 10 | Bertram L. Scott | For | For | For |
| | 11 | Mary Beth West | For | For | For |
| 2. | Advisory vote to approve Lowe's named
executive officer compensation in fiscal
2020. | Management | For | For | For |
| 3. | Ratification of the appointment of Deloitte &
Touche LLP as Lowe's independent
registered public accounting firm for fiscal
2021. | Management | For | For | For |
| 4. | Shareholder proposal regarding amending
the Company's proxy access bylaw to
remove shareholder aggregation limits. | Shareholder | Against | Against | For |
| |
| MASTERCARD INCORPORATED |
| Security | 57636Q104 | | Meeting Date | Annual |
| Ticker Symbol | MA | | Meeting Date | 22-Jun-2021 |
| ISIN | US57636Q1040 | | Agenda | 935420644 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ajay Banga | Management | For | For | For |
| 1B. | Election of Director: Merit E. Janow | Management | For | For | For |
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For |
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For |
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For |
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For |
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | For |
| 1H. | Election of Director: Michael Miebach | Management | For | For | For |
| 1I. | Election of Director: Youngme Moon | Management | For | For | For |
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For |
| 1K. | Election of Director: José Octavio Reyes
Lagunes | Management | For | For | For |
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For |
| 1M. | Election of Director: Jackson Tai | Management | For | For | For |
| 1N. | Election of Director: Lance Uggla | Management | For | For | For |
| 2. | Advisory approval of Mastercard's executive
compensation. | Management | Against | For | Against |
| 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021. | Management | For | For | For |
| 4. | Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Long Term Incentive Plan. | Management | Against | For | Against |
| 5. | Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Non-Employee Director Equity
Compensation Plan. | Management | For | For | For |
| 6. | Approval of amendments to Mastercard's
Certificate of Incorporation to remove
supermajority voting requirements. | Management | For | For | For |
| |
| MICROSOFT CORPORATION |
| Security | 594918104 | | Meeting Date | Annual |
| Ticker Symbol | MSFT | | Meeting Date | 02-Dec-2020 |
| ISIN | US5949181045 | | Agenda | 935284478 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | For |
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | For |
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | For |
| 1D. | Election of Director: Satya Nadella | Management | For | For | For |
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | For |
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | For |
| 1G. | Election of Director: Charles W. Scharf | Management | Against | For | Against |
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | For |
| 1I. | Election of Director: John W. Stanton | Management | For | For | For |
| 1J. | Election of Director: John W. Thompson | Management | For | For | For |
| 1K. | Election of Director: Emma N. Walmsley | Management | Against | For | Against |
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | For |
| 2. | Advisory vote to approve named executive
officer compensation. | Management | For | For | For |
| 3. | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2021. | Management | Against | For | Against |
| 4. | Shareholder Proposal - Report on
Employee Representation on Board of
Directors. | Shareholder | For | Against | Against |
| |
| NESTLE S.A. |
| Security | 641069406 | | Meeting Date | Annual |
| Ticker Symbol | NSRGY | | Meeting Date | 15-Apr-2021 |
| ISIN | US6410694060 | | Agenda | 935351938 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A | Approval of the Annual Review, the
financial statements of Nestlé S.A. and the
consolidated financial statements of the
Nestlé Group for 2020. | Management | For | For | For |
| 1B | Acceptance of the Compensation Report
2020 (advisory vote). | Management | For | For | For |
| 2 | Discharge to the members of the Board of
Directors and of the Management. | Management | For | For | For |
| 3 | Appropriation of profit resulting from the
balance sheet of Nestlé S.A. (proposed
dividend) for the financial year 2020. | Management | For | For | For |
| 4AA | Re-election of the member of the Board of
Director: Paul Bulcke, as member and
Chairman | Management | Against | For | Against |
| 4AB | Re-election of the member of the Board of
Director: Ulf Mark Schneider | Management | For | For | For |
| 4AC | Re-election of the member of the Board of
Director: Henri de Castries | Management | For | For | For |
| 4AD | Re-election of the member of the Board of
Director: Renato Fassbind | Management | For | For | For |
| 4AE | Re-election of the member of the Board of
Director: Pablo Isla | Management | For | For | For |
| 4AF | Re-election of the member of the Board of
Director: Ann M. Veneman | Management | For | For | For |
| 4AG | Re-election of the member of the Board of
Director: Eva Cheng | Management | For | For | For |
| 4AH | Re-election of the member of the Board of
Director: Patrick Aebischer | Management | For | For | For |
| 4AI | Re-election of the member of the Board of
Director: Kasper Rorsted | Management | For | For | For |
| 4AJ | Re-election of the member of the Board of
Director: Kimberly A. Ross | Management | For | For | For |
| 4AK | Re-election of the member of the Board of
Director: Dick Boer | Management | Against | For | Against |
| 4AL | Re-election of the member of the Board of
Director: Dinesh Paliwal | Management | For | For | For |
| 4AM | Re-election of the member of the Board of
Director: Hanne Jimenez de Mora | Management | For | For | For |
| 4B | Election to the Board of Director: Lindiwe
Majele Sibanda | Management | For | For | For |
| 4CA | Election of the member of the
Compensation Committee: Pablo Isla | Management | For | For | For |
| 4CB | Election of the member of the
Compensation Committee: Patrick
Aebischer | Management | For | For | For |
| 4CC | Election of the member of the
Compensation Committee: Dick Boer | Management | Against | For | Against |
| 4CD | Election of the member of the
Compensation Committee: Kasper Rorsted | Management | For | For | For |
| 4D | Election of the statutory auditors Ernst &
Young Ltd: Lausanne branch. | Management | For | For | For |
| 4E | Election of the Independent Representative
Hartmann Dreyer, Attorneys-at-law. | Management | For | For | For |
| 5A | Approval of the compensation of the Board
of Directors. | Management | For | For | For |
| 5B | Approval of the compensation of the
Executive Board. | Management | For | For | For |
| 6 | Capital reduction (by cancellation of
shares). | Management | For | For | For |
| 7 | Support of Nestlé's Climate Roadmap
(advisory vote). | Management | For | For | For |
| 8 | In the event of any yet unknown new or
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows. | Shareholder | For | Against | Against |
| |
| NOVARTIS AG |
| Security | 66987V109 | | Meeting Date | Annual |
| Ticker Symbol | NVS | | Meeting Date | 02-Mar-2021 |
| ISIN | US66987V1098 | | Agenda | 935332584 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Approval of the Operating and Financial
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year. | Management | For | For | For |
| 2. | Discharge from Liability of the Members of
the Board of Directors and the Executive
Committee. | Management | For | For | For |
| 3. | Appropriation of Available Earnings of
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020. | Management | For | For | For |
| 4. | Reduction of Share Capital. | Management | For | For | For |
| 5. | Further Share Repurchases. | Management | For | For | For |
| 6A. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General
Meeting. | Management | For | For | For |
| 6B. | Binding Vote on the Maximum Aggregate
Amount of Compensation for the Executive
Committee for the Financial Year 2022. | Management | For | For | For |
| 6C. | Advisory Vote on the 2020 Compensation
Report. | Management | For | For | For |
| 7A. | Re-election of Joerg Reinhardt as Member
and Chairman. | Management | For | For | For |
| 7B. | Re-election of Nancy C. Andrews | Management | For | For | For |
| 7C. | Re-election of Ton Buechner | Management | For | For | For |
| 7D. | Re-election of Patrice Bula | Management | For | For | For |
| 7E. | Re-election of Elizabeth Doherty | Management | For | For | For |
| 7F. | Re-election of Ann Fudge | Management | For | For | For |
| 7G. | Re-election of Bridgette Heller | Management | For | For | For |
| 7H. | Re-election of Frans van Houten | Management | For | For | For |
| 7I. | Re-election of Simon Moroney | Management | For | For | For |
| 7J. | Re-election of Andreas von Planta | Management | For | For | For |
| 7K. | Re-election of Charles L. Sawyers | Management | For | For | For |
| 7L. | Re-election of Enrico Vanni | Management | For | For | For |
| 7M. | Re-election of William T. Winters | Management | For | For | For |
| 8A. | Re-election of Patrice Bula to the
Compensation Committee. | Management | Against | For | Against |
| 8B. | Re-election of Bridgette Heller to the
Compensation Committee. | Management | For | For | For |
| 8C. | Re-election of Enrico Vanni to the
Compensation Committee. | Management | For | For | For |
| 8D. | Re-Election of William T. Winters to the
Compensation Committee. | Management | Against | For | Against |
| 8E. | Election of Simon Moroney to the
Compensation Committee. | Management | For | For | For |
| 9. | Re-election of the Statutory Auditor. | Management | For | For | For |
| 10. | Re-election of the Independent Proxy. | Management | For | For | For |
| 11. | Amendment to Article 20 Paragraph 3 of the
Articles of Incorporation. | Management | For | For | For |
| 12. | General instructions in case of alternative
motions under the agenda items published
in the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations. | Management | For | For | For |
| |
| NXP SEMICONDUCTORS NV. |
| Security | N6596X109 | | Meeting Date | Annual |
| Ticker Symbol | NXPI | | Meeting Date | 26-May-2021 |
| ISIN | NL0009538784 | | Agenda | 935428335 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | Adoption of the 2020 Statutory Annual
Accounts. | Management | For | For | For |
| 2. | Discharge of the members of the Board for
their responsibilities in the financial year
ended December 31, 2020 | Management | For | For | For |
| 3A. | Re-appoint Kurt Sievers as executive
director | Management | For | For | For |
| 3B. | Re-appoint Sir Peter Bonfield as non-
executive director | Management | For | For | For |
| 3C. | Appoint Annette Clayton as non-executive
director | Management | For | For | For |
| 3D. | Appoint Anthony Foxx as non-executive
director | Management | For | For | For |
| 3E. | Re-appoint Kenneth A. Goldman as non-
executive director | Management | For | For | For |
| 3F. | Re-appoint Josef Kaeser as non-executive
director | Management | For | For | For |
| 3G. | Re-appoint Lena Olving as non-executive
director | Management | For | For | For |
| 3H. | Re-appoint Peter Smitham as non-
executive director | Management | For | For | For |
| 3I. | Re-appoint Julie Southern as non-executive
director | Management | For | For | For |
| 3J. | Re-appoint Jasmin Staiblin as non-
executive director | Management | For | For | For |
| 3K. | Re-appoint Gregory Summe as non-
executive director | Management | For | For | For |
| 3L. | Re-appoint Karl-Henrik Sundström as non-
executive director | Management | For | For | For |
| 4. | Authorization of the Board to issue ordinary
shares of the Company and grant rights to
acquire ordinary shares | Management | For | For | For |
| 5. | Authorization of the Board to restrict or
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights. | Management | Against | For | Against |
| 6. | Authorization of the Board to repurchase
ordinary shares | Management | For | For | For |
| 7. | Authorization of the Board to cancel
ordinary shares held or to be acquired by
the Company | Management | For | For | For |
| 8. | Approval of the amended remuneration of
the non-executive members of the Board | Management | For | For | For |
| 9. | Non-binding, advisory approval of the
Named Executive Officers' compensation | Management | Against | For | Against |
| |
| OPEN TEXT CORPORATION |
| Security | 683715106 | | Meeting Date | Annual and Special Meeting |
| Ticker Symbol | OTEX | | Meeting Date | 14-Sep-2020 |
| ISIN | CA6837151068 | | Agenda | 935260808 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1 | DIRECTOR | Management | |
| | 1 | P. Thomas Jenkins | For | For | For |
| | 2 | Mark J. Barrenechea | For | For | For |
| | 3 | Randy Fowlie | For | For | For |
| | 4 | David Fraser | For | For | For |
| | 5 | Gail E. Hamilton | For | For | For |
| | 6 | Robert Hau | For | For | For |
| | 7 | Stephen J. Sadler | For | For | For |
| | 8 | Harmit Singh | For | For | For |
| | 9 | Michael Slaunwhite | For | For | For |
| | 10 | Katharine B. Stevenson | For | For | For |
| | 11 | Deborah Weinstein | For | For | For |
| 2 | Re-appoint KPMG LLP, Chartered
Accountants, as independent auditors for
the Company. | Management | For | For | For |
| 3 | The non-binding Say-on-Pay Resolution,
the full text of which is attached as
Schedule "A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the management
proxy circular (the "Circular"). | Management | For | For | For |
| 4 | The 2004 Stock Purchase Plan Resolution,
the full text is attached as Schedule "B" to
the Circular, with or without variation, to
approve the amendment of the Company's
2004 Stock Purchase Plan to reserve for
issuance an additional 4,000,000 Common
Shares under such Plan, as more
particularly described in the Circular. | Management | Against | For | Against |
| 5 | The 2004 Stock Option Plan Resolution, the
full text of which is attached as Schedule
"D" to the Circular, with or without variation,
to approve the amendment to the
Company's 2004 Stock Option Plan to
reserve for issuance an additional
6,000,000 Common Shares under such
Plan, as more particularly described in the
Circular. | Management | Against | For | Against |
| |
| PFIZER INC. |
| Security | 717081103 | | Meeting Date | Annual |
| Ticker Symbol | PFE | | Meeting Date | 22-Apr-2021 |
| ISIN | US7170811035 | | Agenda | 935344503 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | For |
| 1B. | Election of Director: Albert Bourla | Management | For | For | For |
| 1C. | Election of Director: Susan Desmond-
Hellmann | Management | For | For | For |
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | For |
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | For |
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | For |
| 1G. | Election of Director: Susan Hockfield | Management | For | For | For |
| 1H. | Election of Director: Dan R. Littman | Management | For | For | For |
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | For |
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | For |
| 1K. | Election of Director: James Quincey | Management | Against | For | Against |
| 1L. | Election of Director: James C. Smith | Management | For | For | For |
| 2. | Ratify the selection of KPMG LLP as
independent registered public accounting
firm for 2021. | Management | For | For | For |
| 3. | 2021 advisory approval of executive
compensation. | Management | Against | For | Against |
| 4. | Shareholder proposal regarding
independent chair policy. | Shareholder | For | Against | Against |
| 5. | Shareholder proposal regarding political
spending report. | Shareholder | For | Against | Against |
| 6. | Shareholder proposal regarding access to
COVID-19 products. | Shareholder | For | Against | Against |
| |
| SIEMENS AG |
| Security | 826197501 | | Meeting Date | Special |
| Ticker Symbol | SIEGY | | Meeting Date | 09-Jul-2020 |
| ISIN | US8261975010 | | Agenda | 935239017 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To resolve on the approval of the Spin-off
and Transfer Agreement between Siemens
AG and Siemens Energy AG, Munich,
dated May 22, 2020. | Management | For | None | |
| |
| SIEMENS AG |
| Security | 826197501 | | Meeting Date | Special |
| Ticker Symbol | SIEGY | | Meeting Date | 09-Jul-2020 |
| ISIN | US8261975010 | | Agenda | 935242660 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To resolve on the approval of the Spin-off
and Transfer Agreement between Siemens
AG and Siemens Energy AG, Munich,
dated May 22, 2020. | Management | For | None | |
| |
| SIEMENS AG |
| Security | 826197501 | | Meeting Date | Annual |
| Ticker Symbol | SIEGY | | Meeting Date | 03-Feb-2021 |
| ISIN | US8261975010 | | Agenda | 935325490 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of net income | Management | For | For | For |
| 3A. | Ratification of the acts of the Managing
Board: Joe Kaeser | Management | For | For | For |
| 3B. | Ratification of the acts of the Managing
Board: Roland Busch | Management | For | For | For |
| 3C. | Ratification of the acts of the Managing
Board: Lisa Davis (until February 29, 2020) | Management | For | For | For |
| 3D | Ratification of the acts of the Managing
Board: Klaus Helmrich | Management | For | For | For |
| 3E | Ratification of the acts of the Managing
Board: Janina Kugel (until January 31,
2020) | Management | For | For | For |
| 3F | Ratification of the acts of the Managing
Board: Cedrik Neike | Management | For | For | For |
| 3G | Ratification of the acts of the Managing
Board: Michael Sen (until March 31, 2020) | Management | For | For | For |
| 3H | Ratification of the acts of the Managing
Board: Ralf P. Thomas | Management | For | For | For |
| 4A | Ratification of the acts of the Supervisory
Board: Jim Hagemann Snabe | Management | For | For | For |
| 4B | Ratification of the acts of the Supervisory
Board: Birgit Steinborn | Management | For | For | For |
| 4C | Ratification of the acts of the Supervisory
Board: Werner Wenning | Management | For | For | For |
| 4D | Ratification of the acts of the Supervisory
Board: Werner Brandt | Management | For | For | For |
| 4E | Ratification of the acts of the Supervisory
Board: Michael Diekmann | Management | For | For | For |
| 4F | Ratification of the acts of the Supervisory
Board: Andrea Fehrmann | Management | For | For | For |
| 4G | Ratification of the acts of the Supervisory
Board: Bettina Haller | Management | For | For | For |
| 4H | Ratification of the acts of the Supervisory
Board: Robert Kensbock (until September
25, 2020) | Management | For | For | For |
| 4I | Ratification of the acts of the Supervisory
Board: Harald Kern | Management | For | For | For |
| 4J | Ratification of the acts of the Supervisory
Board: Jürgen Kerner | Management | For | For | For |
| 4K | Ratification of the acts of the Supervisory
Board: Nicola Leibinger-Kammüller | Management | For | For | For |
| 4L | Ratification of the acts of the Supervisory
Board: Benoît Potier | Management | For | For | For |
| 4M | Ratification of the acts of the Supervisory
Board: Hagen Reimer | Management | For | For | For |
| 4N | Ratification of the acts of the Supervisory
Board: Norbert Reithofer | Management | For | For | For |
| 4O | Ratification of the acts of the Supervisory
Board: Baroness Nemat Shafik | Management | For | For | For |
| 4P | Ratification of the acts of the Supervisory
Board: Nathalie von Siemens | Management | For | For | For |
| 4Q | Ratification of the acts of the Supervisory
Board: Michael Sigmund | Management | For | For | For |
| 4R | Ratification of the acts of the Supervisory
Board: Dorothea Simon | Management | For | For | For |
| 4S | Ratification of the acts of the Supervisory
Board: Matthias Zachert | Management | For | For | For |
| 4T | Ratification of the acts of the Supervisory
Board: Gunnar Zukunft | Management | For | For | For |
| 5. | Appointment of independent auditors | Management | For | For | For |
| 6A. | Election of member to the Supervisory
Board: Grazia Vittadini | Management | For | For | For |
| 6B. | Election of member to the Supervisory
Board: Kasper Rørsted | Management | For | For | For |
| 6C. | Election of member to the Supervisory
Board: Jim Hagemann Snabe | Management | For | For | For |
| 7. | Compensation of the Supervisory Board | Management | For | For | For |
| 8. | Creation of an Authorized Capital 2021 | Management | For | For | For |
| 9. | Amendment of the Profit-and-Loss Transfer
Agreement with Siemens Bank GmbH | Management | For | For | For |
| 10. | Upon request of the "Verein von
Belegschaftsaktionaren in der Siemens AG,
e.V.", Munich: Amendment to the Articles of
Association of Siemens AG | Management | Against | Against | For |
| |
| SIEMENS AG |
| Security | 826197501 | | Meeting Date | Annual |
| Ticker Symbol | SIEGY | | Meeting Date | 03-Feb-2021 |
| ISIN | US8261975010 | | Agenda | 935327191 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 2. | Appropriation of net income | Management | For | For | For |
| 3A. | Ratification of the acts of the Managing
Board: Joe Kaeser | Management | For | For | For |
| 3B. | Ratification of the acts of the Managing
Board: Roland Busch | Management | For | For | For |
| 3C. | Ratification of the acts of the Managing
Board: Lisa Davis (until February 29, 2020) | Management | For | For | For |
| 3D | Ratification of the acts of the Managing
Board: Klaus Helmrich | Management | For | For | For |
| 3E | Ratification of the acts of the Managing
Board: Janina Kugel (until January 31,
2020) | Management | For | For | For |
| 3F | Ratification of the acts of the Managing
Board: Cedrik Neike | Management | For | For | For |
| 3G | Ratification of the acts of the Managing
Board: Michael Sen (until March 31, 2020) | Management | For | For | For |
| 3H | Ratification of the acts of the Managing
Board: Ralf P. Thomas | Management | For | For | For |
| 4A | Ratification of the acts of the Supervisory
Board: Jim Hagemann Snabe | Management | For | For | For |
| 4B | Ratification of the acts of the Supervisory
Board: Birgit Steinborn | Management | For | For | For |
| 4C | Ratification of the acts of the Supervisory
Board: Werner Wenning | Management | For | For | For |
| 4D | Ratification of the acts of the Supervisory
Board: Werner Brandt | Management | For | For | For |
| 4E | Ratification of the acts of the Supervisory
Board: Michael Diekmann | Management | For | For | For |
| 4F | Ratification of the acts of the Supervisory
Board: Andrea Fehrmann | Management | For | For | For |
| 4G | Ratification of the acts of the Supervisory
Board: Bettina Haller | Management | For | For | For |
| 4H | Ratification of the acts of the Supervisory
Board: Robert Kensbock (until September
25, 2020) | Management | For | For | For |
| 4I | Ratification of the acts of the Supervisory
Board: Harald Kern | Management | For | For | For |
| 4J | Ratification of the acts of the Supervisory
Board: Jürgen Kerner | Management | For | For | For |
| 4K | Ratification of the acts of the Supervisory
Board: Nicola Leibinger-Kammüller | Management | For | For | For |
| 4L | Ratification of the acts of the Supervisory
Board: Benoît Potier | Management | For | For | For |
| 4M | Ratification of the acts of the Supervisory
Board: Hagen Reimer | Management | For | For | For |
| 4N | Ratification of the acts of the Supervisory
Board: Norbert Reithofer | Management | For | For | For |
| 4O | Ratification of the acts of the Supervisory
Board: Baroness Nemat Shafik | Management | For | For | For |
| 4P | Ratification of the acts of the Supervisory
Board: Nathalie von Siemens | Management | For | For | For |
| 4Q | Ratification of the acts of the Supervisory
Board: Michael Sigmund | Management | For | For | For |
| 4R | Ratification of the acts of the Supervisory
Board: Dorothea Simon | Management | For | For | For |
| 4S | Ratification of the acts of the Supervisory
Board: Matthias Zachert | Management | For | For | For |
| 4T | Ratification of the acts of the Supervisory
Board: Gunnar Zukunft | Management | For | For | For |
| 5. | Appointment of independent auditors | Management | For | For | For |
| 6A. | Election of member to the Supervisory
Board: Grazia Vittadini | Management | For | For | For |
| 6B. | Election of member to the Supervisory
Board: Kasper Rørsted | Management | For | For | For |
| 6C. | Election of member to the Supervisory
Board: Jim Hagemann Snabe | Management | For | For | For |
| 7. | Compensation of the Supervisory Board | Management | For | For | For |
| 8. | Creation of an Authorized Capital 2021 | Management | For | For | For |
| 9. | Amendment of the Profit-and-Loss Transfer
Agreement with Siemens Bank GmbH | Management | For | For | For |
| 10. | Upon request of the "Verein von
Belegschaftsaktionaren in der Siemens AG,
e.V.", Munich: Amendment to the Articles of
Association of Siemens AG | Management | Against | Against | For |
| |
| SONY GROUP CORPORATION |
| Security | 835699307 | | Meeting Date | Annual |
| Ticker Symbol | SONY | | Meeting Date | 22-Jun-2021 |
| ISIN | US8356993076 | | Agenda | 935442234 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | For |
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | For |
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | For |
| 1D. | Election of Director: Tim Schaaff | Management | For | For | For |
| 1E. | Election of Director: Toshiko Oka | Management | For | For | For |
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | For |
| 1G. | Election of Director: Wendy Becker | Management | For | For | For |
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | For |
| 1I. | Election of Director: Adam Crozier | Management | For | For | For |
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | For |
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | For |
| 2. | To issue Stock Acquisition Rights for the
purpose of granting stock options. | Management | For | For | For |
| |
| STARBUCKS CORPORATION |
| Security | 855244109 | | Meeting Date | Annual |
| Ticker Symbol | SBUX | | Meeting Date | 17-Mar-2021 |
| ISIN | US8552441094 | | Agenda | 935326935 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | Against | For | Against |
| 1B. | Election of Director: Rosalind G. Brewer
(Withdrawn) | Management | For | For | For |
| 1C. | Election of Director: Andrew Campion | Management | For | For | For |
| 1D. | Election of Director: Mary N. Dillon | Management | Against | For | Against |
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | For |
| 1F. | Election of Director: Mellody Hobson | Management | For | For | For |
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | For |
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | For |
| 1I. | Election of Director: Satya Nadella | Management | Against | For | Against |
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | For |
| 1K. | Election of Director: Clara Shih | Management | For | For | For |
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | For |
| 2. | Advisory resolution to approve our
executive officer compensation. | Management | Against | For | Against |
| 3. | Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2021. | Management | For | For | For |
| 4. | Employee Board Representation. | Shareholder | For | Against | Against |
| |
| STMICROELECTRONICS N.V. |
| Security | 861012102 | | Meeting Date | Annual |
| Ticker Symbol | STM | | Meeting Date | 27-May-2021 |
| ISIN | US8610121027 | | Agenda | 935409979 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3. | Remuneration Report. | Management | For | For | For |
| 4. | Adoption of a new Remuneration Policy for
the Managing Board. | Management | Abstain | For | Against |
| 5. | Adoption of the Company's annual accounts
for its 2020 financial year. | Management | For | For | For |
| 6. | Adoption of a dividend. | Management | For | For | For |
| 7. | Discharge of the sole member of the
Managing Board. | Management | For | For | For |
| 8. | Discharge of the members of the
Supervisory Board. | Management | For | For | For |
| 9. | Re-appointment of Mr. Jean-Marc Chery as
sole member of the Managing Board. | Management | For | For | For |
| 10. | Approval of the stock-based portion of the
compensation of the President and CEO. | Management | For | For | For |
| 11. | Approval of a new 3-year Unvested Stock
Award Plan for Management and Key
Employees. | Management | For | For | For |
| 12. | Re-appointment of Mr. Nicolas Dufourcq as
member of the Supervisory Board. | Management | For | For | For |
| 13. | Authorization to the Managing Board, until
the conclusion of the 2022 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board. | Management | For | For | For |
| 14. | Delegation to the Supervisory Board of the
authority to issue new common shares, to
grant rights to subscribe for such shares,
and to limit and/or exclude existing
shareholders' pre-emptive rights on
common shares, until the conclusion of the
2022 AGM. | Management | Against | For | Against |
| |
| STMICROELECTRONICS N.V. |
| Security | 861012102 | | Meeting Date | Annual |
| Ticker Symbol | STM | | Meeting Date | 27-May-2021 |
| ISIN | US8610121027 | | Agenda | 935429173 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 3. | Remuneration Report. | Management | For | For | For |
| 4. | Adoption of a new Remuneration Policy for
the Managing Board. | Management | For | For | For |
| 5. | Adoption of the Company's annual accounts
for its 2020 financial year. | Management | For | For | For |
| 6. | Adoption of a dividend. | Management | For | For | For |
| 7. | Discharge of the sole member of the
Managing Board. | Management | For | For | For |
| 8. | Discharge of the members of the
Supervisory Board. | Management | For | For | For |
| 9. | Re-appointment of Mr. Jean-Marc Chery as
sole member of the Managing Board. | Management | For | For | For |
| 10. | Approval of the stock-based portion of the
compensation of the President and CEO. | Management | For | For | For |
| 11. | Approval of a new 3-year Unvested Stock
Award Plan for Management and Key
Employees. | Management | For | For | For |
| 12. | Re-appointment of Mr. Nicolas Dufourcq as
member of the Supervisory Board. | Management | For | For | For |
| 13. | Authorization to the Managing Board, until
the conclusion of the 2022 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board. | Management | For | For | For |
| 14. | Delegation to the Supervisory Board of the
authority to issue new common shares, to
grant rights to subscribe for such shares,
and to limit and/or exclude existing
shareholders' pre-emptive rights on
common shares, until the conclusion of the
2022 AGM. | Management | Against | For | Against |
| |
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
| Security | 874039100 | | Meeting Date | Annual |
| Ticker Symbol | TSM | | Meeting Date | 08-Jun-2021 |
| ISIN | US8740391003 | | Agenda | 935435049 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1) | To accept 2020 Business Report and
Financial Statements. | Management | For | For | For |
| 2) | Based on recent amendments to the
"Template of Procedures for Election of
Director" by the Taiwan Stock Exchange, to
approve amendments to the ballot format
requirement for election of Directors set
forth in TSMC's "Rules for Election of
Directors". | Management | For | For | For |
| 3) | To approve the issuance of employee
restricted stock awards for year 2021. | Management | For | For | For |
| 4) | DIRECTOR | Management | |
| | 1 | Mark Liu* | For | For | For |
| | 2 | C.C. Wei* | For | For | For |
| | 3 | F.C. Tseng* | For | For | For |
| | 4 | Ming-Hsin Kung*+ | For | For | For |
| | 5 | Sir Peter L. Bonfield# | For | For | For |
| | 6 | Kok-Choo Chen# | For | For | For |
| | 7 | Michael R. Splinter# | For | For | For |
| | 8 | Moshe N. Gavrielov# | For | For | For |
| | 9 | Yancey Hai# | For | For | For |
| | 10 | L. Rafael Reif# | For | For | For |
| |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | Meeting Date | Annual |
| Ticker Symbol | TEL | | Meeting Date | 10-Mar-2021 |
| ISIN | CH0102993182 | | Agenda | 935327571 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. ("John")
Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | For |
| 1I. | Election of Director: Yong Nam | Management | For | For | For |
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1N. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman
of the Board of Directors | Management | For | For | For |
| 3A. | To elect the member of the Management
Development and Compensation
Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the member of the Management
Development and Compensation
Committee: Abhijit Y. Talwalkar | Management | For | For | For |
| 3C. | To elect the member of the Management
Development and Compensation
Committee: Mark C. Trudeau | Management | For | For | For |
| 3D. | To elect the member of the Management
Development and Compensation
Committee: Dawn C. Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting | Management | For | For | For |
| 5.1 | To approve the 2020 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the
consolidated financial statements for the
fiscal year ended September 25, 2020 and
the Swiss Compensation Report for the
fiscal year ended September 25, 2020) | Management | For | For | For |
| 5.2 | To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020 | Management | For | For | For |
| 5.3 | To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020 | Management | For | For | For |
| 6. | To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 25, 2020 | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2021 | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zurich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG,
Zurich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity | Management | For | For | For |
| 8. | An advisory vote to approve named
executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2022
maximum aggregate compensation amount
for executive management | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2022
maximum aggregate compensation amount
for the Board of Directors | Management | For | For | For |
| 11. | To approve the carryforward of
unappropriated accumulated earnings at
September 25, 2020 | Management | For | For | For |
| 12. | To approve a dividend payment to
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the third
fiscal quarter of 2021 and ending in the
second fiscal quarter of 2022 pursuant to
the terms of the dividend resolution | Management | For | For | For |
| 13. | To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd. | Management | For | For | For |
| 14. | To approve the authorization of additional
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan | Management | For | For | For |
| 15. | To approve the Amended and Restated TE
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code | Management | For | For | For |
| 16. | To approve any adjournments or
postponements of the meeting | Management | For | For | For |
| |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | Meeting Date | Annual |
| Ticker Symbol | TEL | | Meeting Date | 10-Mar-2021 |
| ISIN | CH0102993182 | | Agenda | 935338144 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | For |
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | For |
| 1C. | Election of Director: Carol A. ("John")
Davidson | Management | For | For | For |
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | For |
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | For |
| 1F. | Election of Director: David M. Kerko | Management | For | For | For |
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | For |
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | For |
| 1I. | Election of Director: Yong Nam | Management | For | For | For |
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | For |
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For |
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | For |
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | For |
| 1N. | Election of Director: Laura H. Wright | Management | For | For | For |
| 2. | To elect Thomas J. Lynch as the Chairman
of the Board of Directors | Management | For | For | For |
| 3A. | To elect the member of the Management
Development and Compensation
Committee: Daniel J. Phelan | Management | For | For | For |
| 3B. | To elect the member of the Management
Development and Compensation
Committee: Abhijit Y. Talwalkar | Management | For | For | For |
| 3C. | To elect the member of the Management
Development and Compensation
Committee: Mark C. Trudeau | Management | For | For | For |
| 3D. | To elect the member of the Management
Development and Compensation
Committee: Dawn C. Willoughby | Management | For | For | For |
| 4. | To elect Dr. René Schwarzenbach, of Proxy
Voting Services GmbH, or another
individual representative of Proxy Voting
Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as
the independent proxy at the 2022 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting | Management | For | For | For |
| 5.1 | To approve the 2020 Annual Report of TE
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 25, 2020, the
consolidated financial statements for the
fiscal year ended September 25, 2020 and
the Swiss Compensation Report for the
fiscal year ended September 25, 2020) | Management | For | For | For |
| 5.2 | To approve the statutory financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020 | Management | For | For | For |
| 5.3 | To approve the consolidated financial
statements of TE Connectivity Ltd. for the
fiscal year ended September 25, 2020 | Management | For | For | For |
| 6. | To release the members of the Board of
Directors and executive officers of TE
Connectivity for activities during the fiscal
year ended September 25, 2020 | Management | For | For | For |
| 7.1 | To elect Deloitte & Touche LLP as TE
Connectivity's independent registered public
accounting firm for fiscal year 2021 | Management | For | For | For |
| 7.2 | To elect Deloitte AG, Zurich, Switzerland,
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity | Management | For | For | For |
| 7.3 | To elect PricewaterhouseCoopers AG,
Zurich, Switzerland, as TE Connectivity's
special auditor until the next annual general
meeting of TE Connectivity | Management | For | For | For |
| 8. | An advisory vote to approve named
executive officer compensation | Management | For | For | For |
| 9. | A binding vote to approve fiscal year 2022
maximum aggregate compensation amount
for executive management | Management | For | For | For |
| 10. | A binding vote to approve fiscal year 2022
maximum aggregate compensation amount
for the Board of Directors | Management | For | For | For |
| 11. | To approve the carryforward of
unappropriated accumulated earnings at
September 25, 2020 | Management | For | For | For |
| 12. | To approve a dividend payment to
shareholders equal to $2.00 per issued
share to be paid in four equal quarterly
installments of $0.50 starting with the third
fiscal quarter of 2021 and ending in the
second fiscal quarter of 2022 pursuant to
the terms of the dividend resolution | Management | For | For | For |
| 13. | To approve a reduction of share capital for
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association of
TE Connectivity Ltd. | Management | For | For | For |
| 14. | To approve the authorization of additional
shares under the TE Connectivity Ltd.
Employee Stock Purchase Plan | Management | For | For | For |
| 15. | To approve the Amended and Restated TE
Connectivity Ltd. 2007 Stock Incentive Plan
for purposes of Section 162(m) of the
Internal Revenue Code | Management | For | For | For |
| 16. | To approve any adjournments or
postponements of the meeting | Management | For | For | For |
| |
| THE HOME DEPOT, INC. |
| Security | 437076102 | | Meeting Date | Annual |
| Ticker Symbol | HD | | Meeting Date | 20-May-2021 |
| ISIN | US4370761029 | | Agenda | 935365874 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For |
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For |
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For |
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For |
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For |
| 1F. | Election of Director: Albert P. Carey | Management | Against | For | Against |
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For |
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For |
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For |
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For |
| 1K. | Election of Director: Stephanie C. Linnartz | Management | Against | For | Against |
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For |
| 2. | Ratification of the
Appointment of KPMG
LLP. | Management | For | For | For |
| 3. | Advisory Vote to
Approve Executive
Compensation ("Say-on-Pay"). | Management | For | For | For |
| 4. | Shareholder Proposal
Regarding
Amendment of Shareholder Written
Consent Right. | Shareholder | For | Against | Against |
| 5. | Shareholder Proposal
Regarding Political
Contributions Congruency Analysis. | Shareholder | For | Against | Against |
| 6. | Shareholder Proposal
Regarding Report on
Prison Labor in the Supply Chain. | Shareholder | Against | Against | For |
| |
| THE TJX COMPANIES, INC. |
| Security | 872540109 | | Meeting Date | Annual |
| Ticker Symbol | TJX | | Meeting Date | 08-Jun-2021 |
| ISIN | US8725401090 | | Agenda | 935414831 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For |
| 1B. | Election of Director: José B. Alvarez | Management | For | For | For |
| 1C. | Election of Director: Alan M. Bennett | Management | For | For | For |
| 1D. | Election of Director: Rosemary T. Berkery | Management | For | For | For |
| 1E. | Election of Director: David T. Ching | Management | For | For | For |
| 1F. | Election of Director: C. Kim Goodwin | Management | For | For | For |
| 1G. | Election of Director: Ernie Herrman | Management | For | For | For |
| 1H. | Election of Director: Michael F. Hines | Management | For | For | For |
| 1I. | Election of Director: Amy B. Lane | Management | For | For | For |
| 1J. | Election of Director: Carol Meyrowitz | Management | For | For | For |
| 1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For |
| 1L. | Election of Director: John F. O'Brien | Management | For | For | For |
| 2. | Ratification of
appointment of
PricewaterhouseCoopers as TJX's
independent registered public accounting
firm for fiscal 2022. | Management | For | For | For |
| 3. | Advisory approval of TJX's executive
compensation (the say-on-pay vote). | Management | Against | For | Against |
| 4. | Shareholder proposal
for a report on animal
welfare. | Shareholder | For | Against | Against |
| 5. | Shareholder proposal
for setting target
amounts for CEO compensation. | Shareholder | For | Against | Against |
| |
| TPI COMPOSITES, INC. |
| Security | 87266J104 | | Meeting Date | Annual |
| Ticker Symbol | TPIC | | Meeting Date | 18-May-2021 |
| ISIN | US87266J1043 | | Agenda | 935369430 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| A | DIRECTOR | Management | |
| | 1 | Paul G. Giovacchini | For | For | For |
| | 2 | Jayshree S. Desai | For | For | For |
| | 3 | Linda P. Hudson | For | For | For |
| | 4 | Bavan M. Holloway | For | For | For |
| 2. | To ratify the
appointment of KPMG LLP as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021. | Management | For | For | For |
| 3. | To consider and act
upon a non-binding
advisory vote on the compensation of our
named executive officers. | Management | Against | For | Against |
| |
| UNILEVER N.V. |
| Security | 904784709 | | Meeting Date | Special |
| Ticker Symbol | UN | | Meeting Date | 21-Sep-2020 |
| ISIN | US9047847093 | | Agenda | 935261038 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To amend NV's articles
of association in
connection with Unification (proposed under
agenda item 2). | Management | For | None | |
| 2. | To approve
Unification. | Management | For | None | |
| 3. | To discharge executive directors. | Management | For | None | |
| 4. | To discharge
non-executive directors. | Management | For | None | |
| |
| UNILEVER N.V. |
| Security | 904784709 | | Meeting Date | Special |
| Ticker Symbol | UN | | Meeting Date | 21-Sep-2020 |
| ISIN | US9047847093 | | Agenda | 935266723 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To amend NV's articles
of association in
connection with Unification (proposed under
agenda item 2). | Management | For | None | |
| 2. | To approve
Unification. | Management | For | None | |
| 3. | To discharge executive
directors. | Management | For | None | |
| 4. | To discharge non-executive directors. | Management | For | None | |
| |
| UNILEVER PLC |
| Security | 904767704 | | Meeting Date | Annual |
| Ticker Symbol | UL | | Meeting Date | 05-May-2021 |
| ISIN | US9047677045 | | Agenda | 935356659 – Management |
| |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management |
| 1. | To receive the Report
and Accounts for the
year ended 31 December 2020. | Management | For | For | For |
| 2. | To approve the
Directors' Remuneration
Report. | Management | For | For | For |
| 3. | To approve the
Directors' Remuneration
Policy. | Management | For | For | For |
| 4. | To approve the Climate
Transition Action
Plan. | Management | For | For | For |
| 5. | To re-elect Mr N Andersen as a Non-
Executive Director. | Management | For | For | For |
| 6. | To re-elect Mrs L Cha
as a Non-Executive
Director. | Management | For | For | For |
| 7. | To re-elect Dr J
Hartmann as a Non-
Executive Director. | Management | For | For | For |
| 8. | To re-elect Mr A Jope
as an Executive
Director. | Management | For | For | For |
| 9. | To re-elect Ms A Jung
as a Non-Executive
Director. | Management | For | For | For |
| 10. | To re-elect Ms S
Kilsby as a Non-Executive
Director. | Management | For | For | For |
| 11. | To re-elect Mr S
Masiyiwa as a Non-
Executive Director. | Management | For | For | For |
| 12. | To re-elect Professor
Y Moon as a Non-
Executive Director. | Management | For | For | For |
| 13. | To re-elect Mr G
Pitkethly as an Executive Director. | Management | Against | For | Against |
| 14. | To re-elect Mr J
Rishton as a Non-
Executive Director. | Management | For | For | For |
| 15. | To re-elect Mr F
Sijbesma as a Non-
Executive Director. | Management | For | For | For |
| 16. | To reappoint KPMG LLP
as Auditors of the Company. | Management | For | For | For |
| 17. | To authorise the
Directors to fix the
remuneration of the Auditors. | Management | For | For | For |
| 18. | To authorise Political
Donations and
expenditure. | Management | For | For | For |
| 19. | To approve the SHARES Plan. | Management | For | For | For |
| 20. | To renew the authority
to Directors to issue shares. | Management | For | For | For |
| 21. | To renew the authority
to Directors to disapply pre-emption rights. | Management | For | For | For |
| 22. | To renew the authority
to Directors to
disapply pre-emption rights for the purposes
of acquisitions or capital investments. | Management | For | For | For |
| 23. | To renew the authority
to the Company to
purchase its own shares. | Management | For | For | For |
| 24. | To shorten the notice
period for General
Meetings. | Management | Against | For | Against |
| 25. | To adopt new Articles of Association. | Management | For | For | For |
| 26. | To reduce the share premium account. | Management | For | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Jane K. Carten, President
