UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-5075
Thrivent Mutual Funds
(Exact name of registrant as specified in charter)
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Address of principal executive offices) (Zip code)
Rebecca A. Paulzine, Assistant Secretary
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Name and address of agent for service)
Registrant’s telephone number, including area code: (612) 844-5168
Date of fiscal year end: October 31
Date of reporting period: July 1, 2009 - June 30, 2010
Item 1. | Proxy Voting Record |
[Insert Report]
<PRE> ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Aggressive Allocation Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate of Mgmt For For For Incorporation - ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ---------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Pension ShrHldr Against Against For Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ---------------------------------------------------------------------------------------------------------------- BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ---------------------------------------------------------------------------------------------------------------- BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA CUSIP 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay for ShrHldr Against Against For Superior Performance - ---------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ---------------------------------------------------------------------------------------------------------------- COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Incentive Mgmt For For For Award Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Election Mgmt For For For of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding Carbon ShrHldr Against Against For Dioxide Reduction - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights in China - ---------------------------------------------------------------------------------------------------------------- GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses - ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ---------------------------------------------------------------------------------------------------------------- HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Preferred Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Election Mgmt For For For of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO Mgmt For N/A N/A 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Election Mgmt For For For of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Change - ---------------------------------------------------------------------------------------------------------------- LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- MACY'S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ---------------------------------------------------------------------------------------------------------------- MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ---------------------------------------------------------------------------------------------------------------- METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Amendment to the 2007 Equity Incentive Mgmt For Against Against Compensation Plan 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Review ShrHldr Against Abstain N/A of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Performance Mgmt For For For Incentive Plan 4 Approval of the Material Terms of the Mgmt For For For 2004 Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ---------------------------------------------------------------------------------------------------------------- NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option and Mgmt For For For Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals under Mgmt For For For the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Election Mgmt For For For of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Incentive Mgmt For For For Plan 3 Amendment to the 1992 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For on Public Policy Issues - ---------------------------------------------------------------------------------------------------------------- PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ---------------------------------------------------------------------------------------------------------------- POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ---------------------------------------------------------------------------------------------------------------- PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements and Mgmt For For For Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Executive Mgmt For For For Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval Survivor Benefits (Golden Coffins) - ---------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Stock Mgmt For For For 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly Mgmt N/A N/A N/A 1.2 Elect Dissident Nominee David Wilson Mgmt N/A N/A N/A 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Hesse Mgmt For For For 1.2 Elect Management Nominee Dennis McGlone Mgmt For For For 1.3 Elect Management Nominee Henry Slack Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Stock Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ---------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election Mgmt For For For of Directors - ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Stock Mgmt For Against Against Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Option Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Sale of ShrHldr Against Against For the Company - ---------------------------------------------------------------------------------------------------------------- WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ---------------------------------------------------------------------------------------------------------------- WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Requirement Mgmt For For For Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ---------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Conditional Mgmt For For For Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Moderately Aggressive Allocation Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Certificate of Mgmt For For For Incorporation - ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Stock Mgmt For For For Plan 3 Amendment to the 1997 Director Stock Mgmt For For For Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ---------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Pension ShrHldr Against Against For Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the 2006 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Officer Mgmt For For For Long-Term Incentive Plan 3 Amendment to the 2002 Employee Long-Term Mgmt For For For Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ---------------------------------------------------------------------------------------------------------------- BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ---------------------------------------------------------------------------------------------------------------- BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For Against Against Short-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay for ShrHldr Against Against For Superior Performance - ---------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding Using ShrHldr Against For Against Multiple Metrics For Executive Performance Measures - ---------------------------------------------------------------------------------------------------------------- COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for- RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Incentive Mgmt For For For Award Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Election Mgmt For For For of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Dioxide Reduction - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan - ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights in China - ---------------------------------------------------------------------------------------------------------------- GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses - ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights - ---------------------------------------------------------------------------------------------------------------- HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Mgmt For For For Preferred Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP Mgmt For N/A N/A TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY Mgmt For N/A N/A ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change - ---------------------------------------------------------------------------------------------------------------- LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- MACY'S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Vote Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ---------------------------------------------------------------------------------------------------------------- MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Mgmt For For For Stock Option Plan - ---------------------------------------------------------------------------------------------------------------- METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 4 Approval of the Material Terms Mgmt For For For of the 2004 Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ---------------------------------------------------------------------------------------------------------------- NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Amendment to the 1992 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues - ---------------------------------------------------------------------------------------------------------------- PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - ---------------------------------------------------------------------------------------------------------------- POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ---------------------------------------------------------------------------------------------------------------- PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements Mgmt For For For and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Mgmt For For For Stock Purchase Plan 5 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Mgmt For For For Executive Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval Survivor Benefits (Golden Coffins) - ---------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Mgmt For For For Stock 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay - ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Mgmt N/A N/A N/A Lilly 1.2 Elect Dissident Nominee David Mgmt N/A N/A N/A Wilson 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Mgmt For For For Hesse 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Mgmt For For For Slack 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 5 Approval of the Senior Officer Mgmt For Against Against Bonus Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing - ---------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For Against Against Stock Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sale of the Company - ---------------------------------------------------------------------------------------------------------------- WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ---------------------------------------------------------------------------------------------------------------- WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Ex-Gay Non-Discrimination Policy - ---------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Mgmt For For For Reserves to Other Reserves 15 Increase in Authorized Share Mgmt For For For Capital 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Moderate Allocation Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Mgmt For For For Executive Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Mgmt For For For Plan 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Mgmt For For For Certificate of Incorporation - ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ---------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the Mgmt For For For 2006 Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option Mgmt For For For and Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Mgmt For For For Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ---------------------------------------------------------------------------------------------------------------- BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Mgmt For For For Non-Employee Directors Equity Plan - ---------------------------------------------------------------------------------------------------------------- BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Mgmt For For For Authority to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project - ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For Against Against Executive Short-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Pay for Superior Performance - ---------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 21 Shareholder Proposal Regarding ShrHldr Against Against For TRI Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding ShrHldr Against For Against Using Multiple Metrics For Executive Performance Measures - ---------------------------------------------------------------------------------------------------------------- COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Mgmt For Against Against Shares - ---------------------------------------------------------------------------------------------------------------- CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock - ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Mgmt For For For Equity Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Mgmt For Against Against Regulations 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Dioxide Reduction - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan - ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights in China - ---------------------------------------------------------------------------------------------------------------- GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses - ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights - ---------------------------------------------------------------------------------------------------------------- HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Mgmt For For For Preferred Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP Mgmt For N/A N/A TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY Mgmt For N/A N/A ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change - ---------------------------------------------------------------------------------------------------------------- LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- MACY'S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Vote Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ---------------------------------------------------------------------------------------------------------------- MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Mgmt For For For Stock Option Plan - ---------------------------------------------------------------------------------------------------------------- METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 4 Approval of the Material Terms Mgmt For For For of the 2004 Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ---------------------------------------------------------------------------------------------------------------- NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Amendment to the 1992 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues - ---------------------------------------------------------------------------------------------------------------- PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - ---------------------------------------------------------------------------------------------------------------- POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ---------------------------------------------------------------------------------------------------------------- PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements Mgmt For For For and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Mgmt For For For Stock Purchase Plan 5 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Mgmt For For For Executive Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval Survivor Benefits (Golden Coffins) - ---------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Mgmt For For For Stock 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay - ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Mgmt N/A N/A N/A Lilly 1.2 Elect Dissident Nominee David Mgmt N/A N/A N/A Wilson 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Mgmt For For For Hesse 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Mgmt For For For Slack 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 5 Approval of the Senior Officer Mgmt For Against Against Bonus Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing - ---------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For Against Against Stock Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sale of the Company - ---------------------------------------------------------------------------------------------------------------- WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ---------------------------------------------------------------------------------------------------------------- WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Ex-Gay Non-Discrimination Policy - ---------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Mgmt For For For Reserves to Other Reserves 15 Increase in Authorized Share Mgmt For For For Capital 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Moderately Conservative Allocation Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AEROPOSTALE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Mgmt For For For Executive Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AIR PRODUCTS & CHEMICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Mgmt For For For Plan 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLERGAN INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Mgmt For For For Certificate of Incorporation - ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMAZON.COM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMR (AMERICAN AIRLINES) CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- APPLE COMPUTERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - ---------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ATMEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUTOLIV INC COMMERCE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the Mgmt For For For 2006 Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option Mgmt For For For and Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- BALL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Incentive Mgmt For For For Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Poison Pill - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ---------------------------------------------------------------------------------------------------------------- BARD CR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY INCO TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BERKLEY WR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Mgmt For For For Non-Employee Directors Equity Plan - ---------------------------------------------------------------------------------------------------------------- BP PLC - ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Mgmt For For For Authority to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project - ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CARNIVAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- CARTERS HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBS CORP. CL B TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSA cusip 124857 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For Against Against Executive Short-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- CELGENE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CHICOS FAS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation - ---------------------------------------------------------------------------------------------------------------- CLECO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COGO GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMERICA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Pay for Superior Performance - ---------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 21 Shareholder Proposal Regarding ShrHldr Against Against For TRI Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE RUBBER TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTHCARE INC COM TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 8 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal Regarding ShrHldr Against For Against Using Multiple Metrics For Executive Performance Measures - ---------------------------------------------------------------------------------------------------------------- COVIDIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Mgmt For Against Against Shares - ---------------------------------------------------------------------------------------------------------------- CSX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- DANAHER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE STORES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock - ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DPL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DR HORTON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DU PONT EI DE NEMOURS TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- EATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EBAY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- ENTERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Mgmt For For For Equity Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXELON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Mgmt For Against Against Regulations 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 5 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS FPRB CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Dioxide Reduction - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOILB CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD TICKER SECURITY ID: MEETING DATE MEETING STATUS FCXPRA CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING INC TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GAP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan - ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- GOLDMAN SACHS GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- GOOGLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights in China - ---------------------------------------------------------------------------------------------------------------- GRIFFON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HANOVER INSURANCE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARTFORD FINANCIAL SERVICES GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses - ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HELMERICH PAYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- HOLOGIC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOME DEPOT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Abstain N/A EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights - ---------------------------------------------------------------------------------------------------------------- HOST MARRIOTT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTEL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION - ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITT INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JP MORGAN CHASE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Mgmt For For For Preferred Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- KOHLS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP Mgmt For N/A N/A TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY Mgmt For N/A N/A ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- KROGER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote for Mgmt For For For Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Change - ---------------------------------------------------------------------------------------------------------------- LAZARD LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- MACY'S INC TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Vote Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCAFEE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - ---------------------------------------------------------------------------------------------------------------- MERCK & COMPANY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Mgmt For For For Stock Option Plan - ---------------------------------------------------------------------------------------------------------------- METLIFE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MPQ CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MOTOROLA INC TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- MULTI-FINELINE ELECTRONIX TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 4 Approval of the Material Terms Mgmt For For For of the 2004 Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ---------------------------------------------------------------------------------------------------------------- NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NOBLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or Mgmt For For For w/o Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NUCOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- NUVASIVE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NV ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ORACLE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- OSHKOSH TRUCK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS OTRKA CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACKAGING CORP. OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- PACTIV CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Amendment to the 1992 Employee Mgmt For For For Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PATTERSON UTI ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PAYCHEX INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PEPSICO INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues - ---------------------------------------------------------------------------------------------------------------- PFIZER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - ---------------------------------------------------------------------------------------------------------------- POLYCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTASH SASK INC TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ---------------------------------------------------------------------------------------------------------------- PRAXAIR INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- QUALCOMM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES INCOME TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements Mgmt For For For and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Mgmt For For For Stock Purchase Plan 5 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHWAB CHARLES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Mgmt For For For Executive Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval Survivor Benefits (Golden Coffins) - ---------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHAW GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SHUFFLE MASTER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Voting Mgmt For For For Standard 2 Increase of Authorized Common Mgmt For For For Stock 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STATE STREET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay - ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- T ROWE PRICE GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TARGET CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- TERADYNE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Mgmt N/A N/A N/A Lilly 1.2 Elect Dissident Nominee David Mgmt N/A N/A N/A Wilson 1.3 Elect Dissident Nominee Irving Mgmt N/A N/A N/A Yoskowitz 2 Ratification of Auditor Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Mgmt For For For Hesse 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Mgmt For For For Slack 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXTRON INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THERMO ELECTRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THORATEC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TLC CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 5 Approval of the Senior Officer Mgmt For Against Against Bonus Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form Mgmt For For For of a Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form Mgmt For For For of a Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UGI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing - ---------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For Against Against Stock Plan 3 2010 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Mgmt For Against Against Option Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sale of the Company - ---------------------------------------------------------------------------------------------------------------- WALGREEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - ---------------------------------------------------------------------------------------------------------------- WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 16 Amendment to Supermajority Mgmt For For For Requirement Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Ex-Gay Non-Discrimination Policy - ---------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Mgmt For For For Reserves to Other Reserves 15 Increase in Authorized Share Mgmt For For For Capital 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Real Estate Securities Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bernstein Mgmt For For For 1.2 Elect Douglas Crocker, II Mgmt For For For 1.3 Elect Lorrence Kellar Mgmt For For For 1.4 Elect Wendy Luscombe Mgmt For For For 1.5 Elect William Spitz Mgmt For For For 1.6 Elect Lee Wielansky Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Mgmt For Against Against Award and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Brady Mgmt For For For 1.2 Elect E. Wayne Nordberg Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANWORTH MORTGAGE ASSET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANH CUSIP 037347101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ASSOCIATED ESTATES REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEC CUSIP 045604105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Adams Mgmt For For For 1.2 Elect James Delaney Mgmt For For For 1.3 Elect Jeffrey Friedman Mgmt For For For 1.4 Elect Michael Gibbons Mgmt For For For 1.5 Elect Mark Milstein Mgmt For For For 1.6 Elect James Schoff Mgmt For For For 1.7 Elect Richard Schwarz Mgmt For For For 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board Mgmt For For For and Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report 5 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Mgmt For For For Long-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Mgmt For For For Authority to Set Fees - ---------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Mgmt For For For Jr. 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lebovitz Mgmt For For For 1.2 Elect Kathleen Nelson Mgmt For For For 1.3 Elect Winston Walker Mgmt For For For 1.4 Elect Thomas DeRosa Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal ShrHldr Abstain For Against Regarding Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 09/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Mgmt For For For Common Stock - ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Mgmt For For For Common Stock - ---------------------------------------------------------------------------------------------------------------- CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Burns Mgmt For For For 2 Elect Raghunath Davloor Mgmt For For For 3 Elect Richard Homburg Mgmt For For For 4 Elect Pamela Hootkin Mgmt For For For 5 Elect Everett Miller, III Mgmt For For For 6 Elect Leo Ullman Mgmt For For For 7 Elect Roger Widmann Mgmt For For For 8 Issuance of Common Stock Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COGDELL SPENCER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSA CUSIP 19238U107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cogdell Mgmt For For For 1.2 Elect Frank Spencer Mgmt For For For 1.3 Elect John Georgius Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Christopher Lee Mgmt For For For 1.6 Elect Richard Neugent Mgmt For For For 1.7 Elect Randolph Smoak Mgmt For For For 1.8 Elect David Lubar Mgmt For For For 1.9 Elect Scott Ransom Mgmt For For For 2 2010 Long Term Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COLONIAL PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLP CUSIP 195872106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect M. Miller Gorrie Mgmt For For For 1.3 Elect William Johnson Mgmt For For For 1.4 Elect Glade Knight Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Mgmt For Against Against Omnibus Equity and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For For For 1.6 Elect Tripp Hardin Mgmt For For For 1.7 Elect John O'Keeffe Mgmt For For For 1.8 Elect Bruce Warwick Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Elect William Summers, Jr. Mgmt For For For 12 Elect Scott Wolstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Emmett Mgmt For For For 1.2 Elect Jordan Kaplan Mgmt For For For 1.3 Elect Kenneth Panzer Mgmt For For For 1.4 Elect Leslie Bider Mgmt For For For 1.5 Elect Ghebre Mehreteab Mgmt For For For 1.6 Elect Thomas O'Hern Mgmt For For For 1.7 Elect Andrea Rich Mgmt For For For 1.8 Elect William Wilson III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Increase of Authorized Preferred Stock Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Amin Mgmt For For For 1.2 Elect Michael Coke Mgmt For For For 1.3 Elect Lammot du Pont Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect Hossein Fateh Mgmt For For For 1.6 Elect Frederic Malek Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randall Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELS CUSIP 29472R108 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Boone Knox Mgmt For Withhold Against 1.5 Elect John Neal Mgmt For Withhold Against 1.6 Elect David Neithercut Mgmt For Withhold Against 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For Withhold Against 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Mgmt For Against Against Plan 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report - ---------------------------------------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arnold Mgmt For For For 1.2 Elect Richard Chess Mgmt For For For 1.3 Elect Douglas Donatelli Mgmt For For For 1.4 Elect J. Roderick Heller, Mgmt For For For III 1.5 Elect R. Michael McCullough Mgmt For For For 1.6 Elect Alan Merten Mgmt For For For 1.7 Elect Terry Stevens Mgmt For For For 2 Amendment to the 2009 Mgmt For Against Against Equity Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael P. Esposito, Mgmt For For For Jr. 1.2 Elect Joan K. Shafran Mgmt For Withhold Against 1.3 Elect Louis Stokes Mgmt For Withhold Against 1.4 Elect Stan Ross Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Increase of Preferred Stock Mgmt For Against Against 4 Amendment to the Code of Mgmt For Against Against Regulations to Allow the Board to Make Certain Amendments Without Shareholder Approval 5 Amendment to the 1994 Stock Mgmt For For For Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glenn Angiolillo Mgmt For For For 1.2 Elect Michael Bender Mgmt For For For 1.3 Elect E. K. Gaylord, II Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect David Johnson Mgmt For For For 1.6 Elect Ellen Levine Mgmt For For For 1.7 Elect Robert Prather, Jr. Mgmt For For For 1.8 Elect Colin Reed Mgmt For For For 1.9 Elect Michael Rose Mgmt For For For 1.10 Elect Michael Roth Mgmt For For For 1.11 Elect Robert Rowling Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy O'Brien Mgmt For For For 1.2 Elect Niles Overly Mgmt For For For 1.3 Elect William Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Mgmt For For For Common Stock - ---------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HT CUSIP 427825104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shah Mgmt For For For 1.2 Elect Thomas Capello Mgmt For For For 1.3 Elect Thomas Hutchison III Mgmt For For For 1.4 Elect Donald Landry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan - ---------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Mgmt For For For Stock Purchase Plan - ---------------------------------------------------------------------------------------------------------------- HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Josh Fidler Mgmt For For For 1.3 Elect Alan Gosule Mgmt For For For 1.4 Elect Leonard Helbig, III Mgmt For For For 1.5 Elect Charles Koch Mgmt For For For 1.6 Elect Nelson Leenhouts Mgmt For For For 1.7 Elect Norman Leenhouts Mgmt For For For 1.8 Elect Edward Pettinella Mgmt For For For 1.9 Elect Paul Smith Mgmt For For For 1.10 Elect Clifford Smith, Jr. Mgmt For For For 1.11 Elect Amy Tait Mgmt For For For 2 Director Deferred Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote Mgmt For For For for Election of Trustees 3 Amendment to the Mgmt For For For Declaration of Trust 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHldr Against For Against Regarding Declassification of the Board 6 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HRPT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HRP CUSIP 40426W101 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Donelan Mgmt For For For 2 Adoption of Majority Vote Mgmt For For For for Election of Trustees 3 Amendment to Declaration of Mgmt For For For Trust 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James S. Balloun Mgmt For For For 3 Elect John S. Day Mgmt For For For 4 Elect Karen Dunn Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ISHARES DJ US REAL ESTATE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287739 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 GEORGE G.C. PARKER Mgmt For Withhold Against 1.2 J. DARRELL DUFFIE Mgmt For Withhold Against 1.3 CECILIA H. HERBERT Mgmt For Withhold Against 1.4 CHARLES A. HURTY Mgmt For Withhold Against 1.5 JOHN E. KERRIGAN Mgmt For Withhold Against 1.6 ROBERT H. SILVER Mgmt For Withhold Against 1.7 LEE T. KRANEFUSS Mgmt For Withhold Against 1.8 JOHN E. MARTINEZ Mgmt For Withhold Against 1.9 ROBERT S. KAPITO Mgmt For Withhold Against - ---------------------------------------------------------------------------------------------------------------- ISHARES COHEN & STEERS REALTY MAJORS IN TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287564 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a new investment Mgmt For For For advisory agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] - ---------------------------------------------------------------------------------------------------------------- ISHARES DJ US REAL ESTATE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS OEF CUSIP 464287739 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a new investment Mgmt For For For advisory agreement between each Company, on behalf of each of its funds and Barclays Global Fund Advisors [the adviser] - ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Amendment to 2005 Incentive Mgmt For Against Against Award Plan - ---------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Perkins Mgmt For For For 1.2 Elect Stuart Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For For For 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For Withhold Against 1.3 Elect Vincent Tese Mgmt For For For 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For For For 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MFA FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFA CUSIP 55272X102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stewart Zimmerman Mgmt For For For 1.2 Elect James Brodsky Mgmt For For For 1.3 Elect Alan Gosule Mgmt For For For 2 Amendment to the 2004 Mgmt For Against Against Equity Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For Withhold Against 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect William Sansom Mgmt For Withhold Against 1.7 Elect Philip Norwood Mgmt For For For 1.8 Elect Simon Wadsworth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Mgmt For Against Against Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Lowenthal Mgmt For For For 1.2 Elect Stephen Plavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Revision of Provisions Mgmt For For For Regarding REIT Ownership Limits 4 Grant of Authority to Mgmt For Against Against Increase and Decrease the Number of Authorized Shares - ---------------------------------------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect Cydney Donnell Mgmt For For For 1.3 Elect Ron Jackson Mgmt For For For 1.4 Elect Martin Nesbitt Mgmt For For For 1.5 Elect Michael Schall Mgmt For For For 1.6 Elect Earl Webb Mgmt For For For 1.7 Elect Laura Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEI CUSIP 709102107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorrit Bern Mgmt For For For 1.2 Elect Stephen Cohen Mgmt For For For 1.3 Elect Joseph Coradino Mgmt For For For 1.4 Elect M. Walter D'Alessio Mgmt For For For 1.5 Elect Edward Glickman Mgmt For For For 1.6 Elect Rosemarie Greco Mgmt For For For 1.7 Elect Leonard Korman Mgmt For For For 1.8 Elect Ira Lubert Mgmt For For For 1.9 Elect Donald Mazziotti Mgmt For For For 1.10 Elect Mark Pasquerilla Mgmt For For For 1.11 Elect John Roberts Mgmt For For For 1.12 Elect George Rubin Mgmt For For For 1.13 Elect Ronald Rubin Mgmt For For For 2 Amendment to the 2003 Mgmt For Against Against Equity Incentive Plan 3 Amendment to the Employee Mgmt For For For Share Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCL CUSIP 729251108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rick Holley Mgmt For Against Against 2 Elect Robin Josephs Mgmt For Against Against 3 Elect John McDonald Mgmt For Against Against 4 Elect Robert McLeod Mgmt For Against Against 5 Elect John Morgan, Sr. Mgmt For Against Against 6 Elect Marc Racicot Mgmt For Against Against 7 Elect John Scully Mgmt For Against Against 8 Elect Stephen Tobias Mgmt For Against Against 9 Elect Martin White Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Long-Term Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Mgmt For For For Lewis 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Mgmt For For For Gustavson 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Gershenson Mgmt For For For 1.2 Elect Robert Meister Mgmt For For For 1.3 Elect Michael Ward Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Limitation of Right to Call Mgmt For Against Against a Special Meeting - ---------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Mgmt For For For Common Stock 6 Amendment to the Incentive Mgmt For For For Stock Plan 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SAUL CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BFS CUSIP 804395101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Kelley Mgmt For For For 1.2 Elect Charles Longsworth Mgmt For For For 1.3 Elect Patrick Noonan Mgmt For For For 1.4 Elect B. Francis Saul III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Burton III Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Option and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Mgmt For For For Incentive Plan for Certain Executives - ---------------------------------------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHO CUSIP 867892101 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alter Mgmt For For For 1.2 Elect Arthur Buser, Jr. Mgmt For For For 1.3 Elect Lewis Wolff Mgmt For For For 1.4 Elect Z. Jamie Behar Mgmt For For For 1.5 Elect Thomas Lewis Jr. Mgmt For For For 1.6 Elect Keith Locker Mgmt For For For 1.7 Elect Keith Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For Against Against Long-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven B.Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Thomas E. Robinson Mgmt For For For 1.6 Elect Allan L. Schuman Mgmt For For For 1.7 Elect Stanley K. Tanger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Incentive Mgmt For Against Against Award Plan - ---------------------------------------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerome Chazen Mgmt For For For 1.2 Elect Craig Hatkoff Mgmt For For For 1.3 Elect Ronald Tysoe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Omnibus Long-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer, Mgmt For For For III 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Harold Haller Mgmt For For For 1.4 Elect Daniel Hurwitz Mgmt For For For 1.5 Elect Dean Jernigan Mgmt For For For 1.6 Elect Marianne Keler Mgmt For For For 1.7 Elect David LaRue Mgmt For For For 1.8 Elect John Remondi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For Against Against Equity Incentive Plan - ---------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 6 Shareholder Proposal ShrHldr Against For Against Regarding Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 2010 Long-term Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Partner Small Cap Growth Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3PAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAR CUSIP 88580F109 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christopher B. Paisley Mgmt For For For 1.2 Elect Director James Wei Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Bylaws Relating to Special Mgmt For For For Meetings and Director Resignations and Vacancies on the Board - ---------------------------------------------------------------------------------------------------------------- ACME PACKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APKT CUSIP 004764106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Thurk Mgmt For Withhold Against 1.2 Elect Director Andrew D. Ory Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ACORDA THERAPEUTICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACOR CUSIP 00484M106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. Kelley Mgmt For For For 1.2 Elect Director Sandra Panem Mgmt For Withhold Against 1.3 Elect Director Wise Young Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ACTUATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACTU CUSIP 00508B102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Peter I. Cittadini Mgmt For Withhold Against 1.2 Elect Directors Kenneth E. Marshall Mgmt For For For 1.3 Elect Directors Nicolas C. Nierenberg Mgmt For Withhold Against 1.4 Elect Directors Arthur C. Patterson Mgmt For Withhold Against 1.5 Elect Directors Steven D. Whiteman Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ADTRAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADTN CUSIP 00738A106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas R. Stanton Mgmt For Withhold Against 1.2 Elect Director H. Fenwick Huss Mgmt For For For 1.3 Elect Director Ross K. Ireland Mgmt For For For 1.4 Elect Director William L. Marks Mgmt For Withhold Against 1.5 Elect Director James E. Matthews Mgmt For Withhold Against 1.6 Elect Director Balan Nair Mgmt For For For 1.7 Elect Director Roy J. Nichols Mgmt For Withhold Against 2 Approve Non-Employee Director Omnibus Mgmt For Against Against Stock Plan 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard A. Abdoo Mgmt For For For 1.2 Elect Director John S. Brinzo Mgmt For For For 1.3 Elect Director Dennis C. Cuneo Mgmt For For For 1.4 Elect Director William K. Gerber Mgmt For For For 1.5 Elect Director Bonnie G. Hill Mgmt For Withhold Against 1.6 Elect Director Robert H. Jenkins Mgmt For Withhold Against 1.7 Elect Director Ralph S. Michael, III Mgmt For For For 1.8 Elect Director Shirley D. Peterson Mgmt For For For 1.9 Elect Director James A. Thomson Mgmt For Withhold Against 1.10 Elect Director James L. Wainscott Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard Bell Mgmt For Withhold Against 1.2 Elect Director Max Link Mgmt For Withhold Against 1.3 Elect Director William R. Keller Mgmt For For For 1.4 Elect Director Joseph A. Madri Mgmt For Withhold Against 1.5 Elect Director Larry L. Mathis Mgmt For For For 1.6 Elect Director R. Douglas Norby Mgmt For Withhold Against 1.7 Elect Director Alvin S. Parven Mgmt For Withhold Against 1.8 Elect Director Andreas Rummelt Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David E. Collins Mgmt For For For 2 Elect Director Joseph Lacob Mgmt For Against Against 3 Elect Director C. Raymond Larkin, Jr. Mgmt For For For 4 Elect Director George J. Morrow Mgmt For For For 5 Elect Director Dr. David C. Nagel Mgmt For For For 6 Elect Director Thomas M. Prescott Mgmt For For For 7 Elect Director Greg J. Santora Mgmt For For For 8 Elect Director Warren S. Thaler Mgmt For For For 9 Ratify Auditors Mgmt For Against Against 10 Amend Omnibus Stock Plan Mgmt For Against Against 11 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- ALKERMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALKS CUSIP 01642T108 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect David Broecker Mgmt For For For 1.5 Elect Gerri Henwood Mgmt For For For 1.6 Elect Paul Mitchell Mgmt For For For 1.7 Elect Richard Pops Mgmt For For For 1.8 Elect Alexander Rich Mgmt For For For 1.9 Elect Mark Skaletsky Mgmt For Withhold Against 1.10 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALKERMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALKS CUSIP 01642T108 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Anstice Mgmt For For For 1.2 Elect Director Floyd E. Bloom Mgmt For Withhold Against 1.3 Elect Director Robert A. Breyer Mgmt For Withhold Against 1.4 Elect Director David A. Broecker Mgmt For Withhold Against 1.5 Elect Director Geraldine Henwood Mgmt For For For 1.6 Elect Director Paul J. Mitchell Mgmt For For For 1.7 Elect Director Richard F. Pops Mgmt For Withhold Against 1.8 Elect Director Alexander Rich Mgmt For Withhold Against 1.9 Elect Director Mark B. Skaletsky Mgmt For For For 1.10 Elect Director Michael A. Wall Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGT CUSIP 01748X102 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Montie Brewer Mgmt For For For 1.2 Elect Director Gary Ellmer Mgmt For For For 1.3 Elect Director Timothy P. Flynn Mgmt For For For 1.4 Elect Director Maurice J. Gallagher, Jr. Mgmt For Withhold Against 1.5 Elect Director Charles W. Pollard Mgmt For For For 1.6 Elect Director John Redmond Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen H. Haynes, M.d. Mgmt For For For 1.2 Elect Director Mitchell A. Rinek, M.d. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMSC CUSIP 030111108 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory J. Yurek Mgmt For For For 1.2 Elect Vikram Budhraja Mgmt For For For 1.3 Elect Peter Crisp Mgmt For For For 1.4 Elect Richard Drouin Mgmt For For For 1.5 Elect David Oliver Mgmt For For For 1.6 Elect John Vander Sande Mgmt For For For 1.7 Elect John Wood, Jr. Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For Against Against Plan 3 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIGROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGP CUSIP 03073T102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kay Coles James Mgmt For For For 1.2 Elect Director Hala Moddelmog Mgmt For For For 1.3 Elect Director Uwe E. Reinhardt, Ph.d. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ANNTAYLOR STORES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANN CUSIP 036115103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michelle Gass Mgmt For For For 2 Elect Director Michael W. Trapp Mgmt For For For 3 Elect Director Daniel W. Yih Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Purchase Mgmt For For For Plan 6 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jacqueline C. Morby Mgmt For Withhold Against 1.2 Elect Director Michael C. Thurk Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ARCHIPELAGO LEARNING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCL CUSIP 03956P102 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter Wilde Mgmt For For For 1.2 Elect Director Tim McEwen Mgmt For For For 1.3 Elect Director Brian H. Hall Mgmt For For For 1.4 Elect Director Thomas F. Hedrick Mgmt For For For 1.5 Elect Director David Phillips Mgmt For For For 1.6 Elect Director Michael Powell Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Qualified Employee Stock Purchase Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- ARENA RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARD CUSIP 040049108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lloyd Rochford Mgmt For For For 1.2 Elect Stanley McCabe Mgmt For For For 1.3 Elect Clayton Woodrum Mgmt For For For 1.4 Elect Anthony Petrelli Mgmt For For For 1.5 Elect Carl Fiddner Mgmt For For For 2 Restricted Stock Award Plan Mgmt For Against Against 3 Amendment to the Stock Option Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ARENA RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARD CUSIP 040049108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lloyd T. Rochford Mgmt For Withhold Against 1.2 Elect Director Stanley M. McCabe Mgmt For Withhold Against 1.3 Elect Director Clayton E. Woodrum Mgmt For Withhold Against 1.4 Elect Director Anthony B. Petrelli Mgmt For Withhold Against 1.5 Elect Director Carl H. Fiddner Mgmt For Withhold Against 2 Approve Restricted Stock Plan Mgmt For For For 3 Amend Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas F. Monahan Mgmt For For For 1.2 Elect Director Karl E. Newkirk Mgmt For Withhold Against 1.3 Elect Director Richard F. Wallman Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas F. Monahan Mgmt For N/A N/A 1.2 Elect Director Karl E. Newkirk Mgmt For N/A N/A 1.3 Elect Director Richard F. Wallman Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- ARTIO GLOBAL INVESTORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ART CUSIP 04315B107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Duane R. Kullberg Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ivor Evans Mgmt For For For 1.2 Elect Charles McClure, Jr. Mgmt For For For 1.3 Elect William Newlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Amendment to the Incentive Compensation Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ivor J. Evans Mgmt For Withhold Against 1.2 Elect Director Charles G. McClure, Jr. Mgmt For Withhold Against 1.3 Elect Director William R. Newlin Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For For For 4 Amend Executive Incentive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/28/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ivor J. Evans Mgmt For N/A N/A 1.2 Elect Director Charles G. McClure, Jr. Mgmt For N/A N/A 1.3 Elect Director William R. Newlin Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A 3 Approve Omnibus Stock Plan Mgmt For N/A N/A 4 Amend Executive Incentive Bonus Plan Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABG CUSIP 043436104 04/27/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas DeLoach, Jr. Mgmt For N/A N/A 1.2 Elect Director Philip Maritz Mgmt For N/A N/A 1.3 Elect Director Jeffrey Wooley Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- ASIAINFO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASIA CUSIP 04518A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issue Shares/Cash in Connection Mgmt For For For with Acquisition 2 Change Company Name Mgmt For For For 3 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ATHEROS COMMUNICATIONS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHR CUSIP 04743P108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles E. Harris Mgmt For Withhold Against 1.2 Elect Director Marshall L. Mohr Mgmt For For For 1.3 Elect Director Andrew S. Rappaport Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OZRK CUSIP 063904106 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George Gleason Mgmt For Withhold Against 1.2 Elect Director Mark Ross Mgmt For Withhold Against 1.3 Elect Director Jean Arehart Mgmt For For For 1.4 Elect Director Steven Arnold Mgmt For For For 1.5 Elect Director Richard Cisne Mgmt For For For 1.6 Elect Director Robert East Mgmt For Withhold Against 1.7 Elect Director Linda Gleason Mgmt For Withhold Against 1.8 Elect Director Henry Mariani Mgmt For Withhold Against 1.9 Elect Director James Matthews Mgmt For For For 1.10 Elect Director R.L. Qualls Mgmt For Withhold Against 1.11 Elect Director Kennith Smith Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian M. NeSmith Mgmt For For For 1.2 Elect Director David W. Hanna Mgmt For Withhold Against 1.3 Elect Director James A. Barth Mgmt For For For 1.4 Elect Director Keith Geeslin Mgmt For For For 1.5 Elect Director Timothy A. Howes Mgmt For For For 1.6 Elect Director James R. Tolonen Mgmt For For For 1.7 Elect Director Carol G. Mills Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Qualified Employee Stock Purchase Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPFH CUSIP 101119105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugene S. Colangelo Mgmt For Withhold Against 1.2 Elect Director Allen L. Sinai Mgmt For Withhold Against 1.3 Elect Director Stephen M. Waters Mgmt For Withhold Against 2 Amend Qualified Employee Stock Purchase Mgmt For For For Plan 3 Advisory Vote to Ratify Named Executive Mgmt For Against Against Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- BRIGHAM EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BEXP CUSIP 109178103 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ben M. Brigham Mgmt For Withhold Against 1.2 Elect Director David T. Brigham Mgmt For Withhold Against 1.3 Elect Director Harold D. Carter Mgmt For Withhold Against 1.4 Elect Director Stephen C. Hurley Mgmt For For For 1.5 Elect Director Stephen P. Reynolds Mgmt For Withhold Against 1.6 Elect Director Hobart A. Smith Mgmt For For For 1.7 Elect Director Scott W. Tinker Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BUCYRUS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BUCY CUSIP 118759109 04/22/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deepak Kapur Mgmt For N/A N/A 1.2 Elect Director Theodore Rogers Mgmt For N/A N/A 1.3 Elect Director Robert Scharp Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sally J. Smith Mgmt For Withhold Against 1.2 Elect Director Dale M. Applequist Mgmt For Withhold Against 1.3 Elect Director Robert W. MacDonald Mgmt For For For 1.4 Elect Director Warren E. Mack Mgmt For Withhold Against 1.5 Elect Director J. Oliver Maggard Mgmt For Withhold Against 1.6 Elect Director Michael P. Johnson Mgmt For For For 1.7 Elect Director James M. Damian Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Require Suppliers to Adopt CAK ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- CAPELLA EDUCATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPLA CUSIP 139594105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Kevin Gilligan Mgmt For Withhold Against 1.2 Elect Director Mark N. Greene Mgmt For For For 1.3 Elect Director Jody G. Miller Mgmt For For For 1.4 Elect Director Stephen G. Shank Mgmt For For For 1.5 Elect Director Andrew M. Slavitt Mgmt For For For 1.6 Elect Director David W. Smith Mgmt For Withhold Against 1.7 Elect Director Jeffrey W. Taylor Mgmt For For For 1.8 Elect Director Sandra E. Taylor Mgmt For For For 1.9 Elect Director Darrell R. Tukua Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRZO CUSIP 144577103 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.P. Johnson, IV Mgmt For Withhold Against 1.2 Elect Director Steven A. Webster Mgmt For Withhold Against 1.3 Elect Director Thomas L. Carter, Jr. Mgmt For For For 1.4 Elect Director F. Gardner Parker Mgmt For Withhold Against 1.5 Elect Director Roger A. Ramsey Mgmt For Withhold Against 1.6 Elect Director Frank A. Wojtek Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CATALYST HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William E. Brock Mgmt For Withhold Against 1.2 Elect Director Edward S. Civera Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CAVIUM NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAVM CUSIP 14965A101 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Syed B. Ali Mgmt For Withhold Against 1.2 Elect Director Anthony S. Thornley Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CBIZ, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBZ CUSIP 124805102 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Rick L. Burdick Mgmt For Against Against 2 Elect Director Steven L. Gerard Mgmt For Against Against 3 Elect Director Benaree Pratt Wiley Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CENTRAL EUROPEAN DISTRIBUTION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CEDC CUSIP 153435102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William V. Carey Mgmt For Withhold Against 1.2 Elect Director David Bailey Mgmt For For For 1.3 Elect Director N. Scott Fine Mgmt For For For 1.4 Elect Director Marek Forysiak Mgmt For For For 1.5 Elect Director Robert P. Koch Mgmt For For For 1.6 Elect Director William Shanahan Mgmt For For For 1.7 Elect Director Markus Sieger Mgmt For For For 1.8 Elect Director Sergey Kupriyanov Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CENX CUSIP 156431108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. O'Brien Mgmt For Withhold Against 1.2 Elect Director Peter C. Jones Mgmt For Withhold Against 1.3 Elect Director Ivan Glasenberg Mgmt For Withhold Against 1.4 Elect Director Andrew Michelmore Mgmt For For For 1.5 Elect Director John C. Fontaine Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Verna K. Gibson Mgmt For Against Against 2 Elect Director Betsy S. Atkins Mgmt For Against Against 3 Elect Director David F. Dyer Mgmt For Against Against 4 Approve Executive Incentive Bonus Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CITI TRENDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTRN CUSIP 17306X102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian P. Carney Mgmt For For For 1.2 Elect Director John S. Lupo Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CLEAN HARBORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLH CUSIP 184496107 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. DeVillars Mgmt For For For 1.2 Elect Director Daniel J. McCarthy Mgmt For Withhold Against 1.3 Elect Director Andrea Robertson Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMSCORE INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SCOR CUSIP 20564W105 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Henderson Mgmt For For For 1.2 Elect Director Ronald J. Korn Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roy V. Armes Mgmt For Withhold Against 1.2 Elect Director Thomas P. Capo Mgmt For For For 1.3 Elect Director Robert D. Welding Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Declassify the Board of Directors Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CROCS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond D. Croghan Mgmt For For For 2 Elect Director Peter Jacobi Mgmt For For For 3 Elect Director Richard L. Sharp Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CUBIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUB CUSIP 229669106 02/23/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Walter J. Zable Mgmt For N/A N/A 1.2 Elect Director Walter C. Zable Mgmt For N/A N/A 1.3 Elect Director Bruce Blakley Mgmt For N/A N/A 1.4 Elect Director William Boyle Mgmt For N/A N/A 1.5 Elect Director Raymond deKozan Mgmt For N/A N/A 1.6 Elect Director Edwin Gules Mgmt For N/A N/A 1.7 Elect Director Raymond Peet Mgmt For N/A N/A 1.8 Elect Director Robert Sullivan Mgmt For N/A N/A 1.9 Elect Director John Warner, Jr. Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Angel R. Martinez Mgmt For Withhold Against 1.2 Elect Director Rex A. Licklider Mgmt For Withhold Against 1.3 Elect Director John M. Gibbons Mgmt For For For 1.4 Elect Director John G. Perenchio Mgmt For For For 1.5 Elect Director Maureen Conners Mgmt For For For 1.6 Elect Director Tore Steen Mgmt For For For 1.7 Elect Director Ruth M. Owades Mgmt For For For 1.8 Elect Director Karyn O. Barsa Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DEXCOM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DXCM CUSIP 252131107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald A. Lucas Mgmt For For For 1.2 Elect Director Jay S. Skyler Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DINEEQUITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DIN CUSIP 254423106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard M. Berk Mgmt For For For 1.2 Elect Director Daniel J. Brestle Mgmt For For For 1.3 Elect Director Caroline W. Nahas Mgmt For Withhold Against 1.4 Elect Director Gilbert T. Ray Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIODES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DIOD CUSIP 254543101 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C.H. Chen Mgmt For Withhold Against 1.2 Elect Director Michael R. Giordano Mgmt For Withhold Against 1.3 Elect Director Lu-Pao Hsu Mgmt For For For 1.4 Elect Director Keh-Shew Lu Mgmt For Withhold Against 1.5 Elect Director Raymond Soong Mgmt For Withhold Against 1.6 Elect Director John M. Stich Mgmt For For For 1.7 Elect Director Michael K.C. Tsai Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jack C. Bingleman Mgmt For For For 2 Elect Director Louis P. Gignac Mgmt For For For 3 Elect Director Brian M. Levitt Mgmt For For For 4 Elect Director Harold H. MacKay Mgmt For For For 5 Elect Director W. Henson Moore Mgmt For For For 6 Elect Director Michael R. Onustock Mgmt For For For 7 Elect Director Robert J. Steacy Mgmt For For For 8 Elect Director William C. Stivers Mgmt For For For 9 Elect Director Pamela B. Strobel Mgmt For For For 10 Elect Director Richard Tan Mgmt For For For 11 Elect Director Denis Turcotte Mgmt For For For 12 Elect Director John D. Williams Mgmt For For For 13 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- E-HOUSE CHINA HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS EJ CINS 26852W103 12/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Jianjun Zang as Director Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- E-HOUSE CHINA HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS EJ CINS 26852W103 12/30/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gordon Jianjun Zang Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- EMERGENCY MEDICAL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMS CUSIP 29100P102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven B. Epstein Mgmt For Withhold Against 1.2 Elect Director Paul B. Iannini Mgmt For For For 1.3 Elect Director James T. Kelly Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William R. Holland Mgmt For For For 1.2 Elect Director Stephen E. Macadam Mgmt For For For 1.3 Elect Director J.P. Bolduc Mgmt For For For 1.4 Elect Director Peter C. Browning Mgmt For For For 1.5 Elect Director Diane C. Creel Mgmt For For For 1.6 Elect Director Don DeFosset Mgmt For For For 1.7 Elect Director Gordon D. Harnett Mgmt For For For 1.8 Elect Director David L. Hauser Mgmt For For For 1.9 Elect Director Wilbur J. Prezzano, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EV3 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EVVV CUSIP 26928A200 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John K. Bakewell Mgmt For For For 2 Elect Director Richard B. Emmitt Mgmt For For For 3 Elect Director Douglas W. Kohrs Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Purchase Mgmt For For For Plan 6 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCS CUSIP 303726103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles P. Carinalli Mgmt For For For 1.2 Elect Director Randy W. Carson Mgmt For For For 1.3 Elect Director Anthony Lear Mgmt For For For 1.4 Elect Director Thomas L. Magnanti Mgmt For For For 1.5 Elect Director Kevin J. Mcgarity Mgmt For For For 1.6 Elect Director Bryan R. Roub Mgmt For For For 1.7 Elect Director Ronald W. Shelly Mgmt For Withhold Against 1.8 Elect Director Mark S. Thompson Mgmt For Withhold Against 2 Eliminate Cumulative Voting Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIII CUSIP 36237H101 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Morris Goldfarb Mgmt For Withhold Against 1.2 Elect Director Sammy Aaron Mgmt For Withhold Against 1.3 Elect Director Thomas J. Brosig Mgmt For Withhold Against 1.4 Elect Director Alan Feller Mgmt For Withhold Against 1.5 Elect Director Jeffrey Goldfarb Mgmt For Withhold Against 1.6 Elect Director Carl Katz Mgmt For Withhold Against 1.7 Elect Director Laura Pomerantz Mgmt For For For 1.8 Elect Director Willem van Bokhorst Mgmt For Withhold Against 1.9 Elect Director Richard White Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glenn J. Angiolillo Mgmt For For For 1.2 Elect Director Michael J. Bender Mgmt For For For 1.3 Elect Director E. K. Gaylord II Mgmt For Withhold Against 1.4 Elect Director Ralph Horn Mgmt For Withhold Against 1.5 Elect Director David W. Johnson Mgmt For For For 1.6 Elect Director Ellen Levine Mgmt For Withhold Against 1.7 Elect Director Robert S. Prather, Jr. Mgmt For Withhold Against 1.8 Elect Director Colin V. Reed Mgmt For Withhold Against 1.9 Elect Director Michael D. Rose Mgmt For For For 1.10 Elect Director Michael I. Roth Mgmt For Withhold Against 1.11 Elect Director Robert B. Rowling Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philip J. Ringo Mgmt For Withhold Against 1.2 Elect Director Mark A. Scudder Mgmt For For For 1.3 Elect Director Oivind Lorentzen, III Mgmt For For For 1.4 Elect Director Michael Norkus Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael G. Rubin Mgmt For Withhold Against 1.2 Elect Director M. Jeffrey Branman Mgmt For For For 1.3 Elect Director Michael J. Donahue Mgmt For For For 1.4 Elect Director Ronald D. Fisher Mgmt For For For 1.5 Elect Director John A. Hunter Mgmt For For For 1.6 Elect Director Mark S. Menell Mgmt For For For 1.7 Elect Director Jeffrey F. Rayport Mgmt For Withhold Against 1.8 Elect Director Lawrence S. Smith Mgmt For For For 1.9 Elect Director Andrea M. Weiss Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock and Mgmt For Against Against Maintain Shares of Preferred Stock 4 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HAEMONETICS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald Gelbman Mgmt For For For 1.2 Elect Director Brad Nutter Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HAEMONETICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HAE CUSIP 405024100 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Gelbman Mgmt For For For 1.2 Elect Brad Nutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HEALTHSOUTH CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLS CUSIP 421924309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward A. Blechschmidt Mgmt For For For 1.2 Elect Director John W. Chidsey Mgmt For For For 1.3 Elect Director Donald L. Correll Mgmt For For For 1.4 Elect Director Yvonne M. Curl Mgmt For For For 1.5 Elect Director Charles M. Elson Mgmt For For For 1.6 Elect Director Jay Grinney Mgmt For For For 1.7 Elect Director Jon F. Hanson Mgmt For For For 1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For For 1.9 Elect Director John E. Maupin, Jr. Mgmt For For For 1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HITTITE MICROWAVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HITT CUSIP 43365Y104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen G. Daly Mgmt For Withhold Against 1.2 Elect Director Ernest L. Godshalk Mgmt For For For 1.3 Elect Director Rick D. Hess Mgmt For For For 1.4 Elect Director Adrienne M. Markham Mgmt For For For 1.5 Elect Director Brian P. McAloon Mgmt For For For 1.6 Elect Director Cosmo S. Trapani Mgmt For For For 1.7 Elect Director Franklin Weigold Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HMS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HMSY CUSIP 40425J101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert M. Holster Mgmt For Withhold Against 1.2 Elect Director James T. Kelly Mgmt For For For 1.3 Elect Director William C. Lucia Mgmt For Withhold Against 1.4 Elect Director William S. Mosakowski Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For Withhold Against 1.2 Elect Director Mark A. Yeager Mgmt For Withhold Against 1.3 Elect Director Gary D. Eppen Mgmt For Withhold Against 1.4 Elect Director Charles R. Reaves Mgmt For Withhold Against 1.5 Elect Director Martin P. Slark Mgmt For Withhold Against - ---------------------------------------------------------------------------------------------------------------- HUMAN GENOME SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGSI CUSIP 444903108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard J. Danzig Mgmt For For For 1.2 Elect Director Jurgen Drews Mgmt For Withhold Against 1.3 Elect Director Maxine Gowen Mgmt For For For 1.4 Elect Director Tuan Ha-Ngoc Mgmt For For For 1.5 Elect Director A. N. 'Jerry' Karabelas Mgmt For For For 1.6 Elect Director John L. LaMattina Mgmt For For For 1.7 Elect Director Augustine Lawlor Mgmt For For For 1.8 Elect Director H. Thomas Watkins Mgmt For For For 1.9 Elect Director Robert C. Young Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nolan D. Archibald Mgmt For For For 1.2 Elect Director H. William Lichtenberger Mgmt For For For 1.3 Elect Director M. Anthony Burns Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HURN CUSIP 447462102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James D. Edwards Mgmt For For For 1.2 Elect Director John McCartney Mgmt For Withhold Against 1.3 Elect Director James H. Roth Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 01/29/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Proposed 2010 Stock Mgmt For N/A N/A Incentive Plan - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine D. Abell Mgmt For Withhold Against 1.2 Elect Director William H. Fenstermaker Mgmt For Withhold Against 1.3 Elect Director O. L. Pollard Jr. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- IMMUCOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLUD CUSIP 452526106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Clouser Mgmt For For For 1.2 Elect Gioacchino De Chirico Mgmt For For For 1.3 Elect Ralph Eatz Mgmt For For For 1.4 Elect Paul Holland Mgmt For For For 1.5 Elect Ronny Lancaster Mgmt For For For 1.6 Elect Chris Perkins Mgmt For For For 1.7 Elect Joseph Rosen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- IMMUCOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLUD CUSIP 452526106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James F. Clouser Mgmt For For For 1.2 Elect Director Gioacchino De Chirico Mgmt For Withhold Against 1.3 Elect Director Ralph A. Eatz Mgmt For Withhold Against 1.4 Elect Director Paul V. Holland Mgmt For For For 1.5 Elect Director Ronny B. Lancaster Mgmt For For For 1.6 Elect Director Chris E. Perkins Mgmt For For For 1.7 Elect Director Joseph E. Rosen Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Shareholder Rights Plan Mgmt For For For Poison Pill) - ---------------------------------------------------------------------------------------------------------------- IMPAX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPXL CUSIP 45256B101 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie Z. Benet Mgmt For For For 1.2 Elect Director Robert L. Burr Mgmt For For For 1.3 Elect Director Allen Chao Mgmt For For For 1.4 Elect Director Nigel Ten Fleming Mgmt For Withhold Against 1.5 Elect Director Larry Hsu Mgmt For Withhold Against 1.6 Elect Director Michael Markbreiter Mgmt For Withhold Against 1.7 Elect Director Peter R. Terreri Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IART CUSIP 457985208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas J. Baltimore, Jr. Mgmt For For For 2 Elect Director Keith Bradley Mgmt For Against Against 3 Elect Director Richard E. Caruso Mgmt For Against Against 4 Elect Director Stuart M. Essig Mgmt For Against Against 5 Elect Director Neal Moszkowski Mgmt For For For 6 Elect Director Raymond G. Murphy Mgmt For For For 7 Elect Director Christian S. Schade Mgmt For For For 8 Elect Director James M. Sullivan Mgmt For Against Against 9 Elect Director Anne M. Vanlent Mgmt For For For 10 Ratify Auditors Mgmt For Against Against 11 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- INTERMUNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITMN CUSIP 45884X103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David S. Kabakoff Mgmt For For For 1.2 Elect Director Daniel G. Welch Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard J. Kujawa Mgmt For Withhold Against 1.2 Elect Director Peter T. Socha Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JOS. A. BANK CLOTHIERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOSB CUSIP 480838101 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James H. Ferstl Mgmt For For For 1.2 Elect Director Sidney H. Ritman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KENDLE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNDL CUSIP 48880L107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Candace Kendle Mgmt For Withhold Against 1.2 Elect Director Christopher C. Bergen Mgmt For Withhold Against 1.3 Elect Director Robert R. Buck Mgmt For Withhold Against 1.4 Elect Director G. Steven Geis Mgmt For Withhold Against 1.5 Elect Director Donald C. Harrison Mgmt For Withhold Against 1.6 Elect Director Timothy E. Johnson Mgmt For Withhold Against 1.7 Elect Director Timothy M. Mooney Mgmt For Withhold Against 1.8 Elect Director Frederick A. Russ Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KENEXA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNXA CUSIP 488879107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Konen Mgmt For For For 1.2 Elect Director Richard J. Pinola Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEY ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEG CUSIP 492914106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lynn R. Coleman Mgmt For For For 1.2 Elect Director Kevin P. Collins Mgmt For Withhold Against 1.3 Elect Director W. Phillip Marcum Mgmt For Withhold Against 1.4 Elect Director William F. Owens Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine D. Rosen Mgmt For For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For For 1.3 Elect Director Howard W. Sutter Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- LANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCE CUSIP 514606102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David V. Singer Mgmt For Withhold Against 1.2 Elect Director Dan C. Swander Mgmt For Withhold Against 1.3 Elect Director S. Lance Van Every Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MAXWELL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXWL CUSIP 577767106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Rossi Mgmt For Withhold Against 1.2 Elect Director Jean Lavigne Mgmt For Withhold Against 1.3 Elect Director Burkhard Goeschel Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDASSETS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDAS CUSIP 584045108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John A. Bardis Mgmt For Withhold Against 1.2 Elect Director Harris Hyman, IV Mgmt For For For 1.3 Elect Director Terrence J. Mulligan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cesar L. Alvarez Mgmt For Withhold Against 1.2 Elect Director Waldemar A. Carlo, M.D. Mgmt For Withhold Against 1.3 Elect Director Michael B. Fernandez Mgmt For Withhold Against 1.4 Elect Director Roger K. Freeman, M.D. Mgmt For Withhold Against 1.5 Elect Director Paul G. Gabos Mgmt For Withhold Against 1.6 Elect Director Dany Garcia Mgmt For Withhold Against 1.7 Elect Director Pascal J. Goldschmidt, Mgmt For Withhold Against M.D. 1.8 Elect Director Manuel Kadre Mgmt For Withhold Against 1.9 Elect Director Roger J. Medel, M.D. Mgmt For Withhold Against 1.10 Elect Director Donna E. Shalala, Ph.D. Mgmt For For For 1.11 Elect Director Enrique J. Sosa, Ph.D. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marcos Galperin Mgmt For Withhold Against 1.2 Elect Director Emiliano Calemzuk Mgmt For For For 1.3 Elect Director Veronica Allende Serra Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MSTR CUSIP 594972408 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Saylor Mgmt For Withhold Against 1.2 Elect Director Sanju K. Bansal Mgmt For Withhold Against 1.3 Elect Director Matthew W. Calkins Mgmt For For For 1.4 Elect Director Robert H. Epstein Mgmt For For For 1.5 Elect Director David W. LaRue Mgmt For For For 1.6 Elect Director Jarrod M. Patten Mgmt For For For 1.7 Elect Director Carl J. Rickertsen Mgmt For For For 1.8 Elect Director Thomas P. Spahr Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL FINANCIAL PARTNERS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFP CUSIP 63607P208 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Stephanie Abramson Mgmt For For For 2 Elect Director Arthur Ainsberg Mgmt For For For 3 Elect Director Jessica Bibliowicz Mgmt For Against Against 4 Elect Director R. Bruce Callahan Mgmt For For For 5 Elect Director John Elliott Mgmt For For For 6 Elect Director J. Barry Griswell Mgmt For For For 7 Elect Director Shari Loessberg Mgmt For For For 8 Elect Director Kenneth Mlekush Mgmt For For For 9 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NET 1 UEPS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UEPS CUSIP 64107N206 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Serge C. P. Belamant Mgmt For Withhold Against 1.2 Elect Director Herman G. Kotze Mgmt For For For 1.3 Elect Director Christopher S. Seabrooke Mgmt For Withhold Against 1.4 Elect Director Antony C. Ball Mgmt For Withhold Against 1.5 Elect Director Alasdair J. K. Pein Mgmt For Withhold Against 1.6 Elect Director Paul Edwards Mgmt For Withhold Against 1.7 Elect Director Tom C. Tinsley Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NETEZZA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NZ CUSIP 64111N101 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul J. Ferri Mgmt For For For 1.2 Elect Director Edward J. Zander Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard Perham Mgmt For For For 1.2 Elect Director Alan Krock Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NORDSON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee C. Banks Mgmt For For For 1.2 Elect Director Randolph W. Carson Mgmt For For For 1.3 Elect Director Michael F. Hilton Mgmt For Withhold Against 1.4 Elect Director Victor L. Richey, Jr. Mgmt For For For 1.5 Elect Director Benedict P. Rosen Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Corinne H. Nevinny Mgmt For For For 1.2 Elect Director Thomas G. Wiggans Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ORIENT EXPRESS HOTELS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CINS G67743107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John D. Campbell as Director Mgmt For Withhold Against 1.2 Elect Mitchell C. Hochberg as Director Mgmt For Withhold Against 1.3 Elect James B. Hurlock as Director Mgmt For Withhold Against 1.4 Elect Prudence M. Leith as Director Mgmt For Withhold Against 1.5 Elect J. Robert Lovejoy as Director Mgmt For Withhold Against 1.6 Elect Georg R. Rafael as Director Mgmt For Withhold Against 1.7 Elect James B. Sherwood as Director Mgmt For Withhold Against 1.8 Elect Paul M. White as Director Mgmt For Withhold Against 2 Amend 2009 Share Award and Incentive Mgmt For Against Against Plan 3 Approve Deloitte LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- ORIENTAL FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OFG CUSIP 68618W100 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Conversion of Securities Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ORTHOFIX INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS OFIX CINS N6748L102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual NetherlandsAntilles ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James F. Gero as Director Mgmt For Withhold Against 1.2 Elect Jerry C. Benjamin as Director Mgmt For Withhold Against 1.3 Elect Guy J. Jordan as Director Mgmt For For For 1.4 Elect Thomas J. Kester as Director Mgmt For For For 1.5 Elect Michael R. Mainelli as Director Mgmt For For For 1.6 Elect Alan W. Milinazzo as Director Mgmt For For For 1.7 Elect Maria Sainz as Director Mgmt For For For 1.8 Elect Walter P. von Wartburg as Director Mgmt For For For 1.9 Elect Kenneth R. Weisshaar as Director Mgmt For For For 2 Amend Qualified Employee Stock Purchase Mgmt For Against Against Plan 3 Accept Financial Statements and Mgmt For For For Statutory Reports (Voting) 4 Ratify Ernst & Young LLP as Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PAR PHARMACEUTICAL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRX CUSIP 69888P106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Melvin Sharoky Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- PAREXEL INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eduard E. Holdener Mgmt For For For 1.2 Elect Director Richard L. Love Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PERRIGO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary M. Cohen Mgmt For For For 1.2 Elect Director David T. Gibbons Mgmt For Withhold Against 1.3 Elect Director Ran Gottfried Mgmt For For For 1.4 Elect Director Ellen R. Hoffing Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For For For 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John H. Burgoyne Mgmt For Against Against 2 Elect Director Michael R. Ferrari Mgmt For Against Against 3 Elect Director Terry E. London Mgmt For For For 4 Elect Director Alexander W. Smith Mgmt For Against Against 5 Elect Director Cece Smith Mgmt For For For 6 Amend Nonqualified Employee Stock Mgmt For For For Purchase Plan 7 Ratify Auditors Mgmt For Against Against 8 Pay For Superior Performance ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralf R. Boer Mgmt For For For 1.2 Elect Director Stephen P. Cortinovis Mgmt For For For 1.3 Elect Director David J. Drury Mgmt For Withhold Against 1.4 Elect Director Dean A. Foate Mgmt For For For 1.5 Elect Director Peter Kelly Mgmt For For For 1.6 Elect Director John L. Nussbaum Mgmt For Withhold Against 1.7 Elect Director Michael V. Schrock Mgmt For For For 1.8 Elect Director Charles M. Strother Mgmt For For For 1.9 Elect Director Mary A. Winston Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/10/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralf R. Boer Mgmt For N/A N/A 1.2 Elect Director Stephen P. Cortinovis Mgmt For N/A N/A 1.3 Elect Director David J. Drury Mgmt For N/A N/A 1.4 Elect Director Dean A. Foate Mgmt For N/A N/A 1.5 Elect Director Peter Kelly Mgmt For N/A N/A 1.6 Elect Director John L. Nussbaum Mgmt For N/A N/A 1.7 Elect Director Michael V. Schrock Mgmt For N/A N/A 1.8 Elect Director Charles M. Strother Mgmt For N/A N/A 1.9 Elect Director Mary A. Winston Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Bailey Mgmt For Withhold Against 1.2 Elect Director Richard E. Belluzzo Mgmt For For For 1.3 Elect Director James V. Diller, Sr. Mgmt For Withhold Against 1.4 Elect Director Michael R. Farese Mgmt For For For 1.5 Elect Director Jonathan J. Judge Mgmt For For For 1.6 Elect Director William H. Kurtz Mgmt For For For 1.7 Elect Director Gregory S. Lang Mgmt For Withhold Against 1.8 Elect Director Frank J. Marshall Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Performance-Based Equity Awards ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWI CUSIP 739276103 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Fiebiger Mgmt For For For 1.2 Elect Director Nicholas E. Brathwaite Mgmt For For For 1.3 Elect Director Balakrishnan S. Iyer Mgmt For Withhold Against 1.4 Elect Director E. Floyd Kvamme Mgmt For Withhold Against 1.5 Elect Director Alan D. Bickell Mgmt For Withhold Against 1.6 Elect Director Balu Balakrishnan Mgmt For Withhold Against 1.7 Elect Director William George Mgmt For For For 1.8 Elect Director Steven J. Sharp Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PREMIERE GLOBAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boland T. Jones Mgmt For Withhold Against 1.2 Elect Director Jeffrey T. Arnold Mgmt For Withhold Against 1.3 Elect Director Wilkie S. Colyer Mgmt For Withhold Against 1.4 Elect Director John R. Harris Mgmt For Withhold Against 1.5 Elect Director W. Steven Jones Mgmt For For For 1.6 Elect Director Raymond H. Pirtle, Jr. Mgmt For Withhold Against 1.7 Elect Director J. Walker Smith, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Non-Employee Director Omnibus Mgmt For Against Against Stock Plan - ---------------------------------------------------------------------------------------------------------------- PSYCHIATRIC SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSYS CUSIP 74439H108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark P. Clein Mgmt For Withhold Against 1.2 Elect Director Richard D. Gore Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- QUALITY SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSII CUSIP 747582104 08/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dr. Murray Brennan Mgmt For For For 1.2 Elect Director George Bristol Mgmt For For For 1.3 Elect Director Patrick Cline Mgmt For For For 1.4 Elect Director Joseph Davis Mgmt For For For 1.5 Elect Director Ahmed Hussein Mgmt For For For 1.6 Elect Director Philip Kaplan Mgmt For For For 1.7 Elect Director Russell Pflueger Mgmt For For For 1.8 Elect Director Steven Plochocki Mgmt For For For 1.9 Elect Director Sheldon Razin Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Herbert Wender Mgmt For Against Against 2 Elect Director David C. Carney Mgmt For Against Against 3 Elect Director Howard B. Culang Mgmt For Against Against 4 Elect Director Stephen T. Hopkins Mgmt For Against Against 5 Elect Director Sanford A. Ibrahim Mgmt For Against Against 6 Elect Director James W. Jennings Mgmt For Against Against 7 Elect Director Ronald W. Moore Mgmt For Against Against 8 Elect Director Jan Nicholson Mgmt For For For 9 Elect Director Robert W. Richards Mgmt For Against Against 10 Elect Director Anthony W. Schweiger Mgmt For Against Against 11 Amend Omnibus Stock Plan Mgmt For Against Against 12 Amend Securities Transfer Restrictions Mgmt For For For 13 Adopt NOL Rights Plan (NOL Pill) Mgmt For For For 14 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS REGN CUSIP 75886F107 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leonard S. Schleifer Mgmt For Withhold Against 1.2 Elect Director Eric M. Shooter Mgmt For Withhold Against 1.3 Elect Director George D. Yancopoulos Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- REX ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REXX CUSIP 761565100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lance T. Shaner Mgmt For Withhold Against 1.2 Elect Director Benjamin W. Hulburt Mgmt For For For 1.3 Elect Director Daniel J. Churay Mgmt For For For 1.4 Elect Director John A. Lombardi Mgmt For For For 1.5 Elect Director John W. Higbee Mgmt For For For 1.6 Elect Director Eric L. Mattson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark A. Floyd Mgmt For Withhold Against 1.2 Elect Director Christopher J. Schaepe Mgmt For Withhold Against 1.3 Elect Director James R. Swartz Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RUBICON TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBCN CUSIP 78112T107 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Don N. Aquilano Mgmt For For For 1.2 Elect Director Donald R. Caldwell Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John F. Chappell Mgmt For Withhold Against 1.2 Elect Director Thomas W. D?Alonzo Mgmt For For For 1.3 Elect Director Richard A. Franco, Sr. Mgmt For For For 1.4 Elect Director William P. Keane Mgmt For For For 1.5 Elect Director Carolyn J. Logan Mgmt For For For 1.6 Elect Director Mark A. Sirgo Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWM CUSIP 808541106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frederic P. Villoutreix Mgmt For Withhold Against 1.2 Elect Director Anderson D. Warlick Mgmt For For For 2 Approve Restricted Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SEATTLE GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGEN CUSIP 812578102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc E. Lippman Mgmt For For For 1.2 Elect Director Franklin M. Berger Mgmt For For For 1.3 Elect Director Daniel G. Welch Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SEMTECH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMTC CUSIP 816850101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glen M. Antle Mgmt For For For 1.2 Elect Director W. Dean Baker Mgmt For For For 1.3 Elect Director James P. Burra Mgmt For Withhold Against 1.4 Elect Director Bruce C. Edwards Mgmt For For For 1.5 Elect Director Rockell N. Hankin Mgmt For Withhold Against 1.6 Elect Director James T. Lindstrom Mgmt For For For 1.7 Elect Director Mohan R. Maheswaran Mgmt For Withhold Against 1.8 Elect Director John L. Piotrowski Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SKECHERS U.S.A., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKX CUSIP 830566105 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Greenberg Mgmt For Withhold Against 1.2 Elect Director David Weinberg Mgmt For Withhold Against 1.3 Elect Director Jeffrey Greenberg Mgmt For Withhold Against - ---------------------------------------------------------------------------------------------------------------- SOLARWINDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWI CUSIP 83416B109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey L. Horing Mgmt For For For 1.2 Elect Director J. Benjamin Nye Mgmt For For For 1.3 Elect Director Kevin B. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOLUTIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SOA CUSIP 834376501 04/21/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Heffernan Mgmt For N/A N/A 1.2 Elect Director W. Thomas Jagodinski Mgmt For N/A N/A 1.3 Elect Director William Rusnack Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A 3 Approval of Amended and Restated 2007 Mgmt For N/A N/A Management Long-Term Incentive Plan 4 Approval of Annual Incentive Plan Mgmt For N/A N/A 5 Approval of Adoption of Section 382 Mgmt For N/A N/A Stockholder Rights Agreement - ---------------------------------------------------------------------------------------------------------------- SOLUTIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SOA CUSIP 834376501 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James P. Heffernan Mgmt For For For 1.2 Elect Director W. Thomas Jagodinski Mgmt For For For 1.3 Elect Director William C. Rusnack Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Approve Executive Incentive Bonus Plan Mgmt For Against Against 5 Adopt, Renew or Amend NOL Rights Plan Mgmt For For For (NOL Pill) - ---------------------------------------------------------------------------------------------------------------- SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Becker Mgmt For For For 1.2 Elect Director Arnold L. Punaro Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- STERIS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard C. Breeden Mgmt For For For 1.2 Elect Director Cynthia L. Feldmann Mgmt For For For 1.3 Elect Director Robert H. Fields Mgmt For For For 1.4 Elect Director Jacqueline B. Kosecoff Mgmt For For For 1.5 Elect Director Kevin M. McMullen Mgmt For For For 1.6 Elect Director Walter M Rosebrough, Jr. Mgmt For For For 1.7 Elect Director Mohsen M. Sohi Mgmt For For For 1.8 Elect Director John P. Wareham Mgmt For For For 1.9 Elect Director Loyal W. Wilson Mgmt For Withhold Against 1.10 Elect Director Michael B. Wood Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Robert Fields Mgmt For For For 1.4 Elect Jacqueline Kosecoff Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For Withhold Against 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SF CUSIP 860630102 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. Dubinsky Mgmt For For For 1.2 Elect Director Robert E. Lefton Mgmt For Withhold Against 1.3 Elect Director Scott B. McCuaig Mgmt For Withhold Against 1.4 Elect Director James M. Oates Mgmt For Withhold Against 1.5 Elect Director Ben A. Plotkin Mgmt For Withhold Against 2 Approve Executive Incentive Bonus Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig L. Fuller Mgmt For Withhold Against 1.2 Elect Director Patrick M. James Mgmt For For For 1.3 Elect Director Steven S. Lucas Mgmt For For For 1.4 Elect Director -Michael S. Parrett Mgmt For For For 1.5 Elect Director Francis R. McAllister Mgmt For Withhold Against 1.6 Elect Director Sheryl K. Pressler Mgmt For For For 1.7 Elect Director -Michael Schiavone Mgmt For For For 1.8 Elect Director Mark V. Sander Mgmt For Withhold Against 1.9 Elect Director Ajay Paliwal Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SUCCESSFACTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFSF CUSIP 864596101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas J. Burgum Mgmt For For For 1.2 Elect Director Lars Dalgaard Mgmt For For For 1.3 Elect Director Elizabeth A. Nelson Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Greg Matiuk Mgmt For Withhold Against 1.2 Elect Director Bruce H. Vincent Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SXC HEALTH SOLUTIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXC CINS 78505P100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Terence C. Burke Mgmt For Withhold Against 1.2 Elect Director William J. Davis Mgmt For For For 1.3 Elect Director Philip R. Reddon Mgmt For For For 1.4 Elect Director Mark A. Thierer Mgmt For For For 1.5 Elect Director Steven Cosler Mgmt For Withhold Against 1.6 Elect Director Curtis J. Thorne Mgmt For For For 1.7 Elect Director Anthony R. Masso Mgmt For Withhold Against 2 Approve SXC Health Solutions Corp. Mgmt For Against Against Incentive Plan 3 Ratify KPMG US as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYMETRA FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYA CUSIP 87151Q106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lois W. Grady Mgmt For Withhold Against 1.2 Elect Director David T. Foy Mgmt For Withhold Against 1.3 Elect Director Randall H. Talbot Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNCR CUSIP 87157B103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles E. Hoffman Mgmt For For For 1.2 Elect Director James M. McCormick Mgmt For For For 1.3 Elect Director Donnie M. Moore Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Gregoire Mgmt For Withhold Against 1.2 Elect Director Michael Tierney Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack Africk Mgmt For Withhold Against 1.2 Elect Director Steven B. Tanger Mgmt For Withhold Against 1.3 Elect Director William G. Benton Mgmt For Withhold Against 1.4 Elect Director Bridget Ryan Berman Mgmt For For For 1.5 Elect Director Thomas E. Robinson Mgmt For Withhold Against 1.6 Elect Director Allan L. Schuman Mgmt For For For 1.7 Elect Director Stanley K. Tanger Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TELEFLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TFX CUSIP 879369106 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Patricia C. Barron Mgmt For Withhold Against 1.2 Elect Director Jeffrey A. Graves Mgmt For For For 1.3 Elect Director James W. Zug Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director E. Linn Draper, Jr. Mgmt For For For 2 Elect Director J. Patrick Maley III Mgmt For For For 3 Elect Director W. Allen Reed Mgmt For For For 4 Approve Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEMPUR-PEDIC INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TPX CUSIP 88023U101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark Sarvary Mgmt For For For 2 Elect Director Evelyn Dilsaver Mgmt For For For 3 Elect Director Francis A. Doyle Mgmt For For For 4 Elect Director John A. Heil Mgmt For For For 5 Elect Director Peter K. Hoffman Mgmt For For For 6 Elect Director Sir Paul Judge Mgmt For For For 7 Elect Director Nancy F. Koehn Mgmt For For For 8 Elect Director Christopher A. Masto Mgmt For For For 9 Elect Director P. Andrews McLane Mgmt For For For 10 Elect Director Robert B. Trussell, Jr. Mgmt For For For 11 Ratify Auditors Mgmt For Against Against 12 Approve Executive Incentive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THC CUSIP 88033G100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John Ellis "Jeb" Bush Mgmt For For For 2 Elect Director Trevor Fetter Mgmt For For For 3 Elect Director Brenda J. Gaines Mgmt For For For 4 Elect Director Karen M. Garrison Mgmt For For For 5 Elect Director Edward A. Kangas Mgmt For For For 6 Elect Director J. Robert Kerrey Mgmt For For For 7 Elect Director Floyd D. Loop, M.D. Mgmt For Against Against 8 Elect Director Richard R. Pettingill Mgmt For For For 9 Elect Director James A. Unruh Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For Against Against 11 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 12 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For Against Against 2 Elect Director Michael A. Bradley Mgmt For Against Against 3 Elect Director Albert Carnesale Mgmt For Against Against 4 Elect Director Edwin J. Gillis Mgmt For For For 5 Elect Director Paul J. Tufano Mgmt For For For 6 Elect Director Roy A. Vallee Mgmt For For For 7 Elect Director Patricia S. Wolpert Mgmt For Against Against 8 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXRH CUSIP 882681109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director G.J. Hart Mgmt For For For 1.2 Elect Director Gregory N. Moore Mgmt For For For 1.3 Elect Director James F. Parker Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jane T. Elfers Mgmt For For For 2 Elect Director Robert N. Fisch Mgmt For For For 3 Elect Director Louis Lipschitz Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE RYLAND GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYL CUSIP 783764103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie M. Frecon Mgmt For Withhold Against 1.2 Elect Director Roland A. Hernandez Mgmt For For For 1.3 Elect Director William L. Jews Mgmt For Withhold Against 1.4 Elect Director Ned Mansour Mgmt For For For 1.5 Elect Director Robert E. Mellor Mgmt For Withhold Against 1.6 Elect Director Norman J. Metcalfe Mgmt For For For 1.7 Elect Director Larry T. Nicholson Mgmt For Withhold Against 1.8 Elect Director Charlotte St. Martin Mgmt For Withhold Against 1.9 Elect Director Robert G van Mgmt For For For Schoonenberg 2 Adopt Quantitative GHG Goals for ShrHldr Against For Against Products and Operations 3 Advisory Vote to Ratify Named Executive ShrHldr Against For Against Officers' Compensation 4 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David A. Bell Mgmt For For For 2 Elect Director Robert A. Bowman Mgmt For For For 3 Elect Director Richard Karl Goeltz Mgmt For For For 4 Elect Director Joseph R. Gromek Mgmt For For For 5 Elect Director Sheila A. Hopkins Mgmt For For For 6 Elect Director Charles R. Perrin Mgmt For For For 7 Elect Director Nancy A. Reardon Mgmt For For For 8 Elect Director Donald L. Seeley Mgmt For For For 9 Elect Director Cheryl Nido Turpin Mgmt For For For 10 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- THOMPSON CREEK METALS CO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCM CINS 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis C. Arsenault as Director Mgmt For For For 1.2 Elect Carol T. Banducci as Director Mgmt For For For 1.3 Elect James L. Freer as Director Mgmt For For For 1.4 Elect James P. Geyer as Director Mgmt For For For 1.5 Elect Timothy J. Haddon as Director Mgmt For For For 1.6 Elect Kevin Loughrey as Director Mgmt For Withhold Against 1.7 Elect Thomas J. O'Neil as Director Mgmt For For For 2 Approve 2010 Employee Stock Purchase Mgmt For For For Plan 3 Approve 2010 Long-Term Incentive Plan Mgmt For For For 4 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Neil F. Dimick Mgmt For For For 1.2 Elect Director Gerhard F. Burbach Mgmt For Withhold Against 1.3 Elect Director J. Daniel Cole Mgmt For Withhold Against 1.4 Elect Director Steven H. Collis Mgmt For For For 1.5 Elect Director Elisha W. Finney Mgmt For For For 1.6 Elect Director D. Keith Grossman Mgmt For Withhold Against 1.7 Elect Director Paul A. LaViolette Mgmt For For For 1.8 Elect Director Daniel M. Mulvena Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TIVO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIVO CUSIP 888706108 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy Komisar Mgmt For Withhold Against 1.2 Elect Director Thomas Wolzien Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Diana S. Ferguson Mgmt For For For 1.2 Elect Director George V. Bayly Mgmt For For For 1.3 Elect Director Gary D. Smith Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TRUE RELIGION APPAREL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRLG CUSIP 89784N104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey Lubell Mgmt For Withhold Against 1.2 Elect Director Marcello Bottoli Mgmt For For For 1.3 Elect Director Joseph Coulombe Mgmt For For For 1.4 Elect Director G. Louis Graziadio, III Mgmt For For For 1.5 Elect Director Robert L. Harris, II Mgmt For For For 1.6 Elect Director Seth R. Johnson Mgmt For For For 1.7 Elect Director Mark S. Maron Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven C. Cooper Mgmt For Against Against 2 Elect Director Thomas E. McChesney Mgmt For Against Against 3 Elect Director Gates McKibbin Mgmt For For For 4 Elect Director Joseph P. Sambataro, Jr. Mgmt For Against Against 5 Elect Director Bonnie W. Soodik Mgmt For For For 6 Elect Director William W. Steele Mgmt For For For 7 Elect Director Robert J. Sullivan Mgmt For Against Against 8 Elect Director Craig E. Tall Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 11 Amend Omnibus Stock Plan Mgmt For Against Against 12 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TUP CUSIP 899896104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Rita Bornstein, Ph.D. Mgmt For Against Against 2 Elect Director Kriss Cloninger, III Mgmt For For For 3 Elect Director E.V. Goings Mgmt For Against Against 4 Elect Director Joe R. Lee Mgmt For Against Against 5 Elect Director Bob Marbut Mgmt For Against Against 6 Elect Director Antonio Monteiro de Mgmt For For For Castro 7 Elect Director David R. Parker Mgmt For Against Against 8 Elect Director Joyce M. Roche Mgmt For Against Against 9 Elect Director J. Patrick Spainhour Mgmt For For For 10 Elect Director M. Anne Szostak Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation 13 Approve Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory J. Attorri Mgmt For For For 1.2 Elect Director Spencer B. Hays Mgmt For For For 1.3 Elect Director Larissa L. Herda Mgmt For Withhold Against 1.4 Elect Director Kevin W. Mooney Mgmt For For For 1.5 Elect Director Kirby G. Pickle Mgmt For For For 1.6 Elect Director Roscoe C. Young, II Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive ShrHldr Against For Against Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYL CUSIP 902252105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald R. Brattain Mgmt For For For 1.2 Elect Director J. Luther King, Jr. Mgmt For For For 1.3 Elect Director John S. Marr, Jr. Mgmt For Withhold Against 1.4 Elect Director G. Stuart Reeves Mgmt For For For 1.5 Elect Director Michael D. Richards Mgmt For For For 1.6 Elect Director Dustin R. Womble Mgmt For Withhold Against 1.7 Elect Director John M. Yeaman Mgmt For Withhold Against 2 Approve Stock Option Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ULTRATECH INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UTEK CUSIP 904034105 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis R. Raney Mgmt For For For 1.2 Elect Director Henri Richard Mgmt For For For 1.3 Elect Director Vincent F. Sollitto, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Declassify the Board of Directors Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMPQ CUSIP 904214103 04/20/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond P. Davis Mgmt For N/A N/A 1.2 Elect Director David B. Frohnmayer Mgmt For N/A N/A 1.3 Elect Director William A. Lansing Mgmt For N/A N/A 1.4 Elect Director Hilliard C. Terry, III Mgmt For N/A N/A 1.5 Elect Director Peggy Y. Fowler Mgmt For N/A N/A 1.6 Elect Director Stephen M. Gambee Mgmt For N/A N/A 1.7 Elect Director Luis F. Machuca Mgmt For N/A N/A 1.8 Elect Director Bryan L. Timm Mgmt For N/A N/A 1.9 Elect Director Allyn C. Ford Mgmt For N/A N/A 1.10 Elect Director Jose R. Hermocillo Mgmt For N/A N/A 1.11 Elect Director Diane D. Miller Mgmt For N/A N/A 1.12 Elect Director Frank R.J. Whittaker Mgmt For N/A N/A 2 Approve an amendment to the company s Mgmt For N/A N/A amended and restated articles of incorporation to increase the company;s authorized common shares from 100 million shares to 200 million shares, without par value and to increase the authorized preferred shares from 2 3 Amend the company's 2003 stock incentive Mgmt For N/A N/A plan to make an additional 2 million shares available for issuance and to extend the termination date to June 30, 2015. 4 Amend the Umpqua Holdings Corporation Mgmt For N/A N/A 2005 performance-based executive incentive plan by extending its expiration date from December 31, 2009 to December 31, 2014. 5 Consider and approve the following Mgmt For N/A N/A advisory (non-binding) proposal: resolved, that the shareholders approve the compensation of executive officers as described in the compensation discussion and analysis and the tabular disclosure regarding named executive 6 Ratify the audit and compliance Mgmt For N/A N/A committee's appointment of Moss Adams LLP as the company s independent auditor for the fiscal year ending December 31, 2010. - ---------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Cianciolo Mgmt For For For 2 Elect Peter Roy Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 01/13/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph M. Cianciolo Mgmt For N/A N/A 1.2 Elect Director Peter Roy Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- UNITED STATIONERS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USTR CUSIP 913004107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roy W. Haley Mgmt For Withhold Against 1.2 Elect Director Benson P. Shapiro Mgmt For Withhold Against 1.3 Elect Director Alex D. Zoghlin Mgmt For For For 1.4 Elect Director Noah T. Maffitt Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christopher Causey Mgmt For Withhold Against 1.2 Elect Director Richard Giltner Mgmt For Withhold Against 1.3 Elect Director R. Paul Gray Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSEA CUSIP 922207105 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Xun (Eric) Chen Mgmt For For For 1.2 Elect Director Dennis G. Schmal Mgmt For For For 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- VEECO INSTRUMENTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VECO CUSIP 922417100 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roger D. McDaniel Mgmt For Withhold Against 1.2 Elect Director John R. Peeler Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- VERIGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRGY CINS Y93691106 04/06/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Eric Meurice Mgmt For N/A N/A 2 Elect Director Steven W. Berglund Mgmt For N/A N/A 3 Elect Director Claudine Simson Mgmt For N/A N/A 4 Approve re-appointment of Mgmt For N/A N/A PriceWaterhouseCoopers LLP to serve as the independent singapore auditor for the fiscal year ending October 31, 2010, and to authorize the board of directors to fix PriceWaterhouseCoopers LLP's remuneration. 5 Approve annual cash compensation for Mgmt For N/A N/A Verigy's current non-employee directors for the approximately one year period commencing on the date of our 2010 annual general meeting of shareholders and ending on the day immediately prior to our 2011 annual general 6 Approve the authorization for the Mgmt For N/A N/A board of directors to allot and issue ordinary shares. 7 Approve the share purchase mandate Mgmt For N/A N/A relating to the acquisition by Verigy of its own ordinary shares. 8 Approve the amendment of the 2006 Mgmt For N/A N/A equity incentive plan to increase the maximum number of ordinary shares authorized for issuance thereunder by 3,000,000, from 10,300,000 ordinary shares to 13,300,000 ordinary shares. 9 Approve the amendment of the 2006 Mgmt For N/A N/A employee shares purchase plan to increase the maximum number of ordinary shares authorized for issuance thereunder by 1,500,000, from 1,700,000 ordinary shares to 3,200,000 ordinary shares. - ---------------------------------------------------------------------------------------------------------------- VERIGY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRGY CINS Y93691106 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reelect Eric Meurice as Director Mgmt For For For 2 Reelect Steven W. Berglund as Director Mgmt For For For 3 Reelect Claudine Simson as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Annual Cash Compensation and Pro Mgmt For For For Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered 6 Approve Issuance of Shares without Mgmt For Against Against Preemptive Rights 7 Authorize Share Repurchase Program Mgmt For For For 8 Amend 2006 Equity Incentive Plan to Mgmt For Against Against Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares 9 Amend 2006 Employee Shares Purchase Mgmt For For For Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares - ---------------------------------------------------------------------------------------------------------------- VISTAPRINT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP G93762204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to the Mgmt For For For Netherlands - ---------------------------------------------------------------------------------------------------------------- VISTAPRINT N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CUSIP N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gavin, Jr. Mgmt For For For 2 Elect George Overholser Mgmt For For For 3 Elect Mark Thomas Mgmt For For For 4 Performance Incentive Plan for Covered Mgmt For For For Employees 5 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISTAPRINT NV TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CINS G93762204 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Bermuda to Mgmt For For For Netherlands - ---------------------------------------------------------------------------------------------------------------- VISTAPRINT NV TICKER SECURITY ID: MEETING DATE MEETING STATUS VPRT CINS N93540107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A Vote For The Election Of Nominee Mgmt For For For John J. Gavin, Jr. 2 A Vote For The Election Of Nominee Mgmt For For For George M. Overholser 3 A Vote For The Election Of Nominee Mgmt For For For Mark T. Thomas 4 Approve Our Performance Incentive Mgmt For Against Against Plan For Covered Employees 5 Appoint Ernst & Young Llp As Our Mgmt For For For Independent Registered Public accounting Firm For The Fiscal Year Ending June 30, 2010 - ---------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/21/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard L. Clark, Jr. Mgmt For N/A N/A 1.2 Elect Director Jerry W. Kolb Mgmt For N/A N/A 1.3 Elect Director Patrick A. Kriegshauser Mgmt For N/A N/A 1.4 Elect Director Joseph B. Leonard Mgmt For N/A N/A 1.5 Elect Director Bernard G. Rethore Mgmt For N/A N/A 1.6 Elect Director George R. Richmond Mgmt For N/A N/A 1.7 Elect Director Michael T. Tokarz Mgmt For N/A N/A 1.8 Elect Director A.J. Wagner Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- WATSCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSO CUSIP 942622200 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Berner, III Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sandra Beach Lin Mgmt For For For 1.2 Elect Director Robert J. Tarr, Jr. Mgmt For Withhold Against 1.3 Elect Director Stephen A. Van Oss Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas W. Hofmann Mgmt For For For 1.2 Elect Director L. Robert Johnson Mgmt For Withhold Against 1.3 Elect Director John P. Neafsey Mgmt For Withhold Against 1.4 Elect Director Geoffrey F. Worden Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Harold H. Bach, Jr. Mgmt For For For 1.2 Elect Director Robert J. Bahash Mgmt For For For 1.3 Elect Director Brian R. Gamache Mgmt For Withhold Against 1.4 Elect Director Patricia M. Nazemetz Mgmt For For For 1.5 Elect Director Louis J. Nicastro Mgmt For Withhold Against 1.6 Elect Director Neil D. Nicastro Mgmt For Withhold Against 1.7 Elect Director Edward W. Rabin, Jr Mgmt For For For 1.8 Elect Director Ira S. Sheinfeld Mgmt For Withhold Against 1.9 Elect Director Bobby L. Siller Mgmt For For For 1.10 Elect Director William J. Vareschi, Jr. Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- XYRATEX LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XRTX CINS G98268108 03/30/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew Sukawaty Mgmt For N/A N/A 1.2 Elect Director Ernest Sampias Mgmt For N/A N/A 1.3 Elect Director Mike Windram Mgmt For N/A N/A 2 Re-appointment of PriceWaterhouseCoopers Mgmt For N/A N/A LLP as the independent registered public accounting firm of Xyratex Ltd for its fiscal year ended November 30, 2010 and to authorize the audit committee of the board of directors to agree the remuneration of the in - ---------------------------------------------------------------------------------------------------------------- YINGLI GREEN ENERGY HOLDING COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS YGE CUSIP 98584B103 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Elect Zongwei Li Mgmt For Against Against 3 Elect Xiangdong Wang Mgmt For Against Against 4 Amendment No. 2 to the 2006 Stock Mgmt For For For Incentive Plan 5 Amendment No. 3 to the 2006 Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Partner Small Cap Value Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- A. O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald D. Brown Mgmt For Withhold Against 1.2 Elect Director William P. Greubel Mgmt For Withhold Against 1.3 Elect Director Rober J. O'Toole Mgmt For For For 1.4 Elect Director Idelle K. Wolf Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEIS CUSIP 007973100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas S. Schatz Mgmt For For For 1.2 Elect Director Frederick A. Ball Mgmt For For For 1.3 Elect Director Richard P. Beck Mgmt For For For 1.4 Elect Director Hans Georg Betz Mgmt For For For 1.5 Elect Director Trung T. Doan Mgmt For For For 1.6 Elect Director Edward C. Grady Mgmt For For For 1.7 Elect Director Terry Hudgens Mgmt For For For 1.8 Elect Director Thomas M. Rohrs Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Hovey Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 1.3 Elect Director David M. Stout Mgmt For For For 1.4 Elect Director Ellen C. Wolf Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William S. Ayer Mgmt For For For 2 Elect Director Patricia M. Bedient Mgmt For For For 3 Elect Director Phyllis J. Campbell Mgmt For For For 4 Elect Director Mark R. Hamilton Mgmt For For For 5 Elect Director Jessie J. Knight, Jr. Mgmt For For For 6 Elect Director R. Marc Langland Mgmt For For For 7 Elect Director Dennis F. Madsen Mgmt For For For 8 Elect Director Byron I. Mallott Mgmt For For For 9 Elect Director J. Kenneth Thompson Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation 12 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 13 Provide Right to Act by Written Consent ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- ALLIANCE ONE INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AOI CUSIP 018772103 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John M. Hines Mgmt For For For 1.2 Elect Director Mark W. Kehaya Mgmt For For For 1.3 Elect Director Martin R. Wade, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMCOL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACO CUSIP 02341W103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur Brown Mgmt For For For 1.2 Elect Director Jay D. Proops Mgmt For For For 1.3 Elect Director Paul C. Weaver Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Executive Incentive Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN VANGUARD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVD CUSIP 030371108 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence S. Clark Mgmt For For For 1.2 Elect Director Alfred F. Ingulli Mgmt For For For 1.3 Elect Director John L. Killmer Mgmt For For For 1.4 Elect Director Herbert A. Kraft Mgmt For For For 1.5 Elect Director John B. Miles Mgmt For Withhold Against 1.6 Elect Director Carl R. Soderlind Mgmt For For For 1.7 Elect Director Irving J. Thau Mgmt For For For 1.8 Elect Director Eric G. Wintemute Mgmt For For For 1.9 Elect Director Esmail Zirakparvar Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERON INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMN CUSIP 030710107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Michael Hagan Mgmt For For For 1.2 Elect Director Barry L. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require Independent Board Chairman ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- ANALOGIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALOG CUSIP 032657207 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Burton P. Drayer Mgmt For For For 1.2 Elect Director James W. Green Mgmt For For For 1.3 Elect Director James J. Judge Mgmt For For For 1.4 Elect Director Kevin C. Melia Mgmt For For For 1.5 Elect Director Fred B. Parks Mgmt For For For 1.6 Elect Director Sophie V. Vandebroek Mgmt For For For 1.7 Elect Director Gerald L. Wilson Mgmt For For For 2 Approve Increase in Size of Board Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ANGIODYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANGO CUSIP 03475V101 10/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Wesley E. Johnson, Jr. Mgmt For For For 1.2 Elect Director Jan Keltjens Mgmt For For For 1.3 Elect Director Steven R. LaPorte Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIT CUSIP 03820C105 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas A. Commes Mgmt For For For 1.2 Elect Director Peter A. Dorsman Mgmt For For For 1.3 Elect Director J. Michael Moore Mgmt For For For 1.4 Elect Director Jerry Sue Thornton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- APTARGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATR CUSIP 038336103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alain Chevassus Mgmt For For For 1.2 Elect Director Stephen J. Hagge Mgmt For For For 1.3 Elect Director Giovanna Kampouri Monnas Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard E.Cavanagh Mgmt For For For 1.2 Elect Director Douglas J. Wetmore Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank E. O'Bryan Mgmt For For For 1.2 Elect Director Antony P. Ressler Mgmt For For For 1.3 Elect Director Eric B. Siegel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Below Mgmt For For For Net Asset Value - ---------------------------------------------------------------------------------------------------------------- ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas F. Monahan Mgmt For For For 1.2 Elect Director Karl E. Newkirk Mgmt For For For 1.3 Elect Director Richard F. Wallman Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASTE CUSIP 046224101 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Don Brock Mgmt For For For 1.2 Elect Director W. Norman Smith Mgmt For For For 1.3 Elect Director William B. Sansom Mgmt For For For 1.4 Elect Director James B. Baker Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ATMI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATMI CUSIP 00207R101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert S. Hillas Mgmt For For For 1.2 Elect Director Cheryl L. Shavers Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ATRION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATRI CUSIP 049904105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Roger F. Stebbing Mgmt For For For 1.2 Elect Director John P. Stupp, Jr. Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert R. Buck Mgmt For For For 1.2 Elect Director H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect Director James J. Gaffney Mgmt For For For 1.4 Elect Director Peter M. Gotsch Mgmt For For For 1.5 Elect Director Andrew R. Logie Mgmt For For For 1.6 Elect Director Stuart A. Randle Mgmt For For For 1.7 Elect Director Wilson B. Sexton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Aldrich Mgmt For For For 1.2 Elect Director Lorne D. Bain Mgmt For For For 1.3 Elect Director Lance C. Balk Mgmt For For For 1.4 Elect Director Judy L. Brown Mgmt For For For 1.5 Elect Director Bryan C. Cressey Mgmt For For For 1.6 Elect Director Glenn Kalnasy Mgmt For For For 1.7 Elect Director Mary S. McLeod Mgmt For For For 1.8 Elect Director John M. Monter Mgmt For For For 1.9 Elect Director Bernard G. Rethore Mgmt For For For 1.10 Elect Director John S. Stroup Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BLACK HILLS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKH CUSIP 092113109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack W. Eugster Mgmt For For For 1.2 Elect Director Gary L. Pechota Mgmt For For For 1.3 Elect Director Thomas J. Zeller Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKS CUSIP 114340102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Clinton Allen Mgmt For For For 1.2 Elect Director Robert J. Lepofsky Mgmt For For For 1.3 Elect Director Joseph R. Martin Mgmt For For For 1.4 Elect Director John K. McGillicuddy Mgmt For For For 1.5 Elect Director Krishna G. Palepu Mgmt For For For 1.6 Elect Director C.S. Park Mgmt For For For 1.7 Elect Director Kirk P. Pond Mgmt For For For 1.8 Elect Director Alfred Woollacott, III Mgmt For For For 1.9 Elect Director Mark S. Wrighton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BRUNSWICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BC CUSIP 117043109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nolan D. Archibald Mgmt For For For 1.2 Elect Director Jeffrey L. Bleustein Mgmt For For For 1.3 Elect Director Graham H. Phillips Mgmt For For For 1.4 Elect Director Lawrence A. Zimmerman Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- C&D TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHP CUSIP 124661109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin P. Dowd Mgmt For Withhold Against 1.2 Elect Director Pamela L. Davies Mgmt For Withhold Against 1.3 Elect Director David S. Gee Mgmt For Withhold Against 1.4 Elect Director Jeffrey A. Graves Mgmt For Withhold Against 1.5 Elect Director William Harral III Mgmt For Withhold Against 1.6 Elect Director Robert I. Harries Mgmt For Withhold Against 1.7 Elect Director George MacKenzie Mgmt For Withhold Against 1.8 Elect Director Stanley W. Silverman Mgmt For Withhold Against 1.9 Elect Director Ellen C. Wolf Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCMP CUSIP 12709P103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Laurance Fuller Mgmt For For For 1.2 Elect Director Edward J. Mooney Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sigmund L. Cornelius Mgmt For For For 1.2 Elect Director James B. Jennings Mgmt For For For 1.3 Elect Director Gary A. Kolstad Mgmt For For For 1.4 Elect Director H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Director Randy L. Limbacher Mgmt For For For 1.6 Elect Director William C. Morris Mgmt For For For 1.7 Elect Director Robert S. Rubin Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Carl G. Anderson, Jr. Mgmt For For For 1.2 Elect Director Philip M. Anderson Mgmt For For For 1.3 Elect Director Jeffrey Wadsworth Mgmt For For For 1.4 Elect Director William A. Wulfsohn Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CASY CUSIP 147528103 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald M. Lamb Mgmt For For For 1.2 Elect Director Robert J. Myers Mgmt For For For 1.3 Elect Director Diane C. Bridgewater Mgmt For For For 1.4 Elect Director Johnny Danos Mgmt For For For 1.5 Elect Director H. Lynn Horak Mgmt For For For 1.6 Elect Director Kenneth H. Haynie Mgmt For For For 1.7 Elect Director William C. Kimball Mgmt For For For 1.8 Elect Director Jeffrey M. Lamberti Mgmt For For For 1.9 Elect Director Richard A. Wilkey Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CAVCO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVCO CUSIP 149568107 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Greenblatt Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James J. Burns Mgmt For Against Against 2 Elect Director Raghunath Davloor Mgmt For For For 3 Elect Director Richard Homburg Mgmt For For For 4 Elect Director Pamela N. Hootkin Mgmt For For For 5 Elect Director Everett B. Miller, III Mgmt For Against Against 6 Elect Director Leo S. Ullman Mgmt For For For 7 Elect Director Roger M. Widmann Mgmt For Against Against 8 Authorize Futures Sales of Common Stock Mgmt For For For 9 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerome D. Brady Mgmt For Withhold Against 1.2 Elect Director Peter M. Wilver Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLEARWATER PAPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLW CUSIP 18538R103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William D. Larsson Mgmt For For For 2 Elect Director Michael T. Riordan Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sherian G. Cadoria Mgmt For For For 1.2 Elect Director Richard B. Crowell Mgmt For For For 1.3 Elect Director Michael H. Madison Mgmt For For For 1.4 Elect Director W.l. Westbrook Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr N/A For N/A - ---------------------------------------------------------------------------------------------------------------- CLOUD PEAK ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLD CUSIP 18911Q102 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Keith Bailey Mgmt For For For 2 Elect Director William Owens Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COGNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CGNX CUSIP 192422103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Shillman Mgmt For Withhold Against 1.2 Elect Director Anthony Sun Mgmt For Withhold Against - ---------------------------------------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William F. Murdy Mgmt For For For 1.2 Elect Director Darcy G. Anderson Mgmt For For For 1.3 Elect Director Herman E. Bulls Mgmt For For For 1.4 Elect Director Mgmt For For For Alfred J. Giardinelli, Jr. 1.5 Elect Director Alan P. Krusi Mgmt For For For 1.6 Elect Director Franklin Myers Mgmt For For For 1.7 Elect Director James H. Schultz Mgmt For For For 1.8 Elect Director Robert D. Wagner, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COURIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRRC CUSIP 222660102 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Braverman Mgmt For For For 1.2 Elect Director Peter K. Markell Mgmt For Withhold Against 1.3 Elect Director Ronald L. Skates Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CSS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSS CUSIP 125906107 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott A. Beaumont Mgmt For For For 1.2 Elect Director James H. Bromley Mgmt For For For 1.3 Elect Director Jack Farber Mgmt For For For 1.4 Elect Director John J. Gavin Mgmt For For For 1.5 Elect Director Leonard E. Grossman Mgmt For For For 1.6 Elect Director James E. Ksansnak Mgmt For For For 1.7 Elect Director Rebecca C. Matthias Mgmt For For For 1.8 Elect Director Christopher J. Munyan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DELTIC TIMBER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DEL CUSIP 247850100 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randolph C. Coley Mgmt For For For 1.2 Elect Director R. Hunter Pierson, Jr. Mgmt For Withhold Against 1.3 Elect Director J. Thurston Roach Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DENBURY RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DNR CUSIP 247916208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gareth Roberts Mgmt For For For 1.2 Elect Director Wieland F. Wettstein Mgmt For For For 1.3 Elect Director Michael L. Beatty Mgmt For For For 1.4 Elect Director Michael B. Decker Mgmt For For For 1.5 Elect Director Ronald G. Greene Mgmt For For For 1.6 Elect Director David I. Heather Mgmt For For For 1.7 Elect Director Gregory L. McMichael Mgmt For For For 1.8 Elect Director Randy Stein Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DTG CUSIP 256743105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas P. Capo Mgmt For For For 1.2 Elect Director Maryann N. Keller Mgmt For For For 1.3 Elect Director Edward C. Lumley Mgmt For For For 1.4 Elect Director Richard W. Neu Mgmt For For For 1.5 Elect Director John C. Pope Mgmt For For For 1.6 Elect Director Scott L. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DORMAN PRODUCTS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DORM CUSIP 258278100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard N. Berman Mgmt For For For 1.2 Elect Director Steven L. Berman Mgmt For For For 1.3 Elect Director John F. Creamer, Jr. Mgmt For For For 1.4 Elect Director Paul R. Lederer Mgmt For For For 1.5 Elect Director Edgar W. Levin Mgmt For For For 1.6 Elect Director Richard T. Riley Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DREW INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DW CUSIP 26168L205 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward W. Rose, III Mgmt For For For 1.2 Elect Director Leigh J. Abrams Mgmt For For For 1.3 Elect Director Fredric M. Zinn Mgmt For For For 1.4 Elect Director James F. Gero Mgmt For For For 1.5 Elect Director Frederick B. Hegi, Jr. Mgmt For For For 1.6 Elect Director David A. Reed Mgmt For For For 1.7 Elect Director John B. Lowe, Jr. Mgmt For For For 1.8 Elect Director Jason D. Lippert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Conversion of Securities Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Iris S. Chan Mgmt For For For 1.2 Elect Director Peggy Cherng Mgmt For For For 1.3 Elect Director Rudolph I. Estrada Mgmt For For For 1.4 Elect Director Julia S. Gouw Mgmt For For For 1.5 Elect Director Paul H. Irving Mgmt For For For 1.6 Elect Director Andrew S. Kane Mgmt For For For 1.7 Elect Director John Lee Mgmt For For For 1.8 Elect Director Herman Y. Li Mgmt For For For 1.9 Elect Director Jack C. Liu Mgmt For For For 1.10 Elect Director Dominic Ng Mgmt For For For 1.11 Elect Director Keith W. Renken Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Robert Brown Mgmt For For For 1.2 Elect Director James W. Cicconi Mgmt For For For 1.3 Elect Director P.z. Holland-Branch Mgmt For For For 1.4 Elect Director Thomas K. Shockley Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ELECTRO RENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELRC CUSIP 285218103 10/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gerald D. Barrone Mgmt For For For 1.2 Elect Director Nancy Y. Bekavac Mgmt For For For 1.3 Elect Director Karen J. Curtin Mgmt For For For 1.4 Elect Director Suzan K. DelBene Mgmt For For For 1.5 Elect Director Daniel Greenberg Mgmt For For For 1.6 Elect Director Joseph J. Kearns Mgmt For For For 1.7 Elect Director James S. Pignatelli Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EMPLOYERS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EIG CUSIP 292218104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rose E. Mckinney-james Mgmt For For For 1.2 Elect Director John P. Sande Iii Mgmt For For For 1.3 Elect Director Martin J. Welch Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENCORE ACQUISITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EAC CUSIP 29255W100 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIRST OPPORTUNITY FUND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FF CUSIP 33587T108 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Investment Advisory Agreement Mgmt For For For 2 Approve Investment Advisory Agreement Mgmt For For For 3 Approve Sub-advisory Agreement Mgmt For For For 4 Approve Change of Fundamental Mgmt For For For Investment Policy 5 Approve Change of Fundamental Mgmt For For For Investment Policy 6.1 Elect Director Richard I. Barr Mgmt For For For 6.2 Elect Director John S. Horejsi Mgmt For For For 6.3 Elect Director Susan L. Ciciora Mgmt For For For 6.4 Elect Director Dean L. Jacobson Mgmt For For For 6.5 Elect Director Joel W. Looney Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Arnold Mgmt For For For 1.2 Elect Director Richard B. Chess Mgmt For For For 1.3 Elect Director Douglas J. Donatelli Mgmt For For For 1.4 Elect Director J. Roderick Heller, III Mgmt For For For 1.5 Elect Director R. Michael McCullough Mgmt For For For 1.6 Elect Director Alan G. Merten Mgmt For For For 1.7 Elect Director Terry L. Stevens Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Loren K. Carroll Mgmt For For For 1.2 Elect Director Patrick R. McDonald Mgmt For For For 1.3 Elect Director Raymond. I. Wilcox Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chenming Hu Mgmt For For For 1.2 Elect Director Lothar Maier Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FRANCO-NEVADA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNV CUSIP 351858105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Lassonde Mgmt For For For 1.2 Elect Director David Harquail Mgmt For For For 1.3 Elect Director Derek W. Evans Mgmt For For For 1.4 Elect Director Graham Farquharson Mgmt For For For 1.5 Elect Director Louis Gignac Mgmt For For For 1.6 Elect Director Randall Oliphant Mgmt For For For 1.7 Elect Director David R. Peterson Mgmt For For For 2 Approve PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Share Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation Approach - ---------------------------------------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FELE CUSIP 353514102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Scott Trumbull Mgmt For Withhold Against 1.2 Elect Director Thomas L. Young Mgmt For Withhold Against 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- FREDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Hayes Mgmt For Withhold Against 1.2 Elect Director John R. Eisenman Mgmt For Withhold Against 1.3 Elect Director Roger T. Knox Mgmt For Withhold Against 1.4 Elect Director Thomas H. Tashjian Mgmt For Withhold Against 1.5 Elect Director B. Mary McNabb Mgmt For Withhold Against 1.6 Elect Director Michael T. McMillan Mgmt For Withhold Against 1.7 Elect Director Bruce A. Efird Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt ILO Based Code of Conduct ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brenda J. Bacon Mgmt For For For 1.2 Elect Director James W. Crownover Mgmt For For For 1.3 Elect Director Dennis J. Shaughnessy Mgmt For For For 1.4 Elect Director George P. Stamas Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- G&K SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GKSR CUSIP 361268105 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Baszucki Mgmt For For For 1.2 Elect Director Douglas A. Milroy Mgmt For For For 1.3 Elect Director Alice M. Richter Mgmt For For For 1.4 Elect Director Jeffrey L. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philip J. Ringo Mgmt For For For 1.2 Elect Director Mark A. Scudder Mgmt For For For 1.3 Elect Director Oivind Lorentzen, III Mgmt For For For 1.4 Elect Director Michael Norkus Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROCK CUSIP 374689107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Colombo Mgmt For Withhold Against 1.2 Elect Director Gerald S. Lippes Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Blodnick Mgmt For For For 1.2 Elect Director James M. English Mgmt For For For 1.3 Elect Director Allen J. Fetscher Mgmt For For For 1.4 Elect Director Dallas I. Herron Mgmt For For For 1.5 Elect Director Jon W. Hippler Mgmt For For For 1.6 Elect Director Craig A. Langel Mgmt For For For 1.7 Elect Director L. Peter Larson Mgmt For For For 1.8 Elect Director Douglas J. McBride Mgmt For For For 1.9 Elect Director John W. Murdoch Mgmt For For For 1.10 Elect Director Everit A. Sliter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLADSTONE CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GLAD CUSIP 376535100 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul Adelgren Mgmt For For For 2 Elect Director John H. Outland Mgmt For For For 3 Elect Director David Gladstone Mgmt For For For 4 Approve Sale of Common Shares Below Mgmt For For For Net Asset Value 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GULF ISLAND FABRICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIFI CUSIP 402307102 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael A. Flick Mgmt For For For 1.2 Elect Director Ken C. Tamblyn Mgmt For For For 1.3 Elect Director John A. Wishart Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HATTERAS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTS CUSIP 41902R103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael R. Hough Mgmt For For For 1.2 Elect Director Benjamin M. Hough Mgmt For For For 1.3 Elect Director David W. Berson Mgmt For For For 1.4 Elect Director Ira G. Kawaller Mgmt For For For 1.5 Elect Director Jeffrey D. Miller Mgmt For For For 1.6 Elect Director Thomas D. Wren Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Glover Mgmt For For For 1.2 Elect Director Rawson Haverty, Jr. Mgmt For For For 1.3 Elect Director L. Phillip Humann Mgmt For For For 1.4 Elect Director Mylle H. Mangum Mgmt For For For 1.5 Elect Director Frank S. McGaughey, III Mgmt For For For 1.6 Elect Director Clarence H. Smith Mgmt For For For 1.7 Elect Director Al Trujillo Mgmt For For For 1.8 Elect Director Terence F. McGuirk Mgmt For For For 1.9 Elect Director Vicki R. Palmer Mgmt For For For 1.10 Elect Director Fred L. Schuermann Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HERCULES OFFSHORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HERO CUSIP 427093109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Suzanne V. Baer Mgmt For For For 1.2 Elect Director Thomas R. Bates, Jr. Mgmt For For For 1.3 Elect Director Thomas M. Hamilton Mgmt For For For 1.4 Elect Director Thomas J. Madonna Mgmt For For For 1.5 Elect Director Thierry Pilenko Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTGC CUSIP 427096508 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Manuel A. Henriquez Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Issuance of Shares for a Private Mgmt For For For Placement 4 Approve Issuance of Warrants/Convertible Mgmt For For For Debentures - ---------------------------------------------------------------------------------------------------------------- HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Allison Mgmt For For For 1.2 Elect Director C. Randall Sims Mgmt For For For 1.3 Elect Director Randy E. Mayor Mgmt For For For 1.4 Elect Director Robert H. Adcock, Jr. Mgmt For Withhold Against 1.5 Elect Director Richard H. Ashley Mgmt For For For 1.6 Elect Director Dale A. Bruns Mgmt For For For 1.7 Elect Director Richard A. Buckheim Mgmt For For For 1.8 Elect Director Jack E. Engelkes Mgmt For For For 1.9 Elect Director James G. Hinkle Mgmt For For For 1.10 Elect Director Alex R. Lieblong Mgmt For For For 1.11 Elect Director William G. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOFT CUSIP 439038100 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul B. Toms, Jr. Mgmt For For For 1.2 Elect Director W.C. Beeler, Jr. Mgmt For For For 1.3 Elect Director John L. Gregory, III Mgmt For For For 1.4 Elect Director Mark F. Schreiber Mgmt For For For 1.5 Elect Director David G. Sweet Mgmt For For For 1.6 Elect Director Henry G. Williamson, Jr. Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For For For 1.2 Elect Director Mark A. Yeager Mgmt For For For 1.3 Elect Director Gary D. Eppen Mgmt For For For 1.4 Elect Director Charles R. Reaves Mgmt For For For 1.5 Elect Director Martin P. Slark Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Neil A. Springer Mgmt For For For 1.2 Elect Director Ruby R. Chandy Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INNOSPEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IOSP CUSIP 45768S105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert I. Paller Mgmt For For For 1.2 Elect Director Patrick S. Williams Mgmt For Withhold Against 1.3 Elect Director Robert E. Bew Mgmt For Withhold Against 1.4 Elect Director Martin M. Hale Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INSITUFORM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSU CUSIP 457667103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Joseph Burgess Mgmt For For For 1.2 Elect Director Stephen P. Cortinovis Mgmt For For For 1.3 Elect Director Stephanie A. Cuskley Mgmt For For For 1.4 Elect Director John P. Dubinsky Mgmt For For For 1.5 Elect Director Charles R. Gordon Mgmt For For For 1.6 Elect Director Juanita H. Hinshaw Mgmt For For For 1.7 Elect Director M. Richard Smith Mgmt For For For 1.8 Elect Director Alfred L. Woods Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS XXIA CUSIP 45071R109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Laurent Asscher Mgmt For For For 1.2 Elect Director Atul Bhatnagar Mgmt For For For 1.3 Elect Director Jonathan Fram Mgmt For For For 1.4 Elect Director Errol Ginsberg Mgmt For For For 1.5 Elect Director Gail Hamilton Mgmt For For For 1.6 Elect Director Jon F. Rager Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JMP GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMP CUSIP 46629U107 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Jolson Mgmt For For For 1.2 Elect Director Craig R. Johnson Mgmt For For For 1.3 Elect Director Mark L. Lehmann Mgmt For For For 1.4 Elect Director Carter D. Mack Mgmt For For For 1.5 Elect Director Edward J. Sebastian Mgmt For For For 1.6 Elect Director Glenn H. Tongue Mgmt For For For 1.7 Elect Director Kenneth M. Karmin Mgmt For For For 1.8 Elect Director Harris S. Barton Mgmt For For For 1.9 Elect Director H. Mark Lunenburg Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George E. Minnich Mgmt For For For 1.2 Elect Director Neal J. Keating Mgmt For For For 1.3 Elect Director Eileen S. Kraus Mgmt For For For 1.4 Elect Director Richard J. Swift Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Elaine D. Rosen Mgmt For For For 1.2 Elect Director Ralph E. Struzziero Mgmt For For For 1.3 Elect Director Howard W. Sutter Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Approve Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John B. Kilroy, Sr. Mgmt For For For 1.2 Elect Director John B. Kilroy, Jr. Mgmt For For For 1.3 Elect Director Edward F. Brennan Mgmt For For For 1.4 Elect Director William P. Dickey Mgmt For For For 1.5 Elect Director Scott S. Ingraham Mgmt For For For 1.6 Elect Director Dale F. Kinsella Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- KIRBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director C. Sean Day Mgmt For For For 2 Elect Director William M. Lamont, Jr. Mgmt For For For 3 Elect Director C. Berdon Lawrence Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John A. Kite Mgmt For For For 1.2 Elect Director William E. Bindley Mgmt For For For 1.3 Elect Director Dr. Richard A. Cosier Mgmt For For For 1.4 Elect Director Eugene Golub Mgmt For For For 1.5 Elect Director Gerald L. Moss Mgmt For For For 1.6 Elect Director Michael L. Smith Mgmt For For For 1.7 Elect Director Darell E. Zink, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNOL CUSIP 499183804 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald W. Burton Mgmt For For For 1.2 Elect Director William H. Scott, III Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KRATOS DEFENSE & SECURITY SOLUTIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KTOS CUSIP 50077B207 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott Anderson Mgmt For For For 1.2 Elect Director Bandel Carano Mgmt For Withhold Against 1.3 Elect Director Eric Demarco Mgmt For For For 1.4 Elect Director William Hoglund Mgmt For For For 1.5 Elect Director Scot Jarvis Mgmt For For For 1.6 Elect Director Samuel Liberatore Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 5 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William S. Elston Mgmt For For For 1.2 Elect Director Diana M. Murphy Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Donald S. Perkins Mgmt For For For 1.2 Director Stuart L. Scott Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXRX CUSIP 528872104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond Debbane Mgmt For Withhold Against 1.2 Elect Director Robert J. Lefkowitz, M.D. Mgmt For For For 1.3 Elect Director Alan S. Nies, M.D. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXRX CUSIP 528872104 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LITTELFUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LFUS CUSIP 537008104 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Tzau-Jin Chung Mgmt For For For 1.2 Elect Director John P. Driscoll Mgmt For For For 1.3 Elect Director Anthony Grillo Mgmt For For For 1.4 Elect Director Gordon Hunter Mgmt For For For 1.5 Elect Director John E. Major Mgmt For For For 1.6 Elect Director William P. Noglows Mgmt For For For 1.7 Elect Director Ronald L. Schubel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- M/I HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Friedrich K.M. Bohm Mgmt For For For 1.2 Elect Director Jeffrey H. Miro Mgmt For For For 1.3 Elect Director Robert H. Schottenstein Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Hillard M. Eure, III Mgmt For For For 2 Elect Director Joseph A. Watters Mgmt For For For 3 Elect Director Dean S. Woodman Mgmt For For For 4 Increase Authorized Preferred and Mgmt For For For Common Stock 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MKL CUSIP 570535104 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect Director Douglas C. Eby Mgmt For For For 1.3 Elect Director Stewart M. Kasen Mgmt For For For 1.4 Elect Director Alan I. Kirshner Mgmt For For For 1.5 Elect Director Lemuel E. Lewis Mgmt For For For 1.6 Elect Director Darrell D. Martin Mgmt For For For 1.7 Elect Director Anthony F. Markel Mgmt For For For 1.8 Elect Director Steven A. Markel Mgmt For For For 1.9 Elect Director Jay M. Weinberg Mgmt For For For 1.10 Elect Director Debora J. Wilson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS MATW CUSIP 577128101 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alvaro Garcia-Tunon Mgmt For For For 1.2 Elect Director John P. O'Leary, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MAX CAPITAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MXGL CUSIP G6052F103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Issuance Pursuant to the Mgmt For For For Agreement and Plan of Amalgamation 2 Change the Name of Max Capital Group Mgmt For For For Ltd. to "Alterra Capital Holdings Ltd." 3 Change the Name of Max Bermuda Ltd. Mgmt For For For to "Alterra Insurance Ltd." 4 Transact Other Business (Voting) Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MAX CAPITAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MXGL CINS G6052F103 11/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect William Kronenberg III as Mgmt For For For Director 1.2 Reelect James L. Zech as Director Mgmt For For For 2 Elect Angelo Guagliano as Subsidiary Mgmt For For For Director of Max Bermuda Ltd. 3 Ratify KPMG, Hamilton, Bermuda as Mgmt For For For Auditors of Max Capital Group Ltd. 4 Ratify KPMG, Hamilton, Bermuda as Mgmt For For For Auditors of Max Bermuda Ltd. - ---------------------------------------------------------------------------------------------------------------- MCGRATH RENTCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS MGRC CUSIP 580589109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Dawson Mgmt For For For 1.2 Elect Director Robert C. Hood Mgmt For For For 1.3 Elect Director Dennis C. Kakures Mgmt For For For 1.4 Elect Director Robert P. McGrath Mgmt For For For 1.5 Elect Director Dennis P. Stradford Mgmt For For For 1.6 Elect Director Ronald H. Zech Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEADOWBROOK INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CUSIP 58319P108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merton J. Segal Mgmt For For For 1.2 Elect Director David K. Page Mgmt For For For 1.3 Elect Director Herbert Tyner Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEI CUSIP 591520200 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Walter J. Aspatore Mgmt For For For 1.2 Elect Director Warren L. Batts Mgmt For For For 1.3 Elect Director J. Edward Colgate Mgmt For For For 1.4 Elect Director Darren M. Dawson Mgmt For For For 1.5 Elect Director Donald W. Duda Mgmt For For For 1.6 Elect Director Isabelle C. Goossen Mgmt For For For 1.7 Elect Director Christopher J. Hornung Mgmt For For For 1.8 Elect Director Paul G. Shelton Mgmt For For For 1.9 Elect Director Lawrence B. Skatoff Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MINERALS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTX CUSIP 603158106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph C. Muscari Mgmt For For For 1.2 Elect Director William C. Stivers Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MOMENTA PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNTA CUSIP 60877T100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ram Sasisekharan Mgmt For Withhold Against 1.2 Elect Director Bennett M. Shapiro Mgmt For For For 1.3 Elect Director Elizabeth Stoner Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MPS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPS CUSIP 553409103 01/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith A. Brown Mgmt For For For 1.2 Elect Director Vincent C. Byrd Mgmt For For For 1.3 Elect Director Sarah R. Coffin Mgmt For For For 1.4 Elect Director John B. Crowe Mgmt For For For 1.5 Elect Director Richard P. Johnston Mgmt For For For 1.6 Elect Director Edward W. Kissel Mgmt For For For 1.7 Elect Director John C. Orr Mgmt For For For 1.8 Elect Director Jon H. Outcalt Mgmt For For For 1.9 Elect Director Robert A. Stefanko Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/30/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert S. Prather, Jr. ShrHldr For N/A N/A 1.2 Elect Director Edward F. Crawford ShrHldr For N/A N/A 1.3 Elect Director Avrum Gray ShrHldr For N/A N/A 2 Ratify Auditors ShrHldr For N/A N/A - ---------------------------------------------------------------------------------------------------------------- NASH-FINCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NAFC CUSIP 631158102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Bagby Mgmt For For For 1.2 Elect Director Alec C. Covington Mgmt For For For 1.3 Elect Director Sam K. Duncan Mgmt For For For 1.4 Elect Director Mickey P. Foret Mgmt For For For 1.5 Elect Director Douglas A. Hacker Mgmt For For For 1.6 Elect Director Hawthorne L. Proctor Mgmt For For For 1.7 Elect Director William R. Voss Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NHC CUSIP 635906100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard F. LaRoche, Jr. Mgmt For For For 1.2 Elect Director Lawrence C. Tucker Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NATIONAL INTERSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NATL CUSIP 63654U100 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith A. Jensen Mgmt For Withhold Against 1.2 Elect Director James C. Kennedy Mgmt For Withhold Against 1.3 Elect Director Joel Schiavone Mgmt For For For 1.4 Elect Director Alan R. Spachman Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Thompson Mgmt For For For 1.2 Elect Director Samuel K. Skinner Mgmt For For For 1.3 Elect Director Michael L. Tipsord Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NORDSON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee C. Banks Mgmt For For For 1.2 Elect Director Randolph W. Carson Mgmt For For For 1.3 Elect Director Michael F. Hilton Mgmt For For For 1.4 Elect Director Victor L. Richey, Jr. Mgmt For For For 1.5 Elect Director Benedict P. Rosen Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWE CUSIP 668074305 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen P. Adik Mgmt For For For 1.2 Elect Director Dorothy M. Bradley Mgmt For For For 1.3 Elect Director E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Director Dana J. Dykhouse Mgmt For For For 1.5 Elect Director Julia L. Johnson Mgmt For For For 1.6 Elect Director Philip L. Maslowe Mgmt For For For 1.7 Elect Director Denton Louis Peoples Mgmt For For For 1.8 Elect Director Robert C. Rowe Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ORIENT EXPRESS HOTELS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CUSIP G67743107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John D. Campbell as Director Mgmt For Withhold Against 1.2 Elect Mitchell C. Hochberg as Director Mgmt For Withhold Against 1.3 Elect James B. Hurlock as Director Mgmt For Withhold Against 1.4 Elect Prudence M. Leith as Director Mgmt For Withhold Against 1.5 Elect J. Robert Lovejoy as Director Mgmt For Withhold Against 1.6 Elect Georg R. Rafael as Director Mgmt For Withhold Against 1.7 Elect James B. Sherwood as Director Mgmt For Withhold Against 1.8 Elect Paul M. White as Director Mgmt For Withhold Against 2 Amend 2009 Share Award and Incentive Mgmt For For For Plan 3 Approve Deloitte LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- OWENS & MINOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Director John T. Crotty Mgmt For For For 1.4 Elect Director Richard E. Fogg Mgmt For For For 1.5 Elect Director G. Gilmer Minor, III Mgmt For For For 1.6 Elect Director Eddie N. Moore, Jr. Mgmt For For For 1.7 Elect Director Peter S. Redding Mgmt For For For 1.8 Elect Director James E. Rogers Mgmt For For For 1.9 Elect Director Robert C. Sledd Mgmt For For For 1.10 Elect Director Craig R. Smith Mgmt For For For 1.11 Elect Director James E. Ukrop Mgmt For For For 1.12 Elect Director Anne Marie Whittemore Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PALM INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 696643105 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert C. Hagerty Mgmt For Withhold Against 1.2 Elect Director Jonathan J. Rubinstein Mgmt For Withhold Against 1.3 Elect Director Paul S. Mountford Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles T. Cannada Mgmt For For For 1.2 Elect Director Laurie L. Dotter Mgmt For For For 1.3 Elect Director Daniel P. Friedman Mgmt For Withhold Against 1.4 Elect Director Michael J. Lipsey Mgmt For For For 1.5 Elect Director Brenda J. Mixson Mgmt For For For 1.6 Elect Director Steven G. Rogers Mgmt For For For 1.7 Elect Director Leland R. Speed Mgmt For For For 1.8 Elect Director Troy A. Stovall Mgmt For Withhold Against 1.9 Elect Director Lenore M. Sullivan Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon E. Bortz Mgmt For For For 1.2 Elect Director Cydney C. Donnell Mgmt For Withhold Against 1.3 Elect Director Ron E. Jackson Mgmt For Withhold Against 1.4 Elect Director Martin H. Nesbitt Mgmt For Withhold Against 1.5 Elect Director Michael J. Schall Mgmt For For For 1.6 Elect Director Earl E. Webb Mgmt For Withhold Against 1.7 Elect Director Laura H. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVA CUSIP 707882106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John U. Clarke Mgmt For For For 1.2 Elect Director Edward B. Cloues, II Mgmt For For For 1.3 Elect Director A. James Dearlove Mgmt For For For 1.4 Elect Director Robert Garrett Mgmt For For For 1.5 Elect Director Keith D. Horton Mgmt For For For 1.6 Elect Director Marsha R. Perelman Mgmt For For For 1.7 Elect Director William H. Shea, Jr. Mgmt For Withhold Against 1.8 Elect Director P. Van Marcke De Lummen Mgmt For For For 1.9 Elect Director Gary K. Wright Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur H. Penn Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Below Mgmt For For For Net Asset Value - ---------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Common Shares Below Mgmt For For For Net Asset Value 2 Approve Issuance of Warrants/Convertible Mgmt For For For Debentures 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PIPER JAFFRAY COMPANIES TICKER SECURITY ID: MEETING DATE MEETING STATUS PJC CUSIP 724078100 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew S. Duff Mgmt For For For 1.2 Elect Director Michael R. Francis Mgmt For For For 1.3 Elect Director Virginia Gambale Mgmt For For For 1.4 Elect Director B. Kristine Johnson Mgmt For For For 1.5 Elect Director Addison L. Piper Mgmt For For For 1.6 Elect Director Lisa K. Polsky Mgmt For For For 1.7 Elect Director Frank L. Sims Mgmt For For For 1.8 Elect Director Jean M. Taylor Mgmt For For For 1.9 Elect Director Michele Volpi Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael J. Covey Mgmt For For For 2 Elect Director Gregory L. Quesnel Mgmt For For For 3 Elect Director Ruth Ann M. Gillis Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PREMIERE GLOBAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boland T. Jones Mgmt For For For 1.2 Elect Director Jeffrey T. Arnold Mgmt For For For 1.3 Elect Director Wilkie S. Colyer Mgmt For Withhold Against 1.4 Elect Director John R. Harris Mgmt For Withhold Against 1.5 Elect Director W. Steven Jones Mgmt For For For 1.6 Elect Director Raymond H. Pirtle, Jr. Mgmt For For For 1.7 Elect Director J. Walker Smith, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan - ---------------------------------------------------------------------------------------------------------------- PROASSURANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRA CUSIP 74267C106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Victor T. Adamo Mgmt For For For 1.2 Elect Director William J. Listwan Mgmt For For For 1.3 Elect Director W. Stancil Starnes Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry N. Bycoff Mgmt For For For 1.2 Elect Director Ram Gupta Mgmt For For For 1.3 Elect Director Charles F. Kane Mgmt For For For 1.4 Elect Director David A. Krall Mgmt For For For 1.5 Elect Director Michael L. Mark Mgmt For For For 1.6 Elect Director Richard D. Reidy Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- REDWOOD TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RWT CUSIP 758075402 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard D. Baum Mgmt For For For 1.2 Elect Director Mariann Byerwalter Mgmt For For For 1.3 Elect Director Jeffrey T. Pero Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFE CUSIP 786449207 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter J. Boni Mgmt For For For 1.2 Elect Director Julie A. Dobson Mgmt For For For 1.3 Elect Director Andrew E. Lietz Mgmt For For For 1.4 Elect Director George MacKenzie Mgmt For For For 1.5 Elect Director George D. McClelland Mgmt For For For 1.6 Elect Director Jack L. Messman Mgmt For For For 1.7 Elect Director John J. Roberts Mgmt For For For 1.8 Elect Director Dr. Robert J. Rosenthal Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFE CUSIP 786449108 08/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter J. Boni Mgmt For For For 1.2 Elect Director Michael J. Cody Mgmt For For For 1.3 Elect Director Julie A. Dobson Mgmt For For For 1.4 Elect Director Andrew E. Lietz Mgmt For For For 1.5 Elect Director George MacKenzie Mgmt For For For 1.6 Elect Director George D. McClelland Mgmt For For For 1.7 Elect Director Jack L. Messman Mgmt For For For 1.8 Elect Director John J. Roberts Mgmt For For For 1.9 Elect Director Robert J. Rosenthal Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SASR CUSIP 800363103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Solomon Graham Mgmt For For For 1.2 Elect Director Gilbert L. Hardesty Mgmt For For For 1.3 Elect Director Lewis R. Schumann Mgmt For Withhold Against 1.4 Elect Director Dennis A. Starliper Mgmt For For For 2 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation 3 Ratify Auditors Mgmt For For For 4 Declassify the Board of Directors ShrHldr N/A For N/A - ---------------------------------------------------------------------------------------------------------------- SEABRIGHT INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBX CUSIP 811656107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John G. Pasqualetto Mgmt For For For 1.2 Elect Director Joseph A. Edwards Mgmt For For For 1.3 Elect Director William M. Feldman Mgmt For For For 1.4 Elect Director Mural R. Josephson Mgmt For For For 1.5 Elect Director George M. Morvis Mgmt For For For 1.6 Elect Director Michael D. Rice Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Change Company Name Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SEALY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZZ CUSIP 812139301 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Johnston Mgmt For For For 1.2 Elect Director Matthew W. King Mgmt For For For 1.3 Elect Director Stephen Ko Mgmt For For For 1.4 Elect Director Gary E. Morin Mgmt For For For 1.5 Elect Director Dean B. Nelson Mgmt For For For 1.6 Elect Director Paul J. Norris Mgmt For For For 1.7 Elect Director Richard W. Roedel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHILOH INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLO CUSIP 824543102 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cloyd J. Abruzzo Mgmt For Withhold Against 1.2 Elect Director George G. Goodrich Mgmt For Withhold Against 1.3 Elect Director Dieter Kaesgen Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SIMS METAL MANAGEMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 829160100 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 2.1 Re-elect Mr. Paul Varello As A Mgmt For For For Non-executive Director Of The company. 2.2 Re-elect Mr. Michael Feeney As A Mgmt For For For Non-executive Director Of the Company. 2.3 Elect Mr. Paul Sukagawa As A Mgmt For For For Non-executive Director Of The company. 2.4 Elect Mr. Geoffrey Brunsdon As A Mgmt For For For Non-executive Director Of the Company. 2.5 Elect Mr. Jim Thompson As A Mgmt For For For Non-executive Director Of The company. 3 Approve The Increase In The Maximum Mgmt For For For Remuneration Which May Bepaid To Directors (other Than Executive Directors). 4 Approve The Participation In The Sims Mgmt For Against Against Metal Management Longterm Incentive Plan By Mr. Daniel Dienst. 5 Adopt The Remuneration Report For The Mgmt N/A Against N/A Year Ended 30 June 2009. - ---------------------------------------------------------------------------------------------------------------- SKYWEST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jerry C. Atkin Mgmt For Against Against 2 Elect Director J. Ralph Atkin Mgmt For Against Against 3 Elect Director Margaret S. Billson Mgmt For Against Against 4 Elect Director Ian M. Cumming Mgmt For Against Against 5 Elect Director Henry J. Eyring Mgmt For Against Against 6 Elect Director Robert G. Sarver Mgmt For Against Against 7 Elect Director Steven F. Udvar-Hazy Mgmt For Against Against 8 Elect Director James L. Welch Mgmt For Against Against 9 Elect Director Michael K. Young Mgmt For For For 10 Approve Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SONUS NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONS CUSIP 835916107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Beatriz V. Infante Mgmt For For For 1.2 Elect Director Howard E. Janzen Mgmt For For For 1.3 Elect Director H. Brian Thompson Mgmt For For For 2 Approve Reverse Stock Split Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Boughner Mgmt For For For 1.2 Elect Director Thomas E. Chestnut Mgmt For For For 1.3 Elect Director Stephen C. Comer Mgmt For For For 1.4 Elect Director Richard M. Gardner Mgmt For For For 1.5 Elect Director Leroy C. Hanneman, Jr. Mgmt For For For 1.6 Elect Director James J. Kropid Mgmt For For For 1.7 Elect Director Michael O. Maffie Mgmt For For For 1.8 Elect Director Anne L. Mariucci Mgmt For For For 1.9 Elect Director Michael J. Melarkey Mgmt For For For 1.10 Elect Director Jeffrey W. Shaw Mgmt For For For 1.11 Elect Director Thomas A. Thomas Mgmt For For For 1.12 Elect Director Terrence L. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPSS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 78462K102 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSC CUSIP 853626109 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew M. Caggia Mgmt For For For 1.2 Elect Director James A. Donahue Mgmt For For For 1.3 Elect Director Kenneth Kin Mgmt For For For 1.4 Elect Director Christine King Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STANLEY FURNITURE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLY CUSIP 854305208 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Millner Mgmt For For For 1.2 Elect Director Glenn Prillaman Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STARTEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRT CUSIP 85569C107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ed Zschau Mgmt For For For 1.2 Elect Director P. Kay Norton Mgmt For For For 1.3 Elect Director Albert C. Yates Mgmt For For For 1.4 Elect Director Harvey A. Wagner Mgmt For For For 1.5 Elect Director A. Laurence Jones Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- STEIN MART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMRT CUSIP 858375108 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralph Alexander Mgmt For For For 1.2 Elect Director Alvin R. Carpenter Mgmt For For For 1.3 Elect Director Irwin Cohen Mgmt For For For 1.4 Elect Director Susan Falk Mgmt For For For 1.5 Elect Director Linda M. Farthing Mgmt For For For 1.6 Elect Director Mitchell W. Legler Mgmt For For For 1.7 Elect Director Robert L. Mettler Mgmt For For For 1.8 Elect Director Richard L. Sisisky Mgmt For For For 1.9 Elect Director Jay Stein Mgmt For For For 1.10 Elect Director Martin E. Stein, Jr. Mgmt For For For 1.11 Elect Director David H. Stovall, Jr. Mgmt For For For 1.12 Elect Director John H. Williams, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRL CUSIP 859241101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Donald P. Fusilli, Jr. Mgmt For For For 2 Elect Director Maarten D. Hemsley Mgmt For For For 3 Elect Director Kip L. Wadsworth Mgmt For For For 4 Elect Director Richard O. Schaum Mgmt For For For 5 Elect Director Robert A. Eckels Mgmt For For For 6 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward R. Rosenfeld Mgmt For For For 1.2 Elect Director John L. Madden Mgmt For For For 1.3 Elect Director Peter Migliorini Mgmt For For For 1.4 Elect Director Richard P. Randall Mgmt For For For 1.5 Elect Director Ravi Sachdev Mgmt For For For 1.6 Elect Director Thomas H. Schwartz Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SUN HYDRAULICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNHY CUSIP 866942105 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc Bertoneche Mgmt For For For 1.2 Elect Director Philippe Lemaitre Mgmt For For For 1.3 Elect Director Ferdinand E. Megerlin Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric A. Benhamou Mgmt For For For 1.2 Elect Director David M. Clapper Mgmt For For For 1.3 Elect Director Roger F. Dunbar Mgmt For For For 1.4 Elect Director Joel P. Friedman Mgmt For For For 1.5 Elect Director G. Felda Hardymon Mgmt For For For 1.6 Elect Director Alex W. "Pete" Hart Mgmt For For For 1.7 Elect Director C. Richard Kramlich Mgmt For For For 1.8 Elect Director Lata Krishnan Mgmt For For For 1.9 Elect Director Kate Mitchell Mgmt For For For 1.10 Elect Director Michaela K. Rodeno Mgmt For For For 1.11 Elect Director Ken P. Wilcox Mgmt For For For 1.12 Elect Director Kyung H. Yoon Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYMYX TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMMX CUSIP 87155S108 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYNNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNX CUSIP 87162W100 03/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert Huang Mgmt For For For 1.2 Elect Director Kevin Murai Mgmt For For For 1.3 Elect Director Matthew Miau Mgmt For For For 1.4 Elect Director Fred Breidenbach Mgmt For For For 1.5 Elect Director Gregory Quesnel Mgmt For For For 1.6 Elect Director Dwight Steffensen Mgmt For For For 1.7 Elect Director James Van Horne Mgmt For For For 1.8 Elect Director Duane Zitzner Mgmt For For For 2 Amend Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For For For 2 Elect Director Michael A. Bradley Mgmt For For For 3 Elect Director Albert Carnesale Mgmt For For For 4 Elect Director Edwin J. Gillis Mgmt For For For 5 Elect Director Paul J. Tufano Mgmt For For For 6 Elect Director Roy A. Vallee Mgmt For For For 7 Elect Director Patricia S. Wolpert Mgmt For For For 8 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTI CUSIP 88162F105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart M. Brightman Mgmt For For For 1.2 Elect Director Paul D. Coombs Mgmt For For For 1.3 Elect Director Ralph S. Cunningham Mgmt For For For 1.4 Elect Director Tom H. Delimitros Mgmt For For For 1.5 Elect Director Geoffrey M. Hertel Mgmt For For For 1.6 Elect Director Allen T. McInnes Mgmt For For For 1.7 Elect Director Kenneth P. Mitchell Mgmt For For For 1.8 Elect Director William D. Sullivan Mgmt For For For 1.9 Elect Director Kenneth E. White, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE DIXIE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DXYN CUSIP 255519100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Don Brock Mgmt For For For 1.2 Elect Director Daniel K. Frierson Mgmt For For For 1.3 Elect Director Paul K. Frierson Mgmt For For For 1.4 Elect Director Walter W. Hubbard Mgmt For For For 1.5 Elect Director John W. Murrey, III Mgmt For For For 1.6 Elect Director Lowry F. Kline Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE EMPIRE DISTRICT ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EDE CUSIP 291641108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ross C. Hartley Mgmt For For For 1.2 Elect Director Herbert J. Schmidt Mgmt For For For 1.3 Elect Director C. James Sullivan Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBX CUSIP 393657101 01/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Duane C. McDougall Mgmt For Withhold Against 1.2 Elect Director A. Daniel O'Neal, Jr. Mgmt For For For 1.3 Elect Director Donald A. Washburn Mgmt For Withhold Against 1.4 Elect Director Wilbur L. Ross, Jr. Mgmt For For For 1.5 Elect Director Victoria McManus Mgmt For For For 1.6 Elect Director Wendy L. Teramoto Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GTS CUSIP 896749108 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roberto Munoz-Zayas Mgmt For For For 2 Elect Director Jaime Morgan-Stubbe Mgmt For For For 3 Elect Director Carmen Ana Culpeper Mgmt For For For 4 Elect Director Antonio F. Faria-soto Mgmt For For For 5 Elect Directors Manuel Figueroa-Collazo Mgmt For For For 6 Elect Director Juan E. Rodriguez-Diaz Mgmt For For For 7 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William G. Currie Mgmt For For For 1.2 Elect Director John M. Engler Mgmt For For For 1.3 Elect Director Michael B. Glenn Mgmt For For For 1.4 Elect Director Bruce A. Merino Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Carl L. Chapman Mgmt For For For 1.2 Elect Director James H. DeGraffenreidt, Mgmt For For For Jr. 1.3 Elect Director Niel C. Ellerbrook Mgmt For For For 1.4 Elect Director John D. Engelbrecht Mgmt For For For 1.5 Elect Director Anton H. George Mgmt For For For 1.6 Elect Director Martin C. Jischke Mgmt For For For 1.7 Elect Director Robert L. Koch II Mgmt For For For 1.8 Elect Director William G. Mays Mgmt For For For 1.9 Elect Director J. Timothy McGinley Mgmt For For For 1.10 Elect Director R. Daniel Sadlier Mgmt For For For 1.11 Elect Director Michael L. Smith Mgmt For For For 1.12 Elect Director Jean L. Wojtowicz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive ShrHldr Against For Against Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- VIGNETTE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIGN CUSIP 926734401 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- VITRAN CORPORATION INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTN CUSIP 92850E107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard D. McGraw as Director Mgmt For Withhold Against 1.2 Elect Richard E. Gaetz as Director Mgmt For For For 1.3 Elect William S. Deluce as Director Mgmt For For For 1.4 Elect Anthony F. Griffiths as Director Mgmt For For For 1.5 Elect John R. Gossling as Director Mgmt For For For 1.6 Elect Georges L. Hebert as Director Mgmt For For For 2 Approve Auditors and Authorize Board to Mgmt For For For Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward E. "Ned" Guillet Mgmt For For For 2 Elect Director Ronald J. Mittelstaedt Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WAUSAU PAPER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 943315101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew N. Baur Mgmt For For For 1.2 Elect Director Dennis J. Kuester Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas W. Hofmann Mgmt For For For 1.2 Elect Director L. Robert Johnson Mgmt For For For 1.3 Elect Director John P. Neafsey Mgmt For For For 1.4 Elect Director Geoffrey F. Worden Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAL CUSIP 957638109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cary Mack Mgmt For For For 1.2 Elect Director Todd Marshall Mgmt For For For 1.3 Elect Director Nafees Nagy, PhD Mgmt For For For 1.4 Elect Director James E. Nave, D.V.M. Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Reduce Supermajority Vote Requirement Mgmt For For For 4 Advisory Vote to Ratify Named Executive Mgmt For For For Officer's Compensation 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Aller Mgmt For For For 1.2 Elect Director Thomas P. Briggs Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Irvin E. Aal Mgmt For For For 1.2 Elect Director Joseph W. England Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTFC CUSIP 97650W108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter D. Crist Mgmt For For For 1.2 Elect Director Bruce K. Crowther Mgmt For For For 1.3 Elect Director Joseph F. Damico Mgmt For For For 1.4 Elect Director Bert A. Getz, Jr. Mgmt For For For 1.5 Elect Director H. Patrick Hackett, Jr Mgmt For For For 1.6 Elect Director Scott K. Heitmann Mgmt For For For 1.7 Elect Director Charles H. James III Mgmt For For For 1.8 Elect Director Albin F. Moschner Mgmt For For For 1.9 Elect Director Thomas J. Neis Mgmt For For For 1.10 Elect Director Christopher J. Perry Mgmt For For For 1.11 Elect Director Hollis W. Rademacher Mgmt For For For 1.12 Elect Director Ingrid S. Stafford Mgmt For For For 1.13 Elect Director Edward J. Wehmer Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John D. Cohn Mgmt For For For 1.2 Elect Director Michael H. Joyce Mgmt For For For 1.3 Elect Director James R. Rulseh Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- XYRATEX LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XRTX CINS G98268108 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Sukawaty as Class I Mgmt For For For Director 1.2 Elect Ernest Sampias as Class I Mgmt For For For Director 1.3 Elect Michael Windram as Class I Mgmt For For For Director 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- ZARLINK SEMICONDUCTOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZL CUSIP 989139100 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Adam Chowaniec Mgmt For For For 1.2 Elect Director Oleg Khaykin Mgmt For For For 1.3 Elect Director Hubert T. Lacroix Mgmt For For For 1.4 Elect Director J. Spencer Lanthier Mgmt For For For 1.5 Elect Director Kirk K. Mandy Mgmt For For For 1.6 Elect Director Jules M. Meunier Mgmt For For For 1.7 Elect Director Dennis Roberson Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Small Cap Stock Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3PAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAR CUSIP 88580F109 09/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Paisley Mgmt For For For 1.2 Elect James Wei Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment and Restatement of Mgmt For For For Bylaws - ---------------------------------------------------------------------------------------------------------------- ADC TELECOMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADCT CUSIP 000886309 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Set Board Size Mgmt For For For 2.1 Elect John Boyle III Mgmt For For For 2.2 Elect William Spivey Mgmt For For For 2.3 Elect Robert Switz Mgmt For For For 2.4 Elect Larry Wangberg Mgmt For For For 3 2010 Global Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ADTRAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADTN CUSIP 00738A106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Amendment to the 2005 Directors Mgmt For For For Stock Option Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AEROPOSTALE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 Amendment to the Long Term Mgmt For For For Executive Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Hovey Mgmt For For For 1.2 Elect Paula Sneed Mgmt For For For 1.3 Elect David Stout Mgmt For For For 1.4 Elect Ellen Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- AIRTRAN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAI CUSIP 00949P108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Veronica Biggins Mgmt For For For 1.2 Elect Robert Fornaro Mgmt For For For 1.3 Elect Alexis Michas Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Abdoo Mgmt For For For 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For For For 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Mgmt For For For Terms of the Long-Term Performance Plan 4 Reapproval of the Material Terms Mgmt For For For of the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Mgmt For Against Against Plan - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Mgmt For For For Plan 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN ITALIAN PASTA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIPC CUSIP 027070101 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Allen Mgmt For For For 1.2 Elect Cathleen Curless Mgmt For For For 1.3 Elect Tim Pollak Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANAREN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANEN CUSIP 032744104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Gerst, Jr. Mgmt For For For 1.2 Elect Dale Eck Mgmt For For For 1.3 Elect James Gould Mgmt For For For 2 Amendment to the 2004 Mgmt For For For Comprehensive Long Term Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADP CUSIP 053015103 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Charles Noski Mgmt For For For 1.10 Elect Sharon Rowlands Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AUXL CUSIP 05334D107 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Edwin Bescherer, Jr. Mgmt For For For 1.5 Elect Philippe Chambon Mgmt For For For 1.6 Elect Oliver Fetzer Mgmt For For For 1.7 Elect Paul Friedman Mgmt For For For 1.8 Elect Renato Fuchs Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment and Restatement of the Mgmt For For For 2006 Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BALLY TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BYI CUSIP 05874B107 12/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Robbins Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Buck Mgmt For For For 1.2 Elect H. Arthur Bellows, Jr. Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Andrew Logie Mgmt For For For 1.6 Elect Stuart Randle Mgmt For For For 1.7 Elect Wilson Sexton Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sally Smith Mgmt For For For 1.2 Elect Dale Applequist Mgmt For For For 1.3 Elect Robert MacDonald Mgmt For For For 1.4 Elect Warren Mack Mgmt For For For 1.5 Elect J. Oliver Maggard Mgmt For For For 1.6 Elect Michael Johnson Mgmt For For For 1.7 Elect James Damian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- CARDINAL FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CFNL CUSIP 14149F109 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B.G. Beck Mgmt For For For 1.2 Elect Michael Garcia Mgmt For For For 1.3 Elect J. Hamilton Lambert Mgmt For For For 1.4 Elect Alice Starr Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CARTER'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CASY CUSIP 147528103 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Lamb Mgmt For For For 1.2 Elect Robert Myers Mgmt For For For 1.3 Elect Diane Bridgewater Mgmt For For For 1.4 Elect Johnny Danos Mgmt For For For 1.5 Elect H. Lynn Horak Mgmt For For For 1.6 Elect Kenneth Haynie Mgmt For For For 1.7 Elect William Kimball Mgmt For For For 1.8 Elect Jeffrey Lamberti Mgmt For For For 1.9 Elect Ricahrd Wilkey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Stock Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CELLCOM ISRAEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEL CUSIP M2196U109 09/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ami Erel Mgmt For Against Against 2 Elect Shay Livnat Mgmt For For For 3 Elect Raanan Cohen Mgmt For For For 4 Elect Avraham Bigger Mgmt For For For 5 Elect Rafi Bisker Mgmt For Against Against 6 Elect Shlomo Waxe Mgmt For For For 7 Elect Haim Gavrieli Mgmt For Against Against 8 Elect Ari Bronshtein Mgmt For For For 9 Elect Tal Raz Mgmt For Against Against 10 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CENTRAL EUROPEAN DISTRIBUTION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CEDC CUSIP 153435102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect N. Scott Fine Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect Markus Sieger Mgmt For For For 1.8 Elect Sergey Kupriyanov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For For For Stock - ---------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sherian Cadoria Mgmt For For For 1.2 Elect Richard Crowell Mgmt For For For 1.3 Elect Michael Madison Mgmt For For For 1.4 Elect W. Larry Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COGO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 2009 Omnibus Securities and Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect N. Robert Hammer Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMP CUSIP 20451N101 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Angelo Brisimitzakis Mgmt For For For 1.2 Elect Timothy Snider Mgmt For For For 1.3 Elect Paul Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Performance Mgmt For For For Criteria and Goals Under the 2005 Incentive Award Plan - ---------------------------------------------------------------------------------------------------------------- COMPLETE PRODUCTION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPX CUSIP 20453E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Hamm Mgmt For Withhold Against 1.2 Elect W. Matt Ralls Mgmt For For For 1.3 Elect James Woods Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Rights Mgmt For Against Against Plan - ---------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CONTINENTAL AIRLINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAL CUSIP 210795308 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect Henry Meyer III Mgmt For For For 1.4 Elect Oscar Munoz Mgmt For For For 1.5 Elect Laurence Simmons Mgmt For For For 1.6 Elect Jefferey Smisek Mgmt For For For 1.7 Elect Karen Williams Mgmt For For For 1.8 Elect Ronald Woodard Mgmt For For For 1.9 Elect Charles Yamarone Mgmt For For For 2 Incentive Plan 2010 Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Elimination of Stock Options 5 Miscellaneous - Resident Status Mgmt N/A For N/A - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CFR CUSIP 229899109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Crawford Edwards Mgmt For For For 1.2 Elect Ruben Escobedo Mgmt For For For 1.3 Elect Patrick Frost Mgmt For For For 1.4 Elect David Haemisegger Mgmt For For For 1.5 Elect Richard Evans, Jr. Mgmt For For For 1.6 Elect Karen Jennings Mgmt For For For 1.7 Elect Richard Kleberg, III Mgmt For For For 1.8 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DATA DOMAIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DDUP CUSIP 23767P109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Bernal Mgmt For For For 1.2 Elect Aneel Bhusri Mgmt For For For 1.3 Elect Jeffrey Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Angel Martinez Mgmt For For For 1.2 Elect Rex Licklider Mgmt For For For 1.3 Elect John Gibbons Mgmt For For For 1.4 Elect John Perenchio Mgmt For For For 1.5 Elect Maureen Conners Mgmt For For For 1.6 Elect Tore Steen Mgmt For For For 1.7 Elect Ruth Owades Mgmt For For For 1.8 Elect Karyn Barsa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock - ---------------------------------------------------------------------------------------------------------------- DEL MONTE FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DLM CUSIP 24522P103 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Terence Martin Mgmt For For For 3 Elect Richard Wolford Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 6 Amendment to the Annual Mgmt For Against Against Incentive Plan 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DELUXE, CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Isaiah Harris, Jr. Mgmt For For For 1.4 Elect Don McGrath Mgmt For For For 1.5 Elect Cheryl Mayberry McKissack Mgmt For For For 1.6 Elect Neil Metviner Mgmt For For For 1.7 Elect Stephen Nachtsheim Mgmt For For For 1.8 Elect Mary O'Dwyer Mgmt For For For 1.9 Elect Martyn Redgrave Mgmt For For For 1.10 Elect Lee Schram Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIONEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNEX CUSIP 254546104 10/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Anderson Mgmt For For For 1.2 Elect A. Blaine Bowman Mgmt For For For 1.3 Elect Frank Witney Mgmt For For For 1.4 Elect Roderick McGeary Mgmt For Withhold Against 1.5 Elect Riccardo Pigliucci Mgmt For For For 1.6 Elect Michael Pope Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOLLAR FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLLR CUSIP 256664103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Jessick Mgmt For For For 1.2 Elect Kenneth Schwenke Mgmt For For For 1.3 Elect Michael Kooper Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPZ CUSIP 25754A201 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Patrick Doyle Mgmt For Withhold Against 1.2 Elect Gregory Trojan Mgmt For For For 1.3 Elect James Goldman Mgmt For For For 2 Senior Executive Annual Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Increase of Authorized Preferred Mgmt For Against Against Stock - ---------------------------------------------------------------------------------------------------------------- EAGLE MATERIALS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXP CUSIP 26969P108 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. William Barnett Mgmt For For For 1.2 Elect David Quinn Mgmt For For For 2 Re-approval of Material Terms of Mgmt For For For Performance Goals under the Incentive Plan 3 Amendment to the Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ELIZABETH ARDEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDEN CUSIP 28660G106 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Scott Beattie Mgmt For For For 1.2 Elect Fred Berens Mgmt For For For 1.3 Elect Maura Clark Mgmt For For For 1.4 Elect Richard Mauran Mgmt For For For 1.5 Elect William Tatham Mgmt For For For 1.6 Elect J. W. Nevil Thomas Mgmt For For For 1.7 Elect Paul West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 07/10/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Shareholder Proposal Regarding ShrHldr Against TNA N/A Right to Call a Special Meeting 2 Shareholder Proposal Regarding ShrHldr Against TNA N/A Removal of Directors 3 Shareholder Proposal Regarding ShrHldr Against TNA N/A Advance Notice Provisions 4 Shareholder Proposal Regarding ShrHldr Against TNA N/A Fixing Record Date for Special Meetings 5 Shareholder Proposal Regarding ShrHldr Against TNA N/A Amendments to the Bylaws - ---------------------------------------------------------------------------------------------------------------- EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 07/10/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Right to Call a Special Meeting 2 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Removal of Directors 3 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Advance Notice Provisions 4 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Fixing Record Date for Special Meetings 5 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Amendments to the Bylaws - ---------------------------------------------------------------------------------------------------------------- EMULEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELX CUSIP 292475209 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Cox Mgmt For For For 1.2 Elect Michael Downey Mgmt For For For 1.3 Elect Bruce Edwards Mgmt For For For 1.4 Elect Paul Folino Mgmt For For For 1.5 Elect Robert Goon Mgmt For For For 1.6 Elect Don Lyle Mgmt For For For 1.7 Elect James McCluney Mgmt For For For 1.8 Elect Dean Yoost Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roderick de Greef Mgmt For For For 1.2 Elect Gregory Waller Mgmt For For For 1.3 Elect Thomas Wilder, III Mgmt For For For 2 Amendments to 2006 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENERSYS TICKER SECURITY ID: MEETING DATE MEETING STATUS ENS CUSIP 29275Y102 07/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hwan-yoon Chung Mgmt For For For 1.2 Elect Arthur Katsaros Mgmt For For For 1.3 Elect Robert Magnus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIS CUSIP 31620M106 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Issuance of Common Stock Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FINISAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNSRD CUSIP 31787A507 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roger Ferguson Mgmt For For For 1.2 Elect Larry Mitchell Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan and 1999 International Employee Stock Purchase Plan 3 2009 Employee Stock Purchase Mgmt For For For Plan and 2009 International Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Jeremiah Mgmt For For For 1.2 Elect John Koelmel Mgmt For For For 1.3 Elect George Philip Mgmt For For For 1.4 Elect Louise Woerner Mgmt For For For 2 Increase of Authorized Common Mgmt For Against Against Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FLEXTRONICS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS FLEX CUSIP Y2573F102 09/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Davidson Mgmt For For For 2 Elect Lip-Bu Tan Mgmt For For For 3 Elect Robert Edwards Mgmt For For For 4 Elect Daniel Schulman Mgmt For For For 5 Elect William Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Renew Share Purchase Mandate Mgmt For For For 8 Renew Share Purchase Mandate Mgmt For For For 9 Director Compensation Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Mgmt For For For Stock 3 Issuance of Common Stock Mgmt For For For Pursuant to Merger - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Ringo Mgmt For For For 1.2 Elect Mark Scudder Mgmt For For For 1.3 Elect Oivind Lorentzen III Mgmt For For For 1.4 Elect Michael Norkus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GRIFFON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GFF CUSIP 398433102 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEARTLAND PAYMENT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPY CUSIP 42235N108 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Carr Mgmt For For For 1.2 Elect Marc Ostro Mgmt For For For 1.3 Elect George Raymond Mgmt For For For 1.4 Elect Mitchell Hollin Mgmt For For For 1.5 Elect Jonathan Palmer Mgmt For For For 1.6 Elect Richard Vague Mgmt For For For 1.7 Elect Robert Niehaus Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEICO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HEI CUSIP 422806109 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Higginbottom Mgmt For For For 1.2 Elect Mark Hildebrandt Mgmt For For For 1.3 Elect Wolfgang Mayrhuber Mgmt For For For 1.4 Elect Eric Mendelson Mgmt For For For 1.5 Elect Laurans Mendelson Mgmt For For For 1.6 Elect Victor Mendelson Mgmt For For For 1.7 Elect Mitchell Quain Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSII CUSIP 422819102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Beattie Mgmt For For For 2 Elect Antonio Borges Mgmt For For For 3 Elect John Fazio Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Richard Bermingham Mgmt For For For 1.3 Elect Jeffrey Dunn Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HNI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HNI CUSIP 404251100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Bell Mgmt For For For 2 Elect James Jenkins Mgmt For For For 3 Elect Dennis Martin Mgmt For For For 4 Elect Abbie Smith Mgmt For For For 5 Amendment to the 2007 Mgmt For For For Stock-Based Compensation Plan 6 Amendment and Restatement of the Mgmt For For For Annual Incentive Plan 7 Amendment and Restatement of the Mgmt For For For Long-Term Performance Plan 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allison Mgmt For For For 1.2 Elect C. Randall Sims Mgmt For For For 1.3 Elect Randy Mayor Mgmt For For For 1.4 Elect Robert Adcock Mgmt For For For 1.5 Elect Richard Ashley Mgmt For For For 1.6 Elect Dale Bruns Mgmt For For For 1.7 Elect Richard Buckheim Mgmt For For For 1.8 Elect Jack Engelkes Mgmt For For For 1.9 Elect James Hinkle Mgmt For For For 1.10 Elect Alex Lieblong Mgmt For For For 1.11 Elect William Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Mgmt For For For Trust 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Abell Mgmt For For For 1.2 Elect William Fenstermaker Mgmt For For For 1.3 Elect O. Miles Pollard, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICFI CUSIP 44925C103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Srikant Datar Mgmt For For For 1.2 Elect Eileen Auen Mgmt For For For 1.3 Elect Peter Schulte Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INGRAM MICRO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IM CUSIP 457153104 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Removal of Directors Mgmt For For For 3.1 Elect Howard Atkins Mgmt For For For 3.2 Elect Leslie Heisz Mgmt For For For 3.3 Elect John Ingram Mgmt For For For 3.4 Elect Orrin Ingram, II Mgmt For For For 3.5 Elect Dale Laurance Mgmt For For For 3.6 Elect Linda Levinson Mgmt For For For 3.7 Elect Michael Smith Mgmt For For For 3.8 Elect Gregory Spierkel Mgmt For For For 3.9 Elect Joe Wyatt Mgmt For For For 3.10 Elect Orrin Ingram, II Mgmt For For For 3.11 Elect Michael Smith Mgmt For For For 3.12 Elect Gregory Spierkel Mgmt For For For 3.13 Elect Joe Wyatt Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IPC HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCR CUSIP G4933P101 07/07/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 TO CALL A SPECIAL GENERAL Mgmt N/A N/A N/A MEETING OF IPC HOLDINGS, LTD. - ---------------------------------------------------------------------------------------------------------------- IPC HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPCR CUSIP G4933P101 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Bylaws to Eliminate Mgmt For For For the Supermajority Vote Requirement 2 Approval of the Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- J2 GLOBAL COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCOM CUSIP 46626E205 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For For For 1.5 Elect John Rieley Mgmt For For For 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBL CUSIP 466313103 01/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 1.9 Elect Kathleen Walters Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Kujawa Mgmt For For For 1.2 Elect Peter Socha Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elaine Rosen Mgmt For For For 1.2 Elect Ralph Struzziero Mgmt For For For 1.3 Elect Howard Sutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 2009 Employee Stock Purchase Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- KINGSGATE CONSOLIDATED LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS KCN CINS Q5318K103 11/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Peter McAleer Mgmt For For For 3 Remuneration Report Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Amendment to the 2005 Executive Mgmt For For For Cash Bonus Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KOPPERS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KOP CUSIP 50060P106 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Hillenbrand Mgmt For For For 1.2 Elect James Stalder Mgmt For For For 2 Amendment to the 2005 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LINCARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LINCOLN EDUCATIONAL SERVICES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LINC CUSIP 533535100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alvin Austin Mgmt For For For 1.2 Elect Peter Burgess Mgmt For For For 1.3 Elect Peter Burgess Mgmt For For For 1.4 Elect David Carney Mgmt For For For 1.5 Elect Celia Currin Mgmt For For For 1.6 Elect Paul Glaske Mgmt For For For 1.7 Elect Charles Kalmbach Mgmt For For For 1.8 Elect Shaun McAlmont Mgmt For For For 1.9 Elect Alexis Michas Mgmt For For For 1.10 Elect J. Barry Morrow Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACROVISION SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MVSN CUSIP 55611C108 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Andrew Ludwick Mgmt For For For 1.3 Elect Alan Earhart Mgmt For For For 1.4 Elect Robert Majteles Mgmt For For For 1.5 Elect James Meyer Mgmt For Withhold Against 1.6 Elect James O'Shaughnessy Mgmt For For For 1.7 Elect Ruthann Quindlen Mgmt For For For 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Awards Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 02/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hilliard Eure, III Mgmt For For For 2 Elect Joseph Watters Mgmt For For For 3 Elect Dean Woodman Mgmt For For For 4 Increase of Authorized Common Mgmt For For For and Preferred Stock 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASIMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MASI CUSIP 574795100 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- MAX CAPITAL GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXGL CUSIP G6052F103 11/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Kronenberg III Mgmt For For For 2 Elect James Zech Mgmt For For For 3 Elect Angelo Guagliano Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Ratification of Auditor for Mgmt For For For Subsidiary - ---------------------------------------------------------------------------------------------------------------- MEDIACOM COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCCC CUSIP 58446K105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rocco Commisso Mgmt For Withhold Against 1.2 Elect Mark Stephan Mgmt For Withhold Against 1.3 Elect Thomas Reifenheiser Mgmt For Withhold Against 1.4 Elect Natale Ricciardi Mgmt For Withhold Against 1.5 Elect Scott Seaton Mgmt For Withhold Against 1.6 Elect Robert Winikoff Mgmt For Withhold Against 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MENTOR GRAPHICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MENT CUSIP 587200106 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 One-Time Option Exchange Program Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MELI CUSIP 58733R102 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marcos Galperin Mgmt For For For 1.2 Elect Emiliano Calemzuk Mgmt For For For 1.3 Elect Veronica Serra Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MIPS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIPS CUSIP 604567107 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Gibbons Mgmt For For For 1.2 Elect Anthony Holbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- MONRO MUFFLER BRAKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MNRO CUSIP 610236101 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Danziger Mgmt For For For 1.2 Elect Robert Gross Mgmt For Withhold Against 1.3 Elect Peter Solomon Mgmt For Withhold Against 1.4 Elect Francis Strawbridge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Management Mgmt For Against Against Incentive Compensation Plan - ---------------------------------------------------------------------------------------------------------------- MULTI-FINELINE ELECTRONIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFLX CUSIP 62541B101 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reza Meshgin Mgmt For For For 1.2 Elect Choon Seng Tan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEWALLIANCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NAL CUSIP 650203102 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carlton Highsmith Mgmt For For For 1.2 Elect Joseph Rossi Mgmt For For For 1.3 Elect Nathaniel Woodson Mgmt For For For 1.4 Elect Joseph Zaccagnino Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Daniel Fine Mgmt For Withhold Against 1.3 Elect Robert Guth Mgmt For Withhold Against 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For Withhold Against 1.6 Elect James Hyde Mgmt For Withhold Against 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 2010 Equity and Cash Incentive Mgmt For Against Against Plan - ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- P.F. CHANG'S CHINA BISTRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFCB CUSIP 69333Y108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kerrii Anderson Mgmt For For For 2 Elect Richard Federico Mgmt For For For 3 Elect Lesley Howe Mgmt For For For 4 Elect Dawn Hudson Mgmt For For For 5 Elect Kenneth May Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Robert Vivian Mgmt For For For 9 Elect R. Michael Welborn Mgmt For For For 10 Elect Kenneth Wessels Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Performance Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect Michael Larson Mgmt For For For 1.7 Elect Paul Sweeney Mgmt For Withhold Against 1.8 Elect David Press Mgmt For For For 1.9 Elect Walter Segsworth Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PERRIGO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGO CUSIP 714290103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Cohen Mgmt For For For 1.2 Elect David Gibbons Mgmt For For For 1.3 Elect Ran Gottfried Mgmt For For For 1.4 Elect Ellen Hoffing Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PETROLEUM DEVELOPMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PETD CUSIP 716578109 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Mazza Mgmt For For For 1.2 Elect James Trimble Mgmt For For For 1.3 Elect Richard McCullough Mgmt For For For 2 2010 Long-Term Equity Mgmt For Against Against Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRSP CUSIP 743606105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leah Henderson Mgmt For For For 1.2 Elect Ned Holmes Mgmt For For For 1.3 Elect David Zalman Mgmt For For For 1.4 Elect Ervan Zouzalik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- QLOGIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS QLGC CUSIP 747277101 08/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Amendment to the 2005 Mgmt For Against Against Performance Incentive Plan 8 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLXP CUSIP 795435106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SANDERSON FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFM CUSIP 800013104 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Banks, Jr. Mgmt For For For 1.2 Elect Toni Cooley Mgmt For For For 1.3 Elect Robert Khayat Mgmt For For For 1.4 Elect Dianne Mooney Mgmt For For For 1.5 Elect Gail Pittman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Brenda Barnes Mgmt For For For 2 Elect Christopher Begley Mgmt For For For 3 Elect Crandall Bowles Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect James Crown Mgmt For For For 6 Elect Laurette Koellner Mgmt For For For 7 Elect Cornelis van Lede Mgmt For For For 8 Elect John McAdam Mgmt For For For 9 Elect Sir Ian Prosser Mgmt For For For 10 Elect Norman Sorensen Mgmt For For For 11 Elect Jeffrey Ubben Mgmt For For For 12 Elect Jonathan Ward Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCBT FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCBT CUSIP 78401V102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Horger Mgmt For Withhold Against 1.2 Elect Jimmy Addison Mgmt For Withhold Against 1.3 Elect Harry Mims, Jr. Mgmt For Withhold Against 1.4 Elect James Roquemore Mgmt For Withhold Against 1.5 Elect John Williamson, III Mgmt For Withhold Against 1.6 Elect Herbert Gray Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For For For 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For For For 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHUFFLE MASTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHFL CUSIP 825549108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Garry Saunders Mgmt For For For 1.2 Elect Louis Castle Mgmt For For For 1.3 Elect Phillip Peckman Mgmt For For For 1.4 Elect John Bailey Mgmt For For For 1.5 Elect Timothy Parrott Mgmt For For For 1.6 Elect Daniel M. Wade Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SFNC CUSIP 828730200 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Board Size Mgmt For For For 2.1 Elect William Clark, II Mgmt For For For 2.2 Elect Steven Cosse Mgmt For For For 2.3 Elect Edward Drilling Mgmt For For For 2.4 Elect Eugene Hunt Mgmt For For For 2.5 Elect George Makris, Jr. Mgmt For For For 2.6 Elect J. Thomas May Mgmt For For For 2.7 Elect W. Scott McGeorge Mgmt For For For 2.8 Elect Stanley Reed Mgmt For For For 2.9 Elect Harry Ryburn Mgmt For For For 2.10 Elect Robert Shoptaw Mgmt For For For 3 Executive Stock Incentive Plan - Mgmt For For For 2010 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBGI CUSIP 829226109 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Smith Mgmt For Withhold Against 1.2 Elect Frederick Smith Mgmt For Withhold Against 1.3 Elect J. Duncan Smith Mgmt For Withhold Against 1.4 Elect Robert Smith Mgmt For Withhold Against 1.5 Elect Basil Thomas Mgmt For Withhold Against 1.6 Elect Lawrence McCanna Mgmt For Withhold Against 1.7 Elect Daniel Keith Mgmt For Withhold Against 1.8 Elect Martin R. Leader Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1996 Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES (WWH), INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Harry McKinney Mgmt For For For 1.4 Elect Kimberly Alexy Mgmt For For For 1.5 Elect Dennis McKenna Mgmt For For For 1.6 Elect C.S. Park Mgmt For For For 1.7 Elect Mukesh Patel Mgmt For For For 1.8 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SMART MODULAR TECHNOLOGIES (WWH), INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMOD CUSIP G82245104 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SMARTHEAT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEAT CUSIP 83172F104 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jun Wang Mgmt For For For 1.2 Elect Weiguo Wang Mgmt For For For 1.3 Elect Wenbin Lin Mgmt For For For 1.4 Elect Arnold Staloff Mgmt For For For 1.5 Elect Xin Li Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOLERA HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLH CUSIP 83421A104 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tony Aquila Mgmt For For For 1.2 Elect Arthur Kingsbury Mgmt For For For 1.3 Elect Jerrell Shelton Mgmt For For For 1.4 Elect Kenneth Viellieu Mgmt For For For 1.5 Elect Stuart Yarbrough Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect Richard Gardner Mgmt For For For 1.5 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.6 Elect James Kropid Mgmt For For For 1.7 Elect Michael Maffie Mgmt For For For 1.8 Elect Anne Mariucci Mgmt For For For 1.9 Elect Michael Melarkey Mgmt For For For 1.10 Elect Jeffrey Shaw Mgmt For For For 1.11 Elect Thomas Thomas Mgmt For For For 1.12 Elect Terrence Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STANDARD PARKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CUSIP 853790103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Biggs Mgmt For For For 1.2 Elect Karen Garrison Mgmt For For For 1.3 Elect Robert Roath Mgmt For For For 1.4 Elect Michael Roberts Mgmt For For For 1.5 Elect James Wilhelm Mgmt For For For 2 Increase of Authorized Common Mgmt For For For and Preferred Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Whiting Mgmt For For For 1.2 Elect Mark Bozek Mgmt For For For 1.3 Elect Iain Macdonald Mgmt For For For 1.4 Elect Michael DeLong Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYNERON MEDICAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELOS CUSIP M87245102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appointment of Auditor Mgmt For For For 2 Election of Directors Mgmt For Against Against 3 Increase in Authorized Capital Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raphael Benaroya ShrHldr N/A N/A N/A 1.2 Elect Jeremy Fingerman ShrHldr N/A N/A N/A 1.3 Elect Ross Glickman ShrHldr N/A N/A N/A 2 Ratification of Auditor ShrHldr N/A N/A N/A 3 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Repeal of Bylaw Amendments - ---------------------------------------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Malcolm Elvey Mgmt For For For 1.2 Elect Sally Kasaks Mgmt For For For 1.3 Elect Norman Matthews Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments - ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David A. Bell Mgmt For For For 2 Elect Robert A. Bowman Mgmt For For For 3 Elect Richard Karl Goeltz Mgmt For For For 4 Elect Joseph R. Gromek Mgmt For For For 5 Elect Sheila A. Hopkins Mgmt For For For 6 Elect Charles R. Perrin Mgmt For For For 7 Elect Nancy A. Reardon Mgmt For For For 8 Elect Donald L. Seeley Mgmt For For For 9 Elect Cheryl NIdo Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THOMPSON CREEK METALS COMPANY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TC CUSIP 884768102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Denis Arsenault Mgmt For For For 1.2 Elect Carol Banducci Mgmt For For For 1.3 Elect James Freer Mgmt For For For 1.4 Elect James Geyer Mgmt For For For 1.5 Elect Timothy Haddon Mgmt For For For 1.6 Elect Kevin Loughrey Mgmt For For For 1.7 Elect Thomas O'Neil Mgmt For For For 2 2010 Employee Stock Purchase Plan Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THORATEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS THOR CUSIP 885175307 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil F. Dimick Mgmt For For For 1.2 Elect Gerhard F. Burbach Mgmt For For For 1.3 Elect J. Daniel Cole Mgmt For For For 1.4 Elect Steven H. Collis Mgmt For For For 1.5 Elect Elisha W. Finney Mgmt For For For 1.6 Elect D. Keith Grossman Mgmt For For For 1.7 Elect Paul A. LaViolette Mgmt For For For 1.8 Elect Daniel M. Mulvena Mgmt For For For 2 Amendment to the 2006 Incentive Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CUSIP 892356106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Jack Bingleman Mgmt For For For 1.5 Elect Richard Frost Mgmt For For For 1.6 Elect Cynthia Jamison Mgmt For For For 1.7 Elect Gerard Jones Mgmt For For For 1.8 Elect George MacKenzie Mgmt For For For 1.9 Elect Edna Morris Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TTM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTMI CUSIP 87305R109 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bass Mgmt For For For 1.2 Elect Thomas Edman Mgmt For For For 1.3 Elect Tom Tang Chung Yen Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNION DRILLING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDRL CUSIP 90653P105 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Hoffen Mgmt For Withhold Against 1.2 Elect T.J. Glauthier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Tom Vadnais Mgmt For For For 1.5 Elect Jeffrey Rayport Mgmt For For For 1.6 Elect James Peters Mgmt For For For 1.7 Elect James Crouthamel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSEA CUSIP 922207105 02/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Xun (Eric) Chen Mgmt For For For 1.2 Elect Dennis Schmal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Sale of the Company - ---------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Henry Herrmann Mgmt For For For 1.2 Elect James Raines Mgmt For For For 1.3 Elect William Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMG CUSIP 934550104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Shelby Bonnie Mgmt For For For 1.3 Elect Richard Bressler Mgmt For Withhold Against 1.4 Elect John Connaughton Mgmt For Withhold Against 1.5 Elect Phyllis Grann Mgmt For For For 1.6 Elect Michele Hooper Mgmt For For For 1.7 Elect Scott Jaeckel Mgmt For Withhold Against 1.8 Elect Seth Lawry Mgmt For Withhold Against 1.9 Elect Thomas Lee Mgmt For Withhold Against 1.10 Elect Ian Loring Mgmt For Withhold Against 1.11 Elect Mark Nunnelly Mgmt For Withhold Against 1.12 Elect Scott Sperling Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Guillet Mgmt For For For 2 Elect Ronald Mittelstaedt Mgmt For For For 3 Amendment to the 2004 Equity Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WGL HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGL CUSIP 92924F106 03/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect George Clancy, Jr. Mgmt For For For 1.3 Elect James Dyke, Jr. Mgmt For For For 1.4 Elect Melvyn Estrin Mgmt For For For 1.5 Elect James Lafond Mgmt For For For 1.6 Elect Debra Lee Mgmt For Withhold Against 1.7 Elect Terry McCallister Mgmt For For For 1.8 Elect Karen Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Director Mgmt For For For Compensation Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Mgmt For For For Stock 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cohn Mgmt For For For 1.2 Elect Michael Joyce Mgmt For For For 1.3 Elect James Rulseh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Porter Mgmt For For For 2 Elect L. E. Simmons Mgmt For For For 3 Elect Steven Wheelwright Mgmt For For For 4 Increase Authorized Preferred Mgmt For Against Against Stock 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Mid Cap Growth Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dionisio Mgmt For For For 1.2 Elect Robert Lowe Mgmt For For For 1.3 Elect Norman Mineta Mgmt For For For 1.4 Elect William Rutledge Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Employee Stock Purchase Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Incentive Plan Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 2 Amendment to the 2004 Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Patrick Hassey Mgmt For For For 1.2 Elect Barbara Jeremiah Mgmt For For For 1.3 Elect John Turner Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Incentive Mgmt For For For Plan 9 Amendment to the 2005 Equity Incentive Mgmt For For For Plan 10 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Kane Mgmt For For For 2 Elect Cary McMillan Mgmt For For For 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Purchase Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles 5 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BED BATH & BEYOND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBBY CUSIP 075896100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Eisenberg Mgmt For For For 2 Elect Warren Eisenberg Mgmt For For For 3 Elect Steven Temares Mgmt For For For 4 Elect Dean Adler Mgmt For For For 5 Elect Stanley Barshay Mgmt For For For 6 Elect Klaus Eppler Mgmt For For For 7 Elect Patrick Gaston Mgmt For For For 8 Elect Jordan Heller Mgmt For For For 9 Elect Victoria Morrison Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Schlesinger Mgmt For For For 2 Elect Thomas Shields Mgmt For For For 3 Elect Herbert Zarkin Mgmt For For For 4 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jere Drummond Mgmt For For For 1.2 Elect Timothy Manganello Mgmt For For For 1.3 Elect John McKernan, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- BURGER KING HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKC CUSIP 121208201 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chidsey Mgmt For For For 1.2 Elect Richard Boyce Mgmt For For For 1.3 Elect David Brandon Mgmt For Withhold Against 1.4 Elect Ronald Dykes Mgmt For For For 1.5 Elect Peter Formanek Mgmt For For For 1.6 Elect Manuel Garcia Mgmt For For For 1.7 Elect Sanjeev Mehra Mgmt For For For 1.8 Elect Brian Swette Mgmt For For For 1.9 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Polacek Mgmt For For For 2 Elect ReBecca Roloff Mgmt For For For 3 Elect Michael Wickham Mgmt For For For 4 2010 Non-Equity Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Weidman Mgmt For For For 2 Elect Mark Rohr Mgmt For For For 3 Elect Farah Walters Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CEPHALON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEPH CUSIP 156708109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Baldino, Jr. Mgmt For Against Against 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Vaughn Kailian Mgmt For For For 5 Elect Kevin Moley Mgmt For For For 6 Elect Charles Sanders Mgmt For For For 7 Elect Gail Wilensky Mgmt For For For 8 Elect Dennis Winger Mgmt For For For 9 Amendment to the 2004 Equity Mgmt For Against Against Compensation Plan 10 Employee Stock Purchase Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Cordani Mgmt For For For 2 Elect Isaiah Harris, Jr. Mgmt For For For 3 Elect Jane Henney Mgmt For For For 4 Elect Donna Zarcone Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For For For Plan 7 Directors Equity Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- COLDWATER CREEK INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CWTR CUSIP 193068103 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Alexander Mgmt For For For 1.2 Elect Jerry Gramaglia Mgmt For For For 1.3 Elect Kay Isaacson-Leibowitz Mgmt For For For 2 Approval of the material terms of the Mgmt For Against Against Performance Criteria for Executive Incentive Compensation 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DELTA AIR LINES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- DEVRY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DV CUSIP 251893103 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darren Huston Mgmt For For For 1.2 Elect William Keevan Mgmt For For For 1.3 Elect Lyle Logan Mgmt For For For 1.4 Elect Julie McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Animal ShrHldr Against Against For Welfare - ---------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For Withhold Against 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For For For 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Employee Stock Option Exchange Program Mgmt For Against Against 12 Amendment to the 2000 Equity Incentive Mgmt For Against Against Plan 13 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FLOWSERVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLS CUSIP 34354P105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gayla Delly Mgmt For For For 1.2 Elect Rick Mills Mgmt For For For 1.3 Elect Charles Rampacek Mgmt For For For 1.4 Elect William Rusnack Mgmt For For For 1.5 Elect Mark Blinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Dirk Kempthorne Mgmt For For For 3 Elect Robert Pallash Mgmt For For For 4 Elect William Walter Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- H. J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Add Right of Holders of Mgmt For For For 25% of Voting Power to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Brian Goldner Mgmt For For For 1.8 Elect Jack Greenberg Mgmt For For For 1.9 Elect Alan Hassenfeld Mgmt For For For 1.10 Elect Tracy Leinbach Mgmt For For For 1.11 Elect Edward Philip Mgmt For For For 1.12 Elect Alfred Verrecchia Mgmt For For For 2 Amendment to the Restated 2003 Stock Mgmt For Against Against Incentive Performance Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWITT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEW CUSIP 42822Q100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judson Green Mgmt For For For 1.2 Elect Michael Greenlees Mgmt For For For 1.3 Elect Steven Stanbrook Mgmt For For For 1.4 Elect Stacey Mobley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ILLUMINA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ILMN CUSIP 452327109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Grint Mgmt For For For 1.2 Elect David Walt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 09/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Option Exchange Program for Mgmt For For For Eligible Employees - ---------------------------------------------------------------------------------------------------------------- INTERSIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIL CUSIP 46069S109 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 2 Employee Stock Option Exchange Program Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JACK IN THE BOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JACK CUSIP 466367109 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Alpert Mgmt For For For 1.2 Elect David Goebel Mgmt For For For 1.3 Elect Murray Hutchison Mgmt For For For 1.4 Elect Linda Lang Mgmt For For For 1.5 Elect Michael Murphy Mgmt For For For 1.6 Elect David Tehle Mgmt For For For 1.7 Elect Winifred Webb Mgmt For For For 2 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Equity Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bollenbach Mgmt For Against Against 2 Elect Timothy Finchem Mgmt For Against Against 3 Elect Kenneth Jastrow, II Mgmt For Against Against 4 Elect Robert Johnson Mgmt For Against Against 5 Elect Melissa Lora Mgmt For Against Against 6 Elect Michael McCaffery Mgmt For Against Against 7 Elect Jeffrey Mezger Mgmt For Against Against 8 Elect Leslie Moonves Mgmt For Against Against 9 Elect Luis Nogales Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 2010 Equity Incentive Plan Mgmt For For For 12 Shareholder Proposal Regarding Pay for ShrHldr Against For Against Superior Performance 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Proponent Engagement Process - ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Knight Mgmt For For For 1.2 Elect Randy Knight Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 2 Amendment to the 2005 Executive Cash Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEAPFROG ENTERPRISES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For Against Against 2 Amendment to the 2002 Equity Incentive Mgmt For Against Against Plan - ---------------------------------------------------------------------------------------------------------------- LEAPFROG ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Chiasson Mgmt For Withhold Against 1.2 Elect Jeffrey Katz Mgmt For Withhold Against 1.3 Elect Thomas Kalinske Mgmt For Withhold Against 1.4 Elect Paul Marinelli Mgmt For Withhold Against 1.5 Elect Stanley Maron Mgmt For For For 1.6 Elect E. Stanton McKee, Jr. Mgmt For For For 1.7 Elect David Nagel Mgmt For For For 1.8 Elect Philip Simon Mgmt For Withhold Against 1.9 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Adam Mgmt For For For 1.2 Elect Raymond Dittamore Mgmt For For For 1.3 Elect Arnold Levine Mgmt For For For 1.4 Elect Bradley Lorimier Mgmt For For For 1.5 Elect David U'Prichard Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Adoption of Majority Vote for Election of Directors) 4 Amendment to the Certificate of Mgmt For For For Incorporation of the Company (Elimination of Supermajority Requirement) 5 Amendment to the Bylaws of the Company Mgmt For For For (Adoption of Majority Vote for Election of Directors) 6 Amendment to the Bylaws of the Company Mgmt For For For (Elimination of Supermajority Provisions) 7 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MASSEY ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MEE CUSIP 576206106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Dan Moore Mgmt For Withhold Against 1.3 Elect Baxter Phillips, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Progress Report 4 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Incentive Mgmt For Against Against Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MOLEX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MOLX CUSIP 608554101 10/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michelle Collins Mgmt For For For 1.2 Elect Fred Krehbiel Mgmt For Withhold Against 1.3 Elect David Landsittel Mgmt For For For 1.4 Elect Joe Laymon Mgmt For For For 1.5 Elect James Metcalf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect Robert Chrenc Mgmt For For For 3 Elect John Gaulding Mgmt For For For 4 Elect Edmund Giambastiani, Jr. Mgmt For For For 5 Elect Cynthia McCague Mgmt For For For 6 Elect Jeffrey Rayport Mgmt For For For 7 Elect Roberto Tunioli Mgmt For For For 8 Elect Timothy Yates Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYGN CUSIP 62855J104 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Henderson Mgmt For For For 1.2 Elect S. Louise Phanstiel Mgmt For For For 2 Amendment to the 2003 Employee, Mgmt For Against Against Director and Consultant Stock Option Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Pay for ShrHldr Against For Against Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Warmenhoven Mgmt For For For 1.2 Elect Donald Valentine Mgmt For For For 1.3 Elect Jeffry Allen Mgmt For For For 1.4 Elect Alan Earhart Mgmt For For For 1.5 Elect Thomas Georgens Mgmt For For For 1.6 Elect Mark Leslie Mgmt For For For 1.7 Elect Nicholas Moore Mgmt For For For 1.8 Elect George Shaheen Mgmt For For For 1.9 Elect Robert Wall Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For Against Against Plan (to Increase the Number of Shares Issuable as Full-Value Awards) 3 Amendment to the Automatic Option Mgmt For For For Grant Program for Non-Employee Directors Under the 1999 Stock Option Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Amendment to the Executive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For Against Against 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For Against Against 5 Elect Patrick Hackett Mgmt For Against Against 6 Elect William Janeway Mgmt For Against Against 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Amendment to the 2000 Stock Plan Mgmt For For For 10 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Gaither Mgmt For For For 2 Elect Jen-Hsun Huang Mgmt For For For 3 Elect A. Brooke Seawell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 686091109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence O'Reilly Mgmt For For For 2 Elect Rosalie O'Reilly-Wooten Mgmt For For For 3 Elect Thomas Hendrickson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For For For 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect Michael Larson Mgmt For For For 1.7 Elect Paul Sweeney Mgmt For Withhold Against 1.8 Elect David Press Mgmt For For For 1.9 Elect Walter Segsworth Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Amendment to Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glynis A. Bryan Mgmt For For For 2 Elect T. Michael Glenn Mgmt For For For 3 Elect David H. Y. Ho Mgmt For For For 4 Elect William T. Monahan Mgmt For For For 5 Amendment to the 2008 Omnibus Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Fuller Mgmt For For For 1.2 Elect Robert Raynolds Mgmt For For For 1.3 Elect Stephen Smiley Mgmt For For For 1.4 Elect Christopher Viggiano Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Equity Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Donegan Mgmt For For For 1.2 Elect Vernon Oechsle Mgmt For For For 1.3 Elect Rick Schmidt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Ball Mgmt For For For 1.2 Elect John Colson Mgmt For For For 1.3 Elect John Conaway Mgmt For For For 1.4 Elect Ralph DiSibio Mgmt For For For 1.5 Elect Bernard Fried Mgmt For For For 1.6 Elect Louis Golm Mgmt For For For 1.7 Elect Worthing Jackman Mgmt For For For 1.8 Elect Bruce Ranck Mgmt For For For 1.9 Elect John Wilson Mgmt For For For 1.10 Elect Pat Wood, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- QUICKSILVER RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KWK CUSIP 74837R104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anne Darden Self Mgmt For Withhold Against 1.2 Elect Steven Morris Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Amendment to the 2005 Equity-Based Mgmt For Against Against Compensation Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RF MICRO DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RFMD CUSIP 749941100 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffrey Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For For For 1.6 Elect Masood Jabbar Mgmt For For For 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Option Exchange Program Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Floyd Mgmt For For For 1.2 Elect Christopher Schaepe Mgmt For For For 1.3 Elect James Swartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- ROCKWOOD HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROC CUSIP 774415103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Seifi Ghasemi Mgmt For For For 1.2 Elect Sheldon Erikson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Krouse, Jr. Mgmt For For For 1.2 Elect Kevin Beebe Mgmt For For For 1.3 Elect Jack Langer Mgmt For For For 1.4 Elect Jeffrey Stoops Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 2010 Performance and Equity Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- SEAGATE TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS STX CUSIP G7945J104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect William Bradley Mgmt For For For 4 Elect David Marquardt Mgmt For For For 5 Elect Lydia Marshall Mgmt For For For 6 Elect Albert Pimentel Mgmt For For For 7 Elect C.S. Park Mgmt For For For 8 Elect Gregorio Reyes Mgmt For For For 9 Elect John Thompson Mgmt For For For 10 Elect Edward Zander Mgmt For For For 11 Amendment to the Employee Stock Mgmt For For For Purchase Plan 12 Employee Stock Option Exchange Program Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Fitzpatrick Mgmt For For For 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Miller Mgmt For For For 1.2 Elect Jack Schuler Mgmt For For For 1.3 Elect Thomas Brown Mgmt For For For 1.4 Elect Rod Dammeyer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect Jonathan Lord Mgmt For For For 1.7 Elect John Patience Mgmt For For For 1.8 Elect James W.P. Reid-Anderson Mgmt For For For 1.9 Elect Ronald Spaeth Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SUNOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUN CUSIP 86764P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Edwards Mgmt For For For 1.2 Elect Lynn Elsenhans Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Rosemarie Greco Mgmt For For For 1.5 Elect John Jones, III Mgmt For For For 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For For For 2 Senior Executive Incentive Plan Mgmt For For For 3 Long-Term Performance Enhancement Plan Mgmt For For For III 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Bell Mgmt For For For 1.2 Elect William Bieber Mgmt For For For 1.3 Elect Theodore Bigos Mgmt For For For 1.4 Elect William Cooper Mgmt For For For 1.5 Elect Thomas Cusick Mgmt For For For 1.6 Elect Luella Goldberg Mgmt For For For 1.7 Elect George Johnson Mgmt For For For 1.8 Elect Vance Opperman Mgmt For For For 1.9 Elect Gregory Pulles Mgmt For For For 1.10 Elect Gerald Schwalbach Mgmt For For For 1.11 Elect Douglas Scovanner Mgmt For For For 1.12 Elect Ralph Strangis Mgmt For For For 1.13 Elect Barry Winslow Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against For Against Eliminating Supermajority Provisions 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing - ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Stock and Option Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Reserves to Mgmt For For For Other Reserves 15 Increase in Authorized Share Capital Mgmt For For For 16 Increase and Allocation of Conditional Mgmt For For For Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John McNabb II Mgmt For For For 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Compensation Mgmt For Against Against Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ZUMIEZ INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZUMZ CUSIP 989817101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William M. Barnum Mgmt For For For 2 Elect Gerald F. Ryles Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Partner Mid Cap Value Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Edward F. Limato Mgmt For Against Against 2 Elect Director Robert A. Rosholt Mgmt For Against Against 3 Elect Director Craig R. Stapleton Mgmt For Against Against 4 Elect Director Elizabeth M. Lee Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Approve Omnibus Stock Plan Mgmt For For For 7 Require Independent Board Chairman ShrHldr Against Against For 8 Declassify the Board of Directors ShrHldr Against For Against 9 Adopt ILO Based Code of Conduct ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Frank M. Clark Mgmt For Against Against 2 Elect Director Betsy Z. Cohen Mgmt For Against Against 3 Elect Director Molly J. Coye Mgmt For For For 4 Elect Director Roger N. Farah Mgmt For Against Against 5 Elect Director Barbara Hackman Franklin Mgmt For Against Against 6 Elect Director Jeffrey E. Garten Mgmt For Against Against 7 Elect Director Earl G. Graves Mgmt For For For 8 Elect Director Gerald Greenwald Mgmt For For For 9 Elect Director Ellen M. Hancock Mgmt For For For 10 Elect Director Richard J. Harrington Mgmt For For For 11 Elect Director Edward J. Ludwig Mgmt For For For 12 Elect Director Joseph P. Newhouse Mgmt For For For 13 Elect Director Ronald A. Williams Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Approve Omnibus Stock Plan Mgmt For For For 16 Approve Non-Employee Director Omnibus Mgmt For For For Stock Plan 17 Amend Executive Incentive Bonus Plan Mgmt For For For 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- AIRGAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARG CUSIP 009363102 08/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James W. Hovey Mgmt For For For 1.2 Elect Director Paula A. Sneed Mgmt For For For 1.3 Elect Director David M. Stout Mgmt For For For 1.4 Elect Director Ellen C. Wolf Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joel S. Marcus Mgmt For For For 1.2 Elect Director Richard B. Jennings Mgmt For For For 1.3 Elect Director John L. Atkins, III Mgmt For For For 1.4 Elect Director Richard H. Klein Mgmt For For For 1.5 Elect Director James H. Richardson Mgmt For For For 1.6 Elect Director Martin A. Simonetti Mgmt For For For 1.7 Elect Director Alan G. Walton Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael L. Bennett Mgmt For For For 1.2 Elect Director Darryl B. Hazel Mgmt For For For 1.3 Elect Director David A. Perdue Mgmt For For For 1.4 Elect Director Judith D. Pyle Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frances D. Cook Mgmt For For For 1.2 Elect Director Martin C. Faga Mgmt For For For 1.3 Elect Director Ronald R. Fogleman Mgmt For For For 1.4 Elect Director Douglas L. Maine Mgmt For For For 1.5 Elect Director Roman Martinez, IV Mgmt For For For 1.6 Elect Director Daniel J. Murphy Mgmt For For For 1.7 Elect Director Mark H. Ronald Mgmt For For For 1.8 Elect Director William G. Van Dyke Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stanley L. Clark Mgmt For For For 1.2 Elect Director Andrew E. Lietz Mgmt For For For 1.3 Elect Director Martin H. Loeffler Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bryce Blair Mgmt For For For 1.2 Elect Director Bruce A. Choate Mgmt For For For 1.3 Elect Director John J. Healy, Jr. Mgmt For For For 1.4 Elect Director Timothy J. Naughton Mgmt For For For 1.5 Elect Director Lance R. Primis Mgmt For For For 1.6 Elect Director Peter S. Rummell Mgmt For For For 1.7 Elect Director H. Jay Sarles Mgmt For For For 1.8 Elect Director W. Edward Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Nancy L. Leaming Mgmt For For For 2 Elect Director Brian S. Posner Mgmt For For For 3 Elect Director Eric K. Rowinsky Mgmt For For For 4 Elect Director Stephen A. Sherwin Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan - ---------------------------------------------------------------------------------------------------------------- BJ WHOLESALE CLUB, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leonard A. Schlesinger Mgmt For For For 2 Elect Director Thomas J. Shields Mgmt For For For 3 Elect Director Herbert J Zarkin Mgmt For For For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Purchase Poultry from Suppliers Using ShrHldr Against Against For CAK - ---------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mortimer B. Zuckerman Mgmt For For For 1.2 Elect Director Carol B. Einiger Mgmt For For For 1.3 Elect Director Jacob A. Frenkel Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For and Eliminate Plurality Voting Standard For Election of Directors 3 Ratify Auditors Mgmt For For For 4 Prepare a Sustainability Report ShrHldr Against For Against 5 Require Independent Board Chairman ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Theodore E. Martin Mgmt For For For 1.2 Elect Director Anthony Welters Mgmt For For For 1.3 Elect Director Tony L. White Mgmt For For For 1.4 Elect Director David M. Barrett, Ph.D. Mgmt For For For 1.5 Elect Director John C. Kelly Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Prepare Sustainability Report ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 09/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Raymond J. Bromark Mgmt For For For 2 Elect Director Gary J. Fernandes Mgmt For For For 3 Elect Director Kay Koplovitz Mgmt For For For 4 Elect Director Christopher B. Lofgren Mgmt For For For 5 Elect Director William E. McCracken Mgmt For For For 6 Elect Director John A. Swainson Mgmt For For For 7 Elect Director Laura S. Unger Mgmt For For For 8 Elect Director Arthur F. Weinbach Mgmt For For For 9 Elect Director Renato (Ron) Zambonini Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Amend Executive Bonus Program ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- CAMPBELL SOUP CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edmund M. Carpenter Mgmt For For For 1.2 Elect Director Paul R. Charron Mgmt For For For 1.3 Elect Director Douglas R. Conant Mgmt For For For 1.4 Elect Director Bennett Dorrance Mgmt For For For 1.5 Elect Director Harvey Golub Mgmt For For For 1.6 Elect Director Lawrence C. Karlson Mgmt For For For 1.7 Elect Director Randall W. Larrimore Mgmt For For For 1.8 Elect Director Mary Alice D. Malone Mgmt For For For 1.9 Elect Director Sara Mathew Mgmt For For For 1.10 Elect Director William D. Perez Mgmt For For For 1.11 Elect Director Charles R. Perrin Mgmt For For For 1.12 Elect Director A. Barry Rand Mgmt For For For 1.13 Elect Director Nick Schreiber Mgmt For For For 1.14 Elect Director Archbold D. Van Beuren Mgmt For For For 1.15 Elect Director Les C. Vinney Mgmt For For For 1.16 Elect Director Charlotte C. Weber Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CENTURYTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Bruce Hanks Mgmt For For For 1.2 Elect Director C. G. Melville, Jr. Mgmt For For For 1.3 Elect Director William A. Owens Mgmt For For For 1.4 Elect Director Glen F. Post, III Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Approve Executive Incentive Bonus Mgmt For For For Plan 5 Report on Internet Network Management ShrHldr Against For Against Practices Regarding Privacy and Freedom of Expression 6 Limit Executive Compensation ShrHldr Against Against For 7 Stock Retention/Holding Period ShrHldr Against Against For 8 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert C. Arzbaecher Mgmt For For For 1.2 Elect Director Edward A. Schmitt Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLEARWIRE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLWR CUSIP 18538Q105 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig O. McCaw Mgmt For For For 1.2 Elect Director Jose A. Collazo Mgmt For For For 1.3 Elect Director Keith O. Cowan Mgmt For For For 1.4 Elect Director Peter L.S. Currie Mgmt For For For 1.5 Elect Director Steven L. Elfman Mgmt For For For 1.6 Elect Director Dennis S. Hersch Mgmt For For For 1.7 Elect Director Daniel R. Hesse Mgmt For For For 1.8 Elect Director Frank Ianna Mgmt For For For 1.9 Elect Director Brian P. McAndrews Mgmt For For For 1.10 Elect Director William T. Morrow Mgmt For For For 1.11 Elect Director Theodore H. Schell Mgmt For For For 1.12 Elect Director Arvind Sodhani Mgmt For For For 1.13 Elect Director John W. Stanton Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald C. Cambre Mgmt For For For 1.2 Elect Director Joseph A. Carrabba Mgmt For For For 1.3 Elect Director Susan M. Cunningham Mgmt For For For 1.4 Elect Director Barry J. Eldridge Mgmt For For For 1.5 Elect Director Susan M. Green Mgmt For For For 1.6 Elect Director Janice K. Henry Mgmt For For For 1.7 Elect Director James F. Kirsch Mgmt For For For 1.8 Elect Director Francis R. McAllister Mgmt For For For 1.9 Elect Director Roger Phillips Mgmt For For For 1.10 Elect Director Richard K. Riederer Mgmt For For For 1.11 Elect Director Alan Schwartz Mgmt For For For 2 Reduce Supermajority Vote Requirement Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For For For 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Lochner, Jr Mgmt For For For 1.7 Elect Director Michael T. Monahan Mgmt For For For 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect Director Kenneth L. Way Mgmt For For For 1.10 Elect Director John B. Yasinsky Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Quantitative GHG Goals for ShrHldr Against Against For Products and Operations 4 Report on Coal Combustion Waste ShrHldr Against Against For Hazard and Risk Mitigation Efforts - ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ralph W. Babb, Jr. Mgmt For For For 2 Elect Director James F. Cordes Mgmt For For For 3 Elect Director Jacqueline P. Kane Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For Against Against Executive Officers' Compensation 6 Amend Omnibus Stock Plan Mgmt For Against Against 7 Declassify the Board of Directors Mgmt For For For 8 Eliminate Supermajority Vote ShrHldr Against For Against Requirement 9 Claw-back of Payments under ShrHldr Against For Against Restatements 10 Pay For Superior Performance ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- COMMSCOPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTV CUSIP 203372107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boyd L. George Mgmt For For For 1.2 Elect Director George N. Hutton Mgmt For For For 1.3 Elect Director Katsuhiko (Kat) Okubo Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CONAGRA FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mogens C. Bay Mgmt For For For 1.2 Elect Director Stephen G. Butler Mgmt For For For 1.3 Elect Director Steven F. Goldstone Mgmt For For For 1.4 Elect Director Joie A. Gregor Mgmt For For For 1.5 Elect Director Rajive Johri Mgmt For For For 1.6 Elect Director W.g. Jurgensen Mgmt For For For 1.7 Elect Director Richard H. Lenny Mgmt For For For 1.8 Elect Director Ruth Ann Marshall Mgmt For For For 1.9 Elect Director Gary M. Rodkin Mgmt For For For 1.10 Elect Director Andrew J. Schindler Mgmt For For For 1.11 Elect Director Kenneth E. Stinson Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Bonus Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CONCHO RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CXO CUSIP 20605P101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ray M. Poage Mgmt For For For 1.2 Elect Director A. Wellford Tabor Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CINS G24140108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Reelect Stephen G. Butler as Director Mgmt For For For 1.2 Reelect Dan F. Smith as Director Mgmt For For For 1.3 Reelect Gerald B. Smith as Director Mgmt For For For 1.4 Reelect Mark S. Thompson as Director Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve Ernst & Young as Auditors and Mgmt For For For Authorize the Audit Committee to Fix Their Remuneration 4 Authorize Share Repurchase of any Mgmt For For For Subsidiary of the Company 5 Authorise Reissuance of Repurchased Mgmt For For For Shares - ---------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CINS G24182100 08/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Court Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Bermuda Mgmt For For For to Ireland through Scheme of Arrangement 2 Approve the Creation of Distributable Mgmt For For For Reserves - ---------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert J. Bernhard Mgmt For For For 2 Elect Director Franklin R. Chang-Diaz Mgmt For For For 3 Elect Director Robert K. Herdman Mgmt For For For 4 Elect Director Alexis M. Herman Mgmt For For For 5 Elect Director N. Thomas Linebarger Mgmt For For For 6 Elect Director William I. Miller Mgmt For For For 7 Elect Director Georgia R. Nelson Mgmt For For For 8 Elect Director Theodore M. Solso Mgmt For For For 9 Elect Director Carl Ware Mgmt For For For 10 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard A. Magnuson Mgmt For For For 1.2 Elect Director Michael F. Foust Mgmt For For For 1.3 Elect Director Laurence A. Chapman Mgmt For For For 1.4 Elect Director Kathleen Earley Mgmt For For For 1.5 Elect Director Ruann F. Ernst, Ph.D. Mgmt For For For 1.6 Elect Director Dennis E. Singleton Mgmt For For For 1.7 Elect Director Robert H. Zerbst Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DISH NETWORK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DISH CUSIP 25470M109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Defranco Mgmt For For For 1.2 Elect Director Cantey Ergen Mgmt For For For 1.3 Elect Director Charles W. Ergen Mgmt For For For 1.4 Elect Director Steven R. Goodbarn Mgmt For For For 1.5 Elect Director Gary S. Howard Mgmt For For For 1.6 Elect Director David K. Moskowitz Mgmt For Withhold Against 1.7 Elect Director Tom A. Ortolf Mgmt For For For 1.8 Elect Director Carl E. Vogel Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dan A. Emmett Mgmt For For For 1.2 Elect Director Jordan L. Kaplan Mgmt For For For 1.3 Elect Director Kenneth M. Panzer Mgmt For For For 1.4 Elect Director Leslie E. Bider Mgmt For For For 1.5 Elect Director Ghebre Selassie Mgmt For For For Mehreteab 1.6 Elect Director Thomas E. O'Hern Mgmt For For For 1.7 Elect Director Andrea Rich Mgmt For For For 1.8 Elect Director William Wilson III Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert D. Biggs Mgmt For For For 1.2 Elect Director Pamela B. Morris Mgmt For For For 1.3 Elect Director Ned J. Sifferlen Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alexander P. Shukis Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Todd M. Bluedorn Mgmt For For For 2 Elect Director Christopher M. Connor Mgmt For For For 3 Elect Director Michael J. Critelli Mgmt For For For 4 Elect Director Charles E. Golden Mgmt For For For 5 Elect Director Ernie Green Mgmt For For For 6 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jagjeet S. Bindra Mgmt For For For 1.2 Elect Director Vanessa C.L. Chang Mgmt For For For 1.3 Elect Director France A. Cordova Mgmt For For For 1.4 Elect Director Theodore F. Craver, Jr. Mgmt For For For 1.5 Elect Director Charles B. Curtis Mgmt For For For 1.6 Elect Director Bradford M. Freeman Mgmt For For For 1.7 Elect Director Luis G. Nogales Mgmt For For For 1.8 Elect Director Ronald L. Olson Mgmt For For For 1.9 Elect Director James M. Rosser Mgmt For For For 1.10 Elect Director Richard T. Schlosberg, Mgmt For For For III 1.11 Elect Director Thomas C. Sutton Mgmt For For For 1.12 Elect Director Brett White Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 4 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith R. Guericke Mgmt For For For 1.2 Elect Director Issie N. Rabinovitch Mgmt For For For 1.3 Elect Director Thomas E. Randlett Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CINS G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth J. Duffy as Director Mgmt For For For 1.2 Elect Joseph V. Taranto as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Darryl F. Allen Mgmt For For For 1.2 Elect Director Ulysses L. Bridgeman, Jr. Mgmt For For For 1.3 Elect Director Emerson L. Brumback Mgmt For For For 1.4 Elect Director James P. Hackett Mgmt For For For 1.5 Elect Director Gary R. Heminger Mgmt For For For 1.6 Elect Director Jewell D. Hoover Mgmt For For For 1.7 Elect Director Kevin T. Kabat Mgmt For For For 1.8 Elect Director Mitchel D. Livingston, Mgmt For For For PhD 1.9 Elect Director Hendrik G. Meijer Mgmt For For For 1.10 Elect Director John J. Schiff, Jr. Mgmt For For For 1.11 Elect Director Dudley S. Taft Mgmt For For For 1.12 Elect Director Marsha C. Williams Mgmt For For For 2 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 3 Eliminate Cumulative Voting Mgmt For For For 4 Permit Board to Amend Bylaws Without Mgmt For For For Shareholder Consent 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 6 Ratify Auditors Mgmt For For For 7 Require Independent Board Chairman ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FHN CUSIP 320517105 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Mark A. Emkes Mgmt For For For 1.3 Elect Director D. Bryan Jordan Mgmt For For For 1.4 Elect Director R. Brad Martin Mgmt For For For 1.5 Elect Director Vicki R. Palmer Mgmt For For For 1.6 Elect Director Michael D. Rose Mgmt For For For 1.7 Elect Director William B. Sansom Mgmt For For For 1.8 Elect Director Luke Yancy III Mgmt For For For 2 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul T. Addison Mgmt For Withhold Against 1.2 Elect Director Anthony J. Alexander Mgmt For Withhold Against 1.3 Elect Director Michael J. Anderson Mgmt For Withhold Against 1.4 Elect Director Carol A. Cartwright Mgmt For Withhold Against 1.5 Elect Director William T. Cottle Mgmt For Withhold Against 1.6 Elect Director Robert B. Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Director Ernest J. Novak, Jr. Mgmt For Withhold Against 1.8 Elect Director Catherine A. Rein Mgmt For Withhold Against 1.9 Elect Director George M. Smart Mgmt For Withhold Against 1.10 Elect Director Wes M. Taylor Mgmt For Withhold Against 1.11 Elect Director Jesse T. Williams, Sr. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Amend Bylaws -- Call Special Meetings ShrHldr Against For Against 4 Stock Retention/Holding Period ShrHldr Against Against For 5 Provide Right to Act by Written ShrHldr Against For Against Consent 6 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ---------------------------------------------------------------------------------------------------------------- FLUOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FLR CUSIP 343412102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James T. Hackett Mgmt For For For 2 Elect Director Kent Kresa Mgmt For For For 3 Elect Director Nader H. Sultan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Require Independent Board Chairman ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- FMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FMC CUSIP 302491303 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Brondeau Mgmt For For For 1.2 Elect Director Dirk A. Kempthorne Mgmt For For For 1.3 Elect Director Robert C. Pallash Mgmt For For For 1.4 Elect Director William G. Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Loren K. Carroll Mgmt For For For 1.2 Elect Director Patrick R. McDonald Mgmt For For For 1.3 Elect Director Raymond. I. Wilcox Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOSSIL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOSL CUSIP 349882100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Declassify the Board of Directors Mgmt For For For 2.1 Elect Director Elaine Agather Mgmt For For For 2.2 Elect Director Michael W. Barnes Mgmt For For For 2.3 Elect Director Jeffrey N. Boyer Mgmt For For For 2.4 Elect Director Kosta N. Kartsotis Mgmt For For For 2.5 Elect Director Elysia Holt Ragusa Mgmt For For For 2.6 Elect Director Jal S. Shroff Mgmt For For For 2.7 Elect Director James E. Skinner Mgmt For For For 2.8 Elect Director Michael Steinberg Mgmt For For For 2.9 Elect Director Donald J. Stone Mgmt For For For 2.10 Elect Director James M. Zimmerman Mgmt For For For 2.11 Elect Director Elaine Agather Mgmt For For For 2.12 Elect Director Jal S. Shroff Mgmt For For For 2.13 Elect Director Donald J. Stone Mgmt For For For 3 Approve Executive Incentive Bonus Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven W. Alesio Mgmt For For For 2 Elect Director Michael D. Fraizer Mgmt For For For 3 Elect Director Nancy J. Karch Mgmt For For For 4 Elect Director J. Robert "Bob" Kerrey Mgmt For For For 5 Elect Director Risa J. Lavizzo-Mourey Mgmt For For For 6 Elect Director Christine B. Mead Mgmt For For For 7 Elect Director Thomas E. Moloney Mgmt For For For 8 Elect Director James A. Parke Mgmt For For For 9 Elect Director James S. Riepe Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GXP CUSIP 391164100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David L. Bodde Mgmt For Withhold Against 1.2 Elect Director Michael J. Chesser Mgmt For For For 1.3 Elect Director William H. Downey Mgmt For For For 1.4 Elect Director Randall C. Ferguson, Jr. Mgmt For For For 1.5 Elect Director Gary D. Forsee Mgmt For Withhold Against 1.6 Elect Director James A. Mitchell Mgmt For Withhold Against 1.7 Elect Director William C. Nelson Mgmt For Withhold Against 1.8 Elect Director John J. Sherman Mgmt For For For 1.9 Elect Director Linda H. Talbott Mgmt For Withhold Against 1.10 Elect Director Robert H. West Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Judith Blumenthal Mgmt For For For 1.2 Elect Director Anthony Chidoni Mgmt For For For 1.3 Elect Director Paul Marciano Mgmt For For For 2 Amend Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- H&R BLOCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRB CUSIP 093671105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan M. Bennett Mgmt For For For 1.2 Elect Director Thomas M. Bloch Mgmt For For For 1.3 Elect Director Richard C. Breeden Mgmt For For For 1.4 Elect Director Robert A. Gerard Mgmt For For For 1.5 Elect Director Len J. Lauer Mgmt For For For 1.6 Elect Director David B. Lewis Mgmt For For For 1.7 Elect Director Tom D. Seip Mgmt For For For 1.8 Elect Director L. Edward Shaw, Jr. Mgmt For For For 1.9 Elect Director Russell P. Smyth Mgmt For For For 1.10 Elect Director Christianna Wood Mgmt For For For 2 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- H. J. HEINZ CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director W.R. Johnson Mgmt For For For 2 Elect Director C.E. Bunch Mgmt For For For 3 Elect Director L.S. Coleman, Jr. Mgmt For For For 4 Elect Director J.G. Drosdick Mgmt For For For 5 Elect Director E.E. Holiday Mgmt For For For 6 Elect Director C. Kendle Mgmt For For For 7 Elect Director D.R. O Hare Mgmt For For For 8 Elect Director N. Peltz Mgmt For For For 9 Elect Director D.H. Reilley Mgmt For For For 10 Elect Director L.C. Swann Mgmt For For For 11 Elect Director T.J. Usher Mgmt For For For 12 Elect Director M.F. Weinstein Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Provide Right to Call Special Mgmt For For For Meeting - ---------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOG CUSIP 412822108 04/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry K. Allen Mgmt For For For 1.2 Elect Director Richard I. Beattie Mgmt For For For 1.3 Elect Director Judson C. Green Mgmt For For For 1.4 Elect Director N. Thomas Linebarger Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Amend Bonus Plan Mgmt For For For 4 Amend Non-Employee Director Omnibus Mgmt For For For Stock Plan 5 Ratify Auditors Mgmt For For For 6 Approve the Adoption of Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Roberts M. Baylis Mgmt For For For 2 Elect Director Willard W. Brittain, Jr. Mgmt For For For 3 Elect Director Terence C. Golden Mgmt For For For 4 Elect Director Ann McLaughlin Mgmt For For For Korologos 5 Elect Director Richard E. Marriott Mgmt For For For 6 Elect Director John B. Morse, Jr. Mgmt For For For 7 Elect Director Gordon H. Smith Mgmt For For For 8 Elect Director W. Edward Walter Mgmt For For For 9 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nolan D. Archibald Mgmt For For For 1.2 Elect Director H. William Mgmt For For For Lichtenberger 1.3 Elect Director M. Anthony Burns Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IAC/INTERACTIVECORP TICKER SECURITY ID: MEETING DATE MEETING STATUS IACI CUSIP 44919P508 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edgar Bronfman, Jr. Mgmt For Withhold Against 1.2 Elect Director Barry Diller Mgmt For For For 1.3 Elect Director Victor A. Kaufman Mgmt For For For 1.4 Elect Director Donald R. Keough Mgmt For For For 1.5 Elect Director Bryan Lourd Mgmt For For For 1.6 Elect Director Arthur C. Martinez Mgmt For For For 1.7 Elect Director David Rosenblatt Mgmt For For For 1.8 Elect Director Alan G. Spoon Mgmt For For For 1.9 Director Alexander von Furstenberg Mgmt For Withhold Against 1.10 Elect Director Richard F. Zannino Mgmt For For For 1.11 Elect Director Michael P. Zeisser Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors David J. Bronczek Mgmt For For For 1.2 Elect Directors Lynn Laverty Elsenhans Mgmt For For For 1.3 Elect Directors John V. Faraci Mgmt For For For 1.4 Elect Directors Stacey J. Mobley Mgmt For For For 1.5 Elect Directors John L. Townsend, III Mgmt For For For 1.6 Elect Directors William G. Walter Mgmt For For For 1.7 Elect Directors J. Steven Whisler Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INVESCO LTD. (FORMERLY INVESCO PLC) TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CINS G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph R. Canion as Director Mgmt For For For 1.2 Elect Edward P. Lawrence as Director Mgmt For For For 1.3 Elect James I. Robertson as Director Mgmt For For For 1.4 Elect Phoebe A. Wood as Director Mgmt For For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- J. C. PENNEY COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCP CUSIP 708160106 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Colleen C. Barrett Mgmt For For For 2 Elect Director M. Anthony Burns Mgmt For For For 3 Elect Director Maxine K. Clark Mgmt For For For 4 Elect Director Thomas J. Engibous Mgmt For For For 5 Elect Director Kent B. Foster Mgmt For For For 6 Elect Director G.B. Laybourne Mgmt For For For 7 Elect Director Burl Osborne Mgmt For For For 8 Elect Director Leonard H. Roberts Mgmt For For For 9 Elect Director Javier G. Teruel Mgmt For For For 10 Elect Director R. Gerald Turner Mgmt For For For 11 Elect Director Myron E. Ullman, III Mgmt For For For 12 Elect Director Mary Beth West Mgmt For For For 13 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Richard M. Weil Mgmt For For For 2 Elect Director G. Andrew Cox Mgmt For For For 3 Elect Director Deborah R. Gatzek Mgmt For For For 4 Elect Director Robert T. Parry Mgmt For For For 5 Elect Director Jock Patton Mgmt For For For 6 Ratify Auditors Mgmt For For For 7 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JCI CUSIP 478366107 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Abney Mgmt For For For 1.2 Elect Director Robert L. Barnett Mgmt For For For 1.3 Elect Director Eugenio Clariond Mgmt For For For Reyes-Retana 1.4 Elect Director Jeffrey A. Joerres Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ---------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lu M. Cordova Mgmt For For For 1.2 Elect Director Terrence P. Dunn Mgmt For For For 1.3 Elect Director Antonio O. Garza, Jr. Mgmt For For For 1.4 Elect Director David L. Starling Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald W. Dollens Mgmt For For For 1.2 Elect Director Catherine M. Burzik Mgmt For For For 1.3 Elect Director John P. Byrnes Mgmt For For For 1.4 Elect Director Harry R. Jacobson Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEXMARK INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXK CUSIP 529771107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul J. Curlander Mgmt For For For 2 Elect Director Kathi P. Seifert Mgmt For For For 3 Elect Director Jean-Paul L. Montupet Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LINTA CUSIP 53071M104 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Malone Mgmt For For For 1.2 Elect Director Robert R. Bennett Mgmt For For For 1.3 Elect Director M. Ian G. Gilchrist Mgmt For For For 1.4 Elect Director Andrea L. Wong Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Avery Mgmt For For For 1.2 Elect Director William H. Cunningham Mgmt For For For 1.3 Elect Director William Porter Payne Mgmt For For For 1.4 Elect Director Patrick S. Pittard Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Mgmt For For For Uncontested Election of Directors 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Swanson, Jr. Mgmt For For For 1.2 Elect Director David S. Lee Mgmt For Withhold Against 1.3 Elect Director Lothar Maier Mgmt For For For 1.4 Elect Director Richard M. Moley Mgmt For Withhold Against 1.5 Elect Director Thomas S. Volpe Mgmt For Withhold Against 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Approve Executive Incentive Bonus Mgmt For For For Plan 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brent D. Baird Mgmt For For For 1.2 Elect Director Robert J. Bennett Mgmt For For For 1.3 Elect Director C. Angela Bontempo Mgmt For For For 1.4 Elect Director Robert T. Brady Mgmt For Withhold Against 1.5 Elect Director Michael D. Buckley Mgmt For For For 1.6 Elect Director T. Jefferson Mgmt For For For Cunningham, III 1.7 Elect Director Mark J. Czarnecki Mgmt For For For 1.8 Elect Director Colm E. Doherty Mgmt For For For 1.9 Elect Director Gary N. Geisel Mgmt For For For 1.10 Elect Director Patrick W.E. Hodgson Mgmt For For For 1.11 Elect Director Richard G. King Mgmt For For For 1.12 Elect Director Jorge G. Pereira Mgmt For For For 1.13 Elect Director Michael P. Pinto Mgmt For For For 1.14 Elect Director Melinda R. Rich Mgmt For For For 1.15 Elect Director Robert E. Sadler, Jr. Mgmt For For For 1.16 Elect Director Herbert L. Washington Mgmt For For For 1.17 Elect Director Robert G. Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie M. Baker Mgmt For For For 1.2 Elect Director Zachary W. Carter Mgmt For For For 1.3 Elect Director Brian Duperreault Mgmt For For For 1.4 Elect Director Oscar Fanjul Mgmt For For For 1.5 Elect Director H. Edward Hanway Mgmt For For For 1.6 Elect Director Gwendolyn S. King Mgmt For For For 1.7 Elect Director Bruce P. Nolop Mgmt For For For 1.8 Elect Director Marc D. Oken Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Provide Right to Act by Written ShrHldr Against Against For Consent - ---------------------------------------------------------------------------------------------------------------- MARSHALL & ILSLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MI CUSIP 571837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon F. Chait Mgmt For For For 1.2 Elect Director John W. Daniels, Jr. Mgmt For For For 1.3 Elect Director Mark F. Furlong Mgmt For For For 1.4 Elect Director Ted D. Kellner Mgmt For For For 1.5 Elect Director Dennis J. Kuester Mgmt For For For 1.6 Elect Director David J. Lubar Mgmt For For For 1.7 Elect Director Katharine C. Lyall Mgmt For For For 1.8 Elect Director John A. Mellowes Mgmt For For For 1.9 Elect Director San W. Orr, Jr. Mgmt For For For 1.10 Elect Director Robert J. O'Toole Mgmt For For For 1.11 Elect Director Peter M. Platten, III Mgmt For For For 1.12 Elect Director John S. Shiely Mgmt For For For 1.13 Elect Director George E. Wardeberg Mgmt For For For 1.14 Elect Director James B. Wigdale Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Mgmt For For For Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TAP CUSIP 60871R209 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors John E. Cleghorn Mgmt For For For 1.2 Elect Directors Charles M. Herington Mgmt For Withhold Against 1.3 Elect Directors David P. O'Brien Mgmt For Withhold Against - ---------------------------------------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Scott S. Cowen Mgmt For For For 2 Elect Director Cynthia A. Montgomery Mgmt For For For 3 Elect Director Michael B. Polk Mgmt For For For 4 Elect Director Michael A. Todman Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lee K. Boothby Mgmt For For For 1.2 Elect Director Philip J. Burguieres Mgmt For For For 1.3 Elect Director Pamela J. Gardner Mgmt For For For 1.4 Elect Director John Randolph Kemp III Mgmt For For For 1.5 Elect Director J. Michael Lacey Mgmt For For For 1.6 Elect Director Joseph H. Netherland Mgmt For For For 1.7 Elect Director Howard H. Newman Mgmt For For For 1.8 Elect Director Thomas G. Ricks Mgmt For For For 1.9 Elect Director Juanita F. Romans Mgmt For For For 1.10 Elect Director C. E. (Chuck) Shultz Mgmt For For For 1.11 Elect Director J. Terry Strange Mgmt For For For 2 Approve Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard H. Booth Mgmt For For For 1.2 Elect Director John S. Clarkeson Mgmt For For For 1.3 Elect Director Cotton M. Cleveland Mgmt For For For 1.4 Elect Director Sanford Cloud, Jr. Mgmt For For For 1.5 Elect Director E. Gail De Planque Mgmt For For For 1.6 Elect Director John G. Graham Mgmt For For For 1.7 Elect Director Elizabeth T. Kennan Mgmt For For For 1.8 Elect Director Kenneth R. Leibler Mgmt For For For 1.9 Elect Director Robert E. Patricelli Mgmt For For For 1.10 Elect Director Charles W. Shivery Mgmt For For For 1.11 Elect Director John F. Swope Mgmt For For For 1.12 Elect Director Dennis R. Wraase Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian J. Kennedy Mgmt For For For 1.2 Elect Director John F. O'Reilly Mgmt For For For 1.3 Elect Director Michael W. Yackira Mgmt For For For 2 Amend Qualified Employee Stock Mgmt For For For Purchase Plan 3 Ratify Auditors Mgmt For For For 4 Reduce Supermajority Vote Requirement ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- NVR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVR CUSIP 62944T105 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Manuel H. Johnson Mgmt For For For 2 Elect Director David A. Preiser Mgmt For For For 3 Elect Director John M. Toups Mgmt For For For 4 Elect Director Paul W. Whetsell Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Declassify the Board of Directors Mgmt For For For 7 Approve Omnibus Stock Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OII CUSIP 675232102 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David S. Hooker Mgmt For For For 1.2 Elect Director Harris J. Pappas Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Daniel McCranie Mgmt For For For 1.2 Elect Director Emmanuel T. Hernandez Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Larry D. Brady Mgmt For For For 2 Elect Director K. Dane Brooksher Mgmt For For For 3 Elect Director Robert J. Darnall Mgmt For For For 4 Elect Director Mary R. Henderson Mgmt For For For 5 Elect Director N. Thomas Linebarger Mgmt For For For 6 Elect Director Roger B. Porter Mgmt For For For 7 Elect Director Richard L. Wambold Mgmt For For For 8 Elect Director Norman H. Wesley Mgmt For For For 9 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul A. Lacy Mgmt For For For 1.2 Elect Director Michael E. Porter Mgmt For Withhold Against 1.3 Elect Director Robert P. Schechter Mgmt For For For 2 Approve Executive Incentive Bonus Mgmt For For For Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William E. Kassling Mgmt For For For 1.2 Elect Director Robert J. Kohlhepp Mgmt For For For 1.3 Elect Director Giulio Mazzalupi Mgmt For For For 1.4 Elect Director Klaus-Peter Muller Mgmt For For For 1.5 Elect Director Joseph M. Scaminace Mgmt For For For 1.6 Elect Director Wolfgang R. Schmitt Mgmt For For For 1.7 Elect Director Markos I. Tambakeras Mgmt For For For 1.8 Elect Director James L. Wainscott Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Require Independent Board Chairman ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CINS G6852T105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares in Connection with Mgmt For For For Acquisition of PARIS RE Holdings Limited 2 Approve Increase in Size of Board Mgmt For For For from 11 to 12 3 Amend the 2005 Employee Equity Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PENN CUSIP 707569109 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Wesley R. Edens Mgmt For Withhold Against 1.2 Elect Director Robert P. Levy Mgmt For For For 1.3 Elect Director Barbara Z. Shattuck Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Declassify the Board of Directors ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Glynis A. Bryan Mgmt For For For 2 Elect Director T. Michael Glenn Mgmt For For For 3 Elect Director David H. Y. Ho Mgmt For For For 4 Elect Director William T. Monahan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward N. Basha, Jr. Mgmt For For For 1.2 Elect Director Donald E. Brandt Mgmt For For For 1.3 Elect Director Susan Clark-Johnson Mgmt For For For 1.4 Elect Director Denis A. Cortese Mgmt For For For 1.5 Elect Director Michael L. Gallagher Mgmt For For For 1.6 Elect Director Pamela Grant Mgmt For For For 1.7 Elect Director Roy A. Herberger, Jr. Mgmt For For For 1.8 Elect Director Humberto S. Lopez Mgmt For For For 1.9 Elect Director Kathryn L. Munro Mgmt For For For 1.10 Elect Director Bruce J. Nordstrom Mgmt For For For 1.11 Elect Director W. Douglas Parker Mgmt For For For 2 Provide Right to Call Special Meeting Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart E. Graham Mgmt For For For 1.2 Elect Director Stuart Heydt Mgmt For For For 1.3 Elect Director Craig A. Rogerson Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Amend Articles/Bylaws/Charter -- Call ShrHldr Against For Against Special Meetings 5 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael T. Dan Mgmt For For For 2 Elect Director C. Daniel Gelatt Mgmt For For For 3 Elect Director Sandra L. Helton Mgmt For For For 4 Elect Director Larry D. Zimpleman Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Teresa Beck Mgmt For For For 1.2 Elect Director R.d. Cash Mgmt For For For 1.3 Elect Director James A. Harmon Mgmt For For For 1.4 Elect Director Robert E. McKee Mgmt For For For 1.5 Elect Director Gary G. Michael Mgmt For For For 1.6 Elect Director Charles B. Stanley Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Mgmt For For For Plan 6 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RRC CUSIP 75281A109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles L. Blackburn Mgmt For For For 2 Elect Director Anthony V. Dub Mgmt For For For 3 Elect Director V. Richard Eales Mgmt For For For 4 Elect Director Allen Finkelson Mgmt For For For 5 Elect Director James M. Funk Mgmt For For For 6 Elect Director Jonathan S. Linker Mgmt For For For 7 Elect Director Kevin S. McCarthy Mgmt For For For 8 Elect Director John H. Pinkerton Mgmt For For For 9 Elect Director Jeffrey L. Ventura Mgmt For For For 10 Amend Omnibus Stock Plan Mgmt For For For 11 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RJF CUSIP 754730109 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Shelley G. Broader Mgmt For For For 1.2 Elect Director Francis S. Godbold Mgmt For For For 1.3 Elect Director H.W. Habermeyer, Jr. Mgmt For For For 1.4 Elect Director Chet Helck Mgmt For For For 1.5 Elect Director Thomas A. James Mgmt For For For 1.6 Elect Director Paul C. Reilly Mgmt For For For 1.7 Elect Director Robert P. Saltzman Mgmt For For For 1.8 Elect Director Kenneth A. Shields Mgmt For For For 1.9 Elect Director Hardwick Simmons Mgmt For For For 1.10 Elect Director Susan N. Story Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Executive Incentive Bonus Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director James E. O Connor Mgmt For For For 2 Election Director John W. Croghan Mgmt For For For 3 Election Director James W. Crownover Mgmt For For For 4 Election Director William J. Flynn Mgmt For For For 5 Election Director David I. Foley Mgmt For For For 6 Election Director Michael Larson Mgmt For For For 7 Election Director Nolan Lehmann Mgmt For For For 8 Election Director W. Lee Nutter Mgmt For For For 9 Election Director Ramon A. Rodriguez Mgmt For For For 10 Election Director Allan C. Sorensen Mgmt For For For 11 Election Director John M. Trani Mgmt For For For 12 Election Director Michael W. Wickham Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Report on Political Contributions ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David I. Fuente Mgmt For For For 2 Elect Director Eugene A. Renna Mgmt For For For 3 Elect Director Abbie J. Smith Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Amend Qualified Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven A. Burd Mgmt For For For 2 Elect Director Janet E. Grove Mgmt For For For 3 Elect Director Mohan Gyani Mgmt For For For 4 Elect Director Paul Hazen Mgmt For For For 5 Elect Director Frank C. Herringer Mgmt For For For 6 Elect Director Kenneth W. Oder Mgmt For For For 7 Elect Director Arun Sarin Mgmt For For For 8 Elect Director Michael S. Shannon Mgmt For For For 9 Elect Director William Y. Tauscher Mgmt For For For 10 Provide Right to Call Special Mgmt For For For Meeting 11 Ratify Auditors Mgmt For For For 12 Restore or Provide for Cumulative ShrHldr Against Against For Voting 13 Adopt Global Warming Principles ShrHldr Against Against For 14 Adopt a Policy in which the Company ShrHldr Against For Against will not Make or Promise to Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using ShrHldr Against Against For CAK - ---------------------------------------------------------------------------------------------------------------- SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joshua W. Martin, III Mgmt For For For 1.2 Elect Director James M. Micali Mgmt For For For 1.3 Elect Director Harold C. Stowe Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ann Torre Bates Mgmt For For For 2 Elect Director William M. Mgmt For For For Diefenderfer, III 3 Elect Director Diane Suitt Gilleland Mgmt For For For 4 Elect Director Earl A. Goode Mgmt For For For 5 Elect Director Ronald F. Hunt Mgmt For For For 6 Elect Director Albert L. Lord Mgmt For For For 7 Elect Director Michael E. Martin Mgmt For For For 8 Elect Director Barry A. Munitz Mgmt For For For 9 Elect Director Howard H. Newman Mgmt For For For 10 Elect Director A. Alexander Porter, Jr. Mgmt For For For 11 Elect Director Frank C. Puleo Mgmt For For For 12 Elect Director Wolfgang Schoellkopf Mgmt For For For 13 Elect Director Steven L. Shapiro Mgmt For For For 14 Elect Director J. Terry Strange Mgmt For For For 15 Elect Director Anthony P. Terracciano Mgmt For For For 16 Elect Director Barry L. Williams Mgmt For For For 17 Approve Stock Option Exchange Mgmt For For For Program 18 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SNAP-ON INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SNA CUSIP 833034101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John F. Fiedler Mgmt For For For 2 Elect Director James P. Holden Mgmt For For For 3 Elect Director W. Dudley Lehman Mgmt For For For 4 Elect Director Edward H. Rensi Mgmt For For For 5 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director Robert R. Bennett Mgmt For For For 2 Election Director Gordon M. Bethune Mgmt For For For 3 Election Director Larry C. Glasscock Mgmt For For For 4 Election Director James H. Hance, Jr. Mgmt For For For 5 Election Director Daniel R. Hesse Mgmt For For For 6 Election Director V. Janet Hill Mgmt For For For 7 Election Director Frank Ianna Mgmt For For For 8 Election Director Sven-Christer Mgmt For For For Nilsson 9 Election Director William R. Nuti Mgmt For For For 10 Election Director Rodney O' Neal Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Approve Repricing of Options Mgmt For For For 13 Report on Political Contributions ShrHldr Against Against For 14 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation 15 Provide Right to Act by Written ShrHldr Against For Against Consent - ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith E. Busse Mgmt For For For 1.2 Elect Director Mark D. Millett Mgmt For For For 1.3 Elect Director Ricahrd P. Teets, Jr. Mgmt For For For 1.4 Elect Director John C. Bates Mgmt For For For 1.5 Elect Director Frank D. Byrne Mgmt For For For 1.6 Elect Director Paul B. Edgerley Mgmt For For For 1.7 Elect Director Richard J. Freeland Mgmt For For For 1.8 Elect Director Dr. Jurgen Kolb Mgmt For For For 1.9 Elect Director James C. Marcuccilli Mgmt For For For 1.10 Elect Director Joseph D. Ruffolo Mgmt For For For 1.11 Elect Director Gabriel L. Shaheen Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Beall, II Mgmt For For For 2 Elect Director Alston D. Correll Mgmt For For For 3 Elect Director Jeffrey C. Crowe Mgmt For For For 4 Elect Director Patricia C. Frist Mgmt For For For 5 Elect Director Blake P. Garrett, Jr. Mgmt For For For 6 Elect Director David H. Hughes Mgmt For For For 7 Elect Director M. Douglas Ivester Mgmt For For For 8 Elect Director J. Hicks Lanier Mgmt For For For 9 Elect Director William A. Mgmt For For For Linnenbringer 10 Elect Director G. Gilmer Minor, III Mgmt For For For 11 Elect Director Larry L. Prince Mgmt For For For 12 Elect Director Frank S. Royal, M.D. Mgmt For For For 13 Elect Director Thomas R. Watjen Mgmt For For For 14 Elect Director James M. Wells, III Mgmt For For For 15 Elect Director Karen Hastie Williams Mgmt For For For 16 Elect Director Phail Wynn, Jr. Mgmt For For For 17 Amend Management Incentive Bonus Plan Mgmt For For For 18 Ratify Auditors Mgmt For For For 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Prepare Sustainability Report ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For For For 2 Elect Director Michael A. Bradley Mgmt For For For 3 Elect Director Albert Carnesale Mgmt For For For 4 Elect Director Edwin J. Gillis Mgmt For For For 5 Elect Director Paul J. Tufano Mgmt For For For 6 Elect Director Roy A. Vallee Mgmt For For For 7 Elect Director Patricia S. Wolpert Mgmt For For For 8 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Martha O. Hesse Mgmt For N/A N/A 1.2 Elect Director Dennis McGlone Mgmt For N/A N/A 1.3 Elect Director Henry R. Slack Mgmt For N/A N/A 2 Ratify Auditors Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John N. Lilly ShrHldr For N/A N/A 1.2 Elect Director David A. Wilson ShrHldr For N/A N/A 1.3 Elect Director Irving B. Yoskowitz ShrHldr For N/A N/A - ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kathleen M. Bader Mgmt For For For 2 Elect Director R. Kerry Clark Mgmt For For For 3 Elect Director Ivor J. Evans Mgmt For For For 4 Elect Director Lord Powell of Mgmt For For For Bayswater 5 Elect Director James L. Ziemer Mgmt For For For 6 Approve Option Exchange Program Mgmt For For For 7 Declassify the Board of Directors and Mgmt For For For Adjust Par Value of Preferred Stock 8 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel Boggan, Jr. Mgmt For For For 1.2 Elect Director Richard H. Carmona Mgmt For For For 1.3 Elect Director Tully M. Friedman Mgmt For For For 1.4 Elect Director George J. Harad Mgmt For For For 1.5 Elect Director Donald R. Knauss Mgmt For For For 1.6 Elect Director Robert W. Matschullat Mgmt For For For 1.7 Elect Director Gary G. Michael Mgmt For For For 1.8 Elect Director Edward A. Mueller Mgmt For For For 1.9 Elect Director Jan L. Murley Mgmt For For For 1.10 Elect Director Pamela Thomas-Graham Mgmt For For For 1.11 Elect Director Carolyn M. Ticknor Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Require Independent Board Chairman ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert B. Allardice, Mgmt For For For III 2 Elect Director Trevor Fetter Mgmt For For For 3 Elect Director Paul G. Kirk, Jr. Mgmt For For For 4 Elect Director Liam E. McGee Mgmt For For For 5 Elect Director Gail J. McGovern Mgmt For For For 6 Elect Director Michael G. Morris Mgmt For For For 7 Elect Director Thomas A. Renyi Mgmt For For For 8 Elect Director Charles B. Strauss Mgmt For For For 9 Elect Director H. Patrick Swygert Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Approve Omnibus Stock Plan Mgmt For For For 12 Amend Executive Incentive Bonus Mgmt For For For Plan 13 Reimburse Proxy Contest Expenses ShrHldr Against For Against - ---------------------------------------------------------------------------------------------------------------- THE J. M. SMUCKER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul J. Dolan Mgmt For Against Against 2 Elect Director Nancy Lopez Knight Mgmt For Against Against 3 Elect Director Gary A. Oatey Mgmt For Against Against 4 Elect Director Alex Shumate Mgmt For Against Against 5 Elect Director Timothy P. Smucker Mgmt For Against Against 6 Ratify Auditors Mgmt For For For 7 Eliminate Cumulative Voting Mgmt For For For 8 Adopt Majority Voting for Uncontested Mgmt For For For Election of Directors 9 Approve Board to Amend the Amendment Mgmt For For For Regulations to the Extent Permitted By Law - ---------------------------------------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PGR CUSIP 743315103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Stuart B. Burgdoerfer Mgmt For For For 2 Elect Director Lawton W. Fitt Mgmt For For For 3 Elect Director Peter B. Lewis Mgmt For For For 4 Elect Director Patrick H. Nettles, Mgmt For For For Ph.D 5 Elect Director Glenn M. Renwick Mgmt For For For 6 Approve Omnibus Stock Plan and Mgmt For For For Performance Criteria 7 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS VMC CUSIP 929160109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas J. McGregor Mgmt For For For 1.2 Elect Director Vincent J. Trosino Mgmt For For For 1.3 Elect Director Philip J. Carroll, Jr. Mgmt For Withhold Against 1.4 Elect Director James V. Napier Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Require a Majority Vote for the ShrHldr Against For Against Election of Directors - ---------------------------------------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Robert Berkley, Jr. Mgmt For For For 1.2 Elect Director Ronald E. Blaylock Mgmt For For For 1.3 Elect Director Mark E. Brockbank Mgmt For For For 1.4 Elect Director Mary C. Farrell Mgmt For For For 2 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CINS H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3.1 Reelect Bernard Duroc-Danner as Mgmt For For For Director 3.2 Elect Samuel Bodman as Director Mgmt For For For 3.3 Reelect David Butters as Director Mgmt For Against Against 3.4 Reelect Nicholas Brady as Director Mgmt For For For 3.5 Reelect William Macauly as Director Mgmt For Against Against 3.6 Reelect Robert Millard as Director Mgmt For Against Against 3.7 Reelect Robert Moses as Director Mgmt For Against Against 3.8 Elect Guilliermo Ortiz as Director Mgmt For For For 3.9 Elect Emyr Parry as Director Mgmt For For For 3.10 Reelect Robert Rayne as Director Mgmt For Against Against 4 Ratify Ernst & Young LLP as Mgmt For For For Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor 5 Approve Reclassification of CHF 475 Mgmt For For For Million of Legal Reserves to Other Reserves 6 Approve Creation of CHF 439.9 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Increase Existing Pool of Conditional Mgmt For For For Capital without Preemptive Rights to CHF 439.9 Million 8 Approve Weatherfor International Ltd. Mgmt For For For 2010 Omnibus Incentive Plan for Key Employees 9 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas L. Aller Mgmt For For For 1.2 Elect Director Thomas P. Briggs Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WSH CINS G96655108 12/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Court Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Mgmt For For For Bermuda to Ireland via a Scheme of Arrangement 2 Approve the Creation of Mgmt For For For Distributable Reserves - ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect DirectorFredric W. Corrigan Mgmt For For For 1.2 Elect Director Richard K. Davis Mgmt For For For 1.3 Elect Director Benjamin G.S. Fowke, Mgmt For For For III 1.4 Elect Director Richard C. Kelly Mgmt For For For 1.5 Elect Director Albert F. Moreno Mgmt For For For 1.6 Elect Director Christopher J. Mgmt For For For Policinski 1.7 Elect Director A. Patricia Sampson Mgmt For For For 1.8 Elect Director David A. Westerlund Mgmt For For For 1.9 Elect Director Kim Williams Mgmt For For For 1.10 Elect Director Timothy V. Wolf Mgmt For For For 2 Approve Executive Incentive Bonus Mgmt For For For Plan 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named ShrHldr Against For Against Executive Officers' Compensation - ---------------------------------------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CINS G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Mauriello as Director Mgmt For For For 1.2 Elect Eugene M. McQuade as Director Mgmt For For For 1.3 Elect Clayton S. Rose as Director Mgmt For For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors - ---------------------------------------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CINS G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reincorporation from Cayman Mgmt For For For Islands to Ireland through Scheme of Arrangement 1.2 Adjourn Special Scheme Meeting Mgmt For For For 2 Approve Distributable Reserves Proposal Mgmt For For For 3 Amend Articles -- Approve Director Mgmt For For For Nomination Procedures Proposal 4 Change Company Name to XL Group Ltd. Mgmt For For For 5 Adjourn Extraordinary General Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Mid Cap Stock Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- AEROPOSTALE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARO CUSIP 007865108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Julian Geiger Mgmt For For For 1.2 Elect Bodil Arlander Mgmt For For For 1.3 Elect Ronald Beegle Mgmt For For For 1.4 Elect John Haugh Mgmt For For For 1.5 Elect Robert Chavez Mgmt For For For 1.6 Elect Mindy Meads Mgmt For For For 1.7 Elect John Howard Mgmt For For For 1.8 Elect David Vermylen Mgmt For For For 1.9 Elect Karin Hirtler-Garvey Mgmt For For For 1.10 Elect Evelyn Dilsaver Mgmt For For For 1.11 Elect Thomas Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Thomson Leighton Mgmt For For For 2 Elect Paul Sagan Mgmt For For For 3 Elect Naomi Seligman Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect R. William Ide III Mgmt For For For 1.3 Elect Richard Morrill Mgmt For For For 1.4 Elect Jim Nokes Mgmt For For For 1.5 Elect Barry Perry Mgmt For For For 1.6 Elect Mark Rohr Mgmt For For For 1.7 Elect John Sherman, Jr. Mgmt For For For 1.8 Elect Charles Stewart Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Incentive Plan 3 Amendment to the 2008 Mgmt For For For Stock Compensation Plan for Non-Employee Directors 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Bennett Mgmt For For For 1.2 Elect Darryl Hazel Mgmt For For For 1.3 Elect David Perdue Mgmt For For For 1.4 Elect Judith Pyle Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Mgmt For For For Stock Incentive Plan - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken Der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 2010 Employee Stock Mgmt For For For Purchase Plan 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Walter Kunerth Mgmt For For For 1.3 Elect Lars Nyberg Mgmt For For For 1.4 Elect Lars Westerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BLL CUSIP 058498106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Hayes Mgmt For Withhold Against 1.2 Elect Hanno Fiedler Mgmt For Withhold Against 1.3 Elect John Lehman Mgmt For Withhold Against 1.4 Elect Georgia Nelson Mgmt For Withhold Against 1.5 Elect Erik van der Kaay Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock and Cash Mgmt For For For Incentive Plan 4 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal ShrHldr Against For Against Regarding Redemption of Poison Pill - ---------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Richard Hamermesh Mgmt For For For 1.3 Elect Amin Khoury Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Mgmt For Against Against Long-Term Incentive Plan 4 Shareholder Proposal ShrHldr Against Against For Regarding MacBride Principles 5 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Long Term Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report - ---------------------------------------------------------------------------------------------------------------- CAREER EDUCATION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CECO CUSIP 141665109 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Chookaszian Mgmt For For For 2 Elect David Devonshire Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect Gregory Jackson Mgmt For For For 5 Elect Thomas Lally Mgmt For For For 6 Elect Steven Lesnik Mgmt For For For 7 Elect Gary McCullough Mgmt For For For 8 Elect Edward Snyder Mgmt For For For 9 Elect Leslie Thornton Mgmt For For For 10 Amendment to the Employee Mgmt For For For Stock Purchase Plan 11 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CBS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CBS CUSIP 124857202 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For For For 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For For For 1.6 Elect Leonard Goldberg Mgmt For For For 1.7 Elect Bruce Gordon Mgmt For For For 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Doug Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Mgmt For Against Against Executive Short-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRL CUSIP 159864107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Foster Mgmt For For For 1.2 Elect Nancy Chang Mgmt For For For 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For For For 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For For For 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Douglas Rogers Mgmt For For For 1.9 Elect Samuel Thier Mgmt For For For 1.10 Elect William Waltrip Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Mgmt For For For Bonus Incentive Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Cambre Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Susan Cunningham Mgmt For For For 1.4 Elect Barry Eldridge Mgmt For For For 1.5 Elect Susan Green Mgmt For For For 1.6 Elect Janice Henry Mgmt For For For 1.7 Elect James Kirsch Mgmt For For For 1.8 Elect Francis McAllister Mgmt For For For 1.9 Elect Roger Phillips Mgmt For For For 1.10 Elect Richard Riederer Mgmt For For For 1.11 Elect Alan Schwartz Mgmt For For For 2 Elimination of Mgmt For For For Supermajority Requirement 3 Amendment to the 2007 Mgmt For For For Incentive Equity Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote 9 Shareholder Proposal ShrHldr Against Against For Regarding Recoupment of Executive Compensation 10 Shareholder Proposal ShrHldr Against Against For Regarding Pay for Superior Performance - ---------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CMC CUSIP 201723103 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rhys Best Mgmt For For For 1.2 Elect Richard Kelson Mgmt For For For 1.3 Elect Murray McClean Mgmt For For For 2 2010 Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2006 Mgmt For For For Long-Term Equity Incentive Plan 4 Amendment to the 1999 Mgmt For For For Non-Employee Director Stock Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Mgmt For Against Against Rights Plan - ---------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRK CUSIP 205768203 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cecil Martin, Jr. Mgmt For For For 1.2 Elect Nancy Underwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUZ CUSIP 222795106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Erskine Bowles Mgmt For For For 1.2 Elect Tom Charlesworth Mgmt For For For 1.3 Elect James Edwards Mgmt For For For 1.4 Elect Lawrence Mgmt For For For Gellerstedt, III 1.5 Elect Lillian Giornelli Mgmt For For For 1.6 Elect S. Taylor Glover Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect William Harrison, Jr. Mgmt For For For 1.9 Elect William Porter Payne Mgmt For For For 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dale Crandall Mgmt For For For 2 Elect Elizabeth Tallett Mgmt For For For 3 Elect Allen Wise Mgmt For For For 4 Elect Joseph Swedish Mgmt For For For 5 Elect Michael Stocker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report 8 Shareholder Proposal ShrHldr Against Against For Regarding Report of Ratio Between Executive and Employee Pay 9 Shareholder Proposal ShrHldr Against For Against Regarding Using Multiple Metrics For Executive Performance Measures - ---------------------------------------------------------------------------------------------------------------- CROWN HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCK CUSIP 228368106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jenne Britell Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Arnold Donald Mgmt For For For 1.4 Elect William Little Mgmt For For For 1.5 Elect Hans Loliger Mgmt For For For 1.6 Elect Thomas Ralph Mgmt For For For 1.7 Elect Hugues du Rouret Mgmt For For For 1.8 Elect Alan Rutherford Mgmt For For For 1.9 Elect Jim Turner Mgmt For For For 1.10 Elect William Urkiel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Mgmt For For For Award Plan - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Mgmt For Against Against Common Stock - ---------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Biggs Mgmt For For For 1.2 Elect Pamela Morris Mgmt For For For 1.3 Elect Ned Sifferlen Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Mgmt For For For Common Stock 2 Increase of Authorized Mgmt For Against Against Preferred Stock - ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Mgmt For For For Incentive Plan 5 Amendment to the 2008 Mgmt For For For Equity Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Baily Mgmt For For For 1.2 Elect Norman Barham Mgmt For For For 1.3 Elect Galen Barnes Mgmt For For For 1.4 Elect David Cash Mgmt For For For 1.5 Elect William Jewett Mgmt For For For 1.6 Elect Steven Carlsen* Mgmt For For For 1.7 Elect David Cash* Mgmt For For For 1.8 Elect William Jewett* Mgmt For For For 1.9 Elect Alan Barlow** Mgmt For For For 1.10 Elect William Bolinder** Mgmt For For For 1.11 Elect Steven Carlsen** Mgmt For For For 1.12 Elect David Cash** Mgmt For For For 1.13 Elect Simon Minshall** Mgmt For For For 1.14 Elect Brendan O'Neill** Mgmt For For For 1.15 Elect Alan Barlow*** Mgmt For For For 1.16 Elect William Bolinder*** Mgmt For For For 1.17 Elect Steven Carlsen*** Mgmt For For For 1.18 Elect David Cash*** Mgmt For For For 1.19 Elect Simon Minshall*** Mgmt For For For 1.20 Elect Brendan O'Neill*** Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Equity Incentive Plan - ---------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Mgmt For For For Annual Incentive Plan - ---------------------------------------------------------------------------------------------------------------- EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For For For 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Bevier Mgmt For For For 2 Elect Alan Higginson Mgmt For For For 3 Elect John McAdam Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.8 Elect Catherine Rein Mgmt For Withhold Against 1.9 Elect George Smart Mgmt For Withhold Against 1.10 Elect Wes Taylor Mgmt For Withhold Against 1.11 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 4 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares After Retirement 5 Shareholder Proposal ShrHldr Against For Against Regarding Right to Act by Written Consent 6 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Loren Carroll Mgmt For For For 1.2 Elect Patrick McDonald Mgmt For For For 1.3 Elect Raymond Wilcox Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Mgmt For For For Incentive Bonus Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect John Molbeck, Jr. Mgmt For For For 1.7 Elect James Oesterreicher Mgmt For For For 1.8 Elect Robert Rosholt Mgmt For For For 1.9 Elect Christopher Williams Mgmt For For For 1.10 Elect Scott Wise Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HP CUSIP 423452101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hans Helmerich Mgmt For For For 1.2 Elect Paula Marshall Mgmt For For For 1.3 Elect Randy Foutch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HENRY SCHEIN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSIC CUSIP 806407102 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanley Bergman Mgmt For For For 1.2 Elect Gerald Benjamin Mgmt For For For 1.3 Elect James Breslawski Mgmt For For For 1.4 Elect Mark Mlotek Mgmt For For For 1.5 Elect Steven Paladino Mgmt For For For 1.6 Elect Barry Alperin Mgmt For For For 1.7 Elect Paul Brons Mgmt For For For 1.8 Elect Donald Kabat Mgmt For For For 1.9 Elect Philip Laskawy Mgmt For For For 1.10 Elect Karyn Mashima Mgmt For For For 1.11 Elect Norman Matthews Mgmt For For For 1.12 Elect Bradley Sheares Mgmt For For For 1.13 Elect Louis Sullivan Mgmt For For For 2 Amendment to the 1996 Mgmt For Against Against Non-Employee Director Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For For For 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Mgmt For Against Against Jr. 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Neil Springer Mgmt For For For 1.2 Elect Ruby Chandy Mgmt For For For 2 Amendment to the Mgmt For Against Against Incentive Award Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pradeep Sindhu Mgmt For For For 1.2 Elect Robert Calderoni Mgmt For For For 1.3 Elect William Meehan Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEYCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS KEY CUSIP 493267108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bares Mgmt For For For 1.2 Elect Joseph Carrabba Mgmt For For For 1.3 Elect Carol Cartwright Mgmt For For For 1.4 Elect Alexander Cutler Mgmt For For For 1.5 Elect Elizabeth Gile Mgmt For For For 1.6 Elect Ruth Ann Gillis Mgmt For For For 1.7 Elect Kristen Manos Mgmt For For For 1.8 Elect Eduardo Menasce Mgmt For For For 1.9 Elect Henry Meyer III Mgmt For For For 1.10 Elect Edward Stack Mgmt For For For 1.11 Elect Thomas Stevens Mgmt For For For 2 2010 Equity Compensation Plan Mgmt For For For 3 Amendment to Authorized Mgmt For For For Preferred Stock 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation - ---------------------------------------------------------------------------------------------------------------- KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Dollens Mgmt For For For 1.2 Elect Catherine Burzik Mgmt For For For 1.3 Elect John Byrnes Mgmt For For For 1.4 Elect Harry Jacobson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote Mgmt For For For for Election of Directors 3 Amendment to the Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Akins Mgmt For For For 1.2 Elect Robert Bond Mgmt For For For 1.3 Elect Kiran Patel Mgmt For For For 1.4 Elect David Wang Mgmt For For For 2 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 3 Amendment to the Mgmt For For For Performance Bonus Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Mgmt For For For Compensation Plan 14 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote 15 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- KROGER CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS KR CUSIP 501044101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Reuben Anderson Mgmt For For For 2 Elect Robert Beyer Mgmt For For For 3 Elect David Dillon Mgmt For For For 4 Elect Susan Kropf Mgmt For For For 5 Elect John LaMacchia Mgmt For For For 6 Elect David Lewis Mgmt For For For 7 Elect W. Rodney McMullen Mgmt For For For 8 Elect Jorge Montoya Mgmt For For For 9 Elect Clyde Moore Mgmt For For For 10 Elect Susan Phillips Mgmt For For For 11 Elect Steven Rogel Mgmt For For For 12 Elect James Runde Mgmt For For For 13 Elect Ronald Sargent Mgmt For For For 14 Elect Bobby Shackouls Mgmt For For For 15 Adoption of Majority Vote Mgmt For For For for Election of Directors 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHldr Against Against For Regarding Report on Climate Change - ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LINCARE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LNCR CUSIP 532791100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Frank Byrne Mgmt For For For 1.5 Elect William Miller III Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Mgmt For For For Awards Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gina Boswell Mgmt For For For 1.2 Elect Jack Greenberg Mgmt For For For 1.3 Elect Terry Hueneke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Articles to Mgmt For For For Provide For Majority Vote For Election of Directors 4 Amendment to Bylaws to Mgmt For For For Provide For Majority Vote For Election of Directors - ---------------------------------------------------------------------------------------------------------------- MASIMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MASI CUSIP 574795100 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joe Kiani Mgmt For For For 1.2 Elect Jack Lasersohn Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 1996 Mgmt For Against Against Stock Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pedro Aspe Mgmt For For For 2 Elect Robert McGraw Mgmt For For For 3 Elect Hilda Mgmt For For For Ochoa-Brillembourg 4 Elect Edward Rust, Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Mgmt For For For Supermajority Requirement Related to Classified Board 7 Elimination of Mgmt For For For Supermajority Requirement Regarding Mergers or Consolidations 8 Elimination of Mgmt For For For Supermajority Requirement Regarding Sale, Lease Exchange or other Disposition of all or Substantially all of the Company's Assets Outside the Ordinary Course of Business 9 Elimination of Mgmt For For For Supermajority Requirement Regarding Plan for the Exchange of Shares 10 Elimination of Mgmt For For For Supermajority Requirement Regarding Authorization of Dissolution 11 Elimination of the "Fair Mgmt For For For Price" Provision 12 Amendment to the 2002 Mgmt For Against Against Stock Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 15 Shareholder Proposal ShrHldr Against For Against Regarding Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFG CUSIP 636180101 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Ackerman Mgmt For For For 1.2 Elect Craig Matthews Mgmt For For For 1.3 Elect Richard Reiten Mgmt For For For 1.4 Elect David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Compensation Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 4 Approval of the Material Mgmt For For For Terms of the 2004 Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NYB CUSIP 649445103 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Blake Mgmt For For For 1.2 Elect Michael Levine Mgmt For For For 1.3 Elect Guy Molinari Mgmt For For For 1.4 Elect John Tsimbinos Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For For For 1.3 Elect Susan Crown Mgmt For For For 1.4 Elect Dipak Jain Mgmt For For For 1.5 Elect Robert Lane Mgmt For For For 1.6 Elect Robert McCormack Mgmt For For For 1.7 Elect Edward Mooney Mgmt For For For 1.8 Elect John Rowe Mgmt For For For 1.9 Elect David Smith, Jr. Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 1.12 Elect Charles Tribbett III Mgmt For For For 1.13 Elect Frederick Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUVA CUSIP 670704105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexis Lukianov Mgmt For For For 1.2 Elect Jack Blair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Kennedy Mgmt For For For 1.2 Elect John O'Reilly Mgmt For For For 1.3 Elect Michael Yackira Mgmt For For For 2 Amendment to the Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For Against Against Incentive Award Plan 4 Adoption of Majority Vote Mgmt For For For for Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses 6 Shareholder Proposal ShrHldr Against Against For Regarding the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. William Andersen Mgmt For For For 2 Elect Robert Bohn Mgmt For For For 3 Elect Richard Donnelly Mgmt For For For 4 Elect Frederick Franks, Jr. Mgmt For For For 5 Elect Michael Grebe Mgmt For For For 6 Elect John Hamre Mgmt For For For 7 Elect Kathleen Hempel Mgmt For For For 8 Elect Harvey Medvin Mgmt For For For 9 Elect J. Peter Mosling, Jr. Mgmt For For For 10 Elect Craig Omtvedt Mgmt For For For 11 Elect Richard Sim Mgmt For For For 12 Elect Charles Szews Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Samuel Mencoff Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect Paul Stecko Mgmt For For For 1.7 Elect James Woodrum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Mgmt For For For Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- PACTIV CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PTV CUSIP 695257105 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Brady Mgmt For For For 2 Elect K. Dane Brooksher Mgmt For For For 3 Elect Robert Darnall Mgmt For For For 4 Elect Mary Henderson Mgmt For For For 5 Elect N. Thomas Linebarger Mgmt For For For 6 Elect Roger Porter Mgmt For For For 7 Elect Richard Wambold Mgmt For For For 8 Elect Norman Wesley Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PALL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PLL CUSIP 696429307 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Carroll, Jr. Mgmt For For For 1.2 Elect Robert Coutts Mgmt For For For 1.3 Elect Cheryl Grise Mgmt For For For 1.4 Elect Ulrich Haynes, Jr. Mgmt For For For 1.5 Elect Ronald Hoffman Mgmt For For For 1.6 Elect Eric Krasnoff Mgmt For For For 1.7 Elect Dennis Longstreet Mgmt For For For 1.8 Elect Edwin Martin, Jr. Mgmt For For For 1.9 Elect Katharine Plourde Mgmt For For For 1.10 Elect Edward Snyder Mgmt For For For 1.11 Elect Edward Travaglianti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2004 Executive Incentive Mgmt For For For Bonus Plan 4 Amendment to the Employee Mgmt For For For Stock Purchase Plan 5 Amendment to the Mgmt For For For Management Stock Purchase Plan 6 Amendment to the 2005 Mgmt For Against Against Stock Compensation Plan - ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Franklin Mgmt For For For 1.2 Elect Charles Chapman, III Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Stock Incentive Plan 3 Amendment to the 1992 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Mgmt For For For Incentive Plan 4 Shareholder Proposal ShrHldr Against Against For Regarding an Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Rollwagen Mgmt For For For 1.2 Elect Vito Baumgartner Mgmt For For For 1.3 Elect Jean-Paul Montupet Mgmt For For For 1.4 Elect Lucio Stanca Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Acquisition Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Amendment to the 2005 Mgmt For Against Against Employee Equity Plan - ---------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PTEN CUSIP 703481101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Siegel Mgmt For For For 1.2 Elect Kenneth Berns Mgmt For For For 1.3 Elect Charles Buckner Mgmt For For For 1.4 Elect Curtis Huff Mgmt For For For 1.5 Elect Terry Hunt Mgmt For For For 1.6 Elect Kenneth Peak Mgmt For For For 1.7 Elect Cloyce Talbott Mgmt For For For 2 Amendment to 2005 Mgmt For For For Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PEPCO HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POM CUSIP 713291102 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Dunn IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For For For 1.12 Elect Lester Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hagerty Mgmt For For For 1.2 Elect Michael Kourey Mgmt For For For 1.3 Elect Betsy Atkins Mgmt For Withhold Against 1.4 Elect David DeWalt Mgmt For For For 1.5 Elect John Kelley, Jr. Mgmt For For For 1.6 Elect D. Scott Mercer Mgmt For For For 1.7 Elect William Owens Mgmt For For For 1.8 Elect Kevin Parker Mgmt For For For 2 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Mgmt For For For Common Stock 6 Amendment to the Mgmt For For For Incentive Stock Plan 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROCKWELL COLLINS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COL CUSIP 774341101 02/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Beall Mgmt For For For 1.2 Elect Mark Donegan Mgmt For For For 1.3 Elect Andrew Policano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For For For Long-Term Incentives Plan 4 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Lorne Weil Mgmt For For For 1.2 Elect Michael Chambrello Mgmt For For For 1.3 Elect Peter Cohen Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect David Kennedy Mgmt For For For 1.6 Elect J. Robert Kerrey Mgmt For For For 1.7 Elect Ronald Perelman Mgmt For For For 1.8 Elect Michael Regan Mgmt For For For 1.9 Elect Barry Schwartz Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Eric Turner Mgmt For For For 1.12 Elect Joseph Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SEALED AIR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SEE CUSIP 81211K100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect Charles Farrell, Jr. Mgmt For For For 7 Elect William Hickey Mgmt For For For 8 Elect Jacqueline Kosecoff Mgmt For For For 9 Elect Kenneth Manning Mgmt For For For 10 Elect William Marino Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees 7 Authority to Issue Shares Mgmt For Against Against w/ Preemptive Rights 8 Amendments to Portfolio Mgmt For For For Share Plan 9 Authority to Issue Shares Mgmt For For For w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares - ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Stockholder Mgmt For For For Voting Standard 2 Increase of Authorized Mgmt For For For Common Stock 3.1 Elect R. Philip Silver Mgmt For Withhold Against 3.2 Elect William Jennings Mgmt For Withhold Against 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For Against Against Common Stock 4 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 5 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Michael Mgmt For For For Fitzpatrick 2 Elect Albert Koch Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- SYBASE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SY CUSIP 871130100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chen Mgmt For For For 1.2 Elect Richard Alberding Mgmt For For For 1.3 Elect Cecilia Claudio Mgmt For For For 1.4 Elect Michael Daniels Mgmt For For For 1.5 Elect L. William Krause Mgmt For For For 1.6 Elect Alan Salisbury Mgmt For For For 1.7 Elect Jack Sum Mgmt For For For 1.8 Elect Robert Wayman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Executive Leadership Team Incentive Plan - ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against Against For Regarding Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Edwin Gillis Mgmt For For For 5 Elect Paul Tufano Mgmt For For For 6 Elect Roy Vallee Mgmt For For For 7 Elect Patricia Wolpert Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Angelini Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Neal Finnegan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Mgmt For Against Against Voting 8 Adoption of Majority Vote Mgmt For For For for Election of Directors 9 Amendment to Allow the Mgmt For Against Against Board to Amend the Regulations - ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate Mgmt For For For of Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 5 Approval of the Senior Mgmt For Against Against Officer Bonus Plan 6 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 7 Shareholder Proposal ShrHldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Diana Ferguson Mgmt For For For 1.2 Elect George Bayly Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect William Stavropoulos Mgmt For For For 3.10 Elect Sandra Wijnberg Mgmt For For For 3.11 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Mgmt For For For Auditor 7 Allocation of Mgmt For For For Profits/Dividends 8 Special Mgmt For For For Dividend/Reduction in Par Value 9 Adoption of Plurality Mgmt For For For Vote in Contested Elections 10 Transaction of Other Mgmt For Against Against Business - ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Mgmt For Against Against Omnibus Stock Plan 3 2010 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VERIFONE HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Boger Mgmt For For For 1.2 Elect Charles Sanders Mgmt For For For 1.3 Elect Elaine Ullian Mgmt For For For 2 Amendment to the 2006 Mgmt For Against Against Stock and Option Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Robert Berkley, Jr Mgmt For For For 1.2 Elect Ronald Blaylock Mgmt For For For 1.3 Elect Mark Brockbank Mgmt For For For 1.4 Elect Mary Farrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Mgmt For For For Reserves to Other Reserves 15 Increase in Authorized Mgmt For For For Share Capital 16 Increase and Allocation Mgmt For For For of Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Bird Mgmt For For For 1.2 Elect Gerald Timmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Beach Lin Mgmt For For For 1.2 Elect Robert Tarr, Jr. Mgmt For For For 1.3 Elect Stephen Van Oss Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WABC CUSIP 957090103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Etta Allen Mgmt For For For 1.2 Elect Louis Bartolini Mgmt For For For 1.3 Elect E. Joseph Bowler Mgmt For For For 1.4 Elect Arthur Latno, Jr. Mgmt For For For 1.5 Elect Patrick Lynch Mgmt For For For 1.6 Elect Catherine MacMillan Mgmt For For For 1.7 Elect Ronald Nelson Mgmt For For For 1.8 Elect David Payne Mgmt For For For 1.9 Elect Edward Sylvester Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WDC CUSIP 958102105 11/11/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Matthew Massengill Mgmt For For For 8 Elect Roger Moore Mgmt For For For 9 Elect Thomas Pardun Mgmt For For For 10 Elect Arif Shakeel Mgmt For For For 11 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John McNabb II Mgmt For For For 2 Elect Robert Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 2010 Stock and Incentive Mgmt For Against Against Compensation Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Mgmt For Against Against Incentive Plan 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Marshall Turner Mgmt For For For 8 Elect Elizabeth Vanderslice Mgmt For For For 9 Amendment to the 1990 Mgmt For For For Employee Qualified Stock Purchase Plan 10 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZBRA CUSIP 989207105 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerhard Cless Mgmt For For For 1.2 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Partner Worldwide Allocation Fund 07/01/2009 - 06/30/2010 - --------------------------------------------------------------------------------------------------------------------- ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP L00306107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Financial Statements Mgmt For For For 3 Accept Consolidated Financial Mgmt For For For Statements 4 Approve Discharge of Directors Mgmt For For For 5 Approve Share Repurchase Program Mgmt For For For 6 Reelect Sir Peter Mason as Director Mgmt For For For 7 Reelect Tom Ehret as Director Mgmt For For For 8 Reelect Jean Cahuzac as Director Mgmt For For For 9 Reelect Thorleif Enger as Director Mgmt For For For 10 Reelect Dod A. Fraser as Director Mgmt For For For 11 Reelect J. Frithjof Skouveroe as Mgmt For For For Director 12 Reelect Trond Westlie as Director Mgmt For For For 13 Elect Ron Henderson as Director Mgmt For For For 14 Ratify Deloitte SA as Auditors Mgmt For For For 15 Approve Dividends Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt the amended Articles of N/A N/A For N/A Incorporation - --------------------------------------------------------------------------------------------------------------------- ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 9 Approve, in conformity with the Mgmt For Against Against provisions of the Luxembourg Company Law and Article 5 of the Company's Articles of Incorporation to: i) extend the validity of the Company's authorised share capital of USD 460,000,000 represented by 230,000,000 Common Sha 10 Authorize the Board of Directors of Mgmt For For For the Company to cancel shares which have been bought back or which may be bought back from time to time by the Company or any indirect subsidiary thereof as the Board of Directors sees fit and to make all consequential c - --------------------------------------------------------------------------------------------------------------------- ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To approve the adoption of revised N/A N/A For N/A Articles of Association 2 To appoint Mr. Dod Fraser as a N/A N/A For N/A Director of the Company to hold office until the next AGM or until his successor is appointed 3 To approve the adoption of the Acergy N/A N/A For N/A S.A. 2009 Long-Term Incentive Plan 4 PLEASE NOTE THAT THIS IS A REVISION N/A N/A N/A N/A DUE TO CHANGE IN BLOCKING STATUS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. - --------------------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H00392318 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 0.75 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Andreas Jacobs as Director Mgmt For For For 4.4 Reelect Francis Mer as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For 4.8 Reelect Judith Sprieser as Director Mgmt For For For 4.9 Elect Alexander Gut as Director Mgmt For For For 5 Ratify Ernst & Young Ltd as Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AEGIS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0105D108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Company's financial statements Mgmt For For For for the YE 31 DEC 2009 and the reports of the Directors and the Auditors 2 Approve the payment of a final Mgmt For For For dividend of 1.54p per ordinary share for the YE 31 DEC 2009 3 Re-elect John Brady as a Director of Mgmt For For For the Company, since the last AGM 4 Re-elect Simon Laffin as a Director of Mgmt For For For the Company, since the last AGM 5 Re-elect Nick Priday as a Director of Mgmt For For For the Company, since the last AGM 6 Re-elect Martin Read as a Director of Mgmt For For For the Company, since the last AGM 7 Re-elect Charles Strauss as a Director Mgmt For For For of the Company, who retires 8 Re-appoint Deloitte LLP as the Auditors Mgmt For For For 9 Authorize the Directors to fix the Mgmt For For For remuneration of the Auditors 10 Approve the remuneration report for Mgmt For For For the FYE 31 DEC 2009 11 Authorize the Directors, to allot Mgmt For Against Against shares in the Company and grant rights to subscribe for or convert any security into shares in the Company up to an aggregate nominal amount of GBP 15,780,461 Authority expires the earlier the close of business on 15 SEP 12 Approve the authorize the Company to: Mgmt For For For a) amend the Articles of Association of the Company, as specified and b) adopt the Articles of Association, as specified 13 Authorize the Company to call general Mgmt For For For meetings, other than AGM's, on not less than 14 clear days notice - --------------------------------------------------------------------------------------------------------------------- AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CUSIP J00288100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Harada Mgmt For For For 1.2 Elect Director Motoya Okada Mgmt For For For 1.3 Elect Director Yoshiki Mori Mgmt For For For 1.4 Elect Director Naoki Hayashi Mgmt For For For 1.5 Elect Director Masami Ishizaka Mgmt For For For 1.6 Elect Director Hideki Kurashige Mgmt For For For 1.7 Elect Director Masaharu Ikuta Mgmt For For For 1.8 Elect Director Takejiro Sueyoshi Mgmt For Against Against 1.9 Elect Director Keiichi Tadaki Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CUSIP J00714105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Kanshirou Toyoda Mgmt For For For 2.2 Elect Director Yasuhito Yamauchi Mgmt For For For 2.3 Elect Director Fumio Fujimori Mgmt For For For 2.4 Elect Director Shunichi Nakamura Mgmt For For For 2.5 Elect Director Masuji Arai Mgmt For For For 2.6 Elect Director Toshikazu Nagura Mgmt For For For 2.7 Elect Director Yutaka Miyamoto Mgmt For For For 2.8 Elect Director Naofumi Fujie Mgmt For For For 2.9 Elect Director Takashi Morita Mgmt For For For 2.10 Elect Director Shizuo Shimanuki Mgmt For For For 2.11 Elect Director Makoto Mitsuya Mgmt For For For 2.12 Elect Director Toshiyuki Mizushima Mgmt For For For 2.13 Elect Director Masahiro Suou Mgmt For For For 2.14 Elect Director Toshiyuki Ishikawa Mgmt For For For 2.15 Elect Director Takeshi Kawata Mgmt For For For 2.16 Elect Director Tsutomu Ishikawa Mgmt For For For 2.17 Elect Director Takashi Enomoto Mgmt For For For 2.18 Elect Director Kazumi Usami Mgmt For For For 3.1 Appoint Statutory Auditor Norio Oku Mgmt For For For 3.2 Appoint Statutory Auditor Hikaru Takasu Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Special Bonus for Family of Mgmt For Against Against Deceased Statutory Auditors and Special Payments in Connection with Abolition of Retirement Bonus System 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - --------------------------------------------------------------------------------------------------------------------- AIXTRON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0198L143 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.15 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 40.3 Million Mgmt For Against Against Pool of Capital I without Preemptive Rights 9 Approve Creation of EUR 10.1 Million Mgmt For Against Against Pool of Capital II with Partial Exclussion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds Mgmt For Against Against with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - --------------------------------------------------------------------------------------------------------------------- AIXTRON AG, AACHEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D0198L143 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289(4), 289(5) and 315(-4) of the German C 2 Resolution on the appropriation of the Mgmt For For For distributable profit of EUR 42,461,136.30 as follows: Payment of a dividend of EUR 0.15 per no-par share entitled to dividend EUR 27,361,059.75 shall be carried forward Ex-dividend and payable date: 19 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Director's 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Resolution on the approval of the Mgmt For For For remuneration system for the Board of Managing Director's 6 Appointment of auditors for the 2010 Mgmt For For For FY Deloitte + Touche GmbH, Dusseldorf 7 Authorization to acquire own shares Mgmt For Against Against The company shall be authorized to acquire own shares of up to 10 pct. of its share capital, at a price not differing more than 10 pct. from the market price of the shares, on or before 17 MAY 2015. The Board of MDs sha 8 Resolution on the creation of an Mgmt For Against Against authorized capital I and the corresponding amendment to the articles of association The Board of Managing Director's shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EU 9 Resolution on the creation of an Mgmt For Against Against authorized capital II and the corresponding amendment to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 10,066,717 th 10 Resolution on the authorization to Mgmt For Against Against issue convertible and/or war-rant bonds, the creation of contingent capital, and the corresponding amendment to the articles of association a) the Board of Managing Director's shall be authorized, with the consent of the 11 Amendments to the Articles of Mgmt For Against Against Association in accordance with the Law on the Implementation of the shareholder rights directive (ARUG) a) Section 19, in respect of the shareholders' meeting being convened at least 30 days prior to the meeting b) Section 20 12 Approval of the transformation of the Mgmt For Against Against company into a European company (Societas Europaea) The Company shall be transformed into a European company by the name of AIXTRON SE the first Supervisory Board of AIXTRON SE shall comprise the following Members: Ki - --------------------------------------------------------------------------------------------------------------------- AKBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TRAAKBNK91N6 03/26/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Presiding Council of Meeting Mgmt N/A TNA N/A 2 Receive Financial Statements and Mgmt N/A TNA N/A Statutory Reports (Non-Voting) 3 Approve Financial Statements and Mgmt For TNA N/A Discharge of Board and Auditors 4 Approve Allocation of Income Mgmt For TNA N/A 5 Approve the Appointment of Directors Mgmt For TNA N/A to Fill Vacancies 6 Re-Elect Directors and Approve Their Mgmt For TNA N/A Remuneration 7 Ratify External Auditors for the 2010, Mgmt For TNA N/A 2011 and 2012 Financial Years 8 Authorize Issuance of Bonds and/or Mgmt For TNA N/A Commercial Papers 9 Receive Information on Charitable Mgmt N/A TNA N/A Donations 10 Grant Permission for Board Members to Mgmt For TNA N/A Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose - --------------------------------------------------------------------------------------------------------------------- ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CUSIP J01176114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Reflect Mgmt For For For Digitalization of Share Certificates 2 Approve Accounting Transfers Mgmt For For For 3.1 Elect Director Masataka Kataoka Mgmt For For For 3.2 Elect Director Nobuhiko Komeya Mgmt For For For 3.3 Elect Director Toshihiro Kuriyama Mgmt For For For 3.4 Elect Director Junichi Umehara Mgmt For For For 3.5 Elect Director Masaru Usui Mgmt For For For 3.6 Elect Director Shuuji Takamura Mgmt For For For 3.7 Elect Director Yoshitada Amagishi Mgmt For For For 3.8 Elect Director Takashi Kimoto Mgmt For For For 3.9 Elect Director Yasuo Sasao Mgmt For For For 4 Appoint Statutory Auditor Hiroshi Mgmt For For For Akiyama 5 Appoint Alternate Statutory Auditor Mgmt For For For Hikokichi Tokiwa - --------------------------------------------------------------------------------------------------------------------- ALTEN, BOULOGNE-BILLANCOURT TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F02626103 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the annual accounts and Mgmt For For For transactions for the YE 2009 and grant discharge to the Directors 2 Approve the allocation of result Mgmt For Against Against 3 Approve the consolidated accounts for Mgmt For For For the YE 2009 4 Approve the special report by the Mgmt For Against Against Statutory Auditors covering regulated agreements and commitments; approve and ratify these agreements, regulated by Articles L. 225-38 et seq. of the Code de Commerce 5 Approve the renewal of Mr. Gerald Mgmt For For For Attia's appointment as the Director 6 Approve the redemption by the Company Mgmt For For For of its own shares 7 Authorize the Board of Directors, for Mgmt For For For the purpose of canceling shares redeemed by the Company pursuant to the scheme set out in Articles L. 225-209 of the Code de Commerce 8 Approve the delegation of powers for Mgmt For Against Against the purpose of issuing share subscription warrants reserved for a category of persons 9 Grant authority for the purpose of Mgmt For Against Against allocating shares free of charge to salaried members of staff and or certain Executive Directors 10 Approve the delegation of powers for Mgmt For Against Against the purpose of making a capital increase reserved for Members of a Corporate PEP 11 Approve to bring Article 13.2 of the Mgmt For For For Company's Articles of Association into line with the provisions of Article L.225-110 of the Code de Commerce 12 Adopt the Company's Articles of Mgmt For For For Association, as amended 13 Approve the powers for the necessary Mgmt For For For legal formalities - --------------------------------------------------------------------------------------------------------------------- AMP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP Q0344G101 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Ratify Past Issuance of 8.42 Million Mgmt For For For Shares at A$6.20 Each and 7.58 Million Shares at A$6.25 Each to UBS Nominees Pty Ltd Made on Sept. 30, 2009 3.1 Elect Peter Mason as Director Mgmt For For For 3.2 Elect John Palmer as Director Mgmt For For For 3.3 Elect Richard Grellman as Director Mgmt For For For 3.4 Elect Paul Fegan as Director Mgmt For For For 4 Approve Remuneration Report for the Mgmt For For For Financial Year Ended Dec. 31, 2009 5 Approve Long Term Incentive Mgmt For For For Arrangements for Craig Dunn, Managing Director and CEO 6 Approve the Increase in Non-Executive Mgmt N/A For N/A Directors' Fee Cap from A$3 Million to A$3.5 Million Per Year - --------------------------------------------------------------------------------------------------------------------- ANDRITZ AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A11123105 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the presentation of the N/A N/A For N/A Audited financial statements including status report and corporate Governance report as of 31 DEC 2009, as well as the consolidated financial statements including consolidated status report as of 31 DEC 2009, and the superv 2 Approve the distribution of the net N/A N/A For N/A earnings shown in the financial statements as of 31 DEC 2009 3 Grand discharge the Executive Board N/A N/A For N/A Members for the 2009 business year 4 Grand discharge the Supervisory Board N/A N/A For N/A Members for the 2009 business year 5 Approve the remuneration for the N/A N/A For N/A Supervisory Board Members for the 2009 business year 6 Appoint the Auditor for the financial N/A N/A For N/A statements and consolidated financial 7 Appoint up to two persons to the N/A N/A For N/A Supervisory Board 8 Amend the Articles of Association, to N/A N/A For N/A comply with changes in legal requirements, especially as a result of the Austrian Stock Corporation Amendment Act 2009 Aktienrechsts-Anderungsgesetz 2009 with regard to Articles 6 issue of share certificates, 17 9 Approve share Option Program N/A N/A Against N/A - --------------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G03764134 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Elect Sir Philip Hampton as Director Mgmt For For For 3 Elect Ray O'Rourke as Director Mgmt For For For 4 Elect Sir John Parker as Director Mgmt For For For 5 Elect Jack Thompson as Director Mgmt For For For 6 Re-elect Cynthia Carroll as Director Mgmt For For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Approve Remuneration Report Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Amend Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- ANTENA 3 DE TELEVISION SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E05009159 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the annual accounts N/A N/A For N/A 2 Grant authority for the purchase of N/A N/A For N/A own shares 3 Re-elect the Auditors N/A N/A For N/A 4 Authorize the Board's Members to issue N/A N/A Against N/A bonds up to EUR 200,000,000 5 Approve the communication of the N/A N/A For N/A corporate responsibility report of 2009 6 Approve the delegation of powers N/A N/A For N/A - --------------------------------------------------------------------------------------------------------------------- ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt N/A N/A N/A Auditors' Reports 2 Accept Consolidated Financial Mgmt For For For Statements 3 Accept Financial Statements Mgmt For For For 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.75 per Share 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Discharge of Directors Mgmt For For For 7 Acknowledge Cooptation of Jeannot Mgmt For For For Krecke as Director 8 Reelect Vanisha Mittal Bhatia as Mgmt For Against Against Director 9 Elect Jeannot Krecke as Director Mgmt For Against Against 10 Approve Share Repurchase Program Mgmt For Against Against 11 Ratify Deloitte SA as Auditors Mgmt For For For 12 Approve Share Plan Grant Mgmt For Against Against 13 Approve Employee Stock Purchase Plan Mgmt For For For 14 Waive Requirement for Mandatory Offer Mgmt For For For to All Shareholders - --------------------------------------------------------------------------------------------------------------------- ASAHI GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5201 CUSIP J02394120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Stock Option Plan Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- ASICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03234150 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ASTELLAS PHARMA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4503 CUSIP J03393105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 65 2 Amend Articles To Reduce Directors' Mgmt For For For Term 3.1 Elect Director Touichi Takenaka Mgmt For For For 3.2 Elect Director Masafumi Nogimori Mgmt For For For 3.3 Elect Director Yasuo Ishii Mgmt For For For 3.4 Elect Director Takao Saruta Mgmt For For For 3.5 Elect Director Shirou Yasutake Mgmt For For For 3.6 Elect Director Yasuyuki Takai Mgmt For For For 3.7 Elect Director Kanoko Oishi Mgmt For For For 4 Appoint Statutory Auditor Yukiko Kuroda Mgmt For For For 5 Approve Annual Bonus Payment to Mgmt For For For Directors 6 Approve Deep Discount Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0593M107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm First Interim Dividend; Mgmt For For For Confirm as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors Mgmt For For For of the Company 4 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 5.1 Re-elect Louis Schweitzer as Director Mgmt For For For 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Re-elect Jean-Philippe Courtois as Mgmt For For For Director 5.5 Re-elect Jane Henney as Director Mgmt For For For 5.6 Re-elect Michele Hooper as Director Mgmt For For For 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Dame Nancy Rothwell as Mgmt For For For Director 5.9 Re-elect John Varley as Director Mgmt For For For 5.10 Re-elect Marcus Wallenberg as Director Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations and Mgmt For For For Expenditure 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Approve the Investment Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W10020118 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sune Carlsson as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Mgmt N/A N/A N/A Committees 9.1 Approve Financial Statements and Mgmt For For For Statutory Reports 9.2 Approve Discharge of Board and Mgmt For For For President 9.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.00 per Share 9.4 Approve May 3, 2010 as Record Date for Mgmt For For For Dividend 10 Receive Report from Nominating Mgmt For For For Committee; Determine Number of Members (10) and Deputy Members of Board 11 Reelect Sune Carlsson (Chairman), Mgmt For For For Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Christel Bories, Johan Forssell, Ulla Litzen, Anders Ullberg, and Margareth Ovrum as Directors; Elect Gunilla Nordstrom as New Director 12 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 5.2 Million 13 Ratify Deloitte as Auditors, Approve Mgmt For For For remuneration of Auditor 14.1 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14.2 Approve Stock Option Plan 2010 for Key Mgmt For For For Employees 14.3 Authorize Repurchase of Up to 5.73 Mgmt For For For Million Class A Shares in Connection with Stock Option Plan 2010 (Item 14b) and Reissuance of Repurchased Shares 15 Approve Reissuance of Repurchased Mgmt For For For Shares in Connection with 2006, 2007, and 2008 Stock Option Plans 16 Authorize Repurchase of Issued Shares Mgmt For For For 17 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- AUSENCO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q0704C104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wayne Gross as a Director, who Mgmt For For For retires by rotation in accordance with 1.2 Elect Bob Thorpe as a Director, who Mgmt For For For retires by rotation in accordance with 2 Adopt the section of the report of the Mgmt For For For Directors in the 2009 annual report dealing with the remuneration of the Company's Directors, and senior Executives Remuneration Report 3 Grant, under Listing Rule 10.11 for Mgmt For For For the grant of a maximum of 76,143 performance rights to the Chief Executive Officer of the Company, Mr. Zimi Meka, the performance rights are being granted in relation to Company performance for the 2010 FY and are being 4 Grant, in accordance with Listing Rule Mgmt For For For 10.17 and Rule 13.3 of the Company's Constitution the maximum aggregate remuneration payable out of this funds of the Company to Non-executive Directors of the Company for their services as the Directors, including t 5 Amend, for the purposes of Section Mgmt For For For 648G of the Corporations Act 2001 Cth and in accordance with Section 136(2) of the Corporations Act 2001 Cth, the Company's Constitution by re-adopting Rule 27, as specified, for a period of 3 years, effective on the - --------------------------------------------------------------------------------------------------------------------- AUSENCO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q0704C104 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve, for the purposes of Listing Mgmt For For For Rule 7.4 and for all other purposes, the previous issue of 12,576,123 ordinary shares at an issue price of AUD 3.20 per share, issued under the placement to sophisticated and institutional investors announced to ASX on 2 Approve, for the purpose of Listing Mgmt For For For Rule 7.1 and for all other purposes, the issue of up to 530,841 ordinary shares, being the final acquisition consideration payable to vendors of the Pipeline Systems Incorporated Group which was acquired in FEB 2008, as 3 Approve, for the purposes of Listing Mgmt For For For Rule 10.11 and for all other purpose, the issue of ordinary shares on the terms of the placement made on 28 MAY 2009, the terms of which are as specified to the following Director [or their nominee]: Resolution 3: 93,7 - --------------------------------------------------------------------------------------------------------------------- AUTONOMY CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0669T101 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Webb as Director Mgmt For For For 4 Re-elect Sushovan Hussain as Director Mgmt For For For 5 Re-elect Michael Lynch as Director Mgmt For For For 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Richard Perle as Director Mgmt For Against Against 8 Re-elect Barry Ariko as Director Mgmt For Against Against 9 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 10 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 11 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights I 12 Subject to the Passing of Resolution Mgmt For For For 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 13 Authorise 24,087,628 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That the Company May Hold Mgmt For For For General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F06106102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.55 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Pension Scheme Agreement for Mgmt For For For Henri de Castries, Denis Duverne, and Francois Pierson 6 Approve Severance Payment Agreement Mgmt For Against Against for Henri de Castries 7 Approve Severance Payment Agreement Mgmt For For For for Denis Duverne 8 Reelect Norbert Dentressangle as Mgmt For For For Supervisory Board Member 9 Reelect Mazars as Auditor Mgmt For For For 10 Ratify Jean-Brice de Turkheim as Mgmt For For For Alternate Auditor 11 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 12 Approve Employee Stock Purchase Plan Mgmt For For For 13 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 14 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 15 Adopt One-Tiered Board Structure, Mgmt For Against Against Amend Bylaws Accordingly and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Mgmt For For For Re: Share Ownership Disclosure Thresholds, Form of Shares, Director Shareholding Requirements 17 Elect Henri de Castries as Director Mgmt For Against Against 18 Elect Denis Duverne as Director Mgmt For For For 19 Elect Jacques de Chateauvieux as Mgmt For Against Against Director 20 Elect Norbert Dentressangle as Director Mgmt For For For 21 Elect Jean-Martin Folz as Director Mgmt For Against Against 22 Elect Anthony Hamilton as Director Mgmt For For For 23 Elect Francois Martineau as Director Mgmt For For For 24 Elect Giuseppe Mussari as Director Mgmt For For For 25 Elect Ramon de Oliveira as Director Mgmt For For For 26 Elect Michel Pebereau as Director Mgmt For Against Against 27 Elect Dominique Reiniche as Director Mgmt For For For 28 Elect Ezra Suleiman as Director Mgmt For For For 29 Elect Isabelle Kocher as Director Mgmt For For For 30 Elect Suet-Fern Lee as Director Mgmt For For For 31 Elect Wendy Cooper as Representative Mgmt For For For of Employee Shareholders to the Board 32 Elect John Coultrap as Representative Mgmt Against Against For of Employee Shareholders to the Board 33 Elect Paul Geiersbach as Mgmt Against Against For Representative of Employee Shareholders to the Board 34 Elect Sebastien Herzog as Mgmt Against Against For Representative of Employee Shareholders to the Board 35 Elect Rodney Koch as Representative of Mgmt Against Against For Employee Shareholders to the Board 36 Elect Jason Steinberg as Mgmt Against Against For Representative of Employee Shareholders to the Board 37 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 1.2 Million 38 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- AYALA LAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PHY0488F1004 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Minutes of the Previous Mgmt For For For Stockholders' Meeting Held on April 1, 2009 2 Approve the Annual Report of Management Mgmt For For For 3 Ratify All Acts and Resolutions of the Mgmt For For For Board of Directors and of the Executive Committee Adopted During the Preceding Year 4.1 Elect Fernando Zobel de Ayala as Mgmt For For For Director 4.2 Elect Jaime Augusto Zobel de Ayala as Mgmt For For For Director 4.3 Elect Antonino T. Aquino as Director Mgmt For For For 4.4 Elect Delfin L. Lazaro as Director Mgmt For For For 4.5 Elect Aurelio R. Montinola III as Mgmt For For For Director 4.6 Elect Mercedita S. Nolledo as Director Mgmt For For For 4.7 Elect Francis G. Estrada as Director Mgmt For For For 4.8 Elect Jaime C. Laya as Director Mgmt For For For 4.9 Elect Oscar S. Reyes as Director Mgmt For For For 5 Elect Sycip Gorres Velayo & Co. as Mgmt For For For Independent Auditors and Fix Their Remuneration 6 Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0689Q152 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of VT Group plc Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' and the Mgmt For For For Auditors' reports and the audited financial statements of the Group and the Company for the YE 31 MAR 2009 2 Declare a final dividend for the YE 31 Mgmt For For For MAR 2009 3 Re-appoint Sir Nigel Essenhigh as a Mgmt For For For Director of the Company 4 Re-appoint Mr. Justin Crookenden as a Mgmt For For For Director of the Company 5 Re-appoint Lord Hesketh as a Director Mgmt For For For of the Company 6 Re-appoint Sir David Omand as a Mgmt For For For Director of the Company 7 Approve the remuneration report of the Mgmt For For For Directors for the YE 31 MAR 2009 8 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For as the Independent Auditors 9 Authorize the Directors to set the Mgmt For For For remuneration of the Independent Auditors, as they shall in their discretion see fit 10 Approve and adopt the rules of the Mgmt For Against Against Babcock International Group PLC Performance Share Plan 2009 [PSP], as specified, and authorize the Directors to do all acts and things necessary to carry the PSP into effect 11 Approve and adopt the rules of the Mgmt For Against Against Babcock International Group PLC Company Share Option Plan 2009 [CSOP], as specified, and authorize the Directors to do all acts and things necessary to carry the CSOP into effect 12 Authorize the Company and all Mgmt For For For Companies that are its Subsidiaries at any time during the period for which this resolution is effective, in accordance with Sections 366 and 367 of the Companies Act 2006 [the 2006 Act], to: a) make political donations to a 13 Authorize the Directors, for purposes Mgmt For Against Against of Section 80 of the Companies Act 1985 [the 1985 Act], to exercise all the powers of the Company to allot relevant securities [Section 80(2) of the Act] up to an aggregate nominal amount of GBP 45,869,076; and compri 14 Authorize the Directors, subject to Mgmt For Against Against the passing of Resolution 13, pursuant to Section 95(1) of the Companies Act 1985 [the 1985 Act] to allot equity securities [Section 94 of the 1985 Act] of the Company for cash pursuant to the authority conferred by Res 15 Authorize the Company, for the purpose Mgmt For For For of Section 166 of the 1985 Act [THE 1985 Act] to make market purchases [Section 163 of the 1985 Act] of up to 22,950,000 ordinary shares of 60p each [ordinary shares] in the capital of the Company, at a minimum price 16 Approve a general mandate of the Mgmt For For For Company [other than an AGM] may be called on not less than 14 clear days' notice - --------------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.40 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Sir Nigel Essenhigh as Mgmt For For For Director 4 Re-elect Justin Crookenden as Director Mgmt For For For 5 Re-elect Lord Alexander Hesketh as Mgmt For For For Director 6 Elect Sir David Omand as Director Mgmt For For For 7 Approve Remuneration Report Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Approve Babcock International Group Mgmt For For For plc Performance Share Plan 2009 11 Approve Babcock International Group Mgmt For For For plc Company Share Option Plan 2009 12 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Party or Independent Election Candidates up to GBP 0.1M,to Political Organisations Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 13 Auth. Issue of Equity with Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 45,869,076 and an Additional Amount Pursuant to a Rights Issue of up to GBP 91,738,153 After Deducting Any Securities Issued Under the General Authority 14 Subject to the Passing of Resolution Mgmt For For For 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,887,248 15 Authorise 22,950,000 Ordinary Shares Mgmt For For For for Market Purchase 16 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - --------------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements and Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Dir 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For For 2.2 Ratify and Re-elect Angel Cano Mgmt For For For Fernandez 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For For 3 Authorize Share Repurchase and Mgmt For For For Subsequent Capital Reduction via Amortization of Shares 4 Approve Share Incentive Scheme Plan Mgmt For For For for Management Team, Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - --------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER CHILE TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN CLP1506A1070 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept External Auditor's Reports, Mgmt For For For Annual Report, Financial Statements and External Auditors' Report for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends for CLP 1.37 Per Share 3 Elect External Auditors Mgmt For For For 4 Designate Risk Assessment Companies Mgmt For For For 5 Elect One Principal Director and Mgmt For Abstain Against Alternate 6 Approve Remuneration of Directors Mgmt For For For 7 Receive Directors and Audit Mgmt For For For Committee's Report; Approve Remuneration and Budget ofReceive Directors Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee 8 Accept Special Auditors' Report Mgmt For For For Regarding Related-Party Transactions 9 Other Business (Voting) Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y0698A107 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 2.1 Approve Issuance of Convertible Mgmt For For For Corporate Bonds (Convertible Bonds) 2.2 Approve Issue Size of Convertible Bonds Mgmt For For For 2.3 Approve Par Value and Issue Price of Mgmt For For For Convertible Bonds 2.4 Approve Term of Convertible Bonds Mgmt For For For 2.5 Approve Interest Rate of Convertible Mgmt For For For Bonds 2.6 Approve Method and Timing of Interest Mgmt For For For Payment of Convertible Bonds 2.7 Approve Conversion Period of Mgmt For For For Convertible Bonds 2.8 Approve Conversion Price and Mgmt For For For Adjustment of Convertible Bonds 2.9 Approve Downward Adjustment to Mgmt For For For Convertible Bonds' Conversion Price 2.10 Approve Conversion Method of Mgmt For For For Fractional Share of the Convertible Bonds 2.11 Approve Terms of Redemption of the Mgmt For For For Convertible Bonds 2.12 Approve Redemption at the Option of Mgmt For For For Holders of Convertible Bonds 2.13 Approve Dividend Rights of the Year of Mgmt For For For Conversion 2.14 Approve Method of Issuance and Target Mgmt For For For Subscribers 2.15 Approve Subscription Arrangement for Mgmt For For For Existing A Shareholders 2.16 Approve Convertible Bonds' Holders and Mgmt For For For Meetings 2.17 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 2.18 Approve Special Provisions in Relation Mgmt For For For to Supplementary Capital 2.19 Approve Guarantee and Security of the Mgmt For For For Convertible Bonds 2.20 Approve Validity Period of the Mgmt For For For Resolution of the Convertible Bonds' Issue 2.21 Approve Matters Relating to Mgmt For For For Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 Mgmt For For For to 2012) 4 Approve Feasibility Analysis Report on Mgmt For For For the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the Mgmt For For For Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept 2009 Working Report of the Mgmt For For For Board of Directors 2 Accept 2009 Working Report of the Mgmt For For For Supervisors 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve the 2009 Profit Distribution Mgmt For For For Plan 5 Aprove the 2010 Annual Budget Mgmt For For For 6 Approve PricewaterhouseCoopers Zhong Mgmt For For For Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7.1 Reelect Xiao Gang as an Executive Mgmt For For For Director 7.2 Reelect Li Lihui as an Executive Mgmt For For For Director 7.3 Reelect Li Zaohang as an Executive Mgmt For For For Director 7.4 Reelect Zhou Zaiqun as an Executive Mgmt For Against Against Director 7.5 Reelect Anthony Francis Neoh as an Mgmt For For For Independent Non-Executive Directo 7.6 Reelect Huang Shizhong as an Mgmt For For For Independent Non-Executive Director 7.7 Reelect Huang Danhan as an Independent Mgmt For For For Non-Executive Director 8.1 Elect Qin Rongsheng as an External Mgmt For For For Supervisor 8.2 Elect Bai Jingming as an External Mgmt For For For Supervisor 8.3 Reelect Wang Xueqiang as a ShrHldr N/A For N/A Shareholders Representative Supervisor of the Bank 8.4 Reelect Liu Wanming as a Shareholders ShrHldr N/A For N/A Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the Mgmt For For For External Supervisors 10 Amend Articles of Association Mgmt For For For 11 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items ShrHldr N/A For N/A of the Delegation of Authorities by the Shareholders Meeting to the Board of Directors - --------------------------------------------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PHY0967S1694 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Call to Order Mgmt N/A N/A N/A 2 Certification of Notice Mgmt N/A N/A N/A 3 Determination and Declaration of Quorum Mgmt N/A N/A N/A 4 Approve Minutes of Previous Annual Mgmt For For For Meeting of the Stockholders on March 31, 2009 5 Approve Annual Report and the Bank's Mgmt For For For Statement of Condition as of Dec. 31, 2009 6 Ratify All Acts During the Past Year Mgmt For For For of the Board of Directors, Executive Committee, and All Other Board and Management Committees and Officers of BPI 7.1 Elect Jaime Augusto Zobel de Ayala II Mgmt For For For as Director 7.2 Elect Aurelio R. Montinola III as Mgmt For For For Director 7.3 Elect Fernando Zobel de Ayala as Mgmt For For For Director 7.4 Elect Gerardo C. Ablaza, Jr. as Mgmt For For For Director 7.5 Elect Romeo L. Bernardo as Director Mgmt For For For 7.6 Elect Chng Sok Hui as Director Mgmt For For For 7.7 Elect Cezar P. Consing as Director Mgmt For For For 7.8 Elect Octavio V. Espiritu as Director Mgmt For For For 7.9 Elect Rebecca G. Fernando as Director Mgmt For For For 7.10 Elect Xavier P. Loinaz as Director Mgmt For For For 7.11 Elect Ma Yuen Lin Annie as Director Mgmt For For For 7.12 Elect Mercedita S. Nolledo as Director Mgmt For For For 7.13 Elect Artemio V. Panganiban as Director Mgmt For For For 7.14 Elect Oscar S. Reyes as Director Mgmt For For For 7.15 Elect Wong Ann Chai as Director Mgmt For For For 8 Appoint External Auditors and Fix Mgmt For For For Their Remuneration 9 Approve Director's Bonus Mgmt For For For 10 Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- BANK PEKAO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN PLPEKAO00016 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Meeting Chairman Mgmt For For For 3 Acknowledge Proper Convening of Meeting Mgmt N/A N/A N/A 4 Elect Members of Vote Counting Mgmt For For For Commission 5 Approve Agenda of Meeting Mgmt For For For 6 Receive Management Board Report on Mgmt N/A N/A N/A Company's Operations in Fiscal 2009 7 Receive Financial Statements Mgmt N/A N/A N/A 8 Receive Management Board Report on Mgmt N/A N/A N/A Group's Operations in Fiscal 2009 9 Receive Consolidated Financial Mgmt N/A N/A N/A Statements 10 Receive Management Board Proposal on Mgmt N/A N/A N/A Allocation of Income 11 Receive Supervisory Board Report Mgmt N/A N/A N/A 12.1 Approve Management Board Report on Mgmt For For For Company's Operations in Fiscal 2009 12.2 Approve Financial Statements Mgmt For For For 12.3 Approve Management Board Report on Mgmt For For For Group's Operations in Fiscal 2009 12.4 Approve Consolidated Financial Mgmt For For For Statements 12.5 Approve Allocation of Income and Mgmt For For For Dividends of PLN 2.90 per Share 12.6 Approve Supervisory Board Report on Mgmt For For For Its Activities in Fiscal 2009 12.7 Approve Discharge of Jerzy Woznicki Mgmt For For For (Supervisory Board Chairman) 12.8 Approve Discharge of Paolo Fiorentino Mgmt For For For (Deputy Chairman of Supervisory Board) 12.9 Approve Discharge of Federico Ghizzoni Mgmt For For For (Deputy Chairman of Supervisory Board) 12.10 Approve Discharge of Pawel Dangel Mgmt For For For (Supervisory Board Member) 12.11 Approve Discharge of Oliver Greene Mgmt For For For (Supervisory Board Member) 12.12 Approve Discharge of Enrico Pavoni Mgmt For For For (Supervisory Board Member) 12.13 Approve Discharge of Leszek Pawlowicz Mgmt For For For (Supervisory Board Member) 12.14 Approve Discharge of Krzysztof Mgmt For For For Pawlowski (Supervisory Board Member) 12.15 Approve Discharge of Fausto Galmarini Mgmt For For For (Supervisory Board Member) 12.16 Approve Discharge of Alicja Mgmt For For For Kornasiewicz (Supervisory Board Member) 12.17 Approve Discharge of Jan Krzysztof Mgmt For For For Bielecki (CEO) 12.18 Approve Discharge of Luigi Lovaglio Mgmt For For For (First Deputy CEO) 12.19 Approve Discharge of Diego Biondo Mgmt For For For (Deputy CEO) 12.20 Approve Discharge of Marco Iannaccone Mgmt For For For (Deputy CEO) 12.21 Approve Discharge of Andrzej Kopyrski Mgmt For For For (Deputy CEO) 12.22 Approve Discharge of Grzegorz Piwowar Mgmt For For For (Deputy CEO) 12.23 Approve Discharge of Marian Wazynski Mgmt For For For (Deputy CEO) 12.24 Approve Discharge of Paolo Iannone Mgmt For For For (Deputy CEO) 12.25 Approve Discharge of Katarzyna Mgmt Against Against For Niezgoda-Walczak 13 Approve Changes in Composition of Mgmt For Abstain Against Supervisory Board 14 Amend Remuneration of Supervisory Mgmt For For For Board Members 15 Ratify KPMG Audyt Sp. z o.o. as Auditor Mgmt For For For 16 Amend Statute Mgmt For For For 17 Authorize Supervisory Board to Approve Mgmt For For For Consolidated Text of Statute 18 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- BANKERS PETROLEUM LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BNK CUSIP 066286303 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2 Elect Abdel F. (Abby) Badwi, Eric Mgmt For Withhold Against Brown, General Wesley Clark, Robert Cross, Jonathan Harris, Phillip Knoll and John B. Zaozirny as Directors 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G08036124 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Reuben Jeffery III as Director Mgmt For For For 4 Re-elect Marcus Agius as Director Mgmt For For For 5 Re-elect David Booth as Director Mgmt For For For 6 Re-elect Sir Richard Broadbent as Mgmt For For For Director 7 Re-elect Sir Michael Rake as Director Mgmt For For For 8 Re-elect Sir Andrew Likierman as Mgmt For For For Director 9 Re-elect Chris Lucas as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For Auditors 11 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For 16 Authorise the Company to Call EGM with Mgmt For For For Two Weeks Notice 17 Adopt New Articles of Association Mgmt For For For 18 Approve SAYE Share Option Scheme Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Disposal by Barclays plc of Mgmt For For For the Barclays Global Investors Business and Ancillary Arrangements - --------------------------------------------------------------------------------------------------------------------- BASF SE (FORMERLY BASF AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.70 per Share 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Approve Conversion of Bearer Shares Mgmt For For For into Registered Shares 7 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications 8 Approve Remuneration System for Mgmt For For For Management Board Members 9.1 Amend Articles Re: Calculation of Mgmt For For For Deadlines for General Meeting 9.2 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting 9.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting - --------------------------------------------------------------------------------------------------------------------- BAYER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0712D163 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Approve Creation of EUR 530 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 - --------------------------------------------------------------------------------------------------------------------- BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BTE.U CUSIP 073176109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors of Baytex Mgmt For For For Energy Ltd. at Eight 2.1 Elect John A. Brussa as Director of Mgmt For For For Baytex Energy Ltd. 2.2 Elect Raymond T. Chan as Director of Mgmt For For For Baytex Energy Ltd. 2.3 Elect Edward Chwyl as Director of Mgmt For For For Baytex Energy Ltd. 2.4 Elect Naveen Dargan as Director of Mgmt For For For Baytex Energy Ltd. 2.5 Elect R. E. T. (Rusty) Goepel as Mgmt For For For Director of Baytex Energy Ltd. 2.6 Elect Anthony W. Marino as Director of Mgmt For For For Baytex Energy Ltd. 2.7 Elect Gregory K. Melchin as Director Mgmt For For For of Baytex Energy Ltd. 2.8 Elect Dale O. Shwed as Director of Mgmt For For For Baytex Energy Ltd. 3 Approve Deloitte & Touche LLP as Mgmt For For For Auditors of the Trust and Authorize Board of Baytex Energy Ltd. to Fix Their Remuneration - --------------------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1245Z108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Mark Seligman as Director Mgmt For For For 5 Re-elect Peter Backhouse as Director Mgmt For For For 6 Re-elect Lord Sharman as Director Mgmt For For For 7 Re-elect Philippe Varin as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 9 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 15 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0885K108 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Two-for-One Stock Split and Mgmt For For For Amend Clause V of the Memorandum of Association to Reflect Changes in Capital 2 Amend Articles of Association Re: Mgmt For For For Changes to the Shareholders Agreement among SingTel, Bharti Telecom, Brentwood Investments, and Bharti Airtel Ltd 3 Approve Commission Remuneration for Mgmt For For For Independent Non-Executive Directors - --------------------------------------------------------------------------------------------------------------------- BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV12481 08/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 1.00 Per Share Mgmt For For For 3 Reappoint A.K. Gupta as Director Mgmt For For For 4 Reappoint A. Lal as Director Mgmt For For For 5 Reappoint A.B. Ram as Director Mgmt For For For 6 Reappoint N. Kumar as Director Mgmt For For For 7 Approve S.R. Batliboi & Associates as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Appoint K.Y. Quah as Director Mgmt For For For 9 Appoint N. Arora as Director Mgmt For For For 10 Appoint C.E. Ehrlich as Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Approve Stock Option Plan Grants Mgmt For For For 10 Appr Iss of Shrs for Priv Placement Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Approve Reduction in Share Capital Mgmt For For For 12.2 Approve Reduction in Share Capital Mgmt For For For 12.3 Approve Reduction in Share Capital Mgmt For For For 12.4 Approve Reduction in Share Capital Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Approve Stock Option Plan Grants Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G10877101 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Auth Issuance with Preemptive Rgts Mgmt For For For 10 Appr Issuance w/o Preemptive Rgts Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Reduce/Cancel Share Premium Acct Mgmt For For For 12.2 Reduce/Cancel Share Premium Acct Mgmt For For For 12.3 Reduce/Cancel Share Premium Acct Mgmt For For For 12.4 Reduce/Cancel Share Premium Acct Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Company-Specific Compens-Related Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BILFINGER BERGER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D11648108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6.1 Reelect Hans Bauer to the Supervisory Mgmt For For For Board 6.2 Reelect Horst Dietz to the Supervisory Mgmt For For For Board 7 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 69 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 13.8 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - --------------------------------------------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TREBIMM00018 04/22/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Presiding Council; Mgmt For TNA N/A Authorize Signing of Minutes 2 Receive Statutory Reports Mgmt N/A TNA N/A 3 Accept Financial Statements Mgmt For TNA N/A 4 Approve Allocation of Income Mgmt For TNA N/A 5 Amend Articles to Reflect Changes in Mgmt For TNA N/A Capital 6 Approve Discharge of Board and Auditors Mgmt For TNA N/A 7 Elect Directors and Approve Their Mgmt For TNA N/A Remuneration 8 Appoint Internal Statutory Auditors Mgmt For TNA N/A and Approve Their Remuneration 9 Grant Permission for Board Members to Mgmt For TNA N/A Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 10 Receive Information on Charitable Mgmt N/A TNA N/A Donations 11 Receive Information on the Guarantees, Mgmt N/A TNA N/A Pledges, and Mortgages Provided by the Company to Third Parties 12 Ratify External Auditors Mgmt For TNA N/A 13 Close Meeting Mgmt N/A TNA N/A - --------------------------------------------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP M2014F102 11/10/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Presiding Council; Mgmt For TNA N/A Authorize Signing of Minutes 2 Approve Interim Dividend Mgmt For TNA N/A 3 Close Meeting N/A N/A TNA N/A - --------------------------------------------------------------------------------------------------------------------- BINCKBANK NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N1375D101 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening Mgmt N/A N/A N/A 2 Presentation of the 2009 annual report Mgmt N/A N/A N/A by Mr. K.N. Beentjes, Chairman of the-Executive Board 3 To the Corporate governance Section of Mgmt N/A N/A N/A the 2009 annual report 4.1 Adopt the 2009 financial statements Mgmt For For For 4.2 Approve the dividend policy Mgmt N/A N/A N/A 4.3 Approve the final dividend for the Mgmt For For For 2009 FY and date of release for payment 5 Grant discharge the Members of the Mgmt For For For Executive Board of responsibility for their management during the FY 2009 6 Grant discharge the Members of the Mgmt For For For Supervisory Board of responsibility for their supervision during the FY 2009 7 Adopt an amended remuneration policy Mgmt For Against Against and to approve the scheme forming part thereof in the form of shares or rights to acquire shares 8 Re-appoint Mr. P. Aartsen as a Member Mgmt For For For of the Executive Board nomination by the Stichting Prioriteit Binck the Foundation 9 Re-appoint Mr. A.M. van Westerloo as a Mgmt For For For member of the Supervisory Board nomination by the Foundation 10 Approve to change the remuneration of Mgmt For For For members of Committees of the Supervisory Board 11.1 Amend the Article 15 paragraph 3 of Mgmt For For For the Articles of Association 11.2 Amend the Article 15 paragraph 4 of Mgmt For For For the Articles of Association 11.3 Amend the Article 19 paragraph 2 of Mgmt For For For the Articles of Association 11.4 Amend the Article 21 paragraph 1 of Mgmt For For For the Articles of Association 11.5 Amend the Article 21 paragraph 2 of Mgmt For For For the Articles of Association 11.6 Amend the Article 22 paragraph 1 of Mgmt For For For the Articles of Association 11.7 Amend the Article 30 introduction and Mgmt For For For paragraphs 2, 5, 6, 7 and 8 of the Articles of Association and of Article 34 paragraph 4 of the Articles of association 11.8 Amend the Addition of Article 36 Mgmt For For For 11.9 Authorize the all members of the Mgmt For For For executive Board of Binck Bank as well as any Civil-Law notary, employee and paralegal employed by NautaDutilh N.V. to prepare the draft notarial deed for amendment of the Articles of Association, to apply for the required 12 Authorize the Foundation to designate Mgmt For Against Against the Foundation as the body to make decisions regarding the following: i issuance of ordinary shares in the capital of BinckBank, ii) the granting of rights to acquire ordinary shares in the capital of BinckBank, an 13 Authorize the executive Board of Mgmt For For For BinckBank, subject to the Foundation's, to acquire ordinary shares in the capital of BinckBank or certificates issued for shares other than for no consideration 14 Approve the Foundation to reduce the Mgmt For For For issued capital by cancellation of repurchased shares 15 Appointment of Ernst & Young as the Mgmt For For For Auditor of BinckBank for the 2010 16 Any other business Mgmt N/A N/A N/A 17 Close Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- BLUESCOPE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BSL CUSIP Q1415L102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1058Q238 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 4 Acknowledge Auditors' Special Report Mgmt For For For Mentioning the Absence of New Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Louis Schweitzer as Director Mgmt For Against Against 7 Elect Michel Tilmant as Director Mgmt For For For 8 Elect Emiel Van Broekhoven as Director Mgmt For For For 9 Elect Meglena Kuneva as Director Mgmt For For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For For For 11 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 975,000 12 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 14 Authorize Capital Increase of Up to Mgmt For For For EUR 350 Million for Future Exchange Offers 15 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 16 Set Total Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million 17 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 18 Set Total Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 21 Approve Merger by Absorption of Fortis Mgmt For For For Banque France 22 Amend Bylaws to Remove All References Mgmt For For For to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws 23 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G12793108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Paul Anderson as Director Mgmt For For For 4 Re-elect Antony Burgmans as Director Mgmt For For For 5 Re-elect Cynthia Carroll as Director Mgmt For For For 6 Re-elect Sir William Castell as Mgmt For For For Director 7 Re-elect Iain Conn as Director Mgmt For For For 8 Re-elect George David as Director Mgmt For For For 9 Elect Ian Davis as Director Mgmt For For For 10 Re-elect Robert Dudley as Director Mgmt For For For 11 Re-elect Douglas Flint as Director Mgmt For For For 12 Re-elect Dr Byron Grote as Director Mgmt For For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For For 14 Re-elect Andy Inglis as Director Mgmt For For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 18 Adopt New Articles of Association Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 22 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 23 Approve Executive Directors' Incentive Mgmt For For For Plan 24 Approve Scrip Dividend Mgmt For For For 25 Approve that the Audit Committee or a ShrHldr Against Against For Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project - --------------------------------------------------------------------------------------------------------------------- BRADKEN LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q17369101 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSAL 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD 2 Receive the financial reports of the N/A N/A N/A N/A Company and the consolidated entity and the reports of Directors and the Auditor thereon for the FYE 30 JUN 2009 3 Adopt the remuneration report of the N/A N/A For N/A Company for the FYE 30 JUN 2009 4 Re-elect Mr. Vincent J O' Rourke AM as N/A N/A For N/A a Director, who retires by rotation in accordance with Article 9.3 of the Company's Constitution 5 Elect Mr. Peter I. Richards as a N/A N/A For N/A Director of the Company, in accordance with Article 9.8 of the Company's Constitution 6 Approve, for all purposes under the N/A N/A Against N/A Corporation Act 2001 [Cth] and the Listing Rules of ASX Limited: a) the participation in the Bradken Employee Share Ownership Plan by Mr. Brian Hodges, Managing Director, as to 220,762 restricted share rights; and b) th - --------------------------------------------------------------------------------------------------------------------- BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For Against Against 4 Appoint Alternate Statutory Auditor Mgmt For For For 5 Approve Retirement Bonus and Special Mgmt For Against Against Payments in Connection with Abolition of Retirement Bonus System 6 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 7 Approve Deep Discount Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1510J102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 5 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 6.1 Re-elect Ana Llopis as Director Mgmt For For For 6.2 Re-elect Christine Morin-Postel as Mgmt For For For Director 6.3 Re-elect Anthony Ruys as Director Mgmt For For For 7 Elect Richard Burrows as Director Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Amend Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BRITISH SKY BROADCASTING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G15632105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.1 Pence Mgmt For For For Per Ordinary Share 3 Elect Tom Mockridge as Director Mgmt For For For 4 Re-elect Nicholas Ferguson as Director Mgmt For For For 5 Re-elect Andrew Higginson as Director Mgmt For For For 6 Re-elect Jacques Nasser as Director Mgmt For For For 7 Re-elect Gail Rebuck as Director Mgmt For For For 8 Re-elect David DeVoe as Director Mgmt For For For 9 Re-elect Allan Leighton as Director Mgmt For For For 10 Re-elect Arthur Siskind as Director Mgmt For For For 11 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise the Board to Determine Their Remuneration 12 Approve Remuneration Report Mgmt For For For 13 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 14 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 289,000,000 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,500,000 16 Adopt New Articles of Association Mgmt For For For 17 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - --------------------------------------------------------------------------------------------------------------------- BUMIPUTRA-COMMERCE HOLDINGS BHD (FORMERLY COMMERCE ASSET-HOL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y1002C102 09/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name from Mgmt For For For Bumiputra-Commerce Holdings Bhd to CIMB Group Holdings Bhd - --------------------------------------------------------------------------------------------------------------------- BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN KR7005280003 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Dividend of KRW 160 per Share 2.1 Amend Articles of Incorporation Mgmt For For For regarding Model Guidelines for Outside Directors in Banking Sector 2.2 Amend Articles of Incorporation Mgmt For For For regarding Convertible Preferred Share and Redeemable Preferred Share 3 Elect One Inside Director and Three Mgmt For For For Outside Directors (Bundled) 4 Elect Two Members of Audit Committee Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- C & C GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the disposal of C and C Spirits Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- C&C GROUP PLC, DUBLIN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the proposed acquisition of Mgmt For For For the target business by the purchasers [the Acquisition], as such capitalized terms as specified, pursuant to the terms of the Acquisition Agreement, subject to such waivers, extensions, non-material amendments or variat - --------------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Gary A. Filmon Mgmt For For For 1.4 Elect Director Gordon D. Giffin Mgmt For For For 1.5 Elect Director Steve W. Laut Mgmt For For For 1.6 Elect Director Keith A.J. MacPhail Mgmt For For For 1.7 Elect Director Allan P. Markin Mgmt For For For 1.8 Elect Director Frank J. McKenna Mgmt For For For 1.9 Elect Director James S. Palmer Mgmt For For For 1.10 Elect Director Eldon R. Smith Mgmt For For For 1.11 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Split Mgmt For For For 4 Amend Stock Option Plan Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F13587120 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.80 per Share 5 Reelect Yann Delabriere as Director Mgmt For For For 6 Reelect Paul Hermelin as Director Mgmt For For For 7 Reelect Michel Jalabert as Director Mgmt For For For 8 Reelect Serge Kampf as Director Mgmt For For For 9 Reelect Phil Laskawy as Director Mgmt For Against Against 10 Reelect Ruud van Ommeren as Director Mgmt For For For 11 Reelect Terry Ozan as Director Mgmt For For For 12 Reelect Bruno Roger as Director Mgmt For For For 13 Elect Laurence Dors as Director Mgmt For For For 14 Reelect Pierre Hessler as Censor Mgmt For For For 15 Reelect Geoff Unwin as Censor Mgmt For For For 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 19 Set Global Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 20 to 26 at EUR 500 Million and under Items 21 to 26 at EUR 185 Million 20 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 185 Million 22 Approve Issuance of Shares for a Mgmt For For For Private Placement up to Aggregate Nominal Amount of EUR 185 Million 23 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Board to Set Issue Price for Mgmt For Against Against 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 26 Authorize Capital Increase of Up to Mgmt For For For EUR 185 Million for Future Exchange Offers 27 Approve Employee Stock Purchase Plan Mgmt For For For 28 Amend Articles 14 and 19 of Bylaws Re: Mgmt For For For Chairman of the board 29 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Mgmt For For For Statutory Report; Approve Discharge of Supervisory Board and Executive Board 3 Approve Allocation of Income and Mgmt For For For Dividends of DKK 3.50 per Share 4 Authorize Repurchase of up to 10 Mgmt For Against Against Percent of Share Capital 5.1 Amend Articles Regarding Registered Mgmt For For For Office 5.2 Amend Articles Re: Set Corporate Mgmt For For For Laguage as English 5.3 Amend Articles Re: Allow Electronic Mgmt For For For Distribution of Company Communications 5.4 Amend Articles Regarding Convocation Mgmt For For For of General Meeting 5.5 Amend Articles Re: Right to Call Mgmt For For For General Meeting 5.6 Amend Articles Regarding Adjournment Mgmt For For For of Commenced General Meeting 5.7 Amend Articles Regarding Publication Mgmt For For For of Material Pertaining to General Meeting 5.8 Amend Articles Regarding Right to Mgmt For For For Attend General Meeting 5.9 Amend Articles Regarding Submission of Mgmt For For For Subjects for Agenda of General Meeting 5.10 Amend Articles Regarding Right to be Mgmt For For For Represented by Proxy 5.11 Amend Articles Regarding Accountants Mgmt For For For 5.12 Amend Articles Regarding Publication Mgmt For For For of Minutes of General Meeting 5.13 Amend Articles Re: Authorize Board to Mgmt For For For Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency 6.1 Reelect Jess Soderberg as Director Mgmt For For For 6.2 Reelect Flemming Besenbacher as Mgmt For Abstain Against Director 6.3 Reelect Per Ohrgaard as Director Mgmt For Abstain Against 6.4 Elect Lars Stemmerik as Director Mgmt For Abstain Against 7 Ratify KPMG as Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CARREFOUR TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F13923119 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Transaction with Lars Olofsson Mgmt For Against Against Re: Severance Payment 4 Approve Transaction with Lars Olofsson Mgmt For For For Re: Additional Pension Scheme 5 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.08 per Share 6 Reelect Anne-Claire Taittinger as Mgmt For For For Director 7 Reelect Sebastien Bazin as Director Mgmt For For For 8 Reelect Thierry Breton as Director Mgmt For For For 9 Reelect Charles Edelstenne as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against Against 13 Authorize up to 0.5 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan - --------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN IL0010824113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gil Shwed as Director Mgmt For For For 1.2 Elect Marius Nacht as Director Mgmt For For For 1.3 Elect Jerry Ungerman as Director Mgmt For For For 1.4 Elect Dan Propper as Director Mgmt For For For 1.5 Elect David Rubner as Director Mgmt For For For 1.6 Elect Tal Shavit as Director Mgmt For For For 2 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 3 Approve Equity Compensation of CEO Mgmt For For For 3.1 Indicate Personal Interest in Proposed Mgmt N/A Against N/A Agenda Item - --------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS M22465104 07/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gil Shwed Mgmt For Withhold Against 1.2 Director Marius Nacht Mgmt For Withhold Against 1.3 Director Jerry Ungerman Mgmt For Withhold Against 1.4 Director Dan Propper Mgmt For Withhold Against 1.5 Director David Rubner Mgmt For Withhold Against 1.6 Director Tal Shavit Mgmt For Withhold Against 2 Reelection Of Outside Director: Yoav Mgmt For Abstain Against Chelouche 3 Reelection Of Outside Director: Guy Mgmt For Abstain Against Gecht 4 Authorize The Chairman Of The Board Of Mgmt For Against Against Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years 5 Ratify The Appointment And Mgmt For For For Compensation Of Check Point's Independent Public Accountants 6 Approve Compensation To Check Point's Mgmt For For For Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors 7 I Am A Controlling Shareholder Mgmt N/A Against N/A 8 I Have A Personal Interest in Item 6 Mgmt N/A Against N/A - --------------------------------------------------------------------------------------------------------------------- CHEMRING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G20860105 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 36 Pence Per Mgmt For For For Ordinary Share 4 Re-elect Lord Freeman as Director Mgmt For For For 5 Re-elect Kenneth Scobie as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise Board to Fix Their Remuneration 7 Amend Chemring Group Performance Share Mgmt For For For Plan 8 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 9 Subject to the Passing of Resolution Mgmt For For For 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 10 Authorise 3,535,083 Ordinary Shares Mgmt For For For for Market Purchase 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Hold General Mgmt For For For Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice - --------------------------------------------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y13213106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Li Tzar Kuoi, Victor as Director Mgmt For For For 3.2 Elect Ip Tak Chuen, Edmond as Director Mgmt For For For 3.3 Elect Chiu Kwok Hung, Justin as Mgmt For For For Director 3.4 Elect Chow Kun Chee, Roland as Mgmt For For For Director 3.5 Elect Yeh Yuan Chang, Anthony as Mgmt For For For Director 3.6 Elect Chow Nin Mow, Albert as Director Mgmt For For For 3.7 Elect Wong Yick-ming, Rosanna as Mgmt For For For Director 4 Appoint Deloitte Touche Tohmatsu as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- CHIBA BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8331 CUSIP J05670104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5.5 2.1 Elect Director Tadashi Ito Mgmt For For For 2.2 Elect Director Masahisa Shiizu Mgmt For For For 2.3 Elect Director Takashi Suda Mgmt For For For 2.4 Elect Director Tetsuya Koike Mgmt For For For 2.5 Elect Director Kyoichi Hanashima Mgmt For For For 2.6 Elect Director Masao Morimoto Mgmt For For For 3 Approve Retirement Bonuses and Special Mgmt For Against Against Payments in Connection with Abolition of Retirement Bonus System 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceilings for Directors and Statutory Auditors 6 Approve Deep Discount Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CHINA MOBILE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HK0941009539 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of HK$1.458 Per Mgmt For For For Share 3.1 Reelect Li Yue as Director Mgmt For For For 3.2 Reelect Lu Xiangdong as Director Mgmt For For For 3.3 Reelect Xin Fanfei as Director Mgmt For For For 3.4 Reelect Frank Wong Kwong Shing as Mgmt For For For Director 4 Reappoint KMPG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- CHINA SHINEWAY PHARMACEUTICAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G2110P100 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and consider the Audited Mgmt For For For consolidated financial statements and the reports of the Directors and Auditor for the YE 31 DEC 2009 2.1 Declare a final dividend for the YE 31 Mgmt For For For DEC 2009 2.2 Declare a special dividend for the YE Mgmt For For For 31 DEC 2009 3.1 Re-election of Mr. Li Huimin as a Mgmt For For For Director 3.2 Re-election of Mr. Ren Dequan as a Mgmt For For For Director 3.3 Re-election of Mr. Sun Liutai as a Mgmt For For For Director 3.4 Authorize the Board of Directors to Mgmt For For For fix the remuneration of the Directors 4 Re-appointment of Deloitte Touche Mgmt For For For Tohmatsu as the Auditor and to authorize the Board of Directors to fix their remuneration 5.1 Approve to grant a general mandate to Mgmt For For For the Directors to repurchase shares 5.2 Approve to grant a general mandate to Mgmt For For For the Directors to issue shares 5.3 Approve to extend the general mandate Mgmt For For For to issue shares by addition thereto the shares repurchased by the Company - --------------------------------------------------------------------------------------------------------------------- CHIYODA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J06237101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 3 Appoint a Corporate Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4519 CUSIP J06930101 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 23 2.1 Elect Director Mgmt For Against Against 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For Against Against 2.8 Elect Director Mgmt For Against Against 2.9 Elect Director Mgmt For For For 2.10 Elect Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Syed Muhammad Syed Abdul Kadir Mgmt For For For as Director 3 Elect Robert Cheim Dau Meng as Director Mgmt For For For 4 Elect Cezar Peralta Consing as Director Mgmt For For For 5 Elect Glenn Muhammad Surya Yusuf as Mgmt For For For Director 6 Elect Watanan Petersik as Director Mgmt For For For 7 Elect Haidar Mohamed Nor as Director Mgmt For For For 8 Approve Remuneration of Directors in Mgmt For For For the Amount of MYR 90,000 Per Director for the Financial Year Ended Dec. 31, 2009 9 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital - --------------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Listing of CIMB Share on the Mgmt For For For Stock Exchange of Thailand 2 Approve Bonus Issue of up to 3.6 Mgmt For For For Billion New CIMB Shares on the Basis of One Bonus Share for Every One Existing Share Held 3 Approve Increase in Authorized Share Mgmt For For For Capital from MYR 5 Billion Comprising 5 Billion CIMB Shares to MYR 10 Billion Comprising 10 Billion CIMB Shares - --------------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Clause 5 of the Memorandum of Mgmt For For For Association and Articles of Association to Reflect Changes in Authorized Share Capital 2 Amend Articles of Association as Set Mgmt For For For Out in Appendix 1 of the Circular to Shareholders Dated April 14, 2010 - --------------------------------------------------------------------------------------------------------------------- CNP ASSURANCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1876N318 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Gilles Mgmt For Against Against Benoist Re: Amendment to Employment Contract 6 Ratify Appointment of Tommaso Padoa Mgmt For For For Schioppa as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Appoint Cabinet PricewaterhouseCoopers Mgmt For For For Audit as Auditor and Yves Nicolas as Alternate Auditor 9 Renew Appointment of Cabinet Mazars as Mgmt For For For Auditor and Appoint Michel Barbet Massin as Alternate Auditor 10 Approve Stock Split Mgmt For For For 11 Pursuant to Item 10 Above, Amend Mgmt For For For Article 7 of Bylaws to Reflect Reduction of Par Value of Common Stock and Increase of Common Stock 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B26882165 09/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Directors' and Auditors' Mgmt N/A TNA N/A Reports 2.1 Accept Financial Statements Mgmt For TNA N/A 2.2 Accept Consolidated Financial Mgmt For TNA N/A Statements 3 Approve Dividends of EUR 4.04 per Share Mgmt For TNA N/A 4 Approve Allocation of Income Mgmt For TNA N/A 5 Approve Profit Participation of Mgmt For TNA N/A Employees Through Allotment of Repurchased Shares of Colruyt 6 Approve Discharge of Directors Mgmt For TNA N/A 7 Approve Discharge of Auditors Mgmt For TNA N/A 8.1 Reelect SA Farik Represented by Frans Mgmt For TNA N/A Colruyt as Director 8.2 Reelect SA Herbeco Represented by Piet Mgmt For TNA N/A Colruyt as Director 8.3 Reelect Frans Colruyt as Director Mgmt For TNA N/A 9 Allow Questions Mgmt N/A TNA N/A - --------------------------------------------------------------------------------------------------------------------- COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP B26882165 10/16/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 2 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 3 Approve Employee Stock Purchase Pln Mgmt For N/A N/A 4 Company-Specific Compens-Related Mgmt For N/A N/A 5 Eliminate Preemptive Rights Mgmt For N/A N/A 6 Auth Rgts/Ltd Issue w/o Prmtve Rgts Mgmt For N/A N/A 7 Company-Specific Compens-Related Mgmt For N/A N/A 8 Board to Execute Apprd Resolutions Mgmt For N/A N/A 9 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 10 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 11 Amend Corporate Purpose Mgmt For N/A N/A 12 Amend Art/Charter Equity-Related Mgmt For N/A N/A 13 Receive Special Board Report OR Mgmt For N/A N/A Special Auditor Report 14 Authorize Share Repurchase Program Mgmt For N/A N/A 15 Approve Reduction in Share Capital Mgmt For N/A N/A 16 Board to Execute Apprd Resolutions Mgmt For N/A N/A 17 Allow Questions Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F80343100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1 per Share 4 Authorize Payment of Dividends by Mgmt For For For Shares 5 Reelect Pierre-Andre de Chalendar as Mgmt For Against Against Director 6 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Severance Payment 7 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Pension Scheme 8 Approve Agreement for Pierre-Andre de Mgmt For For For Chalendar Re: Amendment of Health Insurance 9 Approve Transaction between Jean-Louis Mgmt For For For Beffa and Societe Civile Immobiliere de l'Ile de France Re: Residential Lease 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Reelect PricewatrhouseCoopers Audit as Mgmt For For For Auditor 12 Reelect Yves Nicolas as Alternate Mgmt For For For Auditor 13 Authorize Board to Issue Free Warrants Mgmt For For For with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 14 Amend Article 18 of Bylaws Re: General Mgmt For For For Meetings 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- CONSORCIO ARA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001161019 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Fiscal Year Ended Dec. 31, 2009 2 Accept Tax Report on Adherence to Mgmt For For For Fiscal Obligations 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors, Board Secretary and Mgmt For Abstain Against Deputy Board Secretary; Approve Their Discharge and Remuneration 5 Elect or Ratify Chairman of Audit Mgmt For Abstain Against Committee 6 Elect or Ratify Chairman of Corporate Mgmt For Abstain Against Practices Committee 7 Set Maximum Aggregate Nominal Amount Mgmt For Abstain Against of Share Repurchase Reserve 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - --------------------------------------------------------------------------------------------------------------------- CONSORCIO ARA, S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P3084R106 10/01/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Shares Repurchase Report Mgmt For For For 2 Approve Stock Option Plan for Mgmt For For For Company's Executives and Employees 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - --------------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP (FORMERLY CS HOLDING) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H3698D419 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2 per Share 4 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities 5.1 Reelect Noreen Doyle as Director Mgmt For For For 5.2 Reelect Aziz Syriani as Director Mgmt For Against Against 5.3 Reelect David Syz as Director Mgmt For For For 5.4 Reelect Peter Weibel as Director Mgmt For For For 5.5 Elect Jassim Al Thani as Director Mgmt For For For 5.6 Elect Robert Benmosche as Director Mgmt For For For 5.7 Ratify KPMG AG as Auditors Mgmt For For For 5.8 Ratify BDO Visura as Special Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CSE GLOBAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8346J107 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' Mgmt For For For report and the Audited accounts of the Company for the YE 31 DEC 2009 together with the Auditors' report thereon 2 Declare a first and final one-tier Mgmt For For For tax exempt dividend of 3.5 cents per ordinary share for the YE 31 DEC 2009 2008: Final one-tier tax exempt dividend of 3 cents per ordinary share 3 Re-elect Mr. Lim Ming Seong, as the Mgmt For For For Director of the Company retiring pursuant to Article 95 of the Articles of Association of the Company; Mr. Lim Ming Seong will, upon re-election as a Director of the Company, remain as Chairman of the Board and Chairman 4 Re-appoint Ernst & Young LLP as the Mgmt For For For Auditors of the Company and authorize the Directors of the Company to fix their remuneration 5 Approve the payment of Directors' fees Mgmt For For For of USD 223,000 for the YE 31 DEC 2009 2008: USD 229,000 6 Authorize the Directors of the Company Mgmt For Against Against to issue shares up to 20% of the issued shares in the share capital of the Company; that pursuant to Section 161 of the Companies Act, Capital. 50 and Rule 806 of the Listing Manual of the Singapore Exchange Securiti - --------------------------------------------------------------------------------------------------------------------- CSL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP Q3018U109 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For 5 Renew Partial Takeover Provision Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DAI NIPPON PRINTING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7912 CUSIP J10584100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 16 2.1 Elect Director Yoshitoshi Kitajima Mgmt For For For 2.2 Elect Director Kouichi Takanami Mgmt For For For 2.3 Elect Director Satoshi Saruwatari Mgmt For For For 2.4 Elect Director Masayoshi Yamada Mgmt For For For 2.5 Elect Director Yoshinari Kitajima Mgmt For For For 2.6 Elect Director Mitsuhiko Hakii Mgmt For For For 2.7 Elect Director Osamu Tsuchida Mgmt For For For 2.8 Elect Director Teruomi Yoshino Mgmt For For For 2.9 Elect Director Yuujirou Kuroda Mgmt For For For 2.10 Elect Director Masahiko Wada Mgmt For For For 2.11 Elect Director Kazumasa Hiroki Mgmt For For For 2.12 Elect Director Tetsuji Morino Mgmt For For For 2.13 Elect Director Shigeru Kashiwabara Mgmt For For For 2.14 Elect Director Kunikazu Akishige Mgmt For For For 2.15 Elect Director Kenji Noguchi Mgmt For For For 2.16 Elect Director Yoshiaki Nagano Mgmt For For For 2.17 Elect Director Motoharu Kitajima Mgmt For For For 2.18 Elect Director Takao Shimizu Mgmt For For For 2.19 Elect Director Tatsuo Komaki Mgmt For For For 2.20 Elect Director Akira Yokomizo Mgmt For For For 2.21 Elect Director Yoshiki Nozaka Mgmt For For For 2.22 Elect Director Masaki Tsukada Mgmt For For For 2.23 Elect Director Sakae Hikita Mgmt For For For 2.24 Elect Director Tadao Tsukada Mgmt For For For 3 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - --------------------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CUSIP J08484149 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2.1 Elect Director Daisuke Ogawa Mgmt For For For 2.2 Elect Director Misao Fudaba Mgmt For For For 2.3 Elect Director Tetsuji Yanami Mgmt For For For 2.4 Elect Director Ichiro Katagiri Mgmt For For For 2.5 Elect Director Koji Shima Mgmt For For For 2.6 Elect Director Shigetaka Komori Mgmt For Against Against 2.7 Elect Director Akishige Okada Mgmt For For For 2.8 Elect Director Yuichi Miura Mgmt For For For 3 Appoint Statutory Auditor Kunie Okamoto Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Takashi Shouda Mgmt For For For 2.2 Elect Director Hitoshi Matsuda Mgmt For For For 2.3 Elect Director Tsutomu Une Mgmt For For For 2.4 Elect Director Takeshi Ogita Mgmt For For For 2.5 Elect Director Takashi Okimoto Mgmt For For For 2.6 Elect Director Joji Nakayama Mgmt For For For 2.7 Elect Director Kazunori Hirokawa Mgmt For For For 2.8 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.9 Elect Director Kunio Ishihara Mgmt For For For 2.10 Elect Director Yuichiro Anzai Mgmt For For For 3.1 Appoint Statutory Auditor Akio Yamada Mgmt For For For 3.2 Appoint Statutory Auditor Shigeaki Mgmt For For For Ishikawa 4 Appoint Alternate Statutory Auditor Mgmt For For For Sumio Moriwaki 5 Approve Payment of Annual Bonuses to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives Mgmt For For For when Repurchasing Shares 8 Elect Paul Achleitner to the Mgmt For For For Supervisory Board 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Amend Articles Re: Board-Related Mgmt For For For 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights - --------------------------------------------------------------------------------------------------------------------- DAISEKI CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J10773109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 101 2.1 Elect Director Shuji Nakata Mgmt For For For 2.2 Elect Director Hiroshi Kawaguchi Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akira Kiyota Mgmt For For For 1.2 Elect Director Shigeharu Suzuki Mgmt For For For 1.3 Elect Director Shin Yoshidome Mgmt For For For 1.4 Elect Director Takashi Hibino Mgmt For For For 1.5 Elect Director Nobuyuki Iwamoto Mgmt For For For 1.6 Elect Director Kazuo Oda Mgmt For For For 1.7 Elect Director Saburou Jifuku Mgmt For For For 1.8 Elect Director Tetsurou Kawakami Mgmt For For For 1.9 Elect Director Ryuuji Yasuda Mgmt For For For 1.10 Elect Director Kouichi Uno Mgmt For For For 1.11 Elect Director Nobuko Matsubara Mgmt For For For 1.12 Elect Director Keiichi Tadaki Mgmt For For For 1.13 Elect Director Makoto Shirakawa Mgmt For For For 1.14 Elect Director Takatoshi Wakabayashi Mgmt For For For 2 Approve Stock Option Plan and Deep Mgmt For For For Discount Stock Option Plan - --------------------------------------------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.14 Per Mgmt For For For Ordinary Share 3.1 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for 2009 (2008: SGD 1.5 Million) 3.2 Approve Special Remuneration of SGD Mgmt For For For 4.5 Million for Koh Boon Hwee for 2009 (2008: 2 Million) 4 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorize Board to Fix Their Remuneration 5.1 Reelect Ang Kong Hua as Director Mgmt For For For 5.2 Reelect John Alan Ross as Director Mgmt For For For 5.3 Reelect Kwa Chong Seng as Director Mgmt For For For 6.1 Reelect Ambat Ravi Shankar Menon as Mgmt For For For Director 6.2 Reelect Piyush Gupta as Director Mgmt For For For 6.3 Reelect Peter Seah Lim Huat as Director Mgmt For For For 7 Reelect Andrew Robert Fowell Buxton as Mgmt For For For Director 8.1 Approve Issuance of Shares and/or Mgmt For For For Grant Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan 8.2 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.3 Approve Issuance of Shares Pursuant to Mgmt For For For the DBSH Scrip Dividend Scheme - --------------------------------------------------------------------------------------------------------------------- DEMAG CRANES AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D17567104 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2008/2009 F-Y with the report of the Supervisory Board, the Group financial statements and-annual report, and the report pursuant to Sections 289[4] and 315[4] of the G-erman Commercial Co 2 Resolution on the appropriation of the N/A N/A For N/A distributable profit of EUR 56,665,762.19 as follows: the entire amount shall be carried forward 3 Ratification of the acts of the Board N/A N/A For N/A of Managing Directors 4 Ratification of the acts of the N/A N/A For N/A Supervisory Board 5 Appointment of Auditors for the N/A N/A For N/A 2009/2010 FY: Deloitte & Touche GmbH, Dusseldorf 6 Amendments to the Articles of N/A N/A For N/A Association: a) Section 15(2) shall be amended in respect of the shareholders meeting being announced at least 30 days prior to the deadline for shareholder registration for attendance; b) Section 16[1] shall be amended in re 7 Authorization to issue convertible or N/A N/A For N/A warrant bonds, the creation of contingent capital, and the corresponding amendments to the Articles of Association, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to is - --------------------------------------------------------------------------------------------------------------------- DENKI KAGAKU KOGYO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12936134 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For 3 Appoint a Substitute Corporate Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CUSIP J12075107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 14 2.1 Elect Director Kouichi Fukaya Mgmt For For For 2.2 Elect Director Nobuaki Katou Mgmt For For For 2.3 Elect Director Hiromi Tokuda Mgmt For For For 2.4 Elect Director Kouji Kobayashi Mgmt For For For 2.5 Elect Director Kazuo Hironaka Mgmt For For For 2.6 Elect Director Soujirou Tsuchiya Mgmt For For For 2.7 Elect Director Hikaru Sugi Mgmt For For For 2.8 Elect Director Shinji Shirasaki Mgmt For For For 2.9 Elect Director Mitsuhiko Masegi Mgmt For For For 2.10 Elect Director Masahiko Miyaki Mgmt For For For 2.11 Elect Director Akio Shikamura Mgmt For For For 2.12 Elect Director Haruya Maruyama Mgmt For For For 2.13 Elect Director Shouichirou Toyoda Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 4 Approve Special Payments in Connection Mgmt For Against Against with Abolition of Retirement Bonus System - --------------------------------------------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.75 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Repurchase of Up to Five Mgmt For For For Percent of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives Mgmt For For For when Repurchasing Shares 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10 Amend Articles Re: Participation in, Mgmt For For For Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Affiliation Agreements with Mgmt For For For Subsidiaries 13 Approve Affiliation Agreements with Mgmt For For For Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH - --------------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D1882G119 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For Against Against Management Board Members 6 Approve EUR 27.8 Million Capital Mgmt For For For Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million Mgmt For For For Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with Mgmt For For For Clearstream Banking AG 10.1 Amend Articles Re: Electronic Voting Mgmt For For For at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10.2 Amend Articles Re: Exercise of Voting Mgmt For For For Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 - --------------------------------------------------------------------------------------------------------------------- DIALOG SEMICONDUCTOR PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5821P111 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 4 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 5 Re-elect Christopher Burke as Director Mgmt For Against Against 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Peter Tan as Director Mgmt For Against Against 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 10 Amend the Non-Executive Directors 2006 Mgmt For Against Against Share Option Scheme 11 Approve the Executive Incentive Plan Mgmt For Against Against 2010 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Approve Reduction of Share Premium Mgmt For For For Account 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- DISCO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6146 CUSIP J12327102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2 Approve Annual Bonus Payment to Mgmt For For For Directors 3 Approve Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DISCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12327102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Approve Payment of Bonuses to Directors Mgmt For Against Against 3 Allow Board to Authorize Use of Stock Mgmt For Against Against Option Plan - --------------------------------------------------------------------------------------------------------------------- DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Minutes of Meeting Mgmt For For For 3 Designate Inspector of Mtg Minutes Mgmt For For For 4 Auth Issuance with Preemptive Rgts Mgmt For For For 5 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Notice of Meeting and Agenda Mgmt For For For 3 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 4 Approve Remuneration of Committee of Mgmt For For For Representatives, Control Committee, and Nominating Committee 5 Approve Remuneration of Auditors Mgmt For For For 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.75 per Share 7 Relect Nils Bastiansen, Toril Mgmt For For For Eidesvik, Eldbjorg Lower, Dag Opedal, Gudrun Rollefsen, Arthur Sletteberg, Hanne Wiig, and Herbjorn Hansson to Committee of Representatives; Elect Camilla Grieg, Per Moller, and Ole Reitan as New Members; Elect Deputy 8 Reelect Eldbjorg Lower, Per Moller, Mgmt For For For Arthur Sletteberg, and Reier Soberg as Members of Nominating Committee 9 Authorize Share Repurchase Program Mgmt For For For 10.1 Approve Advisory Part of Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 10.2 Approve Binding Part of Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 11.1 Special remuneration or broad shared ShrHldr N/A Against N/A financial responsibility and common interests 11.2 Reforms to ensure sound corporate ShrHldr N/A Against N/A governance by changing/strengthening the competence and independence of governing bodies 11.3 Reversal of authority to the General ShrHldr N/A Against N/A Meeting 11.4 Cultivation of individual roles in the ShrHldr N/A Against N/A Group to strengthen risk management and capital adequacy - --------------------------------------------------------------------------------------------------------------------- DSV AS, BRONDBY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K3013J154 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report of Supervisory N/A N/A For N/A Board and Executive Board on the Company activities in 2009 2 Approve the presentation of the 2009 N/A N/A For N/A annual report with the Audit report for adoption and proposal for emoluments of Supervisory Board Members 3 Approve the resolution regarding N/A N/A For N/A application of profits or covering of losses as per the adopted 2009 annual report; the Supervisory Board proposes dividends of DKK 0.25 per share 4.1 Re-elect Kurt K. Larsen for the N/A N/A For N/A Supervisory Board 4.2 Re-elect Erik B. Pedersen for the N/A N/A For N/A Supervisory Board 4.3 Re-elect Per Skov for the Supervisory N/A N/A For N/A Board 4.4 Re-elect Kaj Christiansen for the N/A N/A For N/A Supervisory Board 4.5 Re-elect Annette Sadolin for the N/A N/A For N/A Supervisory Board 4.6 Election of Birgit W. Norgaard for the N/A N/A For N/A Supervisory Board 5 Appointment of KPMG, Statsautoriseret N/A N/A For N/A Revisionpartnerselskab Central 6.1 Authorize the Supervisory Board to N/A N/A Against N/A acquire treasury shares and to amend the Company's Articles of Association accordingly, as specified on the proposed Article 4c for the Company's Articles of Association 6.2 Grant authority to issue convertible N/A N/A Against N/A debt instruments and warrants for a nominal amount of up to DKK 25 million and to amend the Company's Articles of Association accordingly, as specified on the proposed Article 4d for the Company's Articles of Associati 6.3 Amend the Company's current general N/A N/A Against N/A guidelines for incentive pay for the Management and Staff of DSV A/S as specified 6.4 Amend the Articles of Association as a N/A N/A For N/A consequence of the new Companies Act; amend Article 1, 11 and 13 and the wording of Article 5, 5a, 7,8, 9, 10 and to insert Article 12 and 13 provision into the Company's Articles of Association as a new Article and 6.5 Adopt various other amendments to the N/A N/A Against N/A Articles of Association: amend the wording of Article 4, 4a, 4b, 4c, 4d, 6 and amend Article 7, 8 as specified 7 Transact any other business N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 2 Amend Articles to Indemnify Directors Mgmt For For For and Statutory Auditors 3.1 Elect Director Mutsutake Otsuka Mgmt For For For 3.2 Elect Director Yoshio Ishida Mgmt For For For 3.3 Elect Director Satoshi Seino Mgmt For For For 3.4 Elect Director Tetsuro Tomita Mgmt For For For 3.5 Elect Director Masaki Ogata Mgmt For For For 3.6 Elect Director Yoshiaki Arai Mgmt For For For 3.7 Elect Director Tsugio Sekiji Mgmt For For For 3.8 Elect Director Yoichi Minami Mgmt For For For 3.9 Elect Director Toru Owada Mgmt For For For 3.10 Elect Director Yuji Fukasawa Mgmt For For For 3.11 Elect Director Yasuo Hayashi Mgmt For For For 3.12 Elect Director Shigeru Tanabe Mgmt For For For 3.13 Elect Director Shinichiro Kamada Mgmt For For For 3.14 Elect Director Yoshitaka Taura Mgmt For For For 3.15 Elect Director Naomichi Yagishita Mgmt For For For 3.16 Elect Director Naoto Miyashita Mgmt For For For 3.17 Elect Director Yuji Morimoto Mgmt For For For 3.18 Elect Director Osamu Kawanobe Mgmt For For For 3.19 Elect Director Toshiro Ichinose Mgmt For For For 3.20 Elect Director Masayuki Satomi Mgmt For For For 3.21 Elect Director Kimio Shimizu Mgmt For For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For For 3.25 Elect Director Takeshi Sasaki Mgmt For For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Amend Articles to Require Disclosure ShrHldr Against For Against of Individual Director Compensation Levels 6 Amend Articles to Require Reporting to ShrHldr Against Against For Shareholders of Advisor Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from ShrHldr Against Against For Office 7.2 Remove Director Satoshi Seino from ShrHldr Against Against For Office 7.3 Remove Director Masaki Ogata from ShrHldr Against Against For Office 7.4 Remove Director Toru Owada from Office ShrHldr Against Against For 7.5 Remove Director Yuji Fukasawa from ShrHldr Against Against For Office 7.6 Remove Director Yasuo Hayashi from ShrHldr Against Against For Office 7.7 Remove Director Yuji Morimoto from ShrHldr Against Against For Office 8.1 Appoint Shareholder Nominee Hisayoshi ShrHldr Against Against For Serizawa to the Board 8.2 Appoint Shareholder Nominee Fusao ShrHldr Against Against For Shimoyama to the Board 8.3 Appoint Shareholder Nominee Makoto ShrHldr Against Against For Sataka to the Board 8.4 Appoint Shareholder Nominee Hisakatsu ShrHldr Against Against For Nihei to the Board 8.5 Appoint Shareholder Nominee Yoshinori ShrHldr Against Against For Takahashi to the Board 9 Cut Board Compensation by 20 Percent ShrHldr Against Against For 10 Approve Alternate Income Allocation to ShrHldr Against Against For Establish Reserve for Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to ShrHldr Against Against For Establish Reserve for Retention of Local Rail Lines 12 Approve Alternate Income Allocation to ShrHldr Against Against For Establish "Reserve for Safety Personnel" to Reduce Suicides - --------------------------------------------------------------------------------------------------------------------- ELECTROLUX AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W24713120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marcus Wallenberg as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report Mgmt N/A N/A N/A 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 4.00 per Share 11 Determine Number of Members (10) and Mgmt For For For Deputy Members of Board (0); Receive Nomination Committee Report 12 Approve Remuneration of Board in the Mgmt For For For Amount of SEK 1.6 Million for Chairman, SEK 550,000 for Deputy Chairman, and SEK 475,000 for Other Board Members; Approve Remuneration for Committee Work; Approve 13 Reelect Marcus Wallenberg (Chair), Mgmt For For For Peggy Bruzelius, Torben Sorensen, Hasse Johansson, John Lupo, Barbara Thoralfsson, Johan Molin, Hans Straberg, and Caroline Sundewall as Directors; Elect Lorna Davis 14 Ratify PricewaterhouseCoopers AB as Mgmt For For For Auditors 15 Authorize Board Chairman, One Mgmt For For For Additional Director, and Representatives of Company's Four Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Approve Restricted Stock Plan for Key Mgmt For For For Employees 18.1 Authorize Repurchase Up to a Holding Mgmt For For For of Ten Percent of Issued Share Capital 18.2 Approve Reissuance of Repurchased Mgmt For For For Shares to Cover Expenses Connected with Company Acquisitions 18.3 Approve Reissuance of 3.0 Million Mgmt For For For Repurchased Class B Shares to Cover Expenses Connected to the 2003 Stock Option Plan and the Electrolux Share Program 2008 18.4 Approve Reissuance of 1.5 Million Mgmt For For For Repurchased Class B Shares to Cover Expenses Connected to the Electrolux Share Program 2010 19 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W2479G107 09/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2 per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Receive Nominating Committee Report Mgmt N/A N/A N/A 12 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 2.7 Million; Approve Remuneration of Auditors 14 Reelect Akbar Seddigh (Chair), Carl G. Mgmt For Against Against Palmstierna, Laurent Leksell, Tommy Karlsson, Hans Barella, Birgitta Stymne Goransson, Luciano Cattani and Vera Kallmeyer as Directors (Bundled) 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16.1 Authorize Share Repurchase Program Mgmt For For For 16.2 Authorize Reissuance of Repurchased Mgmt For For For Shares 16.3 Approve Transfer of 232,000 Shares to Mgmt For For For Participants in LTIP Program Proposed Under Item 17; Approve Transfer of 32,000 Shares to Cover Costs Associated with LTIP Program 17 Approve Restricted Stock Plan for Mgmt For For For Groupe Management, Senior Management, and Key Employees 18 Authorize Chairman of Board and Mgmt For For For Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee 19.1 Amend Articles Re: Newspaper Mgmt For For For Publication of General Meeting Notice 19.2 Amend Articles Re: Notice Period for Mgmt For For For General Meeting - --------------------------------------------------------------------------------------------------------------------- ELPIDA MEMORY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 6665 CUSIP J1354L103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yukio Sakamoto Mgmt For For For 1.2 Elect Director Shuuichi Ohtsuka Mgmt For For For 1.3 Elect Director Takao Adachi Mgmt For For For 1.4 Elect Director Hideki Gomi Mgmt For For For 1.5 Elect Director Yasuo Shirai Mgmt For For For 1.6 Elect Director Shieh Tsay-Jiu Mgmt For For For 1.7 Elect Director Nobuyuki Wataki Mgmt For For For 2 Appoint Statutory Auditor Toshio Nohara Mgmt For For For 3 Appoint Alternate Statutory Auditor Mgmt For For For Yoriko Noma 4 Approve Accounting Transfers Mgmt For For For 5 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor - --------------------------------------------------------------------------------------------------------------------- ELRINGKLINGER AG, DETTINGEN/ERMS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2462K108 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289(4) and 315(4) of th-e German Commercia 2 Resolution on the appropriation of the Mgmt For For For distributable profit of EUR 11,520,000 as follows payment of a dividend of EUR 0.20 per no-par share Ex-dividend date: 24 MAY 2010 payable date: 25 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Appointment of Auditors for the 2010 Mgmt For For For FY: PricewaterhouseCoopers AG, Stuttgart 6 Approval of the remuneration system Mgmt For For For for members of the Board of Managing Directors 7.1 Election of Rainer Hahn to the Mgmt For For For Supervisory Board 7.2 Election of Karl-Uwe van Husen to the Mgmt For For For Supervisory Board 7.3 Election of Thomas Klinger-Lohr to the Mgmt For For For Supervisory Board 7.4 Election of Walter Herwarth Lechler to Mgmt For For For the Supervisory Board 7.5 Election of Helmut Lerchner to the Mgmt For For For Supervisory Board 7.6 Election of Manfred Strauss to the Mgmt For For For Supervisory Board 8 Amendments to the Articles of Mgmt For For For Association in respect of the Supervisory Board Section 9(1), regarding the Supervisory Board comprising 12 members, six to be elected by the shareholders and six by the employees Section 10(1), regarding the Supervisory Boa 9 Resolution on the authorization to Mgmt For For For acquire own shares the company shall be authorized to acquire own shares of up to 10% of the share capital at prices not deviating more than 10% from the market price of the shares, on or before 21 MAY 2015 the Board of 10 Resolution on the creation of new Mgmt For Against Against authorized capital and the amendment to the Articles of Association the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 28,800,000 thr 11 Amendments to the Articles of Mgmt For For For Association in connection with the shareholder rights directive implementation law [ARUG] a) Section 15(2)1, regarding the Board Managing Directors having the power to allow the audiovisual transmission of the shareholders' m 12 Amendment to the Articles of Mgmt For For For Association concerning the shareholders' meeting venue Section 16(1)1, regarding the shareholders' meeting taking place at the Company's seat or any other town in Baden-Wurttemberg with at least 20,000 inhabitants - --------------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Braithwaite Mgmt For For For 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director David A. Leslie Mgmt For For For 1.8 Elect Director George K. Petty Mgmt For For For 1.9 Elect Director Charles E. Shultz Mgmt For For For 1.10 Elect Director Dan C. Tutcher Mgmt For For For 1.11 Elect Director Catherine L. Williams Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - --------------------------------------------------------------------------------------------------------------------- ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter A. Dea as Director Mgmt For For For 1.2 Elect Randall K. Eresman as Director Mgmt For For For 1.3 Elect Claire S. Farley as Director Mgmt For For For 1.4 Elect Fred J. Fowler as Director Mgmt For For For 1.5 Elect Barry W. Harrison as Director Mgmt For For For 1.6 Elect Suzanne P Nimocks as Director Mgmt For For For 1.7 Elect David P. O?Brien as Director Mgmt For For For 1.8 Elect Jane L. Peverett as Director Mgmt For For For 1.9 Elect Allan P. Sawin as Director Mgmt For For For 1.10 Elect Bruce G. Waterman as Director Mgmt For For For 1.11 Elect Clayton H. Woitas as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For 4 Amend By-Law No.1 Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reorganization Plan Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For 3 Adopt/Amnd Shareholder Rights Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3679P115 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by the Italian Treasury Mgmt N/A Against N/A 3.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors 4 Approve Internal Auditors' Remuneration Mgmt For For For 5 Amend Rules of General Meetings Mgmt For For For 6 Amend Articles Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3643A145 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 4 Amend Company Bylaws Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W26049119 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Treschow as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Approve Agenda of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report; Allow Mgmt N/A N/A N/A Questions 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Discharge of Board and Mgmt For For For President 8.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend 9.1 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members 9.3 Reelect Michael Treschow (Chair), Mgmt For For For Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors 9.4 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee 9.5 Approve Omission of Remuneration to Mgmt For For For Nominating Committee Members 9.6 Approve Remuneration of Auditors Mgmt For For For 10 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 11.1 Approve 2010 Share Matching Plan for Mgmt For For For All Employees 11.2 Authorize Reissuance of 11.3 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for All Employees 11.3 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.2 11.4 Approve 2010 Share Matching Plan for Mgmt For For For Key Contributors 11.5 Authorize Reissuance of 7.8 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors 11.6 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.5 11.7 Approve 2010 Restricted Stock Plan for Mgmt For For For Executives 11.8 Authorize Reissuance of 4.4 Million Mgmt For For For Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives 11.9 Approve Swap Agreement with Third Mgmt For Against Against Party as Alternative to Item 11.8 12 Authorize Reissuance of up to 7.4 Mgmt For For For Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans 13 General Meeting Shall Instruct the ShrHldr N/A For N/A Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- EULER HERMES, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F2013Q107 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements for Mgmt For For For the FYE on 31 DEC 2009 2 Approve the consolidated financial Mgmt For For For statements for the FYE on 31 DEC 2009 3 Acknowledge that there were not any Mgmt For For For non tax deductible expenses during the FYE on 31 DEC 2009 4 Grant discharge of duties to the Mgmt For For For Executive Board Members, the Supervisory Board Members and Statutory Auditors 5 Approve the allocation of income for Mgmt For For For the FYE on 31 DEC 2009 6 Approve the adjustment of the reserves Mgmt For For For for treasury shares 7 Approve the regulated agreements Mgmt For Against Against pursuant to Article L.225-86 of the Commercial Code 8 Approve to renew Mr. Jean-Herve Mgmt For For For Lorenzi's term as a Supervisory Board Member 9 Approve to renew Mr. Charles De Mgmt For For For Croisset's term as a Supervisory Board Member 10 Approve to renew Mr. Robert Hudry's Mgmt For For For term as a Supervisory Board member 11 Appointment of Mrs. Brigitte BOVERMANN Mgmt For For For as a Supervisory Board Member 12 Appointment of Mr. Jacques RICHIER as Mgmt For For For a Supervisory Board Member 13 Appointment of Mr. Thomas-B. QUAAS as Mgmt For For For a Supervisory Board Member 14 Appointment of Mrs. Elizabeth Corley Mgmt For For For as a Supervisory Board Member 15 Appointment of Mr. Nicolas Dufourcq as Mgmt For For For a Supervisory Board Member 16 Authorize the Executive Board for the Mgmt For For For Company to repurchase its own shares as part of the repurchase program 17 Approve the specific agreement related Mgmt For Against Against to Mr. Wilfried Verstraete's contract, Chairman of the Executive Board, to introduce a performance condition related to the allocation of his compensation payable upon termination of activity 18 Approve the allocation of attendance Mgmt For For For allowances 19 Authorize the Executive Board to Mgmt For For For reduce the share capital by cancellation of shares acquired as part of the share repurchase program 20 Authorize the Executive Board to issue Mgmt For For For shares and other securities giving access to the capital of the Company, with preferential subscription rights of the shareholders 21 Authorize the Executive Board to Mgmt For For For increase the capital by incorporation of reserves, profits or premiums or other amounts whose capitalization may be permitted 22 Authorize the Executive Board to Mgmt For Against Against increase the share capital in favor of Members of a Company Saving Plan 23 Amend the Article 11 of the Statutes Mgmt For For For concerning the age limit of the Members of the Supervisory Board 24 Approve the powers for the formalities Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EULER HERMES, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F2013Q107 09/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint Mr. Clement booth as a Member Mgmt For For For of the Supervisory Board 2 Grant powers for formalities Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F3692M128 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 14 of Bylaws Re: Age Mgmt For For For Limit for Directors 2 Amend Article 15 of Bylaws Re: Mgmt For Against Against Shareholding Requirements for Directors 3 Amend Article 18.1 of Bylaws Re: Age Mgmt For For For Limit for Chairman of the Board 4 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for CEO 5 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for Vice-CEO 6 Amend Article 22 of Bylaws Re: Record Mgmt For For For Date 7 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F3692M128 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Ratify Alternate Auditor Mgmt For For For 7 Appr Discharge of Board and Pres. Mgmt For For For 8 Elect Directors Mgmt For For For 9 Authorize Share Repurchase Program Mgmt For Against Against 10 Auth Issuance with Preemptive Rgts Mgmt For Against Against 11 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 12 Appr Iss of Shrs for Priv Placement Mgmt For For For 13 Authorize Management Board to Set Mgmt For Against Against Issue Price for 10 Percent 14 Authorize Board to Increase Capital in Mgmt For Against Against the Event of Demand E 15 Capitalize Res for Bonus Issue/Par Mgmt For For For 16 Adopt/Amnd Shareholder Rights Plan Mgmt For Against Against 17 Increase Capital/Share Exch Offer Mgmt For Against Against 18 Authorize Capital Increase of up to 10 Mgmt For Against Against Percent of Issued Cap 19 Issue Equity/Convert Subs Secs Mgmt For Against Against 20 Approve Issuance of Securities Mgmt For For For Convertible into Debt 21 Approve Employee Stock Purchase Pln Mgmt For For For 22 Approve Restricted Stock Plan Mgmt For Against Against 23 Approve Stock Option Plan Mgmt For Against Against 24 Approve Reduction in Share Capital Mgmt For For For 25 Authorize Filing of Documents Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EXEDY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1326T101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EXPERIAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G32655105 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Chris Callero as Director Mgmt For For For 4 Re-elect John Peace as Director Mgmt For For For 5 Re-elect Laurence Danon as Director Mgmt For For For 6 Re-elect Sir Alan Rudge as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 8 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority 10 Subject to the Passing of Resolution Mgmt For For For 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 11 Authorise 102,547,586 Ordinary Shares Mgmt For For For for Market Purchase - --------------------------------------------------------------------------------------------------------------------- EZRA HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 02/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize the Directors of the N/A N/A For N/A Company the Directors to: a for the purposes of the Companies Act Chapter 50 of Singapore the Companies Act purchase or otherwise acquire the Shares as hereafter defined not exceeding in aggregate the Prescribed Limi - --------------------------------------------------------------------------------------------------------------------- EZRA HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT WHERE A SHAREHOLDER N/A N/A N/A N/A APPOINTS MORE THAN 1 PROXY, HE/SHE SHOULD SPECIFY THE PROPORTION OF HIS/HER SHAREHOLDING [EXPRESSED AS A PERCENTAGE OF THE WHOLE] TO BE REPRESENTED BY EACH PROXY AND IF NO PERCENTAGE IS SPECIFIED, THE FIRST NAMED PROXY 2 Authorize the Directors, pursuant to N/A N/A Against N/A Section 161 of the Companies Act, Chapter 50 and the Listing Manual of the SGX-ST [the 'Listing Manual'], to issue shares in the capital of the Company [whether by way of rights, bonus or otherwise]; and/or make or gra 3 Authorize the Directors, subject to N/A N/A Against N/A and pursuant to the share issue mandate in Resolution 1 above being obtained, to issue new shares other than on a pro-rata basis to shareholders of the Company at an issue price per new share which shall be determined b - --------------------------------------------------------------------------------------------------------------------- EZRA HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2401G108 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' N/A N/A For N/A report and the Audited accounts of the Company for the FYE 31 AUG 2009 together with the Auditors' report thereon 2 Declare a final tax-exempt dividend of N/A N/A For N/A SGD 0.015 per ordinary share for the FYE 31 AUG 2009 3 Re-elect Mr. Lee Chye Tek Lionel as a N/A N/A For N/A Director retiring pursuant to Article 106 of the Company's Articles of Association 4 Re-elect Mr. Wong Bheet Huan Director N/A N/A For N/A retiring pursuant to Article 106 of the Company's Articles of Association 5 Re-elect Mr. Tay Chin Kwang as a N/A N/A For N/A Director retiring pursuant to Article 106 of the Company's Articles of Association 6 Re-elect Dr. Ngo Get Ping Director N/A N/A For N/A retiring pursuant to Article 106 of the Company's Articles of Association 7 Approve the payment of Directors' fees N/A N/A For N/A of SGD 310,000 for the FYE 31 AUG 2009 8 Re-appoint Ernst & Young LLP as the N/A N/A For N/A Company's Auditors and authorize the Directors to fix their remuneration 9 To transact any other ordinary business N/A N/A N/A N/A 10 Authorize the Directors, pursuant to N/A N/A Against N/A Section 161 of the Companies Act, Chapter 50 and the provisions (including Rule 806) of the Listing Manual of the Singapore Exchange Securities Trading Limited, to allot and issue shares and convertible securities in t 11 Authorize the Directors, pursuant to N/A N/A Against N/A Section 161 of the Companies Act, Chapter 50, to allot and issue shares in the capital of the Company to all the holders of options granted by the Company, whether granted during the subsistence of this authority or ot - --------------------------------------------------------------------------------------------------------------------- FIELMANN AG, HAMBURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2617N114 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial N/A N/A N/A N/A statements and annual report for the 2008 FY wit-h the report of the Supervisory Board, the Group financial statements and Grou-p annual report as well as the report by the Board of Managing Directors pursu-ant to Sections 28 2 Resolution on the appropriation of the Mgmt For For For distributable profit of EUR 81,900,000 as follows: payment of a dividend of EUR 1.95 per no-par share ex-dividend and payable date: 10 JUL 2009 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Appointment of Auditors for the 2009 Mgmt For For For FY: SUnited Statest + Partner Ohg, Hamburg - --------------------------------------------------------------------------------------------------------------------- FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Mgmt For For For Statutory Reports, and Allocation of Income 2 Approve Remuneration of External Mgmt For For For Auditors 3 Amend Rules of General Meetings Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP320321310 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposal to Exchange 100 Mgmt For For For Percent of Shares from the Beer Operations of the Company and/or its Subsidiaries for a Share Participation in Heineken Holdings N.V. and Heineken N.V. 2 Accept Report of Board of Directors on Mgmt For For For Financial Statements and Statutory Reports for Fiscal Year 2009, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report 3 Approve Tax Report on Fiscal Mgmt For For For Obligations 4 Approve Allocation of Income and Mgmt For For For Distribution of Dividends of MXN 0.13 per Series B Shares; MXN 0.16 per Series D Shares; Corresponding to a Total of MXN 0.65 per B Unit and MXN 0.78 per BD Unit 5 Set Aggregate Nominal Share Repurchase Mgmt For For For Reserve to a Maximum Amount of up to MXN 3 Billion 6 Elect Directors and Secretaries, Mgmt For Abstain Against Verify Independence of Directors, and Approve their Remuneration 7 Elect Members and Chairmen of Finance Mgmt For Abstain Against and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 9 Approve Minutes of Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- FUJI ELECTRIC HOLDINGS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6504 CUSIP J14112106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Amend Business Lines Mgmt For For For - Change Company Name 2.1 Elect Director Michihiro Kitazawa Mgmt For For For 2.2 Elect Director Mitsunori Shirakura Mgmt For For For 2.3 Elect Director Takamichi Hamada Mgmt For For For 2.4 Elect Director Hisao Shigekane Mgmt For For For 2.5 Elect Director Hiroshi Nishigaki Mgmt For For For 2.6 Elect Director Michio Abe Mgmt For For For 2.7 Elect Director Junichi Matsumoto Mgmt For For For 2.8 Elect Director Takashi Kusaka Mgmt For For For 2.9 Elect Director Tadashi Kudo Mgmt For For For 2.10 Elect Director Hiroaki Kurokawa Mgmt For For For 2.11 Elect Director Motoyuki Suzuki Mgmt For For For 3.1 Appoint Statutory Auditor Toshio Mgmt For For For Shinozaki 3.2 Appoint Statutory Auditor Kunio Mgmt For For For Morikiyo - --------------------------------------------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4901 CUSIP J14208102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12.5 2.1 Elect Director Shigetaka Komori Mgmt For For For 2.2 Elect Director Toshio Takahashi Mgmt For For For 2.3 Elect Director Tadashi Sasaki Mgmt For For For 2.4 Elect Director Yuzo Toda Mgmt For For For 2.5 Elect Director Nobuaki Inoue Mgmt For For For 2.6 Elect Director Tadahito Yamamoto Mgmt For For For 2.7 Elect Director Teisuke Kitayama Mgmt For For For 2.8 Elect Director Takeshi Higuchi Mgmt For For For 2.9 Elect Director Hisamasa Abe Mgmt For For For 2.10 Elect Director Shigehiro Nakajima Mgmt For For For 2.11 Elect Director Toru Takahashi Mgmt For For For 2.12 Elect Director Koichi Tamai Mgmt For For For 3.1 Appoint Statutory Auditor Daisuke Ogawa Mgmt For Against Against 3.2 Appoint Statutory Auditor Takeo Kosugi Mgmt For For For 4 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - --------------------------------------------------------------------------------------------------------------------- FUJITSU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CUSIP J15708159 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michiyoshi Mazuka Mgmt For For For 1.2 Elect Director Hiroshi Oura Mgmt For For For 1.3 Elect Director Haruo Ito Mgmt For For For 1.4 Elect Director Masami Yamamoto Mgmt For For For 1.5 Elect Director Kazuo Ishida Mgmt For For For 1.6 Elect Director Masami Fujita Mgmt For For For 1.7 Elect Director Kazuhiko Kato Mgmt For For For 1.8 Elect Director Masahiro Koezuka Mgmt For For For 1.9 Elect Director Yoko Ishikura Mgmt For For For 1.10 Elect Director Ryosei Kokubun Mgmt For For For 2 Approve Annual Bonus Payment to Mgmt For Against Against Directors and Statutory Auditors - --------------------------------------------------------------------------------------------------------------------- FURUKAWA ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5801 CUSIP J16464117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2.5 2.1 Elect Director Hiroshi Ishihara Mgmt For For For 2.2 Elect Director Masao Yoshida Mgmt For For For 2.3 Elect Director Tetsuo Yoshino Mgmt For For For 2.4 Elect Director Takasuke Kaneko Mgmt For For For 2.5 Elect Director Sumitaka Fujita Mgmt For For For 2.6 Elect Director Hideo Sakura Mgmt For For For 2.7 Elect Director Masahiro Yanagimoto Mgmt For For For 2.8 Elect Director Shunichi Shindo Mgmt For For For 2.9 Elect Director Tetsuya Sato Mgmt For For For 2.10 Elect Director Mitsuyoshi Shibata Mgmt For For For 2.11 Elect Director Toru Shirasawa Mgmt For For For 2.12 Elect Director Nozomu Amano Mgmt For For For 3.1 Appoint Statutory Auditor Kaoru Yabuki Mgmt For For For 3.2 Appoint Statutory Auditor Kenji Mgmt For Against Against Koroyasu 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - --------------------------------------------------------------------------------------------------------------------- GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W3443C107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Carl Bennet as Chairman of Mgmt For For For Meeting 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7.2 Receive Consolidated Financial Mgmt N/A N/A N/A Statements and Statutory Reports; Receive Auditor's Report for Consolidated Accounts 7.3 Receive Auditor's Report on Mgmt N/A N/A N/A Application of Guidelines for Remuneration for Executive Management 7.4 Receive the Board's Dividend Proposal; Mgmt N/A N/A N/A Receive the Board's Report and the Board Committee Reports 8 Receive President's Report Mgmt N/A N/A N/A 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.75 per Share 11 Approve Discharge of Board and Mgmt For For For President 12 Determine Number of Members (7) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 900,000 for Chair and SEK 450,000 for Other Directors; Approve Additional Compensation for Committee Work 14 Reelect Carl Bennet (Chair), Johan Mgmt For For For Bygge, Rolf Ekedahl, Carola Lemne, Johan Malmquist, and Johan Stern as Directors; Elect Cecilia Wennborg as New Director 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIL CUSIP 375916103 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William D. Anderson as Director Mgmt For For For 1.2 Elect Robert M. Baylis as Director Mgmt For For For 1.3 Elect Glenn J. Chamandy as Director Mgmt For For For 1.4 Elect Sheila O'Brien as Director Mgmt For For For 1.5 Elect Pierre Robitaille as Director Mgmt For For For 1.6 Elect Richard P. Strubel as Director Mgmt For For For 1.7 Elect Gonzalo F. Valdes-Fauli as Mgmt For For For Director 1.8 Elect George Heller as Director Mgmt For For For 1.9 Elect James R. Scarborough as Director Mgmt For For For 2 Ratify KPMG LLPas Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- GILDEMEISTER AG, BIELEFELD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2825P117 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the formally adopted Mgmt N/A N/A N/A annual financial statements of GILDEMEIST-ER Aktiengesellschaft and the approved consolidated financial statements as of-31 December 2009, the management report for GILDEMEISTER Aktiengesellschaft a-nd its group includ 2 Resolution on the appropriation of net Mgmt For For For retained profits 3 Resolution on the formal ratification Mgmt For For For of acts taken by members of the Executive Board 4 Resolution on the formal ratification Mgmt For For For of acts taken by members of the Supervisory Board 5 Resolution on the appointment of the Mgmt For For For auditor 6 Resolution on the authorization to Mgmt For Against Against purchase and use the Company's own shares and to exclude pre-emptive rights 7 Resolution on amendments to the Mgmt For For For Articles of Association related to the Annual General Meeting 8 Resolution on approving the system for Mgmt For For For compensating members of the Executive Board 9 Resolution on amending the object of Mgmt For For For the Company 10 Creation of new authorized capital and Mgmt For For For the related amendment to the Articles of Association 11.1 Supplementary election to the Mgmt For For For Supervisory Board: Mr. Prof. Dr. Edgar Ernst 11.2 Supplementary election to the Mgmt For For For Supervisory Board: Mr. Ulrich Hocker - --------------------------------------------------------------------------------------------------------------------- GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H3238Q102 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 20.60 per Share 4 Approve Creation of CHF 10 Million Mgmt For For For Pool of Capital without Preemptive Rights 5.1 Amend Corporate Purpose Mgmt For For For 5.2 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 6.1 Elect Irina du Bois as Director Mgmt For For For 6.2 Reelect Peter Kappeler as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PHARMACEUTICALS LTD. (FRMRLY. GLAXO LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE159A01016 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30 Per Share Mgmt For For For 3 Reappoint R.R. Bajaaj as Director Mgmt For For For 4 Reappoint M.B. Kapadia as Director Mgmt For For For 5 Reappoint R.C. Sequeira as Director Mgmt For For For 6 Approve Price Waterhouse & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint A.M. Nimbalkar as Director Mgmt For For For 8 Approve Increase in Size of Board to Mgmt For For For 15 Directors and Amend Article 124 of the Articles of Association to Reflect Increase in Board Size - --------------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3910J112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Dr Stephanie Burns as Director Mgmt For For For 4 Re-elect Julian Heslop as Director Mgmt For For For 5 Re-elect Sir Deryck Maughan as Director Mgmt For For For 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 9 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Approve the Exemption from Statement Mgmt For For For of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 16 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- GOLDEN AGRI-RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP ADPV11073 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare First and Final Dividend of Mgmt For For For SGD 0.00495 Per Ordinary Share 3 Approve Directors' Fees of SGD 258,336 Mgmt For For For for the Year Ended Dec. 31, 2009 (2008: SGD 228,000) 4 Reelect Frankle (Djafar) Widjaja as Mgmt For For For Director 5 Reelect Simon Lim as Director Mgmt For For For 6 Reelect Hong Pian Tee as Director Mgmt For For For 7 Reappoint Moore Stephens LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 9 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 10 Approve Issuance of Shares without Mgmt For For For Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Mandate for Transactions with Mgmt For For For Related Parties - --------------------------------------------------------------------------------------------------------------------- GOLDEN EAGLE RETAIL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3958R109 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve to enter into the Lease Mgmt For For For Agreement [Hanzhong Plaza] and authorize the Directors [or a duly authorized committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriat 2 Approve the annual caps for the rental Mgmt For For For in respect of the Lease Agreement [Hanzhong Plaza] for each of the 3 years ending 31 DEC 2011 3 Approve to enter into the Facilities Mgmt For For For Leasing Agreement and authorize the Directors [or a duly authorized committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary or appropriate in 4 Approve the annual caps for the rental Mgmt For For For in respect of the Facilities Leasing Agreement for each of the 3 years ending 31 DEC 2011 5 Approve to enter into the Lease Mgmt For For For Agreement [Additional Shanghai Premises] and authorize the Directors [or a duly authorized committee thereof] to take all such steps to implement the same and to execute all documents or deeds as they may consider necessary 6 Approve the annual caps for the rental Mgmt For For For and property management fee in respect of the Lease Agreement [Additional Shanghai Premises] for each of the 3 years ending 31 DEC 2011 - --------------------------------------------------------------------------------------------------------------------- GOLDEN EAGLE RETAIL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3958R109 12/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE SHAREHOLDERS ARE N/A N/A N/A N/A ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS '1, 2' AND '3'. THANK YOU. 2 Approve the entering into of the N/A N/A For N/A Framework Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents 3 Approve the entering into of the Lease N/A N/A For N/A Agreement [as specified] and the transaction contemplated there under and authorize the Directors [or a duly authorized Committee thereof] to take all such steps to implement the same and to execute all documents or 4 Approve the proposed annual caps for N/A N/A For N/A the rental in respect of the Lease Agreement for the 3 years ending 31 DEC 2011, the details of which are set out in the Circular of the Company dated 02 DEC 2009 5 PLEASE NOTE THAT THIS IS A REVISION N/A N/A N/A N/A DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. - --------------------------------------------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 01/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Between Mgmt For For For Grasim Industries Ltd and Samruddhi Cement Ltd and their Respective Shareholders and Creditors - --------------------------------------------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE047A01013 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Amalgamation Between Mgmt For For For Samruddhi Cement Ltd. and UltraTech Cement Ltd. - --------------------------------------------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y28523135 08/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30 Per Share Mgmt For For For 3 Reappoint R.C. Bhargava as Director Mgmt For For For 4 Reappoint R. Birla as Director Mgmt For For For 5 Reappoint C. Shroff as Director Mgmt For For For 6.1 Approve G.P. Kapadia & Co. and Mgmt For For For Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration 6.2 Approve Vidyarthi & Sons as Branch Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint A.K. Dasgupta as Director Mgmt For For For 8 Appoint D.D. Rathi as Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001661018 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Audit Committee's Report Mgmt For For For Regarding Company's Subsidiaries in Accordance with Article 43 of Company Law 1.2 Approve Report on Tax Obligations in Mgmt For For For Accordance with Article 86 of Tax Law 2.1 Approve Increase in Legal Reserves Mgmt For For For 2.2 Set Maximum Nominal Amount of Share Mgmt For For For Repurchase Reserve for Fiscal Year 2010 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares 2.3 Approve Net Dividends in the Amount of Mgmt For For For MXN 2.50 per Share to Seires B and BB Shareholders 3.1 Elect/Ratify Directors; Verify Mgmt For For For Independence Classification of Board Members 3.2 Elect/Ratify Chairman of Audit Mgmt For For For Committee 3.3 Elect/Ratify Members to the Different Mgmt For For For Board Committees 3.4 Approve Remuneration of Directors and Mgmt For For For Members of Board Committees 4 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - --------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP370711014 02/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Cash Dividends of MXN 0.17 Per Mgmt For For For Share 2 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 3 Approve Minutes of Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP370711014 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income Mgmt For For For 3 Approve Dividends of MXN 0.17 Per Share Mgmt For For For 4 Elect Directors; Verify Independence Mgmt For For For of Board Members 5 Approve Remuneration of Directors Mgmt For For For 6 Elect Members of Audit and Corporate Mgmt For For For Practices Committee 7 Present Report on Company's 2009 Share Mgmt For For For Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Reserve for 2010 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 9 Approve Minutes of Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P49501201 10/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Cash Dividends of MXN 0.18 Per Mgmt For For For Share 2 Approve External Auditor Report Mgmt For For For 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Approve Minutes of Meeting Mgmt For Abstain Against - --------------------------------------------------------------------------------------------------------------------- HALMA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G42504103 07/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' report and the Mgmt For For For Accounts and the Auditors' report on the Accounts 2 Declare a dividend Mgmt For For For 3 Approve the Remuneration report Mgmt For For For 4 Re-elect Mr. Richard A. Stone as a Mgmt For For For Director 5 Re-appoint Deloitte LLP as the Auditors Mgmt For For For 6 Grant authority to determine the Mgmt For For For Auditors' remuneration 7 Grant authority to allot shares Mgmt For Against Against 8 Approve to disapply of pre-emption Mgmt For Against Against rights 9 Grant authority to purchase own shares Mgmt For For For 10 Approve the notice of general meetings Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- HANATOUR SVC INC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2997Y109 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the 17th balance sheet, income N/A N/A For N/A statement and the proposed disposition of retained earning 2 Amend the Articles of Incorporation N/A N/A For N/A 3.1 Election of Jungwoo Byun as a Outside N/A N/A For N/A Director 3.2 Election of Jangsuk Han as a Outside N/A N/A For N/A Director 3.3 Election of Kihong Park as a Outside N/A N/A For N/A Director 4.1 Election of Jungwoo Byun as a Audit N/A N/A For N/A Committee Member 4.2 Election of Jangsuk Han as a Audit N/A N/A For N/A Committee Member 4.3 Election of Kihong Park as a Audit N/A N/A For N/A Committee Member 5 Approve the remuneration limit for the N/A N/A For N/A Directors 6 Amend the Retirement Benefit Plan for N/A N/A Against N/A the Directors - --------------------------------------------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y30148111 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Laura Lok Yee Chen as Director Mgmt For Against Against 3.2 Reelect York Liao as Director Mgmt For For For 3.3 Reelect Shang Shing Yin as Director Mgmt For For For 3.4 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D3015J135 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications, Convocation of, and Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 6 Authorize Share Repurchase Program and Mgmt For For For Cancellation of Repurchased Shares 7 Authorize Reissuance of Repurchased Mgmt For For For Shares without Preemptive Rights 8 Approve Creation of EUR 60.3 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 9 Approve Issuance of Shares From Pool Mgmt For Against Against of Capital Authorized in Item 8 up to EUR 1 Million Pursuant to Employee Stock Option Plan 10 Approve Remuneration System for Mgmt For Against Against Management Board Members - --------------------------------------------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVN CUSIP Q4525E117 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For Against Against 4.3 Elect Directors Mgmt For Against Against 4.4 Elect Directors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- HASTIE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q44750109 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 4, 5 AND 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFI 2 Received and consider the financial N/A N/A N/A N/A statements of the Company and its controlled entities and the reports of the Directors and the Auditors for the YE 30 JUN 2009 3 Adopt the remuneration report for the N/A N/A For N/A FYE 30 JUN 2009 4 Re-elect Mr. Harry Boon as a Director, N/A N/A For N/A who retires in accordance with Rule 6.1(f) of the Company's Constitution 5 Re-elect Mr. David Martin as a N/A N/A For N/A Director, who retires in accordance with Rule 6.1(f) of the Company's Constitution 6 Approve, the purposes of Listing Rule N/A N/A Against N/A 10.14, the grant of Performance Rights to Mr. David Harris, the Group Managing Director and Chief Executive Director under the terms of the Company's Performance Rights Plan [the Plan] and the issue of fully paid ordi 7 Approve, for the purposes of Listing N/A N/A Against N/A Rule 10.14, the grant of Performance Rights to Mr. Christopher Woodward, the Finance Director, under the terms of the Company's Performance Rights Plan [the Plan] and the issue of fully paid ordinary shares in the Comp 8 Approve, for the purposes of Listing N/A N/A Against N/A Rule 7.4 and for all other purposes, the issue and allotment of 25,080,478 fully paid ordinary shares in the capital of the Company at an issue price of AUD 1.15 per share under an institutional placement on 02 JUN 200 9 Transact any other business N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D31709104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.12 per Share 3.1 Approve Discharge of Management Board Mgmt For For For Member Bernd Scheifele for Fiscal 2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Dominik von Achten for Fiscal 2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Daniel Gauthier for Fiscal 2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Andreas Kern for Fiscal 2009 3.5 Approve Discharge of Management Board Mgmt For For For Member Lorenz Naeger for Fiscal 2009 3.6 Approve Discharge of Management Board Mgmt For For For Member Albert Scheuer for Fiscal 2009 4.1 Approve Discharge of Supervisory Board Mgmt For For For Member Fritz-Juergen Heckmann for Fiscal 2009 4.2 Approve Discharge of Supervisory Board Mgmt For For For Member Heinz Schirmer for Fiscal 2009 4.3 Approve Discharge of Supervisory Board Mgmt For For For Member Heinz Schmitt for Fiscal 2009 4.4 Approve Discharge of Supervisory Board Mgmt For For For Member Theo Beermann for Fiscal 2009 4.5 Approve Discharge of Supervisory Board Mgmt For For For Member Robert Feiger for Fiscal 2009 4.6 Approve Discharge of Supervisory Board Mgmt For For For Member Veronika Fuess for Fiscal 2009 4.7 Approve Discharge of Supervisory Board Mgmt For For For Member Josef Heumann for Fiscal 2009 4.8 Approve Discharge of Supervisory Board Mgmt For For For Member Gerhard Hirth for Fiscal 2009 4.9 Approve Discharge of Supervisory Board Mgmt For For For Member Max Kley for Fiscal 2009 4.10 Approve Discharge of Supervisory Board Mgmt For For For Member Hans Kraut for Fiscal 2009 4.11 Approve Discharge of Supervisory Board Mgmt For For For Member Adolf Merckle for Fiscal 2009 4.12 Approve Discharge of Supervisory Board Mgmt For For For Member Ludwig Merckle for Fiscal 2009 4.13 Approve Discharge of Supervisory Board Mgmt For For For Member Tobias Merckle for Fiscal 2009 4.14 Approve Discharge of Supervisory Board Mgmt For For For Member Eduard Schleicher for Fiscal 2009 4.15 Approve Discharge of Supervisory Board Mgmt For For For Member Werner Schraeder for Fiscal 2009 4.16 Approve Discharge of Supervisory Board Mgmt For For For Member Frank-Dirk Steininger for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6 Approve Creation of EUR 225 Million Mgmt For Against Against Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 56.1 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds Mgmt For Against Against with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10.1 Elect Alan Murray to the Supervisory Mgmt For For For Board 10.2 Elect Herbert Luetkestratkoetter to Mgmt For For For the Supervisory Board 11.1 Amend Articles Re: Nomination Committee Mgmt For For For 11.2 Approve Remuneration of Supervisory Mgmt For For For Board 12.1 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.2 Amend Articles Re: Electronic and Mgmt For For For Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.4 Amend Articles Re: Delete Redunant Mgmt For For For Paragraph with Identical Content to a Section of the Supervisory Board Statutes - --------------------------------------------------------------------------------------------------------------------- HEINEKEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N39427211 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 1.2 Approve Financial Statements Mgmt For For For 1.3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.65 per Share 1.4 Approve Discharge of Management Board Mgmt For For For 1.5 Approve Discharge of Supervisory Board Mgmt For For For 2 Approve Acquisition of Beer Operations Mgmt For For For of FEMSA Via an All Share Transaction 3.1 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 3.2 Authorize Board to Issue Shares to Mgmt For For For FEMSA 3.3 Grant Board Authority to Issue Shares Mgmt For For For Up To Ten Percent of Issued Capital 3.4 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Items 3b and 3c 4 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 5.1 Approve Remuneration Report Containing Mgmt For Against Against Remuneration Policy for Management Board Members 5.2 Amend Restricted Stock Plan Mgmt For Against Against 6.1 Elect J.A. Fernandez Carbajal to Mgmt For For For Supervisory Board 6.2 Elect J.G. Astaburuaga Sanjines to Mgmt For For For Supervisory Board 6.3 Reelect C.J.A. van Lede to Supervisory Mgmt For For For Board 6.4 Reelect J.M. de Jong to Supervisory Mgmt For For For Board 6.5 Reelect A.M. Fentener van Vlissingen Mgmt For For For to Supervisory Board - --------------------------------------------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus Warrants Issue Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee King Yue as Director Mgmt For For For 3.2 Reelect Li Ning as Director Mgmt For Against Against 3.3 Reelect Lee Tat Man as Director Mgmt For Against Against 3.4 Reelect Po-shing Woo as Director Mgmt For For For 3.5 Reelect Gordon Kwong Che Keung as Mgmt For For For Director 3.6 Reelect Ko Ping Keung as Director Mgmt For For For 4 Reappoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 5.1 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.2 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 5.4 Approve Increase in Authorized Share Mgmt For Against Against Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares - --------------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA (FORMERLY HENKEL KGAA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D32051126 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Information on Resolution of Mgmt N/A N/A N/A Ordinary General Meeting to Create EUR 25.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights (Non-Voting) 2 Approve Creation of EUR 25.6 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights - --------------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3179Z146 09/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 20.00 Per Share Mgmt For For For 3 Reappoint V.P. Malik as Director Mgmt For For For 4 Reappoint B.L. Munjal as Director Mgmt For For For 5 Reappoint S.K. Munjal as Director Mgmt For For For 6 Reappoint T. Nagai as Director Mgmt For For For 7 Approve A.F. Ferguson & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - --------------------------------------------------------------------------------------------------------------------- HEXAGON AB, NACKA STRAND TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W40063104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the meeting Mgmt N/A N/A N/A 2 Election of Mr. Melker Schorling as a Mgmt For For For Chairman of the meeting 3 Preparation and approval of the voting Mgmt For For For list 4 Approve the agenda Mgmt For Against Against 5 Election of 1 or 2 persons to check Mgmt For For For the minutes 6 Approve the determination of Mgmt For For For compliance with the rules of convocation 7 Approve the Managing Director's report Mgmt For For For 8.1 Presentation of the annual report, the Mgmt N/A N/A N/A Auditor's Report and the consolidated-financial statements and the Group Auditor's Report for the FY 2009 8.2 Presentation of the statement by the Mgmt N/A N/A N/A Auditor regarding whether the guidelines-for remuneration to Senior Executives, which have been in effect since the-last AGM, have been observed 8.3 Presentation of the proposal of the Mgmt N/A N/A N/A Board of Directors for dividend and a-related statement 9.1 Adopt the statement of income and the Mgmt For For For balance sheet and the consolidated statement of income and the consolidated balance sheet, all as per 31 DEC 2009 9.2 Declare a dividend of SEK 1.20 per Mgmt For For For share for the FY 2009; 11 MAY 2010 as record day for the right to the cash dividend; if the AGM resolves in accordance with the proposal, the dividend is expected to be distributed by Euroclear Sweden AB starting on Thur 9.3 Grant discharge from liability of the Mgmt For For For Board of Directors and the Managing Director 10 Approve the number of members to be 7 Mgmt For For For and no deputy Members 11 Approve the fees to the Board Members Mgmt For For For shall unchanged be distributed as follows: SEK 650,000 to the Chairman of the Board and SEK 350, 000 to each of the other Members selected at a general meeting and not employed by the Company; remuneration for the com 12 Re-election of Messrs. Melker Mgmt For For For Schorling, Ola Rollen, Mario Fontana,Ulf Henriksson and Gun Nilsson as the Board Members; election of Mr. Ulrik Svensson and Ulrika Francke as the Ordinary Members of the Board 13 Re-elect Mikael Ekdahl, Anders Mgmt For For For Algotssor, Fredrik Nordstrom and Jan Andersson and new election of Henrik Didner as the Members of the Nomination Committee in respect of the AGM 2011; Election of Mikael Ekdahl as the Chairman of the Nomination Committee 14 Approve the guidelines for Mgmt For Against Against remuneration to Senior Executives as specified 15 Approve, to increase the share capital Mgmt For For For of the Company by maximum SEK 100,200 by a new issue of not more than 50,100 shares of series B; the right to subscribe for a new shares shall be granted to tholders of options in Leica Geosystems AG or a bank engage 16 Approve the transfer of the Company's Mgmt For For For own shares, as specified 17 Authorize the Board of Directors to Mgmt For For For resolve on the acquisition and transfer of the Company's own shares as specified 18 Closing of the meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3218E138 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm Interim Dividend of INR 3.50 Mgmt For For For Per Share and Approve Final Dividend of INR 4.00 Per Share 3.1 Reappoint H. Manwani as Director Mgmt For For For 3.2 Reappoint D.S. Parekh as Director Mgmt For For For 3.3 Reappoint C.K. Prahalad as Director Mgmt For For For 3.4 Reappoint A. Narayan as Director Mgmt For For For 3.5 Reappoint S. Ramadorai as Director Mgmt For For For 3.6 Reappoint R.A. Mashelkar as Director Mgmt For For For 4 Approve Lovelock & Lewes as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 5 Appoint D. Buch as Director Mgmt For For For 6 Appoint G. Vittal as Director Mgmt For For For 7 Appoint S. Ramamurthy as Director Mgmt For For For 8 Approve Appointment and Remuneration Mgmt For For For of D. Buch, Executive Director 9 Approve Appointment and Remuneration Mgmt For For For of G. Vittal, Executive Director 10 Approve Appointment and Remuneration Mgmt For For For of S. Ramamurthy, Executive Director - --------------------------------------------------------------------------------------------------------------------- HOCHTIEF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D33134103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 44.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Creation of EUR 53.8 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10.1 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Projektentwicklung GmbH 10.2 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Deutsche Bau- und Siedlungs-Gesellschaft mit beschrankter Haftung 10.3 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Eurafrica Baugesellschaft mit beschrankter Haftung 10.4 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Corporate Space Management GmbH 11 Approve Affiliation Agreement with Mgmt For For For Subsidiary HOCHTIEF Construction AG 12 Approve Domination Agreement with Mgmt For For For Subsidiary HOCHTIEF Concessions AG 13 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Elect Manfred Wennemer to the Mgmt For For For Supervisory Board - --------------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CUSIP J22050108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Yukio Arai Mgmt For For For 2.2 Elect Director Yutaka Kanai Mgmt For For For 2.3 Elect Director Susumu Kyuuwa Mgmt For For For 2.4 Elect Director Masato Kontani Mgmt For For For 2.5 Elect Director Isao Nagahara Mgmt For For For 2.6 Elect Director Yuuichi Hori Mgmt For For For 2.7 Elect Director Yukio Matsuoka Mgmt For For For 2.8 Elect Director Mitsuaki Minabe Mgmt For For For 2.9 Elect Director Kouhei Murata Mgmt For For For 2.10 Elect Director Toshinori Motobayashi Mgmt For For For 2.11 Elect Director Shinji Wakamiya Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H36940130 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.50 per Share 4.1 Reelect Markus Akermann as Director Mgmt For For For 4.2 Reelect Peter Kuepfer as Director Mgmt For For For 4.3 Reelect Rolf Soiron as Director Mgmt For Against Against 4.4 Elect Beat Hess as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For For 5 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - --------------------------------------------------------------------------------------------------------------------- HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H36940130 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Creation of CHF 110.7 Million Mgmt For For For Pool of Capital with Preemptive Rights - --------------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CUSIP J22302111 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12 2.1 Elect Director Takanobu Itou Mgmt For For For 2.2 Elect Director Kouichi Kondou Mgmt For For For 2.3 Elect Director Shigeru Takagi Mgmt For For For 2.4 Elect Director Akio Hamada Mgmt For For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Director Fumihiko Ike Mgmt For For For 2.8 Elect Director Masaya Yamashita Mgmt For For For 2.9 Elect Director Kensaku Hougen Mgmt For For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Director Takeo Fukui Mgmt For For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For For 2.13 Elect Director Shou Minekawa Mgmt For For For 2.14 Elect Director Takuji Yamada Mgmt For For For 2.15 Elect Director Youichi Houjou Mgmt For For For 2.16 Elect Director Tsuneo Tanai Mgmt For For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For For 2.19 Elect Director Masahiro Yoshida Mgmt For For For 2.20 Elect Director Seiji Kuraishi Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - --------------------------------------------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y3506N139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Per Mgmt For For For Share 3.1 Elect John Estmond Strickland as Mgmt For For For Director 3.2 Elect Wong Sai Hung, Oscar as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6.1 Approve Remuneration of HK$500,000 and Mgmt For For For HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6.2 Approve Attendance Fee of HK$2,500 Per Mgmt For For For Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y33549117 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee Lan Yee, Francis as Mgmt For For For Director 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 8 Amend Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y37246157 07/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend of INR 30.00 Per Share Mgmt For For For 3 Reappoint S.B. Patel as Director Mgmt For For For 4 Reappoint B.S. Mehta as Director Mgmt For For For 5 Reappoint S.A. Dave as Director Mgmt For For For 6 Approve Deloitte Haskins & Sells as Mgmt For For For Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pannell Kerr Forster as Branch Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Approve Reappointment and Remuneration Mgmt For For For of D.S. Parekh, Chairman and Managing Director 9 Approve Commission Remuneration for Mgmt For For For Non-Executive Directors 10 Authorize Issuance of Warrants Mgmt For For For Convertible into 10.95 Million Equity Shares with Secured Redeemable Non-Convertible Debentures without Preemptive Rights to Qualified Institutional Buyers - --------------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 404280406 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Rona Fairhead as Director Mgmt For For For 3.2 Re-elect Michael Geoghegan as Director Mgmt For For For 3.3 Re-elect Stephen Green as Director Mgmt For For For 3.4 Re-elect Gwyn Morgan as Director Mgmt For For For 3.5 Re-elect Nagavara Murthy as Director Mgmt For For For 3.6 Re-elect Simon Robertson as Director Mgmt For For For 3.7 Re-elect John Thornton as Director Mgmt For For For 3.8 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 7 Amend Articles of Association Mgmt For For For 8 Approve UK Share Incentive Plan Mgmt For For For 9 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3744A105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Board of Mgmt For For For Directors 2 Accept Working Report of the Mgmt For For For Supervisory Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Profit Distribution Plan Mgmt For For For 5 Reappoint PricewaterhouseCoopers Zhong Mgmt For For For Tian CPAs Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectively, with a Total Remuneration of About RMB 21.55 Million 6 Approve Issue of Short-term Debentures Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y38024108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Li Tzar Kuoi, Victor as Mgmt For For For Director 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 3.3 Reelect Michael David Kadoorie as Mgmt For For For Director 3.4 Reelect George Colin Magnus as Director Mgmt For For For 3.5 Reelect Margaret Leung Ko May Yee as Mgmt For Against Against Director 4 Appoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 6 Approve CKH Master Agreement and Mgmt For For For Acquisition of CKH Connected Debt Securities 7 Approve HSE Master Agreement and Mgmt For For For Acquisition of HSE Connected Debt Securities - --------------------------------------------------------------------------------------------------------------------- IBERDROLA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E6165F166 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual and Consolidated Mgmt For For For Financial Statements for the Fiscal Year Ended Dec. 31, 2009 2 Accept Management's Report on Company Mgmt For For For and Consolidated Group 3 Approve Discharge of Directors for the Mgmt For For For Year Ended Dec. 31, 2009. 4 Re-elect Auditor for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010. 5 Approve Allocation of Income and Mgmt For For For Dividends 6 Approve Increase in Capital up to EUR Mgmt For For For 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws 7.1 Elect Maria Helena Antolin Raybaud as Mgmt For For For Independent Director 7.2 Elect Santiago Martinez Lage as Mgmt For For For Independent Director 7.3 Re-Elect Victor de Urrutia Vallejo as Mgmt For For For Independent Director 7.4 Re-Elect Ricardo Alvarez Isasi as Mgmt For For For Independent Director 7.5 Re-Elect Jose Ignacio Berroeta Mgmt For For For Echevarria as Independent Director 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Mgmt For For For Independent Director 7.7 Re-Elect Jose Ignacio Sanchez Galan as Mgmt For For For Executive Director 7.8 Re-Elect Julio de Miguel Aynat as Mgmt For For For Independent Director 7.9 Re-Elect Sebastian Battaner Arias as Mgmt For For For Independent Director 7.10 Fix Number of Directors Mgmt For For For 8 Authorize Repurchase of Shares; Cancel Mgmt For For For Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 9 Authorize Board to Issue Within Five Mgmt For For For Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void A 10 Approve Listing and Delisting of Mgmt For For For Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 11 Authorize Board to Approve the Mgmt For For For Creation of Foundation; Void Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Mgmt For For For Corporate By-laws 13 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - --------------------------------------------------------------------------------------------------------------------- ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE090A01013 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Amalgamation of The Mgmt For For For Bank of Rajasthan Ltd. with ICICI Bank Ltd. - --------------------------------------------------------------------------------------------------------------------- ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE090A01013 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Dividend on Preference Shares Mgmt For For For of INR 100 Per Share 3 Approve Dividend on Equity Share of Mgmt For For For INR 12 Per Share 4 Reappoint K.V. Kamath as Director Mgmt For For For 5 Reappoint S. Iyengar as Director Mgmt For For For 6 Approve S.R. Batliboi & Co. as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Appoint Branch Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 8 Appoint H. Khusrokhan as Director Mgmt For For For 9 Appoint V. Sridar as Director Mgmt For For For 10 Appoint T. Shah as Director Mgmt For For For 11 Approve Vacancy on the Board Resulting Mgmt For For For from the Retirement of N. Murkumbi as Director 12 Approve Revision in House Rent Mgmt For For For Allowance of C.D. Kochhar, Managing Director and CEO 13 Approve Revision in House Rent Mgmt For For For Allowance of S. Bakhshi, Deputy Managing Director 14 Approve Revision in House Rent Mgmt For For For Allowance of N.S. Kannan, Executive Director and CFO 15 Approve Revision in House Rent Mgmt For For For Allowance of K. Ramkumar, Executive Director 16 Approve Revision in House Rent Mgmt For For For Allowance of S. Chatterjee, Executive Director 17 Appoint R. Sabharwal as Director Mgmt For For For 18 Approve Appointment and Remuneration Mgmt For For For of R. Sabharwal as Executive Director - --------------------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CUSIP J2388K103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Tenbou Mgmt For For For 1.2 Elect Director Kazuhisa Nakano Mgmt For For For 1.3 Elect Director Kenichi Matsui Mgmt For For For 1.4 Elect Director Akirou Nishiyori Mgmt For For For 1.5 Elect Director Seiji Fukunaga Mgmt For For For 1.6 Elect Director Takashi Tsukioka Mgmt For For For 1.7 Elect Director Yoshihisa Matsumoto Mgmt For For For 1.8 Elect Director Mitsuru Soneda Mgmt For For For 1.9 Elect Director Junjirou Kuramochi Mgmt For For For 1.10 Elect Director Yasunori Maeda Mgmt For For For 1.11 Elect Director Osamu Kamimae Mgmt For For For 1.12 Elect Director Takeshi Yamada Mgmt For For For 2.1 Appoint Statutory Auditor Kiyonobu Mgmt For For For Kobayashi 2.2 Appoint Statutory Auditor Minoru Koyama Mgmt For For For 3 Appoint External Audit Firm Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- IG GROUP HOLDINGS PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4753Q106 10/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the accounts for the YE 31 MAY N/A N/A For N/A 2009 and accompanying reports 2 Re-elect Sir Alan Budd as a Director N/A N/A For N/A 3 Re-elect Mr. Martin Jackson as a N/A N/A For N/A Director 4 Re-elect Mr. Roger Yates as a Director N/A N/A For N/A 5 Declare a final dividend for the year N/A N/A For N/A in the amount of 11 pence per share 6 Re-appoint Ernst and Young as the N/A N/A For N/A Auditors until the conclusion of the next AGM 7 Authorize the Directors to determine N/A N/A Against N/A the Auditors' remuneration 8 Approve the Directors' remuneration N/A N/A Against N/A report 9 Authorize the Directors to allot N/A N/A Against N/A relevant securities 10 Approve the U.S. Employee Stock N/A N/A Against N/A Purchase Plan 11 Authorize the Company to purchase its N/A N/A For N/A own shares 12 Authorize the Directors to allot N/A N/A Against N/A equity securities 13 Amend the Company's Articles of N/A N/A Against N/A Association 14 Authorize the Company to call a N/A N/A For N/A general meeting other than an annual general meeting on not less than 14 clear days' notice - --------------------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G4721W102 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 52 Pence Per Mgmt For For For Ordinary Share 4 Re-elect Dr Ken Burnett as Director Mgmt For For For 5 Re-elect Jean-Dominique Comolli as Mgmt For For For Director 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Charles Knott as Director Mgmt For For For 8 Re-elect Iain Napier as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 10 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 11 Authorise Company and its Subsidiaries Mgmt For For For to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 a 12 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securit 13 Subject to the Passing of Resolution Mgmt For For For 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 14 Authorise 106,794,000 Ordinary Shares Mgmt For For For for Market Purchase 15 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice 16 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- INDUSTREA LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q4928X100 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Director's report and the N/A N/A N/A N/A Auditors' report for Industrea and its controlled entities for the YE 30 JUN 2009 2 Re-elect Anthony John McDonald as a N/A N/A For N/A Director of the Company in accordance with the Constitution of Industrea 3 Re-elect Timothy Carl Netscher as a N/A N/A For N/A Director of the Company in accordance with the Constitution of Industrea 4 Adopt the remuneration report of the N/A N/A For N/A Company [as included in the Directors' report] for the YE 30 JUN 2009 5 Appoint BDO Kendalls Audit & Assurance N/A N/A For N/A [Qld] Pty Ltd as an Auditor of the Company 6 Transact any other business N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D35415104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 2 Discussion of Remuneration System for Mgmt N/A N/A N/A Management Board Members (Non-Voting) 3.1 Approve Discharge of Management Board Mgmt For For For Member Peter Bauer for Fiscal 2008/2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Hermann Eul for Fiscal 2008/2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Reinhard Ploss for Fiscal 2008/2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Marco Schroeter for Fiscal 2008/2009 4.1 Approve Discharge of Supervisory Board Mgmt For For For Member Max Dietrich Kley for Fiscal 2008/2009 4.2 Approve Discharge of Supervisory Board Mgmt For For For Member Wigand Cramer for Fiscal 2008/2009 4.3 Approve Discharge of Supervisory Board Mgmt For For For Member Alfred Eibl for Fiscal 2008/2009 4.4 Approve Discharge of Former Mgmt For For For Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 4.5 Approve Discharge of Supervisory Board Mgmt For For For Member Peter Gruber for Fiscal 2008/2009 4.6 Approve Discharge of Former Mgmt For For For Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 4.7 Approve Discharge of Supervisory Board Mgmt For For For Member Gerhard Hobbach for Fiscal 2008/2009 4.8 Approve Discharge of Supervisory Board Mgmt For For For Member Renate Koecher for Fiscal 2008/2009 4.9 Approve Discharge of Supervisory Board Mgmt For For For Member Siegfried Luther for Fiscal 2008/2009 4.10 Approve Discharge of Former Mgmt For For For Supervisory Board Member Franz Neppl for Fiscal 2008/2009 4.11 Approve Discharge of Supervisory Board Mgmt For For For Member Manfred Puffer for Fiscal 2008/2009 4.12 Approve Discharge of Former Mgmt For For For Supervisory Board Member Michael Ruth for Fiscal 2008/2009 4.13 Approve Discharge of Supervisory Board Mgmt For For For Member Gerd Schmidt for Fiscal 2008/2009 4.14 Approve Discharge of Supervisory Board Mgmt For For For Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 4.15 Approve Discharge of Supervisory Board Mgmt For For For Member Horst Schuler for Fiscal 2008/2009 4.16 Approve Discharge of Supervisory Board Mgmt For For For Member Kerstin Schulzendorf for Fiscal 2008/2009 4.17 Approve Discharge of Supervisory Board Mgmt For For For Member Eckart Suenner for Fiscal 2008/2009 4.18 Approve Discharge of Supervisory Board Mgmt For For For Member Alexander Trueby for Fiscal 2008/2009 4.19 Approve Discharge of Supervisory Board Mgmt For For For Member Arnaud de Weert for Fiscal 2008/2009 4.20 Approve Discharge of Former Mgmt For For For Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 4.21 Approve Discharge of Supervisory Board Mgmt For For For Member Klaus Wucherer for Fiscal 2008/2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2009 6 Authorize Share Repurchase Program and Mgmt For Against Against Reissuance or Cancellation of Repurchased Shares 7.1 Elect Hans-Ulrich Holdenried to the Mgmt For For For Supervisory Board 7.2 Elect Renate Koecher to the Mgmt For For For Supervisory Board 7.3 Elect Manfred Puffer to the Mgmt For For For Supervisory Board 7.4 Elect Doris Schmitt-Landsiedel to the Mgmt For For For Supervisory Board 7.5 Elect Eckart Suenner to the Mgmt For For For Supervisory Board 7.6 Elect Klaus Wucherer to the Mgmt For N/A N/A Supervisory Board 7.7 Elect Willi Berchtold to the ShrHldr Against For Against Supervisory Board 8 Approve Cancellation of Two Mgmt For For For Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital 9 Approve Reduction of 2002 Pool of Mgmt For For For Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 10 Approve Creation of EUR 648 Million Mgmt For For For Pool of Capital without Preemptive Rights 11 Approve Creation of EUR 40 Million Mgmt For For For Pool of Capital without Preemptive Rights for Employee Share Awards 12 Approve Stock Option Plan for Key Mgmt For For For Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights 13 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capit 14.1 Amend Articles Re: Deadline for the Mgmt For For For Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.2 Amend Articles Re: Postal Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.3 Amend Articles Re: Online Mgmt For For For Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.4 Amend Articles Re: Designation of Mgmt For For For Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.5 Amend Articles Re: Audio and Video Mgmt For For For Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 15 Approve Affiliation Agreement with Mgmt For For For Subsidiary Hitex Development Tools GmbH 16 Approve Affiliation Agreement with Mgmt For For For Subsidiary Infineon Technologies Mantel 21 GmbH - --------------------------------------------------------------------------------------------------------------------- INFOSYS TECHNOLOGIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE009A01021 06/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of INR 15 Per Mgmt For For For Share 3 Reappoint N.R.N. Murthy as Director Mgmt For For For 4 Reappoint M.G. Subrahmanyam as Director Mgmt For For For 5 Reappoint S. Gopalakrishnan as Director Mgmt For For For 6 Reappoint S.D. Shibulal as Director Mgmt For For For 7 Reappoint T.V.M. Pai as Director Mgmt For For For 8 Approve B.S.R. & Co. as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 9 Approve Reappointment and Remuneration Mgmt For For For of T.V M. Pai as Executive Director 10 Approve Reappointment and Remuneration Mgmt For For For of S. Batni as Executive Director - --------------------------------------------------------------------------------------------------------------------- INMET MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yilmaz Arguden as Director Mgmt For For For 1.2 Elect David R. Beatty as Director Mgmt For For For 1.3 Elect John C. Eby as Director Mgmt For For For 1.4 Elect Paul E. Gagne as Director Mgmt For For For 1.5 Elect Oyvind Hushovd as Director Mgmt For For For 1.6 Elect Thomas E. Mara as Director Mgmt For For For 1.7 Elect Wolf K. Seidler as Director Mgmt For For For 1.8 Elect Jochen Tilk as Director Mgmt For For For 1.9 Elect James M. Tory as Director Mgmt For For For 1.10 Elect Douglas W.G. Whitehead as Mgmt For For For Director 2 Ratify KPMG LLP as Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- INTRALOT S A - INTEGRATED LOTTERY SYS & SVCS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3968Y103 11/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Greece ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 1 of Company's Articles N/A N/A For N/A of Association in relation of the translation of Company's name in English 2 Approve the program of distribution of N/A N/A Against N/A shares as Stock Option Plan among the Employees those referred in Article 13 Paragraph 13 of Law 2190/1920 as amended and in force and amendment of the current program; authorize the Board of Directors Members to reg 3 Announcements N/A N/A For N/A 4 PLEASE NOTE IN THE EVENT THE MEETING N/A N/A N/A N/A DOES NOT REACH QUORUM, THERE WILL BE AN A REPETITIVE MEETING ON 14 DEC 2009. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WI - --------------------------------------------------------------------------------------------------------------------- INTRALOT S A - INTEGRATED LOTTERY SYS & SVCS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3968Y103 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Greece ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE EVENT THE MEETING N/A N/A N/A N/A DOES NOT REACH QUORUM, THERE WILL BE AN A REPETITIVE MEETING ON 14 DEC 2009. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WI 2 Approve a Program of distribution of N/A N/A Against N/A options on Company's shares to persons among those referred in the specified Article 13 paragraph 13 of the Codified Law 2190.1920 as amended and in force, and amend the current Program, and authorize the Board of Dire - --------------------------------------------------------------------------------------------------------------------- INTRALOT S A - INTEGRATED LOTTERY SYS & SVCS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X3968Y103 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Greece ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve a program for the distribution N/A N/A Against N/A of Options on Company's shares to persons among those referred in Article 13 Paragraph 13 of Law 2190/1920 as amended and in force, and amend the current program granting authority to the Board of Directors to regula - --------------------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Nigel Rudd as Director Mgmt For For For 3.2 Re-elect Michael Parker as Director Mgmt For For For 3.3 Elect Wayne Edmunds as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Mgmt For For For Auditors of the Company 5 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 6 Approve Final Dividend of 1.5 Pence Mgmt For For For Per Share 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 26,687,937 and an Additional Amount Pursuant to a Rights Issue of up to GBP 53,375,875 After Deducting Any Securities Issued Under the General Authority 8 Subject to the Passing of Resolution Mgmt For For For 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,003,190 9 Amend Articles of Association by Mgmt For For For Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association 10 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - --------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For Withhold Against 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Investment Advisory Agreement Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CUSIP J2501P104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 7.5 2 Amend Articles To Streamline Board Mgmt For For For Structure 3.1 Elect Director Eizou Kobayashi Mgmt For For For 3.2 Elect Director Kouhei Watanabe Mgmt For For For 3.3 Elect Director Masahiro Okafuji Mgmt For For For 3.4 Elect Director Toshihito Tamba Mgmt For For For 3.5 Elect Director Youichi Kobayashi Mgmt For For For 3.6 Elect Director Yoshio Akamatsu Mgmt For For For 3.7 Elect Director Yoshihisa Aoki Mgmt For For For 3.8 Elect Director Tadayuki Seki Mgmt For For For 3.9 Elect Director Hiroo Inoue Mgmt For For For 3.10 Elect Director Kenji Okada Mgmt For For For 3.11 Elect Director Kouji Takayanagi Mgmt For For For 3.12 Elect Director Satoshi Kikuchi Mgmt For For For 3.13 Elect Director Toru Matsushima Mgmt For For For 3.14 Elect Director Hitoshi Okamoto Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LTD (FORMERLY CYCLE & CARRIAGE LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y43703100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.47 Per Mgmt For For For Share 3 Approve Directors' Fees of Up to SGD Mgmt For For For 502,000 for the Year Ending Dec. 31, 2010 (2009: SGD 502,000) 4.1 Reelect Anthony Nightingale as Director Mgmt For For For 4.2 Reelect Benjamin Keswick as Director Mgmt For For For 4.3 Reelect Chiew Sin Cheok as Director Mgmt For For For 4.4 Reelect Chang See Hiang as Director Mgmt For For For 5 Reelect Boon Yoon Chiang as Director Mgmt For For For 6 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Other Business (Voting) Mgmt For Against Against 8.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.2 Authorize Share Repurchase Program Mgmt For For For 8.3 Approve Mandate for Transactions with Mgmt For For For Related Parties - --------------------------------------------------------------------------------------------------------------------- JB HI-FI LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q5029L101 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 4.A, 4.B AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BE 2 Receive the financial report of the N/A N/A N/A N/A Company for the FYE 30 JUN 2009 together with the Directors' report and the Auditor's reports for the FYE 30 JUN 2009 3 Adopt the remuneration report for YE N/A N/A For N/A 30 JUN 2009 4 Re-elect Mr. Patrick Elliott as a N/A N/A For N/A Director of the Company, who retires by rotation in accordance with the Company's Constitution 5 Re-elect Mr. Gary Levin as a Director N/A N/A For N/A of the Company, who retires by rotation in accordance with the Company's Constitution 6 Approve, pursuant to ASX Listing Rule N/A N/A For N/A 10.14 and for all other purposes, to grant 174,656 Options over Shares in the Company to Mr. Richard Uechtritz, exercisable at AUD 14.92 each, on the specified terms and conditions 7 Approve, pursuant to ASX Listing Rule N/A N/A For N/A 10.14 and for all other purposes, to grant 92,311 Options over Shares in the Company to Mr. Terry Smart, exercisable at AUD 14.92 each, on the specified terms and conditions 8 Approve, pursuant to Article 9.9 of N/A N/A For N/A the Company's Constitution and ASX Listing Rule 10.17, that the total amount or value which may be provided in each year by the Company to its Directors for their services be increased from AUD 600,000 to AUD 900,000 9 Any other business N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- JFE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5411 CUSIP J2817M100 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Hajime Bada Mgmt For For For 2.2 Elect Director Eiji Hayashida Mgmt For For For 2.3 Elect Director Yoshio Ishikawa Mgmt For For For 2.4 Elect Director Kouhei Wakabayashi Mgmt For For For 2.5 Elect Director Sumiyuki Kishimoto Mgmt For For For 2.6 Elect Director Shigeo Asai Mgmt For For For 2.7 Elect Director Akimitsu Ashida Mgmt For For For 3 Appoint Statutory Auditor Hiroyuki Mgmt For For For Itami 4 Appoint Alternate Statutory Auditor Mgmt For For For Isao Saiki - --------------------------------------------------------------------------------------------------------------------- K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CUSIP J36615102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Shuuichi Kato Mgmt For For For 2.2 Elect Director Motonobu Inoue Mgmt For For For 2.3 Elect Director Kenji Sato Mgmt For For For 2.4 Elect Director Susumu Hoteida Mgmt For For For 2.5 Elect Director Yukio Kato Mgmt For For For 2.6 Elect Director Hiroyuki Endo Mgmt For For For 2.7 Elect Director Tadashi Hiramoto Mgmt For For For 2.8 Elect Director Yasushi Yamada Mgmt For For For 2.9 Elect Director Yuuji Okano Mgmt For For For 2.10 Elect Director Kunihiko Yamamoto Mgmt For For For 2.11 Elect Director Masashi Takahashi Mgmt For For For 2.12 Elect Director Tomeo Igawa Mgmt For For For 2.13 Elect Director Jirou Matsumoto Mgmt For For For 2.14 Elect Director Masahiro Hayashi Mgmt For For For 2.15 Elect Director Yoichi Sakashita Mgmt For For For 2.16 Elect Director Naoto Ohsaka Mgmt For For For 2.17 Elect Director Shinichi Kawasumi Mgmt For For For 2.18 Elect Director Keisuke Inoue Mgmt For For For 3 Appoint Statutory Auditor Toyofusa Mgmt For Against Against Saito 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 5 Approve Retirement Bonus Payment for Mgmt For For For Director 6 Approve Stock Option Plan for Mgmt For For For Directors and Statutory Auditors 7 Approve Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- KAO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4452 CINS J30642169 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 29 2.1 Elect Director Motoki Ozaki Mgmt For For For 2.2 Elect Director Takuo Goto Mgmt For For For 2.3 Elect Director Hiroshi Kanda Mgmt For For For 2.4 Elect Director Shunichi Nakagawa Mgmt For For For 2.5 Elect Director Tatsuo Takahashi Mgmt For For For 2.6 Elect Director Toshiharu Numata Mgmt For For For 2.7 Elect Director Toshihide Saito Mgmt For For For 2.8 Elect Director Shinichi Mita Mgmt For For For 2.9 Elect Director Masato Hirota Mgmt For For For 2.10 Elect Director Shinichiro Hiramine Mgmt For For For 2.11 Elect Director Ken Hashimoto Mgmt For For For 2.12 Elect Director Michitaka Sawada Mgmt For For For 2.13 Elect Director Hisao Mitsui Mgmt For For For 2.14 Elect Director Teruhiko Ikeda Mgmt For For For 2.15 Elect Director Takuma Otoshi Mgmt For For For 3 Appoint Statutory Auditor Tadashi Oe Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Satoshi Ito 5 Approve Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- KB FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KOKBFG CUSIP 48241A105 01/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kang Chung-Won as CEO Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- KEIHIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J32083107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For Against Against 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For 2.11 Appoint a Director Mgmt For For For 2.12 Appoint a Director Mgmt For For For 2.13 Appoint a Director Mgmt For For For 2.14 Appoint a Director Mgmt For For For 2.15 Appoint a Director Mgmt For For For 2.16 Appoint a Director Mgmt For For For 3.1 Appoint a Corporate Auditor Mgmt For For For 3.2 Appoint a Corporate Auditor Mgmt For For For 3.3 Appoint a Corporate Auditor Mgmt For For For 4 Approve Payment of Bonuses to Mgmt For Against Against Directors and Corporate Auditors 5 Approve Provision of Retirement Mgmt For Against Against Allowance for Retiring Directors and Corporate Auditors - --------------------------------------------------------------------------------------------------------------------- KEMIRA OYJ, HELSINKI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X44073108 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the meeting N/A N/A N/A N/A 2 Calling the meeting to order N/A N/A N/A N/A 3 Election of the persons to confirm the N/A N/A N/A N/A minutes and to supervise the counting o-f the votes 4 Recording the legality of the meeting N/A N/A N/A N/A 5 Recording the attendance at the N/A N/A N/A N/A meeting and adoption of the list of votes 6 Presentation of the financial N/A N/A N/A N/A statements, the consolidated financial-statements, the report of the Board of Directors and the Auditor's reports-for 2009 7 Adopt the accounts N/A N/A For N/A 8 Approve the actions on profit or loss N/A N/A For N/A A) Board's proposal to pay dividend in Tikkurila Oyj Shares 4 Kemira shares entitles to one tikkurila share Board's proposal to authorize the Board to decide on cash dividend of EUR 0,27 per share 9 Grant discharge from liability N/A N/A For N/A 10 Approve the remuneration of Board N/A N/A For N/A Members 11.1 Approve the number of Board members N/A N/A For N/A 11.2 Election of the Board nomination N/A N/A For N/A committee's proposal to re-elect E.Armstrong, J. Laaksonen, W. Buchele, P.Paasikivi, K. Pehu-Lehtonen, J. Viinanen and to Elect K.Tuomas as the new Board member 12 Approve the remuneration of the Auditor N/A N/A Against N/A 13 Elect KPMG OY AB as the Auditor N/A N/A For N/A 14 Authorize the Board to decide on N/A N/A For N/A acquiring Company's own shares 15 Authorize the Board to decide on N/A N/A Against N/A issuing shares 16 Approve the Board's proposal for N/A N/A For N/A donation of EUR 500,000 to Aalto University foundation 17 Closing of the meeting N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' Reports 2 Declare Final Dividend of SGD 0.23 Per Mgmt For For For Share 3 Reelect Lim Hock San as Director Mgmt For For For 4 Reelect Oon Kum Loon as Director Mgmt For For For 5 Reelect Lee Boon Yang as Director Mgmt For For For 6 Reelect Alvin Yeo Khirn Hai as Director Mgmt For For For 7 Reelect Tong Chong Heong as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Director Mgmt For For For 9 Approve Directors' Fees Aggregating Mgmt For For For SGD 1.1 Million in Cash (2008: SGD 570,000) and Award of 30,000 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2009 10 Approve Special Remuneration of SGD Mgmt For For For 250,000 to Lim Chee Onn for the Period of Jan. 1, 2009 to June 30, 2009 11 Approve Award of Additional 4,500 Mgmt For For For Ordinary Shares to Lee Boon Yang as Payment in Part of His Remuneration for the Year Ended Dec. 31, 2009 12 Reappoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 13 Approve Issuance of Shares with or Mgmt For For For without Preemptive Rights 14 Authorize Share Repurchase Program Mgmt For For For 15 Approve Mandate for Transactions with Mgmt For For For Related Parties - --------------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Adoption of the KCL Restricted Mgmt For For For Share Plan 2 Approve Adoption of the KCL Mgmt For For For Performance Share Plan - --------------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scrip Dividend Distribution Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the audited financial Mgmt For For For statements and the Directors' report and the Independent Auditor's report thereon for the YE 31 DEC 2009 2 Declare a final dividend Mgmt For For For 3.1 Re-elect Mr. Cheung Kwok Keung as an Mgmt For For For Executive Director of the Company 3.2 Re-elect Mr. Cheung Kwok Ping as an Mgmt For For For Executive Director of the Company 3.3 Re-elect Mr. Cheung Ka Ho as an Mgmt For For For Executive Director of the Company 3.4 Re-elect Mr. Zhou Pei Feng as an Mgmt For For For Executive Director of the Company 3.5 Re-elect Mr. Mok Yiu Keung, Peter as Mgmt For For For an Independent Non-Executive Director of the Company 3.6 Authorize the Board of Directors of Mgmt For Against Against the Company to fix the Directors remuneration 4 Re-appoint the Auditor and authorize Mgmt For For For the Board of Directors to fix their remuneration 5.1 Authorize the Directors of the Mgmt For Against Against Company Directors to allot, issue or otherwise deal with additional shares of the Company Shares or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or g 5.2 Authorize the Directors of the Mgmt For Against Against Company "Directors" during the relevant period to repurchase shares of the Company "Shares" or securities convertible into Shares on The Stock Exchange of Hong Kong Limited "Stock Exchange" or on any other stock exchan 5.3 Approve, conditional upon the passing Mgmt For Against Against of Resolutions 5A and 5B, the general mandate granted to the Directors of the Company to allot, issue or otherwise deal with shares of the Company pursuant to Resolution 5A above be extended by the addition to the agg - --------------------------------------------------------------------------------------------------------------------- KINGBOARD LAMINATES HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the continuing connected Mgmt For Against Against transaction contemplated by the Drill Bits Agreement and the Proposed Annual Caps (such terms shall have the meaning as defined in the circular to the shareholders of the Company dated 27 MAY 2010) and authorize any Direct - --------------------------------------------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2503 CUSIP 497350108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 11.5 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 2.9 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Payment of Annual Bonuses to Mgmt For For For Directors and Statutory Auditors - --------------------------------------------------------------------------------------------------------------------- KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X4551T105 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.295 Per Class A Share, and EUR 1.30 Per Class B Share; Authorize Donation for Charitable Purposes 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors In Mgmt For For For the Amount of EUR 54,000 for Chairman, EUR 42,000 for Vice Chairman, and EUR 30,000 for Ordinary Directors 11 Fix Number of Directors at Eight (8) Mgmt For For For and Number of Deputy Members at One (1) 12 Reelect Matti Alahuhta, Anne Brunila, Mgmt For Against Against Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Dir 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy and Mgmt For For For Heikki Lassila as Auditors 16 Establish KONE Corporation Centennial Mgmt For For For Foundation; Approve Distribution of 100,000 Treasury Class B Shares 17 Authorize Repurchase of up to 3.8 Mgmt For For For Million Class A Shares and 21.8 Million Class B Shares 18 Approve Issuance of 3.8 Million Class Mgmt For For For A Shares and 21.8 Million Class B Shares without Preemptive Rights 19 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N0139V142 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Financial Statements and Mgmt For For For Statutory Reports 6 Approve Dividends of EUR 0.23 Per Share Mgmt For For For 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Elect J.F. Rishton to Executive Board Mgmt For For For 10 Elect L.J. Hijmans van den Bergh to Mgmt For For For Executive Board 11 Elect J.A. Sprieser to Supervisory Mgmt For For For Board 12 Approve Remuneration of Supervisory Mgmt For For For Board 13 Ratify Deloitte Accountants B.V. as Mgmt For For For Auditors 14 Grant Board Authority to Issue Shares Mgmt For For For up to Ten Percent of Issued Capital 15 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 14 16 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction of Issued Capital by Mgmt For For For Cancelling Treasury Shares 18 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KONINKLIJKE BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N14952266 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the meeting N/A N/A N/A N/A 2 Explanation of the merger between the N/A N/A N/A N/A Company and Smit Internationale N.V.-(Smit) 3 Approve the decision of the N/A N/A For N/A Supervisory Board and the Board of Management to acquire the full outstanding share capital of Smit Internationale NV 4.1 Approve, on condition that the public N/A N/A For N/A offer on Smit Internationale NV will be effectuated, to increase the number of Members of the Supervisory Board by 1 4.2 Approve that, if no recommendation is N/A N/A For N/A submitted, the proposal will be discussed to proceed, on the recommendation of the Supervisory Board, to appoint Mr. H. Hazewinkel as a Member of the Supervisory Board with effect from the date that the offer is decla 5 Announcement to the general meeting of N/A N/A N/A N/A shareholders concerning the intention-of the Supervisory Board to appoint Mr. B. Vree as a Member of the Board of-Management with effect from the settlement date, under the condition that the-offer is settled 6 Announcement to the general meeting of N/A N/A N/A N/A shareholders concerning the intention-of the Supervisory Board to re-appoint Mr. J. H. Kamps as a Member of the-Board of Management with effect of 17 MAR 2010 7 Any other business N/A N/A N/A N/A 8 Closing of the general meeting N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KONINKLIJKE BOSKALIS WESTMINSTER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N14952266 12/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening N/A N/A N/A N/A 2 Explanation of the proposed bid for N/A N/A N/A N/A all outstanding shares of Smit Internationale N.V 3 Appoint the Board of Management for a N/A N/A For N/A period of 12 months, starting on 07 DEC 2009 as the competent body to decide, subject to the approval of the Supervisory Board, to: issue ordinary shares up to a maximum of 20% of the number of ordinary shares issued 4 Appoint the Board of Management for a N/A N/A Against N/A period of 12 months, starting on 07 DEC 2009 as the competent body to decide, subject to the approval of the Supervisory Board, to: limit or exclude preemptive rights with respect to ordinary shares to be issued and / 5 Any other business N/A N/A N/A N/A 6 Close N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N5017D122 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2.2 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 3 Approve Financial Statements and Mgmt For For For Statutory Reports 4.1 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 4.2 Approve Dividends of EUR 1.20 Per Share Mgmt For For For 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6.1 Reelect N.H. Gerardu to Management Mgmt For For For Board 6.2 Reelect R.D. Schwalb to Management Mgmt For For For Board 7.1 Reelect T. de Swaan to Supervisory Mgmt For For For Board 7.2 Elect R.J. Routs to Supervisory Board Mgmt For For For 8 Approve Remuneration Report Containing Mgmt For For For Remuneration Policy for Management Board Members 9.1 Grant Board Authority to Issue Shares Mgmt For For For Up To 10 Percent of Issued Capital Plus Additional10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9.2 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 11 Authoriize Reduction of Up to 10 Mgmt For For For Percent of Share Capital by Cancellation of Shares 12 Other Business Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KONINKLIJKE VOPAK N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N5075T100 08/27/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A TNA N/A 2.1 Authorize Board to Issue Cumulative Mgmt For TNA N/A Financing Preference Shares 2.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A Rights from Issuance under Item 2.a 3 Authorize Repurchase of Depositary Mgmt For TNA N/A Receipts for FinancingPreference Shares 4 Amend Articles Mgmt For TNA N/A 5 Other Business Mgmt N/A TNA N/A 6 Close Meeting Mgmt N/A TNA N/A - --------------------------------------------------------------------------------------------------------------------- KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N4297B146 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Approve Financial Statements Mgmt For For For 5 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 6 Approve Dividends of EUR 0.69 Per Share Mgmt For For For 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Ratify PricewaterhouseCoopers Mgmt For For For Acountants N.V. as Auditors 10 Approve Remuneration Report Containing Mgmt For For For Remuneration Policy for Management Board Members 11 Receive Announcement of Intention to Mgmt N/A N/A N/A Reappoint E. Blok and J.B.P. Coopmans to Management Board 12 Announce Vacancies on Supervisory Board Mgmt N/A N/A N/A 13 Receive Announcement Re: Changes in Mgmt N/A N/A N/A Composition in Supervisory Board Committees 14 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 15 Approve Reduction in Share Capital by Mgmt For For For Cancellation of Shares 16 Other Business and Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CUSIP J37479110 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 60 2.1 Elect Director Tsutomu Yamori Mgmt For For For 2.2 Elect Director Yoshihito Ota Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- LG INNOTEK CO LTD, SEOUL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5276D100 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statement, N/A N/A For N/A Balance sheet, Income statement, proposed disposition of retained earning; [cash dividend: KRW 350/share] 2 Amend the Articles of Incorporation N/A N/A For N/A 3 Election of Directors [Internal N/A N/A For N/A Director candidate: Hee-Chang Park/ External Director candidate: Tae-Soo Ryu] 4 Approve the remuneration limit for the N/A N/A For N/A Director 5 Approve to revise the Executive N/A N/A For N/A Officer Retirement Policy - --------------------------------------------------------------------------------------------------------------------- LG INNOTEK CO LTD, SEOUL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y5276D100 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the sale of small LCD module Mgmt For Against Against business - --------------------------------------------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5542W106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Winfried Bischoff as Director Mgmt For For For 3.2 Elect Glen Moreno as Director Mgmt For For For 3.3 Elect David Roberts as Director Mgmt For For For 4.1 Re-elect Dr Wolfgang Berndt as Director Mgmt For For For 4.2 Re-elect Eric Daniels as Director Mgmt For For For 4.3 Re-elect Helen Weir as Director Mgmt For For For 5 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 6 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 9 Authorise Market Purchase Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRLRENACNOR1 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors and Approve Their Mgmt For For For Remuneration 4 Elect Fiscal Council Member and Mgmt For For For Approve Their Remuneration - --------------------------------------------------------------------------------------------------------------------- LOTTOMATICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6326Y108 07/02/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Change in Company Name Mgmt For TNA N/A - --------------------------------------------------------------------------------------------------------------------- LOTTOMATICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6326Y108 07/02/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Restricted Stock Plan for Mgmt For TNA N/A Employees of the Company and its Subsidiaries 2 Approve Stock Option Plan for Mgmt For TNA N/A Employees of the Company and its Subsidiaries 3 Amend Share-Based Incentive Plans for Mgmt For TNA N/A Employees of the Company and its Subsidiaries - --------------------------------------------------------------------------------------------------------------------- LUKOIL OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN RU0009024277 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report, Financial Mgmt For For For Statements, and Allocation of Income, Including Dividends of RUB 52 per Share 2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A 2.2 Elect Igor Belikov as Director Mgmt N/A Against N/A 2.3 Elect Viktor Blazheyev as Director Mgmt N/A For N/A 2.4 Elect Donald Evert Wallette as Director Mgmt N/A Against N/A 2.5 Elect Valery Grayfer as Director Mgmt N/A Against N/A 2.6 Elect German Gref as Director Mgmt N/A For N/A 2.7 Elect Tatiana Esaulkova as Director Mgmt N/A Against N/A 2.8 Elect Igor Ivanov as Director Mgmt N/A For N/A 2.9 Elect Ravil Maganov as Director Mgmt N/A Against N/A 2.10 Elect Sergey Mikhaylov as Director Mgmt N/A Against N/A 2.11 Elect Mark Mobius as Director Mgmt N/A Against N/A 2.12 Elect Aleksandr Shokhin as Director Mgmt N/A For N/A 3.1 Elect Lyubov Ivanova as Member of Mgmt For For For Audit Commission 3.2 Elect Pavel Kondratyev as Member of Mgmt For For For Audit Commission 3.3 Elect Vladimir Nikitenko as Member of Mgmt For For For Audit Commission 4.1 Approve Remuneration of Directors Mgmt For For For 4.2 Approve Additional Remuneration for Mgmt For For For Newly-Elected Directors for Their Participation in Conferences and Other Events upon Instructions of Board Chairman; Keep Remuneration Level Unchanged 5.1 Approve Remuneration of Members of Mgmt For For For Audit Commission 5.2 Keep Levels of Remuneration of Members Mgmt For For For of Audit Commission Unchanged 6 Ratify ZAO KPMG as Auditor Mgmt For For For 7 Amend Regulations on General Meetings Mgmt For For For 8.1 Approve Related-Party Transaction with Mgmt For For For OAO Sberbank of Russia Re: Guarantee Agreement 8.2 Approve Related-Party Transaction with Mgmt For For For OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations - --------------------------------------------------------------------------------------------------------------------- MACARTHUR COAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q5689Z101 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Ratify Past Issuance of Shares Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MACARTHUR COAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCC CUSIP Q5689Z101 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Issuance of Shares to Mgmt For For For Noble Group Members - --------------------------------------------------------------------------------------------------------------------- MAKITA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6586 CUSIP J39584107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 52 2 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- MARINE HARVEST ASA (FORMERLY PAN FISH ASA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R2326D105 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Approve Minutes of Meeting Mgmt For For For 3 Issue Warrants w/o Preempt Rgts Mgmt For Against Against 4 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 9.5 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Sir Stuart Rose as Director Mgmt For For For 5 Elect Jan du Plessis as Director Mgmt For For For 6 Re-elect Jeremy Darroch as Director Mgmt For For For 7 Re-elect Sir David Michels as Director Mgmt For For For 8 Re-elect Louise Patten as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 10 Authorise the Audit Committee to Mgmt For For For Determine Remuneration of Auditors 11 Issue Equity with Pre-emptive Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 131,511,272 and an Additional Amount Pursuant to a Rights Issue of up to GBP 263,022,544 After Deducting Any Securities Issued Under the General Authority 12 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,726,691 13 Authorise 158,000,000 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice 15 Approve Marks and Spencer Group Mgmt For For For Republic of Ireland Sharesave Plan 2009 16 Authorise the Board to Take All ShrHldr Against For Against Reasonable and Practical Steps to Bring Forward the Appointment of an Independent Chairman to July 2010 - --------------------------------------------------------------------------------------------------------------------- MARUBENI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CUSIP J39788138 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nobuo Katsumata Mgmt For For For 1.2 Elect Director Teruo Asada Mgmt For For For 1.3 Elect Director Mamoru Sekiyama Mgmt For For For 1.4 Elect Director Masaru Funai Mgmt For For For 1.5 Elect Director Michihiko Ota Mgmt For For For 1.6 Elect Director Takafumi Sakishima Mgmt For For For 1.7 Elect Director Kenichi Hatta Mgmt For For For 1.8 Elect Director Shinji Kawai Mgmt For For For 1.9 Elect Director Shigemasa Sonobe Mgmt For For For 1.10 Elect Director Shigeru Yamazoe Mgmt For For For 1.11 Elect Director Mitsuru Akiyoshi Mgmt For For For 1.12 Elect Director Toshiyuki Ogura Mgmt For For For 1.13 Elect Director Shigeaki Ishikawa Mgmt For For For 2.1 Appoint Statutory Auditor Takao Mgmt For For For Kitabatake 2.2 Appoint Statutory Auditor Norimasa Mgmt For Against Against Kuroda - --------------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S4799N114 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended 28 June 2009 2 Re-elect Dods Brand as Director Mgmt For For For 3 Re-elect Zitulele Combi as Director Mgmt For For For 4 Re-elect Guy Hayward as Director Mgmt For For For 5 Re-elect James Hodkinson as Director Mgmt For For For 6 Re-elect Peter Maw as Director Mgmt For For For 7 Approve Non-executive Director Fees Mgmt For For For for the 2010 Financial Year 8 Reappoint Deloitte & Touche as Mgmt For For For Auditors of the Company with Andre Dennis as the Audit Partner 9 Place Authorised but Unissued Shares Mgmt For For For under Control of Directors 10 Authorise Board to Issue Shares for Mgmt For For For Cash up to a Maximum of 5 Percent of Issued Share Capital 11 Authorise Company to Allot and Issue Mgmt For For For 2,000,000 B Convertible, Redeemable, Participating Preference Shares of ZAR 0.01 Each in the Authorised but Unissued Share Capital to the Trustees of the Massmart Black Scarce Skills Trust 12 Approve Increase in the Number of B Mgmt For For For Convertible, Redeemable, Participating Preference Shares that may be Allocated by the Trustees of the Massmart Black Scarce Skills Trust - --------------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S4799N114 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Repurchase of Up to 15 Mgmt For For For Percent of Issued Share Capital 2 Approve Increase in Authorised Share Mgmt For For For Capital from ZAR 5,400,000 to ZAR 5,420,000 by the Creation of Additional 2,000,000 B Preference Shares 3 Amend Articles of Association Re: B Mgmt For For For Preference Shares - --------------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D53968125 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2009; Approve Allocation of Income and Dividends of EUR 1.18 per Ordinary Share and EUR 1.30 per Preference Share 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Elect Juergen Kluge to the Supervisory Mgmt For For For Board 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights 9 Amend Articles Re: Remuneration of Mgmt For For For Supervisory Board 10 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Amend Articles Re: Voting Rights Mgmt For For For Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Amend Articles Re: Electronic Mgmt For For For Participation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 13 Amend Articles Re: Postal Voting at Mgmt For For For the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Amend Articles Re: Chair of General Mgmt For For For Meeting 15 Amend Articles Re: Editorial Changes Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MEYER BURGER TECHNOLOGY AG, BAAR TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H5498Z110 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1. Approve the merger between Meyer N/A N/A Against N/A Burger Technology LTD and 3S Industries LTD 2.1 Amend the Articles of Association: N/A N/A Against N/A conduct a share split in a proportion of 1:10 by splitting the nominal value of the previous registered shares of CHF 0.50 each to 10 registered shares with nominal value of CHF 0.05 each 2.2 Amend the Articles of Association: N/A N/A Against N/A increase of the share capital of CHF 1,594,595 by a maximum amount of CHF 653,138 to a maximum amount of CHF 2,247,733 3 Approve the elections and resignations N/A N/A Against N/A - --------------------------------------------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the proposed acquisition of Mgmt For For For the entire issued and to be issued share capital of Borland Software Corporation - --------------------------------------------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 09/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report of the Directors Mgmt For For For and auditors and the financial statements for the YE 30 APR 2009 2 Approve a final dividend of 11.1 cents Mgmt For For For per ordinary share 3 Approve the remuneration report of the Mgmt For For For Directors for the YE 30 APR 2009 4 Re-elect Kevin Loosemore as a Director Mgmt For For For 5 Re-elect Stephen Kelly as a Director Mgmt For For For 6 Re-elect Nicholas Bray as a Director Mgmt For For For 7 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 8 Authorize the Directors to determine Mgmt For For For the remuneration of the Auditors 9 Authorize the Directors to allot Mgmt For Against Against ordinary shares 10 Authorize the Directors to allot Mgmt For Against Against ordinary shares for cash without first offering them to existing shareholders 11 Authorize the Company to purchase its Mgmt For For For own shares 12 Authorize the Company to hold general Mgmt For For For meetings on 14 clear days notice 13 Approve the deletion of Rule 7.2 from Mgmt For For For the rules of the Company's Incentive Plan 2005 - --------------------------------------------------------------------------------------------------------------------- MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve, subject to and contingent Mgmt For Against Against upon the passing of Special Resolution 1: the issue of up to 300,000,000 Offer Shares and up to 40,000,000 Additional shares in the event of the exercise of the Over-allotment Option in the Global Offering at an offer pr 2 Adopt, subject to and contingent upon Mgmt For Against Against the passing of Ordinary Resolution 1, the new Articles of Association the "Articles" of the Company as specified, which contain all the proposed amendments to the existing Articles of the Company as specified, and 3 Adopt the Chinese name as the Mgmt For For For Company's secondary name and authorize the Company and any Director to complete and do all such acts and things, including without limitation, to sign, to seal, execute ad deliver all such documents and deeds and approve any - --------------------------------------------------------------------------------------------------------------------- MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors report Mgmt For For For and audited accounts of the Company for the FYE 31 DEC 2009 together with the Auditors' report thereon 2 Declare a final dividend of 0.25 cents Mgmt For For For per ordinary share for the FYE 31 DEC 2009 3 Approve the Director's fees of SGD Mgmt For For For 120,000 for the FYE 31 DEC 2009 4 Re-elect Mr. Chen Wei Ping as a Mgmt For For For Director, who retires pursuant to Article 91 of the Company's Articles of Association 5 Re-elect Mr. Chew Chin Hua as a Mgmt For For For Director, who retires pursuant to Article 91 of the Company's Articles of Association 6 Re-elect Dr. Xu Wei Dong as a Mgmt For For For Director, who retires pursuant to Article 97 of the Company's Articles of Association 7 Re-appoint Messrs. BDO LLP as the Mgmt For For For Company's Auditors and authorize the Directors to fix their remuneration 8 Authorize the Directors of the Mgmt For Against Against Company, pursuant to Section 161 of the Companies Act, Chapter 50 and subject to Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited [SGX-ST], to issue shares or convertible securities in the 9 Authorize the Directors of the Company Mgmt For Against Against to offer and grant options [the Options] in accordance with the Midas Employee Share Option Scheme [the Scheme] and pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue from time to time such 10 Authorize the Directors of the Mgmt For For For Company, pursuant to Section 161 of the Companies Act, Chapter 50 of Singapore, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be allotted and issued pursuant t - --------------------------------------------------------------------------------------------------------------------- MINEBEA CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J42884130 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2 Appoint a Corporate Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MIRACA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 4544 CUSIP J4352B101 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hiromasa Suzuki Mgmt For For For 1.2 Elect Director Shinji Ogawa Mgmt For For For 1.3 Elect Director Tatsuo Tokumitsu Mgmt For For For 1.4 Elect Director Yoshihiro Kato Mgmt For For For 1.5 Elect Director Shiro Kudo Mgmt For For For 1.6 Elect Director Naoji Yui Mgmt For For For 1.7 Elect Director Nobumichi Hattori Mgmt For For For 1.8 Elect Director Yasunori Kaneko Mgmt For For For 1.9 Elect Director Yoshiki Watanabe Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MITSUBISHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8058 CUSIP J43830116 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 21 2.1 Elect Director Yorihiko Kojima Mgmt For For For 2.2 Elect Director Ken Kobayashi Mgmt For For For 2.3 Elect Director Ryouichi Ueda Mgmt For For For 2.4 Elect Director Masahide Yano Mgmt For For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For For 2.6 Elect Director Hideto Nakahara Mgmt For For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For For 2.9 Elect Director Yasuo Nagai Mgmt For For For 2.10 Elect Director Mikio Sasaki Mgmt For For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against Against 2.12 Elect Director Kunio Itou Mgmt For For For 2.13 Elect Director Kazuo Tsukuda Mgmt For Against Against 2.14 Elect Director Ryouzou Katou Mgmt For For For 2.15 Elect Director Hidehiro konno Mgmt For For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Set Amounts for Retirement Bonus Mgmt For For For Reserve Funds for Directors 6 Approve Deep Discount Stock Option Mgmt For Against Against Plan and Adjustment to Aggregate Compensation Ceiling for Directors - --------------------------------------------------------------------------------------------------------------------- MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CUSIP J44690139 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 11 2.1 Elect Director Shoei Utsuda Mgmt For For For 2.2 Elect Director Masami Iijima Mgmt For For For 2.3 Elect Director Ken Abe Mgmt For For For 2.4 Elect Director Junichi Matsumoto Mgmt For For For 2.5 Elect Director Seiichi Tanaka Mgmt For For For 2.6 Elect Director Norinao Iio Mgmt For For For 2.7 Elect Director Takao Omae Mgmt For For For 2.8 Elect Director Masayoshi Komai Mgmt For For For 2.9 Elect Director Daisuke Saiga Mgmt For For For 2.10 Elect Director Nobuko Matsubara Mgmt For For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.13 Elect Director Toshiro Muto Mgmt For For For 3 Appoint Statutory Auditor Naoto Mgmt For For For Nakamura - --------------------------------------------------------------------------------------------------------------------- MITSUI SUMITOMO INSURANCE GROUP HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CUSIP J45745106 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Mgmt For For For Aioi Insurance Co. and Nissay Dowa General Insurance Co. 2 Amend Articles To Change Company Mgmt For For For Name 3.1 Elect Director Mgmt For For For 3.2 Elect Director Mgmt For For For 3.3 Elect Director Mgmt For For For 3.4 Elect Director Mgmt For For For 3.5 Elect Director Mgmt For For For 3.6 Elect Director Mgmt For For For 3.7 Elect Director Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For 4.2 Appoint Statutory Auditor Mgmt For For For 4.3 Appoint Statutory Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J4687C105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 27 2.1 Elect Director Toshiaki Egashira Mgmt For For For 2.2 Elect Director Ichiro Tateyama Mgmt For For For 2.3 Elect Director Tadashi Kodama Mgmt For For For 2.4 Elect Director Yasuyoshi Karasawa Mgmt For For For 2.5 Elect Director Susumu Fujimoto Mgmt For For For 2.6 Elect Director Shuhei Horimoto Mgmt For For For 2.7 Elect Director Hisahito Suzuki Mgmt For For For 2.8 Elect Director Masanori Yoneda Mgmt For For For 2.9 Elect Director Katsuaki Ikeda Mgmt For For For 2.10 Elect Director Toshihiko Seki Mgmt For For For 2.11 Elect Director Akira Watanabe Mgmt For For For 2.12 Elect Director Mitsuhiro Umezu Mgmt For For For 2.13 Elect Director Daiken Tsunoda Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MTU AERO ENGINES HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D5565H104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.93 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 6 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Convocation of, Mgmt For For For Registration for, Voting Rights Representation at, and Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Approve Creation of EUR 5.2 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Creation of EUR 20.8 Million Mgmt For For For Pool of Authorized Capital II without Preemptive Rights 10 Approve Reduction of Conditional Mgmt For For For Capital to EUR 3.6 Million 11 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 22.4 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Remuneration System for Mgmt For For For Management Board Members - --------------------------------------------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRMULTACNOR5 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles re: Fix Board Term Mgmt For Against Against 2 Amend Articles to Reflect Changes in Mgmt For For For Capital - --------------------------------------------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRMULTACNOR5 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For Abstain Against 4 Approve Remuneration of Executive Mgmt For For For Officers, Non-Executive Directors - --------------------------------------------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP P69913104 12/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Solucao Mgmt For For For Imobiliaria Participacoes e Empreendimentos, Industrias Luna, and JPL Empreendimentos 2 Appoint Apsis Consultoria as the Mgmt For For For Independent Firm to Appraise Proposed Absorption 3 Approve Appraisal Reports Mgmt For For For 4 Formalize Absorption Mgmt For For For 5 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - --------------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CUSIP J46840104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 35 2.1 Elect Director Yoshitaka Fujita Mgmt For For For 2.2 Elect Director Hiroaki Yoshihara Mgmt For For For 3 Appoint Statutory Auditor Masakazu Mgmt For For For Toyoda - --------------------------------------------------------------------------------------------------------------------- NABTESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4707Q100 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NATIONAL BANK OF CANADA TICKER SECURITY ID: MEETING DATE MEETING STATUS NA CUSIP 633067103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence S. Bloomberg Mgmt For For For 1.2 Elect Director Pierre Bourgie Mgmt For For For 1.3 Elect Director Andre Caille Mgmt For For For 1.4 Elect Director Gerard Coulombe Mgmt For For For 1.5 Elect Director Bernard Cyr Mgmt For For For 1.6 Elect Director Shirley A. Dawe Mgmt For For For 1.7 Elect Director Nicole Diamond-Gelinas Mgmt For For For 1.8 Elect Director Jean Douville Mgmt For For For 1.9 Elect Director Marcel Dutil Mgmt For For For 1.10 Elect Director Jean Gaulin Mgmt For For For 1.11 Elect Director Paul Gobeil Mgmt For For For 1.12 Elect Director Louise Laflamme Mgmt For For For 1.13 Elect Director Roseann Runte Mgmt For For For 1.14 Elect Director Marc P. Tellier Mgmt For For For 1.15 Elect Director Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation Approach 3 Ratify SB/DT as Auditors Mgmt For For For 4 Submit to Shareholder Vote More ShrHldr Against Against For Nominees Than There are Vacanicies on the Board of Directors 5 Disclose Equity Ratio Between Total ShrHldr Against Against For Compensation of the CEO, Five NEOs and Average Total Employee Compensation - --------------------------------------------------------------------------------------------------------------------- NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X56533114 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Spin-Off Agreement Mgmt For For For 2 Approve Accounting Treatment of Mgmt For For For Spin-Off 3 Authorize Filing of Required Mgmt For For For Documents/Other Formalities 4 Ratify Co-Option of Directors Mgmt For For For 5 Elect Directors Mgmt For Against Against 6 Elect Members of Audit Committee Mgmt For For For 7 Approve Related Party Transactions Mgmt For Against Against 8 Amend Company Articles Mgmt For Against Against 9 Authorize Convertible Debt Issuance Mgmt For For For 10 Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 23 Pence Per Mgmt For For For Ordinary Share 3 Re-elect Sir John Parker as Director Mgmt For For For 4 Re-elect Steve Holliday as Director Mgmt For For For 5 Re-elect Kenneth Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Director Mgmt For For For 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 11 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 12 Approve Remuneration Report Mgmt For For For 13 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 92,404,802 and an Additional Amount Pursuant to a Rights Issue of up to GBP 92,404,802 14 Approve Scrip Dividend Program Mgmt For For For 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise the Directors to Capitalise the Appropriate Nominal Accounts of New Shares of the Company Alloted Under the Scrip Dividend Scheme 16 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,860,720 17 Authorise 243,269,786 Ordinary Shares Mgmt For For For for Market Purchase 18 Authorise the Directors to Call a Mgmt For For For General Meeting of the Company Other Than an Annual General Meeting on 14 Clear Days' Notice 19 Adopt New Articles of Association Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NEOPOST SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F65196119 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.65 per Share 3 Approve Stock Dividend Program (Cash Mgmt For For For or Shares) 4 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 320,000 7 Elect Vincent Mercier as Director Mgmt For For For 8 Reelect Henk Bodt as Director Mgmt For For For 9 Reelect Eric Licoys as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million 12 Authorize Issuance of Shares without Mgmt For For For Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 14 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 16 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 17 Authorize Capital Increase of Up to Mgmt For For For EUR 4.6 Million for Future Exchange Offers 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Employee Stock Purchase Plan Mgmt For For For for International Employees 20 Authorize up to 2 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 21 Authorize up to 3 Percent of Issued Mgmt For Against Against Capital for Use in Stock Option Plan 22 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 23 Approve Issuance of Securities Mgmt For For For Convertible into Debt 24 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H57312649 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.60 per Share 4.1 Reelect Andre Kudelski as Director Mgmt For For For 4.2 Reelect Jean-Rene Fourtou as Director Mgmt For For For 4.3 Reelect Steven Hoch as Director Mgmt For For For 4.4 Reelect Peter Brabeck-Letmathe as Mgmt For For For Director 4.5 Elect Titia de Lange as Director Mgmt For For For 4.6 Elect Jean-Pierre Roth as Director Mgmt For For For 4.7 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 18.5 Million Reduction in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 6 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - --------------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y63084126 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Kar-Shun, Henry as Mgmt For For For Director 3.2 Reelect Cha Mou-Sing, Payson as Mgmt For Against Against Director 3.3 Reelect Cheng Kar-Shing, Peter as Mgmt For For For Director 3.4 Reelect Leung Chi-Kin, Stewart as Mgmt For Against Against Director 3.5 Reelect Chow Kwai-Cheung as Director Mgmt For For For 3.6 Reelect Ki Man-Fung, Leonie as Director Mgmt For For For 3.7 Authorize Board to Fix the Mgmt For For For Remuneration of Directors 4 Reappoint Joint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- NEXANS, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F65277109 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements for Mgmt For For For the FYE on 31 DEC 2009- Management report- discharge of duties to the Board members 2 Approve the consolidated financial Mgmt For For For statements for the FYE on 31 DEC 2009 3 Approve the allocation of income and Mgmt For For For setting of the dividend 4 Approve the agreements pursuant to Mgmt For Against Against Article L.225-38 of the Commercial Code 5 Approve the renewal of Mr. Gerard Mgmt For For For Hausers term as Board member 6 Approve the renewal of Mr. Francois Mgmt For For For Polge De Combret term as Board member 7 Appointment of Mrs. Veronique Guillot Mgmt For For For Pelpel as Board member 8 Authorize the Board of Directors to Mgmt For Against Against operate on the Company's shares 9 Authorize the Board of Directors to Mgmt For For For reduce the share capital by cancellation of treasury shares 10 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to decide on capital increase by issuing common shares with preferential subscription rights 11 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to decide on share capital increase by issuing without preferential subscription rights securities representing debts giving access to the capital of the Company by way of public 12 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to decide on share capital increase by issuing without preferential subscription rights securities representing debts giving access to the capital of the Company by private invest 13 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to decide on issuing shares or various securities giving access to the capital in the event of public exchange offer initiated by the Company on its own securities or securities o 14 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to decide on increasing the number of issuable securities in the event of capital increase with or without preferential subscription rights within the limits set in the 10, 12 and 15 Approve the possibility to issue Mgmt For Against Against common shares or securities giving access to the capital, within the limit of 5% of the share capital in consideration for the contributions in kind on the equity securities or securities giving access to the capital 16 Approve the delegation of authority to Mgmt For For For be granted to the Board of Directors to decide on share capital increase by incorporation of premiums, reserves or profits 17 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to decide on share capital increase by issuing shares or securities giving access to the capital reserved for members of Saving Plans with cancellation of preferential subscriptio 18 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to carry out share capital increase in favor of a category of beneficiaries, to provide employees of certain foreign subsidiaries of the Group Employee Savings with conditions com 19 Approve the delegation of authority to Mgmt For Against Against be granted to the Board of Directors to grant options to subscribe for or purchase shares within the limit of a nominal amount of EUR 400,000 20 Powers for the formalities Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- NEXT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6500M106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Steve Barber as Director Mgmt For For For 5 Re-elect David Keens as Director Mgmt For For For 6 Reappoint Ernst & Young LLP as Mgmt For For For Auditors and Authorise Their Remuneration 7 Approve 2010 Share Matching Plan Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise Off-Market Purchase Mgmt For For For 12 Adopt New Articles of Association Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- NIFCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 654101104 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For Against Against Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 3 Appoint a Substitute Corporate Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5214 CUSIP J53247110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2 Amend Articles to Authorize Public Mgmt For For For Announcements in Electronic Format 3.1 Elect Director Yuuzou Izutsu Mgmt For For For 3.2 Elect Director Masayuki Arioka Mgmt For For For 3.3 Elect Director Katsumi Inada Mgmt For For For 3.4 Elect Director Masami Atsuji Mgmt For For For 3.5 Elect Director Shuuji Itou Mgmt For For For 3.6 Elect Director Shigeru Yamamoto Mgmt For For For 3.7 Elect Director Kouichi Inamasu Mgmt For For For 3.8 Elect Director Masanori Yokota Mgmt For For For 4 Appoint Statutory Auditor Kazuhiro Ito Mgmt For For For 5 Appoint Alternate Statutory Auditor Mgmt For For For Yasuhiro Uozumi 6 Approve Annual Bonus Payment to Mgmt For For For Directors 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - --------------------------------------------------------------------------------------------------------------------- NIPPON OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5001 CUSIP J5484F100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Formation of Joint Holding Mgmt For For For Company with Nippon Mining Holdings, Inc. 2 Amend Articles To Delete References to Mgmt For For For Record Date - --------------------------------------------------------------------------------------------------------------------- NISCAYAH AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W5736P109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the Meeting Mgmt N/A N/A N/A 2 Election of Jorma Halonen as the Mgmt N/A N/A N/A Chairman of the 2010 AGM 3 Preparation and approval of the voting Mgmt N/A N/A N/A list 4 Approval of the agenda Mgmt N/A N/A N/A 5 Election of one or two person(s) to Mgmt N/A N/A N/A approve the minutes 6 Determination of compliance with the Mgmt N/A N/A N/A rules of convocation 7 Receive the report of the President Mgmt N/A N/A N/A and Chief Executive Officer 8 Presentation of the annual report and Mgmt N/A N/A N/A the Auditor's report and the-consolidated financial statements and the Group Auditor's report 9.1 Adoption of the statement of income Mgmt For For For and the balance sheet and the consolidated statement of income and the consolidated balance sheet as per 31 DEC 2009 9.2 Approve a dividend of SEK 0.30 per Mgmt For For For share to be declared; and that the record date for the dividend shall be Tuesday 11 MAY 2010; if the AGM resolves in accordance with the proposal, the dividend is expected to be distributed by Euroclear Sweden AB startin 9.3 Grant discharge, from liability, to Mgmt For For For the Board of Directors and the Managing Director for the FY 2009 10 Approve that the number of Board Mgmt For For For Members shall be seven without any Deputy Members 11 Approve that the fees to the Board of Mgmt For For For Directors, for the period up to and including the 2011 AGM, shall amount to SEK 2,000,000 in total (including consideration for committee work) to be distributed among the Board Members as follows: SEK 600,000 to the 12 Re-elect Jorma Halonen, Carl Douglas, Mgmt For For For Tomas Franzen, Eva Lindqvist, Ulrik Svensson and Anders Boos as well as election of Hakan Kirstein as the Directors, for the period up to and including the 2011 AGM; in addition, re-elect Jorma Halonen as the Chairman 13 PLEASE NOTE THAT THIS IS SHAREHOLDER'S Mgmt Against Against For PROPOSAL: approve that the Nomination Committee shall consist of five Members; re-elect Gustaf Douglas (SakI AB and Investment AB Latour), Mikael Ekdahl (Melker Schorling AB), Marianne Nilsson (Swedbank Robur fonder) 14 Approve the guidelines for Mgmt For For For remuneration to the Management 15 Approve the long term performance Mgmt For Against Against based incentive program 16 Authorize the Board of Directors to, Mgmt For Against Against on one or more occasions and during the period until the next Annual General Meeting, for the acquisitions and transfers of treasury shares 17 Closing of the Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CUSIP J57160129 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appoint Statutory Auditor Toshiyuki Mgmt For For For Nakamura 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against Against 2 Approve Stock Option Plan Mgmt For Against Against 3 Approve Stock Appreciation Rights Plan Mgmt For For For for Directors - --------------------------------------------------------------------------------------------------------------------- NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposed Disposal of Shares in Mgmt For For For Gloucester Coal Ltd. and Middlemount Coal Pty. Ltd. in Consideration for Shares in Macarthur Coal Ltd. - --------------------------------------------------------------------------------------------------------------------- NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.036 Per Mgmt For For For Share 3 Reelect Richard Samuel Elman as Mgmt For For For Director 4 Reelect Harindarpal Singh Banga as Mgmt For For For Director 5 Reelect Alan Howard Smith as Director Mgmt For For For 6 Reelect David Gordon Eldon as Director Mgmt For For For 7 Reelect Tobias Josef Brown as Director Mgmt For For For 8 Approve Directors' Fees Mgmt For For For 9 Reappoint Ernst and Young as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Issuance of Shares and Grant Mgmt For Against Against of Options Pursuant to the Noble Group Share Option Scheme 2004 13 Approve Issuance of Shares Pursuant to Mgmt For For For the Noble Group Limited Scrip Dividend Scheme 14 Approve Issuance of Shares and Grant Mgmt For Against Against of Awards Pursuant to the Noble Group Performance Share Plan 15 Approve Capitalization of Share Mgmt For For For Premium Account For Bonus Issue of Six Bonus Shares for Every Eleven Existing Shares Held - --------------------------------------------------------------------------------------------------------------------- NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Stock-for-Salary/Bonus Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H5820Q150 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.10 per Share 4.1 Amend Articles Re: Compliance with Mgmt For For For Swiss Federal Act on Intermediated Securites 4.2 Amend Articles Re: Introduction of a Mgmt For For For Consultative Resolution on the Remuneration System 5.1 Reelect Marjorie M.T. Yang as Director Mgmt For For For 5.2 Reelect Daniel Vasella as Director Mgmt For For For 5.3 Reelect Hans-Joerg Rudloff as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors - --------------------------------------------------------------------------------------------------------------------- NTT DOCOMO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CUSIP J59399105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2600 2 Amend Articles to Amend Business Lines Mgmt For For For - Change Company Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For For 3.4 Elect Director Hiroshi Matsui Mgmt For For For 3.5 Elect Director Bunya Kumagai Mgmt For For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For For 3.7 Elect Director Kaoru Katou Mgmt For For For 3.8 Elect Director Mitsunobu Komori Mgmt For For For 3.9 Elect Director Akio Oshima Mgmt For For For 3.10 Elect Director Fumio Iwasaki Mgmt For For For 3.11 Elect Director Takashi Tanaka Mgmt For For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- OMRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6645 CUSIP J61374120 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2.1 Elect Director Yoshio Tateishi Mgmt For For For 2.2 Elect Director Fumio Tateishi Mgmt For For For 2.3 Elect Director Hisao Sakuta Mgmt For For For 2.4 Elect Director Keiichirou Akahoshi Mgmt For For For 2.5 Elect Director Yutaka Takigawa Mgmt For For For 2.6 Elect Director Kazuhiko Toyama Mgmt For For For 2.7 Elect Director Masamitsu Sakurai Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- ORGANIZACION SORIANA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP8728U1671 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year 2009; Accept CEO and Board's Opinion Reports; Accept Audit and Corporate Practices Committee Report; Accept Report on Fiscal Obligations 2 Accept Report on Activities Undertaken Mgmt For For For by the Board of Directors 3 Approve Allocation of Income and Mgmt For Abstain Against Dividends of MXN 0.19; Set Aggregate Nominal Amount for Share Repurchase Reserve 4 Elect Directors and Approve their Mgmt For Abstain Against Remuneration 5 Authorize Establishment of Short and Mgmt For For For Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion 6 Grant Special Authorities to Indeval Mgmt For Against Against Institucion Para El Deposito de Valores, S.A. de C.V 7 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions 8 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting - --------------------------------------------------------------------------------------------------------------------- ORICA LTD. (FORMERLY ICI AUSTRALIA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CUSIP Q7160T109 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- OSAKA SECURITIES EXCHANGE CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J6254G104 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For 2.8 Appoint a Director Mgmt For For For 2.9 Appoint a Director Mgmt For For For 2.10 Appoint a Director Mgmt For For For 2.11 Appoint a Director Mgmt For For For 3 Amend the Compensation to be received Mgmt For For For by Directors - --------------------------------------------------------------------------------------------------------------------- OUTOTEC OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X6026E100 03/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Opening of the Meeting N/A N/A N/A N/A 2 Calling the Meeting to order N/A N/A N/A N/A 3 Election of persons to scrutinize the N/A N/A N/A N/A minutes and to supervise the counting of-votes 4 Recording the legality of the Meeting N/A N/A N/A N/A 5 Recording the attendance at the N/A N/A N/A N/A Meeting and adoption of the list of votes 6 Presentation of the annual accounts, N/A N/A N/A N/A the report of the Board of Directors and-the Auditor's report for the year 2009 7 Adopt the accounts N/A N/A For N/A 8 Approve to pay a dividend of EUR 0.70 N/A N/A For N/A per share 9 Grant discharge from liability N/A N/A For N/A 10 Approve the remuneration of the Board N/A N/A For N/A Members 11 Approve the number of the Board Members N/A N/A For N/A 12 Re-elect C-G. Bergstrom, K. Kaitue, H. N/A N/A For N/A Linnoinen and Anssi Soila to the Board and elect E. Ailasmaa and T. Jarvinen as the new Members 13 Approve the remuneration of the N/A N/A For N/A Auditor(s) 14 Re-election of Kpmg Oy Ab as the N/A N/A For N/A Auditor(s) 15 Authorize the Board to decide on N/A N/A For N/A acquiring the Company's own shares 16 Authorize the Board to decide on share N/A N/A Against N/A issue and other special rights 17 Amend Article 9 of Articles of N/A N/A For N/A Association 18 Authorize the Board to decide to N/A N/A For N/A donate max EUR 600,000 to Finnish Universities 19 Closing of the Meeting N/A N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of 1.75 Percent Mgmt For For For Guaranteed Convertible Bonds due 2016 in an Aggregate Principal Amount of $230 Million - --------------------------------------------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Wang Chunlin as an Executive Mgmt For For For Director 3.2 Reelect Richard M. Hext as a Mgmt For For For Non-Executive Director 3.3 Reelect Patrick B. Paul as an Mgmt For For For Independent Non-Executive Director 3.4 Reelect Alasdair G. Morrison as an Mgmt For For For Independent Non-Executive Director 3.5 Approve Remuneration of Directors Mgmt For For For 4 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 7 Approve Issuance of Shares Under the Mgmt For For For Long-Term Incentive Scheme - --------------------------------------------------------------------------------------------------------------------- PADDY PWR PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G68673105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and approve the financial Mgmt For For For statements for the YE 31 DEC 2009 and reports of the Directors and Auditors thereon 2 Declare a final dividend of 38.9 cent Mgmt For For For per share for the YE 31 DEC 2009 3 Election of Jane Lighting as a Director Mgmt For For For 4.1 Re-elect Nigel Northridge as a Mgmt For For For Director, who retires in accordance with Regulation 86 of the Articles of Association 4.2 Re-elect Patrick Kennedy as a Mgmt For For For Director, who retires in accordance with Regulation 86 of the Articles of Association 4.3 Re-elect Stewart Kenny as a Director, Mgmt For For For who retires in accordance with Regulation 86 of the Articles of Association 4.4 Re-elect David Power as a Director, Mgmt For For For who retires in accordance with Regulation 86 of the Articles of Association 5 Authorize the Directors to fix the Mgmt For For For remuneration of the Auditors for the year ending 31 DEC 2010 6 Authorize the Directors to allot shares Mgmt Against Against For 7 Approve to disapply statutory Mgmt Against Against For pre-emption provisions 8 Authorize the Company to make market Mgmt For For For purchases of its own shares 9 Approve to determine the price range Mgmt Against Against For at which treasury shares may be re-issued off market 10 Approve the convening of an EGM on 14 Mgmt For For For clear days notice under the Articles of Association 11 Adopt the new Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and, if approved, to adopt the Mgmt For For For Directors' report and audited accounts for the YE 31 DEC 2009 and the Auditors' report thereon 2 Declare the first and final Dividend Mgmt For For For of 1.15 cents tax exempt one-tier per ordinary share in respect of the YE 31 DEC 2009 3.1 Re-elect YBhg Dato' Mohammed Azlan B. Mgmt For For For Hashim who retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.2 Re-elect Dr Tan See Leng who retires Mgmt For For For pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.3 Re-elect Mr Malvinder Mohan Singh who Mgmt For For For retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.4 Re-elect Mr Shivinder Mohan Singh who Mgmt For For For retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.5 Re-elect Mr Sunil Godhwani who retires Mgmt For For For pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 3.6 Re-elect Mr Balinder Singh Dhillon who Mgmt For For For retires pursuant to Article 83 of the Articles of Association of the Company, as Director of the Company 4.1 Re-elect Dr Lim Cheok Peng who retires Mgmt For For For pursuant to Article 97 of the Articles of Association of the Company, as Director of the Company 4.2 Re-elect Mr Chang See Hiang who Mgmt For For For retires pursuant to Article 97 of the Articles of Association of the Company, as Director of the Company 4.3 Re-elect Mr Richard Seow Yung Liang Mgmt For For For who retires pursuant to Article 97 of the Articles of Association of the Company, as Director of the Company 5 Approve Directors' fee of SGD 866,458 Mgmt For For For for 2009 6 Re-appoint Messrs. KPMG LLP as the Mgmt For For For Auditors and to authorize the Directors to fix their remuneration 7.1 Authorize the Board of Directors of Mgmt For Against Against the Company, subject to Section 161 of the Companies Act, Cap. 50 of Singapore, the Articles of Association of the Company, the approval of the relevant Stock Exchange and/or other governmental or regulatory bodies wher 7.2 Authorize the Board of Directors of Mgmt For Against Against the Company to issue and allot from time to time such number of Shares as may be required to be issued pursuant to the exercise of options granted while the authority conferred by this resolution is in force, under the 7.3 Approve the Sections 76C and 76E of Mgmt For For For the Companies Act, Cap. 50 of Singapore the Act, the exercise by the Directors of all the powers of the Company to purchase or otherwise acquire issued ordinary shares of the Company the Shares not exceeding in aggre 8 Approval the Chapter 9 of the Listing Mgmt For For For Manual, for the Company, its subsidiaries and associated companies, or any of them, to enter into any of the transactions falling within the types of Interested Person Transactions described in the Appendix to Shareho 9 Transact any other business Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 04/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve and adopt the share option Mgmt N/A Against N/A scheme to be known as the Parkway Share Option Scheme 2010 [the Option Scheme], the rules of which have been set out in the Circular to shareholders dated 31 MAR 2010 [the Circular], substantially in the form as specifie 2 Authorize the Directors of the Mgmt N/A Against N/A Company, subject to and contingent upon passing of Ordinary Resolution 1, to offer and grant options in accordance with the rules of the Option Scheme with exercise prices set at a discount not exceeding 20% of the market pr - --------------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G69651100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Director Mgmt For For For 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Director Mgmt For For For 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect CK Prahalad as Director Mgmt For For For 13 Re-elect Marjorie Scardino as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For 21 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 22 Approve Share Incentive Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PERSIMMON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G70202109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' and Mgmt For For For the Auditors' reports and the financial statements for the YE 31 DEC 2009 2 Approve the Directors' remuneration Mgmt For For For report for the YE 31 DEC 2009 3 Election of Jeff Fairburn as a Director Mgmt For For For 4 Election of Jonathan Davie as a Mgmt For For For Director 5 Re-elect Mike Farley as a Director Mgmt For For For 6 Re-elect Neil Davidson as a Director Mgmt For For For 7 Re-elect David Thompson as a Director Mgmt For For For 8 Re-appoint KPMG Audit Plc as the Mgmt For For For Auditors of the Company and authorize the Directors to determine their remuneration 9 Amend the Articles of Association of Mgmt For Against Against the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 Companies Act 2006, are to be treated as provisions of the Company's Article of Association: any limi 10 Authorize the Directors, for the Mgmt For Against Against purpose of Section 551 of the Companies Act 2006, to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company Rights up to a maximum aggregate nominal amoun 11 Authorize the Directors of the Mgmt For Against Against Company, subject to the passing of Ordinary Resolution 10 above, pursuant to Section 570 and 573 of the Companies Act 2006 the Act, to allot equity pursuant to the authority contend by Ordinary Resolution 10 above, or by w 12 Approve that pursuant to the Mgmt For Against Against authorities contained in its Articles of Association the Company is granted general and unconditional authority for the purposes of Section 701 of the Companies Act 2006 the Act to make market purchase within the meaning of 13 Approve that a general meeting of the Mgmt For For For Company other than an AGM may be called on not less than 14 clear day's notice such authority to expire at the conclusion of the AGM of the Company to be held in 2011 - --------------------------------------------------------------------------------------------------------------------- PERSIMMON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G70202109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn as Director Mgmt For For For 4 Elect Jonathan Davie as Director Mgmt For For For 5 Re-elect Mike Farley as Director Mgmt For For For 6 Re-elect Neil Davidson as Director Mgmt For For For 7 Re-elect David Thompson as Director Mgmt For Against Against 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Adopt New Articles of Association Mgmt For For For 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- PETROBANK ENERGY & RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 71645P106 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chris J. Bloomer Mgmt For For For 1.2 Elect Director Ian S. Brown Mgmt For For For 1.3 Elect Director Louis L. Frank Mgmt For For For 1.4 Elect Director M. Neil McCrank Mgmt For For For 1.5 Elect Director Kenneth R. McKinnon Mgmt For For For 1.6 Elect Director Jerald L. Oaks Mgmt For For For 1.7 Elect Director Harrie Vredenburg Mgmt For For For 1.8 Elect Director John D. Wright Mgmt For For For 1.9 Elect Director Corey C. Ruttan Mgmt For For For 1.10 Elect Director R. Gregg Smith Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Incentive Share Compensation Mgmt For For For Plan 4 Amend Stock Option Plan Mgmt For For For 5 Approve Unallocated Options under the Mgmt For For For Stock Option Plan 6 Approve Stock Option Plan Grants Mgmt For For For 7 Approve Amendments to the Deferred Mgmt For For For Common Share Compensation Plan 8 Approve Non-Employee Director Deferred Mgmt For For For Common Share Compensation Plan - --------------------------------------------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN CNE1000007Q1 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Directors Mgmt For For For 2 Accept Report of the Supervisory Mgmt For For For Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Final Dividends Mgmt For For For 5 Authorize Board to Determine the Mgmt For For For Distribution of Interim Dividends for the Year 2010 6 Reappoint PricewaterhouseCoopers as Mgmt For For For International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Approve Subscription Agreement with Mgmt For Against Against China Petroleum Finance Co., Ltd. and China National Petroleum Corp. 8 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights - --------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRPETRACNPR6 04/22/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For N/A N/A Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For N/A N/A Fiscal Year 3 Approve Allocation of Income and Mgmt For N/A N/A Dividends 4 Elect Directors Mgmt For Abstain Against 5 Elect Board Chairman Mgmt For N/A N/A 6 Elect Fiscal Council Members Mgmt For Abstain Against 7 Approve Remuneration of Executive Mgmt For N/A N/A Officers, Non-Executive Directors, and Fiscal Council Members 8 Authorize Capitalization of Reserves Mgmt For N/A N/A 9 Eliminate Preemptive Rights Mgmt For N/A N/A - --------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 71654V408 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company's Bylaws to Increase the Mgmt For For For Number of Authorized Preferred Shares 2 Amend Company's Bylaws to Increase the Mgmt For For For Number of Authorized Common Shares 3 Amend Company's Bylaws to Include Mgmt For For For Transitory Provision to Issue Shares with or without Preemptive Rights 4 Amend Article 4 of Company's Bylaws to Mgmt For For For Reflect the Changes in its Capital Structure - --------------------------------------------------------------------------------------------------------------------- PIGEON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J63739106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For 2.7 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- POSCO (FORMERLY POHANG IRON & STEEL) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Annual Dividend of KRW 8,000 per Share 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Park Han-Yong as Inside Director Mgmt For For For 3.2 Elect Oh Chang-Kwan as Inside Director Mgmt For For For 3.3 Elect Kim Jin-Il as Inside Director Mgmt For For For 4 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors - --------------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Michael Garrett as Director Mgmt For For For 4 Re-elect Bridget Macaskill as Director Mgmt For For For 5 Re-elect Clark Manning as Director Mgmt For For For 6 Re-elect Barry Stowe as Director Mgmt For For For 7 Elect Nic Nicandrou as Director Mgmt For For For 8 Elect Rob Devey as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 11 Approve Final Dividend Mgmt For For For 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Establish Prudential Group plc as the Mgmt For Against Against New Ultimate Holding Company of the Prudential Group 2 Authorise Issue of Equity with Mgmt For Against Against Pre-emptive Rights 3 Approve Performance Share Plan, Mgmt For Against Against Business Unit Performance Plans and M&G Executive Long Term Incentive Plan 2010 4 Approve UK Savings-Related Share Mgmt For Against Against Option Scheme, Irish SAYE Scheme, International Employees SAYE Scheme, International (Non-Employees) SAYE Scheme, Share Incentive Plan, Europe Share Participation Plan, Share Option Plan and Momentum Retention Plan 5 Authorise Establishment of Additional Mgmt For Against Against Employee Share Schemes for the Benefit of Overseas Employees - --------------------------------------------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN ID1000057607 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For Abstain Against - --------------------------------------------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN ID1000057607 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Financial Mgmt For For For Statements 2 Approve Allocation of Income Mgmt For For For 3 Elect Commissioners and Directors and Mgmt For For For Approve Their Remuneration 4 Appoint Auditors Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Supervisory Mgmt For For For Duties' Report of Commissioners 2 Approve Financial Statements, Annual Mgmt For For For Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors and Mgmt For For For Commissioners 5 Appoint Auditors Mgmt For For For 6 Amend Articles of Association Mgmt For Against Against 7 Approve Utilization of Treasury Stocks Mgmt For Against Against from the Share Buy Back I to III - --------------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TH0355A10Z04 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acknowledge 2009 Performance Result Mgmt For For For and 2010 Work Plan 2 Approve 2009 Financial Statements Mgmt For For For 3 Approve Dividend of THB 2.68 Per Share Mgmt For For For 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5.1 Elect Pichai Chunhavajira as Director Mgmt For For For 5.2 Elect Chulasingh Vasantasingh as Mgmt For For For Director 5.3 Elect Sommai Khowkachaporn as Director Mgmt For For For 5.4 Elect Viraphol Jirapraditkul as Mgmt For For For Director 5.5 Elect Pongsvas Svasti as Director Mgmt For For For 6 Approve Remuneration of Directors and Mgmt For For For Sub-Committees - --------------------------------------------------------------------------------------------------------------------- PTT PUBLIC CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6883U113 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve 2009 Net Profit Allocation Mgmt For For For Plan and Dividend Policy 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Benja Louichareon as Director Mgmt For For For 6.2 Elect Pichai Chunhavajira as Director Mgmt For For For 6.3 Elect Krairit Nilkuha as Director Mgmt For For For 6.4 Elect Nontigorn Kanchanachitra as Mgmt For For For Director 6.5 Elect Piyawat Niyomrerks as Director Mgmt For For For 7 Approve Five-Year External Fund Mgmt For Against Against Raising Plan of up to THB 80 Billion 8 Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1295OO004 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Yeoh Chin Kee as Director Mgmt For For For 3 Elect Abdul Rahman Ibni Sultan Haji Mgmt For For For Ahmad Shah Al-Mustain Billah as Director 4 Elect Teh Hong Piow as Director Mgmt For For For 5 Elect Thong Yaw Hong as Director Mgmt For For For 6 Elect Mohamed Ishak bin Haji Mohamed Mgmt For For For Ariff as Director 7 Approve Remuneration of Directors in Mgmt For For For the Amount of MYR 1.31 Million for the Financial Year Ended Dec. 31, 2009 8 Approve KPMG as Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued and Paid-up share Capital - --------------------------------------------------------------------------------------------------------------------- PUBLIC POWER CORPORATION S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X7023M103 12/17/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors (Bundled) Mgmt For N/A N/A - --------------------------------------------------------------------------------------------------------------------- QINETIQ GROUP PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G7303P106 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report and the accounts Mgmt For For For 2 Approve the Directors remuneration Mgmt For For For report 3 Declare a dividend Mgmt For For For 4 Re-elect Colin Balmer as a Director Mgmt For For For 5 Re-elect Sir John Chisholm as a Mgmt For For For Chairman and a Director 6 Re-elect Noreen Doyle as a Director Mgmt For For For 7 Elect Mr. Mark Elliott as a Director Mgmt For For For 8 Re-elect Admiral Edmund P. Mgmt For For For Giambastiani as a Director 9 Re-elect Sir David Lees as a Director Mgmt For For For 10 Re-elect Graham Love as a Director Mgmt For For For 11 Re-elect Nick Luff as a Director Mgmt For For For 12 Elect Mr. David Mellors as a Director Mgmt For For For 13 Re-appoint KPMG Audit Plc as the Mgmt For For For Auditors and authorize the Audit Committee to determine the Auditors remuneration 14 Approve to make political donations Mgmt For For For 15 Grant authority to allot new shares Mgmt For Against Against 16 Approve to disapply the pre emption Mgmt For Against Against rights 17 Grant authority to purchase of own Mgmt For For For shares 18 Approve the notice period for EGM Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- RAFFLES EDUCATION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS ADPV11509 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' N/A N/A For N/A report and audited accounts of the Company for the FYE 30 JUN 2009 together with the Auditors' report thereon 2 Approve the proposed Directors' fees N/A N/A For N/A of SGD 250,000 for the FYE 30 JUN 2009 [2008: SGD 150,000] 3 Re-elect Mr. Henry Tan Song Kok as a N/A N/A For N/A Director, who retires pursuant to the Article 91 Company's Articles of Association 4 Re-elect Dr. Tan Chin Nam as a N/A N/A For N/A Director, who retires pursuant to the Article 97 Company's Articles of Association 5 Re-elect Mr. Teo Cheng Lok John as a N/A N/A For N/A Director, who retires pursuant to the Article 97 Company's Articles of Association 6 Re-elect Mr. Lim Tien Lock, N/A N/A For N/A Christopher as a Director, who retires pursuant to the Article 97 Company's Articles of Association 7 Re-appoint Messrs. BDO Raffles, as the N/A N/A For N/A Company's Auditors and authorize the Directors to fix their remuneration 8 To transact any other ordinary business N/A N/A N/A N/A 9 Authorize the Directors of the N/A N/A Against N/A Company, pursuant to Section 161 of the Companies Act, Chapter 50 and Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited, to allot and issue new shares in the Company [by way of rights, bonus 10 Authorize the Directors of the N/A N/A Against N/A Company, pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue shares in the capital of the Company to the holders of options and awards granted by the Company under the RAFFLES EDUCATION CORPORATION E 11 Authorize the Directors of the N/A N/A For N/A Company, for the purposes of the Companies Act, Chapter 50 of Singapore [the Companies Act], to purchase or otherwise acquire ordinary shares fully paid in the capital of the Company [the Shares], not exceeding in aggregate 12 Authorize the Directors of the N/A N/A Against N/A Company, pursuant to Section 161 of the Companies Act, Chapter 50, to allot and issue from time to time such number of shares in the capital of the Company as may be required to be allotted and issued pursuant to the RAFFLES 13 PLEASE NOTE THAT THE ACT ALLOWS US TO N/A N/A N/A N/A SUBMIT NOT MORE THAN 2 PROXIES TO ATTEND THE SAME MEETING. IN THE EVENT THAT MORE THAN ONE CLIENT WISHES TO ATTEND THE SAME MEETING, THE PROXY WILL BE ISSUED TO THE CLIENT WITH THE HIGHEST HOLDING. THANK YOU." 14 PLEASE NOTE THAT THIS IS A REVISION N/A N/A N/A N/A DUE TO DUE TO INCLUSION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. - --------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CINS 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mike Lazaridis Mgmt For For For 1.2 Elect Director James Estill Mgmt For For For 1.3 Elect Director David Kerr Mgmt For For For 1.4 Elect Director Roger Martin Mgmt For For For 1.5 Elect Director John Richardson Mgmt For For For 1.6 Elect Director Barbara Stymiest Mgmt For For For 1.7 Elect Director John Wetmore Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - --------------------------------------------------------------------------------------------------------------------- RHEINMETALL AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D65111102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements and annu-al report, and the report pursuant to Sections 289(4) and 315(4) of the German-Commercial Code 2 Resolution on the appropriation of the Mgmt For For For distributable profit of EUR 11,500,000 as follows: payment of a dividend of EUR 0.30 per share EUR 38,360.80 shall be allocated to the other revenue reserves ex-dividend and payable date: 12 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board 5 Appointment of Auditors for the 2010 Mgmt For For For FY: PricewaterhouseCoopers AG, Dusseldorf 6 Authorization to acquire own shares, Mgmt For Against Against the Company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 10% from the market price on or before 10 MAY 2015, the Board of Managing Directors shall be au 7 Resolution on the creation of Mgmt For Against Against authorized capital, and the corresponding amendment to the articles of association, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 50 8 Resolution on the authorization to Mgmt For Against Against issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendments to the articles of association The Board of MDs shall be authorized, with the consent of the Supervisory Board, 9 Amendments the Articles of Association Mgmt For Against Against in connection with the Shareholder Rights Directive Implementation Law (ARUG), as follows: Section 16, regarding registration for participation in the shareholders meeting being required at least six days in advance - --------------------------------------------------------------------------------------------------------------------- RHODIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F7813K523 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.25 per Share 4 Approve Stock Dividend Program (Cash Mgmt For For For or Shares) 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Ratify Appointment of Henri Mgmt For For For Poupart-Lafarge as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 9 Approve Reduction in Share Capital Mgmt For For For Through Reduction of Par Value 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 50 Million 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 180 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 15 Million 12 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Set Global Limit for Capital Increase Mgmt For For For to Result from All Issuance Requests at EUR 780 Million, or Subject to Approval of Item 9 at EUR 65 Million 14 Approve Employee Stock Purchase Plan Mgmt For For For 15 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 16 Authorize up to 1 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 17 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- RICHTER GEDEON RT TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/28/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 0.1 Approve Use of Computerized Voting Mgmt For TNA N/A Machine 0.2 Authorize Company to Produce Sound Mgmt For TNA N/A Recording of Proceedings of Meeting 0.3 Elect Chairman and Other Meeting Mgmt For TNA N/A Officials 1 Approve Board of Directors Report on Mgmt For TNA N/A Company's Operations in Fiscal 2009 2 Receive Auditor's Report Mgmt N/A TNA N/A 3 Receive Supervisory Board Report, Mgmt N/A TNA N/A including Audit Committee Report 4.1 Approve Dividends of HUF 770 per Share Mgmt For TNA N/A (HUF 14.3 billion in Aggregte) 4.2 Approve Allocation of HUF 43 Billion Mgmt For TNA N/A to Reserves 5 Approve Annual Report and Financial Mgmt For TNA N/A Statements 6 Approve Consolidated Board of Mgmt For TNA N/A Directors Report on Richter Group's Operations in Fiscal 2009 Prepared in Accordance with International Accounting Standards 7 Receive Auditor's Report on Mgmt N/A TNA N/A Consolidated Report 8 Receive Supervisory Board Report, Mgmt N/A TNA N/A Including Audit Committee Report on Consolidated Report 9 Approve Consolidated Report Mgmt For TNA N/A 10 Approve Company's Corporate Governance Mgmt For TNA N/A Report 11 Authorize Share Repurchase Program Mgmt For TNA N/A 12.1 Amend Articles of Association Re: Mgmt For TNA N/A Corporate Purpose 12.2 Amend Articles of Association Re: Mgmt For TNA N/A Latest Date of AGM 12.3 Amend Articles of Association Re: Mgmt For TNA N/A Content of Meeting Notices 12.4 Amend Articles of Association Re: Mgmt For TNA N/A Right to Supplement General Meeting Agenda 12.5 Amend Articles of Association Re: Mgmt For TNA N/A Disclosure of Information Prior to General Meeting 12.6 Amend Articles of Association Re: Mgmt For TNA N/A Representation at General Meetings 12.7 Amend Articles to Reflect Changes in Mgmt For TNA N/A Capital 13 Approve Consolidated Text of Statute Mgmt For TNA N/A 14.1 Reelect Christopher William Long as Mgmt For TNA N/A Director 14.2 Reelect Jeno Koltay as Director Mgmt For TNA N/A 14.3 Reelect Istvan Somkuti as Director Mgmt For TNA N/A 14.4 Elect Gabor Gulacsi as Director Mgmt For TNA N/A 14.5 Elect Csaba Lantos as Director Mgmt For TNA N/A 15.1 Approve Remuneration of Members of Mgmt For TNA N/A Board of Directors 15.2 Shareholder Proposal: Approve ShrHldr N/A TNA N/A Remuneration of President and Members of Board of Directors 16 Approve Remuneration of Supervisory Mgmt For TNA N/A Board Members 17 Ratify PricewaterhouseCoopers Ltd. as Mgmt For TNA N/A Auditor 18 Approve Auditor's Remuneration Mgmt For TNA N/A 19 Transact Other Business Mgmt For TNA N/A - --------------------------------------------------------------------------------------------------------------------- RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q81437107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended December 31, 2009 2 Approve Remuneration Report for the Mgmt For Against Against Year Ended December 31, 2009 as Set Out in the 2009 Annual Report 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Elect Guy Elliott as Director Mgmt For For For 7 Elect Michael Fitzpatrick as Director Mgmt For For For 8 Elect Lord Kerr as Director Mgmt For For For 9 Re-Appoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of Rio Tinto Plc and to Authorise the Audit Committee to Determine the Auditors' Remuneration 10 Approve Renewal of Off-Market and Mgmt For For For On-Market Share Buyback Authorities 11 Approve Renewal of Authorities to Buy Mgmt For For For Back Shares Held by Rio Tinto Plc - --------------------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G75754104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Re-elect Guy Elliott as Director Mgmt For For For 7 Re-elect Michael Fitzpatrick as Mgmt For For For Director 8 Re-elect Lord Kerr of Kinlochard as Mgmt For For For Director 9 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditor and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - --------------------------------------------------------------------------------------------------------------------- ROCKWOOL INTERNATIONAL A/S, HEDEHUSENE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K8254S144 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board of Directors' report on the Mgmt N/A N/A N/A Company's activities during the past FY 2 Approve the presentation of the annual Mgmt N/A N/A N/A report together with the Auditors'-report 3 Adopt the annual report for the past Mgmt For For For financial year and grant discharge to the Management and the Board of Directors from liability 4 Approve a dividend for the financial Mgmt For For For year 2009 of DKK 9.60 a share of a nominal value of DKK 10; the dividend will be distributed on 27 APR 2010 following the approval by the general meeting 5.1 Re-elect Jan W. Hellene as a Member of Mgmt For For For the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.2 Re-elect Bjorn Hoi Jensen as a Member Mgmt For For For of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.3 Re-elect Thomas Kahler as a Member of Mgmt For For For the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.4 Re-elect Henrik Elliot Nyegaard as a Mgmt For For For Member of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 5.5 Re-election of Henrik Elliot Nyegaard Mgmt For For For as a Board of Directors according to the Company's Articles of Association for a period lasting until the next AGM 5.6 Re-elect Steen Riisgaard as a Member Mgmt For For For of the Board of Director according to the Company's Articles of Association for the period lasting until the next AGM 6 Re-elect Ernst & Young, Godkendt Mgmt For For For Revisionspartnersel-skab as the Auditors 7.1 Approve the remuneration for the year Mgmt For For For 2010/2011 of the Board of Directors 7.2 Authorize the Board of Directors to Mgmt For For For let the Company acquire own shares, during the period until the next AGM, Class A shares as well as Class B shares, of a total nominal value of up to 10% of the Company's share capital, provided that the price of the sh 7.3 Amend the Articles of Association Mgmt For For For required under the new Companies Act as follows: amended terminology whereby the Danish term "aktiebog" (i.e. register of shareholders) is replaced by the term "ejerbog"; the Danish term "aktier" (i.e. shares) is replaced 7.4 Approve the consequential amendments, Mgmt For For For of an orderly or procedural nature, for the following Articles: 02, 08.e, 08.f, 12, 9.e, 10.e, 22, 04.f (reference to articles 06 and 11), 10.a to 10.c and 20, including alignment with the new Companies Act, various e 7.5 Approve that the specified provision Mgmt For For For is included in the Articles of Association (Article 11) concerning the possibility for the Company and shareholders to communicate electronically 7.6 Approve that the provision concerning Mgmt For For For the place of general meetings is changed from "the municipality of the registered office of the company or in the municipalities of Roskilde or Copenhagen" to "on Zealand" (Article 08.b) 7.7 Approve that the quorum requirement in Mgmt For For For Article 10.b is changed from 2/3 to 40% of the Company's total votes; moreover, it is specified that the quorum requirement applies to decisions that, pursuant to the Companies Act, must be adopted by the general mee 7.8 Authorize the Chairman of the meeting Mgmt For For For to notify the Danish Commerce and Companies Agency of the resolutions passed at the general meeting and to make any necessary changes to the documents filed - --------------------------------------------------------------------------------------------------------------------- ROLLS-ROYCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7630U109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Peter Byrom as Director Mgmt For For For 4 Re-elect Peter Gregson as Director Mgmt For For For 5 Re-elect Helen Alexander as Director Mgmt For For For 6 Re-elect Dr John McAdam as Director Mgmt For For For 7 Re-elect Andrew Shilston as Director Mgmt For For For 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Authorise Capitalisation of Reserves Mgmt For For For for Bonus Issue or Increase in Par Value 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ROTORK PLC, BATH TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G76717126 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the Directors' Mgmt For For For report and accounts and the Auditors' report thereon for the YE 31 DEC 2009 2 Declare a final dividend at the rate Mgmt For For For of 17.25p per share on the ordinary share capital of the Company for the YE 31 DEC 2009 payable on 07 MAY 2010 to the shareholders on the register at close of business on 09 APR 2010 3 Re-elect I.G. King as a Director of Mgmt For For For the Company 4 Re-elect P.l. France as a Director of Mgmt For For For the Company 5 Election of J.M. Davis as a Director Mgmt For For For of the Company 6 Re-appoint KPMG Audit Plc as the Mgmt For For For Company's Auditors until the conclusion of the AGM of the Company to be held in 2011 7 Authorize the Directors to fix the Mgmt For For For Auditor's remuneration 8 Approve the Director's remuneration Mgmt For For For report for the YE 31 DEC 2009 set out on pages 37 to 42 of the document also containing the Director's report and accounts for the YE 31 DEC 2009 9 Amend the Articles of Association of Mgmt For For For the Company by deleting to the fullest extent permitted by Law all of the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006 the Act, are to be treated as p 10 Authorize the Directors, in Mgmt For Against Against substitution for any equivalent authorities and powers prior to the passing of this resolution, pursuant to Section 551 of the Act to exercise all powers of the Company to allot shares in the Company and grant rights to subscri 11 Authorize the Directors, pursuant to Mgmt For Against Against Section 570(1) of the Act to allot equity securities as specified in Section 560(1) of the Act of the Company wholly for cash pursuant to the authority of the Directors under Section 551 of the Act conferred by Resol 12 Authorize the Company, subject to the Mgmt For For For consent of the holders of 9 % cumulative preference shares of GBP 1 each not being withdrawn in accordance with the resolution passed by the holders thereof on 03 AUG 1995, to make market purchases within the meanin 13 Authorize the Company, subject to the Mgmt For For For consent of the holders of 91/2% cumulative preference shares of GBP 1 each preference shares not being withdrawn in accordance with the resolution passed by the holders thereof on 22 MAY 1998, to make market purchas 14 Approve the general meeting other than Mgmt For For For an AGM may be called on not less than 14 clear day's notice 15 Approve the Rotork Long Term Share Mgmt For Against Against Incentive Plan 2010, as specified, to be constituted by the rules as specified and authorize the Directors to do all acts and things necessary to carry the same into effect, including the making of any changes to the r - --------------------------------------------------------------------------------------------------------------------- RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D6629K109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 7 Ratify PricewaterhouseCoopers AG for Mgmt For For For the Inspection of the 2010 Mid-Year Report 8.1 Elect Dieter Zetsche to the Mgmt For For For Supervisory Board 8.2 Elect Frithjof Kuehn to the Mgmt For For For Supervisory Board 8.3 Elect Wolfgang Schuessel to the Mgmt For For For Supervisory Board 9.1 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9.2 Authorize Use of Financial Derivatives Mgmt For For For when Repurchasing Shares 10.1 Amend Corporate Purpose Mgmt For For For 10.2 Amend Articles Re: Board-Related Mgmt For For For 10.3 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Affiliation Agreements with Mgmt For For For Subsidiary RWE Supply & Trading GmbH - --------------------------------------------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Proposed Mgmt For For For to be Made Between the Company and the Holders of its Ordinary Shares - --------------------------------------------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve BBBEE Transactions; Authorise Mgmt For For For Directors to Implement Exchange Agreement, Implementation Agreement and Additional Arrangements so that the Transaction can be Carried into Effect; Issue Equity w 2 Subject to and Conditional Upon the Mgmt For For For Approval of Resolution 1, Authorise the Directors of The South African Breweries Ltd to Adopt The SAB Zanzele Employee Trust - --------------------------------------------------------------------------------------------------------------------- SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F4035A557 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Management and Supervisory Board Members 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.38 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions 5 Reelect Mazars as Auditor Mgmt For For For 6 Elect Ernst & Young et Autres as Mgmt For For For Auditor 7 Elect Gilles Rainaut as Alternate Mgmt For For For Auditor 8 Elect Auditex as Alternate Auditor Mgmt For For For 9 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 10 Authorize Capitalization of Reserves Mgmt For For For of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 11 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X75653109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Mgmt For For For Shareholders 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and Mgmt For For For President 10 Approve Remuneration of Directors in Mgmt For For For the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Tom Berglund, Anne Brunila, Mgmt For For For Eira Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chair) as Directors 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Auditor Mgmt For For For 15 Authorize Repurchase of up to 50 Mgmt For For For Million Issued Class A Shares 16 Amend Articles Regarding Convocation Mgmt For For For of General Meeting 17 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- SANOFI AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5548N101 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report Mgmt For Against Against Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg Mgmt For For For as Director 6 Elect Catherine Brechignac as Director Mgmt For For For 7 Reelect Robert Castaigne as Director Mgmt For For For 8 Reelect Lord Douro as Director Mgmt For For For 9 Reelect Christian Mulliez as Director Mgmt For For For 10 Reelect Christopher Viehbacher as Mgmt For For For Director 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: Mgmt For For For Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4536 CUSIP J68467109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 40 2.1 Elect Director Akira Kurokawa Mgmt For For For 2.2 Elect Director Masahiro Mita Mgmt For For For 2.3 Elect Director Takakazu Morita Mgmt For For For 2.4 Elect Director Toshiaki Nishihata Mgmt For For For 2.5 Elect Director Isao Muramatsu Mgmt For For For 2.6 Elect Director Noboru Kotani Mgmt For For For 2.7 Elect Director Tatsuhiko Hamamoto Mgmt For For For 3.1 Appoint Statutory Auditor Yasuo Satou Mgmt For For For 3.2 Appoint Statutory Auditor Yoshihiro Mgmt For For For Notsuka 4 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 6 Approve Stock Option Plan Mgmt For For For 7 Approve Stock Option Plan Mgmt For For For 8 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - --------------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D66992104 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 7 Amend Articles to Reflect Changes in Mgmt For For For Capital 8.1 Amend Articles Re: Convocation of Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Mgmt For For For Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Mgmt For For For Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.5 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.6 Amend Articles Re: Audio and Video Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 9.1 Approve Cancellation of Authorized Mgmt For For For Capital I and Authorized Capital II 9.2 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital with Preemptive Rights 9.3 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital without Preemptive Rights 10 Approve Creation of EUR 30 Million Mgmt For For For Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan 11 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 12 Approve Remuneration of Supervisory Mgmt For For For Board - --------------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F86921107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.05 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Emmanuel Mgmt For For For Babeau Re: Additional Pension Scheme 6 Reelect Henri Lachmann as Supervisory Mgmt For For For Board Member 7 Reelect Serge Weinberg as Supervisory Mgmt For For For Board Member 8 Reelect Gerard de La Martiniere as Mgmt For For For Supervisory Board Member 9 Reelect Noel Forgeard as Supervisory Mgmt For For For Board Member 10 Reelect Cathy Kopp as Supervisory Mgmt For For For Board Member 11 Reelect James Ross as Supervisory Mgmt For For For Board Member 12 Reelect Ernst & Young et Autres as Mgmt For For For Auditor 13 Ratify Auditex as Alternate Auditor Mgmt For For For 14 Reelect Mazars as Primary Auditor Mgmt For For For 15 Ratify Thierry Blanchetier as Mgmt For For For Alternate Auditor 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Issuance of Shares without Mgmt For For For Preemptive Rights up to EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 20 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- SEEK LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q8382E102 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 4 TO 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YO 2 Receive and consider the financial N/A N/A N/A N/A report of the Company and the consolidated financial statements of the Company and the Company's controlled entities, the Directors' report and the Auditor's report for the YE 30 JUN 2009 3 Receive and adopt the remuneration N/A N/A For N/A report of the Company for the YE 30 JUN 2009 4 Re-elect Mr. Colin Carter as a N/A N/A For N/A Director of the Company 5 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of 559,212 Options to Mr. Andrew Bassat, an Executive Director and Joint Chief Executive Officer of the Company and on the valid exercise of the Options by Mr. Andrew Bassat, the issue to him of fu 6 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of 559,212 Options to Mr. Paul Bassat, an Executive Director and Joint Chief Executive Officer of the Company and on the valid exercise of the Options by Mr. Paul Bassat, the issue to him of fully 7 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of Options or performance rights to Mr. Andrew Bassat, an Executive Director and Joint Chief Executive Officer of the Company, in respect of the FYE 30 JUN 2011, on the specified terms 8 Approve, for the purpose of Listing N/A N/A Against N/A Rule 10.14, the grant of Options or performance rights to Mr. Paul Bassat, an Executive Director and Joint Chief Executive Officer of the Company, in respect of the FYE 30 JUN 2011, on the specified terms - --------------------------------------------------------------------------------------------------------------------- SHENGLI OIL & GAS PIPE HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G81166103 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the audited Mgmt For For For financial statements of the Company and its subsidiaries for the YE 31 DEC 2009 and reports of the Directors and Auditor of the Company 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2009 3 Re-elect Mr. Zhang Bizhuang as an Mgmt For For For Executive Director of the Company 4 Re-elect Mr. Wang Xu as an Executive Mgmt For For For Director of the Company 5 Re-elect Ms. Han Aizhi as an Executive Mgmt For For For Director of the Company 6 Re-elect Mr. Yan Tangfeng as a Mgmt For For For Non-Executive Director of the Company 7 Re-elect Mr. Teo Yi-Dar as a Mgmt For For For Non-Executive Director of the Company 8 Re-elect Mr. Ling Yong Wah as a Mgmt For For For Non-Executive Director of the Company 9 Re-elect Mr. Huo Chunyong as an Mgmt For For For Independent Non-Executive Director of the Company 10 Re-elect Mr. Guo Changyu as an Mgmt For For For Independent Non-Executive Director of the Company 11 Re-elect Ms. Wong Wing Yei Jessie as Mgmt For For For an Independent Non-Executive Director of the Company 12 Authorize the Board of Directors to Mgmt For For For fix the remuneration of the Directors of the Company 13 Re-appoint Deloitte Touche Tohmatsu as Mgmt For Against Against the Auditor of the Company and authorize the Board of Directors of the Company to fix their remuneration 14 Authorize the Directors of the Company Mgmt For Against Against to allot, issue and deal with new shares of the Company not exceeding 20% of its issued share capital 15 Authorize the Directors of the Company Mgmt For For For to repurchase shares of the Company not exceeding 10% of its issued share capital 16 Approve to extend the general mandate Mgmt For Against Against granted to the Directors of the Company to allot, issue and deal with new shares by an amount not exceeding the amount of the shares repurchased by the Company - --------------------------------------------------------------------------------------------------------------------- SHENZHOU INTERNATIONAL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8087W101 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the consolidated Audited Mgmt For For For financial statements and the reports of the Director's and the Independent Auditor's of the Company for the YE 31 DEC 2009 2 Approve the payment of a final Mgmt For For For dividend for the YE 31 DEC 2009 3 Re-elect Mr. Chen Zhongjing as Mgmt For For For Director of the Company 4 Re-elect Mr. Ma Renhe as Director of Mgmt For For For the Company 5 Re-elect Ms. Dai Xiangbo as Director Mgmt For For For of the Company 6 Authorize the Board of Director's of Mgmt For Against Against the Company (the Board) to fix the remuneration of the Director's 7 Appoint Ernst & Young as the Company's Mgmt For For For Auditor's and authorize the Board to fix their remuneration 8 Grant a General Mandate to the Mgmt For Against Against Director's of the Company to allot, issue and deal with the Company's shares 9 Grant a General Mandate to the Mgmt For For For Director's of the Company to repurchase the Company's shares 10 Approve to add the nominal value of Mgmt For Against Against the shares repurchased by the Company to the mandate granted to the Director's under resolution no. 8 - --------------------------------------------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4063 CINS J72810120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 50 2.1 Elect Director Chihiro Kanagawa Mgmt For For For 2.2 Elect Director Shunzo Mori Mgmt For For For 2.3 Elect Director Fumio Akiya Mgmt For For For 2.4 Elect Director Kiichi Habata Mgmt For For For 2.5 Elect Director Masashi Kaneko Mgmt For For For 2.6 Elect Director Fumio Arai Mgmt For For For 2.7 Elect Director Masahiko Todoroki Mgmt For For For 2.8 Elect Director Toshiya Akimoto Mgmt For For For 2.9 Elect Director Hiroshi Komiyama Mgmt For For For 3 Appoint Statutory Auditor Yoshihito Mgmt For For For Kosaka 4 Approve Stock Option Plan Mgmt For For For 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - --------------------------------------------------------------------------------------------------------------------- SHINSEGAE CO. (FORMERLY SHINSEGAE DEPARTMENT STORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN KR7004170007 03/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Dividend of KRW 1250 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Elect Three Inside Directors and One Mgmt For For For Outside Director 4 Reelect Mun Yeong-Ho as Member of Mgmt For For For Audit Committee 5 Approve Total Remuneration of Inside Mgmt For Against Against Directors and Outside Directors - --------------------------------------------------------------------------------------------------------------------- SHISEIDO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CUSIP J74358144 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Shinzou Maeda Mgmt For For For 2.2 Elect Director Kimie Iwata Mgmt For For For 2.3 Elect Director Carsten Fischer Mgmt For For For 2.4 Elect Director Yasuhiko Harada Mgmt For For For 2.5 Elect Director Hisayuki Suekawa Mgmt For For For 2.6 Elect Director Tatsuomi Takamori Mgmt For For For 2.7 Elect Director Shouichirou Iwata Mgmt For For For 2.8 Elect Director Tatsuo Uemura Mgmt For For For 3 Appoint Statutory Auditor Toshio Mgmt For For For Yoneyama 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Deep Discount Stock Option Plan Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D69671218 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Mgmt N/A N/A N/A Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.60 per Share 4.1 Approve Discharge of Management Board Mgmt For For For Member Peter Loescher for Fiscal 2008/2009 4.2 Approve Discharge of Management Board Mgmt For For For Member Wolfgang Dehen for Fiscal 2008/2009 4.3 Approve Discharge of Management Board Mgmt For For For Member Heinrich Hiesinger for Fiscal 2008/2009 4.4 Approve Discharge of Management Board Mgmt For For For Member Joe Kaeser for Fiscal 2008/2009 4.5 Approve Discharge of Management Board Mgmt For For For Member Barbara Kux for Fiscal 2008/2009 4.6 Approve Discharge of Management Board Mgmt For For For Member Jim Reid-Anderson for Fiscal 2008/2009 4.7 Approve Discharge of Management Board Mgmt For For For Member Hermann Requardt for Fiscal 2008/2009 4.8 Approve Discharge of Management Board Mgmt For For For Member Siegfried Russwurm for Fiscal 2008/2009 4.9 Approve Discharge of Management Board Mgmt For For For Member Peter Solmssen for Fiscal 2008/2009 5.1 Approve Discharge of Supervisory Board Mgmt For For For Member Gerhard Cromme for Fiscal 2008/2009 5.2 Approve Discharge of Supervisory Board Mgmt For For For Member Berthold Huber for Fiscal 2008/2009 5.3 Approve Discharge of Supervisory Board Mgmt For For For Member Ralf Heckmann for Fiscal 2008/2009 5.4 Approve Discharge of Supervisory Board Mgmt For For For Member Josef Ackermann for Fiscal 2008/2009 5.5 Approve Discharge of Supervisory Board Mgmt For For For Member Lothar Adler for Fiscal 2008/2009 5.6 Approve Discharge of Supervisory Board Mgmt For For For Member Jean-Louis Beffa for Fiscal 2008/2009 5.7 Approve Discharge of Supervisory Board Mgmt For For For Member Gerd von Brandenstein for Fiscal 2008/2009 5.8 Approve Discharge of Supervisory Board Mgmt For For For Member Michael Diekmann for Fiscal 2008/2009 5.9 Approve Discharge of Supervisory Board Mgmt For For For Member Hans Michael Gaul for Fiscal 2008/2009 5.10 Approve Discharge of Supervisory Board Mgmt For For For Member Peter Gruss for Fiscal 2008/2009 5.11 Approve Discharge of Supervisory Board Mgmt For For For Member Bettina Haller for Fiscal 2008/2009 5.12 Approve Discharge of Supervisory Board Mgmt For For For Member Hans-Juergen Hartung for Fiscal 2008/2009 5.13 Approve Discharge of Supervisory Board Mgmt For For For Member Heinz Hawreliuk for Fiscal 2008/2009 5.14 Approve Discharge of Supervisory Board Mgmt For For For Member Harald Kern for Fiscal 2008/2009 5.15 Approve Discharge of Supervisory Board Mgmt For For For Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 5.16 Approve Discharge of Supervisory Board Mgmt For For For Member Werner Moenius for Fiscal 2008/2009 5.17 Approve Discharge of Supervisory Board Mgmt For For For Member Hakan Samuelsson for Fiscal 2008/2009 5.18 Approve Discharge of Supervisory Board Mgmt For For For Member Dieter Scheitor for Fiscal 2008/2009 5.19 Approve Discharge of Supervisory Board Mgmt For For For Member Rainer Sieg for Fiscal 2008/2009 5.20 Approve Discharge of Supervisory Board Mgmt For For For Member Birgit Steinborn for Fiscal 2008/2009 5.21 Approve Discharge of Supervisory Board Mgmt For For For Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 5.22 Approve Discharge of Supervisory Board Mgmt For For For Member Sibylle Wankel for Fiscal 2008/2009 6 Approve Remuneration System for Mgmt For For For Management Board Members 7.1 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2009/2010 7.2 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives Mgmt For For For of up to 5 Percent of Issued Share Capital when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds Mgmt For For For with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capi 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Tr 12.1 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 12.2 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 12.3 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 12.4 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 12.5 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 12.6 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 12.7 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 12.8 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 12.9 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 13 Approve Settlement Between Siemens AG Mgmt For For For and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 14 Approve Amendments to Remuneration of ShrHldr Against Against For Supervisory Board 15 Amend Corporate Purpose ShrHldr Against Against For - --------------------------------------------------------------------------------------------------------------------- SIG PLC, SHEFFIELD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G80797106 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the financial Mgmt For For For statements for the YE 31 DEC 2009 together with the reports of the Directors and Auditors thereon 2 Approve the Directors' remuneration Mgmt For For For report for the YE 31 DEC 2009 3 Election of Mr. C.V. Geoghegan as a Mgmt For For For Director 4 Election of Mrs. V. Murray as a Mgmt For For For Director 5 Election of Mr. J.C. Nicholls as a Mgmt For For For Director 6 Re-elect Mr. M.J. Chivers as a Mgmt For For For Director, who retires by rotation 7 Re-appoint Deloitte LLP as the Mgmt For For For Auditors to the Company, to hold office until the conclusion of the next general meeting at which financial statements are laid before the Company 8 Authorize the Directors to determine Mgmt For Against Against the remuneration of the Auditors Deloitte LLP 9 Authorize the Directors to allot Mgmt For Against Against shares in the Company or grant rights to subscribe for or convert any security into shares in the Company 10 Authorize the Directors to allot Mgmt For Against Against equity securities for cash 11 Approve to renew the authority for the Mgmt For For For Company to purchase its own shares 12 Grant authority for the adoption of Mgmt For Against Against new Articles of Association - --------------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.20 Per Mgmt For For For Share 3.1 Reelect Stephen Lee Ching Yen as Mgmt For For For Director 3.2 Reelect Chew Choon Seng as Director Mgmt For For For 3.3 Reelect Euleen Goh Yiu Kiang as Mgmt For For For Director 4 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for Year Ending March 31, 2010 (FY 2008/2009: SGD 1.6 Million) 5 Reappoint Ernst and Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 6.2 Approve Issuance of Such Number of ASA Mgmt For For For Shares to the Minister of Finance (Inc.) and Make Dividend Payments Out of the Company's Distributable Profits to the Minister of Finance (Inc.) as Holder of the ASA Shares 6.3 Approve Issuance of Shares Pursuant to Mgmt For Against Against the Exercise of Options Granted Under the SIA Employee Share Option Plan and/or Grant of Awards Pursuant to the SIA Performance Share Plan and/or SIA Restricted Share Plan - --------------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Mandate for Transactions with Mgmt For For For Related Parties 3 Amend SIA Employee Share Option Scheme Mgmt For Against Against 4 Approve Distribution of Ordinary Mgmt For For For Shares in Singapore Airport Terminal Services Ltd. (SATS) Held by the Company By Way of Dividend in Specie in the Proportion of a Minimum of 0.69 and a Maximum of 0.73 SATS Shares for Every One Share Held in the Company - --------------------------------------------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Participation by the Relevant Mgmt For For For Person in the SingTel Performance Share Plan - --------------------------------------------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.069 Mgmt For For For Per Share 3 Reelect Chua Sock Koong as Director Mgmt For For For 4 Reelect Kaikhushru Shiavax Nargolwala Mgmt For For For as Director 5 Reelect Fang Ai Lian as Director Mgmt For For For 6 Reelect Ong Peng Tsin as Director Mgmt For For For 7 Approve Directors' Fees of Up to SGD Mgmt For For For 2.2 Million for the Year Ending March 31, 2010 (2009: Up to SGD 2.2 Million) 8 Reappoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 9 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to Mgmt For For For the Singapore Telecom Share Option Scheme 1999 11 Approve Issuance of Shares and Grant Mgmt For For For of Awards Pursuant to the SingTel Performance Share Plan - --------------------------------------------------------------------------------------------------------------------- SINO-FOREST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TRE CUSIP 82934H101 05/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect allen T.Y. Chan, William E. Mgmt For Withhold Against Ardell, James M.E. Hyde, Edmund Mak, Judson Martin, Simon Murray and Peter Wang as Directors 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - --------------------------------------------------------------------------------------------------------------------- SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 78440P108 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Year-End Dividend of KRW 8,400 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors 4.1 Elect Cho Ki-Haeng as Inside Director Mgmt For For For 4.2 Reelect Shim Dal-Sup as Outside Mgmt For For For Director 4.3 Elect Two Outside Directors as Members Mgmt For For For of Audit Committee - --------------------------------------------------------------------------------------------------------------------- SOFTBANK CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 9984 CUSIP J75963108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 - --------------------------------------------------------------------------------------------------------------------- SONY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CUSIP J76379106 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard Stringer Mgmt For For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For For 1.5 Elect Director Peter Bonfield Mgmt For For For 1.6 Elect Director Fujio Chou Mgmt For For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For For 1.8 Elect Director Yukako Uchinaga Mgmt For For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For For 1.11 Elect Director Roland A. Hernandez Mgmt For For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For For 1.13 Elect Director Yorihiko Kojima Mgmt For For For 1.14 Elect Director Osamu Nagayama Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRCRUZACNOR0 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Directors Mgmt For For For 4 Approve Remuneration of Executive Mgmt For For For Officers and Non-Executive Directors 5 Install Fiscal Council Mgmt For For For 6 Elect Fiscal Council Members and Mgmt For For For Determine Their Remuneration 7 Amend Article 25 Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN GB0004082847 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Jamie Dundas as Director Mgmt For For For 5 Re-elect Val Gooding as Director Mgmt For For For 6 Re-elect Rudy Markham as Director Mgmt For For For 7 Re-elect John Peace as Director Mgmt For For For 8 Re-elect Peter Sands as Director Mgmt For For For 9 Re-elect Paul Skinner as Director Mgmt For For For 10 Re-elect Oliver Stocken as Director Mgmt For For For 11 Elect Jaspal Bindra as Director Mgmt For For For 12 Elect Richard Delbridge as Director Mgmt For For For 13 Elect Dr Han Seung-soo as Director Mgmt For For For 14 Elect Simon Lowth as Director Mgmt For For For 15 Elect Mike Rees as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 18 Approve EU Political Donations and Mgmt For For For Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 23 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 24 Authorise Market Purchase Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Adopt New Articles of Association Mgmt For For For 27 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 28 Amend Restricted Share Scheme Mgmt For For For 29 Approve Waiver on the Reporting and Mgmt For For For Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Mgmt For For For Requirement to Enter into Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Mgmt For For For Transactions with Temasek - --------------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R4446E112 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For For 3 Approve Notice of Meeting and Agenda Mgmt For For For 4 Registration of Attending Shareholders Mgmt N/A N/A N/A and Proxies 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Mgmt For For For 9.1 Reelect Olaug Svarva as Member of Mgmt For For For Corporate Assembly 9.2 Reelect Idar Kreutzer as Member of Mgmt For For For Corporate Assembly 9.3 Reelect Karin Aslaksen as Member of Mgmt For For For Corporate Assembly 9.4 Reelect Greger Mannsverk as Member Mgmt For For For Corporate Assembly 9.5 Relect Steinar Olsen as Member of Mgmt For For For Corporate Assembly 9.6 Reelect Ingvald Strommen as Member of Mgmt For For For Corporate Assembly 9.7 Reelect Rune Bjerke as Member of Mgmt For For For Corporate Assembly 9.8 Relect Tore Ulstein as Member of Mgmt For For For Corporate Assembly 9.9 Elect Live Aker as Member of Corporate Mgmt For For For Assembly 9.10 Elect Siri Kalvig as Member of Mgmt For For For Corporate Assembly 9.11 Elect Thor Bolstad as Member of Mgmt For For For Corporate Assembly 9.12 Elect Barbro Haetta-Jacobsen as Member Mgmt For For For of Corporate Assembly 9.13 Reelect Arthur Sletteberg as Deputy Mgmt For For For Member of Corporate Assembly 9.14 Reelect Anne-Margrethe Firing as Mgmt For For For Deputy Member of Corporate Assembly 9.15 Elect Linda Aase as Deputy Member of Mgmt For For For Corporate Assembly 9.16 Reelect Shahzad Rana as Deputy Member Mgmt For For For of Corporate Assembly 10 Approve Remuneration of Members and Mgmt For For For Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11.1 Reelect Olaug Svarva as Chair of Mgmt For For For Nominating Committee 11.2 Reelect Bjorn Haavik as Member of Mgmt For For For Nominating Committee 11.3 Reelect Tom Rathke as Member of Mgmt For For For Nominating Committee 11.4 Elect Live Aker as Member of Mgmt For For For Nominating Committee 12 Approve Remuneration of Nominating Mgmt For For For Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance of Mgmt For Against Against Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to a Mgmt For For For Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly 15 Amend Articles Re: Specify Share Mgmt For For For Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments 16 Withdraw Company From Tar Sands ShrHldr Against Against For Activities in Canada - --------------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G8549P108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for 2009 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors 3 Authorize Board to Fix Remuneration of Mgmt For For For Auditors 4 Reelect Mel Fitzgerald as Director Mgmt For For For 5 Reelect Allen L. Stevens as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For 7 Approve and Ratify Actions of the Mgmt For For For Company's Directors and Officers During 2009 - --------------------------------------------------------------------------------------------------------------------- SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 15 2.1 Elect Director Motoyuki Oka Mgmt For For For 2.2 Elect Director Susumu Kato Mgmt For For For 2.3 Elect Director Kazuo Omori Mgmt For For For 2.4 Elect Director Shunichi Arai Mgmt For For For 2.5 Elect Director Nobuo Kitagawa Mgmt For For For 2.6 Elect Director Toyosaku Hamada Mgmt For For For 2.7 Elect Director Takahiro Moriyama Mgmt For For For 2.8 Elect Director Takashi Kano Mgmt For For For 2.9 Elect Director Kuniharu Nakamura Mgmt For For For 2.10 Elect Director Takuro Kawahara Mgmt For For For 2.11 Elect Director Yoshio Osawa Mgmt For For For 2.12 Elect Director Yasuyuki Abe Mgmt For For For 3 Appoint Statutory Auditor Ichiro Miura Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For Against Against Directors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Deep Discount Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CUSIP J77411114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 9 2.1 Elect Director Masayoshi Matsumoto Mgmt For For For 2.2 Elect Director Hiroyuki Takenaka Mgmt For For For 2.3 Elect Director Katsuhide Kurasaka Mgmt For For For 2.4 Elect Director Mitsuo Nishida Mgmt For For For 2.5 Elect Director Shigeru Tanaka Mgmt For For For 2.6 Elect Director Akira Nishimura Mgmt For For For 2.7 Elect Director Atsushi Yano Mgmt For For For 2.8 Elect Director Shigeru Noda Mgmt For For For 2.9 Elect Director Hideaki Inayama Mgmt For For For 2.10 Elect Director Osamu Inoue Mgmt For For For 2.11 Elect Director Kazuo Hiramatsu Mgmt For For For 2.12 Elect Director Makoto Nakajima Mgmt For For For 2.13 Elect Director Akito Kubo Mgmt For For For 3.1 Appoint Statutory Auditor Kazuyoshi Mgmt For For For Hasegawa 3.2 Appoint Statutory Auditor Kan Hayashi Mgmt For Against Against 4 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8316 CUSIP J7771X109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 for Ordinary Shares 2 Amend Articles to Increase Authorized Mgmt For For For Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation 3.1 Elect Director Teisuke Kitayama Mgmt For For For 3.2 Elect Director Wataru Ohara Mgmt For For For 3.3 Elect Director Hideo Shimada Mgmt For For For 3.4 Elect Director Junsuke Fujii Mgmt For For For 3.5 Elect Director Koichi Miyata Mgmt For For For 3.6 Elect Director Yoshinori Yokoyama Mgmt For For For 4 Approve Retirement Bonus Payment for Mgmt For For For Director 5 Approve Special Payments in Connection Mgmt For For For with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan - --------------------------------------------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 2.1 Elect Director Atsushi Takahashi Mgmt For For For 2.2 Elect Director Hitoshi Tsunekage Mgmt For For For 2.3 Elect Director Akio Ohtsuka Mgmt For For For 2.4 Elect Director Kiyoshi Mukouhara Mgmt For For For 2.5 Elect Director Teruhiko Sugita Mgmt For For For 2.6 Elect Director Shuuichi Kusakawa Mgmt For For For 2.7 Elect Director Rikiya Hattori Mgmt For For For 2.8 Elect Director Sumikazu Tsutsui Mgmt For For For 2.9 Elect Director Tetsuo Ohkubo Mgmt For For For 2.10 Elect Director Fuminari Suzuki Mgmt For For For 2.11 Elect Director Koichi Hozumi Mgmt For For For 2.12 Elect Director Junichi Sayato Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - --------------------------------------------------------------------------------------------------------------------- SUNG KWANG BEND CO LTD, PUSAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y82409106 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statement total N/A N/A For N/A expected dividend KRW 4,290,000,000 total shareholder 28,600,000shares, cash dividend KRW 150 per 1 share 2 Approve the partial amendment to N/A N/A Against N/A Articles of Incorporation 3.1 Election of Inside Director: Tae IL Ahn N/A N/A For N/A 3.2 Election of Outside Director: Chun Rae N/A N/A For N/A Park 4 Election of Executive Auditor: Young N/A N/A For N/A Sik Lee 5 Approve the limit of remuneration for N/A N/A Against N/A the Directors 6 Approve the limit of remuneration for N/A N/A Against N/A the Auditors - --------------------------------------------------------------------------------------------------------------------- SVENSKA CELLULOSA AB (SCA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90152120 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sven Unger as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Mgmt For For For Shareholders 3 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Approve Agenda of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report and CEO's Mgmt N/A N/A N/A Review 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.70 per Share; Set April 29, 2010 as Record Date for Dividends 8.3 Approve Discharge of Board and Mgmt For For For President 9 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 10 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Non-Executive Directors; Approve Remuneration of Auditors 11 Reelect Rolf Borjesson, Soren Gyll, Mgmt For Against Against Leif Johansson, Sverker Martin-Lof (Chairman), Anders Nyren, Barbara Thoralfsson, and Jan Johansson as Directors; Elect Par Boman as New Director 12 Authorize Chairman of Board and Mgmt For For For Representatives Between Four and Six of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90937181 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Mgmt For For For Shareholders 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive Board and Committee Reports; Receive President's Report; Allow Questions 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 8.00 per Share 10 Approve Discharge of Board and Mgmt For For For President 11 Authorize Repurchase of Up to 40.0 Mgmt For For For Million Class A and/or Class B Shares and Reissuance of Repurchased Shares 12 Authorize Repurchase of Up to 2 Mgmt For For For Percent of Issued Share Capital for the Bank's Trading Book 13 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 14 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 2.35 million for Chairman, SEK 675,000 for Each Vice Chairman, and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15 Reelect Hans Larsson (Chairman), Jon Mgmt For Against Against Baksaas, Ulrika Boethius, Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder, Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders Nyren, and Bente Rathe as Directors 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Ratify Auditors Mgmt For For For 18 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 19 Allocate SEK 2.0 million to a Fund ShrHldr Against Against For With Aim to Prevent Crimes of Violence and Errors or Negligence in The Exercising of Public Authority at Municipal Level 20 Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HK0019000162 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect P A Johansen as Director Mgmt For For For 2.2 Reelect J R Slosar as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights - --------------------------------------------------------------------------------------------------------------------- SYSMEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7864H102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Expand Business Mgmt For For For Lines 3 Appoint a Corporate Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. (FRMLY TAIWAN CELLULAR CORP) TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TW0003045001 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2009 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2009 Allocation of Income and Mgmt For For For Dividends 3 Approve Release of Restrictions of Mgmt For For For Competitive Activities of Directors 4 Amend Operating Procedures for Loan of Mgmt For For For Funds to Other Parties and Endorsement and Guarantee 5 Amend Procedures Governing the Mgmt For For For Acquisition or Disposal of Assets - --------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TW0002330008 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2009 Business Operations Mgmt For For For Report and Financial Statements 2 Approve 2009 Allocation of Income and Mgmt For For For Dividends 3 Amend Articles of Association Mgmt For For For 4 Amend Operating Procedures for Mgmt For For For Derivatives Transactions 5 Transact Other Business Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- TAIYO YUDEN CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J80206113 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Mgmt For For For Earnings 2 Amend the Articles of Incorporation Mgmt For For For 3.1 Appoint a Director Mgmt For For For 3.2 Appoint a Director Mgmt For For For 3.3 Appoint a Director Mgmt For For For 3.4 Appoint a Director Mgmt For For For 3.5 Appoint a Director Mgmt For For For 3.6 Appoint a Director Mgmt For For For 3.7 Appoint a Director Mgmt For For For 3.8 Appoint a Director Mgmt For For For 3.9 Appoint a Director Mgmt For For For 4 Appoint a Substitute Corporate Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 90 2.1 Elect Director Yasuchika Hasegawa Mgmt For For For 2.2 Elect Director Makoto Yamaoka Mgmt For For For 2.3 Elect Director Toyoji Yoshida Mgmt For For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CUSIP J82141136 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2 Approve Stock Option Plan Mgmt For For For 3.1 Elect Director Hajime Sawabe Mgmt For For For 3.2 Elect Director Takehiro Kamigama Mgmt For For For 3.3 Elect Director Yasuhiro Hagihara Mgmt For For For 3.4 Elect Director Kenichi Mori Mgmt For For For 3.5 Elect Director Shinichi Araya Mgmt For For For 3.6 Elect Director Yukio Yanase Mgmt For For For 3.7 Elect Director Junji Yoneyama Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- TECHNIP TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F90676101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.35 per Share 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 4 Approve Auditors' Special Report Mgmt For For For Mnetioning the Absence of New Related-Party Transactions 5 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 600,000 6 Appoint Ernst & Young et Autres as Mgmt For For For Auditor 7 Appoint PricewaterhouseCoopers Audit Mgmt For For For as Auditor 8 Appoint Auditex as Alternate Auditor Mgmt For For For 9 Appoint Yves Nicolas as Alternate Mgmt For For For Auditor 10 Ratify Change of Registered Office to Mgmt For For For 89, avenue de la Grande Armee 75116, Paris 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 13 Authorize up to 0.9 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 14 Authorize up to 0.03 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 13 15 Authorize up to 1.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 16 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 15 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- TECK RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK.B CUSIP 878742204 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M.M. Ashar as Director Mgmt For For For 1.2 Elect J.B. Aune as Director Mgmt For For For 1.3 Elect J.H. Bennett as Director Mgmt For For For 1.4 Elect H.J. Bolton as Director Mgmt For For For 1.5 Elect F.P. Chee as Director Mgmt For For For 1.6 Elect J.L. Cockwell as Director Mgmt For For For 1.7 Elect N.B. Keevil as Director Mgmt For For For 1.8 Elect N.B. Keevil III as Director Mgmt For For For 1.9 Elect T. Kuriyama as Director Mgmt For For For 1.10 Elect D.R. Lindsay as Director Mgmt For For For 1.11 Elect T. Mochihara as Director Mgmt For For For 1.12 Elect J.G. Rennie as Director Mgmt For For For 1.13 Elect W.S.R. Seyffert as Director Mgmt For For For 1.14 Elect C.M. Thompson as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TELECITY GROUP PLC, MANCHESTER TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87403112 04/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the accounts for the YE 31 DEC Mgmt For For For 2009, together with the reports of the Directors and Auditors therein 2 Approve the Directors' remuneration Mgmt For For For report included in the Directors' report and accounts for the YE 31 DEC 2009 3 Re-appoint John Hughes as a Director Mgmt For For For of the Company 4 Re-appoint Brian McArthur-Muscroft as Mgmt For For For a Director of the Company 5 Re-appoint John O'Reilly as a Director Mgmt For For For of the Company 6 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For as the Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company 7 Authorize the Directors to set the Mgmt For Against Against remuneration of the Auditors 8 Approve to confer the authority on the Mgmt For For For Directors of the Company's Articles of Association for a period expiring at the end of the next AGM of the Company after the date on which this resolution is passed or 30 JUN 2011 and for that period the Section 551 9 Approve, subject to the passing of Mgmt For For For Resolution 8 above, to confer the authority on the Directors by the Company's Articles of Association for a period expiring at the end of the next AGM of the Company after the date on which this resolution is passed or 3 10 Authorize the Company's, for the Mgmt For For For purposes of Section 701 of the Companies Act 1985, to make one or more market purchases Section 693 of the Companies Act 2006 of up to 19,809,237; ordinary shares of GBP 0.002 each in the capital of the Company, at a min 11 Approve, with effect from the Mgmt For For For conclusion of the meeting: a the Articles of Association of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as 12 Approve that a general meeting other Mgmt For For For than an AGM may be called on not less than 14 clear days' notice - --------------------------------------------------------------------------------------------------------------------- TELEFONICA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 879382109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 2 Approve Distribution of Dividend Mgmt For For For Charged to Unrestricted Reserves 3 Authorize Repurchase of Shares Mgmt For For For 4 Authorize Issuance of Convertible Mgmt For For For Bonds and Other Debt Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For For 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - --------------------------------------------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Notice of Meeting and Agenda Mgmt For For For 2 Designate Inspector(s) of Minutes of Mgmt N/A N/A N/A Meeting 3 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 4 Approve Remuneration of Auditors Mgmt For For For 5 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 6.1 Authorize Repurchase of up to 83 Mgmt For For For Million Shares and Reissuance of Repurchased Shares 6.2 Authorize Repurchase of up to 3 Mgmt For Against Against Million Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs 7 Approve Remuneration of Corporate Mgmt For Against Against Assembly and Nominating Committee - --------------------------------------------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Meeting Mgmt For For For 2 Elect Chairman of Meeting Mgmt For For For 3 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TELEVISION FRANCAISE 1 TF1 TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F91255103 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For Against Against Regarding Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.43 per Share 5 Ratify Appointment of Claude Berda as Mgmt For Against Against Director 6 Reelect Alain Pouyat as Director Mgmt For Against Against 7 Receive Election of Employee Mgmt For For For Representatives to the Board 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Million 11 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Board to Set Issue Price for Mgmt For Against Against 20 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 13 Authorize Capital Increase of up to Mgmt For For For EUR 15 Million for Future Exchange Offers 14 Approve Issuance of Shares up to 20 Mgmt For For For Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4.3 Million 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN LU0156801721 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt For For For Auditors' Reports 2 Accept Consolidated Financial Mgmt For For For Statements for Fiscal 2007, 2008, and 2009 3 Accept Financial Statements for Fiscal Mgmt For For For 2009 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.34 per Share 5 Approve Discharge of Directors Mgmt For For For 6 Reelect Roberto Bonatti, Carlos Mgmt For Abstain Against Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto valsecchi, Amadeo Vazquez y Vazquez, and Guillermo Vogel as Directors (Bundled) 7 Approve Remuneration of Directors Mgmt For For For 8 Approve PricewaterhouseCoopers Mgmt For For For Auditors and Fix Their Remuneration 9 Approve Share Repurchase Program Mgmt For For For 10 Allow Electronic Distribution of Mgmt For For For Company Communications - --------------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 8.39 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Richard Brasher as Director Mgmt For For For 5 Re-elect Philip Clarke as Director Mgmt For For For 6 Re-elect Andrew Higginson as Director Mgmt For For For 7 Re-elect Charles Allen as Director Mgmt For For For 8 Re-elect Dr Harald Einsmann as Director Mgmt For For For 9 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Director 10 Elect Patrick Cescau as Director Mgmt For For For 11 Elect Ken Hanna as Director Mgmt For For For 12 Elect Laurie Mcllwee as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of the Company 14 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 15 Approve Increase in Authorised Mgmt For For For Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 16 Subject to the Passing of Resolution Mgmt For For For Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority 17 Subject to the Passing of Resolution Mgmt For For For Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 18 Authorise 790,063,358 Ordinary Shares Mgmt For For For for Market Purchase 19 Auth. Company and Subsidiaries to Make Mgmt For For For EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 20 Approve Tesco plc Group Bonus Plan Mgmt For For For 21 Amend Tesco plc 2004 Discretionary Mgmt For Against Against Share Option Plan 22 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 23 Resolve that the Directors Allocate a ShrHldr Against Against For NED to Tesco's Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco's UK Meat and Poultry Supply Chain - --------------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN IL0006290147 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend of NIS 2.50 Mgmt For For For (USD 0.642) Per Share 2 Election Of Director: Mr. Abraham E. Mgmt For For For Cohen 3 Election Of Director: Mr. Amir Elstein Mgmt For For For 4 Election Of Director: Prof. Roger Mgmt For For For Kornberg 5 Election Of Director: Prof. Moshe Many Mgmt For For For 6 Election Of Director: Mr. Dan Propper Mgmt For For For 7 Approve Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 8 Approve Stock Option Plan Mgmt For Against Against 9 Approve Compensation of Board Chairman Mgmt For For For 10 Approve Compensation of Director Mgmt For For For 11 Approve Compensation of Director Mgmt For For For 12 Increase Authorized Share Capital Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THE GAME GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G37217109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 3.71 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Peter Lewis as Director Mgmt For For For 5 Re-elect Christopher Bell as Director Mgmt For For For 6 Elect Dennis Woodside as Director Mgmt For For For 7 Elect Terry Scicluna as Director Mgmt For For For 8 Reappoint BDO Stoy Hayward LLP as Mgmt For For For Auditors of the Company 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,772,060 11 Amend The GAME Group plc Performance Mgmt For For For Share Plan 2004 12 Subject to the Passing of Resolution Mgmt For For For 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 865,809 13 Authorise 34,632,365 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than Annual General Meetings May Be Called on 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THE SAGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7771K134 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 4.93 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Ruth Markland as Director Mgmt For For For 4 Re-elect Paul Walker as Director Mgmt For For For 5 Re-elect Paul Harrison as Director Mgmt For For For 6 Re-elect Paul Stobart as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors and Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report Mgmt For For For 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 4,376,556 and an Additional Amount Pursuant to a Rights Issue of up to GBP 8,753,112 After Deducting Any Securitie 10 Subject to the Passing of Resolution Mgmt For For For 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 656,483 11 Authorise 131,296,695 Ordinary Shares Mgmt For For For for Market Purchase 12 Adopt New Articles of Association Mgmt For For For 13 Approve that a General Meeting (Other Mgmt For For For than an Annual General Meeting) May be Called on Not Less than 14 Clear Days' Notice - --------------------------------------------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN TH0003010Z04 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2009 Annual Report Mgmt For For For 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Allocation of Income and Mgmt For For For Payment of Dividend of THB 8.50 Per Share 5.1 Elect Chirayu Isarangkun Na Ayuthaya Mgmt For For For as Director 5.2 Elect Kamthon Sindhvananda as Director Mgmt For For For 5.3 Elect Tarrin Nimmanahaeminda as Mgmt For For For Director 5.4 Elect Pramon Sutivong as Director Mgmt For For For 6 Approve KPMG Phoomchai Audit Ltd as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Acknowledge Remuneration of Directors Mgmt For For For and Sub-Committees 8 Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- TOGNUM AG, FRIEDRICHSHAFEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D836B5109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the financial Mgmt N/A N/A N/A statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements and grou-p annual report as well as the report by the Board of Managing Directors pursu-ant to Sections 28 2 Resolution on the appropriation of the Mgmt For For For distributable profit of EUR 158,141,242.07 as follows: Payment of a dividend of EUR 0.35 per share EUR 112,159,992.07 shall be carried forward Ex-dividend and payable le date: 19 MAY 2010 3 Ratification of the acts of the Board Mgmt For For For of Managing Directors 4 Ratification of the acts of the Mgmt For For For Supervisory Board, including the retired members 5 Appointment of the Auditors for the Mgmt For For For 2010 FY and the interim reports: PricewaterhouseCoopers AG, Stuttgart 6 Renewal of the authorization to Mgmt For For For acquire own shares the company shall be authorized to acquire own shares of up to 10 percent of its share capital, at a price differing not more than 20 percent from the market price of the shares, on or before 17 MAY 2015; 7 Amendments to the Articles of Mgmt For For For Association in connection with the Shareholder Rights Directive Implementation Law (ARUG), Section 17(2), in respect of the shareholders, meeting being announced by the Board of Managing Directors, the right of further person 8 Resolution on the revocation of the Mgmt Against Against For existing authorized capital 2007-I, the creation of new authorized capital 2010-I, and the corresponding amendment to the Articles of Association, the Board of Managing Directors shall be authorized, with the consent of 9 Resolution on the adjustment of the Mgmt For For For Supervisory Board remuneration, and the corresponding amendment to the Articles of Association each member of the Supervisory Board shall receive a fixed annual remuneration of EUR 15,000 (the chairman shall receive one 10.1 Election to the Supervisory Board: Mgmt For For For Axel Arendt 10.2 Election to the Supervisory Board: Mgmt For For For Albert Xaver Kirchman 11 Approval of the Board of Managing Mgmt N/A N/A N/A Directors remuneration system - --------------------------------------------------------------------------------------------------------------------- TOKAI RIKA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6995 CUSIP J85968105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 24 2.1 Elect Director Kiyoshi Kinoshita Mgmt For For For 2.2 Elect Director Yuuzo Ushiyama Mgmt For For For 2.3 Elect Director Takaoki Tsuchiya Mgmt For For For 2.4 Elect Director Shigeru Kato Mgmt For For For 2.5 Elect Director Yoshiteru Sasaki Mgmt For For For 2.6 Elect Director Takafumi Mizuno Mgmt For For For 2.7 Elect Director Kiyoshi Tsunekawa Mgmt For For For 2.8 Elect Director Makoto Goto Mgmt For For For 2.9 Elect Director Hitoshi Iwata Mgmt For For For 2.10 Elect Director Mineo Hattori Mgmt For For For 2.11 Elect Director Shoji Ishida Mgmt For For For 2.12 Elect Director Tadanao Hamamoto Mgmt For For For 2.13 Elect Director Hitoshi Hirano Mgmt For For For 2.14 Elect Director Mikihiro Mori Mgmt For For For 2.15 Elect Director Kenji Kawaguchi Mgmt For For For 2.16 Elect Director Hiroyuki Nakamura Mgmt For For For 2.17 Elect Director Tadashi Wakiya Mgmt For For For 2.18 Elect Director Koji Buma Mgmt For For For 2.19 Elect Director Yoshihiro Obayashi Mgmt For For For 2.20 Elect Director Masaharu Tanino Mgmt For For For 2.21 Elect Director Masaki Matsuyama Mgmt For For For 2.22 Elect Director Koki Sato Mgmt For For For 3 Appoint Statutory Auditor Mitsuhisa Mgmt For Against Against Kato 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Retirement Bonus Payment for Mgmt For Against Against Directors and Statutory Auditor - --------------------------------------------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8766 CUSIP J86298106 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 26 2.1 Elect Director Kunio Ishihara Mgmt For For For 2.2 Elect Director Shuzo Sumi Mgmt For For For 2.3 Elect Director Daisaku Honda Mgmt For For For 2.4 Elect Director Hiroshi Amemiya Mgmt For For For 2.5 Elect Director Shinichiro Okada Mgmt For For For 2.6 Elect Director Minoru Makihara Mgmt For For For 2.7 Elect Director Hiroshi Miyajima Mgmt For For For 2.8 Elect Director Kunio Ito Mgmt For Against Against 2.9 Elect Director Akio Mimura Mgmt For For For 2.10 Elect Director Toshifumi Kitazawa Mgmt For For For 2.11 Elect Director Masashi Oba Mgmt For For For 3.1 Appoint Statutory Auditor Hiroshi Mgmt For For For Fukuda 3.2 Appoint Statutory Auditor Yuko Kawamoto Mgmt For For For 3.3 Appoint Statutory Auditor Toshiro Yagi Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F92124100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Christophe de Mgmt For Against Against Margerie Re: Severance Payment 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Reelect Thierry Desmarest as Director Mgmt For For For 8 Reelect Thierry de Rudder as Director Mgmt For Against Against 9 Elect Gunnar Brock as Director Mgmt For For For 10 Elect Claude Clement as Representative Mgmt For For For of Employee Shareholders to the Board 11 Elect Philippe Marchandise as Mgmt Against Against For Representative of Employee Shareholders to the Board 12 Elect Mohammed Zaki as Representative Mgmt Against Against For of Employee Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For For 14 Reelect KPMG Audit as Auditor Mgmt For For For 15 Ratify Auditex as Alternate Auditor Mgmt For For For 16 Ratify KPMG Audit I.S. as Alternate Mgmt For For For Auditor 17 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion 18 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For For 21 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 22 Amend Article 9 of Bylaws Re: Mutual ShrHldr Against Against For Fund - --------------------------------------------------------------------------------------------------------------------- TOYO SUISAN KAISHA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2875 CUSIP J92547132 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Tadasu Tsutsumi Mgmt For For For 2.2 Elect Director Mutsuhiko Oda Mgmt For For For 2.3 Elect Director Kazuo Obata Mgmt For For For 2.4 Elect Director Jinichi Mera Mgmt For For For 2.5 Elect Director Fumio Taniguchi Mgmt For For For 2.6 Elect Director Katsuhide Sato Mgmt For For For 2.7 Elect Director Hiroshi Yamauchi Mgmt For For For 2.8 Elect Director Toru Yamashita Mgmt For For For 2.9 Elect Director Hiroyuki Minami Mgmt For For For 2.10 Elect Director Kenji Sugawara Mgmt For For For 2.11 Elect Director Senichi Teshima Mgmt For For For 2.12 Elect Director Hiroji Yoshino Mgmt For For For 2.13 Elect Director Eiji Kondo Mgmt For For For 2.14 Elect Director Atsumi Shimoi Mgmt For For For 2.15 Elect Director Masaharu Oikawa Mgmt For For For 2.16 Elect Director Kiyoshi Fukagawa Mgmt For For For 3 Appoint Statutory Auditor Isamu Mori Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Tsutomu Ushijima 5 Approve Annual Bonus Payment to Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- TRANSPACIFIC INDUSTRIES GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q91932105 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSALS 4 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT Y 2 To receive the financial report of the N/A N/A N/A N/A Company and the reports of the Directors and the Auditor for the FYE 30 JUN 2009 3 Adopt the remuneration report as N/A N/A For N/A specified in the Directors' report for the FYE 30 JUN 2009 4 Re-elect Mr. Bruce Brown as a Director N/A N/A For N/A of the Company, who retires in accordance with Clause 6.3 of the Constitution 5 Re-elect Mr. Trevor Coonan as a N/A N/A For N/A Director of the Company, who retires in accordance with Clause 6.3 of the Constitution 6 Elect Mr. Rajiv Ghatalia as a Director N/A N/A For N/A of the Company, who retires in accordance with Clause 6.3 of the Constitution 7 Elect Mr. Gene Tilbrook as a Director N/A N/A For N/A of the Company, who retires in accordance with Clause 6.3 of the Constitution 8 Elect Mr. Martin Hudson as a Director N/A N/A For N/A of the Company, who retires in accordance with Clause 6.3 of the Constitution 9 Ratify, for the purposes of ASX N/A N/A Against N/A Listing Rule 7.4 and for all other purposes, the issue of 2,229,001 fully paid ordinary shares in the Company since 31 OCT 2008 and issue of one equity security issued by the Company on 15 JUL 2009 [which converted into an 10 Approve, for the purposes of item 7 of N/A N/A Against N/A Section 611 of the Corporations Act 2001 [Cth] and for all other purposes, the acquisition by WPX Holdings B.V. and its associates of up to 71,637,326 fully paid ordinary shares in the Company on settlement of the wa 11 Appoint Ernst and Young as the Auditor N/A N/A For N/A of the Company - --------------------------------------------------------------------------------------------------------------------- TRAVIS PERKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G90202105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Robert Walker as Director Mgmt For For For 3 Re-elect Chris Bunker as Director Mgmt For For For 4 Re-elect John Coleman as Director Mgmt For For For 5 Re-elect Geoff Cooper as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors Mgmt For For For and Authorise Their Remuneration 7 Approve Remuneration Report Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 11 Authorise Market Purchase Mgmt For For For 12 Amend Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP S8793H130 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Year Ended 28 June 2009 2.1 Re-elect Tony Taylor as Director Mgmt For For For 2.2 Re-elect Edward Parfett as Director Mgmt For For For 2.3 Re-elect Thandi Ndlovu as Director Mgmt For For For 3 Authorise Board to Issue Shares for Mgmt For For For Cash up to a Maximum of 5 Percent of Issued Share Capital 4 Authorise Repurchase of Up to 20 Mgmt For For For Percent of Issued Share Capital 5 Reappoint Ernst & Young Inc as Mgmt For For For Auditors of the Company and Appoint Tina Rookledge as the Individual Registered Auditor who will Undertake the Audit of the Company; Authorise the Audit Committee to Determine Their Remuneration 6.1 Approve Remuneration of Non-Executive Mgmt For For For Chairman For the Year Ended 27 June 2010 6.2 Approve Remuneration of Non-Executive Mgmt For For For Directors For the Year Ended 27 June 2010 6.3 Approve Remuneration of Audit Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 6.4 Approve Remuneration of Audit Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.5 Approve Remuneration of Remuneration Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 6.6 Approve Remuneration of Remuneration Mgmt For For For Committee Members For the Year Ended 27 June 2010 6.7 Approve Remuneration of Risk Committee Mgmt For For For Members For the Year Ended 27 June 2010 6.8 Approve Remuneration of Non-Executive Mgmt For For For Committee Chairman For the Year Ended 27 June 2010 - --------------------------------------------------------------------------------------------------------------------- TSUBAKIMOTO CHAIN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J93020105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For 2.5 Appoint a Director Mgmt For For For 2.6 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TUBACEX SA, ALAVA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E45132136 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the annual accounts and Mgmt For For For Management report 2 Approve the application of the result Mgmt For For For and, in case, the volunteer reserve 3 Approve the Corporate Governance report Mgmt For For For 4 Grant authority to purchase own shares Mgmt For For For 5 Approve the delegation to increase the Mgmt For For For social capital up until the maximum quantity that is allowed by the law 6 Approve the delegation of powers Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CUSIP J93796100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 4 2.1 Elect Director Hiroaki Tamura Mgmt For For For 2.2 Elect Director Michio Takeshita Mgmt For For For 2.3 Elect Director Kazuhiko Okada Mgmt For For For 2.4 Elect Director Akinori Furukawa Mgmt For For For 2.5 Elect Director Makoto Umetsu Mgmt For For For 2.6 Elect Director Yoshiomi Matsumoto Mgmt For For For 2.7 Elect Director Michitaka Motoda Mgmt For For For 3 Appoint Alternate Statutory Auditor Mgmt For For For Daisuke Koriya 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - --------------------------------------------------------------------------------------------------------------------- UBISOFT ENTERTAINMENT, MONTREUIL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F9396N106 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the unconsolidated accounts Mgmt For For For for the FY ended on 31 MAR 2009 and grant discharge to the Board Members 2 Approve the distribution of profits Mgmt For For For for the FY ended on 31 MAR 2009 3 Approve the consolidated accounts for Mgmt For For For the FYE on 31 MAR 2009 4 Approve the agreements and commitments Mgmt For For For referred to in Articles L.225-40 and sequence of the Commercial Code 5 Grant authority for purchase, Mgmt For For For retention or transference of shares of Ubisoft Entertainment SA 6 Grant powers for formalities Mgmt For For For 7 Authorize the Board of Directors to Mgmt For For For reduce the share capital by cancellation of shares 8 Authorize the Board of Directors to Mgmt For Against Against increase the share capital, with maintenance of preferential subscription rights, by issuing shares and/or any warrants giving access to the Company's capital 9 Authorize Board of Directors to Mgmt For Against Against increase the share capital, with cancellation of preferential subscription rights, by issuing shares and/or any warrants giving access to the Company's capital 10 Authorize the Board of Directors to Mgmt For Against Against increase the share capital by issuing shares reserved for members of a savings plan of the group 11 Authorize the Board of Directors to Mgmt For For For grant options to subscribe and/or purchase common shares 12 Authorize the Board of Directors to Mgmt For Against Against increase the share capital by issuing shares reserved for employees and corporate managers of subsidiaries of the Company referred to in Article L.233-16 of the Commercial Code, whose headquarters are located outside Fr 13 Approve the overall cap of the capital Mgmt For Against Against increases 14 Amend the Article 9 paragraph 3 of the Mgmt For For For statutes relative to the term of the duties of the Board Members 15 Grant powers for formalities Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ULTRA ELECTRONICS HLDGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9187G103 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Company's annual accounts Mgmt For For For for the FYE 31 DEC 2009 2 Declare a final dividend for the YE 31 Mgmt For For For DEC 2009 for 21.6 per ordinary share 3 Approve the remuneration report for Mgmt For For For the FYE 31 DEC 2009 4 Elect Mr. R. Sharma as a Director Mgmt For For For 5 Re-election of Mr. I. Griffiths as a Mgmt For For For Director Member of the Audit, Nominations and Remunerations Committees 6 Re-election of Dr. J. Blogh as a Mgmt For For For Director Member of the Nomination Committee 7 Re-appointment of Deloitte LLP as an Mgmt For For For Auditor 8 Authorize the Directors to fix the Mgmt For For For Auditors remuneration 9 Authorize the Directors to allot shares Mgmt For Against Against 10 Approve to disapply pre-emption rights Mgmt For Against Against 11 Authorize the Company to purchase its Mgmt For For For own shares 12 Approve to permit general meetings to Mgmt For For For be held on 14 days notice 13 Adopt the New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRUGPAACNPR5 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming Mgmt For For For Fiscal Year 3 Approve Allocation of Income and Mgmt For For For Dividends 4 Elect Directors and Approve Their Mgmt For For For Remuneration 5 Elect Fiscal Council Members and Mgmt For For For Approve Their Remuneration - --------------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses Mgmt For For For 4 Approve Transfer from Issuance Premium Mgmt For For For Account to Shareholders for an Amount of EUR 8 per Share 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Reelect Frans J.G.M Cremers as Mgmt For For For Supervisory Board Member 7 Reelect Francois Jaclot as Supervisory Mgmt For For For Board Member 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- UNICHARM PETCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J9412H105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger with UNICHARM Mgmt For For For Corporation In Order For the Company To be Absorbed by UNICHARM 2.1 Appoint a Director Mgmt For For For 2.2 Appoint a Director Mgmt For For For 2.3 Appoint a Director Mgmt For For For 2.4 Appoint a Director Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N8981F271 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2 Approve Financial Statements and Mgmt For For For Allocation of Income 3 Approve Discharge of Executive Mgmt For For For Directors 4 Approve Discharge of Non-Executive Mgmt For For For Directors 5 Reelect P.G.J.M. Polman to Executive Mgmt For For For Board 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For For 7 Reelect L.O. Fresco as Non-Executive Mgmt For For For Director 8 Reelect A.M. Fudge as Non-Executive Mgmt For For For Director 9 Reelect C.E. Golden as Non-Executive Mgmt For For For Director 10 Reelect B.E. Grote as Non-Executive Mgmt For For For Director 11 Reelect H. Nyasulu as Non-Executive Mgmt For For For Director 12 Reelect K.J. Storm as Non-Executive Mgmt For For For Director 13 Reelect M. Treschow as Non-Executive Mgmt For For For Director 14 Reelect J. van der Veer as Mgmt For For For Non-Executive Director 15 Elect P. Walsh as Non-Executive Mgmt For For For Director 16 Elect M. Rifkind as Non-Executive Mgmt For For For Director 17 Approve Management Co-Investment Plan Mgmt For For For 18 Amend Performance Criteria of the Mgmt For For For Annual Bonus 19 Amend Performance Criteria of the Mgmt For For For Long-Term Incentive Plan 20 Approve Cancellation of 4 Percent Mgmt For For For Cumulative Preference Shares 21 Authorize Repurchase of 6% Cumulative Mgmt For For For Preference Shares and 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 23 Approve Authorization to Cancel Mgmt For For For Ordinary Shares 24 Grant Board Authority to Issue Shares Mgmt For For For Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 26 Allow Questions and Close Meeting Mgmt N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92087165 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Elect Jean-Marc Huet as Director Mgmt For For For 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Director Mgmt For For For 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For For 10 Re-elect Kees Storm as Director Mgmt For For For 11 Re-elect Michael Treschow as Director Mgmt For For For 12 Re-elect Jeroen van der Veer as Mgmt For For For Director 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors 16 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Mgmt For For For Expenditure 21 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 22 Approve the Management Co-Investment Mgmt For For For Plan 23 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- UNITED GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q9313R105 10/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS N/A N/A N/A N/A MEETING FOR PROPOSAL 6 AND 7 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YO 2 Receive the financial report, the N/A N/A N/A N/A Directors' report and the Auditor's report of the Company for the YE 30 JUN 2009 3 Adopt the remuneration report as set N/A N/A For N/A out in the annual report of the Company for the YE 30 JUN 2009 4 Re-elect Mr. John Ingram as a Director N/A N/A For N/A of the Company, who retires by rotation pursuant to Rule 8.1(e)(2) of the Company's Constitution 5 Re-elect Mr. Richard White as a N/A N/A For N/A Director of the Company, who retires by rotation pursuant to Rule 8.1(e)(2) of the Company's Constitution 6 Elect Mr. Guy Cowan as a Director of N/A N/A For N/A the Company, who retires pursuant to Rule 8.1(e)(1) of the Company's Constitution 7 Approve and ratify, for all purposes N/A N/A Against N/A [including ASX Listing Rule 7.4], the issue of 1,365,041 options over fully paid ordinary shares in the Company under the Australian and United States of America Employee Share Option Plans, as specified 8 Approve and ratify, for all purposes N/A N/A Against N/A [including ASX Listing Rule 7.4], the issue of 560,000 fully paid ordinary shares in the Company under the Australian and United States of America Employee Share Plans, as specified 9 Approve to change the name of the N/A N/A For N/A Company to "UGL Limited" - --------------------------------------------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92755100 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 22.03 Pence Mgmt For For For Per Ordinary Share 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Philip Green as Director Mgmt For For For 5 Re-elect Paul Heiden as Director Mgmt For For For 6 Re-elect Andrew Pinder as Director Mgmt For For For 7 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 8 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 9 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,358,093 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,703,714 11 Authorise 68,148,563 Ordinary Shares Mgmt For For For for Market Purchase 12 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 13 Auth. Company and Subsidiaries to Make Mgmt For For For EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 - --------------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For Against Against of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores Mgmt For For For to Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba - --------------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For Abstain Against 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members - --------------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Reserves Mgmt For For For 2 Elect Director Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For For For 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members - --------------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN BRVALEACNPA3 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha as Director - --------------------------------------------------------------------------------------------------------------------- VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F96221126 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Ratify Appointement of Michel de Mgmt For For For Fabiani as Director 4 Elect Jerome Contamine as Director Mgmt For For For 5 Elect Daniel Camus as Director Mgmt For For For 6 Elect Noelle Lenoir as Director Mgmt For For For 7 Ratify Ernst & Young et Autres as Mgmt For For For Auditor 8 Ratify Mazars as Auditor Mgmt For For For 9 Ratify Auditex as Alternate Auditor Mgmt For For For 10 Ratify Philippe Castagnac as Alternate Mgmt For For For Auditor 11 Approve Agreement for Jacques Mgmt For Against Against Aschenbroich 12 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 13 Approve Treatment of Losses Mgmt For For For 14 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 15 Authorize up to 1 Million Shares for Mgmt For Against Against Use in Stock Option Plan 16 Authorize up to 400,000 Shares for Use Mgmt For Against Against in Restricted Stock Plan 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.62 per Share 4 Authorize Payment of Dividends by Mgmt For For For Shares 5 Reelect Dominique Ferrero as Director Mgmt For For For 6 Reelect Xavier Huillard as Director Mgmt For Against Against 7 Reelect Henri Saint Olive as Director Mgmt For For For 8 Reelect Yves-Thibault de Silguy as Mgmt For For For Director 9 Elect Qatari Diar Real Estate Mgmt For For For Investment Company as Director 10 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 920,000 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Aegean Motorway SA 13 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Olympia Odos and Olympia Odos Operation 14 Amend Transaction with Vinci Mgmt For For For Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway 15 Approve Transaction with Vinci Mgmt For For For Concessions Re: Financing of A-Modell A5 Highway Concession 16 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in ASF 17 Approve Additional Pension Scheme Mgmt For For For Agreement for Xavier Huillard 18 Approve Severance Payment Agreement Mgmt For Against Against for Xavier Huillard 19 Approve Transaction with Mgmt For Against Against YTSeuropaconsultants Re: Consulting Services 20 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Employee Stock Purchase Plan Mgmt For For For 23 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 24 Amend Articles 17 of Bylaws Re: Mgmt For For For Attendance to General Meetings Through Videoconference and Telecommunication 25 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses and Mgmt For For For Allocation of Dividends of EUR 1.40 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Elect Dominique Hediard Dubreuil as Mgmt For For For Supervisory Board Member 6 Elect Aliza Jabes as Supervisory Board Mgmt For For For Member 7 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Supervisory Board Member 8 Elect Daniel Camus as Supervisory Mgmt For For For Board Member 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - --------------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G93882135 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Alan Jebson as Director Mgmt For For For 8 Elect Samuel Jonah as Director Mgmt For For For 9 Re-elect Nick Land as Director Mgmt For For For 10 Re-elect Anne Lauvergeon as Director Mgmt For For For 11 Re-elect Simon Murray as Director Mgmt For For For 12 Elect Stephen Pusey as Director Mgmt For For For 13 Re-elect Luc Vandevelde as Director Mgmt For For For 14 Re-elect Anthony Watson as Director Mgmt For For For 15 Re-elect Philip Yea as Director Mgmt For For For 16 Approve Final Dividend of 5.20 Pence Mgmt For For For Per Ordinary Share 17 Approve Remuneration Report Mgmt For For For 18 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 19 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 21 Subject to the Passing of Resolution Mgmt For For For 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 22 Authorise 5,200,000,000 Ordinary Mgmt For For For Shares for Market Purchase 23 Adopt New Articles of Association Mgmt For For For 24 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - --------------------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CUSIP Q97417101 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WHARF (HOLDINGS) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y8800U127 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Edward K. Y. Chen as Director Mgmt For For For 3.2 Reelect Raymond K. F. Ch'ien as Mgmt For Against Against Director 3.3 Reelect T. Y. Ng as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G9606P197 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Richard Baker as Director Mgmt For For For 5 Re-elect Anthony Habgood as Director Mgmt For For For 6 Re-elect Simon Melliss as Director Mgmt For For For 7 Re-elect Christopher Rogers as Director Mgmt For For For 8 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y9586L109 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Public Offer of Subsidiary Mgmt For For For 2 Approve Sale of Company Assets Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G62748119 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martyn Jones as Director Mgmt For For For 5 Elect Penny Hughes as Director Mgmt For For For 6 Elect Johanna Waterous as Director Mgmt For For For 7 Elect Dalton Philips as Director Mgmt For For For 8 Reappoint KPMG Audit plc Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Mgmt For Abstain Against Auditors 10 Authorise Market Purchase Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For 15 Approve Sharesave Scheme 2010 Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CUSIP Q98418108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Renew Partial Takeover Provision Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9787K108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve the Corporate Responsibility Mgmt For For For Report 4 Re-elect Paul Richardson as Director Mgmt For For For 5 Re-elect Philip Lader as Director Mgmt For For For 6 Re-elect Esther Dyson as Director Mgmt For For For 7 Re-elect John Quelch as Director Mgmt For For For 8 Re-elect Stanley Morten as Director Mgmt For For For 9 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Market Purchase Mgmt For For For 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights - --------------------------------------------------------------------------------------------------------------------- YAKULT HONSHA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2267 CUSIP J95468120 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sumiya Hori Mgmt For For For 1.2 Elect Director Yoshihiro Kawabata Mgmt For For For 1.3 Elect Director Tsuyoshi Kinugasa Mgmt For For For 1.4 Elect Director Chizuka Kai Mgmt For For For 1.5 Elect Director Takashige Negishi Mgmt For For For 1.6 Elect Director Yasufumi Murata Mgmt For For For 1.7 Elect Director Masahiro Negishi Mgmt For For For 1.8 Elect Director Shigeyoshi Sakamoto Mgmt For For For 1.9 Elect Director Hiroshi Narita Mgmt For For For 1.10 Elect Director Haruji Sawada Mgmt For For For 1.11 Elect Director Akinori Abe Mgmt For For For 1.12 Elect Director Kenichi Shiino Mgmt For For For 1.13 Elect Director Yoshiaki Tanaka Mgmt For For For 1.14 Elect Director Kiyotaka Kikuchi Mgmt For For For 1.15 Elect Director Hiroshi Wakabayashi Mgmt For For For 1.16 Elect Director Masaki Tanaka Mgmt For For For 1.17 Elect Director Fumiyasu Ishikawa Mgmt For For For 1.18 Elect Director Jacques Vincent Mgmt For Against Against 1.19 Elect Director Sven Thormahlen Mgmt For Against Against 1.20 Elect Director Ryuuji Yasuda Mgmt For For For 1.21 Elect Director Richard Hall Mgmt For For For 1.22 Elect Director Shouji Ikegami Mgmt For For For 1.23 Elect Director Masayuki Takemura Mgmt For For For 1.24 Elect Director Toshihiro Araki Mgmt For For For 1.25 Elect Director Yasuhisa Abe Mgmt For For For 1.26 Elect Director Masanori Ito Mgmt For For For 2 Abolish Performance-Based Compensation Mgmt For Against Against for Executive Directors - --------------------------------------------------------------------------------------------------------------------- YARA INTERNATIONAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R9900C106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting; Designate Mgmt For For For Inspector(s) of Minutes of Meeting 2 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share 3 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 4 Approve Remuneration of Auditors Mgmt For For For 5 Reelect Oivind Lund (Chair), Elect Mgmt For For For Bernt Reitan, Elisabeth Harstad, and Leiv Nergaard as Directors; Elect Hilde Aasheim as New Director 6 Approve Remuneration of Directors in Mgmt For For For the Amount of NOK 430,000 for Chairman, and NOK 247,000 for Other Directors; Approve Remuneration for Committee Work 7 Elect Bjorg Ven (Chair), Thorunn Mgmt For For For Bakke, and Olaug Svarva as Members of Nominating Committee 8 Amend Articles Re: Approve Electronic Mgmt For For For Distribution of Documents Pertaining to General Meetings 9 Authorize Repurchase of up to Five Mgmt For For For Percent of Share Capital and Reissuance of Repurchased Shares - --------------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H9870Y105 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 16 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4 Approve CHF 183,640 Reduction in Share Mgmt For For For Capital 5 Approve Creation of CHF 480,000 Pool Mgmt For For For of Capital without Preemptive Rights 6 Approve Creation of CHF 235,617 Pool Mgmt For For For of Capital without Preemptive Rights for Employee Remuneration 7 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 8.1 Elect JosefAckermann as Director Mgmt For For For 8.2 Reelect Susan Bies as Director Mgmt For For For 8.3 Reelect Victor Chu as Director Mgmt For For For 8.4 Reelect Armin Meyer as Director Mgmt For For For 8.5 Reelect Rolf Watter as Director Mgmt For For For 8.6 Ratify Pricewaterhouse Coopers AG as Mgmt For For For Auditors - --------------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H9870Y105 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 16 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4 Approve CHF 183,640 Reduction in Share Mgmt For For For Capital 5 Approve Creation of CHF 480,000 Pool Mgmt For For For of Capital without Preemptive Rights 6 Approve Creation of CHF 235,617 Pool Mgmt For For For of Capital without Preemptive Rights for Employee Remuneration 7 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 8.1 Elect JosefAckermann as Director Mgmt For For For 8.2 Reelect Susan Bies as Director Mgmt For For For 8.3 Reelect Victor Chu as Director Mgmt For For For 8.4 Reelect Armin Meyer as Director Mgmt For For For 8.5 Reelect Rolf Watter as Director Mgmt For For For 8.6 Ratify Pricewaterhouse Coopers AG as Mgmt For For For Auditors - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Partner International Stock Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- ACERGY SA (FRMELY STOLT OFFSHORES AND STOLT COMEX SEAWAY S.A.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP L00306107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' Mgmt For For For and Auditors' Reports 2 Accept Financial Statements Mgmt For For For 3 Accept Consolidated Financial Mgmt For For For Statements 4 Approve Discharge of Directors Mgmt For For For 5 Approve Share Repurchase Mgmt For For For Program 6 Reelect Sir Peter Mason as Mgmt For For For Director 7 Reelect Tom Ehret as Director Mgmt For For For 8 Reelect Jean Cahuzac as Mgmt For For For Director 9 Reelect Thorleif Enger as Mgmt For For For Director 10 Reelect Dod A. Fraser as Mgmt For For For Director 11 Reelect J. Frithjof Skouveroe Mgmt For For For as Director 12 Reelect Trond Westlie as Mgmt For For For Director 13 Elect Ron Henderson as Director Mgmt For For For 14 Ratify Deloitte SA as Auditors Mgmt For For For 15 Approve Dividends Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H00392318 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 0.75 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Andreas Jacobs as Director Mgmt For For For 4.4 Reelect Francis Mer as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For 4.8 Reelect Judith Sprieser as Director Mgmt For For For 4.9 Elect Alexander Gut as Director Mgmt For For For 5 Ratify Ernst & Young Ltd as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CUSIP J00288100 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Harada Mgmt For For For 1.2 Elect Director Motoya Okada Mgmt For For For 1.3 Elect Director Yoshiki Mori Mgmt For For For 1.4 Elect Director Naoki Hayashi Mgmt For For For 1.5 Elect Director Masami Ishizaka Mgmt For For For 1.6 Elect Director Hideki Kurashige Mgmt For For For 1.7 Elect Director Masaharu Ikuta Mgmt For For For 1.8 Elect Director Takejiro Sueyoshi Mgmt For Against Against 1.9 Elect Director Keiichi Tadaki Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CUSIP J00714105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Kanshirou Toyoda Mgmt For For For 2.2 Elect Director Yasuhito Yamauchi Mgmt For For For 2.3 Elect Director Fumio Fujimori Mgmt For For For 2.4 Elect Director Shunichi Nakamura Mgmt For For For 2.5 Elect Director Masuji Arai Mgmt For For For 2.6 Elect Director Toshikazu Nagura Mgmt For For For 2.7 Elect Director Yutaka Miyamoto Mgmt For For For 2.8 Elect Director Naofumi Fujie Mgmt For For For 2.9 Elect Director Takashi Morita Mgmt For For For 2.10 Elect Director Shizuo Shimanuki Mgmt For For For 2.11 Elect Director Makoto Mitsuya Mgmt For For For 2.12 Elect Director Toshiyuki Mizushima Mgmt For For For 2.13 Elect Director Masahiro Suou Mgmt For For For 2.14 Elect Director Toshiyuki Ishikawa Mgmt For For For 2.15 Elect Director Takeshi Kawata Mgmt For For For 2.16 Elect Director Tsutomu Ishikawa Mgmt For For For 2.17 Elect Director Takashi Enomoto Mgmt For For For 2.18 Elect Director Kazumi Usami Mgmt For For For 3.1 Appoint Statutory Auditor Norio Oku Mgmt For For For 3.2 Appoint Statutory Auditor Hikaru Takasu Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Special Bonus for Family of Mgmt For Against Against Deceased Statutory Auditors and Special Payments in Connection with Abolition of Retirement Bonus System 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - ---------------------------------------------------------------------------------------------------------------- AIXTRON AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0198L143 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.15 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 40.3 Million Mgmt For Against Against Pool of Capital I without Preemptive Rights 9 Approve Creation of EUR 10.1 Million Mgmt For Against Against Pool of Capital II with Partial Exclussion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds with Mgmt For Against Against Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - ---------------------------------------------------------------------------------------------------------------- ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CUSIP J01176114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Reflect Mgmt For For For Digitalization of Share Certificates 2 Approve Accounting Transfers Mgmt For For For 3.1 Elect Director Masataka Kataoka Mgmt For For For 3.2 Elect Director Nobuhiko Komeya Mgmt For For For 3.3 Elect Director Toshihiro Kuriyama Mgmt For For For 3.4 Elect Director Junichi Umehara Mgmt For For For 3.5 Elect Director Masaru Usui Mgmt For For For 3.6 Elect Director Shuuji Takamura Mgmt For For For 3.7 Elect Director Yoshitada Amagishi Mgmt For For For 3.8 Elect Director Takashi Kimoto Mgmt For For For 3.9 Elect Director Yasuo Sasao Mgmt For For For 4 Appoint Statutory Auditor Hiroshi Mgmt For For For Akiyama 5 Appoint Alternate Statutory Auditor Mgmt For For For Hikokichi Tokiwa - ---------------------------------------------------------------------------------------------------------------- AMP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP Q0344G101 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Ratify Past Issuance of 8.42 Million Mgmt For For For Shares at A$6.20 Each and 7.58 Million Shares at A$6.25 Each to UBS Nominees Pty Ltd Made on Sept. 30, 2009 3.1 Elect Peter Mason as Director Mgmt For For For 3.2 Elect John Palmer as Director Mgmt For For For 3.3 Elect Richard Grellman as Director Mgmt For For For 3.4 Elect Paul Fegan as Director Mgmt For For For 4 Approve Remuneration Report for the Mgmt For For For Financial Year Ended Dec. 31, 2009 5 Approve Long Term Incentive Mgmt For For For Arrangements for Craig Dunn, Managing Director and CEO 6 Approve the Increase in Non-Executive Mgmt N/A For N/A Directors' Fee Cap from A$3 Million to A$3.5 Million Per Year - ---------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G03764134 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Elect Sir Philip Hampton as Director Mgmt For For For 3 Elect Ray O'Rourke as Director Mgmt For For For 4 Elect Sir John Parker as Director Mgmt For For For 5 Elect Jack Thompson as Director Mgmt For For For 6 Re-elect Cynthia Carroll as Director Mgmt For For For 7 Re-elect Nicky Oppenheimer as Director Mgmt For For For 8 Reappoint Deloitte LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Approve Remuneration Report Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Amend Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- ARCELORMITTAL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L0302D129 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Directors' and Mgmt N/A N/A N/A Auditors' Reports 2 Accept Consolidated Financial Statements Mgmt For For For 3 Accept Financial Statements Mgmt For For For 4 Approve Allocation of Income and Mgmt For For For Dividends of USD 0.75 per Share 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Discharge of Directors Mgmt For For For 7 Acknowledge Cooptation of Jeannot Mgmt For For For Krecke as Director 8 Reelect Vanisha Mittal Bhatia as Mgmt For Against Against Director 9 Elect Jeannot Krecke as Director Mgmt For Against Against 10 Approve Share Repurchase Program Mgmt For Against Against 11 Ratify Deloitte SA as Auditors Mgmt For For For 12 Approve Share Plan Grant Mgmt For Against Against 13 Approve Employee Stock Purchase Plan Mgmt For For For 14 Waive Requirement for Mandatory Offer Mgmt For For For to All Shareholders - ---------------------------------------------------------------------------------------------------------------- ASAHI GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5201 CUSIP J02394120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Stock Option Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ASTELLAS PHARMA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4503 CUSIP J03393105 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 65 2 Amend Articles To Reduce Directors' Term Mgmt For For For 3.1 Elect Director Touichi Takenaka Mgmt For For For 3.2 Elect Director Masafumi Nogimori Mgmt For For For 3.3 Elect Director Yasuo Ishii Mgmt For For For 3.4 Elect Director Takao Saruta Mgmt For For For 3.5 Elect Director Shirou Yasutake Mgmt For For For 3.6 Elect Director Yasuyuki Takai Mgmt For For For 3.7 Elect Director Kanoko Oishi Mgmt For For For 4 Appoint Statutory Auditor Yukiko Kuroda Mgmt For For For 5 Approve Annual Bonus Payment to Mgmt For For For Directors 6 Approve Deep Discount Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0593M107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Confirm First Interim Dividend; Confirm Mgmt For For For as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of Mgmt For For For the Company 4 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 5.1 Re-elect Louis Schweitzer as Director Mgmt For For For 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Re-elect Jean-Philippe Courtois as Mgmt For For For Director 5.5 Re-elect Jane Henney as Director Mgmt For For For 5.6 Re-elect Michele Hooper as Director Mgmt For For For 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Dame Nancy Rothwell as Director Mgmt For For For 5.9 Re-elect John Varley as Director Mgmt For For For 5.10 Re-elect Marcus Wallenberg as Director Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations and Mgmt For For For Expenditure 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Approve the Investment Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W10020118 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sune Carlsson as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Mgmt N/A N/A N/A Committees 9.1 Approve Financial Statements and Mgmt For For For Statutory Reports 9.2 Approve Discharge of Board and President Mgmt For For For 9.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.00 per Share 9.4 Approve May 3, 2010 as Record Date for Mgmt For For For Dividend 10 Receive Report from Nominating Mgmt For For For Committee; Determine Number of Members (10) and Deputy Members of Board 11 Reelect Sune Carlsson (Chairman), Jacob Mgmt For For For Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Christel Bories, Johan Forssell, Ulla Litzen, Anders Ullberg, and Margareth Ovrum as Directors; Elect Gunilla Nordstrom as New Director 12 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 5.2 Million 13 Ratify Deloitte as Auditors, Approve Mgmt For For For remuneration of Auditor 14.1 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14.2 Approve Stock Option Plan 2010 for Key Mgmt For For For Employees 14.3 Authorize Repurchase of Up to 5.73 Mgmt For For For Million Class A Shares in Connection with Stock Option Plan 2010 (Item 14b) and Reissuance of Repurchased Shares 15 Approve Reissuance of Repurchased Mgmt For For For Shares in Connection with 2006, 2007, and 2008 Stock Option Plans 16 Authorize Repurchase of Issued Shares Mgmt For For For 17 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 18 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- AUTONOMY CORPORATION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0669T101 03/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Webb as Director Mgmt For For For 4 Re-elect Sushovan Hussain as Director Mgmt For For For 5 Re-elect Michael Lynch as Director Mgmt For For For 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Richard Perle as Director Mgmt For Against Against 8 Re-elect Barry Ariko as Director Mgmt For Against Against 9 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 10 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 11 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights I 12 Subject to the Passing of Resolution Mgmt For For For 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 13 Authorise 24,087,628 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That the Company May Hold Mgmt For For For General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F06106102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.55 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Pension Scheme Agreement for Mgmt For For For Henri de Castries, Denis Duverne, and Francois Pierson 6 Approve Severance Payment Agreement for Mgmt For Against Against Henri de Castries 7 Approve Severance Payment Agreement for Mgmt For For For Denis Duverne 8 Reelect Norbert Dentressangle as Mgmt For For For Supervisory Board Member 9 Reelect Mazars as Auditor Mgmt For For For 10 Ratify Jean-Brice de Turkheim as Mgmt For For For Alternate Auditor 11 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 12 Approve Employee Stock Purchase Plan Mgmt For For For 13 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 14 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 15 Adopt One-Tiered Board Structure, Amend Mgmt For Against Against Bylaws Accordingly and Acknowledge Transfer of All Outstanding Authorizations 16 Amend Articles 7, 8, and 10 of Bylaws Mgmt For For For Re: Share Ownership Disclosure Thresholds, Form of Shares, Director Shareholding Requirements 17 Elect Henri de Castries as Director Mgmt For Against Against 18 Elect Denis Duverne as Director Mgmt For For For 19 Elect Jacques de Chateauvieux as Mgmt For Against Against Director 20 Elect Norbert Dentressangle as Director Mgmt For For For 21 Elect Jean-Martin Folz as Director Mgmt For Against Against 22 Elect Anthony Hamilton as Director Mgmt For For For 23 Elect Francois Martineau as Director Mgmt For For For 24 Elect Giuseppe Mussari as Director Mgmt For For For 25 Elect Ramon de Oliveira as Director Mgmt For For For 26 Elect Michel Pebereau as Director Mgmt For Against Against 27 Elect Dominique Reiniche as Director Mgmt For For For 28 Elect Ezra Suleiman as Director Mgmt For For For 29 Elect Isabelle Kocher as Director Mgmt For For For 30 Elect Suet-Fern Lee as Director Mgmt For For For 31 Elect Wendy Cooper as Representative of Mgmt For For For Employee Shareholders to the Board 32 Elect John Coultrap as Representative Mgmt Against Against For of Employee Shareholders to the Board 33 Elect Paul Geiersbach as Representative Mgmt Against Against For of Employee Shareholders to the Board 34 Elect Sebastien Herzog as Mgmt Against Against For Representative of Employee Shareholders to the Board 35 Elect Rodney Koch as Representative of Mgmt Against Against For Employee Shareholders to the Board 36 Elect Jason Steinberg as Representative Mgmt Against Against For of Employee Shareholders to the Board 37 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 1.2 Million 38 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G0689Q152 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of VT Group plc Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.40 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Sir Nigel Essenhigh as Director Mgmt For For For 4 Re-elect Justin Crookenden as Director Mgmt For For For 5 Re-elect Lord Alexander Hesketh as Mgmt For For For Director 6 Elect Sir David Omand as Director Mgmt For For For 7 Approve Remuneration Report Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors of the Company 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Approve Babcock International Group plc Mgmt For For For Performance Share Plan 2009 11 Approve Babcock International Group plc Mgmt For For For Company Share Option Plan 2009 12 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Party or Independent Election Candidates up to GBP 0.1M,to Political Organisations Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 13 Auth. Issue of Equity with Rights Under Mgmt For For For a General Authority up to Aggregate Nominal Amount of GBP 45,869,076 and an Additional Amount Pursuant to a Rights Issue of up to GBP 91,738,153 After Deducting Any Securities Issued Under the General Authority 14 Subject to the Passing of Resolution Mgmt For For For 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,887,248 15 Authorise 22,950,000 Ordinary Shares Mgmt For For For for Market Purchase 16 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ---------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements and Statutory Reports; Approve Allocation of Income and Distribution of Dividends for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Dir 2.1 Re-elect Francisco Gonzales Rodriguez Mgmt For For For 2.2 Ratify and Re-elect Angel Cano Fernandez Mgmt For For For 2.3 Re-elect Ramon Bustamente y de la Mora Mgmt For For For 2.4 Re-elect Ignacio Ferrero Jordi Mgmt For For For 3 Authorize Share Repurchase and Mgmt For For For Subsequent Capital Reduction via Amortization of Shares 4 Approve Share Incentive Scheme Plan for Mgmt For For For Management Team, Executive Directors and Executive Committee 5 Re-elect Auditors for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y0698A107 03/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 2.1 Approve Issuance of Convertible Mgmt For For For Corporate Bonds (Convertible Bonds) 2.2 Approve Issue Size of Convertible Bonds Mgmt For For For 2.3 Approve Par Value and Issue Price of Mgmt For For For Convertible Bonds 2.4 Approve Term of Convertible Bonds Mgmt For For For 2.5 Approve Interest Rate of Convertible Mgmt For For For Bonds 2.6 Approve Method and Timing of Interest Mgmt For For For Payment of Convertible Bonds 2.7 Approve Conversion Period of Mgmt For For For Convertible Bonds 2.8 Approve Conversion Price and Adjustment Mgmt For For For of Convertible Bonds 2.9 Approve Downward Adjustment to Mgmt For For For Convertible Bonds' Conversion Price 2.10 Approve Conversion Method of Fractional Mgmt For For For Share of the Convertible Bonds 2.11 Approve Terms of Redemption of the Mgmt For For For Convertible Bonds 2.12 Approve Redemption at the Option of Mgmt For For For Holders of Convertible Bonds 2.13 Approve Dividend Rights of the Year of Mgmt For For For Conversion 2.14 Approve Method of Issuance and Target Mgmt For For For Subscribers 2.15 Approve Subscription Arrangement for Mgmt For For For Existing A Shareholders 2.16 Approve Convertible Bonds' Holders and Mgmt For For For Meetings 2.17 Approve Use of Proceeds from Fund Mgmt For For For Raising Activities 2.18 Approve Special Provisions in Relation Mgmt For For For to Supplementary Capital 2.19 Approve Guarantee and Security of the Mgmt For For For Convertible Bonds 2.20 Approve Validity Period of the Mgmt For For For Resolution of the Convertible Bonds' Issue 2.21 Approve Matters Relating to Mgmt For For For Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 Mgmt For For For to 2012) 4 Approve Feasibility Analysis Report on Mgmt For For For the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the Mgmt For For For Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept 2009 Working Report of the Board Mgmt For For For of Directors 2 Accept 2009 Working Report of the Mgmt For For For Supervisors 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve the 2009 Profit Distribution Mgmt For For For Plan 5 Aprove the 2010 Annual Budget Mgmt For For For 6 Approve PricewaterhouseCoopers Zhong Mgmt For For For Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7.1 Reelect Xiao Gang as an Executive Mgmt For For For Director 7.2 Reelect Li Lihui as an Executive Mgmt For For For Director 7.3 Reelect Li Zaohang as an Executive Mgmt For For For Director 7.4 Reelect Zhou Zaiqun as an Executive Mgmt For Against Against Director 7.5 Reelect Anthony Francis Neoh as an Mgmt For For For Independent Non-Executive Directo 7.6 Reelect Huang Shizhong as an Mgmt For For For Independent Non-Executive Director 7.7 Reelect Huang Danhan as an Independent Mgmt For For For Non-Executive Director 8.1 Elect Qin Rongsheng as an External Mgmt For For For Supervisor 8.2 Elect Bai Jingming as an External Mgmt For For For Supervisor 8.3 Reelect Wang Xueqiang as a ShrHldr N/A For N/A Shareholders Representative Supervisor of the Bank 8.4 Reelect Liu Wanming as a Shareholders ShrHldr N/A For N/A Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the Mgmt For For For External Supervisors 10 Amend Articles of Association Mgmt For For For 11 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items of ShrHldr N/A For N/A the Delegation of Authorities by the Shareholders Meeting to the Board of Directors - ---------------------------------------------------------------------------------------------------------------- BANKERS PETROLEUM LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BNK CUSIP 066286303 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2 Elect Abdel F. (Abby) Badwi, Eric Mgmt For Withhold Against Brown, General Wesley Clark, Robert Cross, Jonathan Harris, Phillip Knoll and John B. Zaozirny as Directors 3 Approve KPMG LLP as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 4 Approve Shareholder Rights Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G08036124 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Reuben Jeffery III as Director Mgmt For For For 4 Re-elect Marcus Agius as Director Mgmt For For For 5 Re-elect David Booth as Director Mgmt For For For 6 Re-elect Sir Richard Broadbent as Mgmt For For For Director 7 Re-elect Sir Michael Rake as Director Mgmt For For For 8 Re-elect Sir Andrew Likierman as Mgmt For For For Director 9 Re-elect Chris Lucas as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP Mgmt For For For Auditors 11 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For 16 Authorise the Company to Call EGM with Mgmt For For For Two Weeks Notice 17 Adopt New Articles of Association Mgmt For For For 18 Approve SAYE Share Option Scheme Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G08036124 08/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Disposal by Barclays plc of the Mgmt For For For Barclays Global Investors Business and Ancillary Arrangements - ---------------------------------------------------------------------------------------------------------------- BASF SE (FORMERLY BASF AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D06216101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.70 per Share 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Approve Conversion of Bearer Shares Mgmt For For For into Registered Shares 7 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications 8 Approve Remuneration System for Mgmt For For For Management Board Members 9.1 Amend Articles Re: Calculation of Mgmt For For For Deadlines for General Meeting 9.2 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting 9.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting - ---------------------------------------------------------------------------------------------------------------- BAYER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D0712D163 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2009 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Approve Creation of EUR 530 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 6 Approve Creation of EUR 211.7 Million Mgmt For For For Pool of Capital without Preemptive Rights 7 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 - ---------------------------------------------------------------------------------------------------------------- BAYTEX ENERGY TRUST (BAYTEX ENERGY LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BTE.U CUSIP 073176109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors of Baytex Mgmt For For For Energy Ltd. at Eight 2.1 Elect John A. Brussa as Director of Mgmt For For For Baytex Energy Ltd. 2.2 Elect Raymond T. Chan as Director of Mgmt For For For Baytex Energy Ltd. 2.3 Elect Edward Chwyl as Director of Mgmt For For For Baytex Energy Ltd. 2.4 Elect Naveen Dargan as Director of Mgmt For For For Baytex Energy Ltd. 2.5 Elect R. E. T. (Rusty) Goepel as Mgmt For For For Director of Baytex Energy Ltd. 2.6 Elect Anthony W. Marino as Director of Mgmt For For For Baytex Energy Ltd. 2.7 Elect Gregory K. Melchin as Director of Mgmt For For For Baytex Energy Ltd. 2.8 Elect Dale O. Shwed as Director of Mgmt For For For Baytex Energy Ltd. 3 Approve Deloitte & Touche LLP as Mgmt For For For Auditors of the Trust and Authorize Board of Baytex Energy Ltd. to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1245Z108 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Mark Seligman as Director Mgmt For For For 5 Re-elect Peter Backhouse as Director Mgmt For For For 6 Re-elect Lord Sharman as Director Mgmt For For For 7 Re-elect Philippe Varin as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors 9 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 15 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP Q1498M100 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Approve Stock Option Plan Grants Mgmt For For For 10 Appr Iss of Shrs for Priv Placement Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Approve Reduction in Share Capital Mgmt For For For 12.2 Approve Reduction in Share Capital Mgmt For For For 12.3 Approve Reduction in Share Capital Mgmt For For For 12.4 Approve Reduction in Share Capital Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Approve Stock Option Plan Grants Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G10877101 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Approve Aud and their Remuneration Mgmt For For For 9 Auth Issuance with Preemptive Rgts Mgmt For For For 10 Appr Issuance w/o Preemptive Rgts Mgmt For For For 11 Authorize Share Repurchase Program Mgmt For For For 12.1 Reduce/Cancel Share Premium Acct Mgmt For For For 12.2 Reduce/Cancel Share Premium Acct Mgmt For For For 12.3 Reduce/Cancel Share Premium Acct Mgmt For For For 12.4 Reduce/Cancel Share Premium Acct Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Company-Specific Compens-Related Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BILFINGER BERGER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D11648108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6.1 Reelect Hans Bauer to the Supervisory Mgmt For For For Board 6.2 Reelect Horst Dietz to the Supervisory Mgmt For For For Board 7 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 69 Million Pool Mgmt For For For of Capital with Partial Exclusion of Preemptive Rights 10 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 13.8 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Change of Corporate Form to Mgmt For For For Societas Europaea (SE) - ---------------------------------------------------------------------------------------------------------------- BLUESCOPE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BSL CUSIP Q1415L102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1058Q238 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 4 Acknowledge Auditors' Special Report Mgmt For For For Mentioning the Absence of New Related-Party Transactions 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Reelect Louis Schweitzer as Director Mgmt For Against Against 7 Elect Michel Tilmant as Director Mgmt For For For 8 Elect Emiel Van Broekhoven as Director Mgmt For For For 9 Elect Meglena Kuneva as Director Mgmt For For For 10 Elect Jean Laurent Bonnafe as Director Mgmt For For For 11 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 975,000 12 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million 14 Authorize Capital Increase of Up to EUR Mgmt For For For 350 Million for Future Exchange Offers 15 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 16 Set Total Limit for Capital Increase to Mgmt For For For Result from Issuance Requests under Items 8 to 10 at EUR 350 Million 17 Authorize Capitalization of Reserves of Mgmt For For For Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 18 Set Total Limit for Capital Increase to Mgmt For For For Result from Issuance Requests under Items 7 to 10 at EUR1 Billion 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 21 Approve Merger by Absorption of Fortis Mgmt For For For Banque France 22 Amend Bylaws to Remove All References Mgmt For For For to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws 23 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G12793108 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Paul Anderson as Director Mgmt For For For 4 Re-elect Antony Burgmans as Director Mgmt For For For 5 Re-elect Cynthia Carroll as Director Mgmt For For For 6 Re-elect Sir William Castell as Director Mgmt For For For 7 Re-elect Iain Conn as Director Mgmt For For For 8 Re-elect George David as Director Mgmt For For For 9 Elect Ian Davis as Director Mgmt For For For 10 Re-elect Robert Dudley as Director Mgmt For For For 11 Re-elect Douglas Flint as Director Mgmt For For For 12 Re-elect Dr Byron Grote as Director Mgmt For For For 13 Re-elect Dr Tony Hayward as Director Mgmt For For For 14 Re-elect Andy Inglis as Director Mgmt For For For 15 Re-elect Dr DeAnne Julius as Director Mgmt For For For 16 Elect Carl-Henric Svanberg as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Auditors Mgmt For For For and Authorise Their Remuneration 18 Adopt New Articles of Association Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 22 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 23 Approve Executive Directors' Incentive Mgmt For For For Plan 24 Approve Scrip Dividend Mgmt For For For 25 Approve that the Audit Committee or a ShrHldr Against Against For Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project - ---------------------------------------------------------------------------------------------------------------- BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 8 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For Against Against 4 Appoint Alternate Statutory Auditor Mgmt For For For 5 Approve Retirement Bonus and Special Mgmt For Against Against Payments in Connection with Abolition of Retirement Bonus System 6 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 7 Approve Deep Discount Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G1510J102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors 5 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 6.1 Re-elect Ana Llopis as Director Mgmt For For For 6.2 Re-elect Christine Morin-Postel as Mgmt For For For Director 6.3 Re-elect Anthony Ruys as Director Mgmt For For For 7 Elect Richard Burrows as Director Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 12 Adopt New Articles of Association Mgmt For For For 13 Amend Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BRITISH SKY BROADCASTING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G15632105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 10.1 Pence Mgmt For For For Per Ordinary Share 3 Elect Tom Mockridge as Director Mgmt For For For 4 Re-elect Nicholas Ferguson as Director Mgmt For For For 5 Re-elect Andrew Higginson as Director Mgmt For For For 6 Re-elect Jacques Nasser as Director Mgmt For For For 7 Re-elect Gail Rebuck as Director Mgmt For For For 8 Re-elect David DeVoe as Director Mgmt For For For 9 Re-elect Allan Leighton as Director Mgmt For For For 10 Re-elect Arthur Siskind as Director Mgmt For For For 11 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise the Board to Determine Their Remuneration 12 Approve Remuneration Report Mgmt For For For 13 Auth. Company and its Subsidiaries to Mgmt For For For Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M 14 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 289,000,000 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 43,500,000 16 Adopt New Articles of Association Mgmt For For For 17 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ---------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Gary A. Filmon Mgmt For For For 1.4 Elect Director Gordon D. Giffin Mgmt For For For 1.5 Elect Director Steve W. Laut Mgmt For For For 1.6 Elect Director Keith A.J. MacPhail Mgmt For For For 1.7 Elect Director Allan P. Markin Mgmt For For For 1.8 Elect Director Frank J. McKenna Mgmt For For For 1.9 Elect Director James S. Palmer Mgmt For For For 1.10 Elect Director Eldon R. Smith Mgmt For For For 1.11 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Split Mgmt For For For 4 Amend Stock Option Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F13587120 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.80 per Share 5 Reelect Yann Delabriere as Director Mgmt For For For 6 Reelect Paul Hermelin as Director Mgmt For For For 7 Reelect Michel Jalabert as Director Mgmt For For For 8 Reelect Serge Kampf as Director Mgmt For For For 9 Reelect Phil Laskawy as Director Mgmt For Against Against 10 Reelect Ruud van Ommeren as Director Mgmt For For For 11 Reelect Terry Ozan as Director Mgmt For For For 12 Reelect Bruno Roger as Director Mgmt For For For 13 Elect Laurence Dors as Director Mgmt For For For 14 Reelect Pierre Hessler as Censor Mgmt For For For 15 Reelect Geoff Unwin as Censor Mgmt For For For 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 18 Authorize Capitalization of Reserves of Mgmt For For For Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 19 Set Global Limit for Capital Increase Mgmt For For For to Result from Issuance Requests under Items 20 to 26 at EUR 500 Million and under Items 21 to 26 at EUR 185 Million 20 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 185 Million 22 Approve Issuance of Shares for a Mgmt For For For Private Placement up to Aggregate Nominal Amount of EUR 185 Million 23 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Board to Set Issue Price for Mgmt For Against Against 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 25 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 26 Authorize Capital Increase of Up to EUR Mgmt For For For 185 Million for Future Exchange Offers 27 Approve Employee Stock Purchase Plan Mgmt For For For 28 Amend Articles 14 and 19 of Bylaws Re: Mgmt For For For Chairman of the board 29 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Mgmt For For For Statutory Report; Approve Discharge of Supervisory Board and Executive Board 3 Approve Allocation of Income and Mgmt For For For Dividends of DKK 3.50 per Share 4 Authorize Repurchase of up to 10 Mgmt For Against Against Percent of Share Capital 5.1 Amend Articles Regarding Registered Mgmt For For For Office 5.2 Amend Articles Re: Set Corporate Mgmt For For For Laguage as English 5.3 Amend Articles Re: Allow Electronic Mgmt For For For Distribution of Company Communications 5.4 Amend Articles Regarding Convocation of Mgmt For For For General Meeting 5.5 Amend Articles Re: Right to Call Mgmt For For For General Meeting 5.6 Amend Articles Regarding Adjournment of Mgmt For For For Commenced General Meeting 5.7 Amend Articles Regarding Publication of Mgmt For For For Material Pertaining to General Meeting 5.8 Amend Articles Regarding Right to Mgmt For For For Attend General Meeting 5.9 Amend Articles Regarding Submission of Mgmt For For For Subjects for Agenda of General Meeting 5.10 Amend Articles Regarding Right to be Mgmt For For For Represented by Proxy 5.11 Amend Articles Regarding Accountants Mgmt For For For 5.12 Amend Articles Regarding Publication of Mgmt For For For Minutes of General Meeting 5.13 Amend Articles Re: Authorize Board to Mgmt For For For Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency 6.1 Reelect Jess Soderberg as Director Mgmt For For For 6.2 Reelect Flemming Besenbacher as Director Mgmt For Abstain Against 6.3 Reelect Per Ohrgaard as Director Mgmt For Abstain Against 6.4 Elect Lars Stemmerik as Director Mgmt For Abstain Against 7 Ratify KPMG as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CARREFOUR TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F13923119 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Transaction with Lars Olofsson Mgmt For Against Against Re: Severance Payment 4 Approve Transaction with Lars Olofsson Mgmt For For For Re: Additional Pension Scheme 5 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.08 per Share 6 Reelect Anne-Claire Taittinger as Mgmt For For For Director 7 Reelect Sebastien Bazin as Director Mgmt For For For 8 Reelect Thierry Breton as Director Mgmt For For For 9 Reelect Charles Edelstenne as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 12 Authorize Stock Option Plan Mgmt For Against Against 13 Authorize up to 0.5 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- CHEMRING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G20860105 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 36 Pence Per Mgmt For For For Ordinary Share 4 Re-elect Lord Freeman as Director Mgmt For For For 5 Re-elect Kenneth Scobie as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise Board to Fix Their Remuneration 7 Amend Chemring Group Performance Share Mgmt For For For Plan 8 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 9 Subject to the Passing of Resolution 8, Mgmt For For For Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 10 Authorise 3,535,083 Ordinary Shares for Mgmt For For For Market Purchase 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Hold General Mgmt For For For Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice - ---------------------------------------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y13213106 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Elect Li Tzar Kuoi, Victor as Director Mgmt For For For 3.2 Elect Ip Tak Chuen, Edmond as Director Mgmt For For For 3.3 Elect Chiu Kwok Hung, Justin as Director Mgmt For For For 3.4 Elect Chow Kun Chee, Roland as Director Mgmt For For For 3.5 Elect Yeh Yuan Chang, Anthony as Mgmt For For For Director 3.6 Elect Chow Nin Mow, Albert as Director Mgmt For For For 3.7 Elect Wong Yick-ming, Rosanna as Mgmt For For For Director 4 Appoint Deloitte Touche Tohmatsu as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ---------------------------------------------------------------------------------------------------------------- CHIBA BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8331 CUSIP J05670104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5.5 2.1 Elect Director Tadashi Ito Mgmt For For For 2.2 Elect Director Masahisa Shiizu Mgmt For For For 2.3 Elect Director Takashi Suda Mgmt For For For 2.4 Elect Director Tetsuya Koike Mgmt For For For 2.5 Elect Director Kyoichi Hanashima Mgmt For For For 2.6 Elect Director Masao Morimoto Mgmt For For For 3 Approve Retirement Bonuses and Special Mgmt For Against Against Payments in Connection with Abolition of Retirement Bonus System 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceilings for Directors and Statutory Auditors 6 Approve Deep Discount Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CHUGAI PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4519 CUSIP J06930101 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 23 2.1 Elect Director Mgmt For Against Against 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For Against Against 2.8 Elect Director Mgmt For Against Against 2.9 Elect Director Mgmt For For For 2.10 Elect Director Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CNP ASSURANCES TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F1876N318 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Gilles Benoist Mgmt For Against Against Re: Amendment to Employment Contract 6 Ratify Appointment of Tommaso Padoa Mgmt For For For Schioppa as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Appoint Cabinet PricewaterhouseCoopers Mgmt For For For Audit as Auditor and Yves Nicolas as Alternate Auditor 9 Renew Appointment of Cabinet Mazars as Mgmt For For For Auditor and Appoint Michel Barbet Massin as Alternate Auditor 10 Approve Stock Split Mgmt For For For 11 Pursuant to Item 10 Above, Amend Mgmt For For For Article 7 of Bylaws to Reflect Reduction of Par Value of Common Stock and Increase of Common Stock 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B26882165 09/16/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Directors' and Auditors' Reports Mgmt N/A TNA N/A 2.1 Accept Financial Statements Mgmt For TNA N/A 2.2 Accept Consolidated Financial Statements Mgmt For TNA N/A 3 Approve Dividends of EUR 4.04 per Share Mgmt For TNA N/A 4 Approve Allocation of Income Mgmt For TNA N/A 5 Approve Profit Participation of Mgmt For TNA N/A Employees Through Allotment of Repurchased Shares of Colruyt 6 Approve Discharge of Directors Mgmt For TNA N/A 7 Approve Discharge of Auditors Mgmt For TNA N/A 8.1 Reelect SA Farik Represented by Frans Mgmt For TNA N/A Colruyt as Director 8.2 Reelect SA Herbeco Represented by Piet Mgmt For TNA N/A Colruyt as Director 8.3 Reelect Frans Colruyt as Director Mgmt For TNA N/A 9 Allow Questions Mgmt N/A TNA N/A - ---------------------------------------------------------------------------------------------------------------- COLRUYT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP B26882165 10/16/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Special Board Report OR Special Mgmt For N/A N/A Auditor Report 2 Receive Special Board Report OR Special Mgmt For N/A N/A Auditor Report 3 Approve Employee Stock Purchase Pln Mgmt For N/A N/A 4 Company-Specific Compens-Related Mgmt For N/A N/A 5 Eliminate Preemptive Rights Mgmt For N/A N/A 6 Auth Rgts/Ltd Issue w/o Prmtve Rgts Mgmt For N/A N/A 7 Company-Specific Compens-Related Mgmt For N/A N/A 8 Board to Execute Apprd Resolutions Mgmt For N/A N/A 9 Receive Special Board Report OR Special Mgmt For N/A N/A Auditor Report 10 Receive Special Board Report OR Special Mgmt For N/A N/A Auditor Report 11 Amend Corporate Purpose Mgmt For N/A N/A 12 Amend Art/Charter Equity-Related Mgmt For N/A N/A 13 Receive Special Board Report OR Special Mgmt For N/A N/A Auditor Report 14 Authorize Share Repurchase Program Mgmt For N/A N/A 15 Approve Reduction in Share Capital Mgmt For N/A N/A 16 Board to Execute Apprd Resolutions Mgmt For N/A N/A 17 Allow Questions Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F80343100 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1 per Share 4 Authorize Payment of Dividends by Shares Mgmt For For For 5 Reelect Pierre-Andre de Chalendar as Mgmt For Against Against Director 6 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Severance Payment 7 Approve Transaction with Pierre-Andre Mgmt For Against Against de Chalendar Re: Pension Scheme 8 Approve Agreement for Pierre-Andre de Mgmt For For For Chalendar Re: Amendment of Health Insurance 9 Approve Transaction between Jean-Louis Mgmt For For For Beffa and Societe Civile Immobiliere de l'Ile de France Re: Residential Lease 10 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 11 Reelect PricewatrhouseCoopers Audit as Mgmt For For For Auditor 12 Reelect Yves Nicolas as Alternate Mgmt For For For Auditor 13 Authorize Board to Issue Free Warrants Mgmt For For For with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 14 Amend Article 18 of Bylaws Re: General Mgmt For For For Meetings 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP (FORMERLY CS HOLDING) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H3698D419 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2 per Share 4 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities 5.1 Reelect Noreen Doyle as Director Mgmt For For For 5.2 Reelect Aziz Syriani as Director Mgmt For Against Against 5.3 Reelect David Syz as Director Mgmt For For For 5.4 Reelect Peter Weibel as Director Mgmt For For For 5.5 Elect Jassim Al Thani as Director Mgmt For For For 5.6 Elect Robert Benmosche as Director Mgmt For For For 5.7 Ratify KPMG AG as Auditors Mgmt For For For 5.8 Ratify BDO Visura as Special Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CSL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSL CUSIP Q3018U109 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 2.3 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For 5 Renew Partial Takeover Provision Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DAI NIPPON PRINTING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7912 CUSIP J10584100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 16 2.1 Elect Director Yoshitoshi Kitajima Mgmt For For For 2.2 Elect Director Kouichi Takanami Mgmt For For For 2.3 Elect Director Satoshi Saruwatari Mgmt For For For 2.4 Elect Director Masayoshi Yamada Mgmt For For For 2.5 Elect Director Yoshinari Kitajima Mgmt For For For 2.6 Elect Director Mitsuhiko Hakii Mgmt For For For 2.7 Elect Director Osamu Tsuchida Mgmt For For For 2.8 Elect Director Teruomi Yoshino Mgmt For For For 2.9 Elect Director Yuujirou Kuroda Mgmt For For For 2.10 Elect Director Masahiko Wada Mgmt For For For 2.11 Elect Director Kazumasa Hiroki Mgmt For For For 2.12 Elect Director Tetsuji Morino Mgmt For For For 2.13 Elect Director Shigeru Kashiwabara Mgmt For For For 2.14 Elect Director Kunikazu Akishige Mgmt For For For 2.15 Elect Director Kenji Noguchi Mgmt For For For 2.16 Elect Director Yoshiaki Nagano Mgmt For For For 2.17 Elect Director Motoharu Kitajima Mgmt For For For 2.18 Elect Director Takao Shimizu Mgmt For For For 2.19 Elect Director Tatsuo Komaki Mgmt For For For 2.20 Elect Director Akira Yokomizo Mgmt For For For 2.21 Elect Director Yoshiki Nozaka Mgmt For For For 2.22 Elect Director Masaki Tsukada Mgmt For For For 2.23 Elect Director Sakae Hikita Mgmt For For For 2.24 Elect Director Tadao Tsukada Mgmt For For For 3 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ---------------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CUSIP J08484149 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2.1 Elect Director Daisuke Ogawa Mgmt For For For 2.2 Elect Director Misao Fudaba Mgmt For For For 2.3 Elect Director Tetsuji Yanami Mgmt For For For 2.4 Elect Director Ichiro Katagiri Mgmt For For For 2.5 Elect Director Koji Shima Mgmt For For For 2.6 Elect Director Shigetaka Komori Mgmt For Against Against 2.7 Elect Director Akishige Okada Mgmt For For For 2.8 Elect Director Yuichi Miura Mgmt For For For 3 Appoint Statutory Auditor Kunie Okamoto Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Takashi Shouda Mgmt For For For 2.2 Elect Director Hitoshi Matsuda Mgmt For For For 2.3 Elect Director Tsutomu Une Mgmt For For For 2.4 Elect Director Takeshi Ogita Mgmt For For For 2.5 Elect Director Takashi Okimoto Mgmt For For For 2.6 Elect Director Joji Nakayama Mgmt For For For 2.7 Elect Director Kazunori Hirokawa Mgmt For For For 2.8 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.9 Elect Director Kunio Ishihara Mgmt For For For 2.10 Elect Director Yuichiro Anzai Mgmt For For For 3.1 Appoint Statutory Auditor Akio Yamada Mgmt For For For 3.2 Appoint Statutory Auditor Shigeaki Mgmt For For For Ishikawa 4 Appoint Alternate Statutory Auditor Mgmt For For For Sumio Moriwaki 5 Approve Payment of Annual Bonuses to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives Mgmt For For For when Repurchasing Shares 8 Elect Paul Achleitner to the Mgmt For For For Supervisory Board 9 Amend Articles Re: New German Mgmt For For For Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10 Amend Articles Re: Board-Related Mgmt For For For 11 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights - ---------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 101 2.1 Elect Director Shuji Nakata Mgmt For For For 2.2 Elect Director Hiroshi Kawaguchi Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akira Kiyota Mgmt For For For 1.2 Elect Director Shigeharu Suzuki Mgmt For For For 1.3 Elect Director Shin Yoshidome Mgmt For For For 1.4 Elect Director Takashi Hibino Mgmt For For For 1.5 Elect Director Nobuyuki Iwamoto Mgmt For For For 1.6 Elect Director Kazuo Oda Mgmt For For For 1.7 Elect Director Saburou Jifuku Mgmt For For For 1.8 Elect Director Tetsurou Kawakami Mgmt For For For 1.9 Elect Director Ryuuji Yasuda Mgmt For For For 1.10 Elect Director Kouichi Uno Mgmt For For For 1.11 Elect Director Nobuko Matsubara Mgmt For For For 1.12 Elect Director Keiichi Tadaki Mgmt For For For 1.13 Elect Director Makoto Shirakawa Mgmt For For For 1.14 Elect Director Takatoshi Wakabayashi Mgmt For For For 2 Approve Stock Option Plan and Deep Mgmt For For For Discount Stock Option Plan - ---------------------------------------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y20246107 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.14 Per Mgmt For For For Ordinary Share 3.1 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for 2009 (2008: SGD 1.5 Million) 3.2 Approve Special Remuneration of SGD 4.5 Mgmt For For For Million for Koh Boon Hwee for 2009 (2008: 2 Million) 4 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5.1 Reelect Ang Kong Hua as Director Mgmt For For For 5.2 Reelect John Alan Ross as Director Mgmt For For For 5.3 Reelect Kwa Chong Seng as Director Mgmt For For For 6.1 Reelect Ambat Ravi Shankar Menon as Mgmt For For For Director 6.2 Reelect Piyush Gupta as Director Mgmt For For For 6.3 Reelect Peter Seah Lim Huat as Director Mgmt For For For 7 Reelect Andrew Robert Fowell Buxton as Mgmt For For For Director 8.1 Approve Issuance of Shares and/or Grant Mgmt For For For Awards Pursuant to the DBSH Share Option Plan and/or the DBSH Share Plan 8.2 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.3 Approve Issuance of Shares Pursuant to Mgmt For For For the DBSH Scrip Dividend Scheme - ---------------------------------------------------------------------------------------------------------------- DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CUSIP J12075107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 14 2.1 Elect Director Kouichi Fukaya Mgmt For For For 2.2 Elect Director Nobuaki Katou Mgmt For For For 2.3 Elect Director Hiromi Tokuda Mgmt For For For 2.4 Elect Director Kouji Kobayashi Mgmt For For For 2.5 Elect Director Kazuo Hironaka Mgmt For For For 2.6 Elect Director Soujirou Tsuchiya Mgmt For For For 2.7 Elect Director Hikaru Sugi Mgmt For For For 2.8 Elect Director Shinji Shirasaki Mgmt For For For 2.9 Elect Director Mitsuhiko Masegi Mgmt For For For 2.10 Elect Director Masahiko Miyaki Mgmt For For For 2.11 Elect Director Akio Shikamura Mgmt For For For 2.12 Elect Director Haruya Maruyama Mgmt For For For 2.13 Elect Director Shouichirou Toyoda Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 4 Approve Special Payments in Connection Mgmt For Against Against with Abolition of Retirement Bonus System - ---------------------------------------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.75 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Authorize Repurchase of Up to Five Mgmt For For For Percent of Issued Share Capital for Trading Purposes 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives Mgmt For For For when Repurchasing Shares 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10 Amend Articles Re: Participation in, Mgmt For For For Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights 12 Amend Affiliation Agreements with Mgmt For For For Subsidiaries 13 Approve Affiliation Agreements with Mgmt For For For Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH - ---------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D1882G119 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For Against Against Management Board Members 6 Approve EUR 27.8 Million Capital Mgmt For For For Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million Mgmt For For For Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with Mgmt For For For Clearstream Banking AG 10.1 Amend Articles Re: Electronic Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10.2 Amend Articles Re: Exercise of Voting Mgmt For For For Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 - ---------------------------------------------------------------------------------------------------------------- DIALOG SEMICONDUCTOR PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5821P111 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 4 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 5 Re-elect Christopher Burke as Director Mgmt For Against Against 6 Re-elect John McMonigall as Director Mgmt For Against Against 7 Re-elect Peter Tan as Director Mgmt For Against Against 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 10 Amend the Non-Executive Directors 2006 Mgmt For Against Against Share Option Scheme 11 Approve the Executive Incentive Plan Mgmt For Against Against 2010 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Approve Reduction of Share Premium Mgmt For For For Account 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- DISCO CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6146 CUSIP J12327102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2 Approve Annual Bonus Payment to Mgmt For For For Directors 3 Approve Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Minutes of Meeting Mgmt For For For 3 Designate Inspector of Mtg Minutes Mgmt For For For 4 Auth Issuance with Preemptive Rgts Mgmt For For For 5 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R1812S105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Approve Notice of Meeting and Agenda Mgmt For For For 3 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 4 Approve Remuneration of Committee of Mgmt For For For Representatives, Control Committee, and Nominating Committee 5 Approve Remuneration of Auditors Mgmt For For For 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.75 per Share 7 Relect Nils Bastiansen, Toril Eidesvik, Mgmt For For For Eldbjorg Lower, Dag Opedal, Gudrun Rollefsen, Arthur Sletteberg, Hanne Wiig, and Herbjorn Hansson to Committee of Representatives; Elect Camilla Grieg, Per Moller, and Ole Reitan as New Members; Elect Deputy 8 Reelect Eldbjorg Lower, Per Moller, Mgmt For For For Arthur Sletteberg, and Reier Soberg as Members of Nominating Committee 9 Authorize Share Repurchase Program Mgmt For For For 10.1 Approve Advisory Part of Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 10.2 Approve Binding Part of Remuneration Mgmt For For For Policy And Other Terms of Employment For Executive Management 11.1 Special remuneration or broad shared ShrHldr N/A Against N/A financial responsibility and common interests 11.2 Reforms to ensure sound corporate ShrHldr N/A Against N/A governance by changing/strengthening the competence and independence of governing bodies 11.3 Reversal of authority to the General ShrHldr N/A Against N/A Meeting 11.4 Cultivation of individual roles in the ShrHldr N/A Against N/A Group to strengthen risk management and capital adequacy - ---------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 2 Amend Articles to Indemnify Directors Mgmt For For For and Statutory Auditors 3.1 Elect Director Mutsutake Otsuka Mgmt For For For 3.2 Elect Director Yoshio Ishida Mgmt For For For 3.3 Elect Director Satoshi Seino Mgmt For For For 3.4 Elect Director Tetsuro Tomita Mgmt For For For 3.5 Elect Director Masaki Ogata Mgmt For For For 3.6 Elect Director Yoshiaki Arai Mgmt For For For 3.7 Elect Director Tsugio Sekiji Mgmt For For For 3.8 Elect Director Yoichi Minami Mgmt For For For 3.9 Elect Director Toru Owada Mgmt For For For 3.10 Elect Director Yuji Fukasawa Mgmt For For For 3.11 Elect Director Yasuo Hayashi Mgmt For For For 3.12 Elect Director Shigeru Tanabe Mgmt For For For 3.13 Elect Director Shinichiro Kamada Mgmt For For For 3.14 Elect Director Yoshitaka Taura Mgmt For For For 3.15 Elect Director Naomichi Yagishita Mgmt For For For 3.16 Elect Director Naoto Miyashita Mgmt For For For 3.17 Elect Director Yuji Morimoto Mgmt For For For 3.18 Elect Director Osamu Kawanobe Mgmt For For For 3.19 Elect Director Toshiro Ichinose Mgmt For For For 3.20 Elect Director Masayuki Satomi Mgmt For For For 3.21 Elect Director Kimio Shimizu Mgmt For For For 3.22 Elect Director Tsukasa Haraguchi Mgmt For For For 3.23 Elect Director Tadami Tsuchiya Mgmt For For For 3.24 Elect Director Yasuyoshi Umehara Mgmt For For For 3.25 Elect Director Takeshi Sasaki Mgmt For For For 3.26 Elect Director Tomokazu Hamaguchi Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Amend Articles to Require Disclosure of ShrHldr Against For Against Individual Director Compensation Levels 6 Amend Articles to Require Reporting to ShrHldr Against Against For Shareholders of Advisor Appointments and Pay 7.1 Remove Director Mutsutake Otsuka from ShrHldr Against Against For Office 7.2 Remove Director Satoshi Seino from ShrHldr Against Against For Office 7.3 Remove Director Masaki Ogata from Office ShrHldr Against Against For 7.4 Remove Director Toru Owada from Office ShrHldr Against Against For 7.5 Remove Director Yuji Fukasawa from ShrHldr Against Against For Office 7.6 Remove Director Yasuo Hayashi from ShrHldr Against Against For Office 7.7 Remove Director Yuji Morimoto from ShrHldr Against Against For Office 8.1 Appoint Shareholder Nominee Hisayoshi ShrHldr Against Against For Serizawa to the Board 8.2 Appoint Shareholder Nominee Fusao ShrHldr Against Against For Shimoyama to the Board 8.3 Appoint Shareholder Nominee Makoto ShrHldr Against Against For Sataka to the Board 8.4 Appoint Shareholder Nominee Hisakatsu ShrHldr Against Against For Nihei to the Board 8.5 Appoint Shareholder Nominee Yoshinori ShrHldr Against Against For Takahashi to the Board 9 Cut Board Compensation by 20 Percent ShrHldr Against Against For 10 Approve Alternate Income Allocation to ShrHldr Against Against For Establish Reserve for Reemployment of Former JNR Employees 11 Approve Alternate Income Allocation to ShrHldr Against Against For Establish Reserve for Retention of Local Rail Lines 12 Approve Alternate Income Allocation to ShrHldr Against Against For Establish "Reserve for Safety Personnel" to Reduce Suicides - ---------------------------------------------------------------------------------------------------------------- ELECTROLUX AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W24713120 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marcus Wallenberg as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report Mgmt N/A N/A N/A 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 4.00 per Share 11 Determine Number of Members (10) and Mgmt For For For Deputy Members of Board (0); Receive Nomination Committee Report 12 Approve Remuneration of Board in the Mgmt For For For Amount of SEK 1.6 Million for Chairman, SEK 550,000 for Deputy Chairman, and SEK 475,000 for Other Board Members; Approve Remuneration for Committee Work; Approve 13 Reelect Marcus Wallenberg (Chair), Mgmt For For For Peggy Bruzelius, Torben Sorensen, Hasse Johansson, John Lupo, Barbara Thoralfsson, Johan Molin, Hans Straberg, and Caroline Sundewall as Directors; Elect Lorna Davis 14 Ratify PricewaterhouseCoopers AB as Mgmt For For For Auditors 15 Authorize Board Chairman, One Mgmt For For For Additional Director, and Representatives of Company's Four Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Approve Restricted Stock Plan for Key Mgmt For For For Employees 18.1 Authorize Repurchase Up to a Holding of Mgmt For For For Ten Percent of Issued Share Capital 18.2 Approve Reissuance of Repurchased Mgmt For For For Shares to Cover Expenses Connected with Company Acquisitions 18.3 Approve Reissuance of 3.0 Million Mgmt For For For Repurchased Class B Shares to Cover Expenses Connected to the 2003 Stock Option Plan and the Electrolux Share Program 2008 18.4 Approve Reissuance of 1.5 Million Mgmt For For For Repurchased Class B Shares to Cover Expenses Connected to the Electrolux Share Program 2010 19 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W2479G107 09/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports (Non-Voting) 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2 per Share 10 Approve Discharge of Board and President Mgmt For For For 11 Receive Nominating Committee Report Mgmt N/A N/A N/A 12 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of SEK 2.7 Million; Approve Remuneration of Auditors 14 Reelect Akbar Seddigh (Chair), Carl G. Mgmt For Against Against Palmstierna, Laurent Leksell, Tommy Karlsson, Hans Barella, Birgitta Stymne Goransson, Luciano Cattani and Vera Kallmeyer as Directors (Bundled) 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16.1 Authorize Share Repurchase Program Mgmt For For For 16.2 Authorize Reissuance of Repurchased Mgmt For For For Shares 16.3 Approve Transfer of 232,000 Shares to Mgmt For For For Participants in LTIP Program Proposed Under Item 17; Approve Transfer of 32,000 Shares to Cover Costs Associated with LTIP Program 17 Approve Restricted Stock Plan for Mgmt For For For Groupe Management, Senior Management, and Key Employees 18 Authorize Chairman of Board and Mgmt For For For Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee 19.1 Amend Articles Re: Newspaper Mgmt For For For Publication of General Meeting Notice 19.2 Amend Articles Re: Notice Period for Mgmt For For For General Meeting - ---------------------------------------------------------------------------------------------------------------- ELPIDA MEMORY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 6665 CUSIP J1354L103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yukio Sakamoto Mgmt For For For 1.2 Elect Director Shuuichi Ohtsuka Mgmt For For For 1.3 Elect Director Takao Adachi Mgmt For For For 1.4 Elect Director Hideki Gomi Mgmt For For For 1.5 Elect Director Yasuo Shirai Mgmt For For For 1.6 Elect Director Shieh Tsay-Jiu Mgmt For For For 1.7 Elect Director Nobuyuki Wataki Mgmt For For For 2 Appoint Statutory Auditor Toshio Nohara Mgmt For For For 3 Appoint Alternate Statutory Auditor Mgmt For For For Yoriko Noma 4 Approve Accounting Transfers Mgmt For For For 5 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor - ---------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Braithwaite Mgmt For For For 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director David A. Leslie Mgmt For For For 1.8 Elect Director George K. Petty Mgmt For For For 1.9 Elect Director Charles E. Shultz Mgmt For For For 1.10 Elect Director Dan C. Tutcher Mgmt For For For 1.11 Elect Director Catherine L. Williams Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter A. Dea as Director Mgmt For For For 1.2 Elect Randall K. Eresman as Director Mgmt For For For 1.3 Elect Claire S. Farley as Director Mgmt For For For 1.4 Elect Fred J. Fowler as Director Mgmt For For For 1.5 Elect Barry W. Harrison as Director Mgmt For For For 1.6 Elect Suzanne P Nimocks as Director Mgmt For For For 1.7 Elect David P. O?Brien as Director Mgmt For For For 1.8 Elect Jane L. Peverett as Director Mgmt For For For 1.9 Elect Allan P. Sawin as Director Mgmt For For For 1.10 Elect Bruce G. Waterman as Director Mgmt For For For 1.11 Elect Clayton H. Woitas as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan Mgmt For For For 4 Amend By-Law No.1 Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ECA CUSIP 292505104 11/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reorganization Plan Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For 3 Adopt/Amnd Shareholder Rights Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3679P115 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by the Italian Treasury Mgmt N/A Against N/A 3.2 Slate Submitted by Institutional Mgmt N/A For N/A Investors 4 Approve Internal Auditors' Remuneration Mgmt For For For 5 Amend Rules of General Meetings Mgmt For For For 6 Amend Articles Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T3643A145 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income Mgmt For For For 3 Approve Auditors and Authorize Board to Mgmt For For For Fix Their Remuneration 4 Amend Company Bylaws Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W26049119 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Treschow as Chairman of Mgmt For For For Meeting 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7 Receive President's Report; Allow Mgmt N/A N/A N/A Questions 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Discharge of Board and President Mgmt For For For 8.3 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.00 per Share; Approve April 16, 2010, as Record Date for Dividend 9.1 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 3.75 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members 9.3 Reelect Michael Treschow (Chair), Mgmt For For For Roxanne Austin, Peter Bonfield, Borje Ekholm, Ulf Johansson, Sverker Martin-Lof, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg; Elect Hans Vestberg and Michelangelo Volpi as New Directors 9.4 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee 9.5 Approve Omission of Remuneration to Mgmt For For For Nominating Committee Members 9.6 Approve Remuneration of Auditors Mgmt For For For 10 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 11.1 Approve 2010 Share Matching Plan for Mgmt For For For All Employees 11.2 Authorize Reissuance of 11.3 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for All Employees 11.3 Approve Swap Agreement with Third Party Mgmt For Against Against as Alternative to Item 11.2 11.4 Approve 2010 Share Matching Plan for Mgmt For For For Key Contributors 11.5 Authorize Reissuance of 7.8 Million Mgmt For For For Repurchased Class B Shares for 2010 Share Matching Plan for Key Contributors 11.6 Approve Swap Agreement with Third Party Mgmt For Against Against as Alternative to Item 11.5 11.7 Approve 2010 Restricted Stock Plan for Mgmt For For For Executives 11.8 Authorize Reissuance of 4.4 Million Mgmt For For For Repurchased Class B Shares for 2010 Restricted Stock Plan for Executives 11.9 Approve Swap Agreement with Third Party Mgmt For Against Against as Alternative to Item 11.8 12 Authorize Reissuance of up to 7.4 Mgmt For For For Million Repurchased Class B Shares to Cover Social Costs in Connection with 2006 Long-Term Incentive Plan and 2007, 2008, and 2009 Variable Compensation Plans 13 General Meeting Shall Instruct the ShrHldr N/A For N/A Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting 14 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F3692M128 07/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 14 of Bylaws Re: Age Mgmt For For For Limit for Directors 2 Amend Article 15 of Bylaws Re: Mgmt For Against Against Shareholding Requirements for Directors 3 Amend Article 18.1 of Bylaws Re: Age Mgmt For For For Limit for Chairman of the Board 4 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for CEO 5 Amend Article 18.3 of Bylaws Re: Age Mgmt For For For Limit for Vice-CEO 6 Amend Article 22 of Bylaws Re: Record Mgmt For For For Date 7 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- EUTELSAT COMMUNICATIONS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F3692M128 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Rpts 3 Appr Alloc of Income and Divs Mgmt For For For 4 Approve Special Auditors Report Mgmt For Against Against 5 Ratify Auditors Mgmt For For For 6 Ratify Alternate Auditor Mgmt For For For 7 Appr Discharge of Board and Pres. Mgmt For For For 8 Elect Directors Mgmt For For For 9 Authorize Share Repurchase Program Mgmt For Against Against 10 Auth Issuance with Preemptive Rgts Mgmt For Against Against 11 Appr Issuance w/o Preemptive Rgts Mgmt For Against Against 12 Appr Iss of Shrs for Priv Placement Mgmt For For For 13 Authorize Management Board to Set Issue Mgmt For Against Against Price for 10 Percent 14 Authorize Board to Increase Capital in Mgmt For Against Against the Event of Demand E 15 Capitalize Res for Bonus Issue/Par Mgmt For For For 16 Adopt/Amnd Shareholder Rights Plan Mgmt For Against Against 17 Increase Capital/Share Exch Offer Mgmt For Against Against 18 Authorize Capital Increase of up to 10 Mgmt For Against Against Percent of Issued Cap 19 Issue Equity/Convert Subs Secs Mgmt For Against Against 20 Approve Issuance of Securities Mgmt For For For Convertible into Debt 21 Approve Employee Stock Purchase Pln Mgmt For For For 22 Approve Restricted Stock Plan Mgmt For Against Against 23 Approve Stock Option Plan Mgmt For Against Against 24 Approve Reduction in Share Capital Mgmt For For For 25 Authorize Filing of Documents Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXPERIAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G32655105 07/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Chris Callero as Director Mgmt For For For 4 Re-elect John Peace as Director Mgmt For For For 5 Re-elect Laurence Danon as Director Mgmt For For For 6 Re-elect Sir Alan Rudge as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors of the Company 8 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to USD 34,182,528 and an Additional Amount Pursuant to a Rights Issue of up to USD 68,365,057 After Deducting Any Securities Issued Under the General Authority 10 Subject to the Passing of Resolution 9, Mgmt For For For Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 5,127,379 11 Authorise 102,547,586 Ordinary Shares Mgmt For For For for Market Purchase - ---------------------------------------------------------------------------------------------------------------- FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Statutory Mgmt For For For Reports, and Allocation of Income 2 Approve Remuneration of External Mgmt For For For Auditors 3 Amend Rules of General Meetings Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FINMECCANICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T4502J151 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FUJI ELECTRIC HOLDINGS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6504 CUSIP J14112106 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to Amend Business Lines Mgmt For For For - Change Company Name 2.1 Elect Director Michihiro Kitazawa Mgmt For For For 2.2 Elect Director Mitsunori Shirakura Mgmt For For For 2.3 Elect Director Takamichi Hamada Mgmt For For For 2.4 Elect Director Hisao Shigekane Mgmt For For For 2.5 Elect Director Hiroshi Nishigaki Mgmt For For For 2.6 Elect Director Michio Abe Mgmt For For For 2.7 Elect Director Junichi Matsumoto Mgmt For For For 2.8 Elect Director Takashi Kusaka Mgmt For For For 2.9 Elect Director Tadashi Kudo Mgmt For For For 2.10 Elect Director Hiroaki Kurokawa Mgmt For For For 2.11 Elect Director Motoyuki Suzuki Mgmt For For For 3.1 Appoint Statutory Auditor Toshio Mgmt For For For Shinozaki 3.2 Appoint Statutory Auditor Kunio Morikiyo Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FUJIFILM HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4901 CUSIP J14208102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12.5 2.1 Elect Director Shigetaka Komori Mgmt For For For 2.2 Elect Director Toshio Takahashi Mgmt For For For 2.3 Elect Director Tadashi Sasaki Mgmt For For For 2.4 Elect Director Yuzo Toda Mgmt For For For 2.5 Elect Director Nobuaki Inoue Mgmt For For For 2.6 Elect Director Tadahito Yamamoto Mgmt For For For 2.7 Elect Director Teisuke Kitayama Mgmt For For For 2.8 Elect Director Takeshi Higuchi Mgmt For For For 2.9 Elect Director Hisamasa Abe Mgmt For For For 2.10 Elect Director Shigehiro Nakajima Mgmt For For For 2.11 Elect Director Toru Takahashi Mgmt For For For 2.12 Elect Director Koichi Tamai Mgmt For For For 3.1 Appoint Statutory Auditor Daisuke Ogawa Mgmt For Against Against 3.2 Appoint Statutory Auditor Takeo Kosugi Mgmt For For For 4 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ---------------------------------------------------------------------------------------------------------------- FUJITSU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6702 CUSIP J15708159 06/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michiyoshi Mazuka Mgmt For For For 1.2 Elect Director Hiroshi Oura Mgmt For For For 1.3 Elect Director Haruo Ito Mgmt For For For 1.4 Elect Director Masami Yamamoto Mgmt For For For 1.5 Elect Director Kazuo Ishida Mgmt For For For 1.6 Elect Director Masami Fujita Mgmt For For For 1.7 Elect Director Kazuhiko Kato Mgmt For For For 1.8 Elect Director Masahiro Koezuka Mgmt For For For 1.9 Elect Director Yoko Ishikura Mgmt For For For 1.10 Elect Director Ryosei Kokubun Mgmt For For For 2 Approve Annual Bonus Payment to Mgmt For Against Against Directors and Statutory Auditors - ---------------------------------------------------------------------------------------------------------------- FURUKAWA ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5801 CUSIP J16464117 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2.5 2.1 Elect Director Hiroshi Ishihara Mgmt For For For 2.2 Elect Director Masao Yoshida Mgmt For For For 2.3 Elect Director Tetsuo Yoshino Mgmt For For For 2.4 Elect Director Takasuke Kaneko Mgmt For For For 2.5 Elect Director Sumitaka Fujita Mgmt For For For 2.6 Elect Director Hideo Sakura Mgmt For For For 2.7 Elect Director Masahiro Yanagimoto Mgmt For For For 2.8 Elect Director Shunichi Shindo Mgmt For For For 2.9 Elect Director Tetsuya Sato Mgmt For For For 2.10 Elect Director Mitsuyoshi Shibata Mgmt For For For 2.11 Elect Director Toru Shirasawa Mgmt For For For 2.12 Elect Director Nozomu Amano Mgmt For For For 3.1 Appoint Statutory Auditor Kaoru Yabuki Mgmt For For For 3.2 Appoint Statutory Auditor Kenji Koroyasu Mgmt For Against Against 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ---------------------------------------------------------------------------------------------------------------- GETINGE AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W3443C107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Carl Bennet as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7.1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report 7.2 Receive Consolidated Financial Mgmt N/A N/A N/A Statements and Statutory Reports; Receive Auditor's Report for Consolidated Accounts 7.3 Receive Auditor's Report on Application Mgmt N/A N/A N/A of Guidelines for Remuneration for Executive Management 7.4 Receive the Board's Dividend Proposal; Mgmt N/A N/A N/A Receive the Board's Report and the Board Committee Reports 8 Receive President's Report Mgmt N/A N/A N/A 9 Approve Financial Statements and Mgmt For For For Statutory Reports 10 Approve Allocation of Income and Mgmt For For For Dividends of SEK 2.75 per Share 11 Approve Discharge of Board and President Mgmt For For For 12 Determine Number of Members (7) and Mgmt For For For Deputy Members (0) of Board 13 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 900,000 for Chair and SEK 450,000 for Other Directors; Approve Additional Compensation for Committee Work 14 Reelect Carl Bennet (Chair), Johan Mgmt For For For Bygge, Rolf Ekedahl, Carola Lemne, Johan Malmquist, and Johan Stern as Directors; Elect Cecilia Wennborg as New Director 15 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 16 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIL CUSIP 375916103 02/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William D. Anderson as Director Mgmt For For For 1.2 Elect Robert M. Baylis as Director Mgmt For For For 1.3 Elect Glenn J. Chamandy as Director Mgmt For For For 1.4 Elect Sheila O'Brien as Director Mgmt For For For 1.5 Elect Pierre Robitaille as Director Mgmt For For For 1.6 Elect Richard P. Strubel as Director Mgmt For For For 1.7 Elect Gonzalo F. Valdes-Fauli as Mgmt For For For Director 1.8 Elect George Heller as Director Mgmt For For For 1.9 Elect James R. Scarborough as Director Mgmt For For For 2 Ratify KPMG LLPas Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H3238Q102 03/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 20.60 per Share 4 Approve Creation of CHF 10 Million Pool Mgmt For For For of Capital without Preemptive Rights 5.1 Amend Corporate Purpose Mgmt For For For 5.2 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 6.1 Elect Irina du Bois as Director Mgmt For For For 6.2 Reelect Peter Kappeler as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G3910J112 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Dr Stephanie Burns as Director Mgmt For For For 4 Re-elect Julian Heslop as Director Mgmt For For For 5 Re-elect Sir Deryck Maughan as Director Mgmt For For For 6 Re-elect Dr Daniel Podolsky as Director Mgmt For For For 7 Re-elect Sir Robert Wilson as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors 9 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise Market Purchase Mgmt For For For 14 Approve the Exemption from Statement of Mgmt For For For the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports 15 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 16 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GOLDEN AGRI-RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP ADPV11073 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare First and Final Dividend of SGD Mgmt For For For 0.00495 Per Ordinary Share 3 Approve Directors' Fees of SGD 258,336 Mgmt For For For for the Year Ended Dec. 31, 2009 (2008: SGD 228,000) 4 Reelect Frankle (Djafar) Widjaja as Mgmt For For For Director 5 Reelect Simon Lim as Director Mgmt For For For 6 Reelect Hong Pian Tee as Director Mgmt For For For 7 Reappoint Moore Stephens LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 9 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights 10 Approve Issuance of Shares without Mgmt For For For Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Mandate for Transactions with Mgmt For For For Related Parties - ---------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D3015J135 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Amend Articles Re: Electronic Mgmt For For For Distribution of Company Communications, Convocation of, and Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 6 Authorize Share Repurchase Program and Mgmt For For For Cancellation of Repurchased Shares 7 Authorize Reissuance of Repurchased Mgmt For For For Shares without Preemptive Rights 8 Approve Creation of EUR 60.3 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 9 Approve Issuance of Shares From Pool of Mgmt For Against Against Capital Authorized in Item 8 up to EUR 1 Million Pursuant to Employee Stock Option Plan 10 Approve Remuneration System for Mgmt For Against Against Management Board Members - ---------------------------------------------------------------------------------------------------------------- HARVEY NORMAN HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVN CUSIP Q4525E117 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Dividends Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For Against Against 4.3 Elect Directors Mgmt For Against Against 4.4 Elect Directors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D31709104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.12 per Share 3.1 Approve Discharge of Management Board Mgmt For For For Member Bernd Scheifele for Fiscal 2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Dominik von Achten for Fiscal 2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Daniel Gauthier for Fiscal 2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Andreas Kern for Fiscal 2009 3.5 Approve Discharge of Management Board Mgmt For For For Member Lorenz Naeger for Fiscal 2009 3.6 Approve Discharge of Management Board Mgmt For For For Member Albert Scheuer for Fiscal 2009 4.1 Approve Discharge of Supervisory Board Mgmt For For For Member Fritz-Juergen Heckmann for Fiscal 2009 4.2 Approve Discharge of Supervisory Board Mgmt For For For Member Heinz Schirmer for Fiscal 2009 4.3 Approve Discharge of Supervisory Board Mgmt For For For Member Heinz Schmitt for Fiscal 2009 4.4 Approve Discharge of Supervisory Board Mgmt For For For Member Theo Beermann for Fiscal 2009 4.5 Approve Discharge of Supervisory Board Mgmt For For For Member Robert Feiger for Fiscal 2009 4.6 Approve Discharge of Supervisory Board Mgmt For For For Member Veronika Fuess for Fiscal 2009 4.7 Approve Discharge of Supervisory Board Mgmt For For For Member Josef Heumann for Fiscal 2009 4.8 Approve Discharge of Supervisory Board Mgmt For For For Member Gerhard Hirth for Fiscal 2009 4.9 Approve Discharge of Supervisory Board Mgmt For For For Member Max Kley for Fiscal 2009 4.10 Approve Discharge of Supervisory Board Mgmt For For For Member Hans Kraut for Fiscal 2009 4.11 Approve Discharge of Supervisory Board Mgmt For For For Member Adolf Merckle for Fiscal 2009 4.12 Approve Discharge of Supervisory Board Mgmt For For For Member Ludwig Merckle for Fiscal 2009 4.13 Approve Discharge of Supervisory Board Mgmt For For For Member Tobias Merckle for Fiscal 2009 4.14 Approve Discharge of Supervisory Board Mgmt For For For Member Eduard Schleicher for Fiscal 2009 4.15 Approve Discharge of Supervisory Board Mgmt For For For Member Werner Schraeder for Fiscal 2009 4.16 Approve Discharge of Supervisory Board Mgmt For For For Member Frank-Dirk Steininger for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2010 6 Approve Creation of EUR 225 Million Mgmt For Against Against Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 56.1 Million Mgmt For Against Against Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds with Mgmt For Against Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Remuneration System for Mgmt For Against Against Management Board Members 10.1 Elect Alan Murray to the Supervisory Mgmt For For For Board 10.2 Elect Herbert Luetkestratkoetter to the Mgmt For For For Supervisory Board 11.1 Amend Articles Re: Nomination Committee Mgmt For For For 11.2 Approve Remuneration of Supervisory Mgmt For For For Board 12.1 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.2 Amend Articles Re: Electronic and Mgmt For For For Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.3 Amend Articles Re: Video and Audio Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.4 Amend Articles Re: Delete Redunant Mgmt For For For Paragraph with Identical Content to a Section of the Supervisory Board Statutes - ---------------------------------------------------------------------------------------------------------------- HEINEKEN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N39427211 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 1.2 Approve Financial Statements Mgmt For For For 1.3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.65 per Share 1.4 Approve Discharge of Management Board Mgmt For For For 1.5 Approve Discharge of Supervisory Board Mgmt For For For 2 Approve Acquisition of Beer Operations Mgmt For For For of FEMSA Via an All Share Transaction 3.1 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 3.2 Authorize Board to Issue Shares to FEMSA Mgmt For For For 3.3 Grant Board Authority to Issue Shares Mgmt For For For Up To Ten Percent of Issued Capital 3.4 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Items 3b and 3c 4 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 5.1 Approve Remuneration Report Containing Mgmt For Against Against Remuneration Policy for Management Board Members 5.2 Amend Restricted Stock Plan Mgmt For Against Against 6.1 Elect J.A. Fernandez Carbajal to Mgmt For For For Supervisory Board 6.2 Elect J.G. Astaburuaga Sanjines to Mgmt For For For Supervisory Board 6.3 Reelect C.J.A. van Lede to Supervisory Mgmt For For For Board 6.4 Reelect J.M. de Jong to Supervisory Mgmt For For For Board 6.5 Reelect A.M. Fentener van Vlissingen to Mgmt For For For Supervisory Board - ---------------------------------------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus Warrants Issue Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y31476107 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee King Yue as Director Mgmt For For For 3.2 Reelect Li Ning as Director Mgmt For Against Against 3.3 Reelect Lee Tat Man as Director Mgmt For Against Against 3.4 Reelect Po-shing Woo as Director Mgmt For For For 3.5 Reelect Gordon Kwong Che Keung as Mgmt For For For Director 3.6 Reelect Ko Ping Keung as Director Mgmt For For For 4 Reappoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 5.1 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.2 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 5.4 Approve Increase in Authorized Share Mgmt For Against Against Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares - ---------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA (FORMERLY HENKEL KGAA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D32051126 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Information on Resolution of Mgmt N/A N/A N/A Ordinary General Meeting to Create EUR 25.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights (Non-Voting) 2 Approve Creation of EUR 25.6 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- HOCHTIEF AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D33134103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 44.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Creation of EUR 53.8 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 10.1 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Projektentwicklung GmbH 10.2 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Deutsche Bau- und Siedlungs-Gesellschaft mit beschrankter Haftung 10.3 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary Eurafrica Baugesellschaft mit beschrankter Haftung 10.4 Approve Profit and Loss Transfer Mgmt For For For Agreement with Subsidiary HOCHTIEF Corporate Space Management GmbH 11 Approve Affiliation Agreement with Mgmt For For For Subsidiary HOCHTIEF Construction AG 12 Approve Domination Agreement with Mgmt For For For Subsidiary HOCHTIEF Concessions AG 13 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Elect Manfred Wennemer to the Mgmt For For For Supervisory Board - ---------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CUSIP J22050108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Yukio Arai Mgmt For For For 2.2 Elect Director Yutaka Kanai Mgmt For For For 2.3 Elect Director Susumu Kyuuwa Mgmt For For For 2.4 Elect Director Masato Kontani Mgmt For For For 2.5 Elect Director Isao Nagahara Mgmt For For For 2.6 Elect Director Yuuichi Hori Mgmt For For For 2.7 Elect Director Yukio Matsuoka Mgmt For For For 2.8 Elect Director Mitsuaki Minabe Mgmt For For For 2.9 Elect Director Kouhei Murata Mgmt For For For 2.10 Elect Director Toshinori Motobayashi Mgmt For For For 2.11 Elect Director Shinji Wakamiya Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H36940130 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.50 per Share 4.1 Reelect Markus Akermann as Director Mgmt For For For 4.2 Reelect Peter Kuepfer as Director Mgmt For For For 4.3 Reelect Rolf Soiron as Director Mgmt For Against Against 4.4 Elect Beat Hess as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For For 5 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - ---------------------------------------------------------------------------------------------------------------- HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H36940130 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Creation of CHF 110.7 Million Mgmt For For For Pool of Capital with Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CUSIP J22302111 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 12 2.1 Elect Director Takanobu Itou Mgmt For For For 2.2 Elect Director Kouichi Kondou Mgmt For For For 2.3 Elect Director Shigeru Takagi Mgmt For For For 2.4 Elect Director Akio Hamada Mgmt For For For 2.5 Elect Director Tetsuo Iwamura Mgmt For For For 2.6 Elect Director Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Director Fumihiko Ike Mgmt For For For 2.8 Elect Director Masaya Yamashita Mgmt For For For 2.9 Elect Director Kensaku Hougen Mgmt For For For 2.10 Elect Director Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Director Takeo Fukui Mgmt For For For 2.12 Elect Director Hiroshi Kobayashi Mgmt For For For 2.13 Elect Director Shou Minekawa Mgmt For For For 2.14 Elect Director Takuji Yamada Mgmt For For For 2.15 Elect Director Youichi Houjou Mgmt For For For 2.16 Elect Director Tsuneo Tanai Mgmt For For For 2.17 Elect Director Hiroyuki Yamada Mgmt For For For 2.18 Elect Director Tomohiko Kawanabe Mgmt For For For 2.19 Elect Director Masahiro Yoshida Mgmt For For For 2.20 Elect Director Seiji Kuraishi Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - ---------------------------------------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y3506N139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Per Mgmt For For For Share 3.1 Elect John Estmond Strickland as Mgmt For For For Director 3.2 Elect Wong Sai Hung, Oscar as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6.1 Approve Remuneration of HK$500,000 and Mgmt For For For HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6.2 Approve Attendance Fee of HK$2,500 Per Mgmt For For For Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y33549117 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Lee Lan Yee, Francis as Director Mgmt For For For 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 8 Amend Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 404280406 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Rona Fairhead as Director Mgmt For For For 3.2 Re-elect Michael Geoghegan as Director Mgmt For For For 3.3 Re-elect Stephen Green as Director Mgmt For For For 3.4 Re-elect Gwyn Morgan as Director Mgmt For For For 3.5 Re-elect Nagavara Murthy as Director Mgmt For For For 3.6 Re-elect Simon Robertson as Director Mgmt For For For 3.7 Re-elect John Thornton as Director Mgmt For For For 3.8 Re-elect Sir Brian Williamson as Mgmt For For For Director 4 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 5 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 6 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 7 Amend Articles of Association Mgmt For For For 8 Approve UK Share Incentive Plan Mgmt For For For 9 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y3744A105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Board of Mgmt For For For Directors 2 Accept Working Report of the Mgmt For For For Supervisory Committee 3 Accept Financial Statements and Mgmt For For For Statutory Reports 4 Approve Profit Distribution Plan Mgmt For For For 5 Reappoint PricewaterhouseCoopers Zhong Mgmt For For For Tian CPAs Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectively, with a Total Remuneration of About RMB 21.55 Million 6 Approve Issue of Short-term Debentures Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y38024108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Li Tzar Kuoi, Victor as Director Mgmt For For For 3.2 Reelect Frank John Sixt as Director Mgmt For Against Against 3.3 Reelect Michael David Kadoorie as Mgmt For For For Director 3.4 Reelect George Colin Magnus as Director Mgmt For For For 3.5 Reelect Margaret Leung Ko May Yee as Mgmt For Against Against Director 4 Appoint Auditors and Authorize Board to Mgmt For For For Fix Their Remuneration 5.1 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased Mgmt For Against Against Shares 6 Approve CKH Master Agreement and Mgmt For For For Acquisition of CKH Connected Debt Securities 7 Approve HSE Master Agreement and Mgmt For For For Acquisition of HSE Connected Debt Securities - ---------------------------------------------------------------------------------------------------------------- IBERDROLA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E6165F166 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual and Consolidated Mgmt For For For Financial Statements for the Fiscal Year Ended Dec. 31, 2009 2 Accept Management's Report on Company Mgmt For For For and Consolidated Group 3 Approve Discharge of Directors for the Mgmt For For For Year Ended Dec. 31, 2009. 4 Re-elect Auditor for Company and Mgmt For For For Consolidated Group for Fiscal Year 2010. 5 Approve Allocation of Income and Mgmt For For For Dividends 6 Approve Increase in Capital up to EUR Mgmt For For For 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws 7.1 Elect Maria Helena Antolin Raybaud as Mgmt For For For Independent Director 7.2 Elect Santiago Martinez Lage as Mgmt For For For Independent Director 7.3 Re-Elect Victor de Urrutia Vallejo as Mgmt For For For Independent Director 7.4 Re-Elect Ricardo Alvarez Isasi as Mgmt For For For Independent Director 7.5 Re-Elect Jose Ignacio Berroeta Mgmt For For For Echevarria as Independent Director 7.6 Re-Elect Juan Luis Arregui Ciarsolo as Mgmt For For For Independent Director 7.7 Re-Elect Jose Ignacio Sanchez Galan as Mgmt For For For Executive Director 7.8 Re-Elect Julio de Miguel Aynat as Mgmt For For For Independent Director 7.9 Re-Elect Sebastian Battaner Arias as Mgmt For For For Independent Director 7.10 Fix Number of Directors Mgmt For For For 8 Authorize Repurchase of Shares; Cancel Mgmt For For For Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 9 Authorize Board to Issue Within Five Mgmt For For For Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void A 10 Approve Listing and Delisting of Mgmt For For For Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 11 Authorize Board to Approve the Creation Mgmt For For For of Foundation; Void Authorization Granted at the AGM held on March 20, 2009 12 Modify Articles 11 and 62 of the Mgmt For For For Corporate By-laws 13 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ---------------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CUSIP J2388K103 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Akihiko Tenbou Mgmt For For For 1.2 Elect Director Kazuhisa Nakano Mgmt For For For 1.3 Elect Director Kenichi Matsui Mgmt For For For 1.4 Elect Director Akirou Nishiyori Mgmt For For For 1.5 Elect Director Seiji Fukunaga Mgmt For For For 1.6 Elect Director Takashi Tsukioka Mgmt For For For 1.7 Elect Director Yoshihisa Matsumoto Mgmt For For For 1.8 Elect Director Mitsuru Soneda Mgmt For For For 1.9 Elect Director Junjirou Kuramochi Mgmt For For For 1.10 Elect Director Yasunori Maeda Mgmt For For For 1.11 Elect Director Osamu Kamimae Mgmt For For For 1.12 Elect Director Takeshi Yamada Mgmt For For For 2.1 Appoint Statutory Auditor Kiyonobu Mgmt For For For Kobayashi 2.2 Appoint Statutory Auditor Minoru Koyama Mgmt For For For 3 Appoint External Audit Firm Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G4721W102 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 52 Pence Per Mgmt For For For Ordinary Share 4 Re-elect Dr Ken Burnett as Director Mgmt For For For 5 Re-elect Jean-Dominique Comolli as Mgmt For For For Director 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Charles Knott as Director Mgmt For For For 8 Re-elect Iain Napier as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors of the Company 10 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 11 Authorise Company and its Subsidiaries Mgmt For For For to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 a 12 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securit 13 Subject to the Passing of Resolution Mgmt For For For 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 14 Authorise 106,794,000 Ordinary Shares Mgmt For For For for Market Purchase 15 Approve That a General Meeting of the Mgmt For For For Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice 16 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D35415104 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 2 Discussion of Remuneration System for Mgmt N/A N/A N/A Management Board Members (Non-Voting) 3.1 Approve Discharge of Management Board Mgmt For For For Member Peter Bauer for Fiscal 2008/2009 3.2 Approve Discharge of Management Board Mgmt For For For Member Hermann Eul for Fiscal 2008/2009 3.3 Approve Discharge of Management Board Mgmt For For For Member Reinhard Ploss for Fiscal 2008/2009 3.4 Approve Discharge of Management Board Mgmt For For For Member Marco Schroeter for Fiscal 2008/2009 4.1 Approve Discharge of Supervisory Board Mgmt For For For Member Max Dietrich Kley for Fiscal 2008/2009 4.2 Approve Discharge of Supervisory Board Mgmt For For For Member Wigand Cramer for Fiscal 2008/2009 4.3 Approve Discharge of Supervisory Board Mgmt For For For Member Alfred Eibl for Fiscal 2008/2009 4.4 Approve Discharge of Former Supervisory Mgmt For For For Board Member Johannes Feldmayer for Fiscal 2008/2009 4.5 Approve Discharge of Supervisory Board Mgmt For For For Member Peter Gruber for Fiscal 2008/2009 4.6 Approve Discharge of Former Supervisory Mgmt For For For Board Member Jakob Hauser for Fiscal 2008/2009 4.7 Approve Discharge of Supervisory Board Mgmt For For For Member Gerhard Hobbach for Fiscal 2008/2009 4.8 Approve Discharge of Supervisory Board Mgmt For For For Member Renate Koecher for Fiscal 2008/2009 4.9 Approve Discharge of Supervisory Board Mgmt For For For Member Siegfried Luther for Fiscal 2008/2009 4.10 Approve Discharge of Former Supervisory Mgmt For For For Board Member Franz Neppl for Fiscal 2008/2009 4.11 Approve Discharge of Supervisory Board Mgmt For For For Member Manfred Puffer for Fiscal 2008/2009 4.12 Approve Discharge of Former Supervisory Mgmt For For For Board Member Michael Ruth for Fiscal 2008/2009 4.13 Approve Discharge of Supervisory Board Mgmt For For For Member Gerd Schmidt for Fiscal 2008/2009 4.14 Approve Discharge of Supervisory Board Mgmt For For For Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 4.15 Approve Discharge of Supervisory Board Mgmt For For For Member Horst Schuler for Fiscal 2008/2009 4.16 Approve Discharge of Supervisory Board Mgmt For For For Member Kerstin Schulzendorf for Fiscal 2008/2009 4.17 Approve Discharge of Supervisory Board Mgmt For For For Member Eckart Suenner for Fiscal 2008/2009 4.18 Approve Discharge of Supervisory Board Mgmt For For For Member Alexander Trueby for Fiscal 2008/2009 4.19 Approve Discharge of Supervisory Board Mgmt For For For Member Arnaud de Weert for Fiscal 2008/2009 4.20 Approve Discharge of Former Supervisory Mgmt For For For Board Member Martin Winterkorn for Fiscal 2008/2009 4.21 Approve Discharge of Supervisory Board Mgmt For For For Member Klaus Wucherer for Fiscal 2008/2009 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2009 6 Authorize Share Repurchase Program and Mgmt For Against Against Reissuance or Cancellation of Repurchased Shares 7.1 Elect Hans-Ulrich Holdenried to the Mgmt For For For Supervisory Board 7.2 Elect Renate Koecher to the Supervisory Mgmt For For For Board 7.3 Elect Manfred Puffer to the Supervisory Mgmt For For For Board 7.4 Elect Doris Schmitt-Landsiedel to the Mgmt For For For Supervisory Board 7.5 Elect Eckart Suenner to the Supervisory Mgmt For For For Board 7.6 Elect Klaus Wucherer to the Supervisory Mgmt For N/A N/A Board 7.7 Elect Willi Berchtold to the ShrHldr Against For Against Supervisory Board 8 Approve Cancellation of Two Mgmt For For For Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital 9 Approve Reduction of 2002 Pool of Mgmt For For For Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 10 Approve Creation of EUR 648 Million Mgmt For For For Pool of Capital without Preemptive Rights 11 Approve Creation of EUR 40 Million Pool Mgmt For For For of Capital without Preemptive Rights for Employee Share Awards 12 Approve Stock Option Plan for Key Mgmt For For For Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights 13 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capit 14.1 Amend Articles Re: Deadline for the Mgmt For For For Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.2 Amend Articles Re: Postal Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.3 Amend Articles Re: Online Participation Mgmt For For For and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.4 Amend Articles Re: Designation of Power Mgmt For For For of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14.5 Amend Articles Re: Audio and Video Mgmt For For For Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 15 Approve Affiliation Agreement with Mgmt For For For Subsidiary Hitex Development Tools GmbH 16 Approve Affiliation Agreement with Mgmt For For For Subsidiary Infineon Technologies Mantel 21 GmbH - ---------------------------------------------------------------------------------------------------------------- INMET MINING CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Yilmaz Arguden as Director Mgmt For For For 1.2 Elect David R. Beatty as Director Mgmt For For For 1.3 Elect John C. Eby as Director Mgmt For For For 1.4 Elect Paul E. Gagne as Director Mgmt For For For 1.5 Elect Oyvind Hushovd as Director Mgmt For For For 1.6 Elect Thomas E. Mara as Director Mgmt For For For 1.7 Elect Wolf K. Seidler as Director Mgmt For For For 1.8 Elect Jochen Tilk as Director Mgmt For For For 1.9 Elect James M. Tory as Director Mgmt For For For 1.10 Elect Douglas W.G. Whitehead as Director Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Nigel Rudd as Director Mgmt For For For 3.2 Re-elect Michael Parker as Director Mgmt For For For 3.3 Elect Wayne Edmunds as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Auditors Mgmt For For For of the Company 5 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 6 Approve Final Dividend of 1.5 Pence Per Mgmt For For For Share 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 26,687,937 and an Additional Amount Pursuant to a Rights Issue of up to GBP 53,375,875 After Deducting Any Securities Issued Under the General Authority 8 Subject to the Passing of Resolution 7, Mgmt For For For Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,003,190 9 Amend Articles of Association by Mgmt For For For Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association 10 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ---------------------------------------------------------------------------------------------------------------- ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For Withhold Against 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ISHARES MSCI EAFE INDEX FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS IYT CUSIP 464287465 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Investment Advisory Agreement Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CUSIP J2501P104 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 7.5 2 Amend Articles To Streamline Board Mgmt For For For Structure 3.1 Elect Director Eizou Kobayashi Mgmt For For For 3.2 Elect Director Kouhei Watanabe Mgmt For For For 3.3 Elect Director Masahiro Okafuji Mgmt For For For 3.4 Elect Director Toshihito Tamba Mgmt For For For 3.5 Elect Director Youichi Kobayashi Mgmt For For For 3.6 Elect Director Yoshio Akamatsu Mgmt For For For 3.7 Elect Director Yoshihisa Aoki Mgmt For For For 3.8 Elect Director Tadayuki Seki Mgmt For For For 3.9 Elect Director Hiroo Inoue Mgmt For For For 3.10 Elect Director Kenji Okada Mgmt For For For 3.11 Elect Director Kouji Takayanagi Mgmt For For For 3.12 Elect Director Satoshi Kikuchi Mgmt For For For 3.13 Elect Director Toru Matsushima Mgmt For For For 3.14 Elect Director Hitoshi Okamoto Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LTD(FORMERLY CYCLE & CARRIAGE LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y43703100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.47 Per Mgmt For For For Share 3 Approve Directors' Fees of Up to SGD Mgmt For For For 502,000 for the Year Ending Dec. 31, 2010 (2009: SGD 502,000) 4.1 Reelect Anthony Nightingale as Director Mgmt For For For 4.2 Reelect Benjamin Keswick as Director Mgmt For For For 4.3 Reelect Chiew Sin Cheok as Director Mgmt For For For 4.4 Reelect Chang See Hiang as Director Mgmt For For For 5 Reelect Boon Yoon Chiang as Director Mgmt For For For 6 Reappoint PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 7 Other Business (Voting) Mgmt For Against Against 8.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 8.2 Authorize Share Repurchase Program Mgmt For For For 8.3 Approve Mandate for Transactions with Mgmt For For For Related Parties - ---------------------------------------------------------------------------------------------------------------- JFE HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5411 CUSIP J2817M100 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 20 2.1 Elect Director Hajime Bada Mgmt For For For 2.2 Elect Director Eiji Hayashida Mgmt For For For 2.3 Elect Director Yoshio Ishikawa Mgmt For For For 2.4 Elect Director Kouhei Wakabayashi Mgmt For For For 2.5 Elect Director Sumiyuki Kishimoto Mgmt For For For 2.6 Elect Director Shigeo Asai Mgmt For For For 2.7 Elect Director Akimitsu Ashida Mgmt For For For 3 Appoint Statutory Auditor Hiroyuki Itami Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Isao Saiki - ---------------------------------------------------------------------------------------------------------------- K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CUSIP J36615102 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2.1 Elect Director Shuuichi Kato Mgmt For For For 2.2 Elect Director Motonobu Inoue Mgmt For For For 2.3 Elect Director Kenji Sato Mgmt For For For 2.4 Elect Director Susumu Hoteida Mgmt For For For 2.5 Elect Director Yukio Kato Mgmt For For For 2.6 Elect Director Hiroyuki Endo Mgmt For For For 2.7 Elect Director Tadashi Hiramoto Mgmt For For For 2.8 Elect Director Yasushi Yamada Mgmt For For For 2.9 Elect Director Yuuji Okano Mgmt For For For 2.10 Elect Director Kunihiko Yamamoto Mgmt For For For 2.11 Elect Director Masashi Takahashi Mgmt For For For 2.12 Elect Director Tomeo Igawa Mgmt For For For 2.13 Elect Director Jirou Matsumoto Mgmt For For For 2.14 Elect Director Masahiro Hayashi Mgmt For For For 2.15 Elect Director Yoichi Sakashita Mgmt For For For 2.16 Elect Director Naoto Ohsaka Mgmt For For For 2.17 Elect Director Shinichi Kawasumi Mgmt For For For 2.18 Elect Director Keisuke Inoue Mgmt For For For 3 Appoint Statutory Auditor Toyofusa Saito Mgmt For Against Against 4 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 5 Approve Retirement Bonus Payment for Mgmt For For For Director 6 Approve Stock Option Plan for Directors Mgmt For For For and Statutory Auditors 7 Approve Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KAO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4452 CINS J30642169 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 29 2.1 Elect Director Motoki Ozaki Mgmt For For For 2.2 Elect Director Takuo Goto Mgmt For For For 2.3 Elect Director Hiroshi Kanda Mgmt For For For 2.4 Elect Director Shunichi Nakagawa Mgmt For For For 2.5 Elect Director Tatsuo Takahashi Mgmt For For For 2.6 Elect Director Toshiharu Numata Mgmt For For For 2.7 Elect Director Toshihide Saito Mgmt For For For 2.8 Elect Director Shinichi Mita Mgmt For For For 2.9 Elect Director Masato Hirota Mgmt For For For 2.10 Elect Director Shinichiro Hiramine Mgmt For For For 2.11 Elect Director Ken Hashimoto Mgmt For For For 2.12 Elect Director Michitaka Sawada Mgmt For For For 2.13 Elect Director Hisao Mitsui Mgmt For For For 2.14 Elect Director Teruhiko Ikeda Mgmt For For For 2.15 Elect Director Takuma Otoshi Mgmt For For For 3 Appoint Statutory Auditor Tadashi Oe Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Satoshi Ito 5 Approve Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KB FINANCIAL GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KOKBFG CUSIP 48241A105 01/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kang Chung-Won as CEO Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Adoption of the KCL Restricted Mgmt For For For Share Plan 2 Declare Final Dividend of SGD 0.23 Per Mgmt For For For Share - ---------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' Reports 2 Approve Adoption of the KCL Performance Mgmt For For For Share Plan 3 Reelect Lim Hock San as Director Mgmt For For For 4 Reelect Oon Kum Loon as Director Mgmt For For For 5 Reelect Lee Boon Yang as Director Mgmt For For For 6 Reelect Alvin Yeo Khirn Hai as Director Mgmt For For For 7 Reelect Tong Chong Heong as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Director Mgmt For For For 9 Approve Directors' Fees Aggregating SGD Mgmt For For For 1.1 Million in Cash (2008: SGD 570,000) and Award of 30,000 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2009 10 Approve Special Remuneration of SGD Mgmt For For For 250,000 to Lim Chee Onn for the Period of Jan. 1, 2009 to June 30, 2009 11 Approve Award of Additional 4,500 Mgmt For For For Ordinary Shares to Lee Boon Yang as Payment in Part of His Remuneration for the Year Ended Dec. 31, 2009 12 Reappoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 13 Approve Issuance of Shares with or Mgmt For For For without Preemptive Rights 14 Authorize Share Repurchase Program Mgmt For For For 15 Approve Mandate for Transactions with Mgmt For For For Related Parties - ---------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y4722Z120 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scrip Dividend Distribution Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2503 CUSIP 497350108 03/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, With a Mgmt For For For Final Dividend of JPY 11.5 2.1 Elect Director Mgmt For For For 2.2 Elect Director Mgmt For For For 2.3 Elect Director Mgmt For For For 2.4 Elect Director Mgmt For For For 2.5 Elect Director Mgmt For For For 2.6 Elect Director Mgmt For For For 2.7 Elect Director Mgmt For For For 2.8 Elect Director Mgmt For For For 2.9 Elect Director Mgmt For For For 3 Appoint Statutory Auditor Mgmt For For For 4 Approve Payment of Annual Bonuses to Mgmt For For For Directors and Statutory Auditors - ---------------------------------------------------------------------------------------------------------------- KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X4551T105 03/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.295 Per Class A Share, and EUR 1.30 Per Class B Share; Authorize Donation for Charitable Purposes 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors In Mgmt For For For the Amount of EUR 54,000 for Chairman, EUR 42,000 for Vice Chairman, and EUR 30,000 for Ordinary Directors 11 Fix Number of Directors at Eight (8) Mgmt For For For and Number of Deputy Members at One (1) 12 Reelect Matti Alahuhta, Anne Brunila, Mgmt For Against Against Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Dir 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy and Mgmt For For For Heikki Lassila as Auditors 16 Establish KONE Corporation Centennial Mgmt For For For Foundation; Approve Distribution of 100,000 Treasury Class B Shares 17 Authorize Repurchase of up to 3.8 Mgmt For For For Million Class A Shares and 21.8 Million Class B Shares 18 Approve Issuance of 3.8 Million Class A Mgmt For For For Shares and 21.8 Million Class B Shares without Preemptive Rights 19 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N0139V142 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 5 Approve Financial Statements and Mgmt For For For Statutory Reports 6 Approve Dividends of EUR 0.23 Per Share Mgmt For For For 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Elect J.F. Rishton to Executive Board Mgmt For For For 10 Elect L.J. Hijmans van den Bergh to Mgmt For For For Executive Board 11 Elect J.A. Sprieser to Supervisory Board Mgmt For For For 12 Approve Remuneration of Supervisory Mgmt For For For Board 13 Ratify Deloitte Accountants B.V. as Mgmt For For For Auditors 14 Grant Board Authority to Issue Shares Mgmt For For For up to Ten Percent of Issued Capital 15 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 14 16 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 17 Approve Reduction of Issued Capital by Mgmt For For For Cancelling Treasury Shares 18 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N5017D122 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2.2 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 3 Approve Financial Statements and Mgmt For For For Statutory Reports 4.1 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 4.2 Approve Dividends of EUR 1.20 Per Share Mgmt For For For 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6.1 Reelect N.H. Gerardu to Management Board Mgmt For For For 6.2 Reelect R.D. Schwalb to Management Board Mgmt For For For 7.1 Reelect T. de Swaan to Supervisory Board Mgmt For For For 7.2 Elect R.J. Routs to Supervisory Board Mgmt For For For 8 Approve Remuneration Report Containing Mgmt For For For Remuneration Policy for Management Board Members 9.1 Grant Board Authority to Issue Shares Mgmt For For For Up To 10 Percent of Issued Capital Plus Additional10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 9.2 Authorize Board to Exclude Preemptive Mgmt For For For Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 11 Authoriize Reduction of Up to 10 Mgmt For For For Percent of Share Capital by Cancellation of Shares 12 Other Business Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE VOPAK N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N5075T100 08/27/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A TNA N/A 2.1 Authorize Board to Issue Cumulative Mgmt For TNA N/A Financing Preference Shares 2.2 Authorize Board to Exclude Preemptive Mgmt For TNA N/A Rights from Issuance under Item 2.a 3 Authorize Repurchase of Depositary Mgmt For TNA N/A Receipts for FinancingPreference Shares 4 Amend Articles Mgmt For TNA N/A 5 Other Business Mgmt N/A TNA N/A 6 Close Meeting Mgmt N/A TNA N/A - ---------------------------------------------------------------------------------------------------------------- KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N4297B146 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 3 Discussion on Company's Corporate Mgmt N/A N/A N/A Governance Structure 4 Approve Financial Statements Mgmt For For For 5 Receive Explanation on Company's Mgmt N/A N/A N/A Reserves and Dividend Policy 6 Approve Dividends of EUR 0.69 Per Share Mgmt For For For 7 Approve Discharge of Management Board Mgmt For For For 8 Approve Discharge of Supervisory Board Mgmt For For For 9 Ratify PricewaterhouseCoopers Mgmt For For For Acountants N.V. as Auditors 10 Approve Remuneration Report Containing Mgmt For For For Remuneration Policy for Management Board Members 11 Receive Announcement of Intention to Mgmt N/A N/A N/A Reappoint E. Blok and J.B.P. Coopmans to Management Board 12 Announce Vacancies on Supervisory Board Mgmt N/A N/A N/A 13 Receive Announcement Re: Changes in Mgmt N/A N/A N/A Composition in Supervisory Board Committees 14 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 15 Approve Reduction in Share Capital by Mgmt For For For Cancellation of Shares 16 Other Business and Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CUSIP J37479110 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 60 2.1 Elect Director Tsutomu Yamori Mgmt For For For 2.2 Elect Director Yoshihito Ota Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G5542W106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Sir Winfried Bischoff as Director Mgmt For For For 3.2 Elect Glen Moreno as Director Mgmt For For For 3.3 Elect David Roberts as Director Mgmt For For For 4.1 Re-elect Dr Wolfgang Berndt as Director Mgmt For For For 4.2 Re-elect Eric Daniels as Director Mgmt For For For 4.3 Re-elect Helen Weir as Director Mgmt For For For 5 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors 6 Authorise Audit Committee to Fix Mgmt For For For Remuneration of Auditors 7 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 8 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 9 Authorise Market Purchase Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- LOTTOMATICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6326Y108 07/02/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Change in Company Name Mgmt For TNA N/A - ---------------------------------------------------------------------------------------------------------------- LOTTOMATICA SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6326Y108 07/02/2009 Take No Action MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Restricted Stock Plan for Mgmt For TNA N/A Employees of the Company and its Subsidiaries 2 Approve Stock Option Plan for Employees Mgmt For TNA N/A of the Company and its Subsidiaries 3 Amend Share-Based Incentive Plans for Mgmt For TNA N/A Employees of the Company and its Subsidiaries - ---------------------------------------------------------------------------------------------------------------- MACARTHUR COAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q5689Z101 11/18/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Ratify Past Issuance of Shares Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACARTHUR COAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MCC CUSIP Q5689Z101 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Issuance of Shares to Noble Mgmt For For For Group Members - ---------------------------------------------------------------------------------------------------------------- MAKITA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6586 CUSIP J39584107 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 52 2 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- MARINE HARVEST ASA (FORMERLY PAN FISH ASA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R2326D105 11/06/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Approve Minutes of Meeting Mgmt For For For 3 Issue Warrants w/o Preempt Rgts Mgmt For Against Against 4 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 9.5 Pence Per Mgmt For For For Ordinary Share 4 Re-elect Sir Stuart Rose as Director Mgmt For For For 5 Elect Jan du Plessis as Director Mgmt For For For 6 Re-elect Jeremy Darroch as Director Mgmt For For For 7 Re-elect Sir David Michels as Director Mgmt For For For 8 Re-elect Louise Patten as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors of the Company 10 Authorise the Audit Committee to Mgmt For For For Determine Remuneration of Auditors 11 Issue Equity with Pre-emptive Rights Mgmt For For For Under a General Authority up to Aggregate Nominal Amount of GBP 131,511,272 and an Additional Amount Pursuant to a Rights Issue of up to GBP 263,022,544 After Deducting Any Securities Issued Under the General Authority 12 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,726,691 13 Authorise 158,000,000 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice 15 Approve Marks and Spencer Group Mgmt For For For Republic of Ireland Sharesave Plan 2009 16 Authorise the Board to Take All ShrHldr Against For Against Reasonable and Practical Steps to Bring Forward the Appointment of an Independent Chairman to July 2010 - ---------------------------------------------------------------------------------------------------------------- MARUBENI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CUSIP J39788138 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nobuo Katsumata Mgmt For For For 1.2 Elect Director Teruo Asada Mgmt For For For 1.3 Elect Director Mamoru Sekiyama Mgmt For For For 1.4 Elect Director Masaru Funai Mgmt For For For 1.5 Elect Director Michihiko Ota Mgmt For For For 1.6 Elect Director Takafumi Sakishima Mgmt For For For 1.7 Elect Director Kenichi Hatta Mgmt For For For 1.8 Elect Director Shinji Kawai Mgmt For For For 1.9 Elect Director Shigemasa Sonobe Mgmt For For For 1.10 Elect Director Shigeru Yamazoe Mgmt For For For 1.11 Elect Director Mitsuru Akiyoshi Mgmt For For For 1.12 Elect Director Toshiyuki Ogura Mgmt For For For 1.13 Elect Director Shigeaki Ishikawa Mgmt For For For 2.1 Appoint Statutory Auditor Takao Mgmt For For For Kitabatake 2.2 Appoint Statutory Auditor Norimasa Mgmt For Against Against Kuroda - ---------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D53968125 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt For For For Statutory Reports for Fiscal 2009; Approve Allocation of Income and Dividends of EUR 1.18 per Ordinary Share and EUR 1.30 per Preference Share 2 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 3 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 4 Approve Remuneration System for Mgmt For For For Management Board Members 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 6 Elect Juergen Kluge to the Supervisory Mgmt For For For Board 7 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 8 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights 9 Amend Articles Re: Remuneration of Mgmt For For For Supervisory Board 10 Amend Articles Re: Convocation of, Mgmt For For For Participation in, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Amend Articles Re: Voting Rights Mgmt For For For Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Amend Articles Re: Electronic Mgmt For For For Participation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 13 Amend Articles Re: Postal Voting at the Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 14 Amend Articles Re: Chair of General Mgmt For For For Meeting 15 Amend Articles Re: Editorial Changes Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MIRACA HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 4544 CUSIP J4352B101 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hiromasa Suzuki Mgmt For For For 1.2 Elect Director Shinji Ogawa Mgmt For For For 1.3 Elect Director Tatsuo Tokumitsu Mgmt For For For 1.4 Elect Director Yoshihiro Kato Mgmt For For For 1.5 Elect Director Shiro Kudo Mgmt For For For 1.6 Elect Director Naoji Yui Mgmt For For For 1.7 Elect Director Nobumichi Hattori Mgmt For For For 1.8 Elect Director Yasunori Kaneko Mgmt For For For 1.9 Elect Director Yoshiki Watanabe Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MITSUBISHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8058 CUSIP J43830116 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 21 2.1 Elect Director Yorihiko Kojima Mgmt For For For 2.2 Elect Director Ken Kobayashi Mgmt For For For 2.3 Elect Director Ryouichi Ueda Mgmt For For For 2.4 Elect Director Masahide Yano Mgmt For For For 2.5 Elect Director Hideyuki Nabeshima Mgmt For For For 2.6 Elect Director Hideto Nakahara Mgmt For For For 2.7 Elect Director Tsuneo Iyobe Mgmt For For For 2.8 Elect Director Kiyoshi Fujimura Mgmt For For For 2.9 Elect Director Yasuo Nagai Mgmt For For For 2.10 Elect Director Mikio Sasaki Mgmt For For For 2.11 Elect Director Tamotsu Nomakuchi Mgmt For Against Against 2.12 Elect Director Kunio Itou Mgmt For For For 2.13 Elect Director Kazuo Tsukuda Mgmt For Against Against 2.14 Elect Director Ryouzou Katou Mgmt For For For 2.15 Elect Director Hidehiro konno Mgmt For For For 3 Appoint Statutory Auditor Yukio Ueno Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Set Amounts for Retirement Bonus Mgmt For For For Reserve Funds for Directors 6 Approve Deep Discount Stock Option Plan Mgmt For Against Against and Adjustment to Aggregate Compensation Ceiling for Directors - ---------------------------------------------------------------------------------------------------------------- MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CUSIP J44690139 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 11 2.1 Elect Director Shoei Utsuda Mgmt For For For 2.2 Elect Director Masami Iijima Mgmt For For For 2.3 Elect Director Ken Abe Mgmt For For For 2.4 Elect Director Junichi Matsumoto Mgmt For For For 2.5 Elect Director Seiichi Tanaka Mgmt For For For 2.6 Elect Director Norinao Iio Mgmt For For For 2.7 Elect Director Takao Omae Mgmt For For For 2.8 Elect Director Masayoshi Komai Mgmt For For For 2.9 Elect Director Daisuke Saiga Mgmt For For For 2.10 Elect Director Nobuko Matsubara Mgmt For For For 2.11 Elect Director Ikujiro Nonaka Mgmt For For For 2.12 Elect Director Hiroshi Hirabayashi Mgmt For For For 2.13 Elect Director Toshiro Muto Mgmt For For For 3 Appoint Statutory Auditor Naoto Nakamura Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MITSUI SUMITOMO INSURANCE GROUP HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CUSIP J45745106 12/22/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Mgmt For For For Aioi Insurance Co. and Nissay Dowa General Insurance Co. 2 Amend Articles To Change Company Mgmt For For For Name 3.1 Elect Director Mgmt For For For 3.2 Elect Director Mgmt For For For 3.3 Elect Director Mgmt For For For 3.4 Elect Director Mgmt For For For 3.5 Elect Director Mgmt For For For 3.6 Elect Director Mgmt For For For 3.7 Elect Director Mgmt For For For 4.1 Appoint Statutory Auditor Mgmt For For For 4.2 Appoint Statutory Auditor Mgmt For For For 4.3 Appoint Statutory Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J4687C105 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 27 2.1 Elect Director Toshiaki Egashira Mgmt For For For 2.2 Elect Director Ichiro Tateyama Mgmt For For For 2.3 Elect Director Tadashi Kodama Mgmt For For For 2.4 Elect Director Yasuyoshi Karasawa Mgmt For For For 2.5 Elect Director Susumu Fujimoto Mgmt For For For 2.6 Elect Director Shuhei Horimoto Mgmt For For For 2.7 Elect Director Hisahito Suzuki Mgmt For For For 2.8 Elect Director Masanori Yoneda Mgmt For For For 2.9 Elect Director Katsuaki Ikeda Mgmt For For For 2.10 Elect Director Toshihiko Seki Mgmt For For For 2.11 Elect Director Akira Watanabe Mgmt For For For 2.12 Elect Director Mitsuhiro Umezu Mgmt For For For 2.13 Elect Director Daiken Tsunoda Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MTU AERO ENGINES HOLDING AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D5565H104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.93 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Ratify Deloitte & Touche GmbH as Mgmt For For For Auditors for Fiscal 2010 6 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 7 Amend Articles Re: Convocation of, Mgmt For For For Registration for, Voting Rights Representation at, and Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8 Approve Creation of EUR 5.2 Million Mgmt For For For Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Creation of EUR 20.8 Million Mgmt For For For Pool of Authorized Capital II without Preemptive Rights 10 Approve Reduction of Conditional Mgmt For For For Capital to EUR 3.6 Million 11 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 22.4 Million Pool of Capital to Guarantee Conversion Rights 12 Approve Remuneration System for Mgmt For For For Management Board Members - ---------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CUSIP J46840104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 35 2.1 Elect Director Yoshitaka Fujita Mgmt For For For 2.2 Elect Director Hiroaki Yoshihara Mgmt For For For 3 Appoint Statutory Auditor Masakazu Mgmt For For For Toyoda - ---------------------------------------------------------------------------------------------------------------- NATIONAL BANK OF CANADA TICKER SECURITY ID: MEETING DATE MEETING STATUS NA CUSIP 633067103 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence S. Bloomberg Mgmt For For For 1.2 Elect Director Pierre Bourgie Mgmt For For For 1.3 Elect Director Andre Caille Mgmt For For For 1.4 Elect Director Gerard Coulombe Mgmt For For For 1.5 Elect Director Bernard Cyr Mgmt For For For 1.6 Elect Director Shirley A. Dawe Mgmt For For For 1.7 Elect Director Nicole Diamond-Gelinas Mgmt For For For 1.8 Elect Director Jean Douville Mgmt For For For 1.9 Elect Director Marcel Dutil Mgmt For For For 1.10 Elect Director Jean Gaulin Mgmt For For For 1.11 Elect Director Paul Gobeil Mgmt For For For 1.12 Elect Director Louise Laflamme Mgmt For For For 1.13 Elect Director Roseann Runte Mgmt For For For 1.14 Elect Director Marc P. Tellier Mgmt For For For 1.15 Elect Director Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For Approach 3 Ratify SB/DT as Auditors Mgmt For For For 4 Submit to Shareholder Vote More ShrHldr Against Against For Nominees Than There are Vacanicies on the Board of Directors 5 Disclose Equity Ratio Between Total ShrHldr Against Against For Compensation of the CEO, Five NEOs and Average Total Employee Compensation - ---------------------------------------------------------------------------------------------------------------- NATIONAL BANK OF GREECE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X56533114 01/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Spin-Off Agreement Mgmt For For For 2 Approve Accounting Treatment of Spin-Off Mgmt For For For 3 Authorize Filing of Required Mgmt For For For Documents/Other Formalities 4 Ratify Co-Option of Directors Mgmt For For For 5 Elect Directors Mgmt For Against Against 6 Elect Members of Audit Committee Mgmt For For For 7 Approve Related Party Transactions Mgmt For Against Against 8 Amend Company Articles Mgmt For Against Against 9 Authorize Convertible Debt Issuance Mgmt For For For 10 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 23 Pence Per Mgmt For For For Ordinary Share 3 Re-elect Sir John Parker as Director Mgmt For For For 4 Re-elect Steve Holliday as Director Mgmt For For For 5 Re-elect Kenneth Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Director Mgmt For For For 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors of the Company 11 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 12 Approve Remuneration Report Mgmt For For For 13 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 92,404,802 and an Additional Amount Pursuant to a Rights Issue of up to GBP 92,404,802 14 Approve Scrip Dividend Program Mgmt For For For 15 Subject to the Passing of Resolution Mgmt For For For 14, Authorise the Directors to Capitalise the Appropriate Nominal Accounts of New Shares of the Company Alloted Under the Scrip Dividend Scheme 16 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,860,720 17 Authorise 243,269,786 Ordinary Shares Mgmt For For For for Market Purchase 18 Authorise the Directors to Call a Mgmt For For For General Meeting of the Company Other Than an Annual General Meeting on 14 Clear Days' Notice 19 Adopt New Articles of Association Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NEOPOST SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F65196119 07/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.65 per Share 3 Approve Stock Dividend Program (Cash or Mgmt For For For Shares) 4 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 320,000 7 Elect Vincent Mercier as Director Mgmt For For For 8 Reelect Henk Bodt as Director Mgmt For For For 9 Reelect Eric Licoys as Director Mgmt For For For 10 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million 12 Authorize Issuance of Shares without Mgmt For For For Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 13 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million, with the Possibility Not to Offer them to the Public 14 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capitalization of Reserves of Mgmt For For For Up to EUR 30 Million for Bonus Issue or Increase in Par Value 16 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 17 Authorize Capital Increase of Up to EUR Mgmt For For For 4.6 Million for Future Exchange Offers 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Employee Stock Purchase Plan Mgmt For For For for International Employees 20 Authorize up to 2 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 21 Authorize up to 3 Percent of Issued Mgmt For Against Against Capital for Use in Stock Option Plan 22 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 23 Approve Issuance of Securities Mgmt For For For Convertible into Debt 24 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H57312649 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 1.60 per Share 4.1 Reelect Andre Kudelski as Director Mgmt For For For 4.2 Reelect Jean-Rene Fourtou as Director Mgmt For For For 4.3 Reelect Steven Hoch as Director Mgmt For For For 4.4 Reelect Peter Brabeck-Letmathe as Mgmt For For For Director 4.5 Elect Titia de Lange as Director Mgmt For For For 4.6 Elect Jean-Pierre Roth as Director Mgmt For For For 4.7 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 18.5 Million Reduction in Mgmt For For For Share Capital via Cancellation of Repurchased Shares 6 Amend Articles Re: Share Certificates Mgmt For For For due to New Swiss Federal Act on Intermediated Securities - ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y63084126 12/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Kar-Shun, Henry as Mgmt For For For Director 3.2 Reelect Cha Mou-Sing, Payson as Director Mgmt For Against Against 3.3 Reelect Cheng Kar-Shing, Peter as Mgmt For For For Director 3.4 Reelect Leung Chi-Kin, Stewart as Mgmt For Against Against Director 3.5 Reelect Chow Kwai-Cheung as Director Mgmt For For For 3.6 Reelect Ki Man-Fung, Leonie as Director Mgmt For For For 3.7 Authorize Board to Fix the Remuneration Mgmt For For For of Directors 4 Reappoint Joint Auditors and Authorize Mgmt For For For Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ---------------------------------------------------------------------------------------------------------------- NEXT PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6500M106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Steve Barber as Director Mgmt For For For 5 Re-elect David Keens as Director Mgmt For For For 6 Reappoint Ernst & Young LLP as Auditors Mgmt For For For and Authorise Their Remuneration 7 Approve 2010 Share Matching Plan Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise Market Purchase Mgmt For For For 11 Authorise Off-Market Purchase Mgmt For For For 12 Adopt New Articles of Association Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5214 CUSIP J53247110 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 6 2 Amend Articles to Authorize Public Mgmt For For For Announcements in Electronic Format 3.1 Elect Director Yuuzou Izutsu Mgmt For For For 3.2 Elect Director Masayuki Arioka Mgmt For For For 3.3 Elect Director Katsumi Inada Mgmt For For For 3.4 Elect Director Masami Atsuji Mgmt For For For 3.5 Elect Director Shuuji Itou Mgmt For For For 3.6 Elect Director Shigeru Yamamoto Mgmt For For For 3.7 Elect Director Kouichi Inamasu Mgmt For For For 3.8 Elect Director Masanori Yokota Mgmt For For For 4 Appoint Statutory Auditor Kazuhiro Ito Mgmt For For For 5 Appoint Alternate Statutory Auditor Mgmt For For For Yasuhiro Uozumi 6 Approve Annual Bonus Payment to Mgmt For For For Directors 7 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Statutory Auditors - ---------------------------------------------------------------------------------------------------------------- NIPPON OIL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5001 CUSIP J5484F100 01/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Formation of Joint Holding Mgmt For For For Company with Nippon Mining Holdings, Inc. 2 Amend Articles To Delete References to Mgmt For For For Record Date - ---------------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CUSIP J57160129 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appoint Statutory Auditor Toshiyuki Mgmt For For For Nakamura 1.2 Appoint Statutory Auditor Mikio Nakura Mgmt For Against Against 2 Approve Stock Option Plan Mgmt For Against Against 3 Approve Stock Appreciation Rights Plan Mgmt For For For for Directors - ---------------------------------------------------------------------------------------------------------------- NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Proposed Disposal of Shares in Mgmt For For For Gloucester Coal Ltd. and Middlemount Coal Pty. Ltd. in Consideration for Shares in Macarthur Coal Ltd. - ---------------------------------------------------------------------------------------------------------------- NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of $0.036 Per Mgmt For For For Share 3 Reelect Richard Samuel Elman as Director Mgmt For For For 4 Reelect Harindarpal Singh Banga as Mgmt For For For Director 5 Reelect Alan Howard Smith as Director Mgmt For For For 6 Reelect David Gordon Eldon as Director Mgmt For For For 7 Reelect Tobias Josef Brown as Director Mgmt For For For 8 Approve Directors' Fees Mgmt For For For 9 Reappoint Ernst and Young as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program Mgmt For For For 12 Approve Issuance of Shares and Grant of Mgmt For Against Against Options Pursuant to the Noble Group Share Option Scheme 2004 13 Approve Issuance of Shares Pursuant to Mgmt For For For the Noble Group Limited Scrip Dividend Scheme 14 Approve Issuance of Shares and Grant of Mgmt For Against Against Awards Pursuant to the Noble Group Performance Share Plan 15 Approve Capitalization of Share Premium Mgmt For For For Account For Bonus Issue of Six Bonus Shares for Every Eleven Existing Shares Held - ---------------------------------------------------------------------------------------------------------------- NOBLE GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G6542T119 10/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Stock-for-Salary/Bonus Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H5820Q150 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior Mgmt For For For Management 3 Approve Allocation of Income and Mgmt For For For Dividends of CHF 2.10 per Share 4.1 Amend Articles Re: Compliance with Mgmt For For For Swiss Federal Act on Intermediated Securites 4.2 Amend Articles Re: Introduction of a Mgmt For For For Consultative Resolution on the Remuneration System 5.1 Reelect Marjorie M.T. Yang as Director Mgmt For For For 5.2 Reelect Daniel Vasella as Director Mgmt For For For 5.3 Reelect Hans-Joerg Rudloff as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors - ---------------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K7314N152 03/24/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive and Approve Financial Mgmt For N/A N/A Statements and Statutory Reports 3 Approve Remuneration of Directors Mgmt For N/A N/A 4 Approve Allocation of Income and Mgmt For N/A N/A Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 5.1 Reelect Sten Scheibye as Director Mgmt For N/A N/A 5.2 Reelect Goran Ando as Director Mgmt For N/A N/A 5.3 Reelect Henrik Gurtler as Director Mgmt For N/A N/A 5.4 Reelect Pamela Kirby as Director Mgmt For N/A N/A 5.5 Reelect Kurt Nielsen as Director Mgmt For N/A N/A 5.6 Reelect Hannu Ryopponen as Director Mgmt For N/A N/A 5.7 Reelect Jorgen Wedel as Director Mgmt For N/A N/A 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For N/A N/A 7.1 Amend Articles Re: Notice Period of Mgmt For N/A N/A General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes 7.2 Amend Articles Re: Right to Issue Share Mgmt For N/A N/A Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting 7.3 Amend Articles Re: Change Name of Mgmt For N/A N/A Company's Share Registrar 7.4 Amend Articles Re: Appointment of Mgmt For N/A N/A Chairman and Vice Chairman 7.5 Amend Articles Re: Right to Sign for Mgmt For N/A N/A the Company 7.6 Amend Articles Re: Specify that the Mgmt For N/A N/A Corporate Language is English 7.7 Amend Articles Re: General Reference to Mgmt For N/A N/A Applicable Law Instead of Requirements for the Annual Report 7.8 Amend Articles Re: Delete Sentence Mgmt For N/A N/A Explaining the Lapse of the Right to Dividends 7.9 Approve DKK 20.0 Million Reduction in Mgmt For N/A N/A Class B Share Capital via Share Cancellation; Amend Articles Accordingly 7.10 Authorize Repurchase of up to 10 Mgmt For N/A N/A Percent of Share Capital 7.11 Amend Guidelines for Incentive-Based Mgmt For N/A N/A Compensation for Executive Management and Board 8 Authorize Chairman of Meeting to Make Mgmt For N/A N/A Editorial Changes to Adopted Resolutions in Connection with Registration 9 Other Business Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- NTT DOCOMO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CUSIP J59399105 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 2600 2 Amend Articles to Amend Business Lines Mgmt For For For - Change Company Name 3.1 Elect Director Ryuuji Yamada Mgmt For Against Against 3.2 Elect Director Kiyoyuki Tsujimura Mgmt For For For 3.3 Elect Director Masatoshi Suzuki Mgmt For For For 3.4 Elect Director Hiroshi Matsui Mgmt For For For 3.5 Elect Director Bunya Kumagai Mgmt For For For 3.6 Elect Director Kazuto Tsubouchi Mgmt For For For 3.7 Elect Director Kaoru Katou Mgmt For For For 3.8 Elect Director Mitsunobu Komori Mgmt For For For 3.9 Elect Director Akio Oshima Mgmt For For For 3.10 Elect Director Fumio Iwasaki Mgmt For For For 3.11 Elect Director Takashi Tanaka Mgmt For For For 3.12 Elect Director Katsuhiro Nakamura Mgmt For For For 3.13 Elect Director Hiroshi Tsujigami Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OMRON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6645 CUSIP J61374120 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 10 2.1 Elect Director Yoshio Tateishi Mgmt For For For 2.2 Elect Director Fumio Tateishi Mgmt For For For 2.3 Elect Director Hisao Sakuta Mgmt For For For 2.4 Elect Director Keiichirou Akahoshi Mgmt For For For 2.5 Elect Director Yutaka Takigawa Mgmt For For For 2.6 Elect Director Kazuhiko Toyama Mgmt For For For 2.7 Elect Director Masamitsu Sakurai Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- ORICA LTD. (FORMERLY ICI AUSTRALIA) TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CUSIP Q7160T109 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2.1 Elect Directors Mgmt For For For 2.2 Elect Directors Mgmt For For For 3 Approve Remuneration Report Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 03/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of 1.75 Percent Mgmt For For For Guaranteed Convertible Bonds due 2016 in an Aggregate Principal Amount of $230 Million - ---------------------------------------------------------------------------------------------------------------- PACIFIC BASIN SHIPPING LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G68437139 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Wang Chunlin as an Executive Mgmt For For For Director 3.2 Reelect Richard M. Hext as a Mgmt For For For Non-Executive Director 3.3 Reelect Patrick B. Paul as an Mgmt For For For Independent Non-Executive Director 3.4 Reelect Alasdair G. Morrison as an Mgmt For For For Independent Non-Executive Director 3.5 Approve Remuneration of Directors Mgmt For For For 4 Approve PricewaterhouseCoopers as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 7 Approve Issuance of Shares Under the Mgmt For For For Long-Term Incentive Scheme - ---------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G69651100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Director Mgmt For For For 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Director Mgmt For For For 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect CK Prahalad as Director Mgmt For For For 13 Re-elect Marjorie Scardino as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors 16 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Adopt New Articles of Association Mgmt For For For 21 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 22 Approve Share Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PERSIMMON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G70202109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Elect Jeff Fairburn as Director Mgmt For For For 4 Elect Jonathan Davie as Director Mgmt For For For 5 Re-elect Mike Farley as Director Mgmt For For For 6 Re-elect Neil Davidson as Director Mgmt For For For 7 Re-elect David Thompson as Director Mgmt For Against Against 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Adopt New Articles of Association Mgmt For For For 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- PETROBANK ENERGY & RESOURCES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PBG CUSIP 71645P106 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Chris J. Bloomer Mgmt For For For 1.2 Elect Director Ian S. Brown Mgmt For For For 1.3 Elect Director Louis L. Frank Mgmt For For For 1.4 Elect Director M. Neil McCrank Mgmt For For For 1.5 Elect Director Kenneth R. McKinnon Mgmt For For For 1.6 Elect Director Jerald L. Oaks Mgmt For For For 1.7 Elect Director Harrie Vredenburg Mgmt For For For 1.8 Elect Director John D. Wright Mgmt For For For 1.9 Elect Director Corey C. Ruttan Mgmt For For For 1.10 Elect Director R. Gregg Smith Mgmt For For For 2 Approve Deloitte & Touche LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Incentive Share Compensation Mgmt For For For Plan 4 Amend Stock Option Plan Mgmt For For For 5 Approve Unallocated Options under the Mgmt For For For Stock Option Plan 6 Approve Stock Option Plan Grants Mgmt For For For 7 Approve Amendments to the Deferred Mgmt For For For Common Share Compensation Plan 8 Approve Non-Employee Director Deferred Mgmt For For For Common Share Compensation Plan - ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 71654V408 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company's Bylaws to Increase the Mgmt For For For Number of Authorized Preferred Shares 2 Amend Company's Bylaws to Increase the Mgmt For For For Number of Authorized Common Shares 3 Amend Company's Bylaws to Include Mgmt For For For Transitory Provision to Issue Shares with or without Preemptive Rights 4 Amend Article 4 of Company's Bylaws to Mgmt For For For Reflect the Changes in its Capital Structure - ---------------------------------------------------------------------------------------------------------------- POSCO (FORMERLY POHANG IRON & STEEL) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Annual Dividend of KRW 8,000 per Share 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Park Han-Yong as Inside Director Mgmt For For For 3.2 Elect Oh Chang-Kwan as Inside Director Mgmt For For For 3.3 Elect Kim Jin-Il as Inside Director Mgmt For For For 4 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Michael Garrett as Director Mgmt For For For 4 Re-elect Bridget Macaskill as Director Mgmt For For For 5 Re-elect Clark Manning as Director Mgmt For For For 6 Re-elect Barry Stowe as Director Mgmt For For For 7 Elect Nic Nicandrou as Director Mgmt For For For 8 Elect Rob Devey as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 11 Approve Final Dividend Mgmt For For For 12 Authorise EU Political Donations and Mgmt For For For Expenditure 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 15 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Court United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G72899100 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Establish Prudential Group plc as the Mgmt For Against Against New Ultimate Holding Company of the Prudential Group 2 Authorise Issue of Equity with Mgmt For Against Against Pre-emptive Rights 3 Approve Performance Share Plan, Mgmt For Against Against Business Unit Performance Plans and M&G Executive Long Term Incentive Plan 2010 4 Approve UK Savings-Related Share Option Mgmt For Against Against Scheme, Irish SAYE Scheme, International Employees SAYE Scheme, International (Non-Employees) SAYE Scheme, Share Incentive Plan, Europe Share Participation Plan, Share Option Plan and Momentum Retention Plan 5 Authorise Establishment of Additional Mgmt For Against Against Employee Share Schemes for the Benefit of Overseas Employees - ---------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Supervisory Mgmt For For For Duties' Report of Commissioners 2 Approve Financial Statements, Annual Mgmt For For For Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors and Mgmt For For For Commissioners 5 Appoint Auditors Mgmt For For For 6 Amend Articles of Association Mgmt For Against Against 7 Approve Utilization of Treasury Stocks Mgmt For Against Against from the Share Buy Back I to III - ---------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y71474137 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PTT PUBLIC CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6883U113 04/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Mgmt For For For Statutory Reports 3 Approve 2009 Net Profit Allocation Plan Mgmt For For For and Dividend Policy 4 Approve Office of the Auditor General Mgmt For For For of Thailand as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Benja Louichareon as Director Mgmt For For For 6.2 Elect Pichai Chunhavajira as Director Mgmt For For For 6.3 Elect Krairit Nilkuha as Director Mgmt For For For 6.4 Elect Nontigorn Kanchanachitra as Mgmt For For For Director 6.5 Elect Piyawat Niyomrerks as Director Mgmt For For For 7 Approve Five-Year External Fund Raising Mgmt For Against Against Plan of up to THB 80 Billion 8 Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- PUBLIC POWER CORPORATION S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X7023M103 12/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors (Bundled) Mgmt For N/A N/A - ---------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CINS 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mike Lazaridis Mgmt For For For 1.2 Elect Director James Estill Mgmt For For For 1.3 Elect Director David Kerr Mgmt For For For 1.4 Elect Director Roger Martin Mgmt For For For 1.5 Elect Director John Richardson Mgmt For For For 1.6 Elect Director Barbara Stymiest Mgmt For For For 1.7 Elect Director John Wetmore Mgmt For For For 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- RHODIA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F7813K523 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.25 per Share 4 Approve Stock Dividend Program (Cash or Mgmt For For For Shares) 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Ratify Appointment of Henri Mgmt For For For Poupart-Lafarge as Director 7 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 8 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 9 Approve Reduction in Share Capital Mgmt For For For Through Reduction of Par Value 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 50 Million 11 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 180 Million, or Subject to Approval of Item 9 up to Aggregate Nominal Amount of EUR 15 Million 12 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Set Global Limit for Capital Increase Mgmt For For For to Result from All Issuance Requests at EUR 780 Million, or Subject to Approval of Item 9 at EUR 65 Million 14 Approve Employee Stock Purchase Plan Mgmt For For For 15 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 16 Authorize up to 1 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 17 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Q81437107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for the Year Ended December 31, 2009 2 Approve Remuneration Report for the Mgmt For Against Against Year Ended December 31, 2009 as Set Out in the 2009 Annual Report 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Elect Guy Elliott as Director Mgmt For For For 7 Elect Michael Fitzpatrick as Director Mgmt For For For 8 Elect Lord Kerr as Director Mgmt For For For 9 Re-Appoint PricewaterhouseCoopers LLP Mgmt For For For as Auditors of Rio Tinto Plc and to Authorise the Audit Committee to Determine the Auditors' Remuneration 10 Approve Renewal of Off-Market and Mgmt For For For On-Market Share Buyback Authorities 11 Approve Renewal of Authorities to Buy Mgmt For For For Back Shares Held by Rio Tinto Plc - ---------------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G75754104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For Against Against 3 Elect Robert Brown as Director Mgmt For For For 4 Elect Ann Godbehere as Director Mgmt For For For 5 Elect Sam Walsh as Director Mgmt For For For 6 Re-elect Guy Elliott as Director Mgmt For For For 7 Re-elect Michael Fitzpatrick as Director Mgmt For For For 8 Re-elect Lord Kerr of Kinlochard as Mgmt For For For Director 9 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditor and Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice - ---------------------------------------------------------------------------------------------------------------- ROLLS-ROYCE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7630U109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Peter Byrom as Director Mgmt For For For 4 Re-elect Peter Gregson as Director Mgmt For For For 5 Re-elect Helen Alexander as Director Mgmt For For For 6 Re-elect Dr John McAdam as Director Mgmt For For For 7 Re-elect Andrew Shilston as Director Mgmt For For For 8 Reappoint KPMG Audit plc as Auditors Mgmt For For For and Authorise Their Remuneration 9 Authorise Capitalisation of Reserves Mgmt For For For for Bonus Issue or Increase in Par Value 10 Authorise EU Political Donations and Mgmt For For For Expenditure 11 Adopt New Articles of Association Mgmt For For For 12 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 13 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 14 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 15 Authorise Market Purchase Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RWE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D6629K109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 3.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify PricewaterhouseCoopers AG as Mgmt For For For Auditors for Fiscal 2010 7 Ratify PricewaterhouseCoopers AG for Mgmt For For For the Inspection of the 2010 Mid-Year Report 8.1 Elect Dieter Zetsche to the Supervisory Mgmt For For For Board 8.2 Elect Frithjof Kuehn to the Supervisory Mgmt For For For Board 8.3 Elect Wolfgang Schuessel to the Mgmt For For For Supervisory Board 9.1 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9.2 Authorize Use of Financial Derivatives Mgmt For For For when Repurchasing Shares 10.1 Amend Corporate Purpose Mgmt For For For 10.2 Amend Articles Re: Board-Related Mgmt For For For 10.3 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Approve Affiliation Agreements with Mgmt For For For Subsidiary RWE Supply & Trading GmbH - ---------------------------------------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Proposed Mgmt For For For to be Made Between the Company and the Holders of its Ordinary Shares - ---------------------------------------------------------------------------------------------------------------- SABMILLER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G77395104 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve BBBEE Transactions; Authorise Mgmt For For For Directors to Implement Exchange Agreement, Implementation Agreement and Additional Arrangements so that the Transaction can be Carried into Effect; Issue Equity w 2 Subject to and Conditional Upon the Mgmt For For For Approval of Resolution 1, Authorise the Directors of The South African Breweries Ltd to Adopt The SAB Zanzele Employee Trust - ---------------------------------------------------------------------------------------------------------------- SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F4035A557 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Management and Supervisory Board Members 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.38 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions Mentioning the Absence of New Related-Party Transactions 5 Reelect Mazars as Auditor Mgmt For For For 6 Elect Ernst & Young et Autres as Auditor Mgmt For For For 7 Elect Gilles Rainaut as Alternate Mgmt For For For Auditor 8 Elect Auditex as Alternate Auditor Mgmt For For For 9 Authorize Repurchase of Up to 10 Mgmt For Against Against Percent of Issued Share Capital 10 Authorize Capitalization of Reserves of Mgmt For For For Up to EUR 100 Million for Bonus Issue or Increase in Par Value 11 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 12 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X75653109 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Calling the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Mgmt For For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review 7 Accept Financial Statements and Mgmt For For For Statutory Reports 8 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in Mgmt For For For the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Tom Berglund, Anne Brunila, Mgmt For For For Eira Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chair) as Directors 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Auditor Mgmt For For For 15 Authorize Repurchase of up to 50 Mgmt For For For Million Issued Class A Shares 16 Amend Articles Regarding Convocation of Mgmt For For For General Meeting 17 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- SANOFI AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5548N101 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report Mgmt For Against Against Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as Mgmt For For For Director 6 Elect Catherine Brechignac as Director Mgmt For For For 7 Reelect Robert Castaigne as Director Mgmt For For For 8 Reelect Lord Douro as Director Mgmt For For For 9 Reelect Christian Mulliez as Director Mgmt For For For 10 Reelect Christopher Viehbacher as Mgmt For For For Director 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: Mgmt For For For Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- SANTEN PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4536 CUSIP J68467109 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 40 2.1 Elect Director Akira Kurokawa Mgmt For For For 2.2 Elect Director Masahiro Mita Mgmt For For For 2.3 Elect Director Takakazu Morita Mgmt For For For 2.4 Elect Director Toshiaki Nishihata Mgmt For For For 2.5 Elect Director Isao Muramatsu Mgmt For For For 2.6 Elect Director Noboru Kotani Mgmt For For For 2.7 Elect Director Tatsuhiko Hamamoto Mgmt For For For 3.1 Appoint Statutory Auditor Yasuo Satou Mgmt For For For 3.2 Appoint Statutory Auditor Yoshihiro Mgmt For For For Notsuka 4 Approve Retirement Bonus Payment for Mgmt For For For Statutory Auditor 5 Approve Adjustment to Aggregate Mgmt For For For Compensation Ceiling for Directors 6 Approve Stock Option Plan Mgmt For For For 7 Approve Stock Option Plan Mgmt For For For 8 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ---------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D66992104 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.50 per Share 3 Approve Discharge of Management Board Mgmt For For For for Fiscal 2009 4 Approve Discharge of Supervisory Board Mgmt For For For for Fiscal 2009 5 Approve Remuneration System for Mgmt For For For Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal Mgmt For For For 2010 7 Amend Articles to Reflect Changes in Mgmt For For For Capital 8.1 Amend Articles Re: Convocation of Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.2 Amend Articles Re: Registration for Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.3 Amend Articles Re: Electronic Mgmt For For For Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.4 Amend Articles Re: Postal and Mgmt For For For Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.5 Amend Articles Re: Proxy Voting at Mgmt For For For General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 8.6 Amend Articles Re: Audio and Video Mgmt For For For Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 9.1 Approve Cancellation of Authorized Mgmt For For For Capital I and Authorized Capital II 9.2 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital with Preemptive Rights 9.3 Approve Creation of EUR 250 Million Mgmt For For For Pool of Capital without Preemptive Rights 10 Approve Creation of EUR 30 Million Pool Mgmt For For For of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan 11 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 12 Approve Remuneration of Supervisory Mgmt For For For Board - ---------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F86921107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.05 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Emmanuel Mgmt For For For Babeau Re: Additional Pension Scheme 6 Reelect Henri Lachmann as Supervisory Mgmt For For For Board Member 7 Reelect Serge Weinberg as Supervisory Mgmt For For For Board Member 8 Reelect Gerard de La Martiniere as Mgmt For For For Supervisory Board Member 9 Reelect Noel Forgeard as Supervisory Mgmt For For For Board Member 10 Reelect Cathy Kopp as Supervisory Board Mgmt For For For Member 11 Reelect James Ross as Supervisory Board Mgmt For For For Member 12 Reelect Ernst & Young et Autres as Mgmt For For For Auditor 13 Ratify Auditex as Alternate Auditor Mgmt For For For 14 Reelect Mazars as Primary Auditor Mgmt For For For 15 Ratify Thierry Blanchetier as Alternate Mgmt For For For Auditor 16 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 17 Approve Issuance of Shares without Mgmt For For For Preemptive Rights up to EUR 100 Million for a Private Placement 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Stock Purchase Plan Reserved Mgmt For For For for Employees of International Subsidiaries 20 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- SHIN-ETSU CHEMICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4063 CINS J72810120 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 50 2.1 Elect Director Chihiro Kanagawa Mgmt For For For 2.2 Elect Director Shunzo Mori Mgmt For For For 2.3 Elect Director Fumio Akiya Mgmt For For For 2.4 Elect Director Kiichi Habata Mgmt For For For 2.5 Elect Director Masashi Kaneko Mgmt For For For 2.6 Elect Director Fumio Arai Mgmt For For For 2.7 Elect Director Masahiko Todoroki Mgmt For For For 2.8 Elect Director Toshiya Akimoto Mgmt For For For 2.9 Elect Director Hiroshi Komiyama Mgmt For For For 3 Appoint Statutory Auditor Yoshihito Mgmt For For For Kosaka 4 Approve Stock Option Plan Mgmt For For For 5 Approve Takeover Defense Plan (Poison Mgmt For Against Against Pill) - ---------------------------------------------------------------------------------------------------------------- SHISEIDO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4911 CUSIP J74358144 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Shinzou Maeda Mgmt For For For 2.2 Elect Director Kimie Iwata Mgmt For For For 2.3 Elect Director Carsten Fischer Mgmt For For For 2.4 Elect Director Yasuhiko Harada Mgmt For For For 2.5 Elect Director Hisayuki Suekawa Mgmt For For For 2.6 Elect Director Tatsuomi Takamori Mgmt For For For 2.7 Elect Director Shouichirou Iwata Mgmt For For For 2.8 Elect Director Tatsuo Uemura Mgmt For For For 3 Appoint Statutory Auditor Toshio Mgmt For For For Yoneyama 4 Approve Annual Bonus Payment to Mgmt For For For Directors 5 Approve Deep Discount Stock Option Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D69671218 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Mgmt N/A N/A N/A Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2008/2009 (Non-Voting) 2 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports for Fiscal 2008/2009 (Non-Voting) 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.60 per Share 4.1 Approve Discharge of Management Board Mgmt For For For Member Peter Loescher for Fiscal 2008/2009 4.2 Approve Discharge of Management Board Mgmt For For For Member Wolfgang Dehen for Fiscal 2008/2009 4.3 Approve Discharge of Management Board Mgmt For For For Member Heinrich Hiesinger for Fiscal 2008/2009 4.4 Approve Discharge of Management Board Mgmt For For For Member Joe Kaeser for Fiscal 2008/2009 4.5 Approve Discharge of Management Board Mgmt For For For Member Barbara Kux for Fiscal 2008/2009 4.6 Approve Discharge of Management Board Mgmt For For For Member Jim Reid-Anderson for Fiscal 2008/2009 4.7 Approve Discharge of Management Board Mgmt For For For Member Hermann Requardt for Fiscal 2008/2009 4.8 Approve Discharge of Management Board Mgmt For For For Member Siegfried Russwurm for Fiscal 2008/2009 4.9 Approve Discharge of Management Board Mgmt For For For Member Peter Solmssen for Fiscal 2008/2009 5.1 Approve Discharge of Supervisory Board Mgmt For For For Member Gerhard Cromme for Fiscal 2008/2009 5.2 Approve Discharge of Supervisory Board Mgmt For For For Member Berthold Huber for Fiscal 2008/2009 5.3 Approve Discharge of Supervisory Board Mgmt For For For Member Ralf Heckmann for Fiscal 2008/2009 5.4 Approve Discharge of Supervisory Board Mgmt For For For Member Josef Ackermann for Fiscal 2008/2009 5.5 Approve Discharge of Supervisory Board Mgmt For For For Member Lothar Adler for Fiscal 2008/2009 5.6 Approve Discharge of Supervisory Board Mgmt For For For Member Jean-Louis Beffa for Fiscal 2008/2009 5.7 Approve Discharge of Supervisory Board Mgmt For For For Member Gerd von Brandenstein for Fiscal 2008/2009 5.8 Approve Discharge of Supervisory Board Mgmt For For For Member Michael Diekmann for Fiscal 2008/2009 5.9 Approve Discharge of Supervisory Board Mgmt For For For Member Hans Michael Gaul for Fiscal 2008/2009 5.10 Approve Discharge of Supervisory Board Mgmt For For For Member Peter Gruss for Fiscal 2008/2009 5.11 Approve Discharge of Supervisory Board Mgmt For For For Member Bettina Haller for Fiscal 2008/2009 5.12 Approve Discharge of Supervisory Board Mgmt For For For Member Hans-Juergen Hartung for Fiscal 2008/2009 5.13 Approve Discharge of Supervisory Board Mgmt For For For Member Heinz Hawreliuk for Fiscal 2008/2009 5.14 Approve Discharge of Supervisory Board Mgmt For For For Member Harald Kern for Fiscal 2008/2009 5.15 Approve Discharge of Supervisory Board Mgmt For For For Member Nicola Leibinger-Kammueller for Fiscal 2008/2009 5.16 Approve Discharge of Supervisory Board Mgmt For For For Member Werner Moenius for Fiscal 2008/2009 5.17 Approve Discharge of Supervisory Board Mgmt For For For Member Hakan Samuelsson for Fiscal 2008/2009 5.18 Approve Discharge of Supervisory Board Mgmt For For For Member Dieter Scheitor for Fiscal 2008/2009 5.19 Approve Discharge of Supervisory Board Mgmt For For For Member Rainer Sieg for Fiscal 2008/2009 5.20 Approve Discharge of Supervisory Board Mgmt For For For Member Birgit Steinborn for Fiscal 2008/2009 5.21 Approve Discharge of Supervisory Board Mgmt For For For Member Lord Iain Vallance of Tummel for Fiscal 2008/2009 5.22 Approve Discharge of Supervisory Board Mgmt For For For Member Sibylle Wankel for Fiscal 2008/2009 6 Approve Remuneration System for Mgmt For For For Management Board Members 7.1 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for Fiscal 2009/2010 7.2 Ratify Ernst & Young GmbH as Auditors Mgmt For For For for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009/2010 8 Authorize Share Repurchase Program and Mgmt For For For Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives Mgmt For For For of up to 5 Percent of Issued Share Capital when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds with Mgmt For For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capi 11 Amend Articles Re: Convocation of, Mgmt For For For Participation in, Video and Audio Transmission of, and Exercise of Voting Rights at General Meeting; Other Statutory Changes due to New German Legislation (Law on Tr 12.1 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Karl-Hermann Baumann Concluded on Dec. 2, 2009 12.2 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Johannes Feldmayer Concluded on Dec. 2, 2009 12.3 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Kleinfeld Concluded on Dec. 2, 2009 12.4 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Edward Krubasik Concluded on Dec. 2, 2009 12.5 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Rudi Lamprecht Concluded on Dec. 2, 2009 12.6 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Heinrich von Pierer Concluded on Dec. 2, 2009 12.7 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Juergen Radomski Concluded on Dec. 2, 2009 12.8 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Uriel Sharef Concluded on Dec. 2, 2009 12.9 Approve Settlement Agreement Between Mgmt For For For Siemens AG and Klaus Wucherer Concluded on Dec. 2, 2009 13 Approve Settlement Between Siemens AG Mgmt For For For and Group of D&O Liability and Indemnification Insurers Concluded on Dec. 2, 2009 14 Approve Amendments to Remuneration of ShrHldr Against Against For Supervisory Board 15 Amend Corporate Purpose ShrHldr Against Against For - ---------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.20 Per Mgmt For For For Share 3.1 Reelect Stephen Lee Ching Yen as Mgmt For For For Director 3.2 Reelect Chew Choon Seng as Director Mgmt For For For 3.3 Reelect Euleen Goh Yiu Kiang as Director Mgmt For For For 4 Approve Directors' Fees of SGD 1.6 Mgmt For For For Million for Year Ending March 31, 2010 (FY 2008/2009: SGD 1.6 Million) 5 Reappoint Ernst and Young LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 6.1 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 6.2 Approve Issuance of Such Number of ASA Mgmt For For For Shares to the Minister of Finance (Inc.) and Make Dividend Payments Out of the Company's Distributable Profits to the Minister of Finance (Inc.) as Holder of the ASA Shares 6.3 Approve Issuance of Shares Pursuant to Mgmt For Against Against the Exercise of Options Granted Under the SIA Employee Share Option Plan and/or Grant of Awards Pursuant to the SIA Performance Share Plan and/or SIA Restricted Share Plan - ---------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/31/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Mandate for Transactions with Mgmt For For For Related Parties 3 Amend SIA Employee Share Option Scheme Mgmt For Against Against 4 Approve Distribution of Ordinary Shares Mgmt For For For in Singapore Airport Terminal Services Ltd. (SATS) Held by the Company By Way of Dividend in Specie in the Proportion of a Minimum of 0.69 and a Maximum of 0.73 SATS Shares for Every One Share Held in the Company - ---------------------------------------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Approve Participation by the Relevant Mgmt For For For Person in the SingTel Performance Share Plan - ---------------------------------------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y79985209 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Mgmt For For For Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.069 Per Mgmt For For For Share 3 Reelect Chua Sock Koong as Director Mgmt For For For 4 Reelect Kaikhushru Shiavax Nargolwala Mgmt For For For as Director 5 Reelect Fang Ai Lian as Director Mgmt For For For 6 Reelect Ong Peng Tsin as Director Mgmt For For For 7 Approve Directors' Fees of Up to SGD Mgmt For For For 2.2 Million for the Year Ending March 31, 2010 (2009: Up to SGD 2.2 Million) 8 Reappoint Auditors and Authorize Board Mgmt For For For to Fix Their Remuneration 9 Approve Issuance of Equity or Mgmt For For For Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to Mgmt For For For the Singapore Telecom Share Option Scheme 1999 11 Approve Issuance of Shares and Grant of Mgmt For For For Awards Pursuant to the SingTel Performance Share Plan - ---------------------------------------------------------------------------------------------------------------- SINO-FOREST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TRE CUSIP 82934H101 05/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect allen T.Y. Chan, William E. Mgmt For Withhold Against Ardell, James M.E. Hyde, Edmund Mak, Judson Martin, Simon Murray and Peter Wang as Directors 2 Approve Ernst & Young LLP as Auditors Mgmt For For For and Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 78440P108 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Mgmt For For For Year-End Dividend of KRW 8,400 per Share 2 Amend Articles of Incorporation Mgmt For For For 3 Approve Total Remuneration of Inside Mgmt For For For Directors and Outside Directors 4.1 Elect Cho Ki-Haeng as Inside Director Mgmt For For For 4.2 Reelect Shim Dal-Sup as Outside Director Mgmt For For For 4.3 Elect Two Outside Directors as Members Mgmt For For For of Audit Committee - ---------------------------------------------------------------------------------------------------------------- SOFTBANK CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 9984 CUSIP J75963108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 - ---------------------------------------------------------------------------------------------------------------- SONY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CUSIP J76379106 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Howard Stringer Mgmt For For For 1.2 Elect Director Ryouji Chuubachi Mgmt For For For 1.3 Elect Director Youtarou Kobayashi Mgmt For For For 1.4 Elect Director Yoshiaki Yamauchi Mgmt For For For 1.5 Elect Director Peter Bonfield Mgmt For For For 1.6 Elect Director Fujio Chou Mgmt For For For 1.7 Elect Director Ryuuji Yasuda Mgmt For For For 1.8 Elect Director Yukako Uchinaga Mgmt For For For 1.9 Elect Director Mitsuaki Yahagi Mgmt For For For 1.10 Elect Director Tsun-Yang Hsieh Mgmt For For For 1.11 Elect Director Roland A. Hernandez Mgmt For For For 1.12 Elect Director Kanemitsu Anraku Mgmt For For For 1.13 Elect Director Yorihiko Kojima Mgmt For For For 1.14 Elect Director Osamu Nagayama Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G84228157 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Jamie Dundas as Director Mgmt For For For 5 Re-elect Val Gooding as Director Mgmt For For For 6 Re-elect Rudy Markham as Director Mgmt For For For 7 Re-elect John Peace as Director Mgmt For For For 8 Re-elect Peter Sands as Director Mgmt For For For 9 Re-elect Paul Skinner as Director Mgmt For For For 10 Re-elect Oliver Stocken as Director Mgmt For For For 11 Elect Jaspal Bindra as Director Mgmt For For For 12 Elect Richard Delbridge as Director Mgmt For For For 13 Elect Dr Han Seung-soo as Director Mgmt For For For 14 Elect Simon Lowth as Director Mgmt For For For 15 Elect Mike Rees as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 18 Approve EU Political Donations and Mgmt For For For Expenditure 19 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 20 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 21 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 22 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 23 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 24 Authorise Market Purchase Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Adopt New Articles of Association Mgmt For For For 27 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 28 Amend Restricted Share Scheme Mgmt For For For 29 Approve Waiver on the Reporting and Mgmt For For For Annual Review Requirements in Respect of Ongoing Banking Transactions with Associates of Temasek 30 Approve the Waiver in Respect of the Mgmt For For For Requirement to Enter into Fixed-term Written Agreements with Temasek 31 Approve Future Ongoing Banking Mgmt For For For Transactions with Temasek - ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chair of Meeting Mgmt For For For 3 Approve Notice of Meeting and Agenda Mgmt For For For 4 Registration of Attending Shareholders Mgmt N/A N/A N/A and Proxies 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.00 per Share 7 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 8 Approve Remuneration of Auditors Mgmt For For For 9.1 Reelect Olaug Svarva as Member of Mgmt For For For Corporate Assembly 9.2 Reelect Idar Kreutzer as Member of Mgmt For For For Corporate Assembly 9.3 Reelect Karin Aslaksen as Member of Mgmt For For For Corporate Assembly 9.4 Reelect Greger Mannsverk as Member Mgmt For For For Corporate Assembly 9.5 Relect Steinar Olsen as Member of Mgmt For For For Corporate Assembly 9.6 Reelect Ingvald Strommen as Member of Mgmt For For For Corporate Assembly 9.7 Reelect Rune Bjerke as Member of Mgmt For For For Corporate Assembly 9.8 Relect Tore Ulstein as Member of Mgmt For For For Corporate Assembly 9.9 Elect Live Aker as Member of Corporate Mgmt For For For Assembly 9.10 Elect Siri Kalvig as Member of Mgmt For For For Corporate Assembly 9.11 Elect Thor Bolstad as Member of Mgmt For For For Corporate Assembly 9.12 Elect Barbro Haetta-Jacobsen as Member Mgmt For For For of Corporate Assembly 9.13 Reelect Arthur Sletteberg as Deputy Mgmt For For For Member of Corporate Assembly 9.14 Reelect Anne-Margrethe Firing as Deputy Mgmt For For For Member of Corporate Assembly 9.15 Elect Linda Aase as Deputy Member of Mgmt For For For Corporate Assembly 9.16 Reelect Shahzad Rana as Deputy Member Mgmt For For For of Corporate Assembly 10 Approve Remuneration of Members and Mgmt For For For Deputy Members of Corporate Assembly in the Amount of NOK 100,000 for Chair, NOK 52,500 for Deputy Chair, NOK 37,000 for Members, and NOK 5,250 for Deputy Members 11.1 Reelect Olaug Svarva as Chair of Mgmt For For For Nominating Committee 11.2 Reelect Bjorn Haavik as Member of Mgmt For For For Nominating Committee 11.3 Reelect Tom Rathke as Member of Mgmt For For For Nominating Committee 11.4 Elect Live Aker as Member of Nominating Mgmt For For For Committee 12 Approve Remuneration of Nominating Mgmt For For For Committee in the Amount of NOK 10,000 per Meeting for Chair and NOK 7,400 per Meeting for Other Members 13 Authorize Repurchase and Reissuance of Mgmt For Against Against Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees 14 Authorize Repurchase of Shares up to a Mgmt For For For Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares; Amend Articles Accordingly 15 Amend Articles Re: Specify Share Mgmt For For For Capital and Number of Shares; Right to Sign for Company; Number of Members of Corporate Assembly; Approve Electronic Distribution of Documents Pertaining to General Meetings; Other Amendments 16 Withdraw Company From Tar Sands ShrHldr Against Against For Activities in Canada - ---------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G8549P108 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for 2009 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors 3 Authorize Board to Fix Remuneration of Mgmt For For For Auditors 4 Reelect Mel Fitzgerald as Director Mgmt For For For 5 Reelect Allen L. Stevens as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For 7 Approve and Ratify Actions of the Mgmt For For For Company's Directors and Officers During 2009 - ---------------------------------------------------------------------------------------------------------------- SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 15 2.1 Elect Director Motoyuki Oka Mgmt For For For 2.2 Elect Director Susumu Kato Mgmt For For For 2.3 Elect Director Kazuo Omori Mgmt For For For 2.4 Elect Director Shunichi Arai Mgmt For For For 2.5 Elect Director Nobuo Kitagawa Mgmt For For For 2.6 Elect Director Toyosaku Hamada Mgmt For For For 2.7 Elect Director Takahiro Moriyama Mgmt For For For 2.8 Elect Director Takashi Kano Mgmt For For For 2.9 Elect Director Kuniharu Nakamura Mgmt For For For 2.10 Elect Director Takuro Kawahara Mgmt For For For 2.11 Elect Director Yoshio Osawa Mgmt For For For 2.12 Elect Director Yasuyuki Abe Mgmt For For For 3 Appoint Statutory Auditor Ichiro Miura Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For Against Against Directors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Deep Discount Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CUSIP J77411114 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 9 2.1 Elect Director Masayoshi Matsumoto Mgmt For For For 2.2 Elect Director Hiroyuki Takenaka Mgmt For For For 2.3 Elect Director Katsuhide Kurasaka Mgmt For For For 2.4 Elect Director Mitsuo Nishida Mgmt For For For 2.5 Elect Director Shigeru Tanaka Mgmt For For For 2.6 Elect Director Akira Nishimura Mgmt For For For 2.7 Elect Director Atsushi Yano Mgmt For For For 2.8 Elect Director Shigeru Noda Mgmt For For For 2.9 Elect Director Hideaki Inayama Mgmt For For For 2.10 Elect Director Osamu Inoue Mgmt For For For 2.11 Elect Director Kazuo Hiramatsu Mgmt For For For 2.12 Elect Director Makoto Nakajima Mgmt For For For 2.13 Elect Director Akito Kubo Mgmt For For For 3.1 Appoint Statutory Auditor Kazuyoshi Mgmt For For For Hasegawa 3.2 Appoint Statutory Auditor Kan Hayashi Mgmt For Against Against 4 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8316 CUSIP J7771X109 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 55 for Ordinary Shares 2 Amend Articles to Increase Authorized Mgmt For For For Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation 3.1 Elect Director Teisuke Kitayama Mgmt For For For 3.2 Elect Director Wataru Ohara Mgmt For For For 3.3 Elect Director Hideo Shimada Mgmt For For For 3.4 Elect Director Junsuke Fujii Mgmt For For For 3.5 Elect Director Koichi Miyata Mgmt For For For 3.6 Elect Director Yoshinori Yokoyama Mgmt For For For 4 Approve Retirement Bonus Payment for Mgmt For For For Director 5 Approve Special Payments in Connection Mgmt For For For with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan - ---------------------------------------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 5 2.1 Elect Director Atsushi Takahashi Mgmt For For For 2.2 Elect Director Hitoshi Tsunekage Mgmt For For For 2.3 Elect Director Akio Ohtsuka Mgmt For For For 2.4 Elect Director Kiyoshi Mukouhara Mgmt For For For 2.5 Elect Director Teruhiko Sugita Mgmt For For For 2.6 Elect Director Shuuichi Kusakawa Mgmt For For For 2.7 Elect Director Rikiya Hattori Mgmt For For For 2.8 Elect Director Sumikazu Tsutsui Mgmt For For For 2.9 Elect Director Tetsuo Ohkubo Mgmt For For For 2.10 Elect Director Fuminari Suzuki Mgmt For For For 2.11 Elect Director Koichi Hozumi Mgmt For For For 2.12 Elect Director Junichi Sayato Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Brian A. Canfield Mgmt For For For 1.3 Elect Director Dominic D'Alessandro Mgmt For For For 1.4 Elect Director John T. Ferguson Mgmt For For For 1.5 Elect Director W. Douglas Ford Mgmt For For For 1.6 Elect Director Richard L. George Mgmt For For For 1.7 Elect Director Paul Haseldonckx Mgmt For For For 1.8 Elect Director John R. Huff Mgmt For For For 1.9 Elect Director Jacques Lamarre Mgmt For For For 1.10 Elect Director Brian F. MacNeill Mgmt For For For 1.11 Elect Director Maureen McCaw Mgmt For For For 1.12 Elect Director Michael W. O'Brien Mgmt For For For 1.13 Elect Director James W. Simpson Mgmt For For For 1.14 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration - ---------------------------------------------------------------------------------------------------------------- SVENSKA CELLULOSA AB (SCA) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90152120 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting; Elect Sven Unger as Mgmt For For For Chairman of Meeting 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Approve Agenda of Meeting Mgmt For For For 6 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports 7 Receive President's Report and CEO's Mgmt N/A N/A N/A Review 8.1 Approve Financial Statements and Mgmt For For For Statutory Reports 8.2 Approve Allocation of Income and Mgmt For For For Dividends of SEK 3.70 per Share; Set April 29, 2010 as Record Date for Dividends 8.3 Approve Discharge of Board and President Mgmt For For For 9 Determine Number of Members (8) and Mgmt For For For Deputy Members (0) of Board 10 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Non-Executive Directors; Approve Remuneration of Auditors 11 Reelect Rolf Borjesson, Soren Gyll, Mgmt For Against Against Leif Johansson, Sverker Martin-Lof (Chairman), Anders Nyren, Barbara Thoralfsson, and Jan Johansson as Directors; Elect Par Boman as New Director 12 Authorize Chairman of Board and Mgmt For For For Representatives Between Four and Six of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 14 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W90937181 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Mgmt For For For Meeting 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Mgmt N/A N/A N/A Statutory Reports; Receive Auditor's Report; Receive Board and Committee Reports; Receive President's Report; Allow Questions 8 Approve Financial Statements and Mgmt For For For Statutory Reports 9 Approve Allocation of Income and Mgmt For For For Dividends of SEK 8.00 per Share 10 Approve Discharge of Board and President Mgmt For For For 11 Authorize Repurchase of Up to 40.0 Mgmt For For For Million Class A and/or Class B Shares and Reissuance of Repurchased Shares 12 Authorize Repurchase of Up to 2 Percent Mgmt For For For of Issued Share Capital for the Bank's Trading Book 13 Determine Number of Members (12) and Mgmt For For For Deputy Members (0) of Board 14 Approve Remuneration of Directors in Mgmt For For For the Amount of SEK 2.35 million for Chairman, SEK 675,000 for Each Vice Chairman, and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 15 Reelect Hans Larsson (Chairman), Jon Mgmt For Against Against Baksaas, Ulrika Boethius, Par Boman, Tommy Bylund, Goran Ennerfelt, Lone Schroeder, Jan Johansson, Fredrik Lundberg, Sverker Martin-Lof, Anders Nyren, and Bente Rathe as Directors 16 Approve Remuneration Policy And Other Mgmt For For For Terms of Employment For Executive Management 17 Ratify Auditors Mgmt For For For 18 Authorize Chairman of Board and Mgmt For For For Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 19 Allocate SEK 2.0 million to a Fund With ShrHldr Against Against For Aim to Prevent Crimes of Violence and Errors or Negligence in The Exercising of Public Authority at Municipal Level 20 Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 90 2.1 Elect Director Yasuchika Hasegawa Mgmt For For For 2.2 Elect Director Makoto Yamaoka Mgmt For For For 2.3 Elect Director Toyoji Yoshida Mgmt For For For 2.4 Elect Director Yasuhiko Yamanaka Mgmt For For For 2.5 Elect Director Shigenori Ohkawa Mgmt For For For 3 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CUSIP J82141136 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 30 2 Approve Stock Option Plan Mgmt For For For 3.1 Elect Director Hajime Sawabe Mgmt For For For 3.2 Elect Director Takehiro Kamigama Mgmt For For For 3.3 Elect Director Yasuhiro Hagihara Mgmt For For For 3.4 Elect Director Kenichi Mori Mgmt For For For 3.5 Elect Director Shinichi Araya Mgmt For For For 3.6 Elect Director Yukio Yanase Mgmt For For For 3.7 Elect Director Junji Yoneyama Mgmt For For For 4 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- TECHNIP TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F90676101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.35 per Share 3 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 4 Approve Auditors' Special Report Mgmt For For For Mnetioning the Absence of New Related-Party Transactions 5 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 600,000 6 Appoint Ernst & Young et Autres as Mgmt For For For Auditor 7 Appoint PricewaterhouseCoopers Audit as Mgmt For For For Auditor 8 Appoint Auditex as Alternate Auditor Mgmt For For For 9 Appoint Yves Nicolas as Alternate Mgmt For For For Auditor 10 Ratify Change of Registered Office to Mgmt For For For 89, avenue de la Grande Armee 75116, Paris 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 13 Authorize up to 0.9 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan 14 Authorize up to 0.03 Percent of Issued Mgmt For Against Against Capital for Use in Restricted Stock Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 13 15 Authorize up to 1.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 16 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan Reserved for Chairman and/or CEO, Subject to Approval of Item 15 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK.B CUSIP 878742204 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M.M. Ashar as Director Mgmt For For For 1.2 Elect J.B. Aune as Director Mgmt For For For 1.3 Elect J.H. Bennett as Director Mgmt For For For 1.4 Elect H.J. Bolton as Director Mgmt For For For 1.5 Elect F.P. Chee as Director Mgmt For For For 1.6 Elect J.L. Cockwell as Director Mgmt For For For 1.7 Elect N.B. Keevil as Director Mgmt For For For 1.8 Elect N.B. Keevil III as Director Mgmt For For For 1.9 Elect T. Kuriyama as Director Mgmt For For For 1.10 Elect D.R. Lindsay as Director Mgmt For For For 1.11 Elect T. Mochihara as Director Mgmt For For For 1.12 Elect J.G. Rennie as Director Mgmt For For For 1.13 Elect W.S.R. Seyffert as Director Mgmt For For For 1.14 Elect C.M. Thompson as Director Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TELEFONICA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 879382109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Mgmt For For For Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 2 Approve Distribution of Dividend Mgmt For For For Charged to Unrestricted Reserves 3 Authorize Repurchase of Shares Mgmt For For For 4 Authorize Issuance of Convertible Bonds Mgmt For For For and Other Debt Securities Without Preemptive Rights 5 Reelect Auditors for Fiscal Year 2010 Mgmt For For For 6 Authorize Board to Ratify and Execute Mgmt For For For Approved Resolutions - ---------------------------------------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Notice of Meeting and Agenda Mgmt For For For 2 Designate Inspector(s) of Minutes of Mgmt N/A N/A N/A Meeting 3 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 4 Approve Remuneration of Auditors Mgmt For For For 5 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 6.1 Authorize Repurchase of up to 83 Mgmt For For For Million Shares and Reissuance of Repurchased Shares 6.2 Authorize Repurchase of up to 3 Million Mgmt For Against Against Shares and Reissuance of Repurchased Shares in Connection with Incentive Programs 7 Approve Remuneration of Corporate Mgmt For Against Against Assembly and Nominating Committee - ---------------------------------------------------------------------------------------------------------------- TELENOR ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP R21882106 11/30/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Meeting Mgmt For For For 2 Elect Chairman of Meeting Mgmt For For For 3 Amend Art/Bylaws/Chartr Non-Routine Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TELEVISION FRANCAISE 1 TF1 TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F91255103 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Discharge Directors 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Auditors' Special Report Mgmt For Against Against Regarding Related-Party Transactions 4 Approve Allocation of Income and Mgmt For For For Dividends of EUR 0.43 per Share 5 Ratify Appointment of Claude Berda as Mgmt For Against Against Director 6 Reelect Alain Pouyat as Director Mgmt For Against Against 7 Receive Election of Employee Mgmt For For For Representatives to the Board 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 10 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.3 Million 11 Authorize Board to Increase Capital in Mgmt For For For the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 12 Authorize Board to Set Issue Price for Mgmt For Against Against 20 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights 13 Authorize Capital Increase of up to EUR Mgmt For For For 15 Million for Future Exchange Offers 14 Approve Issuance of Shares up to 20 Mgmt For For For Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 4.3 Million 15 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/03/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 8.39 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Richard Brasher as Director Mgmt For For For 5 Re-elect Philip Clarke as Director Mgmt For For For 6 Re-elect Andrew Higginson as Director Mgmt For For For 7 Re-elect Charles Allen as Director Mgmt For For For 8 Re-elect Dr Harald Einsmann as Director Mgmt For For For 9 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Director 10 Elect Patrick Cescau as Director Mgmt For For For 11 Elect Ken Hanna as Director Mgmt For For For 12 Elect Laurie Mcllwee as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors of the Company 14 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 15 Approve Increase in Authorised Ordinary Mgmt For For For Share Capital from GBP 542,900,000 to GBP 667,900,000 16 Subject to the Passing of Resolution Mgmt For For For Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority 17 Subject to the Passing of Resolution Mgmt For For For Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 18 Authorise 790,063,358 Ordinary Shares Mgmt For For For for Market Purchase 19 Auth. Company and Subsidiaries to Make Mgmt For For For EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 20 Approve Tesco plc Group Bonus Plan Mgmt For For For 21 Amend Tesco plc 2004 Discretionary Mgmt For Against Against Share Option Plan 22 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 23 Resolve that the Directors Allocate a ShrHldr Against Against For NED to Tesco's Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco's UK Meat and Poultry Supply Chain - ---------------------------------------------------------------------------------------------------------------- THE GAME GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G37217109 07/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend of 3.71 Pence Mgmt For For For Per Ordinary Share 4 Re-elect Peter Lewis as Director Mgmt For For For 5 Re-elect Christopher Bell as Director Mgmt For For For 6 Elect Dennis Woodside as Director Mgmt For For For 7 Elect Terry Scicluna as Director Mgmt For For For 8 Reappoint BDO Stoy Hayward LLP as Mgmt For For For Auditors of the Company 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,772,060 11 Amend The GAME Group plc Performance Mgmt For For For Share Plan 2004 12 Subject to the Passing of Resolution Mgmt For For For 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 865,809 13 Authorise 34,632,365 Ordinary Shares Mgmt For For For for Market Purchase 14 Approve That a General Meeting Other Mgmt For For For Than Annual General Meetings May Be Called on 14 Clear Days' Notice 15 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE SAGE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G7771K134 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 4.93 Pence Mgmt For For For Per Ordinary Share 3 Re-elect Ruth Markland as Director Mgmt For For For 4 Re-elect Paul Walker as Director Mgmt For For For 5 Re-elect Paul Harrison as Director Mgmt For For For 6 Re-elect Paul Stobart as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors and Authorise the Board to Determine Their Remuneration 8 Approve Remuneration Report Mgmt For For For 9 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights Under a General Authority up to GBP 4,376,556 and an Additional Amount Pursuant to a Rights Issue of up to GBP 8,753,112 After Deducting Any Securitie 10 Subject to the Passing of Resolution 9, Mgmt For For For Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 656,483 11 Authorise 131,296,695 Ordinary Shares Mgmt For For For for Market Purchase 12 Adopt New Articles of Association Mgmt For For For 13 Approve that a General Meeting (Other Mgmt For For For than an Annual General Meeting) May be Called on Not Less than 14 Clear Days' Notice - ---------------------------------------------------------------------------------------------------------------- TOKAI RIKA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6995 CUSIP J85968105 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 24 2.1 Elect Director Kiyoshi Kinoshita Mgmt For For For 2.2 Elect Director Yuuzo Ushiyama Mgmt For For For 2.3 Elect Director Takaoki Tsuchiya Mgmt For For For 2.4 Elect Director Shigeru Kato Mgmt For For For 2.5 Elect Director Yoshiteru Sasaki Mgmt For For For 2.6 Elect Director Takafumi Mizuno Mgmt For For For 2.7 Elect Director Kiyoshi Tsunekawa Mgmt For For For 2.8 Elect Director Makoto Goto Mgmt For For For 2.9 Elect Director Hitoshi Iwata Mgmt For For For 2.10 Elect Director Mineo Hattori Mgmt For For For 2.11 Elect Director Shoji Ishida Mgmt For For For 2.12 Elect Director Tadanao Hamamoto Mgmt For For For 2.13 Elect Director Hitoshi Hirano Mgmt For For For 2.14 Elect Director Mikihiro Mori Mgmt For For For 2.15 Elect Director Kenji Kawaguchi Mgmt For For For 2.16 Elect Director Hiroyuki Nakamura Mgmt For For For 2.17 Elect Director Tadashi Wakiya Mgmt For For For 2.18 Elect Director Koji Buma Mgmt For For For 2.19 Elect Director Yoshihiro Obayashi Mgmt For For For 2.20 Elect Director Masaharu Tanino Mgmt For For For 2.21 Elect Director Masaki Matsuyama Mgmt For For For 2.22 Elect Director Koki Sato Mgmt For For For 3 Appoint Statutory Auditor Mitsuhisa Kato Mgmt For Against Against 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors 5 Approve Stock Option Plan Mgmt For For For 6 Approve Retirement Bonus Payment for Mgmt For Against Against Directors and Statutory Auditor - ---------------------------------------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8766 CUSIP J86298106 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 26 2.1 Elect Director Kunio Ishihara Mgmt For For For 2.2 Elect Director Shuzo Sumi Mgmt For For For 2.3 Elect Director Daisaku Honda Mgmt For For For 2.4 Elect Director Hiroshi Amemiya Mgmt For For For 2.5 Elect Director Shinichiro Okada Mgmt For For For 2.6 Elect Director Minoru Makihara Mgmt For For For 2.7 Elect Director Hiroshi Miyajima Mgmt For For For 2.8 Elect Director Kunio Ito Mgmt For Against Against 2.9 Elect Director Akio Mimura Mgmt For For For 2.10 Elect Director Toshifumi Kitazawa Mgmt For For For 2.11 Elect Director Masashi Oba Mgmt For For For 3.1 Appoint Statutory Auditor Hiroshi Fukuda Mgmt For For For 3.2 Appoint Statutory Auditor Yuko Kawamoto Mgmt For For For 3.3 Appoint Statutory Auditor Toshiro Yagi Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F92124100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 2.28 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Approve Transaction with Christophe de Mgmt For Against Against Margerie Re: Severance Payment 6 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 7 Reelect Thierry Desmarest as Director Mgmt For For For 8 Reelect Thierry de Rudder as Director Mgmt For Against Against 9 Elect Gunnar Brock as Director Mgmt For For For 10 Elect Claude Clement as Representative Mgmt For For For of Employee Shareholders to the Board 11 Elect Philippe Marchandise as Mgmt Against Against For Representative of Employee Shareholders to the Board 12 Elect Mohammed Zaki as Representative Mgmt Against Against For of Employee Shareholders to the Board 13 Reelect Ernst & Young Audit as Auditor Mgmt For For For 14 Reelect KPMG Audit as Auditor Mgmt For For For 15 Ratify Auditex as Alternate Auditor Mgmt For For For 16 Ratify KPMG Audit I.S. as Alternate Mgmt For For For Auditor 17 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion 18 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million 19 Authorize Capital Increase of up to 10 Mgmt For For For Percent of Issued Capital for Future Acquisitions 20 Approve Employee Stock Purchase Plan Mgmt For For For 21 Authorize up to 0.1 Percent of Issued Mgmt For For For Capital for Use in Stock Option Plan 22 Amend Article 9 of Bylaws Re: Mutual ShrHldr Against Against For Fund - ---------------------------------------------------------------------------------------------------------------- TOYO SUISAN KAISHA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2875 CUSIP J92547132 06/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 25 2.1 Elect Director Tadasu Tsutsumi Mgmt For For For 2.2 Elect Director Mutsuhiko Oda Mgmt For For For 2.3 Elect Director Kazuo Obata Mgmt For For For 2.4 Elect Director Jinichi Mera Mgmt For For For 2.5 Elect Director Fumio Taniguchi Mgmt For For For 2.6 Elect Director Katsuhide Sato Mgmt For For For 2.7 Elect Director Hiroshi Yamauchi Mgmt For For For 2.8 Elect Director Toru Yamashita Mgmt For For For 2.9 Elect Director Hiroyuki Minami Mgmt For For For 2.10 Elect Director Kenji Sugawara Mgmt For For For 2.11 Elect Director Senichi Teshima Mgmt For For For 2.12 Elect Director Hiroji Yoshino Mgmt For For For 2.13 Elect Director Eiji Kondo Mgmt For For For 2.14 Elect Director Atsumi Shimoi Mgmt For For For 2.15 Elect Director Masaharu Oikawa Mgmt For For For 2.16 Elect Director Kiyoshi Fukagawa Mgmt For For For 3 Appoint Statutory Auditor Isamu Mori Mgmt For For For 4 Appoint Alternate Statutory Auditor Mgmt For For For Tsutomu Ushijima 5 Approve Annual Bonus Payment to Mgmt For For For Directors - ---------------------------------------------------------------------------------------------------------------- TRAVIS PERKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G90202105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Robert Walker as Director Mgmt For For For 3 Re-elect Chris Bunker as Director Mgmt For For For 4 Re-elect John Coleman as Director Mgmt For For For 5 Re-elect Geoff Cooper as Director Mgmt For For For 6 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise Their Remuneration 7 Approve Remuneration Report Mgmt For For For 8 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 9 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 10 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 11 Authorise Market Purchase Mgmt For For For 12 Amend Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CUSIP J93796100 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Mgmt For For For Final Dividend of JPY 4 2.1 Elect Director Hiroaki Tamura Mgmt For For For 2.2 Elect Director Michio Takeshita Mgmt For For For 2.3 Elect Director Kazuhiko Okada Mgmt For For For 2.4 Elect Director Akinori Furukawa Mgmt For For For 2.5 Elect Director Makoto Umetsu Mgmt For For For 2.6 Elect Director Yoshiomi Matsumoto Mgmt For For For 2.7 Elect Director Michitaka Motoda Mgmt For For For 3 Appoint Alternate Statutory Auditor Mgmt For For For Daisuke Koriya 4 Approve Annual Bonus Payment to Mgmt For For For Directors and Statutory Auditors - ---------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses Mgmt For For For 4 Approve Transfer from Issuance Premium Mgmt For For For Account to Shareholders for an Amount of EUR 8 per Share 5 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 6 Reelect Frans J.G.M Cremers as Mgmt For For For Supervisory Board Member 7 Reelect Francois Jaclot as Supervisory Mgmt For For For Board Member 8 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 9 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP N8981F271 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Board Mgmt N/A N/A N/A (Non-Voting) 2 Approve Financial Statements and Mgmt For For For Allocation of Income 3 Approve Discharge of Executive Directors Mgmt For For For 4 Approve Discharge of Non-Executive Mgmt For For For Directors 5 Reelect P.G.J.M. Polman to Executive Mgmt For For For Board 6 Elect R.J-M.S. Huet to Executive Board Mgmt For For For 7 Reelect L.O. Fresco as Non-Executive Mgmt For For For Director 8 Reelect A.M. Fudge as Non-Executive Mgmt For For For Director 9 Reelect C.E. Golden as Non-Executive Mgmt For For For Director 10 Reelect B.E. Grote as Non-Executive Mgmt For For For Director 11 Reelect H. Nyasulu as Non-Executive Mgmt For For For Director 12 Reelect K.J. Storm as Non-Executive Mgmt For For For Director 13 Reelect M. Treschow as Non-Executive Mgmt For For For Director 14 Reelect J. van der Veer as Mgmt For For For Non-Executive Director 15 Elect P. Walsh as Non-Executive Director Mgmt For For For 16 Elect M. Rifkind as Non-Executive Mgmt For For For Director 17 Approve Management Co-Investment Plan Mgmt For For For 18 Amend Performance Criteria of the Mgmt For For For Annual Bonus 19 Amend Performance Criteria of the Mgmt For For For Long-Term Incentive Plan 20 Approve Cancellation of 4 Percent Mgmt For For For Cumulative Preference Shares 21 Authorize Repurchase of 6% Cumulative Mgmt For For For Preference Shares and 7% Cumulative Preference Shares 22 Authorize Repurchase of Up to Ten Mgmt For For For Percent of Issued Share Capital 23 Approve Authorization to Cancel Mgmt For For For Ordinary Shares 24 Grant Board Authority to Issue Shares Mgmt For For For Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 25 Ratify PricewaterhouseCoopers as Mgmt For For For Auditors 26 Allow Questions and Close Meeting Mgmt N/A N/A N/A - ---------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92087165 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Elect Jean-Marc Huet as Director Mgmt For For For 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Director Mgmt For For For 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For For 10 Re-elect Kees Storm as Director Mgmt For For For 11 Re-elect Michael Treschow as Director Mgmt For For For 12 Re-elect Jeroen van der Veer as Director Mgmt For For For 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sir Malcolm Rifkind as Director Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP as Mgmt For For For Auditors 16 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 17 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 18 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Mgmt For For For Expenditure 21 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 22 Approve the Management Co-Investment Mgmt For For For Plan 23 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G92755100 07/24/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend of 22.03 Pence Mgmt For For For Per Ordinary Share 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Philip Green as Director Mgmt For For For 5 Re-elect Paul Heiden as Director Mgmt For For For 6 Re-elect Andrew Pinder as Director Mgmt For For For 7 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 8 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 9 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,358,093 10 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,703,714 11 Authorise 68,148,563 Ordinary Shares Mgmt For For For for Market Purchase 12 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice 13 Auth. Company and Subsidiaries to Make Mgmt For For For EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 - ---------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP 91912E105 01/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Nomination of Alternate Member Mgmt For For For of Board of Directors 2 Approve Agreement to Absorb Mineracao Mgmt For For For Estrela de Apolo and Mineracao Vale Corumba 3 Appoint Domingues e Pinho Contadores to Mgmt For For For Appraise Proposed Merger 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Mineracao Estrela Mgmt For For For de Apolo and Mineracao Vale Corumba - ---------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and Mgmt For For For Dividends 3 Elect Fiscal Council Members Mgmt For For For 4 Approve Remuneration of Executive Mgmt For Against Against Officers, Non-Executive Directors, and Fiscal Council Members - ---------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Reserves Mgmt For For For 2 Elect Director Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 91912E204 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Mauro Mettrau Carneiro da Mgmt For For For Cunha as Director - ---------------------------------------------------------------------------------------------------------------- VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F96221126 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Ratify Appointement of Michel de Mgmt For For For Fabiani as Director 4 Elect Jerome Contamine as Director Mgmt For For For 5 Elect Daniel Camus as Director Mgmt For For For 6 Elect Noelle Lenoir as Director Mgmt For For For 7 Ratify Ernst & Young et Autres as Mgmt For For For Auditor 8 Ratify Mazars as Auditor Mgmt For For For 9 Ratify Auditex as Alternate Auditor Mgmt For For For 10 Ratify Philippe Castagnac as Alternate Mgmt For For For Auditor 11 Approve Agreement for Jacques Mgmt For Against Against Aschenbroich 12 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 13 Approve Treatment of Losses Mgmt For For For 14 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 15 Authorize up to 1 Million Shares for Mgmt For Against Against Use in Stock Option Plan 16 Authorize up to 400,000 Shares for Use Mgmt For Against Against in Restricted Stock Plan 17 Approve Employee Stock Purchase Plan Mgmt For For For 18 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- VINCI TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F5879X108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual/Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 2 Approve Financial Statements and Mgmt For For For Statutory Reports 3 Approve Allocation of Income and Mgmt For For For Dividends of EUR 1.62 per Share 4 Authorize Payment of Dividends by Shares Mgmt For For For 5 Reelect Dominique Ferrero as Director Mgmt For For For 6 Reelect Xavier Huillard as Director Mgmt For Against Against 7 Reelect Henri Saint Olive as Director Mgmt For For For 8 Reelect Yves-Thibault de Silguy as Mgmt For For For Director 9 Elect Qatari Diar Real Estate Mgmt For For For Investment Company as Director 10 Approve Remuneration of Directors in Mgmt For For For the Aggregate Amount of EUR 920,000 11 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 12 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Aegean Motorway SA 13 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in Olympia Odos and Olympia Odos Operation 14 Amend Transaction with Vinci Mgmt For For For Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway 15 Approve Transaction with Vinci Mgmt For For For Concessions Re: Financing of A-Modell A5 Highway Concession 16 Approve Transaction with Vinci Mgmt For For For Concessions Re: Participation in ASF 17 Approve Additional Pension Scheme Mgmt For For For Agreement for Xavier Huillard 18 Approve Severance Payment Agreement for Mgmt For Against Against Xavier Huillard 19 Approve Transaction with Mgmt For Against Against YTSeuropaconsultants Re: Consulting Services 20 Approve Reduction in Share Capital via Mgmt For For For Cancellation of Repurchased Shares 21 Authorize Issuance of Equity or Mgmt For For For Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million 22 Approve Employee Stock Purchase Plan Mgmt For For For 23 Approve Stock Purchase Plan Reserved Mgmt For For For for International Employees 24 Amend Articles 17 of Bylaws Re: Mgmt For For For Attendance to General Meetings Through Videoconference and Telecommunication 25 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97982106 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Mgmt For For For Statutory Reports 2 Accept Consolidated Financial Mgmt For For For Statements and Statutory Reports 3 Approve Treatment of Losses and Mgmt For For For Allocation of Dividends of EUR 1.40 per Share 4 Approve Auditors' Special Report Mgmt For For For Regarding Related-Party Transactions 5 Elect Dominique Hediard Dubreuil as Mgmt For For For Supervisory Board Member 6 Elect Aliza Jabes as Supervisory Board Mgmt For For For Member 7 Elect Jacqueline Tammenoms Bakker as Mgmt For For For Supervisory Board Member 8 Elect Daniel Camus as Supervisory Board Mgmt For For For Member 9 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 10 Authorize Filing of Required Mgmt For For For Documents/Other Formalities - ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Alan Jebson as Director Mgmt For For For 8 Elect Samuel Jonah as Director Mgmt For For For 9 Re-elect Nick Land as Director Mgmt For For For 10 Re-elect Anne Lauvergeon as Director Mgmt For For For 11 Re-elect Simon Murray as Director Mgmt For For For 12 Elect Stephen Pusey as Director Mgmt For For For 13 Re-elect Luc Vandevelde as Director Mgmt For For For 14 Re-elect Anthony Watson as Director Mgmt For For For 15 Re-elect Philip Yea as Director Mgmt For For For 16 Approve Final Dividend of 5.20 Pence Mgmt For For For Per Ordinary Share 17 Approve Remuneration Report Mgmt For For For 18 Reappoint Deloitte LLP as Auditors of Mgmt For For For the Company 19 Authorise the Audit Committee to Fix Mgmt For For For Remuneration of Auditors 20 Authorise Issue of Equity or Mgmt For For For Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,532,658 21 Subject to the Passing of Resolution Mgmt For For For 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 22 Authorise 5,200,000,000 Ordinary Shares Mgmt For For For for Market Purchase 23 Adopt New Articles of Association Mgmt For For For 24 Approve That a General Meeting Other Mgmt For For For Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - ---------------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CUSIP Q97417101 12/16/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Approve Stock Option Plan Grants Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WHARF (HOLDINGS) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y8800U127 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Edward K. Y. Chen as Director Mgmt For For For 3.2 Reelect Raymond K. F. Ch'ien as Mgmt For Against Against Director 3.3 Reelect T. Y. Ng as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Mgmt For For For Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 Mgmt For For For Percent of Issued Share Capital 6 Approve Issuance of Equity or Mgmt For Against Against Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased Mgmt For Against Against Shares - ---------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G9606P197 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Richard Baker as Director Mgmt For For For 5 Re-elect Anthony Habgood as Director Mgmt For For For 6 Re-elect Simon Melliss as Director Mgmt For For For 7 Re-elect Christopher Rogers as Director Mgmt For For For 8 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Mgmt For For For Auditors 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD (FRMLY EZYHEALTH ASIA PACIFIC LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y9586L109 10/02/2009 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appr Public Offer of Subsidiary Mgmt For For For 2 Approve Sale of Company Assets Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G62748119 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martyn Jones as Director Mgmt For For For 5 Elect Penny Hughes as Director Mgmt For For For 6 Elect Johanna Waterous as Director Mgmt For For For 7 Elect Dalton Philips as Director Mgmt For For For 8 Reappoint KPMG Audit plc Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Mgmt For Abstain Against Auditors 10 Authorise Market Purchase Mgmt For For For 11 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights 13 Authorise the Company to Call EGM with Mgmt For For For Two Weeks' Notice 14 Adopt New Articles of Association Mgmt For For For 15 Approve Sharesave Scheme 2010 Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CUSIP Q98418108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Rec Fin Statmnts and Statutory Rpts Mgmt N/A N/A N/A 2 Approve Remuneration Report Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4 Renew Partial Takeover Provision Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9787K108 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Mgmt For For For Statutory Reports 2 Approve Remuneration Report Mgmt For For For 3 Approve the Corporate Responsibility Mgmt For For For Report 4 Re-elect Paul Richardson as Director Mgmt For For For 5 Re-elect Philip Lader as Director Mgmt For For For 6 Re-elect Esther Dyson as Director Mgmt For For For 7 Re-elect John Quelch as Director Mgmt For For For 8 Re-elect Stanley Morten as Director Mgmt For For For 9 Reappoint Deloitte LLP as Auditors and Mgmt For For For Authorise Their Remuneration 10 Authorise Issue of Equity with Mgmt For For For Pre-emptive Rights 11 Authorise Market Purchase Mgmt For For For 12 Authorise Issue of Equity without Mgmt For For For Pre-emptive Rights - ---------------------------------------------------------------------------------------------------------------- YAKULT HONSHA CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2267 CUSIP J95468120 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sumiya Hori Mgmt For For For 1.2 Elect Director Yoshihiro Kawabata Mgmt For For For 1.3 Elect Director Tsuyoshi Kinugasa Mgmt For For For 1.4 Elect Director Chizuka Kai Mgmt For For For 1.5 Elect Director Takashige Negishi Mgmt For For For 1.6 Elect Director Yasufumi Murata Mgmt For For For 1.7 Elect Director Masahiro Negishi Mgmt For For For 1.8 Elect Director Shigeyoshi Sakamoto Mgmt For For For 1.9 Elect Director Hiroshi Narita Mgmt For For For 1.10 Elect Director Haruji Sawada Mgmt For For For 1.11 Elect Director Akinori Abe Mgmt For For For 1.12 Elect Director Kenichi Shiino Mgmt For For For 1.13 Elect Director Yoshiaki Tanaka Mgmt For For For 1.14 Elect Director Kiyotaka Kikuchi Mgmt For For For 1.15 Elect Director Hiroshi Wakabayashi Mgmt For For For 1.16 Elect Director Masaki Tanaka Mgmt For For For 1.17 Elect Director Fumiyasu Ishikawa Mgmt For For For 1.18 Elect Director Jacques Vincent Mgmt For Against Against 1.19 Elect Director Sven Thormahlen Mgmt For Against Against 1.20 Elect Director Ryuuji Yasuda Mgmt For For For 1.21 Elect Director Richard Hall Mgmt For For For 1.22 Elect Director Shouji Ikegami Mgmt For For For 1.23 Elect Director Masayuki Takemura Mgmt For For For 1.24 Elect Director Toshihiro Araki Mgmt For For For 1.25 Elect Director Yasuhisa Abe Mgmt For For For 1.26 Elect Director Masanori Ito Mgmt For For For 2 Abolish Performance-Based Compensation Mgmt For Against Against for Executive Directors - ---------------------------------------------------------------------------------------------------------------- YARA INTERNATIONAL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R9900C106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting; Designate Mgmt For For For Inspector(s) of Minutes of Meeting 2 Approve Financial Statements and Mgmt For For For Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share 3 Approve Remuneration Policy And Other Mgmt For Against Against Terms of Employment For Executive Management 4 Approve Remuneration of Auditors Mgmt For For For 5 Reelect Oivind Lund (Chair), Elect Mgmt For For For Bernt Reitan, Elisabeth Harstad, and Leiv Nergaard as Directors; Elect Hilde Aasheim as New Director 6 Approve Remuneration of Directors in Mgmt For For For the Amount of NOK 430,000 for Chairman, and NOK 247,000 for Other Directors; Approve Remuneration for Committee Work 7 Elect Bjorg Ven (Chair), Thorunn Bakke, Mgmt For For For and Olaug Svarva as Members of Nominating Committee 8 Amend Articles Re: Approve Electronic Mgmt For For For Distribution of Documents Pertaining to General Meetings 9 Authorize Repurchase of up to Five Mgmt For For For Percent of Share Capital and Reissuance of Repurchased Shares - ---------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP H9870Y105 03/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Mgmt For For For Statutory Reports 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Allocation of Income and Mgmt For For For Dividends of CHF 16 per Share 3 Approve Discharge of Board and Senior Mgmt For For For Management 4 Approve CHF 183,640 Reduction in Share Mgmt For For For Capital 5 Approve Creation of CHF 480,000 Pool of Mgmt For For For Capital without Preemptive Rights 6 Approve Creation of CHF 235,617 Pool of Mgmt For For For Capital without Preemptive Rights for Employee Remuneration 7 Amend Articles Re: Share Certificates Mgmt For For For and Conversion of Shares due to Swiss Book Effect Law 8.1 Elect JosefAckermann as Director Mgmt For For For 8.2 Reelect Susan Bies as Director Mgmt For For For 8.3 Reelect Victor Chu as Director Mgmt For For For 8.4 Reelect Armin Meyer as Director Mgmt For For For 8.5 Reelect Rolf Watter as Director Mgmt For For For 8.6 Ratify Pricewaterhouse Coopers AG as Mgmt For For For Auditors - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Large Cap Growth Fund 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------- ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CUSIP 000375204 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Allocation of Profits/Dividends; Mgmt For For For Transfer of Reserves 5 Reduction of Share Capital Mgmt For For For 6 Amendment to Par Value; Capital Mgmt For For For Distribution 7 Amendments to Articles Mgmt For For For 8 Amend Article 6 Mgmt For For For 9 Amend Articles 32 and 33 Mgmt For For For 10 Elect Roger Agnelli Mgmt For For For 11 Elect Louis Hughes Mgmt For Against Against 12 Elect Hans Marki Mgmt For For For 13 Elect Michel de Rosen Mgmt For For For 14 Elect Michael Treschow Mgmt For Against Against 15 Elect Bernd Voss Mgmt For Against Against 16 Elect Jacob Wallenberg Mgmt For Against Against 17 Elect Hubertus von Grunberg Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - --------------------------------------------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AKS CUSIP 001547108 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Abdoo Mgmt For For For 1.2 Elect John Brinzo Mgmt For For For 1.3 Elect Dennis Cuneo Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Bonnie Hill Mgmt For For For 1.6 Elect Robert Jenkins Mgmt For For For 1.7 Elect Ralph Michael, III Mgmt For For For 1.8 Elect Shirley Peterson Mgmt For For For 1.9 Elect James Thomson Mgmt For For For 1.10 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Material Terms Mgmt For For For of the Long-Term Performance Plan 4 Reapproval of the Material Terms Mgmt For For For of the Performance Goals under the Stock Incentive Plan 5 Amendment to the Stock Incentive Mgmt For Against Against Plan - --------------------------------------------------------------------------------------------------------------------- ALCON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACL CUSIP H01301102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board Acts Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For 5 Appointment of Special Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Werner Bauer Mgmt For Against Against 8 Elect Francisco Castaner Mgmt For Against Against 9 Elect Lodewijk de Vink Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Mgmt For For For Certificate of Incorporation - --------------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Kane Mgmt For For For 2 Elect Cary McMillan Mgmt For For For 3 Elect James O'Donnell Mgmt For For For 4 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Jerry Choate Mgmt For For For 5 Elect Vance Coffman Mgmt For For For 6 Elect Frederick Gluck Mgmt For For For 7 Elect Rebecca Henderson Mgmt For For For 8 Elect Frank Herringer Mgmt For For For 9 Elect Gilbert Omenn Mgmt For For For 10 Elect Judith Pelham Mgmt For For For 11 Elect J. Paul Reason Mgmt For For For 12 Elect Leonard Schaeffer Mgmt For For For 13 Elect Kevin Sharer Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- AMR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - --------------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - --------------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - --------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - --------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAX CUSIP 071813109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Blake Devitt Mgmt For For For 2 Elect John Forsyth Mgmt For For For 3 Elect Gail Fosler Mgmt For For For 4 Elect Carole Shapazian Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 8 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation - --------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Carson, Sr. Mgmt For For For 1.2 Elect William Gates Mgmt For For For 1.3 Elect Hamilton James Mgmt For Withhold Against 1.4 Elect Jill Ruckelshaus Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCI CUSIP 228227104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Hutcheson, Jr. Mgmt For For For 1.2 Elect J. Landis Martin Mgmt For For For 1.3 Elect W. Benjamin Moreland Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Mgmt For For For Plan - --------------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - --------------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect Douglas Streenland Mgmt For For For 13 Elect Kenneth Woodrow Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - --------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Richels Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Moffett Mgmt For For For 2 Elect Richard Schlosberg, III Mgmt For For For 3 Elect Thomas Tierney Mgmt For For For 4 Amendment to the Incentive Plan Mgmt For For For 5 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Higgins Mgmt For For For 2 Elect Joel Johnson Mgmt For For For 3 Elect C. Scott O'Hara Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Approval of the 2010 Stock Mgmt For For For Incentive Plan 6 Repeal of Classified Board Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 9 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 2010 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Dioxide Reduction - --------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights in China - --------------------------------------------------------------------------------------------------------------------- HESS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HES CUSIP 42809H107 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Brady Mgmt For For For 1.2 Elect Gregory Hill Mgmt For For For 1.3 Elect Thomas Kean Mgmt For For For 1.4 Elect Frank Olson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - --------------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laurent Mignon Mgmt For For For 1.2 Elect Gary Parr Mgmt For For For 1.3 Elect Hal Scott Mgmt For For For 2 Amendment to the Company's Bylaws Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Avery Mgmt For For For 1.2 Elect William Cunningham Mgmt For For For 1.3 Elect William Payne Mgmt For For For 1.4 Elect Patrick Pittard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - --------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - --------------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - --------------------------------------------------------------------------------------------------------------------- MELCO CROWN ENTERTAINMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPEL CUSIP 585464100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of the Audited Mgmt For For For Financial Statements for the Fiscal Year 2009 2 Appointment of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - --------------------------------------------------------------------------------------------------------------------- MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For Withhold Against 1.2 Elect Willie Davis Mgmt For For For 1.3 Elect Kenny Guinn Mgmt For For For 1.4 Elect Alexander Haig, Jr. Mgmt For Withhold Against 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For Withhold Against 1.7 Elect Gary Jacobs Mgmt For Withhold Against 1.8 Elect Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For Withhold Against 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain Abstain For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - --------------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Lombardi Mgmt For For For 1.2 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Pay for Superior Performance 4 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - --------------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - --------------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - --------------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Mgmt For For For Management Acts - --------------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - --------------------------------------------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For Against Against 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Geldmacher Mgmt For For For 1.2 Elect Albert Stroucken Mgmt For For For 1.3 Elect Dennis Williams Mgmt For For For 1.4 Elect Thomas Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues - --------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Election of Chairperson of the Mgmt For Abstain Against Board of Directors 6 Election of Supervisory Council Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor - --------------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - --------------------------------------------------------------------------------------------------------------------- POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees - --------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements Mgmt For For For and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWN CUSIP 845467109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lewis Epley, Jr. Mgmt For For For 1.2 Elect Robert Howard Mgmt For For For 1.3 Elect Harold Korell Mgmt For For For 1.4 Elect Vello Kuuskraa Mgmt For For For 1.5 Elect Kenneth Mourton Mgmt For For For 1.6 Elect Steven Mueller Mgmt For For For 1.7 Elect Charles Scharlau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Mgmt For Against Against Stock 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STJ CUSIP 790849103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stuart Essig Mgmt For For For 2 Elect Barbara Hill Mgmt For For For 3 Elect Michael Rocca Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - --------------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay - --------------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - --------------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dissident Nominee John Lilly ShrHldr N/A N/A N/A 1.2 Elect Dissident Nominee David ShrHldr N/A N/A N/A Wilson 1.3 Elect Dissident Nominee Irving ShrHldr N/A N/A N/A Yoskowitz 2 Ratification of Auditor ShrHldr N/A N/A N/A - --------------------------------------------------------------------------------------------------------------------- TERRA INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRA CUSIP 880915103 11/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Management Nominee Martha Mgmt For For For Hesse 1.2 Elect Management Nominee Dennis Mgmt For For For McGlone 1.3 Elect Management Nominee Henry Mgmt For For For Slack 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Kornberg Mgmt For For For 12 Increase in Authorized Capital Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Mgmt For For For Executive Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval Survivor Benefits (Golden Coffins) - --------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses - --------------------------------------------------------------------------------------------------------------------- THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 5 Approval of the Senior Officer Mgmt For Against Against Bonus Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - --------------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form Mgmt For For For of a Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing - --------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - --------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- VIACOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VIA CUSIP 92553P102 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Abrams Mgmt For For For 1.2 Elect Philippe Dauman Mgmt For For For 1.3 Elect Thomas Dooley Mgmt For For For 1.4 Elect Alan Greenberg Mgmt For For For 1.5 Elect Robert Kraft Mgmt For For For 1.6 Elect Blythe McGarvie Mgmt For For For 1.7 Elect Charles Phillips, Jr. Mgmt For For For 1.8 Elect Shari Redstone Mgmt For For For 1.9 Elect Sumner Redstone Mgmt For For For 1.10 Elect Frederic Salerno Mgmt For For For 1.11 Elect William Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Management Incentive Plan 4 2011 Stock Option Plan for Mgmt For For For Outside Directors 5 2011 RSU Plan for Outside Mgmt For For For Directors - --------------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For Against Against 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report - --------------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - --------------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 06/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect David Butters Mgmt For For For 6 Elect Nicholas Brady Mgmt For Against Against 7 Elect William Macaulay Mgmt For Against Against 8 Elect Robert Millard Mgmt For Against Against 9 Elect Robert Moses, Jr. Mgmt For Against Against 10 Elect Guillermo Ortiz Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Reclassification of Legal Mgmt For For For Reserves to Other Reserves 15 Increase in Authorized Share Mgmt For For For Capital 16 Increase and Allocation of Mgmt For For For Conditional Share Capital 17 2010 Omnibus Incentive Plan Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WYNN RESORTS, LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS WYNN CUSIP 983134107 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wynn Mgmt For For For 1.2 Elect Ray Irani Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 1.4 Elect D. Boone Wayson Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Large Cap Value Fund 07/01/2009 - 06/30/2010 - --------------------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Eugene Fiedorek Mgmt For For For 2 Elect Patricia Graham Mgmt For For For 3 Elect F. H. Merelli Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Pension ShrHldr Against Against For Credit Policy 16 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Right to ShrHldr Against Against For Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect Frank Noonan Mgmt For For For 1.6 Elect Ray Robinson Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding Majority ShrHldr Against For Against Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 21 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Non-Employee Mgmt For For For Directors Equity Plan - ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Authority to Mgmt For For For Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Notice Mgmt For Against Against Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Report Mgmt Against Against For on Sunrise SAGD Project - ---------------------------------------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Preemptive Mgmt For For For Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For Against Against 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Regarding the Mgmt For For For Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Payments to Governments 22 Shareholder Proposal Regarding Country ShrHldr Against Against For Selection Guidelines 23 Shareholder Proposal Regarding Report ShrHldr Against Against For on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee - ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding Pay for ShrHldr Against Against For Superior Performance - ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding Risk ShrHldr Against Against For Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding Report ShrHldr Against Against For on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 21 Shareholder Proposal Regarding TRI ShrHldr Against Against For Chemicals 22 Shareholder Proposal Regarding Adopting ShrHldr Against Abstain N/A Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Authority to Mgmt For For For Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Shares Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ---------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect W. Frank Blount Mgmt For Against Against 3 Elect Gary Edwards Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Donald Hintz Mgmt For For For 6 Elect J. Wayne Leonard Mgmt For For For 7 Elect Stuart Levenick Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect James Nichols Mgmt For For For 10 Elect William Percy, II Mgmt For For For 11 Elect W.J. Tauzin Mgmt For For For 12 Elect Steven Wilkinson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Approval of the Executive Annual Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Equity Mgmt For For For Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Officer Mgmt For For For Annual Bonus Plan 12 Shareholder Proposal Regarding Report ShrHldr Against Against For on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - ---------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Duffy Mgmt For For For 1.2 Elect Joseph Taranto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 16 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding Adoption ShrHldr Against Abstain N/A of Principles for Health Care Reform - ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Election Mgmt For For For of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Regulations Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Incentive Mgmt For Against Against Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Executive Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Incentive Mgmt For For For Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights - ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 19 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding Right to ShrHldr Against Against For Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 16 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 17 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP TO 370 Mgmt For N/A N/A MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY ADJOURNMENT Mgmt For N/A N/A OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding Majority ShrHldr Against For Against Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Amendment to the 2007 Equity Incentive Mgmt For Against Against Compensation Plan 17 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NOKIA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS NOK1V CUSIP 654902204 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Lalita Gupte Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Olli-Pekka Kallasvuo Mgmt For For For 6.5 Elect Per Karlsson Mgmt For For For 6.6 Elect Isabel Marey-Semper Mgmt For For For 6.7 Elect Jorma Ollila Mgmt For For For 6.8 Elect Marjorie Scardino Mgmt For For For 6.9 Elect Risto Siilasmaa Mgmt For For For 6.10 Elect Keijo Suila Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding Majority ShrHldr Against For Against Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Award Mgmt For Against Against Plan 4 Adoption of Majority Vote for Election Mgmt For For For of Directors 5 Shareholder Proposal Reimbursement of ShrHldr Against For Against Solicitation Expenses 6 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote - ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Right to ShrHldr Against Against For Call a Special Meeting 5 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Compensation Mgmt For For For 18 Amendment to Bylaws Regarding the Right Mgmt For For For to Call a Special Meeting 19 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding Human ShrHldr Against Abstain N/A Rights Protocols - ---------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - ---------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding Report ShrHldr Against Against For of Ratio Between Executive and Employee Pay - ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Program Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 14 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 15 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Management Mgmt For For For Incentive Compensation Award Plan - ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Elimination of Supermajority Requirement Mgmt For For For 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding Report ShrHldr Against Against For OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding Report ShrHldr Against Against For on Climate Policy 21 Shareholder Proposal Regarding Report ShrHldr Against Against For on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding Right to ShrHldr Against Against For Call a Special Meeting 15 Shareholder Proposal Regarding Right to ShrHldr Against For Against Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Stock Incentive Mgmt For For For Plan 16 Amendment to Supermajority Requirement Mgmt For For For Regarding Interested Person Transactions 17 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 18 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Tracking Stock Provisions 19 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Classified Board Transition Provisions 20 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding Ex-Gay ShrHldr Against Abstain N/A Non-Discrimination Policy - ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 16 Shareholder Proposal Regarding Simple ShrHldr Against For Against Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Shareholder Mgmt For Against Against Rights Plan 5 Approval of the Senior Officer Bonus Mgmt For Against Against Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Par Mgmt For For For Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of a Mgmt For For For Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CUSIP 904784709 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For Against Against 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Policy Mgmt For For For Regarding the Annual Bonus 18 Amendment to the Compensation Policy Mgmt For For For Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Amendment Mgmt For For For to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding Lobbying ShrHldr Against Against For Contributions and Expenditure Report 12 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Shareholder Proposal Regarding Report ShrHldr Against Against For on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Shareholder Proposal Regarding Stock ShrHldr Against For Against Option Policy 17 Shareholder Proposal Regarding Adopting ShrHldr Against Abstain N/A Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting 20 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 21 Shareholder Proposal Regarding the ShrHldr Against Against For Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ---------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irvin Aal Mgmt For For For 1.2 Elect Joseph England Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding Right to ShrHldr Against For Against Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect David Westerlund Mgmt For For For 9 Elect Kim Williams Mgmt For For For 10 Elect Timothy Wolf Mgmt For For For 11 Amendment to the Executive Annual Mgmt For For For Incentive Plan 12 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Advisory ShrHldr Against Against For Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Large Cap Stock Fund 07/01/2009 - 06/30/2010 - ------------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APD CUSIP 009158106 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Davis, III Mgmt For For For 1.2 Elect W. Douglas Ford Mgmt For For For 1.3 Elect Evert Henkes Mgmt For For For 1.4 Elect Margaret McGlynn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - --------------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Gallagher Mgmt For For For 2 Elect Gavin Herbert Mgmt For For For 3 Elect Dawn Hudson Mgmt For For For 4 Elect Stephen Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement to Remove Directors for Cause 7 Elimination of Supermajority Mgmt For For For Requirement to Approve Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement to Amend Restated Certificate of Incorporation 9 Technical Amendments to Mgmt For For For Certificate of Incorporation - --------------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 Performance Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - --------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Thomas Ryder Mgmt For For For 7 Elect Patricia Stonesifer Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AMR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMR CUSIP 001765106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gerard Arpey Mgmt For For For 1.2 Elect John Bachmann Mgmt For For For 1.3 Elect David Boren Mgmt For For For 1.4 Elect Armando Codina Mgmt For For For 1.5 Elect Rajat Gupta Mgmt For For For 1.6 Elect Alberto Ibarguen Mgmt For For For 1.7 Elect Ann Korologos Mgmt For For For 1.8 Elect Michael Miles Mgmt For For For 1.9 Elect Philip Purcell Mgmt For For For 1.10 Elect Ray Robinson Mgmt For For For 1.11 Elect Judith Rodin Mgmt For For For 1.12 Elect Matthew Rose Mgmt For For For 1.13 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting - --------------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Edgar Jannotta Mgmt For For For 5 Elect Jan Kalff Mgmt For For For 6 Elect J. Michael Losh Mgmt For For For 7 Elect R. Eden Martin Mgmt For For For 8 Elect Andrew McKenna Mgmt For For For 9 Elect Robert Morrison Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect Richard Notebaert Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect Gloria Santona Mgmt For For For 14 Elect Carolyn Woo Mgmt For For For 15 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Jerome York Mgmt For For For 2 Amendment to the 2003 Employee Mgmt For For For Stock Plan 3 Amendment to the 1997 Director Mgmt For For For Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of Sustainability Committee - --------------------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMAT CUSIP 038222105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Stephen Forrest Mgmt For For For 1.3 Elect Thomas Iannotti Mgmt For For For 1.4 Elect Susan James Mgmt For For For 1.5 Elect Alexander Karsner Mgmt For For For 1.6 Elect Gerhard Parker Mgmt For For For 1.7 Elect Dennis Powell Mgmt For For For 1.8 Elect Willem Roelandts Mgmt For For For 1.9 Elect James Rogers Mgmt For Withhold Against 1.10 Elect Michael Splinter Mgmt For For For 1.11 Elect Robert Swan Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- AVERY DENNISON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVY CUSIP 053611109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rolf Borjesson Mgmt For For For 2 Elect Peter Mullin Mgmt For For For 3 Elect Patrick Siewert Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement and the Interested Persons Stock Repurchase Provision 6 Amendment to the Stock Option and Mgmt For For For Incentive Plan - --------------------------------------------------------------------------------------------------------------------- AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Lawrence Clarkson Mgmt For For For 1.4 Elect Ehud Houminer Mgmt For For For 1.5 Elect Frank Noonan Mgmt For For For 1.6 Elect Ray Robinson Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Director & Mgmt For For For Officer Long-Term Incentive Plan 3 Amendment to the 2002 Employee Mgmt For For For Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - --------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - --------------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - --------------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Mgmt For For For Non-Employee Directors Equity Plan - --------------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Mgmt For For For Authority to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project - --------------------------------------------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - --------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Ronald Dietz Mgmt For For For 2 Elect Lewis Hay III Mgmt For For For 3 Elect Mayo Shattuck III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - --------------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Report Mgmt For Against Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sol Barer Mgmt For For For 1.2 Elect Robert Hugin Mgmt For For For 1.3 Elect Michael Casey Mgmt For For For 1.4 Elect Carrie Cox Mgmt For For For 1.5 Elect Rodman Drake Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 1.9 Elect Walter Robb Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation - --------------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Jacqueline Kane Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 7 Repeal of Classified Board Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 9 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Pay for Superior Performance - --------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 21 Shareholder Proposal Regarding ShrHldr Against Against For TRI Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Reissue Treasury Mgmt For Against Against Shares - --------------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Award Mgmt For For For Plan - --------------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHI CUSIP 23331A109 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Horton Mgmt For Withhold Against 1.2 Elect Bradley Anderson Mgmt For Withhold Against 1.3 Elect Michael Buchanan Mgmt For Withhold Against 1.4 Elect Michael Hewatt Mgmt For Withhold Against 1.5 Elect Bob Scott Mgmt For Withhold Against 1.6 Elect Donald Tomnitz Mgmt For Withhold Against 1.7 Elect Bill Wheat Mgmt For Withhold Against 2 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Rales Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Alan Spoon Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - --------------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 07/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Sallie Krawcheck Mgmt For For For 1.6 Elect Judy Lewent Mgmt For For For 1.7 Elect Thomas Luce, III Mgmt For For For 1.8 Elect Klaus Luft Mgmt For For For 1.9 Elect Alex Mandl Mgmt For For For 1.10 Elect Sam Nunn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For Against Against 4 Elect Harold MacKay Mgmt For For For 5 Elect W. Henson Moore Mgmt For For For 6 Elect Michael Onustock Mgmt For For For 7 Elect Robert Steacy Mgmt For For For 8 Elect William Stivers Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For Against Against 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- DOVER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DOV CUSIP 260003108 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect James Koley Mgmt For For For 7 Elect Robert Livingston Mgmt For For For 8 Elect Richard Lochridge Mgmt For For For 9 Elect Bernard Rethore Mgmt For For For 10 Elect Michael Stubbs Mgmt For For For 11 Elect Mary Winston Mgmt For For For 12 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - --------------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Omnibus Mgmt For For For Equity Compensation Plan 10 Amendment to the Employee Stock Mgmt For For For Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 13 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Triggering Event - --------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - --------------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect Kevin Kabat Mgmt For For For 1.8 Elect Mitchel Livingston Mgmt For For For 1.9 Elect Hendrick Meijer Mgmt For For For 1.10 Elect John Schiff, Jr. Mgmt For For For 1.11 Elect Dudley Taft Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Amendment to the Code of Mgmt For Against Against Regulations 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - --------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Butler Mgmt For For For 1.2 Elect Kimberly Casiano Mgmt For For For 1.3 Elect Anthony Earley, Jr. Mgmt For For For 1.4 Elect Edsel Ford II Mgmt For For For 1.5 Elect William Ford, Jr. Mgmt For For For 1.6 Elect Richard Gephardt Mgmt For Withhold Against 1.7 Elect Irvine Hockaday, Jr. Mgmt For For For 1.8 Elect Richard Manoogian Mgmt For For For 1.9 Elect Ellen Marram Mgmt For For For 1.10 Elect Alan Mulally Mgmt For For For 1.11 Elect Homer Neal Mgmt For For For 1.12 Elect Gerald Shaheen Mgmt For For For 1.13 Elect John Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Tax Benefit Preservation Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 5 Shareholder Proposal Regarding ShrHldr Against For Against Recapitalization Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 8 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Dioxide Reduction - --------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For Against Against 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Sir William Castell Mgmt For For For 4 Elect Ann Fudge Mgmt For For For 5 Elect Susan Hockfield Mgmt For For For 6 Elect Jeffrey Immelt Mgmt For For For 7 Elect Andrea Jung Mgmt For For For 8 Elect Alan Lafley Mgmt For For For 9 Elect Robert Lane Mgmt For For For 10 Elect Ralph Larsen Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect James Mulva Mgmt For For For 13 Elect Sam Nunn Mgmt For For For 14 Elect Roger Penske Mgmt For For For 15 Elect Robert Swieringa Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes 23 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Behavorial Advertising 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights in China - --------------------------------------------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HAR CUSIP 413086109 12/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dinesh Paliwal Mgmt For For For 1.2 Elect Edward Meyer Mgmt For Withhold Against 1.3 Elect Gary Steel Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights - --------------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IR CUSIP G47791101 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Orin Smith Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crisp Mgmt For For For 1.2 Elect Jean-Marc Forneri Mgmt For For For 1.3 Elect Fred Hatfield Mgmt For For For 1.4 Elect Terrence Martell Mgmt For For For 1.5 Elect Callum McCarthy Mgmt For For For 1.6 Elect Robert Reid Mgmt For For For 1.7 Elect Frederic Salerno Mgmt For For For 1.8 Elect Jeffrey Sprecher Mgmt For For For 1.9 Elect Judith Sprieser Mgmt For For For 1.10 Elect Vincent Tese Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Patti Hart Mgmt For For For 1.3 Elect Robert Mathewson Mgmt For For For 1.4 Elect Thomas Matthews Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect Frederick Rentschler Mgmt For For For 1.7 Elect David Roberson Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Long Term Compensation Plan Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - --------------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP Mgmt For N/A N/A TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY Mgmt For N/A N/A ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - --------------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - --------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Richard Elkus, Jr. Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 1.8 Elect Patricia Wolpert Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bernauer Mgmt For For For 1.2 Elect Leonard Berry Mgmt For For For 1.3 Elect Dawn Hudson Mgmt For For For 1.4 Elect Robert Niblock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Call a Special Meeting Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - --------------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Vote Mgmt For For For Requirements 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - --------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Pantas Sutardja Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Mgmt For For For Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - --------------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHS CUSIP 58405U102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Barker, Jr. Mgmt For For For 2 Elect John Cassis Mgmt For For For 3 Elect Michael Goldstein Mgmt For For For 4 Elect Charles Lillis Mgmt For For For 5 Elect Myrtle Potter Mgmt For For For 6 Elect William Roper Mgmt For For For 7 Elect David Snow, Jr. Mgmt For For For 8 Elect David Stevens Mgmt For For For 9 Elect Blenda Wilson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings - --------------------------------------------------------------------------------------------------------------------- MELCO CROWN ENTERTAINMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPEL CUSIP 585464100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of the Audited Mgmt For For For Financial Statements for the Fiscal Year 2009 2 Appointment of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - --------------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Glenn Hubbard Mgmt For For For 1.2 Elect Alfred Kelly, Jr. Mgmt For For For 1.3 Elect James Kilts Mgmt For For For 1.4 Elect David Satcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting - --------------------------------------------------------------------------------------------------------------------- MGM MIRAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS MGM CUSIP 552953101 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Baldwin Mgmt For Withhold Against 1.2 Elect Willie Davis Mgmt For For For 1.3 Elect Kenny Guinn Mgmt For For For 1.4 Elect Alexander Haig, Jr. Mgmt For Withhold Against 1.5 Elect Alexis Herman Mgmt For For For 1.6 Elect Roland Hernandez Mgmt For Withhold Against 1.7 Elect Gary Jacobs Mgmt For Withhold Against 1.8 Elect Kirk Kerkorian Mgmt For Withhold Against 1.9 Elect Anthony Mandekic Mgmt For Withhold Against 1.10 Elect Rose McKinney-James Mgmt For For For 1.11 Elect James Murren Mgmt For Withhold Against 1.12 Elect Daniel Taylor Mgmt For Withhold Against 1.13 Elect Melvin Wolzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Abstain Abstain For Sustainability Report 4 Transaction of Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 20 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - --------------------------------------------------------------------------------------------------------------------- MOTOROLA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOT CUSIP 620076109 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Brown Mgmt For For For 2 Elect David Dorman Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Sanjay Jha Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Samuel Scott III Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Douglas Warner III Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards 15 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - --------------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - --------------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Dussek Mgmt For For For 1.2 Elect Donald Guthrie Mgmt For For For 1.3 Elect Steven Shindler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Incentive Mgmt For Against Against Compensation Plan - --------------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - --------------------------------------------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVLS CUSIP 670008101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Hill Mgmt For For For 1.2 Elect Neil Bonke Mgmt For For For 1.3 Elect Youssef El-Mansy Mgmt For For For 1.4 Elect Yoshio Nishi Mgmt For For For 1.5 Elect Glen Possley Mgmt For For For 1.6 Elect Ann Rhoads Mgmt For For For 1.7 Elect William Spivey Mgmt For For For 1.8 Elect Delbert Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NUE CUSIP 670346105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel DiMicco Mgmt For For For 1.2 Elect James Hlavacek Mgmt For For For 1.3 Elect John Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Stock Option and Award Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - --------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - --------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - --------------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Daniel McCranie Mgmt For For For 1.2 Elect Emmanuel Hernandez Mgmt For For For 2 Amendment to the 2000 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report on Public Policy Issues - --------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Election of Chairperson of the Mgmt For Abstain Against Board of Directors 6 Election of Supervisory Council Mgmt For Abstain Against 7 Remuneration Policy Mgmt For Against Against 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights to Mgmt For For For Effect Merger between Braskem and Quattor - --------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 06/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase in Authorized Preferred Mgmt For For For Shares - --------------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - --------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - --------------------------------------------------------------------------------------------------------------------- POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPG CUSIP 693506107 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Berges Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Martin Richenhagen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Accountability Report - --------------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - --------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RIM CUSIP 760975102 07/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mike Lazaridis Mgmt For Withhold Against 1.2 Elect James Estill Mgmt For Withhold Against 1.3 Elect David Kerr Mgmt For For For 1.4 Elect Roger Martin Mgmt For For For 1.5 Elect John Richardson Mgmt For Withhold Against 1.6 Elect Barbara Stymiest Mgmt For For For 1.7 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees - --------------------------------------------------------------------------------------------------------------------- SCHERING-PLOUGH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGP CUSIP 806605101 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Statements Mgmt For For For and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Stock Mgmt For For For Purchase Plan 5 Appointment of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Chadwell Mgmt For For For 1.2 Elect Ivor Evans Mgmt For For For 1.3 Elect Paul Fulchino Mgmt For For For 1.4 Elect Richard Gephardt Mgmt For Withhold Against 1.5 Elect Robert Johnson Mgmt For For For 1.6 Elect Ronald Kadish Mgmt For For For 1.7 Elect Francis Raborn Mgmt For For For 1.8 Elect Jeffrey Turner Mgmt For For For 1.9 Elect James Welch Mgmt For For For 1.10 Elect Nigel Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay - --------------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - --------------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Benhamou Mgmt For Withhold Against 1.2 Elect David Clapper Mgmt For For For 1.3 Elect Roger Dunbar Mgmt For For For 1.4 Elect Joel Friedman Mgmt For For For 1.5 Elect G. Felda Hardymon Mgmt For For For 1.6 Elect Alex Hart Mgmt For For For 1.7 Elect C. Richard Kramlich Mgmt For For For 1.8 Elect Lata Krishnan Mgmt For For For 1.9 Elect Kate Mitchell Mgmt For For For 1.10 Elect Michaela Rodeno Mgmt For For For 1.11 Elect Kenneth Wilcox Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 1999 Employee Mgmt For For For Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect William Coleman, III Mgmt For For For 1.3 Elect Frank Dangeard Mgmt For For For 1.4 Elect Geraldine Laybourne Mgmt For For For 1.5 Elect David Mahoney Mgmt For For For 1.6 Elect Robert Miller Mgmt For For For 1.7 Elect Enrique Salem Mgmt For For For 1.8 Elect Daniel Schulman Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect V. Paul Unruh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marshall Cohen Mgmt For For For 1.2 Elect William Hatanaka Mgmt For Withhold Against 1.3 Elect J. Peter Ricketts Mgmt For Withhold Against 1.4 Elect Allan Tessler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Mgmt For For For Incentive Plan - --------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kathleen Bader Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Ivor Evans Mgmt For For For 4 Elect Charles Powell Mgmt For For For 5 Elect James Ziemer Mgmt For For For 6 One-time Stock Option Exchange Mgmt For For For Program 7 Repeal of Classified Board Mgmt For For For 8 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arun Sarin Mgmt For For For 2 Elect Paula Sneed Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Corporate Mgmt For For For Executive Bonus Plan 5 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval Survivor Benefits (Golden Coffins) - --------------------------------------------------------------------------------------------------------------------- THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan - --------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses - --------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - --------------------------------------------------------------------------------------------------------------------- THE J.M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Dolan Mgmt For For For 2 Elect Nancy Lopez Knight Mgmt For For For 3 Elect Gary Oatey Mgmt For For For 4 Elect Alex Shumate Mgmt For For For 5 Elect Timothy Smucker Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Elimination of Cumulative Voting Mgmt For Against Against 8 Adoption of Majority Vote for Mgmt For For For Election of Directors 9 Amendment to Allow the Board to Mgmt For Against Against Amend the Regulations - --------------------------------------------------------------------------------------------------------------------- THE MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cochran Mgmt For For For 1.2 Elect Robert Lumpkins Mgmt For For For 1.3 Elect Harold MacKay Mgmt For For For 1.4 Elect William Monahan Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Stock and Incentive Plan 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Casper Mgmt For For For 2 Elect Tyler Jacks Mgmt For For For 3 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Zvi Barzilay Mgmt For For For 1.2 Elect Edward Boehne Mgmt For For For 1.3 Elect Richard Braemer Mgmt For For For 1.4 Elect Carl Marbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Certificate of Mgmt For For For Incorporation to Preserve Value of NOLS 4 Adoption of Section 382 Mgmt For Against Against Shareholder Rights Plan 5 Approval of the Senior Officer Mgmt For Against Against Bonus Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions - --------------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form Mgmt For For For of a Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Watford Mgmt For For For 1.2 Elect W. Charles Helton Mgmt For For For 1.3 Elect Robert Rigney Mgmt For For For 1.4 Elect Stephen McDaniel Mgmt For For For 1.5 Elect Roger Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing - --------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - --------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - --------------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Omnibus Mgmt For For For Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Report on Rainforest Impact 8 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 9 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - --------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - --------------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Stock Mgmt For For For Option Plan 4 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 5 Shareholder Proposal Regarding ShrHldr Against For Against Performance-Based Equity Compensation 6 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Charitable Spending - --------------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/15/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irvin Aal Mgmt For For For 1.2 Elect Joseph England Mgmt For For For 2 Ratification of Auditor Mgmt For For For - --------------------------------------------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - --------------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Equity Income Plus Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Birney Mgmt For For For 1.2 Elect Howard Curd Mgmt For For For 1.3 Elect Michael McManus, Jr. Mgmt For For For 1.4 Elect Ernest Novak, Jr. Mgmt For For For 1.5 Elect Irvin Reid Mgmt For For For 1.6 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Employee Stock Purchase Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- A.O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Brown Mgmt For For For 1.2 Elect William Greubel Mgmt For For For 1.3 Elect Robert O'Toole Mgmt For For For 1.4 Elect Idelle Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ABB LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABBN CUSIP 000375204 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Allocation of Profits/Dividends; Mgmt For For For Transfer of Reserves 5 Reduction of Share Capital Mgmt For For For 6 Amendment to Par Value; Capital Mgmt For For For Distribution 7 Amendments to Articles Mgmt For For For 8 Amend Article 6 Mgmt For For For 9 Amend Articles 32 and 33 Mgmt For For For 10 Elect Roger Agnelli Mgmt For For For 11 Elect Louis Hughes Mgmt For Against Against 12 Elect Hans Marki Mgmt For For For 13 Elect Michel de Rosen Mgmt For For For 14 Elect Michael Treschow Mgmt For Against Against 15 Elect Bernd Voss Mgmt For Against Against 16 Elect Jacob Wallenberg Mgmt For Against Against 17 Elect Hubertus von Grunberg Mgmt For For For 18 Appointment of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Directors Mgmt For For For 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan 16 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction - ---------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leon Schurgin Mgmt For For For 1.2 Elect William Rubenfaer Mgmt For For For 1.3 Elect Joey Agree Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins, III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Amendment to the 1997 Stock Award Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV TICKER SECURITY ID: MEETING DATE MEETING STATUS AMXL CUSIP 02364W105 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors (Series L) Mgmt N/A Abstain N/A 2 Election of Meeting Delegates Mgmt N/A For N/A - ---------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AEL CUSIP 025676206 06/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alexander Clark Mgmt For For For 1.2 Elect Robert Hilton Mgmt For For For 1.3 Elect John Matovina Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN GREETINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AM CUSIP 026375105 06/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Scott Cowen Mgmt For For For 1.2 Elect William MacDonald III Mgmt For For For 1.3 Elect Zev Weiss Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Director Term Mgmt For Against Against Lengths 2 Amendment Regarding Implementation Mgmt For For For of EU Directive 3 Authority to Exclude Preference Mgmt For For For Right of Existing Shareholders 4 Authority to Issue Subscription Mgmt For For For Rights 5 Authority to Increase Capital with Mgmt For For For Regards to Issuance 6 Authority to Exercise Power Mgmt For For For 7 Accounts and Reports; Allocation of Mgmt For For For Profits and Dividends 8 Ratification of Board Acts Mgmt For For For 9 Ratification of Auditor's Acts Mgmt For For For 10 Elect Alexandre Van Damme Mgmt For For For 11 Elect Gregoire de Spoelberch Mgmt For For For 12 Elect Carlos de Veiga Sicupira Mgmt For For For 13 Elect Jorge Paulo Lemann Mgmt For For For 14 Elect Roberto Moses Thompson Motta Mgmt For For For 15 Elect Marcel Telles Mgmt For Against Against 16 Elect Jean-Luc Dehaene Mgmt For For For 17 Elect Mark Winkelman Mgmt For For For 18 Replacement of Auditor Mgmt For For For 19 Remuneration Report Mgmt For For For 20 Approval of Equity Grants Mgmt For For For 21 Approval of Change in Control Mgmt For Against Against Provision Relating to EMTN Program 22 Change of Control Provision Mgmt For Against Against Relating to the US Dollar Notes 23 Change of Control Provisions Mgmt For Against Against Relating to Senior Facilities Agreement 24 Change of Control Provision Mgmt For Against Against Relating to Term Facilities Agreement 25 Authority to Carry Out Formalities Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS ADM CUSIP 039483102 11/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Victoria Haynes Mgmt For For For 5 Elect Antonio Maciel Neto Mgmt For For For 6 Elect Patrick Moore Mgmt For For For 7 Elect Thomas O'Neill Mgmt For For For 8 Elect Kelvin Westbrook Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 2009 Incentive Compensation Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Global Human Rights Standards - ---------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank O'Bryan Mgmt For Withhold Against 1.2 Elect Antony Ressler Mgmt For Withhold Against 1.3 Elect Eric Siegel Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Issue Shares Below Net Asset Value Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ASHLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASH CUSIP 044209104 01/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Rohr Mgmt For For For 2 Elect Theodore Solso Mgmt For For For 3 Elect Michael Ward Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CUSIP 046353108 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect Jean-Philippe Courtois Mgmt For For For 9 Elect Jane Henney Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect John Varley Mgmt For For For 14 Elect Marcus Wallenberg Mgmt For Against Against 15 Directors' Remuneration Report Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 21 Adoption of New Articles Mgmt For Against Against 22 AstraZeneca Investment Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS AXA CUSIP 054536107 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Supplementary Retirement Benefits Mgmt For For For (Henri de Castries, Denis Duverne and Francois Pierson) 6 Severance Package and Retirement Mgmt For For For Benefits (Henri de Castries) 7 Severance Package and Retirement Mgmt For For For Benefits (Denis Duverne) 8 Elect Norbert Dentressangle Mgmt For For For 9 Appointment of Auditor (Mazars) Mgmt For For For 10 Appointment of Alternate Auditor Mgmt For For For (Jean-Brice de Turkheim) 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights for the Benefit of Overseas Employees 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Amendment to Governing Structure; Mgmt For Against Against Correlative Amendment of Articles 16 Amendments to Articles 7, 8 and 10 Mgmt For For For 17 Elect Henri de Castries Mgmt For For For 18 Elect Denis Duverne Mgmt For For For 19 Elect Jacques d'Armand de Mgmt For For For Chateauvieux 20 Elect Norbert Dentressangle Mgmt For For For 21 Elect Jean-Martin Folz Mgmt For For For 22 Elect Anthony Hamilton Mgmt For For For 23 Elect Francois Martineau Mgmt For For For 24 Elect Giuseppe Mussari Mgmt For For For 25 Elect Ramon de Oliveira Mgmt For For For 26 Elect Michel Pebereau Mgmt For Against Against 27 Elect Dominique Reiniche Mgmt For For For 28 Elect Ezra Suleiman Mgmt For For For 29 Elect Isabelle Kocher Mgmt For For For 30 Elect Lee Suet Fern Mgmt For For For 31 Elect Wendy Cooper Mgmt For For For 32 Elect John Coultrap Mgmt Against Against For 33 Elect Paul Geiersbach Mgmt Against Against For 34 Elect Sebastien Herzog Mgmt Against Against For 35 Elect Rodney Koch Mgmt Against Against For 36 Elect Jason Steinberg Mgmt Against Against For 37 Directors' Fees Mgmt For For For 38 Authority to Carry Out Formalities Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AXS CUSIP G0692U109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Geoffrey Bell Mgmt For For For 1.2 Elect Christopher Greetham Mgmt For For For 1.3 Elect Maurice Keane Mgmt For For For 1.4 Elect Henry Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBVA CUSIP 05946K101 03/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Elect Francisco Gonzalez Rodriguez Mgmt For For For 3 Elect angel Cano Fernandez Mgmt For For For 4 Elect Ramon Bustamante y de la Mora Mgmt For For For 5 Elect Ignacio Ferrero Jordi Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Bi-Annual Share Incentive Plan Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Carry Out Formalities Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Stock Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Associate Mgmt For For For Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BARCLAYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BARC CUSIP 06738E204 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Reuben Jeffrey III Mgmt For For For 4 Elect Marcus Agius Mgmt For For For 5 Elect David Booth Mgmt For For For 6 Elect Sir Richard Broadbent Mgmt For For For 7 Elect Sir Michael Rake Mgmt For For For 8 Elect Sir Andrew Likierman Mgmt For For For 9 Elect Christopher Lucas Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For 18 Approval of SAYE Sharesave Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between CEO and Employee Pay - ---------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lisa Caputo Mgmt For For For 1.2 Elect Brian Dunn Mgmt For For For 1.3 Elect Kathy Higgins Victor Mgmt For For For 1.4 Elect Rogelio Rebolledo Mgmt For For For 1.5 Elect Gerard Vittecoq Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BGC PARTNERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BGCP CUSIP 05541T101 12/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Lutnick Mgmt For Withhold Against 1.2 Elect John Dalton Mgmt For Withhold Against 1.3 Elect Stephen Curwood Mgmt For Withhold Against 1.4 Elect Barry Sloane Mgmt For Withhold Against 1.5 Elect Albert Weis Mgmt For Withhold Against 2 Amendment to the Long Term Mgmt For Against Against Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP 088606108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Don Argus (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 8 Appointment of Auditor and Mgmt For For For Authority to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Remuneration Report Mgmt For For For 17 Equity Grant (CEO Marius Kloppers) Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKCC CUSIP 092533108 06/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Maher Mgmt For Withhold Against 1.2 Elect Maureen Usifer Mgmt For Withhold Against 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Long-Term Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BRINKER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EAT CUSIP 109641100 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Brooks Mgmt For For For 1.2 Elect Harriet Edelman Mgmt For For For 1.3 Elect Marvin Girouard Mgmt For For For 1.4 Elect John Mims Mgmt For For For 1.5 Elect George Mrkonic, Jr. Mgmt For For For 1.6 Elect Erle Nye Mgmt For For For 1.7 Elect Rosendo Parra Mgmt For For For 1.8 Elect Cece Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CUSIP 110448107 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Ana Maria Llopis Mgmt For For For 7 Elect Christine Morin-Postel Mgmt For For For 8 Elect Anthony Ruys Mgmt For For For 9 Elect Richard Burrows Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For Against Against Notice Period to 14 Days 14 Adoption of New Articles Mgmt For For For 15 Scrip Dividend Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joan Amble Mgmt For For For 1.2 Elect Nancy Handel Mgmt For For For 1.3 Elect Eddy Hartenstein Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Robert Switz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Mgmt For For For Authority to Set Fees - ---------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRO CUSIP 115236101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 1.9 Elect John Riedman Mgmt For For For 1.10 Elect Chilton Varner Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Armellino Mgmt For For For 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Hugh Bolton Mgmt For For For 1.4 Elect Gordon Giffin Mgmt For For For 1.5 Elect Edith Holiday Mgmt For For For 1.6 Elect V. Maureen Kempston Darkes Mgmt For For For 1.7 Elect Denis Losier Mgmt For For For 1.8 Elect Edward Lumley Mgmt For For For 1.9 Elect David McLean Mgmt For For For 1.10 Elect Claude Mongeau Mgmt For For For 1.11 Elect Robert Pace Mgmt For For For 2 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lebovitz Mgmt For For For 1.2 Elect Kathleen Nelson Mgmt For For For 1.3 Elect Winston Walker Mgmt For For For 1.4 Elect Thomas DeRosa Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CHINA MOBILE (HONG KONG) LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0941 CUSIP 16941M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LI Yue Mgmt For Against Against 4 Elect LU Xiangdong Mgmt For Against Against 5 Elect XIN Fanfei Mgmt For For For 6 Elect Frank WONG Kwong Shing Mgmt For For For 7 Appointment of Auditor and Mgmt For For For Authority to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Issue Repurchased Mgmt For For For Shares - ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation - ---------------------------------------------------------------------------------------------------------------- CNOOC LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 0883 CUSIP 126132109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Aloysius TSE Hau Yin Mgmt For Against Against 4 Elect ZHOU Shouwei Mgmt For Against Against 5 Elect YANG Hua Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Elect CHIU Sung Hong; Director's Fee Mgmt For For For 8 Appointment of Auditor and Mgmt For For For Authority to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Mgmt For For For Shares - ---------------------------------------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements - ---------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Helene Gayle Mgmt For For For 4 Elect Ellen Hancock Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect David Johnson Mgmt For For For 7 Elect Richard Kogan Mgmt For For For 8 Elect Delano Lewis Mgmt For For For 9 Elect J. Pedro Reinhard Mgmt For For For 10 Elect Stephen Sadove Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr For Against Against Reviewing Charitable Spending 14 Shareholder Proposal Regarding ShrHldr For Against Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Julian Brodsky Mgmt For For For 1.6 Elect Joseph Collins Mgmt For For For 1.7 Elect J. Michael Cook Mgmt For For For 1.8 Elect Gerald Hassell Mgmt For For For 1.9 Elect Jeffrey Honickman Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 1.13 Elect Michael Sovern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2006 Cash Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding CEO ShrHldr Against Against For Succession Planning 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBSH CUSIP 200525103 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Devanny III Mgmt For For For 1.2 Elect Benjamin Rassieur III Mgmt For For For 1.3 Elect Todd Schnuck Mgmt For For For 1.4 Elect Andrew Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMBV3 CUSIP 20441W203 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Supevisory Council; Fees Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CONSTELLATION ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CEG CUSIP 210371100 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Yves de Balmann Mgmt For For For 2 Elect Ann Berzin Mgmt For For For 3 Elect James Brady Mgmt For For For 4 Elect Daniel Camus Mgmt For For For 5 Elect James Curtiss Mgmt For For For 6 Elect Freeman Hrabowski III Mgmt For For For 7 Elect Nancy Lampton Mgmt For Against Against 8 Elect Robert Lawless Mgmt For For For 9 Elect Mayo Shattuck III Mgmt For For For 10 Elect John Skolds Mgmt For For For 11 Elect Michael Sullivan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Mgmt For Against Against Equity and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CUSIP 225401108 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For Against Against 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Mgmt For For For Management Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Election of Directors Mgmt For For For 7 Elect Robert Benmosche Mgmt For For For 8 Appointment of Special Auditor Mgmt For For For 9 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CUSIP D1668R123 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of Management Board Mgmt For For For Acts 2 Ratification of Supervisory Board Mgmt For For For Acts 3 Compensation Policy Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Paul Achleitner Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Countermotion A Mgmt Against Against For - ---------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For For For 1.6 Elect Tripp Hardin Mgmt For For For 1.7 Elect John O'Keeffe Mgmt For For For 1.8 Elect Bruce Warwick Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DEUTSCHE BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DBK CUSIP D18190898 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Appointment of Auditor Mgmt For Against Against 5 Authority to Trade in Company Stock Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For Using Equity Derivatives 8 Compensation Policy Mgmt For Against Against 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Intra-company Control Agreement Mgmt For For For 12 Intra-company Control Agreement Mgmt For For For 13 Countermotion A (Allocation of Mgmt N/A Against N/A Profits/Dividends) 14 Countermotion B (Ratification of Mgmt N/A Against N/A Management Board Acts) 15 Countermotion C (Intra-company Mgmt N/A Against N/A Contract) - ---------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Elect William Summers, Jr. Mgmt For For For 12 Elect Scott Wolstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CUSIP 25243Q205 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Plan Mgmt For For For 16 2009 Executive Long-Term Incentive Mgmt For For For Plan 17 2009 International Sharematch Plan Mgmt For For For 18 Authority to Establish Mgmt For For For International Share Plans 19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Share Mgmt For For For Option Plan 21 Amendment to 2008 Senior Executive Mgmt For For For Share Option Plan 22 Amendment to 1999 Senior Executive Mgmt For For For Share Option Plan 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Adoption of New Articles Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Amin Mgmt For For For 1.2 Elect Michael Coke Mgmt For For For 1.3 Elect Lammot du Pont Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect Hossein Fateh Mgmt For For For 1.6 Elect Frederic Malek Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EARTHLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELNK CUSIP 270321102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bowick Mgmt For For For 1.2 Elect Terrell Jones Mgmt For For For 1.3 Elect David Koretz Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Internet Network Management Practices - ---------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randall Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EMPRESA NACIONAL DE ELECTRICIDAD SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENDESA CUSIP 29244T101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Investment and Finance Policy Mgmt For For For 4 Election of Directors Mgmt For Abstain Against 5 Directors' Fees Mgmt For Abstain Against 6 Directors' Committee Fees and Budget Mgmt For Abstain Against 7 Appointment of Auditor Mgmt For Abstain Against 8 Appointment of Account Inspectors; Mgmt For Abstain Against Fees 9 Amendments to Articles Mgmt For Abstain Against 10 Consolidated Articles of Association Mgmt For Abstain Against 11 Authority to Give Guarantees Mgmt For Abstain Against 12 Authority to Carry Out Formalities Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENERPLUS RESOURCES FUND TICKER SECURITY ID: MEETING DATE MEETING STATUS ERF CUSIP 29274D604 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Dodge Mgmt For For For 1.2 Elect Robert Hodgins Mgmt For Withhold Against 1.3 Elect Gordon Kerr Mgmt For For For 1.4 Elect Douglas Martin Mgmt For For For 1.5 Elect David O'Brien Mgmt For For For 1.6 Elect Glen Roane Mgmt For Withhold Against 1.7 Elect W. C. (Mike) Seth Mgmt For For For 1.8 Elect Donald West Mgmt For For For 1.9 Elect Harry Wheeler Mgmt For For For 1.10 Elect Clayton Woitas Mgmt For For For 1.11 Elect Robert Zorich Mgmt For For For 2 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For Withhold Against 1.2 Elect Charles Atwood Mgmt For Withhold Against 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Boone Knox Mgmt For Withhold Against 1.5 Elect John Neal Mgmt For Withhold Against 1.6 Elect David Neithercut Mgmt For Withhold Against 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For Withhold Against 1.9 Elect B. Joseph White Mgmt For Withhold Against 1.10 Elect Samuel Zell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ---------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Dominski Mgmt For For For 1.2 Elect H. Patrick Hackett, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael P. Esposito, Jr. Mgmt For For For 1.2 Elect Joan K. Shafran Mgmt For Withhold Against 1.3 Elect Louis Stokes Mgmt For Withhold Against 1.4 Elect Stan Ross Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Increase of Preferred Stock Mgmt For Against Against 4 Amendment to the Code of Mgmt For Against Against Regulations to Allow the Board to Make Certain Amendments Without Shareholder Approval 5 Amendment to the 1994 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FELE CUSIP 353514102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect R. Scott Trumbull Mgmt For For For 1.2 Elect Thomas Young Mgmt For For For 2 Management Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Robert Joffe Mgmt For For For 5 Elect Charles Johnson Mgmt For For For 6 Elect Gregory Johnson Mgmt For For For 7 Elect Rupert Johnson, Jr. Mgmt For For For 8 Elect Thomas Kean Mgmt For For For 9 Elect Chutta Ratnathicam Mgmt For For For 10 Elect Peter Sacerdote Mgmt For For For 11 Elect Laura Stein Mgmt For For For 12 Elect Anne Tatlock Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Mgmt For For For Stock Incentive Plan - ---------------------------------------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis McGillicuddy Mgmt For Withhold Against 1.2 Elect Janet Notopoulos Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Against Against Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 5 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTR CUSIP 35906A108 10/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Pursuant Mgmt For For For to Merger - ---------------------------------------------------------------------------------------------------------------- GARMIN LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GRMN CUSIP G37260109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Betts Mgmt For For For 1.2 Elect Thomas Poberezny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Reincorporation from the Cayman Mgmt For For For Islands to Switzerland 5 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leo Liebowitz Mgmt For For For 1.2 Elect Milton Cooper Mgmt For For For 1.3 Elect Philip Coviello Mgmt For For For 1.4 Elect David Driscoll Mgmt For For For 1.5 Elect Richard Montag Mgmt For For For 1.6 Elect Howard Safenowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CUSIP 37733W105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Stephanie Burns Mgmt For For For 4 Elect Julian Heslop Mgmt For For For 5 Elect Sir Deryck Maughan Mgmt For For For 6 Elect Daniel Podolsky Mgmt For For For 7 Elect Sir Robert Wilson Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Exemption from Statement of Senior Mgmt For For For Auditor's Name 15 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy O'Brien Mgmt For For For 1.2 Elect Niles Overly Mgmt For For For 1.3 Elect William Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GOLDCORP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS G CUSIP 380956409 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For Withhold Against 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor and Mgmt For For For Authority to Set Fees 3 Shareholder Proposal Regarding Mgmt Against Against For Policy on Indigenous Communities - ---------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Blumenthal Mgmt For For For 1.2 Elect Anthony Chidoni Mgmt For For For 1.3 Elect Maurice Marciano Mgmt For For For 2 Amendment to the Annual Incentive Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- HITACHI, LTD.- ADR TICKER SECURITY ID: MEETING DATE MEETING STATUS HIT CUSIP 433578507 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tadamichi Sakiyama Mgmt For Against Against 2 Elect Yoshie Ohta Mgmt For For For 3 Elect Mitsuo Ohashi Mgmt For For For 4 Elect Akihiko Nomiyama Mgmt For For For 5 Elect Kenji Miyahara Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Takashi Kawamura Mgmt For For For 9 Elect Masaharu Sumikawa Mgmt For For For 10 Elect Hiroaki Nakanishi Mgmt For Against Against 11 Elect Michiharu Nakamura Mgmt For For For 12 Elect Takashi Miyoshi Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CUSIP 438128308 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Takanobu Itoh Mgmt For Withhold Against 2.2 Elect Koichi Kondoh Mgmt For For For 2.3 Elect Shigeru Takagi Mgmt For For For 2.4 Elect Akio Hamada Mgmt For For For 2.5 Elect Tetsuo Iwamura Mgmt For For For 2.6 Elect Tatsuhiro Ohyama Mgmt For For For 2.7 Elect Fumihiko Ike Mgmt For For For 2.8 Elect Masaya Yamashita Mgmt For For For 2.9 Elect Kensaku Hohgen Mgmt For For For 2.10 Elect Nobuo Kuroyanagi Mgmt For For For 2.11 Elect Takeo Fukui Mgmt For For For 2.12 Elect Hiroshi Kobayashi Mgmt For For For 2.13 Elect Shoh Minekawa Mgmt For For For 2.14 Elect Takuji Yamada Mgmt For For For 2.15 Elect Yoichi Hohjoh Mgmt For For For 2.16 Elect Tsuneo Tanai Mgmt For For For 2.17 Elect Hiroyuki Yamada Mgmt For For For 2.18 Elect Tomohiko Kawanabe Mgmt For For For 2.19 Elect Masahiro Yoshida Mgmt For For For 2.20 Elect Seiji Kuraishi Mgmt For For For 3 Bonus Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Mgmt For For For Trust 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CUSIP 404280406 05/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Rona Fairhead Mgmt For Against Against 4 Elect Michael Geoghegan Mgmt For For For 5 Elect Stephen Green Mgmt For For For 6 Elect Gwyn Morgan Mgmt For For For 7 Elect Narayana Murthy Mgmt For For For 8 Elect Simon Robertson Mgmt For For For 9 Elect John Thornton Mgmt For Against Against 10 Elect Sir Brian Williamson Mgmt For For For 11 Appointment of Auditor and Mgmt For For For Authority to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Amendments to New Articles Mgmt For For For 15 UK Share Incentive Plan Extension Mgmt For For For 16 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ---------------------------------------------------------------------------------------------------------------- HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Quest Mgmt For For For 2 Elect Joseph Sponholz Mgmt For For For 3 Executive Officer Annual Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter Huntsman Mgmt For For For 1.2 Elect Wayne Reaud Mgmt For For For 1.3 Elect Alvin Shoemaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- ING GROEP N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS INGA CUSIP 456837103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Amendment to the Compensation Policy Mgmt For For For 3 Corporate Governance Report Mgmt For Against Against 4 Ratification of Executive Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Elect Piet Klaver Mgmt For For For 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For Against Against 2 Elect Lynn Elsenhans Mgmt For For For 3 Elect John Faraci Mgmt For For For 4 Elect Stacey Mobley Mgmt For For For 5 Elect John Townsend, III Mgmt For For For 6 Elect William Walter Mgmt For For For 7 Elect J. Steven Whisler Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the By-Laws Regarding Mgmt For For For the Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JKHY CUSIP 426281101 11/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerry Hall Mgmt For For For 1.2 Elect Michael Henry Mgmt For For For 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Craig Curry Mgmt For For For 1.5 Elect Wesley Brown Mgmt For For For 1.6 Elect Matthew Flanigan Mgmt For For For 1.7 Elect Marla Shepard Mgmt For For For 1.8 Elect John Prim Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Amendment to 2005 Incentive Award Mgmt For Against Against Plan - ---------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLL CUSIP 502424104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Claude Canizares Mgmt For For For 1.2 Elect Thomas Corcoran Mgmt For Withhold Against 1.3 Elect Lewis Kramer Mgmt For For For 1.4 Elect Alan Washkowitz Mgmt For For For 2 Amendment to the 2008 Long Term Mgmt For For For Performance Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Elston Mgmt For For For 1.2 Elect Diana Murphy Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe, III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For For For 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Flexible Stock Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy - ---------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LLTC CUSIP 535678106 11/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect David Lee Mgmt For For For 1.3 Elect Lothar Maier Mgmt For For For 1.4 Elect Richard Moley Mgmt For For For 1.5 Elect Thomas Volpe Mgmt For For For 2 Amendment to the 2005 Employee Mgmt For For For Stock Purchase Plan 3 2009 Executive Bonus Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LLOY CUSIP 539439109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Sir Winfried Bischoff Mgmt For Against Against 4 Elect Glen Moreno Mgmt For For For 5 Elect David Roberts Mgmt For For For 6 Elect Wolfgang Berndt Mgmt For For For 7 Elect J. Eric Daniels Mgmt For For For 8 Elect Helen Weir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Ordinary Mgmt For For For Shares 14 Authority to Repurchase Preference Mgmt For For For Shares 15 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ---------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. C. Aldridge, Jr. Mgmt For For For 2 Elect Nolan Archibald Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Gwendolyn King Mgmt For For For 6 Elect James Loy Mgmt For Against Against 7 Elect Douglas McCorkindale Mgmt For For For 8 Elect Joseph Ralston Mgmt For For For 9 Elect James Schneider Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Space Weapons - ---------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For For For 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Bernikow Mgmt For For For 1.2 Elect Kenneth Duberstein Mgmt For Withhold Against 1.3 Elect Vincent Tese Mgmt For For For 1.4 Elect Roy Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MANULIFE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MFC CUSIP 56501R106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bammann Mgmt For For For 1.2 Elect John Cassaday Mgmt For For For 1.3 Elect Gail Cook-Bennett Mgmt For For For 1.4 Elect Thomas d'Aquino Mgmt For For For 1.5 Elect Richard DeWolfe Mgmt For Withhold Against 1.6 Elect Robert Dineen, Jr. Mgmt For For For 1.7 Elect Pierre Ducros Mgmt For For For 1.8 Elect Donald Guloien Mgmt For For For 1.9 Elect Scott Hand Mgmt For For For 1.10 Elect Robert Harding Mgmt For For For 1.11 Elect Luke Helms Mgmt For For For 1.12 Elect Thomas Kierans Mgmt For For For 1.13 Elect Lorna Marsden Mgmt For For For 1.14 Elect John Palmer Mgmt For For For 1.15 Elect Hugh Sloan, Jr. Mgmt For For For 1.16 Elect Gordon Thiessen Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect W. Mitt Romney Mgmt For For For 10 Elect William Shaw Mgmt For For For 11 Elect Lawrence Small Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDU CUSIP 552690109 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Everist Mgmt For For For 2 Elect Thomas Everist Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Certain Business Combinations 12 Elimination of Supermajority Vote Mgmt For For For Requirement Related to Charter Amendments 13 Charter Amendment to Conform to Mgmt For For For Delaware General Corporation Law 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste - ---------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For For For 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For Against Against and Incentive Plan - ---------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions - ---------------------------------------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTU CUSIP 606822104 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt N/A For N/A 2 Elect Munetaka Okihara Mgmt N/A For N/A 3 Elect Kinya Okauchi Mgmt N/A For N/A 4 Elect Katsunori Nagayasu Mgmt N/A For N/A 5 Elect Kyouta Ohmori Mgmt N/A For N/A 6 Elect Hiroshi Saitoh Mgmt N/A For N/A 7 Elect Nobushige Kamei Mgmt N/A For N/A 8 Elect Masao Hasegawa Mgmt N/A For N/A 9 Elect Fumiyuki Akikusa Mgmt N/A For N/A 10 Elect Kazuo Takeuchi Mgmt N/A For N/A 11 Elect Nobuyuki Hirano Mgmt N/A For N/A 12 Elect Shunsuke Teraoka Mgmt N/A For N/A 13 Elect Kaoru Wachi Mgmt N/A For N/A 14 Elect Takashi Oyamada Mgmt N/A For N/A 15 Elect Ryuji Araki Mgmt N/A For N/A 16 Elect Kazuhiro Watanabe Mgmt N/A For N/A 17 Elect Takuma Ohtoshi Mgmt N/A For N/A - ---------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHI CUSIP 63633D104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ted Welch Mgmt For For For 1.2 Elect J. Justin Hutchens Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Scott Cowen Mgmt For For For 2 Elect Cynthia Montgomery Mgmt For For For 3 Elect Michael B. Polk Mgmt For For For 4 Elect Michael Todman Mgmt For For For 5 2010 Stock Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NICOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CUSIP 654086107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beavers, Jr. Mgmt For For For 1.2 Elect Bruce Bickner Mgmt For For For 1.3 Elect John Birdsall, lll Mgmt For For For 1.4 Elect Norman Bobins Mgmt For Withhold Against 1.5 Elect Brenda Gaines Mgmt For For For 1.6 Elect Raymond Jean Mgmt For For For 1.7 Elect Dennis Keller Mgmt For For For 1.8 Elect R. Eden Martin Mgmt For For For 1.9 Elect Georgia Nelson Mgmt For For For 1.10 Elect Armando Olivera Mgmt For For For 1.11 Elect John Rau Mgmt For For For 1.12 Elect John Staley Mgmt For For For 1.13 Elect Russ Strobel Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CUSIP 654624105 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Norio Wada Mgmt For For For 3 Elect Satoshi Miura Mgmt For For For 4 Elect Noritaka Uji Mgmt For For For 5 Elect Hiroo Unoura Mgmt For For For 6 Elect Kaoru Kanazawa Mgmt For For For 7 Elect Yasuyoshi Katayama Mgmt For For For 8 Elect Toshio Kobayashi Mgmt For For For 9 Elect Hiroki Watanabe Mgmt For For For 10 Elect Hiromichi Shinohara Mgmt For For For 11 Elect Tetsuya Shohji Mgmt For For For 12 Elect Takashi Imai Mgmt For For For 13 Elect Yotaroh Kobayashi Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Mgmt For For For Management Acts - ---------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Option Mgmt For For For and Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CUSIP 62942M201 06/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Lowenthal Mgmt For For For 1.2 Elect Stephen Plavin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Revision of Provisions Regarding Mgmt For For For REIT Ownership Limits 4 Grant of Authority to Increase and Mgmt For Against Against Decrease the Number of Authorized Shares - ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OXM CUSIP 691497309 06/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Guynn Mgmt For For For 2 Elect Helen Weeks Mgmt For For For 3 Elect E. Jenner Wood III Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CUSIP 705015105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For Against Against 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect C.K. Prahalad Mgmt For For For 13 Elect Marjorie Scardino Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Adoption of New Articles Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Share Incentive Plan Renewal Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 857 CUSIP 71646E100 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Mgmt For For For Dividends 6 Appointment of Auditor and Mgmt For Abstain Against Authority to Set Fees 7 Subscription Agreement Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights - ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V101 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For Abstain Against 2 Election of Supervisory Council Mgmt For Abstain Against - ---------------------------------------------------------------------------------------------------------------- PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rakesh Gangwal Mgmt For For For 2 Elect Robert Moran Mgmt For For For 3 Elect Barbara Munder Mgmt For For For 4 Elect Thomas Stemberg Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan - ---------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - ---------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTASH CORP. OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2010 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dan Mgmt For For For 2 Elect C. Daniel Gelatt Mgmt For For For 3 Elect Sandra Helton Mgmt For For For 4 Elect Larry Zimpleman Mgmt For For For 5 2010 Stock Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Brent Scowcroft Mgmt For For For 1.12 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baldwin Mgmt For For For 2 Elect Surya Mohapatra Mgmt For For For 3 Elect Gary Pfeiffer Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Quinlan, III Mgmt For Against Against 2 Elect Stephen Wolf Mgmt For Against Against 3 Elect Lee Chaden Mgmt For Against Against 4 Elect Judith Hamilton Mgmt For Against Against 5 Elect Susan Ivey Mgmt For Against Against 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For Against Against 8 Elect Michael Riordan Mgmt For Against Against 9 Elect Oliver Sockwell Mgmt For Against Against 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Policy 12 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ---------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Gershenson Mgmt For For For 1.2 Elect Robert Meister Mgmt For For For 1.3 Elect Michael Ward Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Limitation of Right to Call a Mgmt For Against Against Special Meeting - ---------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Incentive Stock Mgmt For For For Plan 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CUSIP 780259107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Mgmt Against Against For Report on Oil Sands Projects - ---------------------------------------------------------------------------------------------------------------- SANOFI-AVENTIS TICKER SECURITY ID: MEETING DATE MEETING STATUS SAN CUSIP 80105N105 05/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Ratification of the Co-option of Mgmt For For For Serge Weinberg 6 Elect Catherine Brechignac Mgmt N/A Abstain N/A 7 Elect Robert Castaigne Mgmt For Against Against 8 Elect Lord Douro Mgmt For For For 9 Elect Christian Mulliez Mgmt For Against Against 10 Elect Christopher Viehbacher Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CUSIP 803054204 06/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Mgmt For For For Acts 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Amend Article 17(3) Mgmt For For For 8 Amend Article 18(2) Mgmt For For For 9 Amend Article 18(5) Mgmt For For For 10 Amend Article 18(6) Mgmt For For For 11 Amend Article 19(2) Mgmt For For For 12 Amend Article 20(4) Mgmt For For For 13 Cancel Existing Authorized Capital Mgmt For For For I & II 14 Increase in Authorized Capital I Mgmt For For For 15 Increase in Authorized Capital II Mgmt For For For 16 Increase in Authorized Capital III Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Supervisory Board Members' Fees Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEIC CUSIP 784117103 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred West, Jr. Mgmt For Withhold Against 1.2 Elect William Doran Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCI CUSIP 817565104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Buckwalter, III Mgmt For For For 1.2 Elect Victor Lund Mgmt For For For 1.3 Elect John Mecom, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Share Plan Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Burton III Mgmt For For For 2 Amendment to the 2005 Stock Option Mgmt For Against Against and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWK CUSIP 854502101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nolan Archibald Mgmt For Withhold Against 1.2 Elect John Breen Mgmt For Withhold Against 1.3 Elect George Buckley Mgmt For Withhold Against 1.4 Elect Virgis Colbert Mgmt For Withhold Against 1.5 Elect Manuel Fernandez Mgmt For Withhold Against 1.6 Elect Benjamin Griswold, IV Mgmt For Withhold Against 1.7 Elect Anthony Luiso Mgmt For Withhold Against 1.8 Elect John Lundgren Mgmt For Withhold Against 1.9 Elect Robert Ryan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives - ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CUSIP 85771P102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Presiding Chairman Mgmt For For For 2 Agenda Mgmt For For For 3 Election of Individuals to Check Mgmt For For For Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Election of Corporate Assembly Mgmt For For For Members 8 Elect Olaug Svarva Mgmt For For For 9 Elect Idar Kreutzer Mgmt For For For 10 Elect Karin Aslaksen Mgmt For For For 11 Elect Greger Mannsverk Mgmt For For For 12 Elect Steinar Olsen Mgmt For For For 13 Elect Ingvald Strommen Mgmt For For For 14 Elect Rune Bjerke Mgmt For For For 15 Elect Tore Ulstein Mgmt For For For 16 Elect Live Haukvik Mgmt For For For 17 Elect Siri Kalvig Mgmt For For For 18 Elect Thor Oscar Bolstad Mgmt For For For 19 Elect Barbro Hetta-Jacobsen Mgmt For For For 20 Elect Arthur Sletteberg (Deputy) Mgmt For For For 21 Elect Anne-Margrethe Firing (Deputy) Mgmt For For For 22 Elect Linda Litlekalsoy Aase Mgmt For For For (Deputy) 23 Elect Shahzad Rana (Deputy) Mgmt For For For 24 Directors' Fees Mgmt For For For 25 Election of Nomination Committee Mgmt For For For Members 26 Elect Olaug Svarva Mgmt For For For 27 Elect Bjorn Stale Haavik Mgmt For For For 28 Elect Tom Rathke Mgmt For For For 29 Elect Live Haukvik Aker Mgmt For For For 30 Nomination Committee's Fees Mgmt For For For 31 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Savings Plan 32 Authority to Repurchase Shares for Mgmt For For For Cancellation 33 Amendments to Articles Mgmt For For For 34 Shareholder Proposal Regarding Mgmt Against Against For Withdrawal from Canadian Oil Sands - ---------------------------------------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CUSIP 861012102 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Managing Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Election of Supervisory Board Mgmt For For For 6 Election of Supervisory Board Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Stock Grants to CEO Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SUPERVALU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVU CUSIP 868536103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For For For 10 Elect Kathi Seifert Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Advisory Vote Mgmt For For For on Executive Compensation - ---------------------------------------------------------------------------------------------------------------- SWS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWS CUSIP 78503N107 11/17/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Buchholz Mgmt For For For 1.2 Elect Donald Hultgren Mgmt For For For 1.3 Elect Robert Buchholz Mgmt For For For 1.4 Elect Brodie Cobb Mgmt For For For 1.5 Elect I.D. Flores III Mgmt For For For 1.6 Elect Larry Jobe Mgmt For For For 1.7 Elect Frederick Meyer Mgmt For For For 1.8 Elect Mike Moses Mgmt For For For 1.9 Elect Joel Williams III Mgmt For For For 2 Amendment to the 2005 Deferred Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SYNGENTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNN CUSIP 87160A100 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Compensation Mgmt For Against Against Report 2 Ratification of Board and Mgmt For For For Management Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Increase in Authorized Capital Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Michael Mack Mgmt For For For 8 Elect Jacques Vincent Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING TICKER SECURITY ID: MEETING DATE MEETING STATUS 2330 CUSIP 874039100 06/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules for Mgmt For For For Trade of Derivatives - ---------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of the Mgmt For For For Articles of Incorporation 9 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TEEKAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TK CUSIP Y8564W103 09/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Blackburne Mgmt For For For 1.2 Elect James Clark Mgmt For For For 1.3 Elect C. Sean Day Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Linn Draper, Jr. Mgmt For For For 2 Elect J. Patrick Maley III Mgmt For For For 3 Elect W. Allen Reed Mgmt For For For 4 2010 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect David Boren Mgmt For For For 3 Elect Daniel Carp Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect David Goode Mgmt For For For 6 Elect Stephen MacMillan Mgmt For For For 7 Elect Pamela Patsley Mgmt For For For 8 Elect Wayne Sanders Mgmt For For For 9 Elect Ruth Simmons Mgmt For For For 10 Elect Richard Templeton Mgmt For For For 11 Elect Christine Whitman Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect James Schneider Mgmt For For For 1.9 Elect Mayo Shattuck III Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Management Incentive Compensation Award Plan - ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Allardice, III Mgmt For For For 2 Elect Trevor Fetter Mgmt For For For 3 Elect Paul Kirk, Jr. Mgmt For For For 4 Elect Liam McGee Mgmt For For For 5 Elect Gail McGovern Mgmt For For For 6 Elect Michael Morris Mgmt For For For 7 Elect Thomas Renyi Mgmt For For For 8 Elect Charles Strauss Mgmt For For For 9 Elect H. Patrick Swygert Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 2010 Incentive Stock Plan Mgmt For For For 12 Approve Material Terms of the Mgmt For For For Executive Bonus Program 13 Shareholder Proposal Reimbursement ShrHldr Against For Against of Solicitation Expenses - ---------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HSY CUSIP 427866108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Pamela Arway Mgmt For For For 1.2 Elect Robert Cavanaugh Mgmt For Withhold Against 1.3 Elect Charles Davis Mgmt For For For 1.4 Elect James Nevels Mgmt For Withhold Against 1.5 Elect Thomas Ridge Mgmt For Withhold Against 1.6 Elect David Shedlarz Mgmt For For For 1.7 Elect David West Mgmt For Withhold Against 1.8 Elect LeRoy Zimmerman Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Griffith Mgmt For Withhold Against 1.2 Elect John Luke, Jr. Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For Withhold Against 1.4 Elect Ward Timken Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Management Performance Plan 4 Amendment to Declassify the Board Mgmt For For For 5 Amendments to Allow the Board to Mgmt For Against Against Amend the Company's Regulations - ---------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect David Brandon Mgmt For For For 4 Elect Bernard Cammarata Mgmt For For For 5 Elect David Ching Mgmt For For For 6 Elect Michael Hines Mgmt For For For 7 Elect Amy Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect John O'Brien Mgmt For For For 10 Elect Willow Shire Mgmt For For For 11 Elect Fletcher Wiley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE VALSPAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VAL CUSIP 920355104 02/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Gaillard Mgmt For For For 1.2 Elect Gary Hendrickson Mgmt For For For 1.3 Elect Mae Jemison Mgmt For For For 1.4 Elect Gregory Palen Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Equity Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dinyar Devitre Mgmt For For For 2 Elect Christina Gold Mgmt For For For 3 Elect Betsy Holden Mgmt For For For 4 Elect Wulf von Schimmelmann Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For Withhold Against 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CUSIP 89151E109 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Retirement Indemnity, Supplementary Mgmt For Against Against Pension Plan and Severance Package for Christophe de Margerie 6 Authority to Repurchase Shares Mgmt For For For 7 Elect Thierry Desmarest Mgmt For Against Against 8 Elect Thierry de Rudder Mgmt For For For 9 Elect Gunnar Brock Mgmt For For For 10 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 11 Appointment of Auditor (KPMG Audit) Mgmt For For For 12 Replacement of Alternate Auditor Mgmt For For For 13 Replacement of Alternate Auditor Mgmt For For For 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Issue Shares Mgmt For For For and/Convertible Securities Under Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For For For 19 Shareholder Proposal Regarding Mgmt Against Against For Collective Investment Funds 20 Elect Claude Clement Mgmt N/A For N/A - ---------------------------------------------------------------------------------------------------------------- TOYOTA MOTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 7203 CUSIP 892331307 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2.1 Elect Fujio Choh Mgmt For Withhold Against 2.2 Elect Katsuaki Watanabe Mgmt For For For 2.3 Elect Kazuo Okamoto Mgmt For For For 2.4 Elect Akio Toyoda Mgmt For For For 2.5 Elect Takeshi Uchiyamada Mgmt For For For 2.6 Elect Yukitoshi Funo Mgmt For For For 2.7 Elect Atsushi Niimi Mgmt For For For 2.8 Elect Shinichi Sasaki Mgmt For For For 2.9 Elect Yoichiroh Ichimaru Mgmt For For For 2.10 Elect Satoshi Ozawa Mgmt For For For 2.11 Elect Akira Okabe Mgmt For For For 2.12 Elect Shinzoh Kobuki Mgmt For For For 2.13 Elect Akira Sasaki Mgmt For For For 2.14 Elect Mamoru Furuhashi Mgmt For For For 2.15 Elect Iwao Nihashi Mgmt For For For 2.16 Elect Tadashi Yamashina Mgmt For For For 2.17 Elect Takahiko Ijichi Mgmt For For For 2.18 Elect Tetsuo Agata Mgmt For For For 2.19 Elect Masamoto Maekawa Mgmt For For For 2.20 Elect Yasumori Ihara Mgmt For For For 2.21 Elect Takahiro Iwase Mgmt For For For 2.22 Elect Yoshimasa Ishii Mgmt For For For 2.23 Elect Takeshi Shirane Mgmt For For For 2.24 Elect Yoshimi Inaba Mgmt For For For 2.25 Elect Nanpachi Hayashi Mgmt For For For 2.26 Elect Nobuyori Kodaira Mgmt For For For 2.27 Elect Mitsuhisa Katoh Mgmt For For For 3 Elect Masaki Nakatsugawa Mgmt For For For 4 Elect Yohichi Morishita Mgmt For For For 5 Elect Akishige Okada Mgmt For For For 6 Stock Option Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TRANSATLANTIC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRH CUSIP 893521104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bradley Mgmt For For For 2 Elect Ian Chippendale Mgmt For For For 3 Elect John Foos Mgmt For For For 4 Elect Reuben Jeffery III Mgmt For For For 5 Elect John McCarthy Mgmt For For For 6 Elect Robert Orlich Mgmt For For For 7 Elect Richard Press Mgmt For For For 8 Elect Thomas Tizzio Mgmt For For For 9 2010 U.K. Sharesave Plan Mgmt For For For 10 Amendment to the 2007 Executive Mgmt For For For Bonus Plan 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form of Mgmt For For For a Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer, III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Harold Haller Mgmt For For For 1.4 Elect Daniel Hurwitz Mgmt For For For 1.5 Elect Dean Jernigan Mgmt For For For 1.6 Elect Marianne Keler Mgmt For For For 1.7 Elect David LaRue Mgmt For For For 1.8 Elect John Remondi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan - ---------------------------------------------------------------------------------------------------------------- UBS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS UBSN CUSIP H89231338 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Mgmt For Against Against Management Acts (2009) 5 Ratification of Board and Mgmt For Against Against Management Acts (2008) 6 Ratification of Board and Mgmt For Against Against Management Acts (2007) 7 Amendments to Articles Mgmt For For For 8 Elect Kaspar Villiger Mgmt For Against Against 9 Elect Sally Bott Mgmt For Against Against 10 Elect Michel Demare Mgmt For For For 11 Elect Rainer-Marc Frey Mgmt For For For 12 Elect Bruno Gehrig Mgmt For Against Against 13 Elect Ann Godbehere Mgmt For For For 14 Elect Axel Lehmann Mgmt For For For 15 Elect Helmut Panke Mgmt For Against Against 16 Elect William Parrett Mgmt For For For 17 Elect David Sidwell Mgmt For For For 18 Elect Wolfgang Mayrhuber Mgmt For Against Against 19 Appointment of Auditor Mgmt For For For 20 Increase in Conditional Capital Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNIFIRST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNF CUSIP 904708104 01/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cynthia Croatti Mgmt For For For 1.2 Elect Phillip Cohen Mgmt For For For 1.3 Elect Michael Iandoli Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CUSIP 904784709 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Mgmt For For For Directors' Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Kees Storm Mgmt For Against Against 12 Elect Michael Treschow Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sir Malcolm Rifkind Mgmt For For For 16 Management Co-Investment Plan Mgmt For For For 17 Amendment to the Compensation Mgmt For For For Policy Regarding the Annual Bonus 18 Amendment to the Compensation Mgmt For For For Policy Regarding the Long-Term Incentive Arrangements 19 Authority to Cancel Shares; Mgmt For For For Amendment to Articles 20 Authority to Repurchase Cumulative Mgmt For For For Preference Shares 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Cancel Shares Mgmt For For For 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 24 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CUSIP 904767704 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect K.J. Storm Mgmt For Against Against 11 Elect Michael Treschow Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sir Malcolm Rifkind Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 22 Management Co-investment Plan Mgmt For For For 23 Adoption of New Articles Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect F. Duane Ackerman Mgmt For For For 1.2 Elect Michael Burns Mgmt For For For 1.3 Elect D. Scott Davis Mgmt For For For 1.4 Elect Stuart Eizenstat Mgmt For For For 1.5 Elect Michael Eskew Mgmt For For For 1.6 Elect William Johnson Mgmt For For For 1.7 Elect Ann Livermore Mgmt For Withhold Against 1.8 Elect Rudy Markham Mgmt For For For 1.9 Elect John Thompson Mgmt For For For 1.10 Elect Carol Tome Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Contributions and Expenditure Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS UHT CUSIP 91359E105 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Miles Berger Mgmt For For For 1.2 Elect Elliot Sussman Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Supervisory Council Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Capitalization of Reserves Mgmt For For For 6 Election of Director Mgmt For Abstain Against - ---------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT TICKER SECURITY ID: MEETING DATE MEETING STATUS VIE CUSIP 92334N103 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Approval of Non-Tax-Deductible Mgmt For For For Expenses 4 Allocation of Profits/Dividends Mgmt For For For 5 Form of Dividend Payment Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transaction Regarding Mgmt For Against Against Supplementary Retirement Benefits 8 Related Party Transaction Regarding Mgmt For For For Severance Benefits for Antoine Fr,rot 9 Elect Daniel Bouton Mgmt For Against Against 10 Elect Jean-Francois Dehecq Mgmt For For For 11 Elect Paul-Louis Girardot Mgmt For For For 12 Ratification of the Co-option of Mgmt For For For Esther Koplowitz; Elect Esther Koplowitz 13 Elect Serge Michel Mgmt For Against Against 14 Elect Georges Ralli Mgmt For For For 15 Elect Olivier Costa de Beauregard Mgmt For For For 16 Elect Antoine Frerot Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities in Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Share Mgmt For For For Issuance Limit 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities for Overseas Employees 26 Authority to Grant Stock Options Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CUSIP 92857W209 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Anne Lauvergeon Mgmt For Against Against 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ---------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect George Richmond Mgmt For For For 1.7 Elect Michael Tokarz Mgmt For Withhold Against 1.8 Elect A.J. Wagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WINDSTREAM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WIN CUSIP 97381W104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Samuel Beall III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffrey Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Mulroney Mgmt For For For 1.2 Elect Michael Wargotz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity and Mgmt For Against Against Incentive Plan - ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect N.J. Nicholas, Jr. Mgmt For For For 7 Elect Charles Prince Mgmt For For For 8 Elect Ann Reese Mgmt For For For 9 Elect Mary Wilderotter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Performance Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- XL CAPITAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Mauriello Mgmt For For For 2 Elect Eugene McQuade Mgmt For For For 3 Elect Clayton Rose Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Reserves Mgmt For For For 4 Amendments to Articles - Director Mgmt For Against Against Nomination Procedures 5 Amendments to Articles - Change in Mgmt For For For Company Name 6 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Islands Mgmt For For For to Ireland 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Balanced Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATK CUSIP 018804104 08/04/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frances Cook Mgmt For For For 1.2 Elect Martin Faga Mgmt For For For 1.3 Elect Ronald Fogleman Mgmt For For For 1.4 Elect Douglas Maine Mgmt For For For 1.5 Elect Roman Martinez IV Mgmt For For For 1.6 Elect Daniel Murphy Mgmt For For For 1.7 Elect Mark Ronald Mgmt For For For 1.8 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect John Fox, Jr. Mgmt For For For 1.7 Elect P. Michael Giftos Mgmt For For For 1.8 Elect Joel Richards III Mgmt For For For 1.9 Elect James Roberts Mgmt For For For 1.10 Elect Ted Wood Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Robert Huntley Mgmt For For For 7 Elect Thomas Jones Mgmt For For For 8 Elect George Munoz Mgmt For For For 9 Elect Nabil Sakkab Mgmt For For For 10 Elect Michael Szymanczyk Mgmt For For For 11 2010 Performance Incentive Mgmt For Against Against Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHldr Against Against For Regarding Food Insecurity and Tobacco Use 14 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Human Rights Protocols - ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. R. Brooks Mgmt For For For 2 Elect Donald Carlton Mgmt For For For 3 Elect James Cordes Mgmt For For For 4 Elect Ralph Crosby, Jr. Mgmt For For For 5 Elect Linda Goodspeed Mgmt For For For 6 Elect Thomas Hoaglin Mgmt For For For 7 Elect Lester Hudson, Jr. Mgmt For For For 8 Elect Michael Morris Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Amendment to the Long-Term Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 03/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Amendment to the 2002 Mgmt For For For Director & Officer Long-Term Incentive Plan 3 Amendment to the 2002 Mgmt For For For Employee Long-Term Incentive Plan 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Anthony Fernandes Mgmt For For For 1.6 Elect Claire Gargalli Mgmt For For For 1.7 Elect Pierre Jungels Mgmt For For For 1.8 Elect James Lash Mgmt For For For 1.9 Elect J. Larry Nichols Mgmt For For For 1.10 Elect H. John Riley, Jr. Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 1.12 Elect J.W. Stewart Mgmt For For For 1.13 Elect James Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Certificate Mgmt For For For of Incorporation Regarding the Right to Call a Special Meeting 4 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Mgmt For For For Common Stock 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Mgmt For For For Common Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Disclosure of Prior Government Service 19 Shareholder Proposal ShrHldr Against Against For Regarding Non-Deductible Compensation 20 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 21 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal ShrHldr Against Against For Regarding CEO Succession Planning 23 Shareholder Proposal ShrHldr Against Against For Regarding Report OTC Derivative Trading 24 Shareholder Proposal ShrHldr Against Against For Regarding Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BECKMAN COULTER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEC CUSIP 075811109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Funari Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For Withhold Against 1.3 Elect William Kelley Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy Leaming Mgmt For For For 2 Elect Brian Posner Mgmt For For For 3 Elect Eric Rowinsky Mgmt For For For 4 Elect Stephen Sherwin Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2006 Mgmt For For For Non-Employee Directors Equity Plan - ---------------------------------------------------------------------------------------------------------------- BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Beauchamp Mgmt For For For 1.2 Elect B.Garland Cupp Mgmt For For For 1.3 Elect Jon Barfield Mgmt For For For 1.4 Elect Gary Bloom Mgmt For For For 1.5 Elect Meldon Gafner Mgmt For For For 1.6 Elect P. Thomas Jenkins Mgmt For For For 1.7 Elect Louis Lavigne, Jr. Mgmt For For For 1.8 Elect Kathleen O'Neil Mgmt For For For 1.9 Elect Tom Tinsley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Theodore Martin Mgmt For For For 1.2 Elect Anthony Welters Mgmt For For For 1.3 Elect Tony White Mgmt For For For 1.4 Elect David Barrett Mgmt For For For 1.5 Elect John Kelly Mgmt For For For 2 Amendment to the 2003 Long Mgmt For For For Term Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report - ---------------------------------------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CPB CUSIP 134429109 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Paul Charron Mgmt For For For 1.3 Elect Douglas Conant Mgmt For For For 1.4 Elect Bennett Dorrance Mgmt For For For 1.5 Elect Harvey Golub Mgmt For For For 1.6 Elect Lawrence Karlson Mgmt For For For 1.7 Elect Randall Larrimore Mgmt For For For 1.8 Elect Mary Malone Mgmt For For For 1.9 Elect Sara Mathew Mgmt For For For 1.10 Elect William Perez Mgmt For For For 1.11 Elect Charles Perrin Mgmt For For For 1.12 Elect A. Barry Rand Mgmt For For For 1.13 Elect Nick Shreiber Mgmt For For For 1.14 Elect Archbold van Beuren Mgmt For For For 1.15 Elect Les Vinney Mgmt For For For 1.16 Elect Charlotte Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of the Annual Mgmt For For For Incentive Plan - ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Mgmt For For For Fees 17 Accounts and Reports Mgmt For For For 18 Directors' Remuneration Mgmt For Against Against Report 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares Mgmt For For For w/o Preemptive Rights 21 Authority to Repurchase Mgmt For For For Shares 22 Shareholder Proposal Mgmt Against Against For Regarding Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- CARTER'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CUSIP 146229109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vanessa Castagna Mgmt For For For 1.2 Elect William Montgoris Mgmt For For For 1.3 Elect David Pulver Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 7 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Review of Human Rights Policies 8 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Verna Gibson Mgmt For For For 2 Elect Betsy Atkins Mgmt For Against Against 3 Elect David Dyer Mgmt For For For 4 Amendment to the Cash Bonus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect W. Larry Cash Mgmt For For For 3 Elect H. Mitchell Watson, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect N. Robert Hammer Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect Gary Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For Withhold Against 1.6 Elect Faye Alexander Nelson Mgmt For Withhold Against 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect W. James Prowse Mgmt For Withhold Against 1.9 Elect G. Scott Romney Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Shareholder Mgmt For Against Against Rights Plan - ---------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Whitmire Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect James Altmeyer, Sr. Mgmt For For For 1.4 Elect Philip Baxter Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roy Armes Mgmt For For For 1.2 Elect Thomas Capo Mgmt For For For 1.3 Elect Robert Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 2010 Incentive Compensation Mgmt For For For Plan - ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph L. Herring Mgmt For For For 1.2 Elect John McCartney Mgmt For For For 1.3 Elect Bradley T. Shears Mgmt For For For 2 2010 Employee Equity Mgmt For Against Against Participation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Craig Arnold Mgmt For For For 3 Elect Robert Brust Mgmt For For For 4 Elect John Connors, Jr. Mgmt For For For 5 Elect Christopher Coughlin Mgmt For For For 6 Elect Timothy Donahue Mgmt For For For 7 Elect Kathy Herbert Mgmt For For For 8 Elect Randall Hogan, III Mgmt For For For 9 Elect Richard Meelia Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Tadataka Yamada Mgmt For For For 12 Elect Joseph Zaccagnino Mgmt For For For 13 Appointment of Auditor and Mgmt For For For Authority to Set Fees 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Reissue Mgmt For Against Against Treasury Shares - ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect Alexandre Behring Mgmt For For For 3 Elect John Breaux Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2010 Stock and Incentive Mgmt For For For Award Plan - ---------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Gould Mgmt For For For 1.2 Elect John Hendricks Mgmt For Withhold Against 1.3 Elect M. LaVoy Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Ray Compton Mgmt For For For 1.2 Elect Conrad Hall Mgmt For For For 1.3 Elect Lemuel Lewis Mgmt For For For 1.4 Elect Bob Sasser Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Increase of Authorized Mgmt For Against Against Common Stock - ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 14 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Mgmt For For For Omnibus Equity Compensation Plan 10 Amendment to the Employee Mgmt For For For Stock Purchase Plan 11 Amendment to the Executive Mgmt For For For Officer Annual Bonus Plan 12 Shareholder Proposal ShrHldr Against Against For Regarding Report on Hydraulic Fracturing 13 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares After Retirement 14 Shareholder Proposal ShrHldr Against Against For Regarding Compensation in the Event of a Triggering Event - ---------------------------------------------------------------------------------------------------------------- EQT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EQT CUSIP 26884L109 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vicky Bailey Mgmt For For For 1.2 Elect Murry Gerber Mgmt For For For 1.3 Elect George Miles, Jr. Mgmt For For For 1.4 Elect James Whalen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report - ---------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 15 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 16 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Adoption of Principles for Health Care Reform - ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Singer Mgmt For For For 1.2 Elect Franklin Burke Mgmt For For For 1.3 Elect George Deese Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Melvin Stith, Ph.D. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FORMFACTOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FORM CUSIP 346375108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Chenming Hu Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brenda Bacon Mgmt For For For 1.2 Elect James Crownover Mgmt For For For 1.3 Elect Dennis Shaughnessy Mgmt For For For 1.4 Elect George Stamas Mgmt For For For 2 Amendment to the 2009 Mgmt For For For Omnibus Incentive Compensation Plan 3 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Berg Mgmt For For For 1.2 Elect John Cogan Mgmt For For For 1.3 Elect Etienne Davignon Mgmt For For For 1.4 Elect James Denny Mgmt For For For 1.5 Elect Carla Hills Mgmt For For For 1.6 Elect Kevin Lofton Mgmt For For For 1.7 Elect John Madigan Mgmt For For For 1.8 Elect John Martin Mgmt For For For 1.9 Elect Gordon Moore Mgmt For For For 1.10 Elect Nicholas Moore Mgmt For For For 1.11 Elect Richard Whitley Mgmt For For For 1.12 Elect Gayle Wilson Mgmt For For For 1.13 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eric Schmidt Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Larry Page Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For Against Against Plan 4 Shareholder Proposal ShrHldr Against Against For Regarding Sustainability Report 5 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Behavorial Advertising 6 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Human Rights in China - ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edwin Morris, III Mgmt For For For 1.2 Elect John Singleton Mgmt For For For 1.3 Elect Roger West Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Lawrence Babbio Jr. Mgmt For For For 3 Elect Sari Baldauf Mgmt For For For 4 Elect Rajiv Gupta Mgmt For For For 5 Elect John Hammergren Mgmt For For For 6 Elect Mark Hurd Mgmt For For For 7 Elect Joel Hyatt Mgmt For For For 8 Elect John Joyce Mgmt For For For 9 Elect Robert Ryan Mgmt For For For 10 Elect Lucille Salhany Mgmt For For For 11 Elect G. Kennedy Thompson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 14 Adopt Advisory Vote on Mgmt For For For Executive Compensation - ---------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CUSIP G491BT108 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joseph Canion Mgmt For For For 2 Elect Edward Lawrence Mgmt For For For 3 Elect James Robertson Mgmt For For For 4 Elect Phoebe Wood Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JARDEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JAH CUSIP 471109108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Ashken Mgmt For For For 1.2 Elect Richard Molen Mgmt For For For 1.3 Elect Robert Wood Mgmt For For For 2 2010 Employee Stock Purchase Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal ShrHldr Against Against For Regarding Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Affirmation of Political Nonpartisanship 15 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 16 Shareholder Proposal ShrHldr Against Against For Regarding Report OTC Derivative Trading 17 Shareholder Proposal ShrHldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 19 Shareholder Proposal ShrHldr Against Against For Regarding Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- KING PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KG CUSIP 495582108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Crutchfield Mgmt For For For 1.2 Elect Earnest Deavenport, Jr. Mgmt For For For 1.3 Elect Elizabeth Greetham Mgmt For For For 1.4 Elect Philip Incarnati Mgmt For For For 1.5 Elect Gregory Jordan Mgmt For For For 1.6 Elect Brian Markison Mgmt For For For 1.7 Elect R. Charles Moyer Mgmt For For For 1.8 Elect D. Greg Rooker Mgmt For For For 1.9 Elect Derace Schaffer Mgmt For Withhold Against 1.10 Elect Ted Wood Mgmt For For For 2 Adoption of Majority Vote Mgmt For For For for Election of Directors 3 Amendment to the Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- LEAPFROG ENTERPRISES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 08/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Option Exchange Program Mgmt For Against Against 2 Amendment to the 2002 Equity Mgmt For Against Against Incentive Plan - ---------------------------------------------------------------------------------------------------------------- LEAPFROG ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LF CUSIP 52186N106 06/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Chiasson Mgmt For Withhold Against 1.2 Elect Jeffrey Katz Mgmt For Withhold Against 1.3 Elect Thomas Kalinske Mgmt For Withhold Against 1.4 Elect Paul Marinelli Mgmt For Withhold Against 1.5 Elect Stanley Maron Mgmt For For For 1.6 Elect E. Stanton McKee, Jr. Mgmt For For For 1.7 Elect David Nagel Mgmt For For For 1.8 Elect Philip Simon Mgmt For Withhold Against 1.9 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Virgis Colbert Mgmt For For For 1.2 Elect Kenneth Krueger Mgmt For For For 1.3 Elect Robert Stift Mgmt For For For 2 2003 Incentive Stock and Mgmt For For For Awards Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MXIM CUSIP 57772K101 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to the 1996 Stock Mgmt For Against Against Incentive Plan 5 Executive Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- MCAFEE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFE CUSIP 579064106 06/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Darcy Mgmt For For For 2 Elect Denis O'Leary Mgmt For For For 3 Elect Robert Pangia Mgmt For For For 4 2010 Equity Incentive Plan Mgmt For For For 5 2010 Director Equity Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Mgmt For For For Employees Stock Purchase Plan 4 Amendment to the 2008 Stock Mgmt For Against Against Award and Incentive Plan - ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call Mgmt For For For a Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal ShrHldr Against Abstain N/A Regarding Adoption of Principles for Health Care Reform 14 Shareholder Proposal ShrHldr Against Against For Regarding Charitable Contributions - ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect C. Robert Kidder Mgmt For For For 8 Elect John Mack Mgmt For For For 9 Elect Donald Nicolaisen Mgmt For For For 10 Elect Charles Noski Mgmt For For For 11 Elect Hutham Olayan Mgmt For For For 12 Elect O. Griffith Sexton Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Amendment to the 2007 Equity Mgmt For Against Against Incentive Compensation Plan 17 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHldr Against Against For Regarding Restricting Executive Compensation 19 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 20 Shareholder Proposal ShrHldr Against Against For Regarding Report of Ratio Between Executive and Employee Pay 21 Shareholder Proposal ShrHldr Against Against For Regarding Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFG CUSIP 636180101 03/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Ackerman Mgmt For For For 1.2 Elect Craig Matthews Mgmt For For For 1.3 Elect Richard Reiten Mgmt For For For 1.4 Elect David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Compensation Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eugenio Clariond Mgmt For For For 1.2 Elect Diane Gulyas Mgmt For For For 1.3 Elect William Osborne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Performance Incentive Plan 4 Approval of the Material Mgmt For For For Terms of the 2004 Performance Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glen Barton Mgmt For For For 1.2 Elect Vincent Calarco Mgmt For For For 1.3 Elect Joseph Carrabba Mgmt For For For 1.4 Elect Noreen Doyle Mgmt For For For 1.5 Elect Veronica Hagen Mgmt For For For 1.6 Elect Michael Hamson Mgmt For For For 1.7 Elect Richard O'Brien Mgmt For For For 1.8 Elect John Prescott Mgmt For For For 1.9 Elect Donald Roth Mgmt For For For 1.10 Elect James Taranik Mgmt For For For 1.11 Elect Simon Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against Against For Regarding Right to Call a Special Meeting 4 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Enrique Hernandez, Jr. Mgmt For Against Against 3 Elect Robert Miller Mgmt For For For 4 Elect Blake Nordstrom Mgmt For For For 5 Elect Erik Nordstrom Mgmt For For For 6 Elect Peter Nordstrom Mgmt For For For 7 Elect Philip Satre Mgmt For For For 8 Elect Robert Walter Mgmt For For For 9 Elect Alison Winter Mgmt For For For 10 2010 Equity Incentive Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect E. Gail de Planque Mgmt For For For 1.6 Elect John Graham Mgmt For For For 1.7 Elect Elizabeth Kennan Mgmt For For For 1.8 Elect Kenneth Leibler Mgmt For For For 1.9 Elect Robert Patricelli Mgmt For For For 1.10 Elect Charles Shivery Mgmt For For For 1.11 Elect John Swope Mgmt For For For 1.12 Elect Dennis Wraase Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp, III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Fuller Mgmt For For For 1.2 Elect Robert Raynolds Mgmt For For For 1.3 Elect Stephen Smiley Mgmt For For For 1.4 Elect Christopher Viggiano Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. - PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR3 CUSIP 71654V408 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Election of Directors Mgmt For Abstain Against 5 Election of Chairperson of Mgmt For Abstain Against the Board of Directors 6 Election of Supervisory Mgmt For Abstain Against Council 7 Remuneration Policy Mgmt For Against Against 8 Capitalization of Reserves Mgmt For For For 9 Waiver of Preemptive Rights Mgmt For For For to Effect Merger between Braskem and Quattor - ---------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Mgmt For For For Regarding the Right to Call a Special Meeting 19 Shareholder Proposal ShrHldr Against For Against Regarding Stock Option Policy - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PX CUSIP 74005P104 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Nance Dicciani Mgmt For For For 1.3 Elect Edward Galante Mgmt For For For 1.4 Elect Claire Gargalli Mgmt For For For 1.5 Elect Ira Hall Mgmt For For For 1.6 Elect Raymond LeBoeuf Mgmt For For For 1.7 Elect Larry McVay Mgmt For For For 1.8 Elect Wayne Smith Mgmt For For For 1.9 Elect Robert Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Jon Hanson Mgmt For For For 9 Elect Constance Horner Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHI CUSIP 770323103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Berwick, Jr. Mgmt For For For 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For For For 1.7 Elect J. Stephen Schaub Mgmt For For For 1.8 Elect M. Keith Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Performance Bonus Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Devonshire Mgmt For For For 1.2 Elect John Fort, III Mgmt For For For 1.3 Elect Brian Jellison Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate Mgmt For For For of Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHldr Against Against For Regarding Cumulative Voting 13 Shareholder Proposal ShrHldr Against Against For Regarding Climate Change Principles 14 Shareholder Proposal ShrHldr Against Against For Regarding Death Benefits (Golden Coffins) 15 Shareholder Proposal ShrHldr Against Against For Regarding Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER N.V. (SCHLUMBERGER LIMITED) TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philippe Camus Mgmt For For For 1.2 Elect Jamie Gorelick Mgmt For For For 1.3 Elect Andrew Gould Mgmt For For For 1.4 Elect Tony Isaac Mgmt For For For 1.5 Elect Nikolay Kudryavtsev Mgmt For For For 1.6 Elect Adrian Lajous Mgmt For For For 1.7 Elect Michael Marks Mgmt For For For 1.8 Elect Leo Reif Mgmt For For For 1.9 Elect Tore Sandvold Mgmt For For For 1.10 Elect Henri Seydoux Mgmt For For For 1.11 Elect Peter Currie Mgmt For For For 1.12 Elect K.V. Kamath Mgmt For For For 2 Approval of Financial Mgmt For For For Statements and Dividends 3 2010 Stock Incentive Plan Mgmt For For For 4 Amendment to the Discounted Mgmt For For For Stock Purchase Plan 5 Appointment of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect David Stout Mgmt For For For 4 Elect William Burns Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Mgmt For For For Fees 7 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 8 Amendments to Portfolio Mgmt For For For Share Plan 9 Authority to Issue Shares Mgmt For For For w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares - ---------------------------------------------------------------------------------------------------------------- SUPERVALU INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVU CUSIP 868536103 06/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donald Chappel Mgmt For For For 2 Elect Irwin Cohen Mgmt For For For 3 Elect Ronald Daly Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Craig Herkert Mgmt For For For 6 Elect Charles Lillis Mgmt For Against Against 7 Elect Steven Rogers Mgmt For For For 8 Elect Matthew Rubel Mgmt For For For 9 Elect Wayne Sales Mgmt For For For 10 Elect Kathi Seifert Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Adoption of Triennial Mgmt For For For Advisory Vote on Executive Compensation - ---------------------------------------------------------------------------------------------------------------- SYNAPTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNA CUSIP 87157D109 10/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Buchanan Mgmt For For For 1.2 Elect Keith Geeslin Mgmt For For For 1.3 Elect James Whims Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TROW CUSIP 74144T108 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Bernard Mgmt For For For 2 Elect James Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald Hebb, Jr. Mgmt For For For 5 Elect James Kennedy Mgmt For For For 6 Elect Brian Rogers Mgmt For For For 7 Elect Alfred Sommer Mgmt For For For 8 Elect Dwight Taylor Mgmt For For For 9 Elect Anne Whittemore Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Calvin Darden Mgmt For For For 2 Elect Anne Mulcahy Mgmt For For For 3 Elect Stephen Sanger Mgmt For For For 4 Elect Gregg Steinhafel Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Amendment and Restatement of Mgmt For For For the Articles of Incorporation 9 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Crocker Mgmt For For For 1.2 Elect Robert Mehrabian Mgmt For For For 1.3 Elect Michael Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LTD (ADR) TICKER SECURITY ID: MEETING DATE MEETING STATUS TEVA CUSIP 881624209 06/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Abraham Cohen Mgmt For For For 3 Elect Amir Elstein Mgmt For For For 4 Elect Roger Kornberg Mgmt For For For 5 Elect Moshe Many Mgmt For For For 6 Elect Dan Propper Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 2010 Long-Term Equity-Based Mgmt For For For Incentive Plan 9 Remuneration of Phillip Frost Mgmt For For For 10 Remuneration of Moshe Many Mgmt For For For 11 Remuneration of Roger Mgmt For For For Kornberg 12 Increase in Authorized Mgmt For For For Capital - ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect Joseph Grant Mgmt For For For 1.4 Elect Frederick Hegi, Jr. Mgmt For For For 1.5 Elect Larry Helm Mgmt For For For 1.6 Elect James Holland, Jr. Mgmt For For For 1.7 Elect W. McAllister III Mgmt For For For 1.8 Elect Lee Roy Mitchell Mgmt For For For 1.9 Elect Steven Rosenberg Mgmt For For For 1.10 Elect Robert Stallings Mgmt For For For 1.11 Elect Ian Turpin Mgmt For For For 1.12 Elect James Browning Mgmt For For For 1.13 Elect Elysia Holt Ragusa Mgmt For For For 2 2010 Long Term Incentive Plan Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal ShrHldr Against Against For Regarding Cumulative Voting 17 Shareholder Proposal ShrHldr Against Against For Regarding Report OTC Derivative Trading 18 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 19 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report 20 Shareholder Proposal ShrHldr Against Against For Regarding Report on Climate Policy 21 Shareholder Proposal ShrHldr Against Against For Regarding Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Mgmt For For For Regulations 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal ShrHldr Against For Against Regarding Cumulative Voting 18 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Mgmt For For For Jr. 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS DELAWARE TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Causey Mgmt For For For 1.2 Elect Richard Giltner Mgmt For For For 1.3 Elect R. Paul Gray Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Douglas Leatherdale Mgmt For For For 7 Elect Glenn Renwick Mgmt For For For 8 Elect Kenneth Shine Mgmt For For For 9 Elect Gail Wilensky Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal ShrHldr Against Against For Regarding Lobbying Contributions and Expenditure Report 12 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruben Escobedo Mgmt For For For 2 Elect Bob Marbut Mgmt For For For 3 Elect Robert Profusek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Re-approval of the 2005 Mgmt For For For Omnibus Stock Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Shareholder Proposal ShrHldr Against Against For Regarding Report on Rainforest Impact 8 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report 9 Shareholder Proposal ShrHldr Against Against For Regarding Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Brown Mgmt For For For 1.2 Elect R. Andrew Eckert Mgmt For For For 1.3 Elect Mark Laret Mgmt For For For 2 Amendment to the 2005 Mgmt For Against Against Omnibus Stock Plan 3 2010 Employee Stock Purchase Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Matschullat Mgmt For For For 1.2 Elect Cathy Minehan Mgmt For For For 1.3 Elect David Pang Mgmt For For For 1.4 Elect William Shanahan Mgmt For For For 1.5 Elect John Swainson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSH CUSIP 928298108 06/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Felix Zandman Mgmt For For For 1.2 Elect Gerald Paul Mgmt For For For 1.3 Elect Frank Maier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal ShrHldr Against Against For Regarding Sale of the Company - ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Davis Mgmt For For For 1.2 Elect William Foote Mgmt For For For 1.3 Elect Mark Frissora Mgmt For For For 1.4 Elect Alan McNally Mgmt For For For 1.5 Elect Nancy Schlichting Mgmt For For For 1.6 Elect David Schwartz Mgmt For For For 1.7 Elect Alejandro Silva Mgmt For For For 1.8 Elect James Skinner Mgmt For For For 1.9 Elect Gregory Wasson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Stock Option Plan 4 Shareholder Proposal ShrHldr Against For Against Regarding Simple Majority Vote 5 Shareholder Proposal ShrHldr Against For Against Regarding Performance-Based Equity Compensation 6 Shareholder Proposal ShrHldr Against Against For Regarding Reviewing Charitable Spending - ---------------------------------------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFSL CUSIP 938824109 01/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Derek Chinn Mgmt For For For 1.2 Elect Thomas Kelley Mgmt For For For 1.3 Elect Barbara Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Richard McCormick Mgmt For For For 8 Elect Mackey McDonald Mgmt For For For 9 Elect Cynthia Milligan Mgmt For For For 10 Elect Nicholas Moore Mgmt For For For 11 Elect Philip Quigley Mgmt For For For 12 Elect Judith Runstad Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Elect Robert Steel Mgmt For For For 15 Elect John Stumpf Mgmt For For For 16 Elect Susan Swenson Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Increase of Authorized Mgmt For For For Common Stock 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHldr Against Against For Regarding Advisory Vote on Executive Compensation (Say on Pay) 21 Shareholder Proposal ShrHldr Against Against For Regarding Independent Board Chairman 22 Shareholder Proposal ShrHldr Against Against For Regarding Reviewing Charitable Spending 23 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/10/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Bach, Jr. Mgmt For For For 1.2 Elect Robert Bahash Mgmt For For For 1.3 Elect Brian Gamache Mgmt For For For 1.4 Elect Patricia Nazemetz Mgmt For For For 1.5 Elect Louis Nicastro Mgmt For For For 1.6 Elect Neil Nicastro Mgmt For For For 1.7 Elect Edward Rabin, Jr. Mgmt For For For 1.8 Elect Ira Sheinfeld Mgmt For For For 1.9 Elect Bobby Siller Mgmt For For For 1.10 Elect William Vareschi, Jr. Mgmt For For For 2 Amendment to the Incentive Mgmt For Against Against Plan 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For Agreement 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHldr Against Against For Regarding Political Contributions and Expenditure Report 16 Shareholder Proposal ShrHldr Against For Against Regarding Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent High Yield Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Unvoted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Betsy Atkins Mgmt N/A N/A N/A 1.2 Elect Ralph Faison Mgmt N/A N/A N/A 1.3 Elect Coleman Peterson Mgmt N/A N/A N/A 1.4 Elect Thomas Wajnert Mgmt N/A N/A N/A 2 Change in Board Size Mgmt N/A N/A N/A 3 Elect Donald DeFosset, Jr. Mgmt N/A N/A N/A 4 Elect Richard Koppes Mgmt N/A N/A N/A 5 Elect John Albertine Mgmt N/A N/A N/A 6 Elect Majorie Bowen Mgmt N/A N/A N/A 7 Elect Ralph Wellington Mgmt N/A N/A N/A 8 Amendment to Restore the Bylaws Mgmt N/A N/A N/A 9 Amendment to the Long-Term Mgmt N/A N/A N/A Incentive Plan 10 Amendment to the Annual Mgmt N/A N/A N/A Incentive Plan for Designated Corporate Officers 11 Adoption of Majority Vote for Mgmt N/A N/A N/A Election of Directors 12 Ratification of Auditor Mgmt N/A N/A N/A 13 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Carbon Principles Report - ---------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Proxy Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chlebowski Mgmt For For For 1.2 Elect Howard Cosgrove Mgmt For For For 1.3 Elect William Hantke Mgmt For For For 1.4 Elect Anne Schaumburg Mgmt For For For 2 Amendment to the Long-Term Mgmt For For For Incentive Plan 3 Amendment to the Annual Mgmt For For For Incentive Plan for Designated Corporate Officers 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Carbon Principles Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Board Size 8 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments - ---------------------------------------------------------------------------------------------------------------- TVMAX HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TVMH CUSIP 87307X104 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Singer Mgmt For For For 1.2 Elect D. R. Edge, Jr. Mgmt For For For 1.3 Elect Jeffrey Brodsky Mgmt For For For 1.4 Elect Lauren Kreuter Mgmt For For For 1.5 Elect Seth Plattus Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Diversified Income Plus Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2008 Long-Term Mgmt For For For Incentive Plan 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For Withhold Against 1.3 Elect William Daley Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect H. Laurance Fuller Mgmt For For For 1.6 Elect William Osborn Mgmt For For For 1.7 Elect David Owen Mgmt For For For 1.8 Elect Roy Roberts Mgmt For For For 1.9 Elect Samuel Scott III Mgmt For For For 1.10 Elect William Smithburg Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ACCENTURE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1150G111 08/05/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Bermuda to Mgmt For For For Ireland 2 Right to Adjourn Meeting Mgmt For For For 3 Creation of Distributable Mgmt For For For Reserves 4 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Hernandez Mgmt For For For 2 Elect Peter Menikoff Mgmt For For For 3 Elect Robert Ripp Mgmt For For For 4 Elect Theodore Shasta Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Annual Report Mgmt For For For 7 Statutory Financial Statements Mgmt For For For 8 Consolidated Financial Statements Mgmt For For For 9 Allocation of Disposable Profit Mgmt For For For 10 Discharge of the Board of Mgmt For For For Directors 11 Authorized Share Capital Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Ratification of Auditor (Zurich) Mgmt For For For 14 Ratification of Auditor (US) Mgmt For For For 15 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan 16 Approval of Dividend in the Form Mgmt For For For of a Par Value Reduction - ---------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos, II Mgmt For For For 3 Elect Paul Amos, II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger, III Mgmt For For For 6 Elect Joe Harris Mgmt For For For 7 Elect Elizabeth Hudson Mgmt For For For 8 Elect Douglas Johnson Mgmt For For For 9 Elect Robert Johnson Mgmt For For For 10 Elect Charles Knapp Mgmt For For For 11 Elect E. Stephen Purdom Mgmt For For For 12 Elect Barbara Rimer Mgmt For For For 13 Elect Marvin Schuster Mgmt For For For 14 Elect David Thompson Mgmt For For For 15 Elect Robert Wright Mgmt For For For 16 Elect Takuro Yoshida Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leon Schurgin Mgmt For For For 1.2 Elect William Rubenfaer Mgmt For For For 1.3 Elect Joey Agree Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For For For 10 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 2010 Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Cracchiolo Mgmt For For For 2 Elect H. Jay Sarles Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Amendment to the 2005 Incentive Mgmt For Against Against Compensation Plan 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Brady Mgmt For For For 1.2 Elect E. Wayne Nordberg Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ANWORTH MORTGAGE ASSET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANH CUSIP 037347101 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AOL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AOL CUSIP 00184X105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect William Hambrecht Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Michael Powell Mgmt For For For 8 Elect Fredric Reynolds Mgmt For For For 9 Elect James Stengel Mgmt For For For 10 Elect James Wiatt Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amended and Restated 2010 Stock Mgmt For For For Incentive Plan 13 Amended and Restated Annual Mgmt For For For Incentive Plan for Executive Officers - ---------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Laura Tyson Mgmt For For For 12 Elect Patricia Upton Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding ShrHldr Against Against For Pension Credit Policy 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 02/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Mgmt For For For Stock 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Bies Mgmt For For For 2 Elect William Boardman Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Increase of Authorized Common Mgmt For For For Stock 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Amendment to the 2003 Key Mgmt For For For Associate Stock Plan 18 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Disclosure of Prior Government Service 19 Shareholder Proposal Regarding ShrHldr Against Against For Non-Deductible Compensation 20 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 22 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 23 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 24 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) - ---------------------------------------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ruth Bruch Mgmt For For For 1.2 Elect Nicholas Donofrio Mgmt For For For 1.3 Elect Gerald Hassell Mgmt For For For 1.4 Elect Edmund Kelly Mgmt For For For 1.5 Elect Robert Kelly Mgmt For For For 1.6 Elect Richard Kogan Mgmt For For For 1.7 Elect Michael Kowalski Mgmt For For For 1.8 Elect John Luke, Jr. Mgmt For For For 1.9 Elect Robert Mehrabian Mgmt For For For 1.10 Elect Mark Nordenberg Mgmt For For For 1.11 Elect Catherine Rein Mgmt For For For 1.12 Elect William Richardson Mgmt For For For 1.13 Elect Samuel Scott III Mgmt For For For 1.14 Elect John Surma Mgmt For For For 1.15 Elect Wesley von Schack Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 5 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Golden Parachutes - ---------------------------------------------------------------------------------------------------------------- BEMIS COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMS CUSIP 081437105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Curler Mgmt For For For 1.2 Elect Roger O'Shaughnessy Mgmt For For For 1.3 Elect David Haffner Mgmt For For For 1.4 Elect Holly Van Deursen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between CEO and Employee Pay - ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CUSIP 088606108 11/26/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 2 Re-elect Carlos Cordeiro (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Gail de Planque (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 5 Re-elect Marius Kloppers (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 6 Re-elect Don Argus (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 7 Elect Wayne Murdy (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 8 Appointment of Auditor and Mgmt For For For Authority to Set Fees (BHP Billiton plc) 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Repurchase Shares Mgmt For For For (BHP Billiton plc) 12 Reduction of Issued Share Capital Mgmt For For For (April 30, 2010) 13 Reduction of Issued Share Capital Mgmt For For For (June 17, 2010) 14 Reduction of Issued Share Capital Mgmt For For For (September 15, 2010) 15 Reduction of Issued Share Capital Mgmt For For For (November 11, 2010) 16 Remuneration Report Mgmt For For For 17 Equity Grant (CEO Marius Kloppers) Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For Withhold Against 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mortimer Zuckerman Mgmt For For For 1.2 Elect Carol Einiger Mgmt For For For 1.3 Elect Jacob Frenkel Mgmt For For For 2 Repeal of Classified Board and Mgmt For For For Adoption of Majority Voting for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Abele Mgmt For For For 2 Elect Katharine Bartlett Mgmt For For For 3 Elect Bruce Byrnes Mgmt For For For 4 Elect Nelda Connors Mgmt For For For 5 Elect J. Raymond Elliott Mgmt For For For 6 Elect Marye Anne Fox Mgmt For For For 7 Elect Ray Groves Mgmt For For For 8 Elect Ernest Mario Mgmt For Abstain Against 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Pete Nicholas Mgmt For For For 11 Elect Uwe Reinhardt Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Douglas Flint Mgmt For For For 12 Elect Byron Grote Mgmt For For For 13 Elect Anthony Hayward Mgmt For For For 14 Elect Andrew Inglis Mgmt For For For 15 Elect DeAnne Julius Mgmt For Against Against 16 Elect Carl-Henric Svanberg Mgmt For For For 17 Appointment of Auditor and Mgmt For For For Authority to Set Fees 18 Adoption of New Articles Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 23 Renewal of Executive Directors' Mgmt For Against Against Incentive Plan 24 Scrip Dividend Mgmt For For For 25 Shareholder Proposal Regarding Mgmt Against Against For Report on Sunrise SAGD Project - ---------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons, III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Edward Lange, Jr. Mgmt For For For 1.4 Elect Christopher McGurk Mgmt For For For 1.5 Elect Matthew Medeiros Mgmt For For For 1.6 Elect Constance Moore Mgmt For For For 1.7 Elect Jeanne Myerson Mgmt For For For 1.8 Elect Jeffrey Pero Mgmt For For For 1.9 Elect Thomas Robinson Mgmt For For For 1.10 Elect Dennis Singleton Mgmt For For For 1.11 Elect Thomas Sullivan Mgmt For For For 2 Amendment to the 1999 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BMY CUSIP 110122108 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Togo West, Jr. Mgmt For For For 11 Elect R. Sanders Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 14 Elimination of Supermajority Mgmt For For For Requirement Applicable to Common Shareholders 15 Elimination of Supermajority Mgmt For For For Requirement Applicable to Preferred Shareholders 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare - ---------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Board Size Mgmt For For For 2.1 Elect Gordon Arnell Mgmt For For For 2.2 Elect William Cahill Mgmt For For For 2.3 Elect Richard Clark Mgmt For For For 2.4 Elect Jack Cockwell Mgmt For For For 2.5 Elect Roderick Fraser Mgmt For For For 2.6 Elect Paul McFarlane Mgmt For For For 2.7 Elect Allan Olson Mgmt For For For 2.8 Elect Robert Stelzl Mgmt For For For 2.9 Elect Diana Taylor Mgmt For For For 2.10 Elect John E. Zuccotti Mgmt For For For 3 Appointment of Auditor and Mgmt For For For Authority to Set Fees - ---------------------------------------------------------------------------------------------------------------- BROWN & BROWN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRO CUSIP 115236101 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Wendell Reilly Mgmt For For For 1.9 Elect John Riedman Mgmt For For For 1.10 Elect Chilton Varner Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard J. Campo Mgmt For For For 1.2 Elect William R. Cooper Mgmt For For For 1.3 Elect Scott S. Ingraham Mgmt For For For 1.4 Elect Lewis A. Levey Mgmt For For For 1.5 Elect William B. McGuire, Jr. Mgmt For For For 1.6 Elect William F. Paulsen Mgmt For For For 1.7 Elect D. Keith Oden Mgmt For For For 1.8 Elect F. Gardner Parker Mgmt For For For 1.9 Elect Steven A. Webster Mgmt For Withhold Against 1.10 Elect Kelvin R. Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Dillon Mgmt For For For 1.2 Elect Juan Gallardo Mgmt For For For 1.3 Elect William Osborn Mgmt For For For 1.4 Elect Edward Rust, Jr. Mgmt For For For 1.5 Elect Susan Schwab Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Repeal of Classified Board Mgmt For For For 5 Elimination of Supermajority Mgmt For For For Requirement 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Review of Human Rights Policies 8 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Lebovitz Mgmt For For For 1.2 Elect Kathleen Nelson Mgmt For For For 1.3 Elect Winston Walker Mgmt For For For 1.4 Elect Thomas DeRosa Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Abstain For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Linnet Deily Mgmt For For For 3 Elect Robert Denham Mgmt For For For 4 Elect Robert Eaton Mgmt For For For 5 Elect Chuck Hagel Mgmt For For For 6 Elect Enrique Hernandez, Jr. Mgmt For Against Against 7 Elect Franklyn Jenifer Mgmt For For For 8 Elect George Kirkland Mgmt For For For 9 Elect Sam Nunn Mgmt For For For 10 Elect Donald Rice Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Charles Shoemate Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Ronald Sugar Mgmt For For For 15 Elect Carl Ware Mgmt For For For 16 Elect John Watson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to the By-Laws Mgmt For For For Regarding the Right to Call Special Meetings 19 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Payments to Governments 22 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Establishment of Human Rights Committee - ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/12/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 15 Amendment to the Employee Stock Mgmt For For For Purchase Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Formation of a Board Committee on Human Rights 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Report on Internet Fragmentation - ---------------------------------------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCE CUSIP 191219104 04/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect L. Phillip Humann Mgmt For For For 1.2 Elect Suzanne Labarge Mgmt For For For 1.3 Elect Veronique Morali Mgmt For For For 1.4 Elect Phoebe Wood Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Shareholder Approval of Severance Agreements - ---------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/25/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For For For 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 2009 Stock Plan Mgmt For For For 3 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Bobby Shackouls Mgmt For For For 12 Elect Victoria Tschinkel Mgmt For For For 13 Elect Kathryn Turner Mgmt For For For 14 Elect William Wade, Jr. Mgmt For For For 15 Ratification of Auditor Mgmt For Against Against 16 Shareholder Proposal Regarding ShrHldr Against Against For Risk Management Report 17 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 18 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 19 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 20 Shareholder Proposal Regarding ShrHldr Against Against For the Financial Risks of Climate Change 21 Shareholder Proposal Regarding ShrHldr Against Against For TRI Chemicals 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 23 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Douglas Firstenberg Mgmt For For For 1.6 Elect Randall Griffin Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Kenneth Sweet, Jr. Mgmt For For For 1.10 Elect Richard Szafranski Mgmt For For For 1.11 Elect Kenneth Wethe Mgmt For For For 2 Amendment to the 2008 Omnibus Mgmt For Against Against Equity and Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For For For 1.6 Elect Tripp Hardin Mgmt For For For 1.7 Elect John O'Keeffe Mgmt For For For 1.8 Elect Bruce Warwick Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Elect William Summers, Jr. Mgmt For For For 12 Elect Scott Wolstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CUSIP 25243Q205 10/14/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Laurence Danon Mgmt For For For 5 Elect Clive Hollick Mgmt For For For 6 Elect Paul Walsh Mgmt For For For 7 Elect Peggy Bruzelius Mgmt For Against Against 8 Elect Betsey Holden Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 EU Political Donations Mgmt For For For 15 2009 Discretionary Incentive Plan Mgmt For For For 16 2009 Executive Long-Term Mgmt For For For Incentive Plan 17 2009 International Sharematch Plan Mgmt For For For 18 Authority to Establish Mgmt For For For International Share Plans 19 2009 Irish Sharesave Plan Mgmt For For For 20 Amendment to 2008 Executive Share Mgmt For For For Option Plan 21 Amendment to 2008 Senior Mgmt For For For Executive Share Option Plan 22 Amendment to 1999 Senior Mgmt For For For Executive Share Option Plan 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Adoption of New Articles Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DUK CUSIP 26441C105 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Barnet, III Mgmt For For For 1.2 Elect G. Alex Bernhardt, Sr. Mgmt For For For 1.3 Elect Michael Browning Mgmt For For For 1.4 Elect Daniel DiMicco Mgmt For For For 1.5 Elect John Forsgren Mgmt For For For 1.6 Elect Ann Maynard Gray Mgmt For For For 1.7 Elect James Hance, Jr. Mgmt For For For 1.8 Elect E. James Reinsch Mgmt For For For 1.9 Elect James Rhodes Mgmt For For For 1.10 Elect James Rogers Mgmt For For For 1.11 Elect Philip Sharp Mgmt For For For 2 2010 Long-Term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh lll Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis D. Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan to Permit a Option-for-RSU Exchange Program - ---------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Amin Mgmt For For For 1.2 Elect Michael Coke Mgmt For For For 1.3 Elect Lammot du Pont Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect Hossein Fateh Mgmt For For For 1.6 Elect Frederic Malek Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Bodman Mgmt For For For 2 Elect Richard Brown Mgmt For For For 3 Elect Robert Brown Mgmt For For For 4 Elect Bertrand Collomb Mgmt For For For 5 Elect Curtis Crawford Mgmt For For For 6 Elect Alexander Cutler Mgmt For For For 7 Elect John Dillon Mgmt For For For 8 Elect Eleuthere Du Pont Mgmt For For For 9 Elect Marillyn Hewson Mgmt For For For 10 Elect Lois Juliber Mgmt For For For 11 Elect Ellen Kullman Mgmt For For For 12 Elect William Reilly Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 15 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Human Rights Policy Regarding Seed Saving Rights - ---------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Todd Bluedorn Mgmt For For For 2 Elect Christopher Connor Mgmt For For For 3 Elect Michael Critelli Mgmt For For For 4 Elect Charles Golden Mgmt For For For 5 Elect Ernie Green Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randall Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clemens Boersig Mgmt For For For 1.2 Elect Carlos Fernandez G. Mgmt For Withhold Against 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Randall Stephenson Mgmt For For For 1.5 Elect Vernon Loucks, Jr. Mgmt For For For 1.6 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of Performance Mgmt For For For Measures under the Annual Incentive Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Julian Banton Mgmt For For For 1.3 Elect T. Michael Goodrich Mgmt For For For 2 Amendment to the 1992 Directors Mgmt For Against Against Stock Plan 3 Amendment to the Annual Incentive Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barrett Brady Mgmt For For For 1.2 Elect Peter Brown Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect Neil Flanzraich Mgmt For For For 1.5 Elect Nathan Hetz Mgmt For Withhold Against 1.6 Elect Chaim Katzman Mgmt For Withhold Against 1.7 Elect Peter Linneman Mgmt For For For 1.8 Elect Jeffrey Olson Mgmt For For For 1.9 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Guericke Mgmt For For For 1.2 Elect Issie Rabinovitch Mgmt For For For 1.3 Elect Thomas Randlett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Bruce DeMars Mgmt For For For 5 Elect Nelson Diaz Mgmt For For For 6 Elect Sue Ling Gin Mgmt For For For 7 Elect Rosemarie Greco Mgmt For For For 8 Elect Paul Joskow Mgmt For For For 9 Elect Richard Mies Mgmt For For For 10 Elect John Palms Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Thomas Ridge Mgmt For For For 13 Elect John Rogers, Jr. Mgmt For For For 14 Elect John Rowe Mgmt For For For 15 Elect Stephen Steinour Mgmt For For For 16 Elect Donald Thompson Mgmt For For For 17 2011 Long-Term Incentive Plan Mgmt For Against Against 18 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 4 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 7 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Right to Water 8 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding an ShrHldr Against Against For Energy Technology Report 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emissions Goals 13 Shareholder Proposal Regarding ShrHldr Against Against For Report on Future Energy Trends - ---------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Incentive Plan Mgmt For Against Against 4 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report - ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect Judith Estrin Mgmt For For For 4 Elect J.R. Hyde, III Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Steven Loranger Mgmt For For For 7 Elect Gary Loveman Mgmt For For For 8 Elect Susan Schwab Mgmt For For For 9 Elect Frederick Smith Mgmt For For For 10 Elect Joshua Smith Mgmt For For For 11 Elect David Steiner Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform - ---------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Dominski Mgmt For For For 1.2 Elect H. Patrick Hackett, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis McGillicuddy Mgmt For Withhold Against 1.2 Elect Janet Notopoulos Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIS CUSIP 370334104 09/21/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 2009 Stock Compensation Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Johns Mgmt For For For 1.6 Elect Michael Johns Mgmt For For For 1.7 Elect J. Hicks Lanier Mgmt For For For 1.8 Elect Wendy Needham Mgmt For For For 1.9 Elect Jerry Nix Mgmt For For For 1.10 Elect Larry Prince Mgmt For For For 1.11 Elect Gary Rollins Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leo Liebowitz Mgmt For For For 1.2 Elect Milton Cooper Mgmt For For For 1.3 Elect Philip Coviello Mgmt For For For 1.4 Elect David Driscoll Mgmt For For For 1.5 Elect Richard Montag Mgmt For For For 1.6 Elect Howard Safenowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/23/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terry Growcock Mgmt For For For 2 Elect Leslie Kenne Mgmt For For For 3 Elect David Rickard Mgmt For For For 4 Elect Gregory Swienton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Flaherty III Mgmt For For For 1.2 Elect Christine Garvey Mgmt For For For 1.3 Elect David Henry Mgmt For For For 1.4 Elect Lauralee Martin Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Harold Messmer, Jr. Mgmt For For For 1.7 Elect Peter Rhein Mgmt For For For 1.8 Elect Kenneth Roath Mgmt For For For 1.9 Elect Richard Rosenberg Mgmt For For For 1.10 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas DeRosa Mgmt For For For 1.2 Elect Jeffrey Donahue Mgmt For For For 1.3 Elect Fred Klipsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gene Anderson Mgmt For For For 1.2 Elect Edward Fritsch Mgmt For For For 1.3 Elect David Hartzell Mgmt For For For 1.4 Elect Lawrence Kaplan Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan - ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Bradley Sheares Mgmt For For For 10 Elect Michael Wright Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights - ---------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 04/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Trustees Mgmt For Against Against 2 Adoption of Majority Vote for Mgmt For For For Election of Trustees 3 Amendment to the Declaration of Mgmt For For For Trust 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marvin Brailsford Mgmt For For For 2 Elect Susan Crown Mgmt For For For 3 Elect Don Davis, Jr. Mgmt For For For 4 Elect Robert McCormack Mgmt For For For 5 Elect Robert Morrison Mgmt For For For 6 Elect James Skinner Mgmt For For For 7 Elect David Smith, Jr. Mgmt For For For 8 Elect David Speer Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For Against Against 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Cathleen Black Mgmt For For For 3 Elect William Brody Mgmt For For For 4 Elect Kenneth Chenault Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Andrew Liveris Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Taizo Nishimuro Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect Samuel Palmisano Mgmt For For For 12 Elect Joan Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Lorenzo Zambrano Mgmt For Against Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James S. Balloun Mgmt For For For 3 Elect John S. Day Mgmt For For For 4 Elect Karen Dunn Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ITT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ITT CUSIP 450911102 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Loranger Mgmt For For For 1.2 Elect Curtis Crawford Mgmt For For For 1.3 Elect Christina Gold Mgmt For For For 1.4 Elect Ralph Hake Mgmt For For For 1.5 Elect John Hamre Mgmt For For For 1.6 Elect Paul Kern Mgmt For For For 1.7 Elect Frank MacInnis Mgmt For For For 1.8 Elect Surya Mohapatra Mgmt For For For 1.9 Elect Linda Sanford Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Shareholder Proposal Regarding ShrHldr Against Against For Report on Military Sales to Foreign Governments 4 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Michael Johns Mgmt For Against Against 4 Elect Susan Lindquist Mgmt For Against Against 5 Elect Anne Mulcahy Mgmt For For For 6 Elect Leo Mullin Mgmt For For For 7 Elect William Perez Mgmt For Against Against 8 Elect Charles Prince Mgmt For Against Against 9 Elect David Satcher Mgmt For Against Against 10 Elect William Weldon Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) 13 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Affirmation of Political Nonpartisanship 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 17 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between CEO and Employee Pay 20 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Amendment to 2005 Incentive Award Mgmt For Against Against Plan - ---------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect Dennis Beresford Mgmt For For For 3 Elect John Bergstrom Mgmt For For For 4 Elect Abelardo Bru Mgmt For For For 5 Elect Robert Decherd Mgmt For For For 6 Elect Thomas Falk Mgmt For For For 7 Elect Mae Jemison Mgmt For For For 8 Elect James Jenness Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For Withhold Against 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For Withhold Against 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For Withhold Against 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For Withhold Against 1.8 Elect Richard Saltzman Mgmt For For For 2 2010 Equity Participation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 01/14/2010 Unvoted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 A PROPOSAL TO APPROVE ISSUING UP Mgmt For N/A N/A TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. 2 A PROPOSAL TO APPROVE ANY Mgmt For N/A N/A ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. - ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajaypal Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Lois Juliber Mgmt For For For 4 Elect Mark Ketchum Mgmt For For For 5 Elect Richard Lerner Mgmt For For For 6 Elect Mackey McDonald Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Fedric Reynolds Mgmt For For For 9 Elect Irene Rosenfeld Mgmt For For For 10 Elect Jean-Francois van Boxmeer Mgmt For For For 11 Elect Deborah Wright Mgmt For For For 12 Elect Frank Zarb Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Perkins Mgmt For For For 1.2 Elect Stuart Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Anthony Hayden Mgmt For For For 1.2 Elect M. Leanne Lachman Mgmt For For For 1.3 Elect Stephen Steinour Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arthur Coppola Mgmt For For For 2 Elect Edward Coppola Mgmt For For For 3 Elect James Cownie Mgmt For For For 4 Elect Fred Hubbell Mgmt For For For 5 Elect Mason Ross Mgmt For For For 6 Elect William Sexton Mgmt For For For 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Clarence Cazalot, Jr. Mgmt For Against Against 3 Elect David Daberko Mgmt For Against Against 4 Elect William Davis, III Mgmt For Against Against 5 Elect Shirley Jackson Mgmt For Against Against 6 Elect Philip Lader Mgmt For Against Against 7 Elect Charles Lee Mgmt For Against Against 8 Elect Michael Phelps Mgmt For Against Against 9 Elect Dennis Reilley Mgmt For Against Against 10 Elect Seth Schofield Mgmt For Against Against 11 Elect John Snow Mgmt For Against Against 12 Elect Thomas Usher Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Executive Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- MASCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Archer Mgmt For For For 2 Elect Anthony Earley, Jr. Mgmt For For For 3 Elect Lisa Payne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Long-Term Mgmt For Against Against Stock Incentive Plan - ---------------------------------------------------------------------------------------------------------------- MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Directors Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Dean Scarborough Mgmt For For For 10 Elect Christopher Sinclair Mgmt For For For 11 Elect G. Craig Sullivan Mgmt For For For 12 Elect Kathy White Mgmt For For For 13 2010 Equity and Long-Term Mgmt For For For Compensation Plan 14 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Walter Massey Mgmt For For For 2 Elect John Rogers, Jr. Mgmt For For For 3 Elect Roger Stone Mgmt For For For 4 Elect Miles White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 9 Shareholder Proposal Regarding ShrHldr Against Against For Cage-Free Eggs - ---------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect Virginia Clarke Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect R. Steven Hamner Mgmt For For For 1.5 Elect Robert Holmes Mgmt For For For 1.6 Elect Sherry Kellett Mgmt For For For 1.7 Elect William McKenzie Mgmt For For For 1.8 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/27/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect Victor Dzau Mgmt For For For 1.3 Elect William Hawkins Mgmt For For For 1.4 Elect Shirley Jackson Mgmt For For For 1.5 Elect Denise O'Leary Mgmt For For For 1.6 Elect Robert Pozen Mgmt For For For 1.7 Elect Jean-Pierre Rosso Mgmt For For For 1.8 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employees Mgmt For For For Stock Purchase Plan 4 Amendment to the 2008 Stock Award Mgmt For Against Against and Incentive Plan - ---------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Thomas Glocer Mgmt For For For 5 Elect Steven Goldstone Mgmt For For For 6 Elect William Harrison, Jr. Mgmt For For For 7 Elect Harry Jacobson Mgmt For For For 8 Elect William Kelley Mgmt For For For 9 Elect C. Robert Kidder Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect Carlos Represas Mgmt For For For 12 Elect Patricia Russo Mgmt For For For 13 Elect Thomas Shenk Mgmt For For For 14 Elect Anne Tatlock Mgmt For For For 15 Elect Craig Thompson Mgmt For For For 16 Elect Wendell Weeks Mgmt For For For 17 Elect Peter Wendell Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 2010 Incentive Stock Plan Mgmt For For For 20 2010 Non-Employee Directors Stock Mgmt For For For Option Plan - ---------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 589331107 08/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/19/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Gates, III Mgmt For For For 2 Elect Steven Ballmer Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Restoration of Right to Call a Mgmt For For For Special Meeting 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adoption of Principles for Health Care Reform 14 Shareholder Proposal Regarding ShrHldr Against Against For Charitable Contributions - ---------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHI CUSIP 63633D104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ted Welch Mgmt For For For 1.2 Elect J. Justin Hutchens Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ben Guill Mgmt For For For 2 Elect Roger Jarvis Mgmt For For For 3 Elect Eric Mattson Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect Dennis Gershenson Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NATIONWIDE HEALTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHP CUSIP 638620104 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Banks Mgmt For For For 1.2 Elect Douglas Pasquale Mgmt For For For 1.3 Elect Robert Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2005 Performance Mgmt For Against Against Incentive Plan - ---------------------------------------------------------------------------------------------------------------- NISOURCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NI CUSIP 65473P105 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Abdoo Mgmt For For For 2 Elect Steven Beering Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Mike Jesanis Mgmt For For For 5 Elect Marty Kittrell Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Deborah Parker Mgmt For For For 8 Elect Ian Rolland Mgmt For For For 9 Elect Robert Skaggs, Jr. Mgmt For For For 10 Elect Richard Thompson Mgmt For For For 11 Elect Carolyn Woo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to Add Right of Holders Mgmt For For For of 25% of Voting Power to Call a Special Meeting 14 2010 Omnibus Incentive Plan Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Cawley Mgmt For For For 1.2 Elect Gordon Hall Mgmt For For For 1.3 Elect Jack Little Mgmt For For For 2 Increase in Authorized Capital Mgmt For For For 3 Amendment to Par Value; Capital Mgmt For For For Distribution 4 Amendment to Par Value; Capital Mgmt For For For Distribution 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Mgmt For For For Management Acts - ---------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NE CUSIP H5833N103 10/29/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon Hall Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 2 Amendment to the 1991 Stock Mgmt For For For Option and Restricted Stock Plan - ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board and Mgmt For For For Management Acts 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Amendment Regarding Advisory Vote Mgmt For For For on Compensation Policy 6 Elect Marjorie Yang Mgmt For For For 7 Elect Daniel Vasella Mgmt For For For 8 Elect Hans-Jorg Rudloff Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUS CUSIP 67018T105 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nevin Andersen Mgmt For For For 1.2 Elect Daniel Campbell Mgmt For For For 1.3 Elect E.J. Garn Mgmt For For For 1.4 Elect M. Truman Hunt Mgmt For For For 1.5 Elect Andrew Lipman Mgmt For For For 1.6 Elect Steven Lund Mgmt For For For 1.7 Elect Patricia Negron Mgmt For For For 1.8 Elect Thomas Pisano Mgmt For For For 1.9 Elect Blake Roney Mgmt For For For 1.10 Elect Sandra Tillotson Mgmt For For For 1.11 Elect David Ussery Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect John Chalsty Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Carlos Gutierrez Mgmt For For For 7 Elect Ray Irani Mgmt For For For 8 Elect Irvin Maloney Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Re-approval of Performance Goals Mgmt For For For under the 2005 Long-Term Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Host Country Regulations 21 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 22 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Security of Chemical Facilities 23 Shareholder Proposal Regarding ShrHldr Against Against For Compensation in the Event of a Change of Control - ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Wren Mgmt For For For 1.2 Elect Bruce Crawford Mgmt For For For 1.3 Elect Alan Batkin Mgmt For For For 1.4 Elect Robert Clark Mgmt For For For 1.5 Elect Leonard Coleman, Jr. Mgmt For For For 1.6 Elect Errol Cook Mgmt For For For 1.7 Elect Susan Denison Mgmt For For For 1.8 Elect Michael Henning Mgmt For For For 1.9 Elect John Murphy Mgmt For For For 1.10 Elect John Purcell Mgmt For For For 1.11 Elect Linda Rice Mgmt For For For 1.12 Elect Gary Roubos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Incentive Mgmt For Against Against Award Plan 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Shareholder Proposal ShrHldr Against For Against Reimbursement of Solicitation Expenses 6 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 7 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote - ---------------------------------------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect David Kyle Mgmt For For For 6 Elect Bert Mackie Mgmt For For For 7 Elect Jim Mogg Mgmt For For For 8 Elect Jim Mogg Mgmt For For For 9 Elect Gary Parker Mgmt For For For 10 Elect Eduardo Rodriguez Mgmt For For For 11 Elect Gerald Smith Mgmt For For For 12 Elect David Tippeconnic Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/07/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Donald Lucas Mgmt For For For 1.11 Elect Charles Phillips, Jr. Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 2010 Executive Bonus Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 5 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 6 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Kassling Mgmt For For For 1.2 Elect Robert Kohlhepp Mgmt For For For 1.3 Elect Giulio Mazzalupi Mgmt For For For 1.4 Elect Klaus-Peter Muller Mgmt For For FOR 1.5 Elect Joseph Scaminace Mgmt For For For 1.6 Elect Wolfgang Schmitt Mgmt For For For 1.7 Elect Markos Tambakeras Mgmt For For For 1.8 Elect James Wainscott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2009 Omnibus Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Board Chairman - ---------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAYX CUSIP 704326107 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Jonathan Judge Mgmt For For For 6 Elect Joseph Tucci Mgmt For For For 7 Elect Joseph Velli Mgmt For For For 8 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect Robert Burt Mgmt For For For 5 Elect W. Don Cornwell Mgmt For For For 6 Elect Frances Fergusson Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect James Kilts Mgmt For For For 10 Elect Jeffrey Kindler Mgmt For For For 11 Elect George Lorch Mgmt For For For 12 Elect John Mascotte Mgmt For For For 13 Elect Suzanne Nora Johnson Mgmt For For For 14 Elect Stephen Sanger Mgmt For For For 15 Elect William Steere, Jr. Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Amendment to Bylaws Regarding the Mgmt For For For Right to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy - ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Food Insecurity and Tobacco Use 13 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Human Rights Protocols - ---------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard, III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Covey Mgmt For For For 2 Elect Gregory Quesnel Mgmt For For For 3 Elect Ruth Ann Gillis Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Feinberg Mgmt For For For 1.2 Elect George Fotiades Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 1.4 Elect Lawrence Jackson Mgmt For For For 1.5 Elect Donald Jacobs Mgmt For For For 1.6 Elect Irving Lyons, III Mgmt For For For 1.7 Elect Walter Rakowich Mgmt For For For 1.8 Elect D. Michael Steuert Mgmt For For For 1.9 Elect J. Andre Teixeira Mgmt For For For 1.10 Elect Andrea Zulberti Mgmt For For For 2 Amendment to the 2006 Long-Term Mgmt For Against Against Incentive Plan 3 Option Exchange Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Harvey Lenkin Mgmt For For For 1.8 Elect Sara Grootwassink Lewis Mgmt For For For 1.9 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Dann Angeloff Mgmt For For For 1.4 Elect William Baker Mgmt For For For 1.5 Elect John Evans Mgmt For For For 1.6 Elect Tamara Hughes Gustavson Mgmt For For For 1.7 Elect Uri Harkham Mgmt For For For 1.8 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.9 Elect Harvey Lenkin Mgmt For For For 1.10 Elect Avedick Poladian Mgmt For For For 1.11 Elect Gary Pruitt Mgmt For For For 1.12 Elect Ronald Spogli Mgmt For For For 1.13 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS Q CUSIP 749121109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Mueller Mgmt For For For 2 Elect Charles Biggs Mgmt For For For 3 Elect K. Dane Brooksher Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect R. David Hoover Mgmt For Against Against 6 Elect Patrick Martin Mgmt For For For 7 Elect Caroline Matthews Mgmt For For For 8 Elect Wayne Murdy Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Michael Roberts Mgmt For For For 11 Elect James Unruh Mgmt For For For 12 Elect Anthony Welters Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. David Brown, II Mgmt For For For 2 Elect John Bush Mgmt For For For 3 Elect Lee Thomas Mgmt For For For 4 Elect Paul Kirk, Jr. Mgmt For For For 5 Increase of Authorized Common Mgmt For For For Stock 6 Amendment to the Incentive Stock Mgmt For For For Plan 7 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RTN CUSIP 755111507 05/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Right to Call a Special Meeting Mgmt For For For 12 2010 Stock Plan Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Supplemental Executive Retirement Plans 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent - ---------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RDSB CUSIP 780259206 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Charles Holliday, Jr. Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Simon Henry Mgmt For For For 7 Elect Lord Kerr of Kinlochard Mgmt For For For 8 Elect Wim Kok Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Jorma Ollila Mgmt For For For 12 Elect Jeroen van der Veer Mgmt For For For 13 Elect Peter Voser Mgmt For For For 14 Elect Hans Wijers Mgmt For For For 15 Appointment of Auditor Mgmt For Against Against 16 Authority to Set Auditor's Fees Mgmt For Against Against 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Scrip Dividend Mgmt For For For 21 Authorisation of Political Mgmt For For For Donations 22 Adoption of New Articles Mgmt For For For 23 Shareholder Proposal Regarding Mgmt Against Against For Report on Oil Sands Projects - ---------------------------------------------------------------------------------------------------------------- SAFEWAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SWY CUSIP 786514208 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect Arun Sarin Mgmt For For For 8 Elect Michael Shannon Mgmt For For For 9 Elect William Tauscher Mgmt For For For 10 Amendment to the Certificate of Mgmt For For For Incorporation Regarding Special Shareholder Meetings 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Climate Change Principles 14 Shareholder Proposal Regarding ShrHldr Against Against For Death Benefits (Golden Coffins) 15 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing - ---------------------------------------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SEIC CUSIP 784117103 05/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alfred West, Jr. Mgmt For Withhold Against 1.2 Elect William Doran Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John L. Harrington Mgmt For For For 2 Elect Adam Portnoy Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCCO CUSIP 84265V105 04/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect German Larrea Mota-Velasco Mgmt For Withhold Against 1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against 1.3 Elect Emilio Carrillo Gamboa Mgmt For Withhold Against 1.4 Elect Alfredo Perez Mgmt For Withhold Against 1.5 Elect Alberto de la Parra Zavala Mgmt For Withhold Against 1.6 Elect Xavier Garcia de Quevedo Mgmt For Withhold Against Topete 1.7 Elect Genaro Larrea Mota-Velasco Mgmt For Withhold Against 1.8 Elect Daniel Quintanilla Mgmt For Withhold Against 1.9 Elect Armando Ortega Gomez Mgmt For Withhold Against 1.10 Elect Luis Miguel Palomino Bonilla Mgmt For For For 1.11 Elect Gilberto Cifuentes Mgmt For Withhold Against 1.12 Elect Juan Rebolledo Gout Mgmt For Withhold Against 1.13 Elect Carlos Ruiz Sacristan Mgmt For For For 1.14 Elect Luis Tellez Kuenzler Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Annual Incentive Mgmt For For For Plan for Certain Executives - ---------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Ronald Logue Mgmt For For For 11 Elect Richard Sergel Mgmt For For For 12 Elect Ronald Skates Mgmt For For For 13 Elect Gregory Summe Mgmt For For For 14 Elect Robert Weissman Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 18 Shareholder Proposal Regarding ShrHldr Against Against For Report of Ratio Between Executive and Employee Pay - ---------------------------------------------------------------------------------------------------------------- TEEKAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TK CUSIP Y8564W103 09/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ian Blackburne Mgmt For For For 1.2 Elect James Clark Mgmt For For For 1.3 Elect C. Sean Day Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 16 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report - ---------------------------------------------------------------------------------------------------------------- THE CHUBB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CB CUSIP 171232101 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Martin McGuinn Mgmt For For For 6 Elect Lawrence Small Mgmt For For For 7 Elect Jess Soderberg Mgmt For For For 8 Elect Daniel Somers Mgmt For For For 9 Elect Karen Williams Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect H. Lee Scott, Jr. Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Elimination of Supermajority Mgmt For For For Requirement 15 Amendment to Certificate of Mgmt For For For Incorporation Regarding the Right to Call Special Meetings 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 18 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Report on Climate Policy 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Ratio Between Executive and Employee Pay 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement - ---------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect David Batchelder Mgmt For For For 3 Elect Francis Blake Mgmt For For For 4 Elect Ari Bousbib Mgmt For For For 5 Elect Gregory Brenneman Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of Material Terms of Mgmt For For For Performance Goals Under the 2005 Omnibus Stock Incentive Plan 12 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 13 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 14 Shareholder Proposal Regarding ShrHldr Against Against For Right to Call a Special Meeting 15 Shareholder Proposal Regarding ShrHldr Against For Against Right to Act by Written Consent 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Employment Diversity Report 18 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation - ---------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/13/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Chenault Mgmt For For For 2 Elect Scott Cook Mgmt For Against Against 3 Elect Rajat Gupta Mgmt For For For 4 Elect Alan Lafley Mgmt For For For 5 Elect Charles Lee Mgmt For For For 6 Elect Lynn Martin Mgmt For For For 7 Elect Robert McDonald Mgmt For For For 8 Elect W. James McNerney, Jr. Mgmt For For For 9 Elect Johnathan Rodgers Mgmt For For For 10 Elect Ralph Snyderman Mgmt For For For 11 Elect Mary Agnes Wilderotter Mgmt For For For 12 Elect Patricia Woertz Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendments to Code of Regulations Mgmt For For For 16 2009 Stock and Incentive Mgmt For For For Compensation Plan 17 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Blythe McGarvie Mgmt For For For 11 Elect Donald Shepard Mgmt For For For 12 Elect Laurie Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIDEWATER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDW CUSIP 886423102 07/09/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Jay Allison Mgmt For For For 1.2 Elect James Day Mgmt For For For 1.3 Elect Richard du Moulin Mgmt For For For 1.4 Elect J. Wayne Leonard Mgmt For For For 1.5 Elect Jon Madonna Mgmt For For For 1.6 Elect Joseph Netherland Mgmt For For For 1.7 Elect Richard Pattarozzi Mgmt For Withhold Against 1.8 Elect Nicholas Sutton Mgmt For For For 1.9 Elect Cindy Taylor Mgmt For For For 1.10 Elect Dean Taylor Mgmt For For For 1.11 Elect Jack Thompson Mgmt For For For 2 2009 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Deborah Wright Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2010 Stock Incentive Plan Mgmt For For For 15 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote 17 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Ram Charan Mgmt For For For 3 Elect Juergen Gromer Mgmt For For For 4 Elect Robert Hernandez Mgmt For For For 5 Elect Thomas Lynch Mgmt For For For 6 Elect Daniel Phelan Mgmt For For For 7 Elect Frederic Poses Mgmt For For For 8 Elect Lawrence Smith Mgmt For For For 9 Elect Paula Sneed Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect John Van Scoter Mgmt For For For 12 2009 Annual Report Mgmt For For For 13 Statutory Financial Statements Mgmt For For For 14 Consolidated Financial Statements Mgmt For For For 15 Dividend Payment / Reduction of Mgmt For For For Par Value 16 Release Board of Directors and Mgmt For For For Executive Officers 17 Amendment to the 2007 Stock and Mgmt For For For Incentive Plan 18 Deloitte & Touche LLP Mgmt For For For 19 Deloitte AG, Zurich Mgmt For For For 20 PricewaterhouseCoopers AG, Zurich Mgmt For For For 21 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 10/08/2009 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Dividend in the Form Mgmt For For For of a Reduction of Par Value 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against - ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Richard Gozon Mgmt For For For 1.3 Elect Lon Greenberg Mgmt For For For 1.4 Elect Marvin Schlanger Mgmt For For For 1.5 Elect Anne Pol Mgmt For For For 1.6 Elect Ernest Jones Mgmt For For For 1.7 Elect John Walsh Mgmt For For For 1.8 Elect Roger Vincent Mgmt For For For 1.9 Elect M. Shawn Puccio Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Louis Chenevert Mgmt For For For 1.2 Elect John Faraci Mgmt For For For 1.3 Elect Jean-Pierre Garnier Mgmt For For For 1.4 Elect Jamie Gorelick Mgmt For For For 1.5 Elect Carlos Gutierrez Mgmt For For For 1.6 Elect Edward Kangas Mgmt For For For 1.7 Elect Charles Lee Mgmt For For For 1.8 Elect Richard McCormick Mgmt For For For 1.9 Elect Harold McGraw III Mgmt For For For 1.10 Elect Richard Myers Mgmt For For For 1.11 Elect H. Patrick Swygert Mgmt For For For 1.12 Elect Andre Villeneuve Mgmt For For For 1.13 Elect Christine Whitman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) - ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect E. Michael Caulfield Mgmt For For For 2 Elect Ronald Goldsberry Mgmt For For For 3 Elect Kevin Kabat Mgmt For For For 4 Elect Michael Passarella Mgmt For For For 5 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBA CUSIP 917286106 03/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Willing Biddle Mgmt For For For 1.2 Elect E. Virgil Conway Mgmt For For For 1.3 Elect Robert Mueller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Dividend Mgmt For For For Reinvestment and Share Purchase Plan 4 Amendment to the Restricted Stock Mgmt For Against Against Award Plan - ---------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Debra Cafaro Mgmt For For For 1.2 Elect Douglas Crocker, ll Mgmt For For For 1.3 Elect Ronald Geary Mgmt For For For 1.4 Elect Jay Gellert Mgmt For For For 1.5 Elect Robert Reed Mgmt For For For 1.6 Elect Sheli Rosenberg Mgmt For For For 1.7 Elect James Shelton Mgmt For For For 1.8 Elect Thomas Theobald Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors - ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Sandra Moose Mgmt For For For 5 Elect Joseph Neubauer Mgmt For For For 6 Elect Donald Nicolaisen Mgmt For For For 7 Elect Thomas O'Brien Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect John Stafford Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Stock Option Policy 17 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 18 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 19 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against Against For CEO Succession Planning 21 Shareholder Proposal Regarding ShrHldr Against Against For the Approval of Survivor Benefits (Golden Coffins) 22 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares after Retirement - ---------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Carucci Mgmt For For For 1.2 Elect Juliana Chugg Mgmt For For For 1.3 Elect George Fellows Mgmt For For For 1.4 Elect Clarence Otis Jr. Mgmt For For For 2 Amendment to the 1996 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS VOD CUSIP 92857W209 07/28/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect John R.H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Alan Jebson Mgmt For For For 8 Elect Samuel Jonah Mgmt For For For 9 Elect Nick Land Mgmt For Against Against 10 Elect Anne Lauvergeon Mgmt For Against Against 11 Elect Simon Murray Mgmt For For For 12 Elect Steve Pusey Mgmt For For For 13 Elect Luc Vandevelde Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Elect Philip Yea Mgmt For For For 16 Allocation of Profits/Dividends Mgmt For For For 17 Directors' Remuneration Report Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Amendment to Articles Regarding Mgmt For For For Dividend Payments 24 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days - ---------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Candace Beinecke Mgmt For Withhold Against 1.2 Elect Robert Kogod Mgmt For Withhold Against 1.3 Elect David Mandelbaum Mgmt For Withhold Against 1.4 Elect Richard West Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Share Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 5 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board - ---------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMT CUSIP 931142103 06/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Aida Alvarez Mgmt For For For 2 Elect James Breyer Mgmt For For For 3 Elect M. Michele Burns Mgmt For For For 4 Elect James Cash, Jr. Mgmt For For For 5 Elect Roger Corbett Mgmt For For For 6 Elect Douglas Daft Mgmt For For For 7 Elect Michael Duke Mgmt For For For 8 Elect Gregory Penner Mgmt For For For 9 Elect Steven Reinemund Mgmt For For For 10 Elect H. Lee Scott, Jr. Mgmt For For For 11 Elect Arne Sorenson Mgmt For For For 12 Elect Jim Walton Mgmt For For For 13 Elect S. Robson Walton Mgmt For For For 14 Elect Christopher Williams Mgmt For For For 15 Elect Linda Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2005 Stock Mgmt For For For Incentive Plan, Renamed the 2010 Stock Incentive Plan 18 ASDA Limited Sharesave Plan 2000 Mgmt For Against Against 19 Shareholder Proposal Regarding ShrHldr Against Abstain N/A Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 20 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Compensation (Say on Pay) 21 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 22 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting 23 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 24 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report - ---------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Byrnes Mgmt For For For 1.2 Elect John McDaniel Mgmt For For For 1.3 Elect George McKenzie Mgmt For For For 2 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Increase of Authorized Common Mgmt For For For Stock 3 2010 Long-term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- WYETH TICKER SECURITY ID: MEETING DATE MEETING STATUS WYE CUSIP 983024100 07/20/2009 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Elect Robert Amen Mgmt For For For 4 Elect Michael Critelli Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect Victor Ganzi Mgmt For For For 7 Elect Robert Langer Mgmt For For For 8 Elect John Mascotte Mgmt For For For 9 Elect Raymond McGuire Mgmt For For For 10 Elect Mary Polan Mgmt For For For 11 Elect Bernard Poussot Mgmt For For For 12 Elect Gary Rogers Mgmt For For For 13 Elect John Torell III Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 16 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- XL CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CUSIP G98255105 04/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation from Cayman Mgmt For For For Islands to Ireland 2 Right to Adjourn Meeting Mgmt For For For - ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Municipal Bond Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Income Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- CIT GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIT CUSIP 125581801 05/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael J. Embler Mgmt For For For 2 Elect William Freeman Mgmt For For For 3 Elect Arthur Newman Mgmt For For For 4 Elect Daniel Ninivaggi Mgmt For For For 5 Elect R. Brad Oates Mgmt For For For 6 Elect Marianne Parrs Mgmt For For For 7 Elect Gerald Rosenfeld Mgmt For For For 8 Elect John Ryan Mgmt For For For 9 Elect Seymour Sternberg Mgmt For For For 10 Elect John Thain Mgmt For For For 11 Elect Peter Tobin Mgmt For For For 12 Elect Laura Unger Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Core Bond Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Government Bond Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Limited Maturity Bond Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. - ---------------------------------------------------------------------------------------------------------------- ITEM 1: PROXY VOTING RECORD Registrant: Thrivent Mutual Funds Fund Name: Thrivent Money Market Fund 07/01/2009 - 06/30/2010 - ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. - ---------------------------------------------------------------------------------------------------------------- </PRE>
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: August 27, 2010 | THRIVENT MUTUAL FUNDS | |||
/s/ Russell W. Swansen | ||||
Russell W. Swansen President |