UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-5075
Thrivent Mutual Funds
(Exact name of registrant as specified in charter)
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Address of principal executive offices) (Zip code)
Rebecca A. Paulzine, Assistant Secretary
625 Fourth Avenue South
Minneapolis, Minnesota 55415
(Name and address of agent for service)
Registrant’s telephone number, including area code: (612) 844-5168
Date of fiscal year end: October 31
Date of reporting period: July 1, 2010 - June 30, 2011
Item 1. | Proxy Voting Record |
[Insert Report]
Registrant : Thrivent Mutual Funds Fund Name : Thrivent Aggressive Allocation Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Incentive Plan Mgmt For Against Against 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For Against Against 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Members' Fees Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For 12 Corporate Restructuring Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 12 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 13 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Auditor(s) Mgmt For Against Against 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Condolence Payment for Director(s) and Statutory Auditor(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 3 List Proposed by Schematrentaquattro S.r.l. Mgmt For For For 4 Long-Term Incentive Plan Mgmt For Against Against 5 Authority to Repurchase and Reissue Shares Mgmt For For For 6 Amendments to Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Redlynch Mgmt For For For 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Responsibility Report Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Preference Shares Mgmt For For For 29 Authority to Repurchase 8 3/8% Preference Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Partial Disposal Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BALFOUR BEATTY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CINS G3224V108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steven Marshall Mgmt For For For 5 Elect Robert Amen Mgmt For For For 6 Elect Mike Donovan Mgmt For For For 7 Elect Iain Ferguson Mgmt For For For 8 Elect Hubertus Krossa Mgmt For For For 9 Elect Duncan Magrath Mgmt For For For 10 Elect Andrew McNaughton Mgmt For For For 11 Elect Anthony Rabin Mgmt For For For 12 Elect Graham Roberts Mgmt For For For 13 Elect Ian Tyler Mgmt For For For 14 Elect Robert Walvis Mgmt For For For 15 Elect Peter Zinkin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 28 Performance Share Plan Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Sharesave Scheme Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Share Incentive Plan Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For 12 Intra-company Contracts/Control Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Bretagne Mgmt For For For 15 Merger by Absorption of BNP Paribas International BV Mgmt For For For 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Reduce Capital Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/03/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Profits/Dividends Mgmt For TNA N/A 16 Ratification of Board and Management Acts Mgmt For TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Authority to Set Auditor's Fees Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Nominating Committee Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Board and Management Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Directors' Terms Mgmt For For For 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transaction Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Elect Didier Leveque Mgmt For Against Against 10 Elect Catherine Lucet Mgmt For For For 11 Amendment Regarding Staggered Board Mgmt For For For 12 Amendment Regarding Director Age Limits Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights through Private Placement Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Increase Share Issuance Limit Mgmt For Against Against 20 Authority to Increase Capital Through Capitalization Mgmt For For For 21 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 22 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 23 Global Ceiling on Increases in Capital and Debt Issuances Mgmt For For For 24 Authority for Controlling Companies to Issue Securities Convertible into Company Shares Mgmt For Against Against 25 Authority to Grant Purchase Options Mgmt For Against Against 26 Authority to Grant Subscription Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting at 14 Days Mgmt For Against Against 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Through Capitalizations Mgmt For For For 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Increase Capital Through Private Placement Mgmt For Against Against 17 Authority to Set Offering Prices of Shares Mgmt For Against Against 18 Authority to Increase Share Issuance Limit Mgmt For Against Against 19 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 21 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 22 Global Ceiling on Increases in Capital Mgmt For For For 23 Authority to Issue Restricted Shares Mgmt For Against Against 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Restricting Sales to China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal Risk Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement Mgmt For For For 7 Amendment to the Bylaws to Reduce Supermajority Requirement Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Amendment to the 2009 Stock Option and Award Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COSMO OIL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5007 CINS J08316101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiichiroh Okabe Mgmt For For For 4 Elect Yaichi Kimura Mgmt For For For 5 Elect Keizoh Morikawa Mgmt For For For 6 Elect Satoshi Miyamoto Mgmt For For For 7 Elect Hideto Matsumura Mgmt For For For 8 Elect Atsuto Tamura Mgmt For For For 9 Elect Hisashi Kobayashi Mgmt For For For 10 Elect Isao Kusakabe Mgmt For For For 11 Elect Mohammed Al-Hamli Mgmt For For For 12 Elect Nasser Al-Suwaidi Mgmt For For For 13 Elect Makoto Suzuki Mgmt For For For 14 Elect Hirokazu Andoh Mgmt For Against Against 15 Elect Hideo Suzuki Mgmt For For For 16 Elect Hajime Miyamoto Mgmt For For For 17 Elect Yoshitsugu Kondoh Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Incentive Compensation Plan Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Scrip Dividend Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Scrip Dividend Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 Mgmt For For For 12 Amend Articles 14, 17, 24, 31, 32, 45 and 46 Mgmt For For For 13 Asset Swap Mgmt For For For 14 Issuance of Shares to Caixa d'Estalvis Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Merger with Microbank; Amendments to Articles Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to General Meeting Regulations Mgmt For For For 22 Report on Amendments to Board of Directors Regulations Mgmt For For For 23 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 24 Authority to Issue Convertible Securities w/ or w/o Preemptive Rights Mgmt For For For 25 Authority to Issue Debt Instruments Mgmt For For For 26 Board Size Mgmt For For For 27 Elect Juan-Jose Lopez Burniol Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Authorization to Exercise Competing Activities Mgmt For For For 30 Appointment of Auditor Mgmt For For For 31 Remuneration Policy Mgmt For Against Against 32 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akihiro Miyasaka Mgmt For Against Against 3 Elect Kazuto Tachibana Mgmt For For For 4 Elect Satoshi Tsujimoto Mgmt For Against Against 5 Elect Masaru Hashizume Mgmt For For For 6 Elect Toshinori Koike Mgmt For For For 7 Elect Yukichi Ozawa Mgmt For For For 8 Election of Alternate Statutory Auditor(s) Mgmt For For For 9 Bonus Mgmt For Against Against 10 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsuhiko Okumura Mgmt For For For 3 Elect Kohichi Ina Mgmt For For For 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Masahiro Takahashi Mgmt For For For 6 Elect Takashi Nomoto Mgmt For For For 7 Elect Kenji Baba Mgmt For For For 8 Elect Tatsuya Kaneko Mgmt For Against Against 9 Elect Naoto Kitagawa Mgmt For For For 10 Elect Sudirman Maman Rusdi Mgmt For For For 11 Elect Kunihiko Morita Mgmt For For For 12 Elect Kosuke Ikebuchi Mgmt For Against Against 13 Elect Takashi Matsuura Mgmt For For For 14 Elect Kenji Yamamoto Mgmt For For For 15 Election of Alternate Statutory Auditor(s) Mgmt For Against Against 16 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Special Allowance for Director(s) Mgmt For For For 17 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Committees Mgmt For TNA N/A 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence of Luc Vansteenkiste Mgmt For TNA N/A 16 Ratification of the Independence of Jacques de Vaucleroy Mgmt For TNA N/A 17 Ratification of the Independence of Jean-Pierre Hansen Mgmt For TNA N/A 18 Ratification of the Independence of William G. McEwan Mgmt For TNA N/A 19 Ratification of the Independence of Mats Jansson Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Instruments) Mgmt For TNA N/A 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Facility) Mgmt For TNA N/A 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Period Requirement (Restricted Stock Units) Mgmt For TNA N/A 26 Authority to Depart from Vesting Period Requirement (Options) Mgmt For TNA N/A 27 Directors' Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Postponement of the Ratification of the Acts of Klaus Zumwinkel Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Appointment of Auditor; Appointment of Auditor for Interim Statements Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Transfer Agreement (T-Systems International) Mgmt For For For 14 Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices) Mgmt For For For 15 Amendments to Profit and Loss Transfer Agreement (DFMG Holding) Mgmt For For For 16 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) Mgmt For For For 17 Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services) Mgmt For For For 18 Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services) Mgmt For For For 19 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting) Mgmt For For For 20 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training) Mgmt For For For 21 Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste) Mgmt For For For 22 Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding) Mgmt For For For 23 Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste) Mgmt For For For 24 Amendments to Profit and Loss Transfer Agreement (Scout24 Holding) Mgmt For For For 25 Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding) Mgmt For For For 26 Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland) Mgmt For For For 27 Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding) Mgmt For For For 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement with Kai-Uwe Ricke Mgmt For For For 30 Approval of Settlement Agreement with Klaus Zumwinkel Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- EIFFAGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FGR CINS F2924U106 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports; Ratification of Board Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Ratification of the Co-option of Pierre Berger Mgmt For For For 10 Ratification of the Co-option of Therese Cornil Mgmt For For For 11 Ratification of the Co-option of Jean-Yves Gilet Mgmt For Against Against 12 Elect Jean-Louis Charles Mgmt For For For 13 Elect Dominique Marcel Mgmt For Against Against 14 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 15 Authority to Increase Share Issuance Limit Mgmt For Against Against 16 Allocation of Profits/Dividends Mgmt For For For 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Issue Restricted Shares Mgmt For Against Against 19 Authority to Increase Capital Under Employee Savings Plan Mgmt For Against Against 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Requirements Mgmt For For For 10 Executive Officer Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 6 Amendment to the Employee Share Purchase Plan Mgmt For For For 7 Decrease Board Size Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Ministry of Economy and Finance Mgmt For N/A N/A 9 List Presented by Institutional Investors Mgmt For For For 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Ministry of Economy and Finance Mgmt N/A Abstain N/A 14 List Presented by Institutional Investors Mgmt N/A For N/A 15 Election of Chairman of Statutory Auditors Mgmt For For For 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Representative's Attendance Fees Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Supervisory Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Participation Certificates Mgmt For For For 10 Authority to Repurchase Participation Certificates Mgmt For For For 11 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 16 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 19 Shareholder Proposal Regarding Recapitalization Plan ShrHldr Against For Against 20 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 14 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Increase Share Issuance Limit Mgmt For For For 17 Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments Mgmt For For For 18 Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments Mgmt For For For 19 Authority to Issue Shares to Holders of Orange SA Shares and Options Mgmt For For For 20 Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options Mgmt For For For 21 Global Ceiling on Increases in Capital Mgmt For For For 22 Authority to Issue Debt Instruments Mgmt For For For 23 Increase in Share Capital Through Capitalizations Mgmt For For For 24 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For Against Against 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Auditor(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Ramon Adell Ramon Mgmt For For For 9 Elect Nemesio Fernandez-Cuesta Mgmt For For For 10 Elect Felipe Gonzalez Mgmt For For For 11 Amend Articles 28, 29, 51, 57 and 66 Mgmt For For For 12 Amend Articles 18 and 44 Mgmt For For For 13 Amend Articles 12, 34, 37, 39, 41, 51, 62, 71 Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amend Articles 2, 12 and 19 Mgmt For For For 16 Amend Articles 4 and 6 Mgmt For For For 17 Remuneration Report Mgmt For Against Against 18 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 7 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 8 Shareholder Proposal Regarding Conflict of Interest Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Director(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Authority to Issue Participating Bonds Mgmt For For For 13 Authority to Issue Profit-Sharing Rights Mgmt For For For 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Elimination of Supermajority Requirement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect C. M. Kwist Mgmt For For For 14 Elect C.L. de Carvalho-Heineken Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D32051142 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Liable Partner's Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Ratification of Shareholder's Committee Acts Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 8 Authority to Repurchase Shares and Re-issue Treasury Shares Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- IHI CORPORATION (FKA ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Yuji Hiruma Mgmt For For For 5 Elect Ichiroh Hashimoto Mgmt For For For 6 Elect Tamotsu Saitoh Mgmt For For For 7 Elect Fusayoshi Nakamura Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Kazuo Tsukahara Mgmt For For For 10 Elect Sadao Degawa Mgmt For For For 11 Elect Johji Sakamoto Mgmt For For For 12 Elect Ichiroh Terai Mgmt For For For 13 Elect Tatsumi Kawaratani Mgmt For For For 14 Elect Izumi Imoto Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For For For 17 Elect Toshinori Sekido Mgmt For For For 18 Elect Takeo Inokuchi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For Against Against 7 Elect Haruki Mizutani Mgmt For Against Against 8 Elect Yoshio Kinouchi Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For Against Against 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Members Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding Adoption of International Standards of Corporate Social Responsibility ShrHldr Against Against For 31 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes on the Internet ShrHldr Against For Against 32 Shareholder Proposal Regarding the Size of the Board of Directors ShrHldr Against Against For 33 Shareholder Proposal Regarding Board of Statutory Auditors Size ShrHldr Against Against For 34 Shareholder Proposal Regarding Environmental Responsibility ShrHldr Against Against For 35 Shareholder Proposal Regarding Ban of Nuclear Power ShrHldr Against Against For 36 Shareholder Proposal Regarding Diversifying Energy Sources for Residences ShrHldr Against Against For 37 Shareholder Proposal Regarding Enforcement of Welfare and Support Programs ShrHldr Against Against For 38 Shareholder Proposal Regarding Investment in Infrastructure and Workforce ShrHldr Against Against For 39 Shareholder Proposal Regarding Investment in Renewable Energy ShrHldr Against Against For 40 Shareholder Proposal Regarding Allocation of Retained Earnings ShrHldr Against Against For 41 Shareholder Proposal Regarding Removal of Director ShrHldr Against Against For 42 Shareholder Proposal Regarding Control of Radiation Output ShrHldr Against Against For 43 Shareholder Proposal Regarding Withholding of Directors' Fees ShrHldr Against Against For 44 Shareholder Proposal Regarding Establishment of Earthquake Protection Committee ShrHldr Against Against For 45 Shareholder Proposal Regarding Ban of Chemical Reprocessing ShrHldr Against Against For 46 Shareholder Proposal Regarding Suspension of Pluthermal Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 20 Amendment to Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS KPN CINS N4297B146 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendment to Management Board Compensation Policy Mgmt For For For 11 Amendment to Supervisory Board Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect J.B.M. Streppel Mgmt For For For 14 Elect M. Bischoff Mgmt For For For 15 Elect C.M. Hooymans Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Reduce Share Capital Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Revise Requirements to Board Composition Mgmt For For For 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Annual Incentive Compensation Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS (FKA MEIJI SEIKA KAISHA LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Tsuyoshi Nagata Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Takashi Hirahara Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Hidetoshi Yajima Mgmt For For For 8 Elect Yohko Sanuki Mgmt For For For 9 Election of Alternate Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For Against Against 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Shigeru Iwabuchi Mgmt For For For 8 Elect Yasuji Ohmura Mgmt For For For 9 Elect Shinichi Otsuji Mgmt For For For 10 Elect Gen Takemoto Mgmt For For For 11 Elect Etsuo Takenouji Mgmt For For For 12 Elect Taeko Nagai Mgmt For For For 13 Elect Yoshio Suzuki Mgmt For For For 14 Elect Hideharu Kadowaki Mgmt For Against Against 15 Elect Hiromu Matsuda Mgmt For Against Against 16 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUI MINING & SMELTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5706 CINS J44948107 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Senda Mgmt For Against Against 4 Elect Mitsuhiko Hasuo Mgmt For For For 5 Elect Osamu Higuchi Mgmt For For For 6 Elect Mitsuru Uekawa Mgmt For For For 7 Elect Harufumi Sakai Mgmt For For For 8 Elect Masahisa Morita Mgmt For For For 9 Elect Takashi Satoh Mgmt For For For 10 Elect Keiji Nishida Mgmt For For For 11 Elect Hiromichi Shibata Mgmt For For For 12 Elect Junya Satoh Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/04/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor Acts Mgmt For TNA N/A 6 Elect Jan Steyaert Mgmt For TNA N/A 7 Elect Brigitte Bourgoin Mgmt For TNA N/A 8 Elect Nathalie Clere Mgmt For TNA N/A 9 Elect Bertrand du Boucher Mgmt For TNA N/A 10 Elect Olaf Swantee Mgmt For TNA N/A 11 Elect Benoit Scheen Mgmt For TNA N/A 12 Elect Aldo Cardoso Mgmt For TNA N/A 13 Elect Gerard Ries Mgmt For TNA N/A 14 Elect Eric Dekeuleneer Mgmt For TNA N/A 15 Elect Philippe Delaunois Mgmt For TNA N/A 16 Elect Nadine Rozencweig-Lemaitre Mgmt For TNA N/A 17 Elect Johan Deschuyffeleer Mgmt For TNA N/A 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Reduce Vesting Period of Equity Awards and Performance Period of Variable Compensation Mgmt For TNA N/A 20 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 21 Amend Article 12 Mgmt For TNA N/A 22 Amend Article 13 Mgmt For TNA N/A 23 Amend Article 16 Mgmt For TNA N/A 24 Amend Article 16 Mgmt For TNA N/A 25 Amend Article 25 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 31 Mgmt For TNA N/A 28 Amend Article 32 Mgmt For TNA N/A 29 Amend Article 33 Mgmt For TNA N/A 30 Amend Article 35 Mgmt For TNA N/A 31 Amend Article 36 Mgmt For TNA N/A 32 Amend Article 37 Mgmt For TNA N/A 33 Amend Article 38 Mgmt For TNA N/A 34 Authority to Coordinate Articles Mgmt For TNA N/A 35 Change in Control Clause Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mignon) Mgmt For Against Against 10 Ratification of the Co-Option of Philippe Queuille Mgmt For For For 11 Ratification of the Co-Option of Jean-Bernard Mateu Mgmt For For For 12 Ratification of the Co-Option of Christel Bories Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For Against Against 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 21 Authority to Increase Capital Through Capitalizations Mgmt For For For 22 Authority to Increase Share Issuance Limit Mgmt For Against Against 23 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 24 Amendment Regarding Electronic Voting Mgmt For For For 25 Amendment Regarding Shareholding Requirement for Directors Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Compensation Report Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Management Acts Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Reduction of Share Capital Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Honda Mgmt For Against Against 5 Elect Isao Kubota Mgmt For For For 6 Elect Kazushige Higuchi Mgmt For For For 7 Elect Seiji Isoyama Mgmt For For For 8 Elect Akira Mitsutomi Mgmt For For For 9 Elect Hiromichi Tanigawa Mgmt For For For 10 Elect Shigeru Urayama Mgmt For For For 11 Elect Sadamasa Okamura Mgmt For For For 12 Elect Kiyota Takata Mgmt For For For 13 Elect Sohichi Kawamoto Mgmt For For For 14 Elect Yasuyuki Ishida Mgmt For For For 15 Elect Hiroyuki Irie Mgmt For For For 16 Elect Yasumichi Hinago Mgmt For For For 17 Elect Ryohichi Ozawa Mgmt For For For 18 Elect Masahiro Sakata Mgmt For For For 19 Elect Yuji Tanaka Mgmt For Against Against 20 Elect Hirohiko Okumura Mgmt For For For 21 Bonus Mgmt For For For 22 Retirement Allowances for Director(s) and Statutory Auditor(s) Mgmt For Against Against 23 Special Allowances for Director(s) and Statutory Auditor(s) Mgmt For Against Against 24 Directors' and Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Counter-Proposals Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Election of Directors Mgmt For For For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Under the 2006 Stock Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Increase Capital Through Capitalizations Mgmt For For For 20 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 21 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 22 Authority to Increase Share Issuance Limit Mgmt For Against Against 23 Authority to Increase Share Capital Under Employee Savings Plan Mgmt For For For 24 Authority to Increase Capital Under Foreign Employee Savings Plan Mgmt For For For 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Global Ceiling on Increases in Capital Mgmt For For For 27 Authority to Use Capital Increase Authorizations as Anti-Takeover Device Mgmt For Against Against 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Incentive Plan Mgmt For Against Against 3 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For For For 20 Amendment to Supervisory Board Fees Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 23 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Amendments to General Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Asensio Mgmt For For For 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Batista Mgmt For For For 13 Elect Angel Durandez Adeva Mgmt For For For 14 Elect Jose Manuel Loureda Mantinan Mgmt For For For 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Securities w/ or w/o Preemptive Rights Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For Against Against 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For Against Against 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 26 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ajaib Haridass Mgmt For Against Against 4 Elect TANG Kin Fei Mgmt For For For 5 Elect Richard Hale Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Issue Shares under the Sembcorp Marine Performance Share Plan 2010 and the Sembcorp Marine Restricted Share Plan 2010 Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Related Party Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Derivatives Mgmt For For For 8 Increase in Authorized Capital for Employee Share Purchase Plan Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For For For 12 Shareholder Proposal Regarding Amendments to Corporate Purpose Mgmt Against Against For 13 Countermotion A (Supervisory Board Members' Fees) Mgmt Against Against For 14 Countermotion B (Allocation of Profits/Dividends) Mgmt Against Against For ---------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akio Dobashi Mgmt For Against Against 5 Elect Masaki Hashikawa Mgmt For For For 6 Elect Yutaka Kase Mgmt For For For 7 Elect Yohji Satoh Mgmt For For For 8 Elect Kazunori Teraoka Mgmt For For For 9 Elect Yoshikazu Sashida Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Compensation Plan Mgmt For For For 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/19/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Minutes Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Member Mgmt For TNA N/A 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Pursuant to Share Savings Plan Mgmt For TNA N/A 15 Authority to Repurchase Shares for Cancellation Mgmt For TNA N/A 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands ShrHldr Against TNA N/A ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Allowance Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Compensation Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS Mgmt N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends Mgmt For TNA N/A 8 Ratification of Board and Management Acts Mgmt For TNA N/A 9 Amendments to Articles Regarding Board Size Mgmt For TNA N/A 10 Elect Anton Scherrer Mgmt For TNA N/A 11 Elect Hansueli Loosli Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten Kreindl Mgmt For TNA N/A 14 Elect Richard Roy Mgmt For TNA N/A 15 Elect Othmar Vock Mgmt For TNA N/A 16 Elect Theophil H. Schlatter Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Spin-Off of Echo Entertainment Group Limited Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TELEF--NICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF cins 879382109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts Mgmt For For For 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31bis and 36 Mgmt For For For 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and 13.1 Mgmt For For For 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Aznar Mgmt For For For 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Presentation of Share Repurchase Report Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Directors Mgmt For For For 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding Having the Swedish State as an Owner ShrHldr N/A Against N/A 29 Shareholder Proposal Regarding the Current Human Resources Strategy ShrHldr N/A Against N/A 30 Shareholder Proposal Regarding Repeated Savings Obligations and the Company's Long-term Profitability ShrHldr N/A Against N/A 31 Shareholder Proposal Regarding the Transfer of a Subsidiary ShrHldr N/A Against N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Shareholder Vote Required to Remove a Director Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Shares Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Auditor(s) Mgmt For For For 15 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Savings-Related Share Option Scheme 2011 Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Plan Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Capital Expenditure Budget Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Fernandez-Carbajal Mgmt For For For 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jean-Yves Charlier Mgmt For For For 9 Elect Henri Lachmann Mgmt For Against Against 10 Elect Pierre Rodocanachi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Grant Stock Options Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Mgmt For For For 19 Authority to Increase Share Issuance Limit Mgmt For For For 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 21 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 22 Authority to Increase Capital Under Employee Savings Plan for Employees Abroad Mgmt For For For 23 Authority to Increase Capital Through Capitalizations Mgmt For For For 24 Amendment Regarding Censors Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding Reclassification of Shares ShrHldr N/A For N/A 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Against Against 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Cheshire Mgmt For For For 5 Elect Andrew Harrison Mgmt For For For 6 Elect Richard Baker Mgmt For For For 7 Elect Wendy Becker Mgmt For For For 8 Elect Patrick Dempsey Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Simon Melliss Mgmt For For For 11 Elect Christopher Rogers Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 UK Sharesave Scheme Mgmt For For For 17 International Sharesave Scheme Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California to Delaware Mgmt For For For 3 Amendment to the 2001 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Stock Purchase Plan Mgmt For For For 11 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Right to Call a Special Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Moderately Aggressive Allocation Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Incentive Plan Mgmt For Against Against 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For Against Against 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Members' Fees Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For 12 Corporate Restructuring Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 12 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 13 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Auditor(s) Mgmt For Against Against 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Condolence Payment for Director(s) and Statutory Auditor(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 3 List Proposed by Schematrentaquattro S.r.l. Mgmt For For For 4 Long-Term Incentive Plan Mgmt For Against Against 5 Authority to Repurchase and Reissue Shares Mgmt For For For 6 Amendments to Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Redlynch Mgmt For For For 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Responsibility Report Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Preference Shares Mgmt For For For 29 Authority to Repurchase 8 3/8% Preference Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Partial Disposal Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BALFOUR BEATTY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CINS G3224V108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steven Marshall Mgmt For For For 5 Elect Robert Amen Mgmt For For For 6 Elect Mike Donovan Mgmt For For For 7 Elect Iain Ferguson Mgmt For For For 8 Elect Hubertus Krossa Mgmt For For For 9 Elect Duncan Magrath Mgmt For For For 10 Elect Andrew McNaughton Mgmt For For For 11 Elect Anthony Rabin Mgmt For For For 12 Elect Graham Roberts Mgmt For For For 13 Elect Ian Tyler Mgmt For For For 14 Elect Robert Walvis Mgmt For For For 15 Elect Peter Zinkin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 28 Performance Share Plan Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Sharesave Scheme Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Share Incentive Plan Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For 12 Intra-company Contracts/Control Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Bretagne Mgmt For For For 15 Merger by Absorption of BNP Paribas International BV Mgmt For For For 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Reduce Capital Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/03/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Profits/Dividends Mgmt For TNA N/A 16 Ratification of Board and Management Acts Mgmt For TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Authority to Set Auditor's Fees Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Nominating Committee Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Board and Management Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Directors' Terms Mgmt For For For 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transaction Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Elect Didier Leveque Mgmt For Against Against 10 Elect Catherine Lucet Mgmt For For For 11 Amendment Regarding Staggered Board Mgmt For For For 12 Amendment Regarding Director Age Limits Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights through Private Placement Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Increase Share Issuance Limit Mgmt For Against Against 20 Authority to Increase Capital Through Capitalization Mgmt For For For 21 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 22 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 23 Global Ceiling on Increases in Capital and Debt Issuances Mgmt For For For 24 Authority for Controlling Companies to Issue Securities Convertible into Company Shares Mgmt For Against Against 25 Authority to Grant Purchase Options Mgmt For Against Against 26 Authority to Grant Subscription Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting at 14 Days Mgmt For Against Against 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Through Capitalizations Mgmt For For For 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Increase Capital Through Private Placement Mgmt For Against Against 17 Authority to Set Offering Prices of Shares Mgmt For Against Against 18 Authority to Increase Share Issuance Limit Mgmt For Against Against 19 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 21 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 22 Global Ceiling on Increases in Capital Mgmt For For For 23 Authority to Issue Restricted Shares Mgmt For Against Against 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Restricting Sales to China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal Risk Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement Mgmt For For For 7 Amendment to the Bylaws to Reduce Supermajority Requirement Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Amendment to the 2009 Stock Option and Award Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COSMO OIL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5007 CINS J08316101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiichiroh Okabe Mgmt For For For 4 Elect Yaichi Kimura Mgmt For For For 5 Elect Keizoh Morikawa Mgmt For For For 6 Elect Satoshi Miyamoto Mgmt For For For 7 Elect Hideto Matsumura Mgmt For For For 8 Elect Atsuto Tamura Mgmt For For For 9 Elect Hisashi Kobayashi Mgmt For For For 10 Elect Isao Kusakabe Mgmt For For For 11 Elect Mohammed Al-Hamli Mgmt For For For 12 Elect Nasser Al-Suwaidi Mgmt For For For 13 Elect Makoto Suzuki Mgmt For For For 14 Elect Hirokazu Andoh Mgmt For Against Against 15 Elect Hideo Suzuki Mgmt For For For 16 Elect Hajime Miyamoto Mgmt For For For 17 Elect Yoshitsugu Kondoh Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Incentive Compensation Plan Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Scrip Dividend Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Scrip Dividend Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 Mgmt For For For 12 Amend Articles 14, 17, 24, 31, 32, 45 and 46 Mgmt For For For 13 Asset Swap Mgmt For For For 14 Issuance of Shares to Caixa d'Estalvis Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Merger with Microbank; Amendments to Articles Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to General Meeting Regulations Mgmt For For For 22 Report on Amendments to Board of Directors Regulations Mgmt For For For 23 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 24 Authority to Issue Convertible Securities w/ or w/o Preemptive Rights Mgmt For For For 25 Authority to Issue Debt Instruments Mgmt For For For 26 Board Size Mgmt For For For 27 Elect Juan-Jose Lopez Burniol Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Authorization to Exercise Competing Activities Mgmt For For For 30 Appointment of Auditor Mgmt For For For 31 Remuneration Policy Mgmt For Against Against 32 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akihiro Miyasaka Mgmt For Against Against 3 Elect Kazuto Tachibana Mgmt For For For 4 Elect Satoshi Tsujimoto Mgmt For Against Against 5 Elect Masaru Hashizume Mgmt For For For 6 Elect Toshinori Koike Mgmt For For For 7 Elect Yukichi Ozawa Mgmt For For For 8 Election of Alternate Statutory Auditor(s) Mgmt For For For 9 Bonus Mgmt For Against Against 10 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsuhiko Okumura Mgmt For For For 3 Elect Kohichi Ina Mgmt For For For 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Masahiro Takahashi Mgmt For For For 6 Elect Takashi Nomoto Mgmt For For For 7 Elect Kenji Baba Mgmt For For For 8 Elect Tatsuya Kaneko Mgmt For Against Against 9 Elect Naoto Kitagawa Mgmt For For For 10 Elect Sudirman Maman Rusdi Mgmt For For For 11 Elect Kunihiko Morita Mgmt For For For 12 Elect Kosuke Ikebuchi Mgmt For Against Against 13 Elect Takashi Matsuura Mgmt For For For 14 Elect Kenji Yamamoto Mgmt For For For 15 Election of Alternate Statutory Auditor(s) Mgmt For Against Against 16 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Special Allowance for Director(s) Mgmt For For For 17 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Committees Mgmt For TNA N/A 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence of Luc Vansteenkiste Mgmt For TNA N/A 16 Ratification of the Independence of Jacques de Vaucleroy Mgmt For TNA N/A 17 Ratification of the Independence of Jean-Pierre Hansen Mgmt For TNA N/A 18 Ratification of the Independence of William G. McEwan Mgmt For TNA N/A 19 Ratification of the Independence of Mats Jansson Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Instruments) Mgmt For TNA N/A 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Facility) Mgmt For TNA N/A 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Period Requirement (Restricted Stock Units) Mgmt For TNA N/A 26 Authority to Depart from Vesting Period Requirement (Options) Mgmt For TNA N/A 27 Directors' Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Postponement of the Ratification of the Acts of Klaus Zumwinkel Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Appointment of Auditor; Appointment of Auditor for Interim Statements Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Transfer Agreement (T-Systems International) Mgmt For For For 14 Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices) Mgmt For For For 15 Amendments to Profit and Loss Transfer Agreement (DFMG Holding) Mgmt For For For 16 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) Mgmt For For For 17 Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services) Mgmt For For For 18 Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services) Mgmt For For For 19 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting) Mgmt For For For 20 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training) Mgmt For For For 21 Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste) Mgmt For For For 22 Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding) Mgmt For For For 23 Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste) Mgmt For For For 24 Amendments to Profit and Loss Transfer Agreement (Scout24 Holding) Mgmt For For For 25 Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding) Mgmt For For For 26 Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland) Mgmt For For For 27 Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding) Mgmt For For For 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement with Kai-Uwe Ricke Mgmt For For For 30 Approval of Settlement Agreement with Klaus Zumwinkel Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- EIFFAGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FGR CINS F2924U106 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports; Ratification of Board Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Ratification of the Co-option of Pierre Berger Mgmt For For For 10 Ratification of the Co-option of Therese Cornil Mgmt For For For 11 Ratification of the Co-option of Jean-Yves Gilet Mgmt For Against Against 12 Elect Jean-Louis Charles Mgmt For For For 13 Elect Dominique Marcel Mgmt For Against Against 14 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 15 Authority to Increase Share Issuance Limit Mgmt For Against Against 16 Allocation of Profits/Dividends Mgmt For For For 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Issue Restricted Shares Mgmt For Against Against 19 Authority to Increase Capital Under Employee Savings Plan Mgmt For Against Against 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Requirements Mgmt For For For 10 Executive Officer Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 6 Amendment to the Employee Share Purchase Plan Mgmt For For For 7 Decrease Board Size Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Ministry of Economy and Finance Mgmt For N/A N/A 9 List Presented by Institutional Investors Mgmt For For For 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Ministry of Economy and Finance Mgmt N/A Abstain N/A 14 List Presented by Institutional Investors Mgmt N/A For N/A 15 Election of Chairman of Statutory Auditors Mgmt For For For 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Representative's Attendance Fees Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Supervisory Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Participation Certificates Mgmt For For For 10 Authority to Repurchase Participation Certificates Mgmt For For For 11 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 16 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 19 Shareholder Proposal Regarding Recapitalization Plan ShrHldr Against For Against 20 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 14 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Increase Share Issuance Limit Mgmt For For For 17 Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments Mgmt For For For 18 Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments Mgmt For For For 19 Authority to Issue Shares to Holders of Orange SA Shares and Options Mgmt For For For 20 Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options Mgmt For For For 21 Global Ceiling on Increases in Capital Mgmt For For For 22 Authority to Issue Debt Instruments Mgmt For For For 23 Increase in Share Capital Through Capitalizations Mgmt For For For 24 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For Against Against 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Auditor(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Ramon Adell Ramon Mgmt For For For 9 Elect Nemesio Fernandez-Cuesta Mgmt For For For 10 Elect Felipe Gonzalez Mgmt For For For 11 Amend Articles 28, 29, 51, 57 and 66 Mgmt For For For 12 Amend Articles 18 and 44 Mgmt For For For 13 Amend Articles 12, 34, 37, 39, 41, 51, 62, 71 Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amend Articles 2, 12 and 19 Mgmt For For For 16 Amend Articles 4 and 6 Mgmt For For For 17 Remuneration Report Mgmt For Against Against 18 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 7 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 8 Shareholder Proposal Regarding Conflict of Interest Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Director(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Authority to Issue Participating Bonds Mgmt For For For 13 Authority to Issue Profit-Sharing Rights Mgmt For For For 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Elimination of Supermajority Requirement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect C. M. Kwist Mgmt For For For 14 Elect C.L. de Carvalho-Heineken Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D32051142 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Liable Partner's Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Ratification of Shareholder's Committee Acts Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 8 Authority to Repurchase Shares and Re-issue Treasury Shares Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- IHI CORPORATION (FKA ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Yuji Hiruma Mgmt For For For 5 Elect Ichiroh Hashimoto Mgmt For For For 6 Elect Tamotsu Saitoh Mgmt For For For 7 Elect Fusayoshi Nakamura Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Kazuo Tsukahara Mgmt For For For 10 Elect Sadao Degawa Mgmt For For For 11 Elect Johji Sakamoto Mgmt For For For 12 Elect Ichiroh Terai Mgmt For For For 13 Elect Tatsumi Kawaratani Mgmt For For For 14 Elect Izumi Imoto Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For For For 17 Elect Toshinori Sekido Mgmt For For For 18 Elect Takeo Inokuchi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For Against Against 7 Elect Haruki Mizutani Mgmt For Against Against 8 Elect Yoshio Kinouchi Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For Against Against 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Members Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding Adoption of International Standards of Corporate Social Responsibility ShrHldr Against Against For 31 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes on the Internet ShrHldr Against For Against 32 Shareholder Proposal Regarding the Size of the Board of Directors ShrHldr Against Against For 33 Shareholder Proposal Regarding Board of Statutory Auditors Size ShrHldr Against Against For 34 Shareholder Proposal Regarding Environmental Responsibility ShrHldr Against Against For 35 Shareholder Proposal Regarding Ban of Nuclear Power ShrHldr Against Against For 36 Shareholder Proposal Regarding Diversifying Energy Sources for Residences ShrHldr Against Against For 37 Shareholder Proposal Regarding Enforcement of Welfare and Support Programs ShrHldr Against Against For 38 Shareholder Proposal Regarding Investment in Infrastructure and Workforce ShrHldr Against Against For 39 Shareholder Proposal Regarding Investment in Renewable Energy ShrHldr Against Against For 40 Shareholder Proposal Regarding Allocation of Retained Earnings ShrHldr Against Against For 41 Shareholder Proposal Regarding Removal of Director ShrHldr Against Against For 42 Shareholder Proposal Regarding Control of Radiation Output ShrHldr Against Against For 43 Shareholder Proposal Regarding Withholding of Directors' Fees ShrHldr Against Against For 44 Shareholder Proposal Regarding Establishment of Earthquake Protection Committee ShrHldr Against Against For 45 Shareholder Proposal Regarding Ban of Chemical Reprocessing ShrHldr Against Against For 46 Shareholder Proposal Regarding Suspension of Pluthermal Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 20 Amendment to Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Revise Requirements to Board Composition Mgmt For For For 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Annual Incentive Compensation Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS (FKA MEIJI SEIKA KAISHA LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Tsuyoshi Nagata Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Takashi Hirahara Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Hidetoshi Yajima Mgmt For For For 8 Elect Yohko Sanuki Mgmt For For For 9 Election of Alternate Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For Against Against 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Shigeru Iwabuchi Mgmt For For For 8 Elect Yasuji Ohmura Mgmt For For For 9 Elect Shinichi Otsuji Mgmt For For For 10 Elect Gen Takemoto Mgmt For For For 11 Elect Etsuo Takenouji Mgmt For For For 12 Elect Taeko Nagai Mgmt For For For 13 Elect Yoshio Suzuki Mgmt For For For 14 Elect Hideharu Kadowaki Mgmt For Against Against 15 Elect Hiromu Matsuda Mgmt For Against Against 16 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUI MINING & SMELTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5706 CINS J44948107 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Senda Mgmt For Against Against 4 Elect Mitsuhiko Hasuo Mgmt For For For 5 Elect Osamu Higuchi Mgmt For For For 6 Elect Mitsuru Uekawa Mgmt For For For 7 Elect Harufumi Sakai Mgmt For For For 8 Elect Masahisa Morita Mgmt For For For 9 Elect Takashi Satoh Mgmt For For For 10 Elect Keiji Nishida Mgmt For For For 11 Elect Hiromichi Shibata Mgmt For For For 12 Elect Junya Satoh Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/04/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor Acts Mgmt For TNA N/A 6 Elect Jan Steyaert Mgmt For TNA N/A 7 Elect Brigitte Bourgoin Mgmt For TNA N/A 8 Elect Nathalie Clere Mgmt For TNA N/A 9 Elect Bertrand du Boucher Mgmt For TNA N/A 10 Elect Olaf Swantee Mgmt For TNA N/A 11 Elect Benoit Scheen Mgmt For TNA N/A 12 Elect Aldo Cardoso Mgmt For TNA N/A 13 Elect Gerard Ries Mgmt For TNA N/A 14 Elect Eric Dekeuleneer Mgmt For TNA N/A 15 Elect Philippe Delaunois Mgmt For TNA N/A 16 Elect Nadine Rozencweig-Lemaitre Mgmt For TNA N/A 17 Elect Johan Deschuyffeleer Mgmt For TNA N/A 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Reduce Vesting Period of Equity Awards and Performance Period of Variable Compensation Mgmt For TNA N/A 20 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 21 Amend Article 12 Mgmt For TNA N/A 22 Amend Article 13 Mgmt For TNA N/A 23 Amend Article 16 Mgmt For TNA N/A 24 Amend Article 16 Mgmt For TNA N/A 25 Amend Article 25 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 31 Mgmt For TNA N/A 28 Amend Article 32 Mgmt For TNA N/A 29 Amend Article 33 Mgmt For TNA N/A 30 Amend Article 35 Mgmt For TNA N/A 31 Amend Article 36 Mgmt For TNA N/A 32 Amend Article 37 Mgmt For TNA N/A 33 Amend Article 38 Mgmt For TNA N/A 34 Authority to Coordinate Articles Mgmt For TNA N/A 35 Change in Control Clause Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mignon) Mgmt For Against Against 10 Ratification of the Co-Option of Philippe Queuille Mgmt For For For 11 Ratification of the Co-Option of Jean-Bernard Mateu Mgmt For For For 12 Ratification of the Co-Option of Christel Bories Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For Against Against 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 21 Authority to Increase Capital Through Capitalizations Mgmt For For For 22 Authority to Increase Share Issuance Limit Mgmt For Against Against 23 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 24 Amendment Regarding Electronic Voting Mgmt For For For 25 Amendment Regarding Shareholding Requirement for Directors Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Compensation Report Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Management Acts Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Reduction of Share Capital Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Honda Mgmt For Against Against 5 Elect Isao Kubota Mgmt For For For 6 Elect Kazushige Higuchi Mgmt For For For 7 Elect Seiji Isoyama Mgmt For For For 8 Elect Akira Mitsutomi Mgmt For For For 9 Elect Hiromichi Tanigawa Mgmt For For For 10 Elect Shigeru Urayama Mgmt For For For 11 Elect Sadamasa Okamura Mgmt For For For 12 Elect Kiyota Takata Mgmt For For For 13 Elect Sohichi Kawamoto Mgmt For For For 14 Elect Yasuyuki Ishida Mgmt For For For 15 Elect Hiroyuki Irie Mgmt For For For 16 Elect Yasumichi Hinago Mgmt For For For 17 Elect Ryohichi Ozawa Mgmt For For For 18 Elect Masahiro Sakata Mgmt For For For 19 Elect Yuji Tanaka Mgmt For Against Against 20 Elect Hirohiko Okumura Mgmt For For For 21 Bonus Mgmt For For For 22 Retirement Allowances for Director(s) and Statutory Auditor(s) Mgmt For Against Against 23 Special Allowances for Director(s) and Statutory Auditor(s) Mgmt For Against Against 24 Directors' and Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Counter-Proposals Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Election of Directors Mgmt For For For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Under the 2006 Stock Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Increase Capital Through Capitalizations Mgmt For For For 20 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 21 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 22 Authority to Increase Share Issuance Limit Mgmt For Against Against 23 Authority to Increase Share Capital Under Employee Savings Plan Mgmt For For For 24 Authority to Increase Capital Under Foreign Employee Savings Plan Mgmt For For For 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Global Ceiling on Increases in Capital Mgmt For For For 27 Authority to Use Capital Increase Authorizations as Anti-Takeover Device Mgmt For Against Against 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Incentive Plan Mgmt For Against Against 3 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For For For 20 Amendment to Supervisory Board Fees Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 23 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Amendments to General Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Asensio Mgmt For For For 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Batista Mgmt For For For 13 Elect Angel Durandez Adeva Mgmt For For For 14 Elect Jose Manuel Loureda Mantinan Mgmt For For For 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Securities w/ or w/o Preemptive Rights Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For Against Against 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For Against Against 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 26 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ajaib Haridass Mgmt For Against Against 4 Elect TANG Kin Fei Mgmt For For For 5 Elect Richard Hale Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Issue Shares under the Sembcorp Marine Performance Share Plan 2010 and the Sembcorp Marine Restricted Share Plan 2010 Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Related Party Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Derivatives Mgmt For For For 8 Increase in Authorized Capital for Employee Share Purchase Plan Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For For For 12 Shareholder Proposal Regarding Amendments to Corporate Purpose Mgmt Against Against For 13 Countermotion A (Supervisory Board Members' Fees) Mgmt Against Against For 14 Countermotion B (Allocation of Profits/Dividends) Mgmt Against Against For ---------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akio Dobashi Mgmt For Against Against 5 Elect Masaki Hashikawa Mgmt For For For 6 Elect Yutaka Kase Mgmt For For For 7 Elect Yohji Satoh Mgmt For For For 8 Elect Kazunori Teraoka Mgmt For For For 9 Elect Yoshikazu Sashida Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Compensation Plan Mgmt For For For 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/19/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Minutes Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Member Mgmt For TNA N/A 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Pursuant to Share Savings Plan Mgmt For TNA N/A 15 Authority to Repurchase Shares for Cancellation Mgmt For TNA N/A 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands ShrHldr Against TNA N/A ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Allowance Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Compensation Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS Mgmt N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends Mgmt For TNA N/A 8 Ratification of Board and Management Acts Mgmt For TNA N/A 9 Amendments to Articles Regarding Board Size Mgmt For TNA N/A 10 Elect Anton Scherrer Mgmt For TNA N/A 11 Elect Hansueli Loosli Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten Kreindl Mgmt For TNA N/A 14 Elect Richard Roy Mgmt For TNA N/A 15 Elect Othmar Vock Mgmt For TNA N/A 16 Elect Theophil H. Schlatter Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Spin-Off of Echo Entertainment Group Limited Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TELEF--NICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF cins 879382109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts Mgmt For For For 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31bis and 36 Mgmt For For For 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and 13.1 Mgmt For For For 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Aznar Mgmt For For For 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Presentation of Share Repurchase Report Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Directors Mgmt For For For 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding Having the Swedish State as an Owner ShrHldr N/A Against N/A 29 Shareholder Proposal Regarding the Current Human Resources Strategy ShrHldr N/A Against N/A 30 Shareholder Proposal Regarding Repeated Savings Obligations and the Company's Long-term Profitability ShrHldr N/A Against N/A 31 Shareholder Proposal Regarding the Transfer of a Subsidiary ShrHldr N/A Against N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Shareholder Vote Required to Remove a Director Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Shares Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Auditor(s) Mgmt For For For 15 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Savings-Related Share Option Scheme 2011 Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Plan Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Capital Expenditure Budget Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Fernandez-Carbajal Mgmt For For For 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jean-Yves Charlier Mgmt For For For 9 Elect Henri Lachmann Mgmt For Against Against 10 Elect Pierre Rodocanachi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Grant Stock Options Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Mgmt For For For 19 Authority to Increase Share Issuance Limit Mgmt For For For 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 21 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 22 Authority to Increase Capital Under Employee Savings Plan for Employees Abroad Mgmt For For For 23 Authority to Increase Capital Through Capitalizations Mgmt For For For 24 Amendment Regarding Censors Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding Reclassification of Shares ShrHldr N/A For N/A 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Against Against 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Cheshire Mgmt For For For 5 Elect Andrew Harrison Mgmt For For For 6 Elect Richard Baker Mgmt For For For 7 Elect Wendy Becker Mgmt For For For 8 Elect Patrick Dempsey Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Simon Melliss Mgmt For For For 11 Elect Christopher Rogers Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 UK Sharesave Scheme Mgmt For For For 17 International Sharesave Scheme Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California to Delaware Mgmt For For For 3 Amendment to the 2001 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Stock Purchase Plan Mgmt For For For 11 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Right to Call a Special Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Moderate Allocation Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Incentive Plan Mgmt For Against Against 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For Against Against 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For Against Against 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANZ SE TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CINS D03080112 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Members' Fees Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For 12 Corporate Restructuring Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 12 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 13 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ASAHI KASEI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 3407 CINS J0242P110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Auditor(s) Mgmt For Against Against 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Condolence Payment for Director(s) and Statutory Auditor(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZN CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For Against Against 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For Against Against 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AUTOGRILL S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CINS T8347V105 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 3 List Proposed by Schematrentaquattro S.r.l. Mgmt For For For 4 Long-Term Incentive Plan Mgmt For Against Against 5 Authority to Repurchase and Reissue Shares Mgmt For For For 6 Amendments to Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Redlynch Mgmt For For For 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Responsibility Report Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Preference Shares Mgmt For For For 29 Authority to Repurchase 8 3/8% Preference Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIVA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AV CINS G0683Q109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Partial Disposal Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BALFOUR BEATTY PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CINS G3224V108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steven Marshall Mgmt For For For 5 Elect Robert Amen Mgmt For For For 6 Elect Mike Donovan Mgmt For For For 7 Elect Iain Ferguson Mgmt For For For 8 Elect Hubertus Krossa Mgmt For For For 9 Elect Duncan Magrath Mgmt For For For 10 Elect Andrew McNaughton Mgmt For For For 11 Elect Anthony Rabin Mgmt For For For 12 Elect Graham Roberts Mgmt For For For 13 Elect Ian Tyler Mgmt For For For 14 Elect Robert Walvis Mgmt For For For 15 Elect Peter Zinkin Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Repurchase Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 28 Performance Share Plan Mgmt For For For 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Sharesave Scheme Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Share Incentive Plan Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For 12 Intra-company Contracts/Control Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BNP PARIBAS TICKER SECURITY ID: MEETING DATE MEETING STATUS BNP CINS F1058Q238 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Non Tax-Deductible Expenses Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Bretagne Mgmt For For For 15 Merger by Absorption of BNP Paribas International BV Mgmt For For For 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Reduce Capital Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOLIDEN AB TICKER SECURITY ID: MEETING DATE MEETING STATUS BOL CINS W17218103 05/03/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Accounts and Reports Mgmt For TNA N/A 15 Allocation of Profits/Dividends Mgmt For TNA N/A 16 Ratification of Board and Management Acts Mgmt For TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Board Size Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 Election of Directors Mgmt For TNA N/A 21 Authority to Set Auditor's Fees Mgmt For TNA N/A 22 Compensation Guidelines Mgmt For TNA N/A 23 Nominating Committee Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CALTEX AUSTRALIA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CTX CINS Q19884107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARLSBERG A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CARL-B CINS K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Board and Management Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Directors' Terms Mgmt For For For 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CASINO, GUICHARD-PERRACHON TICKER SECURITY ID: MEETING DATE MEETING STATUS CO CINS F14133106 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transaction Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Elect Didier Leveque Mgmt For Against Against 10 Elect Catherine Lucet Mgmt For For For 11 Amendment Regarding Staggered Board Mgmt For For For 12 Amendment Regarding Director Age Limits Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights through Private Placement Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Increase Share Issuance Limit Mgmt For Against Against 20 Authority to Increase Capital Through Capitalization Mgmt For For For 21 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 22 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 23 Global Ceiling on Increases in Capital and Debt Issuances Mgmt For For For 24 Authority for Controlling Companies to Issue Securities Convertible into Company Shares Mgmt For Against Against 25 Authority to Grant Purchase Options Mgmt For Against Against 26 Authority to Grant Subscription Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS 9022 CINS J05523105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 20 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting at 14 Days Mgmt For Against Against 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CINS F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For Against Against 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Through Capitalizations Mgmt For For For 13 Authority to Cancel Shares and Reduce Capital Mgmt For For For 14 Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Increase Capital Through Private Placement Mgmt For Against Against 17 Authority to Set Offering Prices of Shares Mgmt For Against Against 18 Authority to Increase Share Issuance Limit Mgmt For Against Against 19 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 21 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 22 Global Ceiling on Increases in Capital Mgmt For For For 23 Authority to Issue Restricted Shares Mgmt For Against Against 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Restricting Sales to China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal Risk Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement Mgmt For For For 7 Amendment to the Bylaws to Reduce Supermajority Requirement Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Amendment to the 2009 Stock Option and Award Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COSMO OIL CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5007 CINS J08316101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiichiroh Okabe Mgmt For For For 4 Elect Yaichi Kimura Mgmt For For For 5 Elect Keizoh Morikawa Mgmt For For For 6 Elect Satoshi Miyamoto Mgmt For For For 7 Elect Hideto Matsumura Mgmt For For For 8 Elect Atsuto Tamura Mgmt For For For 9 Elect Hisashi Kobayashi Mgmt For For For 10 Elect Isao Kusakabe Mgmt For For For 11 Elect Mohammed Al-Hamli Mgmt For For For 12 Elect Nasser Al-Suwaidi Mgmt For For For 13 Elect Makoto Suzuki Mgmt For For For 14 Elect Hirokazu Andoh Mgmt For Against Against 15 Elect Hideo Suzuki Mgmt For For For 16 Elect Hajime Miyamoto Mgmt For For For 17 Elect Yoshitsugu Kondoh Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Incentive Compensation Plan Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CRITERIA CAIXACORP, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRI CINS E3641N103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Scrip Dividend Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Scrip Dividend Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 Mgmt For For For 12 Amend Articles 14, 17, 24, 31, 32, 45 and 46 Mgmt For For For 13 Asset Swap Mgmt For For For 14 Issuance of Shares to Caixa d'Estalvis Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Merger with Microbank; Amendments to Articles Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Amendments to General Meeting Regulations Mgmt For For For 22 Report on Amendments to Board of Directors Regulations Mgmt For For For 23 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 24 Authority to Issue Convertible Securities w/ or w/o Preemptive Rights Mgmt For For For 25 Authority to Issue Debt Instruments Mgmt For For For 26 Board Size Mgmt For For For 27 Elect Juan-Jose Lopez Burniol Mgmt For For For 28 Authority to Repurchase Shares Mgmt For For For 29 Authorization to Exercise Competing Activities Mgmt For For For 30 Appointment of Auditor Mgmt For For For 31 Remuneration Policy Mgmt For Against Against 32 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DAIDO STEEL COMPANY LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5471 CINS J08778110 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Akihiro Miyasaka Mgmt For Against Against 3 Elect Kazuto Tachibana Mgmt For For For 4 Elect Satoshi Tsujimoto Mgmt For Against Against 5 Elect Masaru Hashizume Mgmt For For For 6 Elect Toshinori Koike Mgmt For For For 7 Elect Yukichi Ozawa Mgmt For For For 8 Election of Alternate Statutory Auditor(s) Mgmt For For For 9 Bonus Mgmt For Against Against 10 Renewal of Takeover Defense Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Katsuhiko Okumura Mgmt For For For 3 Elect Kohichi Ina Mgmt For For For 4 Elect Masanori Mitsui Mgmt For For For 5 Elect Masahiro Takahashi Mgmt For For For 6 Elect Takashi Nomoto Mgmt For For For 7 Elect Kenji Baba Mgmt For For For 8 Elect Tatsuya Kaneko Mgmt For Against Against 9 Elect Naoto Kitagawa Mgmt For For For 10 Elect Sudirman Maman Rusdi Mgmt For For For 11 Elect Kunihiko Morita Mgmt For For For 12 Elect Kosuke Ikebuchi Mgmt For Against Against 13 Elect Takashi Matsuura Mgmt For For For 14 Elect Kenji Yamamoto Mgmt For For For 15 Election of Alternate Statutory Auditor(s) Mgmt For Against Against 16 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Special Allowance for Director(s) Mgmt For For For 17 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Committees Mgmt For TNA N/A 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- DELHAIZE GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS DELB CINS B33432129 05/26/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence of Luc Vansteenkiste Mgmt For TNA N/A 16 Ratification of the Independence of Jacques de Vaucleroy Mgmt For TNA N/A 17 Ratification of the Independence of Jean-Pierre Hansen Mgmt For TNA N/A 18 Ratification of the Independence of William G. McEwan Mgmt For TNA N/A 19 Ratification of the Independence of Mats Jansson Mgmt For TNA N/A 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Instruments) Mgmt For TNA N/A 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Facility) Mgmt For TNA N/A 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Period Requirement (Restricted Stock Units) Mgmt For TNA N/A 26 Authority to Depart from Vesting Period Requirement (Options) Mgmt For TNA N/A 27 Directors' Fees Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CINS D2035M136 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Postponement of the Ratification of the Acts of Klaus Zumwinkel Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Appointment of Auditor; Appointment of Auditor for Interim Statements Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Transfer Agreement (T-Systems International) Mgmt For For For 14 Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices) Mgmt For For For 15 Amendments to Profit and Loss Transfer Agreement (DFMG Holding) Mgmt For For For 16 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) Mgmt For For For 17 Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services) Mgmt For For For 18 Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services) Mgmt For For For 19 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting) Mgmt For For For 20 Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training) Mgmt For For For 21 Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste) Mgmt For For For 22 Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding) Mgmt For For For 23 Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste) Mgmt For For For 24 Amendments to Profit and Loss Transfer Agreement (Scout24 Holding) Mgmt For For For 25 Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding) Mgmt For For For 26 Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland) Mgmt For For For 27 Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding) Mgmt For For For 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement with Kai-Uwe Ricke Mgmt For For For 30 Approval of Settlement Agreement with Klaus Zumwinkel Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- EIFFAGE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FGR CINS F2924U106 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports; Ratification of Board Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Ratification of the Co-option of Pierre Berger Mgmt For For For 10 Ratification of the Co-option of Therese Cornil Mgmt For For For 11 Ratification of the Co-option of Jean-Yves Gilet Mgmt For Against Against 12 Elect Jean-Louis Charles Mgmt For For For 13 Elect Dominique Marcel Mgmt For Against Against 14 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 15 Authority to Increase Share Issuance Limit Mgmt For Against Against 16 Allocation of Profits/Dividends Mgmt For For For 17 Authority to Grant Stock Options Mgmt For Against Against 18 Authority to Issue Restricted Shares Mgmt For Against Against 19 Authority to Increase Capital Under Employee Savings Plan Mgmt For Against Against 20 Authority to Carry Out Formalities Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Requirements Mgmt For For For 10 Executive Officer Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 6 Amendment to the Employee Share Purchase Plan Mgmt For For For 7 Decrease Board Size Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENI - ENTE NAZIONALE IDROCARBURI S.P.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Ministry of Economy and Finance Mgmt For N/A N/A 9 List Presented by Institutional Investors Mgmt For For For 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Abstain Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Ministry of Economy and Finance Mgmt N/A Abstain N/A 14 List Presented by Institutional Investors Mgmt N/A For N/A 15 Election of Chairman of Statutory Auditors Mgmt For For For 16 Statutory Auditors' Fees Mgmt For Abstain Against 17 Court of Accounts Representative's Attendance Fees Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ERSTE GROUP BANK AG TICKER SECURITY ID: MEETING DATE MEETING STATUS EBS CINS A19494102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Supervisory Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Participation Certificates Mgmt For For For 10 Authority to Repurchase Participation Certificates Mgmt For For For 11 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 16 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 19 Shareholder Proposal Regarding Recapitalization Plan ShrHldr Against For Against 20 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRANCE TELECOM TICKER SECURITY ID: MEETING DATE MEETING STATUS FTE CINS F4113C103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 14 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For For For 16 Authority to Increase Share Issuance Limit Mgmt For For For 17 Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments Mgmt For For For 18 Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments Mgmt For For For 19 Authority to Issue Shares to Holders of Orange SA Shares and Options Mgmt For For For 20 Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options Mgmt For For For 21 Global Ceiling on Increases in Capital Mgmt For For For 22 Authority to Issue Debt Instruments Mgmt For For For 23 Increase in Share Capital Through Capitalizations Mgmt For For For 24 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 25 Authority to Cancel Shares and Reduce Capital Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FRESENIUS SE & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS FREG CINS D27348123 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FUJI HEAVY INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7270 CINS J14406136 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For Against Against 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Auditor(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GAS NATURAL SDG S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS GAS CINS E5499B123 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Scrip Dividend Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Ramon Adell Ramon Mgmt For For For 9 Elect Nemesio Fernandez-Cuesta Mgmt For For For 10 Elect Felipe Gonzalez Mgmt For For For 11 Amend Articles 28, 29, 51, 57 and 66 Mgmt For For For 12 Amend Articles 18 and 44 Mgmt For For For 13 Amend Articles 12, 34, 37, 39, 41, 51, 62, 71 Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amend Articles 2, 12 and 19 Mgmt For For For 16 Amend Articles 4 and 6 Mgmt For For For 17 Remuneration Report Mgmt For Against Against 18 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 7 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 8 Shareholder Proposal Regarding Conflict of Interest Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GUNMA BANK LIMITED (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8334 CINS J17766106 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For Against Against 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Director(s) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HANNOVER RUECKVERSICHERUNG AG (HANNOVER RE) TICKER SECURITY ID: MEETING DATE MEETING STATUS HNR1 CINS D3015J135 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Debt Instruments Mgmt For For For 12 Authority to Issue Participating Bonds Mgmt For For For 13 Authority to Issue Profit-Sharing Rights Mgmt For For For 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Elimination of Supermajority Requirement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEINEKEN HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEIO CINS N39338194 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 9 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect C. M. Kwist Mgmt For For For 14 Elect C.L. de Carvalho-Heineken Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- HENKEL AG & CO. KGAA TICKER SECURITY ID: MEETING DATE MEETING STATUS HEN CINS D32051142 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Liable Partner's Acts Mgmt For For For 7 Ratification of Supervisory Board Acts Mgmt For For For 8 Ratification of Shareholder's Committee Acts Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HOKURIKU ELECTRIC POWER TICKER SECURITY ID: MEETING DATE MEETING STATUS 9505 CINS J22050108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For Against Against 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 8 Authority to Repurchase Shares and Re-issue Treasury Shares Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- IHI CORPORATION (FKA ISHIKAWAJIMA-HARIMA HEAVY INDUSTRIES CO) TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuaki Kama Mgmt For Against Against 4 Elect Yuji Hiruma Mgmt For For For 5 Elect Ichiroh Hashimoto Mgmt For For For 6 Elect Tamotsu Saitoh Mgmt For For For 7 Elect Fusayoshi Nakamura Mgmt For For For 8 Elect Makoto Serizawa Mgmt For For For 9 Elect Kazuo Tsukahara Mgmt For For For 10 Elect Sadao Degawa Mgmt For For For 11 Elect Johji Sakamoto Mgmt For For For 12 Elect Ichiroh Terai Mgmt For For For 13 Elect Tatsumi Kawaratani Mgmt For For For 14 Elect Izumi Imoto Mgmt For For For 15 Elect Tomokazu Hamaguchi Mgmt For For For 16 Elect Tadashi Okamura Mgmt For For For 17 Elect Toshinori Sekido Mgmt For For For 18 Elect Takeo Inokuchi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ISUZU MOTORS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 7202 CINS J24994105 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For Against Against 7 Elect Haruki Mizutani Mgmt For Against Against 8 Elect Yoshio Kinouchi Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ITOCHU CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For Against Against 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For Against Against 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CINS X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Members Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- KANSAI ELECTRIC POWER CO. INC. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9503 CINS J30169106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For For For 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding Adoption of International Standards of Corporate Social Responsibility ShrHldr Against Against For 31 Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes on the Internet ShrHldr Against For Against 32 Shareholder Proposal Regarding the Size of the Board of Directors ShrHldr Against Against For 33 Shareholder Proposal Regarding Board of Statutory Auditors Size ShrHldr Against Against For 34 Shareholder Proposal Regarding Environmental Responsibility ShrHldr Against Against For 35 Shareholder Proposal Regarding Ban of Nuclear Power ShrHldr Against Against For 36 Shareholder Proposal Regarding Diversifying Energy Sources for Residences ShrHldr Against Against For 37 Shareholder Proposal Regarding Enforcement of Welfare and Support Programs ShrHldr Against Against For 38 Shareholder Proposal Regarding Investment in Infrastructure and Workforce ShrHldr Against Against For 39 Shareholder Proposal Regarding Investment in Renewable Energy ShrHldr Against Against For 40 Shareholder Proposal Regarding Allocation of Retained Earnings ShrHldr Against Against For 41 Shareholder Proposal Regarding Removal of Director ShrHldr Against Against For 42 Shareholder Proposal Regarding Control of Radiation Output ShrHldr Against Against For 43 Shareholder Proposal Regarding Withholding of Directors' Fees ShrHldr Against Against For 44 Shareholder Proposal Regarding Establishment of Earthquake Protection Committee ShrHldr Against Against For 45 Shareholder Proposal Regarding Ban of Chemical Reprocessing ShrHldr Against Against For 46 Shareholder Proposal Regarding Suspension of Pluthermal Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 20 Amendment to Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE AHOLD NV TICKER SECURITY ID: MEETING DATE MEETING STATUS AH CINS N0139V142 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MARUBENI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8002 CINS J39788138 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For Against Against 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Revise Requirements to Board Composition Mgmt For For For 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Annual Incentive Compensation Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEIJI HOLDINGS (FKA MEIJI SEIKA KAISHA LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 2269 CINS J41729104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Naotada Satoh Mgmt For For For 2 Elect Shigetaroh Asano Mgmt For For For 3 Elect Tsuyoshi Nagata Mgmt For For For 4 Elect Hideki Takahashi Mgmt For For For 5 Elect Takashi Hirahara Mgmt For For For 6 Elect Masahiko Matsuo Mgmt For For For 7 Elect Hidetoshi Yajima Mgmt For For For 8 Elect Yohko Sanuki Mgmt For For For 9 Election of Alternate Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 4188 CINS J44046100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For Against Against 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MITSUI CHEMICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 4183 CINS J4466L102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kenji Fujiyoshi Mgmt For For For 4 Elect Toshikazu Tanaka Mgmt For For For 5 Elect Kohichi Sano Mgmt For For For 6 Elect Kiichi Suzuki Mgmt For For For 7 Elect Shigeru Iwabuchi Mgmt For For For 8 Elect Yasuji Ohmura Mgmt For For For 9 Elect Shinichi Otsuji Mgmt For For For 10 Elect Gen Takemoto Mgmt For For For 11 Elect Etsuo Takenouji Mgmt For For For 12 Elect Taeko Nagai Mgmt For For For 13 Elect Yoshio Suzuki Mgmt For For For 14 Elect Hideharu Kadowaki Mgmt For Against Against 15 Elect Hiromu Matsuda Mgmt For Against Against 16 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUI MINING & SMELTING CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 5706 CINS J44948107 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sadao Senda Mgmt For Against Against 4 Elect Mitsuhiko Hasuo Mgmt For For For 5 Elect Osamu Higuchi Mgmt For For For 6 Elect Mitsuru Uekawa Mgmt For For For 7 Elect Harufumi Sakai Mgmt For For For 8 Elect Masahisa Morita Mgmt For For For 9 Elect Takashi Satoh Mgmt For For For 10 Elect Keiji Nishida Mgmt For For For 11 Elect Hiromichi Shibata Mgmt For For For 12 Elect Junya Satoh Mgmt For For For 13 Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MOBISTAR SA TICKER SECURITY ID: MEETING DATE MEETING STATUS MOBB CINS B60667100 05/04/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Mix Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Ratification of Auditor Acts Mgmt For TNA N/A 6 Elect Jan Steyaert Mgmt For TNA N/A 7 Elect Brigitte Bourgoin Mgmt For TNA N/A 8 Elect Nathalie Clere Mgmt For TNA N/A 9 Elect Bertrand du Boucher Mgmt For TNA N/A 10 Elect Olaf Swantee Mgmt For TNA N/A 11 Elect Benoit Scheen Mgmt For TNA N/A 12 Elect Aldo Cardoso Mgmt For TNA N/A 13 Elect Gerard Ries Mgmt For TNA N/A 14 Elect Eric Dekeuleneer Mgmt For TNA N/A 15 Elect Philippe Delaunois Mgmt For TNA N/A 16 Elect Nadine Rozencweig-Lemaitre Mgmt For TNA N/A 17 Elect Johan Deschuyffeleer Mgmt For TNA N/A 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Reduce Vesting Period of Equity Awards and Performance Period of Variable Compensation Mgmt For TNA N/A 20 Appointment of Auditor and Authority to Set Fees Mgmt For TNA N/A 21 Amend Article 12 Mgmt For TNA N/A 22 Amend Article 13 Mgmt For TNA N/A 23 Amend Article 16 Mgmt For TNA N/A 24 Amend Article 16 Mgmt For TNA N/A 25 Amend Article 25 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 31 Mgmt For TNA N/A 28 Amend Article 32 Mgmt For TNA N/A 29 Amend Article 33 Mgmt For TNA N/A 30 Amend Article 35 Mgmt For TNA N/A 31 Amend Article 36 Mgmt For TNA N/A 32 Amend Article 37 Mgmt For TNA N/A 33 Amend Article 38 Mgmt For TNA N/A 34 Authority to Coordinate Articles Mgmt For TNA N/A 35 Change in Control Clause Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NATIXIS TICKER SECURITY ID: MEETING DATE MEETING STATUS KN CINS F6483L100 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mignon) Mgmt For Against Against 10 Ratification of the Co-Option of Philippe Queuille Mgmt For For For 11 Ratification of the Co-Option of Jean-Bernard Mateu Mgmt For For For 12 Ratification of the Co-Option of Christel Bories Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For Against Against 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 21 Authority to Increase Capital Through Capitalizations Mgmt For For For 22 Authority to Increase Share Issuance Limit Mgmt For Against Against 23 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 24 Amendment Regarding Electronic Voting Mgmt For For For 25 Amendment Regarding Shareholding Requirement for Directors Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTLE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Compensation Report Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Management Acts Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Reduction of Share Capital Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9432 CINS J59396101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NISHI-NIPPON CITY BANK LTD. (THE) TICKER SECURITY ID: MEETING DATE MEETING STATUS 8327 CINS J56773104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Amendments to Articles Mgmt For For For 4 Elect Masahiro Honda Mgmt For Against Against 5 Elect Isao Kubota Mgmt For For For 6 Elect Kazushige Higuchi Mgmt For For For 7 Elect Seiji Isoyama Mgmt For For For 8 Elect Akira Mitsutomi Mgmt For For For 9 Elect Hiromichi Tanigawa Mgmt For For For 10 Elect Shigeru Urayama Mgmt For For For 11 Elect Sadamasa Okamura Mgmt For For For 12 Elect Kiyota Takata Mgmt For For For 13 Elect Sohichi Kawamoto Mgmt For For For 14 Elect Yasuyuki Ishida Mgmt For For For 15 Elect Hiroyuki Irie Mgmt For For For 16 Elect Yasumichi Hinago Mgmt For For For 17 Elect Ryohichi Ozawa Mgmt For For For 18 Elect Masahiro Sakata Mgmt For For For 19 Elect Yuji Tanaka Mgmt For Against Against 20 Elect Hirohiko Okumura Mgmt For For For 21 Bonus Mgmt For For For 22 Retirement Allowances for Director(s) and Statutory Auditor(s) Mgmt For Against Against 23 Special Allowances for Director(s) and Statutory Auditor(s) Mgmt For Against Against 24 Directors' and Statutory Auditors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Counter-Proposals Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NTT DOCOMO INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS 9437 CINS J59399105 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMV AG TICKER SECURITY ID: MEETING DATE MEETING STATUS OMV CINS A51460110 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Election of Directors Mgmt For For For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Under the 2006 Stock Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POHJOLA PANKKI OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS POH1S CINS X5942F340 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Appointment of Auditor Mgmt For Against Against 16 Amendments to Articles Mgmt For For For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PUBLICIS GROUPE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS PUB CINS F7607Z165 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Board Acts Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For Against Against 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Mgmt For Against Against 17 Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments Mgmt For Against Against 18 Authority to Set Offering Price of Shares Mgmt For Against Against 19 Authority to Increase Capital Through Capitalizations Mgmt For For For 20 Authority to Increase Capital in Case of Exchange Offer Mgmt For Against Against 21 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For Against Against 22 Authority to Increase Share Issuance Limit Mgmt For Against Against 23 Authority to Increase Share Capital Under Employee Savings Plan Mgmt For For For 24 Authority to Increase Capital Under Foreign Employee Savings Plan Mgmt For For For 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Global Ceiling on Increases in Capital Mgmt For For For 27 Authority to Use Capital Increase Authorizations as Anti-Takeover Device Mgmt For Against Against 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Incentive Plan Mgmt For Against Against 3 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REED ELSEVIER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS REN CINS N73430113 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Netherlands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For For For 20 Amendment to Supervisory Board Fees Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 23 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- REPSOL-YPF SA TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Amendments to General Meeting Regulations Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Asensio Mgmt For For For 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Batista Mgmt For For For 13 Elect Angel Durandez Adeva Mgmt For For For 14 Elect Jose Manuel Loureda Mantinan Mgmt For For For 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Securities w/ or w/o Preemptive Rights Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- RESOLUTION LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Guernsey ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For Against Against 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For Against Against 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 26 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ajaib Haridass Mgmt For Against Against 4 Elect TANG Kin Fei Mgmt For For For 5 Elect Richard Hale Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority to Set Fees Mgmt For For For 8 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Issue Shares under the Sembcorp Marine Performance Share Plan 2010 and the Sembcorp Marine Restricted Share Plan 2010 Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SEMBCORP MARINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS S51 CINS Y8231K102 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Related Party Transactions Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Derivatives Mgmt For For For 8 Increase in Authorized Capital for Employee Share Purchase Plan Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For For For 12 Shareholder Proposal Regarding Amendments to Corporate Purpose Mgmt Against Against For 13 Countermotion A (Supervisory Board Members' Fees) Mgmt Against Against For 14 Countermotion B (Allocation of Profits/Dividends) Mgmt Against Against For ---------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SOJITZ CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS 2768 CINS J7608R101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Akio Dobashi Mgmt For Against Against 5 Elect Masaki Hashikawa Mgmt For For For 6 Elect Yutaka Kase Mgmt For For For 7 Elect Yohji Satoh Mgmt For For For 8 Elect Kazunori Teraoka Mgmt For For For 9 Elect Yoshikazu Sashida Mgmt For For For 10 Elect Tohru Nagashima Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Compensation Plan Mgmt For For For 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS STL CINS R8413J103 05/19/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Minutes Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Profits/Dividends Mgmt For TNA N/A 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Member Mgmt For TNA N/A 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Pursuant to Share Savings Plan Mgmt For TNA N/A 15 Authority to Repurchase Shares for Cancellation Mgmt For TNA N/A 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands ShrHldr Against TNA N/A ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STORA ENSO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS STERV CINS X21349117 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SUMITOMO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For Against Against 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Allowance Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Compensation Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS Mgmt N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- SWISSCOM TICKER SECURITY ID: MEETING DATE MEETING STATUS SCMN CINS H8398N104 04/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits Mgmt For TNA N/A 7 Dividends Mgmt For TNA N/A 8 Ratification of Board and Management Acts Mgmt For TNA N/A 9 Amendments to Articles Regarding Board Size Mgmt For TNA N/A 10 Elect Anton Scherrer Mgmt For TNA N/A 11 Elect Hansueli Loosli Mgmt For TNA N/A 12 Elect Michel Gobet Mgmt For TNA N/A 13 Elect Torsten Kreindl Mgmt For TNA N/A 14 Elect Richard Roy Mgmt For TNA N/A 15 Elect Othmar Vock Mgmt For TNA N/A 16 Elect Theophil H. Schlatter Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Spin-Off of Echo Entertainment Group Limited Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TAH CINS Q8815D101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TELEF--NICA SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEF cins 879382109 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts Mgmt For For For 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, 16.1, 17.4, 18.4, 31bis and 36 Mgmt For For For 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and 13.1 Mgmt For For For 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Aznar Mgmt For For For 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TELEKOM AUSTRIA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS TKA CINS A8502A102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Acts Mgmt For For For 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Presentation of Share Repurchase Report Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TELIASONERA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS TLSN CINS W95890104 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Acts Mgmt For For For 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Directors Mgmt For For For 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding Having the Swedish State as an Owner ShrHldr N/A Against N/A 29 Shareholder Proposal Regarding the Current Human Resources Strategy ShrHldr N/A Against N/A 30 Shareholder Proposal Regarding Repeated Savings Obligations and the Company's Long-term Profitability ShrHldr N/A Against N/A 31 Shareholder Proposal Regarding the Transfer of a Subsidiary ShrHldr N/A Against N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Shareholder Vote Required to Remove a Director Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Shares Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UBE INDUSTRIES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 4208 CINS J93796100 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For Against Against 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Auditor(s) Mgmt For For For 15 Bonus Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Savings-Related Share Option Scheme 2011 Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Acts Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Plan Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Capital Expenditure Budget Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Fernandez-Carbajal Mgmt For For For 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VIVENDI SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jean-Yves Charlier Mgmt For For For 9 Elect Henri Lachmann Mgmt For Against Against 10 Elect Pierre Rodocanachi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Reduce Capital Mgmt For For For 15 Authority to Grant Stock Options Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights Mgmt For For For 18 Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Mgmt For For For 19 Authority to Increase Share Issuance Limit Mgmt For For For 20 Authority to Increase Capital in Consideration for Contributions in Kind Mgmt For For For 21 Authority to Increase Capital Under Employee Savings Plan Mgmt For For For 22 Authority to Increase Capital Under Employee Savings Plan for Employees Abroad Mgmt For For For 23 Authority to Increase Capital Through Capitalizations Mgmt For For For 24 Amendment Regarding Censors Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLV.A CINS 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Acts Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding Reclassification of Shares ShrHldr N/A For N/A 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Against Against 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WHITBREAD PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WTB CINS G9606P197 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Cheshire Mgmt For For For 5 Elect Andrew Harrison Mgmt For For For 6 Elect Richard Baker Mgmt For For For 7 Elect Wendy Becker Mgmt For For For 8 Elect Patrick Dempsey Mgmt For For For 9 Elect Anthony Habgood Mgmt For For For 10 Elect Simon Melliss Mgmt For For For 11 Elect Christopher Rogers Mgmt For For For 12 Elect Stephen Williams Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 16 UK Sharesave Scheme Mgmt For For For 17 International Sharesave Scheme Mgmt For For For 18 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California to Delaware Mgmt For For For 3 Amendment to the 2001 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Stock Purchase Plan Mgmt For For For 11 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Right to Call a Special Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Moderately Conservative Allocation Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Incentive Plan Mgmt For Against Against 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADS CUSIP 018581108 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 12 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 13 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Restricting Sales to China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal Risk Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement Mgmt For For For 7 Amendment to the Bylaws to Reduce Supermajority Requirement Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Amendment to the 2009 Stock Option and Award Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Incentive Compensation Plan Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS LLY CUSIP 532457108 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Requirements Mgmt For For For 10 Executive Officer Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 6 Amendment to the Employee Share Purchase Plan Mgmt For For For 7 Decrease Board Size Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 16 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 19 Shareholder Proposal Regarding Recapitalization Plan ShrHldr Against For Against 20 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 7 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 8 Shareholder Proposal Regarding Conflict of Interest Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Elimination of Supermajority Requirement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 8 Authority to Repurchase Shares and Re-issue Treasury Shares Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Revise Requirements to Board Composition Mgmt For For For 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Annual Incentive Compensation Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Counter-Proposals Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Election of Directors Mgmt For For For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Under the 2006 Stock Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Incentive Plan Mgmt For Against Against 3 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Derivatives Mgmt For For For 8 Increase in Authorized Capital for Employee Share Purchase Plan Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For For For 12 Shareholder Proposal Regarding Amendments to Corporate Purpose Mgmt Against Against For 13 Countermotion A (Supervisory Board Members' Fees) Mgmt Against Against For 14 Countermotion B (Allocation of Profits/Dividends) Mgmt Against Against For ---------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Compensation Plan Mgmt For For For 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Compensation Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Shareholder Vote Required to Remove a Director Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Shares Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Savings-Related Share Option Scheme 2011 Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Capital Expenditure Budget Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Fernandez-Carbajal Mgmt For For For 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Against Against 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California to Delaware Mgmt For For For 3 Amendment to the 2001 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Stock Purchase Plan Mgmt For For For 11 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Right to Call a Special Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Real Estate Securities Fund ---------------------------------------------------------------------------------------------------------------- ACADIA REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS AKR CUSIP 004239109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADe Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kenneth Bernstein Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Lorrence Kellar Mgmt For For For 4 Elect Wendy Luscombe Mgmt For For For 5 Elect William Spitz Mgmt For For For 6 Elect Lee Wielansky Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- AMERICAN CAPITAL AGENCY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGNC CUSIP 02503X105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Morris Davis Mgmt For For For 1.2 Elect Randy Dobbs Mgmt For For For 1.3 Elect Larry Harvey Mgmt For For For 1.4 Elect Alvin Puryear Mgmt For For For 1.5 Elect Malon Wilkus Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS AIV CUSIP 03748R101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bailey Mgmt For For For 2 Elect Terry Considine Mgmt For For For 3 Elect Richard Ellwood Mgmt For For For 4 Elect Thomas Keltner Mgmt For For For 5 Elect J. Landis Martin Mgmt For For For 6 Elect Robert Miller Mgmt For For For 7 Elect Kathleen Nelson Mgmt For For For 8 Elect Michael Stein Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Amendment to Existing Ownership Limits Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARI CUSIP 03762U105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Douglas Abbey Mgmt For For For 1.2 Elect Joseph Azrack Mgmt For For For 1.3 Elect Mark Biderman Mgmt For For For 1.4 Elect Alice Connell Mgmt For For For 1.5 Elect Eric Press Mgmt For For For 1.6 Elect Michael Salvati Mgmt For For For 1.7 Elect Henry Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ASSOCIATED ESTATES REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEC CUSIP 045604105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Albert Adams Mgmt For For For 1.2 Elect James Delaney Mgmt For For For 1.3 Elect Jeffrey Friedman Mgmt For For For 1.4 Elect Michael Gibbons Mgmt For For For 1.5 Elect Mark Milstein Mgmt For For For 1.6 Elect James Schoff Mgmt For For For 1.7 Elect Richard Schwarz Mgmt For For For 2 2011 Equity-Based Award Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For For For 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Bacow Mgmt For For For 2 Elect Zoe Baird Mgmt For For For 3 Elect Alan Patricof Mgmt For For For 4 Elect Martin Turchin Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 1.8 Elect James Diggs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Christopher McGurk Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Constance Moore Mgmt For For For 1.6 Elect Jeanne Myerson Mgmt For For For 1.7 Elect Jeffrey Pero Mgmt For For For 1.8 Elect Thomas Robinson Mgmt For For For 1.9 Elect Dennis Singleton Mgmt For For For 1.10 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BROOKDALE SENIOR LIVING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKD CUSIP 112463104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wesley Edens Mgmt For Withhold Against 1.2 Elect Frank Bumstead Mgmt For For For 1.3 Elect W. E. Sheriff Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM CUSIP 112585104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marcel Coutu Mgmt For For For 1.2 Elect Maureen Kempston Darkes Mgmt For For For 1.3 Elect Lance Liebman Mgmt For For For 1.4 Elect G. Wallace McCain Mgmt For For For 1.5 Elect Frank McKenna Mgmt For For For 1.6 Elect Jack Mintz Mgmt For For For 1.7 Elect Youssef Nasr Mgmt For For For 1.8 Elect James Pattison Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Amended Escrowed Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Board Size Mgmt For For For 2 Change of Company Name Mgmt For For For 3.1 Elect Gordon Arnell Mgmt For For For 3.2 Elect William Cahill Mgmt For For For 3.3 Elect Richard Clark Mgmt For For For 3.4 Elect Jack Cockwell Mgmt For For For 3.5 Elect Bruce Flatt Mgmt For For For 3.6 Elect Michael Hegarty Mgmt For For For 3.7 Elect F. McDonald Mgmt For For For 3.8 Elect Allan Olson Mgmt For For For 3.9 Elect Robert Stelzl Mgmt For For For 3.10 Elect Diana Taylor Mgmt For For For 3.11 Elect John E. Zuccotti Mgmt For For For 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Campo Mgmt For For For 1.2 Elect Scott Ingraham Mgmt For For For 1.3 Elect Lewis Levey Mgmt For For For 1.4 Elect William McGuire, Jr. Mgmt For For For 1.5 Elect William Paulsen Mgmt For For For 1.6 Elect D. Keith Oden Mgmt For For For 1.7 Elect F. Gardner Parker Mgmt For For For 1.8 Elect Steven Webster Mgmt For Withhold Against 1.9 Elect Kelvin Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Texas to Maryland Mgmt For Against Against 4 2011 Share Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CB RICHARD ELLIS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBG CUSIP 12497T101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For For For 1.4 Elect Michael Kantor Mgmt For Withhold Against 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect Jane Su Mgmt For For For 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Lebovitz Mgmt For For For 1.2 Elect Gary Bryenton Mgmt For For For 1.3 Elect Gary Nay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHATHAM LODGING TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLDT CUSIP 16208T102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Fisher Mgmt For For For 1.2 Elect Miles Berger Mgmt For For For 1.3 Elect Thomas Crocker Mgmt For For For 1.4 Elect Jack DeBoer Mgmt For For For 1.5 Elect Glen Gilbert Mgmt For For For 1.6 Elect C. Gerald Goldsmith Mgmt For For For 1.7 Elect Robert Perlmutter Mgmt For For For 1.8 Elect Rolf Ruhfus Mgmt For For For 1.9 Elect Joel Zemans Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CHESAPEAKE LODGING TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSP CUSIP 165240102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Francis Mgmt For For For 1.2 Elect Douglas Vicari Mgmt For For For 1.3 Elect Thomas Natelli Mgmt For For For 1.4 Elect Thomas Eckert Mgmt For For For 1.5 Elect John Hill Mgmt For For For 1.6 Elect George McKenzie Mgmt For For For 1.7 Elect Jeffrey Nuechterlein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COGDELL SPENCER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSA CUSIP 19238U107 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Braun Mgmt For For For 1.2 Elect John Georgius Mgmt For For For 1.3 Elect Richard Jennings Mgmt For For For 1.4 Elect Christopher Lee Mgmt For For For 1.5 Elect David Lubar Mgmt For For For 1.6 Elect Richard Neugent Mgmt For For For 1.7 Elect Randolph Smoak, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COHEN & STEERS TOTAL RETURN REALTY FUND INC TICKER SECURITY ID: MEETING DATE MEETING STATUS RFI CUSIP 19247L106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bonnie Cohen Mgmt For Withhold Against 1.2 Elect Richard Kroon Mgmt For Withhold Against 1.3 Elect Willard Smith Jr. Mgmt For Withhold Against ---------------------------------------------------------------------------------------------------------------- COLONIAL PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CLP CUSIP 195872106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect Edwin Crawford Mgmt For For For 1.3 Elect M. Miller Gorrie Mgmt For For For 1.4 Elect William Johnson Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Amendment to the 2008 Omnibus Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CORESITE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COR CUSIP 21870Q105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Stuckey Mgmt For For For 1.2 Elect Thomas Ray Mgmt For For For 1.3 Elect James Attwood, Jr. Mgmt For Withhold Against 1.4 Elect Michael Koehler Mgmt For For For 1.5 Elect Paul Szurek Mgmt For For For 1.6 Elect J. David Thompson Mgmt For For For 1.7 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Randall Griffin Mgmt For For For 1.6 Elect Elizabeth Hight Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Richard Szafranski Mgmt For For For 1.10 Elect Kenneth Wethe Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CYPRESS SHARPRIDGE INVESTMENTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYS CUSIP 23281A307 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Grant Mgmt For For For 1.2 Elect Douglas Crocker, II Mgmt For For For 1.3 Elect Jeffrey Hughes Mgmt For For For 1.4 Elect Stephen Jonas Mgmt For For For 1.5 Elect Raymond Redlingshafer, Jr. Mgmt For For For 1.6 Elect James Stern Mgmt For For For 1.7 Elect David Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For Withhold Against 1.6 Elect Raymond Greer Mgmt For For For 1.7 Elect Tripp Hardin Mgmt For For For 1.8 Elect John O'Keeffe Mgmt For For For 1.9 Elect Bruce Warwick Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Emmett Mgmt For For For 1.2 Elect Jordan Kaplan Mgmt For For For 1.3 Elect Kenneth Panzer Mgmt For For For 1.4 Elect Leslie Bider Mgmt For For For 1.5 Elect Ghebre Mehreteab Mgmt For For For 1.6 Elect Thomas O'Hern Mgmt For For For 1.7 Elect Andrea Rich Mgmt For For For 1.8 Elect William Wilson III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Coke Mgmt For For For 1.2 Elect Lammot du Pont Mgmt For For For 1.3 Elect Thomas Eckert Mgmt For For For 1.4 Elect Hossein Fateh Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect John Roberts, Jr. Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DYNEX CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DX CUSIP 26817Q506 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Akin Mgmt For For For 1.2 Elect Michael Hughes Mgmt For For For 1.3 Elect Barry Igdaloff Mgmt For For For 1.4 Elect Daniel Osborne Mgmt For For For 1.5 Elect James Wheat III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randy Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brain Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELS CUSIP 29472R108 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Bradley Keywell Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Share Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brady Mgmt For For For 1.2 Elect Byron Scordelis Mgmt For For For 1.3 Elect Janice Sears Mgmt For For For 1.4 Elect Claude Zinngrabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EXCEL TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXL CUSIP 30068C109 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Sabin Mgmt For For For 1.2 Elect Spencer Plumb Mgmt For For For 1.3 Elect Mark Burton Mgmt For For For 1.4 Elect Bruce Blakley Mgmt For For For 1.5 Elect Burland East Mgmt For For For 1.6 Elect Robert Parsons, Jr. Mgmt For For For 1.7 Elect Warren Staley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXR CUSIP 30225T102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FELCOR LODGING TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS FCH CUSIP 31430F101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Corcoran, Jr. Mgmt For For For 2 Elect Robert Cotter Mgmt For For For 3 Elect Thomas Hendrick Mgmt For For For 4 Elect Mark Rozells Mgmt For For For 5 Amendment to the 2005 Restricted Stock and Stock Option Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Sharpe Mgmt For For For 1.2 Elect Bruce Duncan Mgmt For For For 1.3 Elect Kevin Lynch Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arnold Mgmt For For For 1.2 Elect Richard Chess Mgmt For For For 1.3 Elect Douglas Donatelli Mgmt For For For 1.4 Elect J. Roderick Heller, III Mgmt For For For 1.5 Elect R. Michael McCullough Mgmt For For For 1.6 Elect Alan Merten Mgmt For For For 1.7 Elect Terry Stevens Mgmt For For For 2 Amendment to the 2009 Equity Compensation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Glenn Angiolillo Mgmt For For For 1.2 Elect Michael Bender Mgmt For For For 1.3 Elect E. K. Gaylord, II Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect David Johnson Mgmt For For For 1.6 Elect Ellen Levine Mgmt For For For 1.7 Elect Terrell Philen, Jr. Mgmt For For For 1.8 Elect Robert Prather, Jr. Mgmt For For For 1.9 Elect Colin Reed Mgmt For For For 1.10 Elect Michael Rose Mgmt For For For 1.11 Elect Michael Roth Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GENERAL GROWTH PROPERTIES INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GGP CUSIP 370021107 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Consent United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 THE PROPOSED PLAN Mgmt N/A For N/A 2 OPT OUT OF THE RELEASES Mgmt N/A For N/A ---------------------------------------------------------------------------------------------------------------- GENERAL GROWTH PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GGP CUSIP 370023103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Clark Mgmt For For For 1.2 Elect Mary Lou Fiala Mgmt For For For 1.3 Elect J. Bruce Flatt Mgmt For For For 1.4 Elect John Haley Mgmt For For For 1.5 Elect Cyrus Madon Mgmt For For For 1.6 Elect Sandeep Mathrani Mgmt For For For 1.7 Elect David Neithercut Mgmt For For For 1.8 Elect Sheli Rosenberg Mgmt For For For 1.9 Elect John Schreiber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Celeste Mgmt For For For 1.2 Elect Wayne Doran Mgmt For For For 1.3 Elect Michael Glimcher Mgmt For For For 1.4 Elect Alan Weiler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Somers Mgmt For For For 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flaherty III Mgmt For For For 2 Elect Christine Garvey Mgmt For For For 3 Elect David Henry Mgmt For For For 4 Elect Lauralee Martin Mgmt For For For 5 Elect Michael McKee Mgmt For For For 6 Elect Peter Rhein Mgmt For For For 7 Elect Kenneth Roath Mgmt For For For 8 Elect Richard Rosenberg Mgmt For For For 9 Elect Joseph Sullivan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Increase of Authorized Common Stock Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS HR CUSIP 421946104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Emery Mgmt For For For 1.2 Elect Batey Gresham Jr. Mgmt For For For 1.3 Elect Dan Wilford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- HERSHA HOSPITALITY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HT CUSIP 427825104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hasu Shah Mgmt For For For 1.2 Elect Eduardo Elsztain Mgmt For Withhold Against 1.3 Elect Dianna Morgan Mgmt For For For 1.4 Elect Kiran Patel Mgmt For For For 1.5 Elect John Sabin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 2012 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Adler Mgmt For For For 1.2 Elect Gene Anderson Mgmt For For For 1.3 Elect Edward Fritsch Mgmt For For For 1.4 Elect David Hartzell Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 1.7 Elect O. Temple Sloan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HOME PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HME CUSIP 437306103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect Alan Gosule Mgmt For For For 1.3 Elect Leonard Helbig, III Mgmt For For For 1.4 Elect Charles Koch Mgmt For For For 1.5 Elect Thomas Lydon, Jr. Mgmt For For For 1.6 Elect Edward Pettinella Mgmt For For For 1.7 Elect Clifford Smith, Jr. Mgmt For For For 1.8 Elect Amy Tait Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 2011 Stock Benefit Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For Against Against 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & Resorts, Inc. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HPP CUSIP 444097109 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Victor Coleman Mgmt For For For 2 Elect Howard Stern Mgmt For For For 3 Elect Theodore Antenucci Mgmt For For For 4 Elect Richard Fried Mgmt For For For 5 Elect Jonathan Glaser Mgmt For For For 6 Elect Mark Linehan Mgmt For For For 7 Elect Robert Moran, Jr. Mgmt For For For 8 Elect Barry Porter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IRC CUSIP 457461200 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas D'Arcy Mgmt For For For 2 Elect Daniel Goodwin Mgmt For For For 3 Elect Joel Herter Mgmt For For For 4 Elect Heidi Lawton Mgmt For For For 5 Elect Thomas McAuley Mgmt For For For 6 Elect Thomas McWilliams Mgmt For For For 7 Elect Joel Simmons Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James Balloun Mgmt For For For 3 Elect John Day Mgmt For For For 4 Elect Karen Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For For For 1.8 Elect Colombe Nicholas Mgmt For For For 1.9 Elect Richard Saltzman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 2011 Equity-Based Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Leanne Lachman Mgmt For For For 1.2 Elect Stephen Steinour Mgmt For For For 1.3 Elect Frederick Buchholz Mgmt For For For 1.4 Elect Thomas DeLoach, Jr. Mgmt For For For 1.5 Elect Daniel Garton Mgmt For For For 1.6 Elect Stephen Siegel Mgmt For For For 1.7 Elect Katherine Dietze Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For Withhold Against 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Mack Mgmt For For For 1.2 Elect Nathan Gantcher Mgmt For For For 1.3 Elect David Mack Mgmt For For For 1.4 Elect Alan Philibosian Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect Lawrence Small Mgmt For For For 10 Elect Arne Sorenson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For For For 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MFA FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFA CUSIP 55272X102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect William Gorin Mgmt For For For 2 Increase of Authorized Capital Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAA CUSIP 59522J103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect Philip Norwood Mgmt For For For 1.6 Elect W. Reid Sanders Mgmt For For For 1.7 Elect William Sansom Mgmt For Withhold Against 1.8 Elect Simon Wadsworth Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect David Fick Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Kloosterman Mgmt For For For 1.2 Elect C.Taylor Pickett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect Cydney Donnell Mgmt For For For 1.3 Elect Ron Jackson Mgmt For For For 1.4 Elect Michael Schall Mgmt For For For 1.5 Elect Earl Webb Mgmt For For For 1.6 Elect Laura Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PENNSYLVANIA REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEI CUSIP 709102107 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorrit Bern Mgmt For For For 1.2 Elect Stephen Cohen Mgmt For For For 1.3 Elect Joseph Coradino Mgmt For For For 1.4 Elect M. Walter D'Alessio Mgmt For For For 1.5 Elect Edward Glickman Mgmt For For For 1.6 Elect Leonard Korman Mgmt For For For 1.7 Elect Ira Lubert Mgmt For For For 1.8 Elect Donald Mazziotti Mgmt For For For 1.9 Elect Mark Pasquerilla Mgmt For For For 1.10 Elect John Roberts Mgmt For For For 1.11 Elect George Rubin Mgmt For For For 1.12 Elect Ronald Rubin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PENNYMAC MORTGAGE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PMT CUSIP 70931T103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Stacey Stewart Mgmt For For For 1.3 Elect Mark Wiedman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PDM CUSIP 720190206 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Wayne Woody Mgmt For For For 1.2 Elect Michael Buchanan Mgmt For For For 1.3 Elect Wesley Cantrell Mgmt For For For 1.4 Elect William Keogler, Jr. Mgmt For For For 1.5 Elect Donald Moss Mgmt For For For 1.6 Elect Frank McDowell Mgmt For For For 1.7 Elect Donald Miller Mgmt For For For 1.8 Elect Jeffrey Swope Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCL CUSIP 729251108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Sara Grootwassink Lewis Mgmt For For For 1.8 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Tamara Hughes Gustavson Mgmt For For For 1.4 Elect Uri Harkham Mgmt For For For 1.5 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect Gary Pruitt Mgmt For For For 1.8 Elect Ronald Spogli Mgmt For For For 1.9 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Goldberg Mgmt For For For 1.2 Elect Mark Rosenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Boynton Mgmt For For For 2 Elect Mark Gaumond Mgmt For For For 3 Elect David Oskin Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROIC CUSIP 76131N101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Melvin Adess Mgmt For For For 1.2 Elect Richard Baker Mgmt For For For 1.3 Elect Mark Burton Mgmt For For For 1.4 Elect Michael Indiveri Mgmt For For For 1.5 Elect Edward Meyer Mgmt For For For 1.6 Elect Lee Neibart Mgmt For For For 1.7 Elect Charles Persico Mgmt For For For 1.8 Elect Laura Pomerantz Mgmt For For For 1.9 Elect Stuart Tanz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Delaware to Maryland Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBRA CUSIP 78573L106 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Barbarosh Mgmt For For For 2 Elect Robert Ettl Mgmt For For For 3 Elect Michael Foster Mgmt For For For 4 Elect Richard Matros Mgmt For For For 5 Elect Milton Walters Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SAUL CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BFS CUSIP 804395101 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Chapoton Mgmt For For For 1.2 Elect B. Francis Saul II Mgmt For For For 1.3 Elect James Symington Mgmt For For For 1.4 Elect John Whitmore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frederick Zeytoonjian Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- Starwood hotels & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- STRATEGIC HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEE CUSIP 86272T106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bowen Mgmt For For For 1.2 Elect Kenneth Fisher Mgmt For For For 1.3 Elect Raymond Gellein, Jr. Mgmt For For For 1.4 Elect Laurence Geller Mgmt For For For 1.5 Elect James Jeffs Mgmt For For For 1.6 Elect Richard Kincaid Mgmt For For For 1.7 Elect David Michels Mgmt For For For 1.8 Elect Willam Prezant Mgmt For For For 1.9 Elect Eugene Reilly Mgmt For For For 2 Amendment to the 2004 Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUN HEALTHCARE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUNH CUSIP 866933401 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Separation Mgmt For For For 2 REIT Conversion Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHO CUSIP 867892101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alter Mgmt For For For 1.2 Elect Lewis Wolff Mgmt For For For 1.3 Elect Z. Jamie Behar Mgmt For For For 1.4 Elect Thomas Lewis Jr. Mgmt For For For 1.5 Elect Keith Locker Mgmt For For For 1.6 Elect Keith Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Donald Drapkin Mgmt For For For 1.6 Elect Thomas Reddin Mgmt For For For 1.7 Elect Thomas Robinson Mgmt For For For 1.8 Elect Allan Schuman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TAUBMAN CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCO CUSIP 876664103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Taubman Mgmt For For For 1.2 Elect Lisa Payne Mgmt For For For 1.3 Elect William Parfet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- THE MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Abbey Mgmt For For For 2 Elect Dana Anderson Mgmt For For For 3 Elect Arthur Coppola Mgmt For For For 4 Elect Edward Coppola Mgmt For For For 5 Elect James Cownie Mgmt For For For 6 Elect Fred Hubbell Mgmt For For For 7 Elect Diana Laing Mgmt For For For 8 Elect Stanley Moore Mgmt For For For 9 Elect Mason Ross Mgmt For For For 10 Elect William Sexton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWO CUSIP 90187B101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Ein Mgmt For For For 1.2 Elect William Johnson Mgmt For For For 1.3 Elect Stephen Kasnet Mgmt For For For 1.4 Elect Peter Niculescu Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect Thomas Siering Mgmt For For For 1.7 Elect Brian Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Marianne Keler Mgmt For For For 1.5 Elect David LaRue Mgmt For For For 1.6 Elect John Remondi Mgmt For For For 1.7 Elect Jeffrey Rogatz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Debra Cafaro Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Ronald Geary Mgmt For For For 4 Elect Jay Gellert Mgmt For For For 5 Elect Matthew J. Lustig Mgmt For For For 6 Elect Robert Reed Mgmt For For For 7 Elect Sheli Rosenberg Mgmt For For For 8 Elect Glenn Rufrano Mgmt For For For 9 Elect James Shelton Mgmt For For For 10 Elect Thomas Theobald Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For Withhold Against 1.3 Elect Ronald Targan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 6 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Civera Mgmt For For For 2 Elect Terence Golden Mgmt For For For 3 Elect Wendelin White Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Requirement Mgmt For For For 6 Adoption of Majority Vote for Election of Directors Mgmt For For For 7 Amend Declaration of Trust to Update and Modernize Certain Governance and Other Provisions Mgmt For For For 8 Authorization of Preferred Stock Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS TICKER SECURITY ID: MEETING DATE MEETING STATUS WRI CUSIP 948741103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Buckman Mgmt For For For 1.2 Elect George Herrera Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Partner Small Cap Growth Fund ---------------------------------------------------------------------------------------------------------------- 7 DAYS GROUP HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVN CUSIP 81783J101 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Re-elect Boquan He, Minjian Shi, Miao Chi, Meng Ann Lim, Wee Seng Tan and Bin Dai as Directors Mgmt For Against Against 2 Ratify KPMG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- A. SCHULMAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLM CUSIP 808194104 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugene R. Allspach Mgmt For For For 1.2 Elect Director Gregory T. Barmore Mgmt For For For 1.3 Elect Director David G. Birney Mgmt For For For 1.4 Elect Director Howard R. Curd Mgmt For For For 1.5 Elect Director Joseph M. Gingo Mgmt For Withhold Against 1.6 Elect Director Michael A. McManus, Jr. Mgmt For For For 1.7 Elect Director Lee D. Meyer Mgmt For For For 1.8 Elect Director James A. Mitarotonda Mgmt For For For 1.9 Elect Director Ernest J. Novak, Jr. Mgmt For For For 1.10 Elect Director Irvin D. Reid Mgmt For For For 1.11 Elect Director John B. Yasinsky Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ACHILLION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACHN CUSIP 00448Q201 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael D. Kishbauch Mgmt For For For 1.2 Elect Director Robert L. Van Nostrand Mgmt For For For 1.3 Elect Director Nicole Vitullo Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Increase Authorized Common Stock Mgmt For Against Against 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ACME PACKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS APKT CUSIP 004764106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary J. Bowen Mgmt For For For 1.2 Elect Director Robert C. Hower Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Qualified Employee Stock Purchase Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert C. Arzbaecher Mgmt For Withhold Against 1.2 Elect Director Gurminder S. Bedi Mgmt For For For 1.3 Elect Director Gustav H.P. Boel Mgmt For For For 1.4 Elect Director Thomas J. Fischer Mgmt For For For 1.5 Elect Director William K. Hall Mgmt For For For 1.6 Elect Director R. Alan Hunter Mgmt For For For 1.7 Elect Director Robert A. Peterson Mgmt For For For 1.8 Elect Director Holly A. Van Deursen Mgmt For For For 1.9 Elect Director Dennis K. Williams Mgmt For For For 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William S. Ayer Mgmt For Against Against 2 Elect Director Patricia M. Bedient Mgmt For For For 3 Elect Director Marion C. Blakey Mgmt For For For 4 Elect Director Phyllis J. Campbell Mgmt For For For 5 Elect Director Jessie J. Knight, Jr. Mgmt For For For 6 Elect Director R. Marc Langland Mgmt For Against Against 7 Elect Director Dennis F. Madsen Mgmt For For For 8 Elect Director Byron I. Mallott Mgmt For Against Against 9 Elect Director J. Kenneth Thompson Mgmt For Against Against 10 Elect Director Bradley D. Tilden Mgmt For Against Against 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 13 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 14 Provide Right to Act by Written Consent Mgmt Against For Against 15 Amend Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David E. Collins Mgmt For For For 1.2 Elect Director Joseph Lacob Mgmt For Withhold Against 1.3 Elect Director C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect Director George J. Morrow Mgmt For For For 1.5 Elect Director David C. Nagel Mgmt For For For 1.6 Elect Director Thomas M. Prescott Mgmt For For For 1.7 Elect Director Greg J. Santora Mgmt For For For 1.8 Elect Director Warren S. Thaler Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALPHATEC HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATEC CUSIP 02081G102 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John H. Foster Mgmt For For For 1.2 Elect Director Mortimer Berkowitz III Mgmt For Withhold Against 1.3 Elect Director R. Ian Molson Mgmt For For For 1.4 Elect Director Stephen E. O'Neil Mgmt For For For 1.5 Elect Director S.H. Hochschuler Mgmt For For For 1.6 Elect Director James R. Glynn Mgmt For For For 1.7 Elect Director Rohit M. Desai Mgmt For For For 1.8 Elect Director Dirk Kuyper Mgmt For For For 1.9 Elect Director Siri S. Marshall Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERICAN PHYSICIANS CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACAP CUSIP 028884104 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERICAN SCIENCE AND ENGINEERING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASEI CUSIP 029429107 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anthony R. Fabiano Mgmt For Withhold Against 1.2 Elect Director Denis R. Brown Mgmt For For For 1.3 Elect Director John A. Gordon Mgmt For For For 1.4 Elect Director Hamilton W. Helmer Mgmt For Withhold Against 1.5 Elect Director Don R. Kania Mgmt For For For 1.6 Elect Director Ernest J. Moniz Mgmt For For For 1.7 Elect Director Mark Thompson Mgmt For For For 1.8 Elect Director Carl W. Vogt Mgmt For Withhold Against 2 Permit Board to Amend Bylaws Without Shareholder Consent Mgmt For For For 3 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AMERIGROUP CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AGP CUSIP 03073T102 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors James G. Carlson Mgmt For Withhold Against 1.2 Elect Directors Jeffrey B. Child Mgmt For For For 1.3 Elect Directors Richard D. Shirk Mgmt For For For 1.4 Elect Directors John W. Snow Mgmt For For For 1.5 Elect Directors Adm. Joseph W. Prueher Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Approve Qualified Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANIXTER INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AXE CUSIP 035290105 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lord James Blyth Mgmt For Withhold Against 1.2 Elect Director Frederic F. Brace Mgmt For For For 1.3 Elect Director Linda Walker Bynoe Mgmt For For For 1.4 Elect Director Robert J. Eck Mgmt For Withhold Against 1.5 Elect Director Robert W. Grubbs Mgmt For Withhold Against 1.6 Elect Director F. Philip Handy Mgmt For Withhold Against 1.7 Elect Director Melvyn N. Klein Mgmt For Withhold Against 1.8 Elect Director George Munoz Mgmt For For For 1.9 Elect Director Stuart M. Sloan Mgmt For Withhold Against 1.10 Elect Director Matthew Zell Mgmt For For For 1.11 Elect Director Samuel Zell Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ANN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANN CUSIP 035623107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dale W. Hilpert Mgmt For For For 2 Elect Director Ronald W. Hovsepian Mgmt For Against Against 3 Elect Director Linda A. Huett Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James E. Cashman III Mgmt For Withhold Against 1.2 Elect Director William R. McDermott Mgmt For For For 1.3 Elect Director Ajei S. Gopal Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPROACH RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AREX CUSIP 03834A103 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan D. Bell Mgmt For For For 1.2 Elect Director Sheldon B. Lubar Mgmt For For For 1.3 Elect Director Christopher J. Whyte Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARIBA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARBA CUSIP 04033V203 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert M. Calderoni Mgmt For Withhold Against 1.2 Elect Director Robert E. Knowling, Jr. Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARTHROCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARTC CUSIP 043136100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christian P. Ahrens Mgmt For For For 1.2 Elect Director Gregory A. Belinfanti Mgmt For For For 1.3 Elect Director Barbara D. Boyan, Ph.D. Mgmt For For For 1.4 Elect Director David Fitzgerald Mgmt For For For 1.5 Elect Director James G. Foster Mgmt For For For 1.6 Elect Director Terrence E. Geremski Mgmt For For For 1.7 Elect Director Tord B. Lendau Mgmt For For For 1.8 Elect Director Peter L. Wilson Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ARUBA NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARUN CUSIP 043176106 12/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dominic P. Orr Mgmt For Withhold Against 1.2 Elect Director Keerti G. Melkote Mgmt For For For 1.3 Elect Director Bernard Guidon Mgmt For For For 1.4 Elect Director Emmanuel Hernandez Mgmt For For For 1.5 Elect Director Michael R. Kourey Mgmt For For For 1.6 Elect Director Douglas Leone Mgmt For For For 1.7 Elect Director Willem P. Roelandts Mgmt For For For 1.8 Elect Director Daniel Warmenhoven Mgmt For For For 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ARVINMERITOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CUSIP 043353101 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph B. Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Director Rhonda L. Brooks Mgmt For Withhold Against 1.3 Elect Director Steven G. Rothmeier Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Change Company Name Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASBURY AUTOMOTIVE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ABG CUSIP 043436104 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Juanita T. James Mgmt For For For 1.2 Elect Director Vernon E. Jordan, Jr. Mgmt For For For 1.3 Elect Director Eugene S. Katz Mgmt For For For 1.4 Elect Director Craig T. Monaghan Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ATHEROS COMMUNICATIONS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS ATHR CUSIP 04743P108 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVIS BUDGET GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAR CUSIP 053774105 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ronald L. Nelson Mgmt For Against Against 2 Elect Director Mary C. Choksi Mgmt For For For 3 Elect Director Leonard S. Coleman Mgmt For Against Against 4 Elect Director Martin L. Edelman Mgmt For Against Against 5 Elect Director John D. Hardy, Jr. Mgmt For For For 6 Elect Director Lynn Krominga Mgmt For For For 7 Elect Director Eduardo G. Mestre Mgmt For For For 8 Elect Director F. Robert Salerno Mgmt For Against Against 9 Elect Director Stender E. Sweeney Mgmt For For For 10 Ratify Auditors Mgmt For Against Against 11 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OZRK CUSIP 063904106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George Gleason Mgmt For Withhold Against 1.2 Elect Director Mark Ross Mgmt For Withhold Against 1.3 Elect Director Jean Arehart Mgmt For For For 1.4 Elect Director Richard Cisne Mgmt For For For 1.5 Elect Director Robert East Mgmt For Withhold Against 1.6 Elect Director Linda Gleason Mgmt For Withhold Against 1.7 Elect Director Walter Kimbrough Mgmt For For For 1.8 Elect Director Henry Mariani Mgmt For Withhold Against 1.9 Elect Director Robert Proost Mgmt For For For 1.10 Elect Director R.l. Qualls Mgmt For Withhold Against 1.11 Elect Director Kennith Smith Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Aldrich Mgmt For For For 1.2 Elect Director Lance C. Balk Mgmt For Withhold Against 1.3 Elect Director Judy L. Brown Mgmt For Withhold Against 1.4 Elect Director Bryan C. Cressey Mgmt For Withhold Against 1.5 Elect Director Glenn Kalnasy Mgmt For Withhold Against 1.6 Elect Director Mary S. Mcleod Mgmt For For For 1.7 Elect Director George Minnich Mgmt For For For 1.8 Elect Director John M. Monter Mgmt For For For 1.9 Elect Director Bernard G. Rethore Mgmt For Withhold Against 1.10 Elect Director John S. Stroup Mgmt For Withhold Against 1.11 Elect Director Dean Yoost Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Approve Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BIO-REFERENCE LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRLI CUSIP 09057G602 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marc D. Grodman Mgmt For Withhold Against 1.2 Elect Director Howard Dubinett Mgmt For Withhold Against 2 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BLUE COAT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCSI CUSIP 09534T508 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian M. NeSmith Mgmt For For For 1.2 Elect Director David W. Hanna Mgmt For Withhold Against 1.3 Elect Director James A. Barth Mgmt For For For 1.4 Elect Director Keith Geeslin Mgmt For For For 1.5 Elect Director James R. Tolonen Mgmt For For For 1.6 Elect Director Carol G. Mills Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BODY CENTRAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS BODY CUSIP 09689U102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott M. Gallin Mgmt For For For 1.2 Elect Director Carlo A. von Schroeter Mgmt For For For 1.3 Elect Director Donna R. Ecton Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Reduce Authorized Common Stock Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For Against Against 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES (DE), INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EPAY CUSIP 101388106 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Daniel M. McGurl Mgmt For Withhold Against 1.2 Elect Director James L. Loomis Mgmt For Withhold Against 1.3 Elect Director Garen K. Staglin Mgmt For Withhold Against 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BREITBURN ENERGY PARTNERS L.P. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBEP CUSIP 106776107 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David B. Kilpatrick Mgmt For For For 1.2 Elect Director W. Yandell Rogers, III Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BRIGHAM EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BEXP CUSIP 109178103 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ben M. Brigham Mgmt For Withhold Against 1.2 Elect Director David T. Brigham Mgmt For Withhold Against 1.3 Elect Director Harold D. Carter Mgmt For Withhold Against 1.4 Elect Director Stephen C. Hurley Mgmt For For For 1.5 Elect Director Stephen P. Reynolds Mgmt For Withhold Against 1.6 Elect Director Hobart A. Smith Mgmt For For For 1.7 Elect Director Scott W. Tinker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Amend Non-Employee Director Stock Option Plan Mgmt For Against Against 6 Approve Stock Grant to Non-Employee Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BROADSOFT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BSFT CUSIP 11133B409 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John D. Markley, Jr. Mgmt For For For 1.2 Elect Director David Bernardi Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BRUNSWICK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BC CUSIP 117043109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Cambria W. Dunaway Mgmt For For For 2 Elect Director Dustan E. McCoy Mgmt For Against Against 3 Elect Director Ralph C. Stayer Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWLD CUSIP 119848109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sally J. Smith Mgmt For Withhold Against 1.2 Elect Director Robert W. MacDonald Mgmt For For For 1.3 Elect Director J. Oliver Maggard Mgmt For Withhold Against 1.4 Elect Director James M. Damian Mgmt For For For 1.5 Elect Director Dale M. Applequist Mgmt For Withhold Against 1.6 Elect Director Warren E. Mack Mgmt For Withhold Against 1.7 Elect Director Michael P. Johnson Mgmt For For For 1.8 Elect Director Jerry R. Rose Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CALIFORNIA PIZZA KITCHEN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPKI CUSIP 13054D109 09/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie E. Bider Mgmt For For For 1.2 Elect Director Marshall S. Geller Mgmt For For For 1.3 Elect Director Larry S. Flax Mgmt For Withhold Against 1.4 Elect Director Charles G. Phillips Mgmt For For For 1.5 Elect Director Richard L. Rosenfield Mgmt For Withhold Against 1.6 Elect Director Alan I. Rothenberg Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Executive Incentive Bonus Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRZO CUSIP 144577103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director S.P. Johnson, IV Mgmt For Withhold Against 1.2 Elect Director Steven A. Webster Mgmt For Withhold Against 1.3 Elect Director Thomas L. Carter, Jr. Mgmt For For For 1.4 Elect Director F. Gardner Parker Mgmt For Withhold Against 1.5 Elect Director Roger A. Ramsey Mgmt For For For 1.6 Elect Director Frank A. Wojtek Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For 5 Report on Environmental Impacts of Natural Gas Fracturing ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CATALYST HEALTH SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHSI CUSIP 14888B103 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David T. Blair Mgmt For Withhold Against 1.2 Elect Director Daniel J. Houston Mgmt For For For 1.3 Elect Director Kenneth A. Samet Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CAVIUM NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAVM CUSIP 14965A101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anthony J. Pantuso Mgmt For For For 1.2 Elect Director C.N. Reddy Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CEPHEID TICKER SECURITY ID: MEETING DATE MEETING STATUS CPHD CUSIP 15670R107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Easton Mgmt For For For 1.2 Elect Director Hollings C. Renton Mgmt For Withhold Against 1.3 Elect Director Glenn D. Steele, Jr., M.D., Ph.D. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTLS CUSIP 16115Q308 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel F. Thomas Mgmt For Withhold Against 1.2 Elect Director W. Douglas Brown Mgmt For For For 1.3 Elect Director Richard E. Goodrich Mgmt For For For 1.4 Elect Director Steven W. Krablin Mgmt For For For 1.5 Elect Director Michael W. Press Mgmt For For For 1.6 Elect Director James M. Tidwell Mgmt For For For 1.7 Elect Director Thomas L. Williams Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CHEMED CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CHE CUSIP 16359R103 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kevin J. McNamara Mgmt For Withhold Against 1.2 Elect Director Joel F. Gemunder Mgmt For Withhold Against 1.3 Elect Director Patrick P. Grace Mgmt For Withhold Against 1.4 Elect Director Thomas C. Hutton Mgmt For Withhold Against 1.5 Elect Director Walter L. Krebs Mgmt For For For 1.6 Elect Director Andrea R. Lindell Mgmt For For For 1.7 Elect Director Thomas P. Rice Mgmt For For For 1.8 Elect Director Donald E. Saunders Mgmt For Withhold Against 1.9 Elect Director George J. Walsh, III Mgmt For Withhold Against 1.10 Elect Director Frank E. Wood Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CHICO'S FAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHS CUSIP 168615102 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John J. Mahoney Mgmt For For For 2 Elect Director David F. Walker Mgmt For For For 3 Elect Director Stephen E. Watson Mgmt For For For 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 5 Ratify Auditors Mgmt For Against Against 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CIRRUS LOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUS CUSIP 172755100 07/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael L. Hackworth Mgmt For Withhold Against 1.2 Elect Director John C. Carter Mgmt For For For 1.3 Elect Director Timothy R. Dehne Mgmt For For For 1.4 Elect Director D. James Guzy Mgmt For Withhold Against 1.5 Elect Director Jason P. Rhode Mgmt For Withhold Against 1.6 Elect Director William D. Sherman Mgmt For For For 1.7 Elect Director Robert H. Smith Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CLEAN HARBORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLH CUSIP 184496107 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eugene Banucci Mgmt For For For 1.2 Elect Director Edward G. Galante Mgmt For For For 1.3 Elect Director John F. Kaslow Mgmt For For For 1.4 Elect Director Thomas J. Shields Mgmt For Withhold Against 2 Increase Authorized Common Stock and Reduce Authorized Preferred Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For 6 Require a Majority Vote for the Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COGENT COMMUNICATIONS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CCOI CUSIP 19239V302 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dave Schaeffer Mgmt For Withhold Against 1.2 Elect Director Steven D. Brooks Mgmt For For For 1.3 Elect Director Erel N. Margalit Mgmt For Withhold Against 1.4 Elect Director Timothy Weingarten Mgmt For Withhold Against 1.5 Elect Director Richard T. Liebhaber Mgmt For For For 1.6 Elect Director D. Blake Bath Mgmt For Withhold Against 1.7 Elect Director Marc Montagner Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COGO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Q.Y. Ma Mgmt For For For 1.2 Elect Director JP Gan Mgmt For For For 1.3 Elect Director George Mao Mgmt For For For 1.4 Elect Director Jeffrey Kang Mgmt For Withhold Against 1.5 Elect Director Frank Zheng Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COHERENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHR CUSIP 192479103 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John R. Ambroseo Mgmt For For For 1.2 Elect Director Susan James Mgmt For For For 1.3 Elect Director L. William Krause Mgmt For For For 1.4 Elect Director Garry Rogerson Mgmt For For For 1.5 Elect Director Lawrence Tomlinson Mgmt For For For 1.6 Elect Director Sandeep Vij Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt N/A One Year N/A ---------------------------------------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPSI CUSIP 205306103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ernest F. Ladd, III Mgmt For For For 1.2 Elect Director David A. Dye Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CONCUR TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQR CUSIP 206708109 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey T. McCabe Mgmt For For For 1.2 Elect Director Edward P. Gilligan Mgmt For For For 1.3 Elect Director Rajeev Singh Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Approve Executive Incentive Bonus Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CONSOLIDATED GRAPHICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CGX CUSIP 209341106 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary L. Forbes Mgmt For Withhold Against 1.2 Elect Director James H. Limmer Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CTB CUSIP 216831107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven M. Chapman Mgmt For Withhold Against 1.2 Elect Director Richard L. Wambold Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COTT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BCB CUSIP 22163N106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Benadiba Mgmt For Withhold Against 1.2 Elect Director George A. Burnett Mgmt For For For 1.3 Elect Director Jerry Fowden Mgmt For Withhold Against 1.4 Elect Director David T. Gibbons Mgmt For Withhold Against 1.5 Elect Director Stephen H. Halperin Mgmt For Withhold Against 1.6 Elect Director Betty Jane Hess Mgmt For For For 1.7 Elect Director Gregory Monahan Mgmt For For For 1.8 Elect Director Mario Pilozzi Mgmt For For For 1.9 Elect Director Andrew Prozes Mgmt For For For 1.10 Elect Director Eric Rosenfeld Mgmt For For For 1.11 Elect Director Graham Savage Mgmt For For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For Against Against 3 Advisory Vote on Executive Compensation Approach Mgmt For Against Against 4 Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBRL CUSIP 22410J106 12/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert V. Dale Mgmt For Withhold Against 1.2 Elect Director Richard J. Dobkin Mgmt For For For 1.3 Elect Director Robert C. Hilton Mgmt For Withhold Against 1.4 Elect Director Charles E. Jones, Jr. Mgmt For Withhold Against 1.5 Elect Director B.F. "Jack" Lowery Mgmt For Withhold Against 1.6 Elect Director Martha M. Mitchell Mgmt For Withhold Against 1.7 Elect Director Andrea M. Weiss Mgmt For For For 1.8 Elect Director Jimmie D. White Mgmt For Withhold Against 1.9 Elect Director Michael A. Woodhouse Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CROCS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CROX CUSIP 227046109 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas J. Smach Mgmt For For For 1.2 Elect Director John P. McCarvel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CYBERSOURCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CYBS CUSIP 23251J106 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DECKERS OUTDOOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DECK CUSIP 243537107 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Angel R. Martinez Mgmt For Withhold Against 1.2 Elect Director Rex A. Licklider Mgmt For Withhold Against 1.3 Elect Director John M. Gibbons Mgmt For Withhold Against 1.4 Elect Director John G. Perenchio Mgmt For For For 1.5 Elect Director Maureen Conners Mgmt For For For 1.6 Elect Director Ruth M. Owades Mgmt For For For 1.7 Elect Director Karyn O. Barsa Mgmt For For For 1.8 Elect Director Michael F. Devine, III Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DEXCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DXCM CUSIP 252131107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jonathan T. Lord Mgmt For For For 1.2 Elect Director Eric Topol Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DIAMOND FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DMND CUSIP 252603105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John J. Gilbert Mgmt For Withhold Against 1.2 Elect Director Robert J. Zollars Mgmt For For For 1.3 Elect Director Edward A. Blechschmidt Mgmt For For For 1.4 Elect Director Steven M. Neil Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DICE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DHX CUSIP 253017107 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter R. Ezersky Mgmt For For For 1.2 Elect Director David S. Gordon Mgmt For For For 1.3 Elect Director David C. Hodgson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DINEEQUITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DIN CUSIP 254423106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael S. Gordon Mgmt For Withhold Against 1.2 Elect Director Larry A. Kay Mgmt For Withhold Against 1.3 Elect Director Julia A. Stewart Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack C. Bingleman Mgmt For For For 1.2 Elect Director Louis P. Gignac Mgmt For For For 1.3 Elect Director Brian M. Levitt Mgmt For For For 1.4 Elect Director Harold H. MacKay Mgmt For For For 1.5 Elect Director David G. Maffucci Mgmt For For For 1.6 Elect Director W. Henson Moore Mgmt For For For 1.7 Elect Director Michael R. Onustock Mgmt For For For 1.8 Elect Director Robert J. Steacy Mgmt For For For 1.9 Elect Director Pamela B. Strobel Mgmt For For For 1.10 Elect Director Richard Tan Mgmt For For For 1.11 Elect Director Denis Turcotte Mgmt For For For 1.12 Elect Director John D. Williams Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DRIL-QUIP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRQ CUSIP 262037104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Mike Walker Mgmt For Withhold Against 1.2 Elect Director John V. Lovoi Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NPO CUSIP 29355X107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen E. Macadam Mgmt For For For 1.2 Elect Director J.P. Bolduc Mgmt For For For 1.3 Elect Director Peter C. Browning Mgmt For For For 1.4 Elect Director Diane C. Creel Mgmt For For For 1.5 Elect Director Don DeFosset Mgmt For For For 1.6 Elect Director Gordon D. Harnett Mgmt For For For 1.7 Elect Director David L. Hauser Mgmt For For For 1.8 Elect Director Wilbur J. Prezzano, Jr. Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ENTROPIC COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENTR CUSIP 29384R105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas Baruch Mgmt For For For 1.2 Elect Director Patrick Henry Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESE CUSIP 296315104 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director L.W. Solley Mgmt For Withhold Against 1.2 Elect Director J.D. Woods Mgmt For For For 1.3 Elect Director G.E. Muenster Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- EXELIXIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXEL CUSIP 30161Q104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank McCormick Mgmt For For For 1.2 Elect Director Michael M. Morrissey Mgmt For Withhold Against 1.3 Elect Director Stelios Papadopoulos Mgmt For Withhold Against 1.4 Elect Director George A. Scangos Mgmt For Withhold Against 1.5 Elect Director Lance Willsey Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Approve Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FINISAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNSR CUSIP 31787A507 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerry S. Rawls Mgmt For Withhold Against 1.2 Elect Director Robert N. Stephens Mgmt For For For 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GAYLORD ENTERTAINMENT COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GET CUSIP 367905106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glenn J. Angiolillo Mgmt For For For 1.2 Elect Director Michael J. Bender Mgmt For For For 1.3 Elect Director E. K. Gaylord II Mgmt For Withhold Against 1.4 Elect Director Ralph Horn Mgmt For For For 1.5 Elect Director David W. Johnson Mgmt For For For 1.6 Elect Director Ellen Levine Mgmt For For For 1.7 Elect Director Terrell T. Philen, Jr. Mgmt For For For 1.8 Elect Director Robert S. Prather, Jr. Mgmt For For For 1.9 Elect Director Colin V. Reed Mgmt For Withhold Against 1.10 Elect Director Michael D. Rose Mgmt For For For 1.11 Elect Director Michael I. Roth Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mortimer B. Fuller III Mgmt For Withhold Against 1.2 Elect Director John C. Hellmann Mgmt For Withhold Against 1.3 Elect Director Robert M. Melzer Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GEORESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GEOI CUSIP 372476101 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frank A. Lodzinski Mgmt For Withhold Against 1.2 Elect Director Collis P. Chandler, III Mgmt For For For 1.3 Elect Director Jay F. Joliat Mgmt For Withhold Against 1.4 Elect Director Bryant W. Seaman, III Mgmt For For For 1.5 Elect Director Michael A. Vlasic Mgmt For For For 1.6 Elect Director Nick L. Voller Mgmt For Withhold Against 1.7 Elect Director Donald J. Whelley Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GLOBE SPECIALTY METALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSM CUSIP 37954N206 12/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald G. Barger, Jr. Mgmt For For For 1.2 Elect Director Thomas A. Danjczek Mgmt For For For 1.3 Elect Director Stuart E. Eizenstat Mgmt For For For 1.4 Elect Director Alan Kestenbaum Mgmt For Withhold Against 1.5 Elect Director Franklin L. Lavin Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTI CUSIP 384313102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy W. Carson Mgmt For For For 1.2 Elect Director Mary B. Cranston Mgmt For Withhold Against 1.3 Elect Director Harold E. Layman Mgmt For For For 1.4 Elect Director Ferrell P. McClean Mgmt For For For 1.5 Elect Director Nathan Milikowsky Mgmt For For For 1.6 Elect Director Michael C. Nahl Mgmt For Withhold Against 1.7 Elect Director Steven R. Shawley Mgmt For For For 1.8 Elect Director Craig S. Shular Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GREEN MOUNTAIN COFFEE ROASTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GMCR CUSIP 393122106 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence J. Blanford Mgmt For Withhold Against 1.2 Elect Director Michael J. Mardy Mgmt For For For 1.3 Elect Director David E. Moran Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GREENHILL & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GHL CUSIP 395259104 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert F. Greenhill Mgmt For Withhold Against 1.2 Elect Director Scott L. Bok Mgmt For For For 1.3 Elect Director John C. Danforth Mgmt For For For 1.4 Elect Director Steven F. Goldstone Mgmt For For For 1.5 Elect Director Stephen L. Key Mgmt For For For 1.6 Elect Director Robert T. Blakely Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- HARLEYSVILLE GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGIC CUSIP 412824104 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Thacher Brown Mgmt For For For 1.2 Elect Director Mirian M. Graddick-Weir Mgmt For Withhold Against 1.3 Elect Director William W. Scranton III Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HLS CUSIP 421924309 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward A. Blechschmidt Mgmt For For For 1.2 Elect Director John W. Chidsey Mgmt For For For 1.3 Elect Director Donald L. Correll Mgmt For For For 1.4 Elect Director Yvonne M. Curl Mgmt For For For 1.5 Elect Director Charles M. Elson Mgmt For For For 1.6 Elect Director Jay Grinney Mgmt For For For 1.7 Elect Director Jon F. Hanson Mgmt For For For 1.8 Elect Director Leo I. Higdon, Jr. Mgmt For For For 1.9 Elect Director John E. Maupin, Jr. Mgmt For For For 1.10 Elect Director L. Edward Shaw, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Amend Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HEALTHSPRING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HS CUSIP 42224N101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Fox Mgmt For For For 1.2 Elect Director Robert Z. Hensley Mgmt For For For 1.3 Elect Director Russell K. Mayerfeld Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HEARTWARE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTWR CUSIP 422368100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Timothy Barberich Mgmt For For For 1.2 Elect Director C. Raymond Larkin, Jr. Mgmt For For For 1.3 Elect Director Robert Thomas Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Approve Stock Option Plan Grants to Douglas Godshall Mgmt For For For 6 Approve Stock Option Plan Grants to Robert Thomas Mgmt For For For 7 Approve Stock Option Plan Grants to Seth Harrison Mgmt For For For 8 Approve Stock Option Plan Grants to Timothy Barberich Mgmt For For For 9 Approve Stock Option Plan Grants to Christine Bennett Mgmt For For For 10 Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. Mgmt For For For 11 Approve Stock Option Plan Grants to Robert Stockman Mgmt For For For 12 Approve Stock Option Plan Grants to Denis Wade Mgmt For For For 13 Approve Issuance of Convertible Debentures Mgmt For For For 14 Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote Mgmt N/A Against N/A ---------------------------------------------------------------------------------------------------------------- HEXCEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HXL CUSIP 428291108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joel S. Beckman Mgmt For For For 1.2 Elect Director David E. Berges Mgmt For Withhold Against 1.3 Elect Director Lynn Brubaker Mgmt For For For 1.4 Elect Director Jeffrey C. Campbell Mgmt For For For 1.5 Elect Director Sandra L. Derickson Mgmt For For For 1.6 Elect Director W. Kim Foster Mgmt For For For 1.7 Elect Director Thomas A. Gendron Mgmt For For For 1.8 Elect Director Jeffrey A. Graves Mgmt For For For 1.9 Elect Director David C. Hill Mgmt For For For 1.10 Elect Director David L. Pugh Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Executive Incentive Bonus Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HHGREGG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HGG CUSIP 42833L108 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lawrence P. Castellani Mgmt For For For 1.2 Elect Director Benjamin D. Geiger Mgmt For For For 1.3 Elect Director Catherine A. Langham Mgmt For For For 1.4 Elect Director Dennis L. May Mgmt For For For 1.5 Elect Director John M. Roth Mgmt For For For 1.6 Elect Director Charles P. Rullman Mgmt For For For 1.7 Elect Director Michael L. Smith Mgmt For For For 1.8 Elect Director Peter M. Starrett Mgmt For For For 1.9 Elect Director Jerry W. Throgmartin Mgmt For Withhold Against 1.10 Elect Director Kathleen C. Tierney Mgmt For For For 1.11 Elect Director Darell E. Zink Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles E. Golden Mgmt For For For 1.2 Elect Director W August Hillenbrand Mgmt For For For 1.3 Elect Director Joanne C. Smith Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Executive Incentive Bonus Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HITTITE MICROWAVE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HITT CUSIP 43365Y104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen G. Daly Mgmt For Withhold Against 1.2 Elect Director Ernest L. Godshalk Mgmt For For For 1.3 Elect Director Rick D. Hess Mgmt For For For 1.4 Elect Director Adrienne M. Markham Mgmt For For For 1.5 Elect Director Brian P. McAloon Mgmt For For For 1.6 Elect Director Cosmo S. Trapani Mgmt For Withhold Against 1.7 Elect Director Franklin Weigold Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For Withhold Against 1.2 Elect Director Mark A. Yeager Mgmt For Withhold Against 1.3 Elect Director Gary D. Eppen Mgmt For Withhold Against 1.4 Elect Director Charles R. Reaves Mgmt For Withhold Against 1.5 Elect Director Martin P. Slark Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon M. Huntsman Mgmt For Withhold Against 1.2 Elect Director Patrick T. Harker Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HURN CUSIP 447462102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Eugene Lockhart Mgmt For For For 1.2 Elect Director George E. Massaro Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HYPERCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HYC CUSIP 44913M105 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Harry V. Barton, Jr. Mgmt For Withhold Against 1.2 Elect Director E. Stewart Shea III Mgmt For Withhold Against 1.3 Elect Director David H. Welch Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS G4705A100 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Reelect Bruce Given as Director Mgmt For For For 3 Reelect Thomas Lynch as Director Mgmt For Against Against 4 Reelect Declan McKeon as Director Mgmt For For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For Against Against 6 Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights Mgmt For For For 7 Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For For For 8 Authorise Shares for Market Purchase Mgmt For For For 9 Amend Articles Re: Replacement to Form of Articles of Association Mgmt For For For 10 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP G4705A100 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Reelect Bruce Given as Director Mgmt For For For 3 Reelect Thomas Lynch as Director Mgmt For Against Against 4 Reelect Declan McKeon as Director Mgmt For For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For Against Against 6 Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights Mgmt For For For 7 Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For For For 8 Authorise Shares for Market Purchase Mgmt For For For 9 Amend Articles Re: Replacement to Form of Articles of Association Mgmt For For For 10 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMX CUSIP 45245E109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric A. Demirian Mgmt For For For 1.2 Elect Director David W. Leebron Mgmt For For For 1.3 Elect Director Martin Pompadur Mgmt For For For 1.4 Elect Director Marc A. Utay Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- IMAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMX CUSIP 45245E109 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Eric A. Demirian Mgmt For For For 1.2 Elect Director I. Martin Pompadur Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IMPAX LABORATORIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IPXL CUSIP 45256B101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Leslie Z. Benet Mgmt For For For 1.2 Elect Director Robert L. Burr Mgmt For Withhold Against 1.3 Elect Director Allen Chao Mgmt For Withhold Against 1.4 Elect Director Nigel Ten Fleming Mgmt For Withhold Against 1.5 Elect Director Larry Hsu Mgmt For Withhold Against 1.6 Elect Director Michael Markbreiter Mgmt For Withhold Against 1.7 Elect Director Peter R. Terreri Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INCYTE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INCY CUSIP 45337C102 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard U. De Schutter Mgmt For For For 1.2 Elect Director Barry M. Ariko Mgmt For For For 1.3 Elect Director Julian C. Baker Mgmt For For For 1.4 Elect Director Paul A. Brooke Mgmt For For For 1.5 Elect Director Wendy L. Dixon Mgmt For For For 1.6 Elect Director Paul A. Friedman Mgmt For For For 1.7 Elect Director John F. Niblack Mgmt For For For 1.8 Elect Director Roy A. Whitfield Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INPHI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IPHI CUSIP 45772F107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David J. Ladd Mgmt For For For 1.2 Elect Director Lip-Bu Tan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ION GEOPHYSICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IO CUSIP 462044108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael C. Jennings Mgmt For For For 1.2 Elect Director Robert P. Peebler Mgmt For For For 1.3 Elect Director John N. Seitz Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IPG PHOTONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IPGP CUSIP 44980X109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Valentin P. Gapontsev, Ph.D. Mgmt For Withhold Against 1.2 Elect Director Eugene Scherbakov, Ph.D. Mgmt For Withhold Against 1.3 Elect Director Igor Samartsev Mgmt For Withhold Against 1.4 Elect Director Robert A. Blair Mgmt For Withhold Against 1.5 Elect Director Michael C. Child Mgmt For Withhold Against 1.6 Elect Director Michael R. Kampfe Mgmt For For For 1.7 Elect Director Henry E. Gauthier Mgmt For For For 1.8 Elect Director William S. Hurley Mgmt For For For 1.9 Elect Director William F. Krupke, Ph.D. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- IXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS XXIA CUSIP 45071R109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Laurent Asscher Mgmt For For For 1.2 Elect Director Atul Bhatnagar Mgmt For Withhold Against 1.3 Elect Director Jonathan Fram Mgmt For For For 1.4 Elect Director Errol Ginsberg Mgmt For Withhold Against 1.5 Elect Director Gail Hamilton Mgmt For For For 1.6 Elect Director Jon F. Rager Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JKHY CUSIP 426281101 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerry D. Hall Mgmt For Withhold Against 1.2 Elect Director Michael E. Henry Mgmt For Withhold Against 1.3 Elect Director James J. Ellis Mgmt For Withhold Against 1.4 Elect Director Craig R. Curry Mgmt For For For 1.5 Elect Director Wesley A. Brown Mgmt For For For 1.6 Elect Director Matthew C. Flanigan Mgmt For For For 1.7 Elect Director Marla K. Shepard Mgmt For For For 1.8 Elect Director John F. Prim Mgmt For Withhold Against 2 Amend Restricted Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- JAMES RIVER COAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS JRCC CUSIP 470355207 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alan F. Crown Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- JOS. A. BANK CLOTHIERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOSB CUSIP 480838101 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Neal Black Mgmt For Withhold Against 1.2 Elect Director Robert N. Wildrick Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KAPSTONE PAPER AND PACKAGING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KS CUSIP 48562P103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John M. Chapman Mgmt For For For 1.2 Elect Director Matthew Kaplan Mgmt For For For 1.3 Elect Director Ronald J. Gidwitz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KENEXA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNXA CUSIP 488879107 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry M. Abelson Mgmt For Withhold Against 1.2 Elect Director Nooruddin (Rudy) S. Karsan Mgmt For Withhold Against 1.3 Elect Director John A. Nies Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KEY ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KEG CUSIP 492914106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William D. Fertig Mgmt For Withhold Against 1.2 Elect Director Robert K. Reeves Mgmt For For For 1.3 Elect Director J. Robinson West Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John N. Allred Mgmt For Withhold Against 1.2 Elect Director Richard M. Cocchiaro Mgmt For Withhold Against 1.3 Elect Director A. Gordon Tunstall Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John B. Kilroy, Sr. Mgmt For Withhold Against 1.2 Elect Director John B. Kilroy, Jr. Mgmt For Withhold Against 1.3 Elect Director Edward F. Brennan Mgmt For Withhold Against 1.4 Elect Director William P. Dickey Mgmt For Withhold Against 1.5 Elect Director Scott S. Ingraham Mgmt For Withhold Against 1.6 Elect Director Dale F. Kinsella Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald A. Bliss Mgmt For Withhold Against 1.2 Elect Director Richard J. Lehmann Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LIMELIGHT NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LLNW CUSIP 53261M104 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Walter D. Amaral Mgmt For For For 1.2 Elect Director Thomas Falk Mgmt For Withhold Against 1.3 Elect Director Jeffrey W. Lunsford Mgmt For Withhold Against 1.4 Elect Director Peter J. Perrone Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Increase Authorized Common Stock Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- LINDSAY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNN CUSIP 535555106 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael N. Christodolou Mgmt For Withhold Against 1.2 Elect Director W. Thomas Jagodinski Mgmt For For For 1.3 Elect Director J. David McIntosh Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LPX CUSIP 546347105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director E. Gary Cook Mgmt For Withhold Against 1.2 Elect Director Kurt M. Landgraf Mgmt For For For 1.3 Elect Director John W. Weaver Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LSB INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXU CUSIP 502160104 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven J. Golsen Mgmt For Withhold Against 1.2 Elect Director Bernard G. Ille Mgmt For Withhold Against 1.3 Elect Director Donald W. Munson Mgmt For Withhold Against 1.4 Elect Director Ronald V. Perry Mgmt For For For 1.5 Elect Director Tony M. Shelby Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LUFKIN INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LUFK CUSIP 549764108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. J. Trout, Jr. Mgmt For Withhold Against 1.2 Elect Director J. T. Jongebloed Mgmt For For For 1.3 Elect Director Suzanne V. Baer Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MAIDENFORM BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFB CUSIP 560305104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Norman Axelrod Mgmt For For For 1.2 Elect Director Bernd Beetz Mgmt For For For 1.3 Elect Director Harold F. Compton Mgmt For For For 1.4 Elect Director Barbara Eisenberg Mgmt For For For 1.5 Elect Director Maurice S. Reznik Mgmt For For For 1.6 Elect Director Karen Rose Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MKTX CUSIP 57060D108 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard M. McVey Mgmt For Withhold Against 1.2 Elect Director Sharon Brown-Hruska Mgmt For For For 1.3 Elect Director Roger Burkhardt Mgmt For For For 1.4 Elect Director Stephen P. Casper Mgmt For For For 1.5 Elect Director David G. Gomach Mgmt For For For 1.6 Elect Director Carlos M. Hernandez Mgmt For Withhold Against 1.7 Elect Director Ronald M. Hersch Mgmt For Withhold Against 1.8 Elect Director Jerome S. Markowitz Mgmt For For For 1.9 Elect Director T. Kelley Millet Mgmt For Withhold Against 1.10 Elect Director Nicolas S. Rohatyn Mgmt For Withhold Against 1.11 Elect Director John Steinhardt Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MEDICIS PHARMACEUTICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRX CUSIP 584690309 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Spencer Davidson Mgmt For Against Against 2 Elect Director Stuart Diamond Mgmt For For For 3 Elect Director Peter S. Knight Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 7 Amend Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MEDNAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MD CUSIP 58502B106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Cesar L. Alvarez Mgmt For Withhold Against 1.2 Elect Director Waldemar A. Carlo Mgmt For Withhold Against 1.3 Elect Director Michael B. Fernandez Mgmt For Withhold Against 1.4 Elect Director Roger K. Freeman Mgmt For For For 1.5 Elect Director Paul G. Gabos Mgmt For For For 1.6 Elect Director Dany Garcia Mgmt For For For 1.7 Elect Director P.J. Goldschmidt Mgmt For For For 1.8 Elect Director Manuel Kadre Mgmt For For For 1.9 Elect Director Roger J. Medel Mgmt For Withhold Against 1.10 Elect Director Donna E. Shalala Mgmt For For For 1.11 Elect Director Enrique J. Sosa Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Sarver Mgmt For Withhold Against 1.2 Elect Director Peter L. Ax Mgmt For Withhold Against 1.3 Elect Director Gerald W. Haddock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MOH CUSIP 60855R100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Mario Molina Mgmt For Withhold Against 1.2 Elect Director Steven J. Orlando Mgmt For For For 1.3 Elect Director Ronna E. Romney Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Approve Qualified Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NETGEAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTGR CUSIP 64111Q104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Patrick C.S. Lo Mgmt For Withhold Against 1.2 Elect Director Jocelyn E. Carter-Miller Mgmt For For For 1.3 Elect Director Ralph E. Faison Mgmt For For For 1.4 Elect Director A. Timothy Godwin Mgmt For For For 1.5 Elect Director Jef Graham Mgmt For For For 1.6 Elect Director Linwood A. Lacy, Jr. Mgmt For For For 1.7 Elect Director Gregory J. Rossmann Mgmt For For For 1.8 Elect Director Julie A. Shimer Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald Jankov Mgmt For Withhold Against 1.2 Elect Director Norman Godinho Mgmt For Withhold Against 1.3 Elect Director Marvin Burkett Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Require a Majority Vote for the Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTCT CUSIP 64115T104 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Anil K. Singhal Mgmt For Withhold Against 1.2 Elect Director John R. Egan Mgmt For For For 1.3 Elect Director Stuart M. McGuigan Mgmt For For For 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NORANDA ALUMINUM HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NOR CUSIP 65542W107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William H. Brooks Mgmt For Withhold Against 1.2 Elect Director M. Ali Rashid Mgmt For Withhold Against 1.3 Elect Director Matthew R. Michelini Mgmt For Withhold Against 1.4 Elect Director Thomas R. Miklich Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NORTHERN OIL AND GAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOG CUSIP 665531109 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael L. Reger Mgmt For Withhold Against 1.2 Elect Director Ryan R. Gilbertson Mgmt For For For 1.3 Elect Director Robert Grabb Mgmt For For For 1.4 Elect Director Jack King Mgmt For For For 1.5 Elect Director Lisa Bromiley Meier Mgmt For For For 1.6 Elect Director Loren J. O'Toole Mgmt For For For 1.7 Elect Director Carter Stewart Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NXSTAGE MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NXTM CUSIP 67072V103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey H. Burbank Mgmt For Withhold Against 1.2 Elect Director Philippe O. Chambon Mgmt For Withhold Against 1.3 Elect Director Daniel A. Giannini Mgmt For For For 1.4 Elect Director Nancy J. Ham Mgmt For For For 1.5 Elect Director Earl R. Lewis Mgmt For Withhold Against 1.6 Elect Director Craig W. Moore Mgmt For For For 1.7 Elect Director Reid S. Perper Mgmt For For For 1.8 Elect Director David S. Utterberg Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- OASIS PETROLEUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OAS CUSIP 674215108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ted Collins, Jr. Mgmt For For For 1.2 Elect Director Douglas E. Swanson, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OMNIVISION TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OVTI CUSIP 682128103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Shaw Hong Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ONYX PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ONXX CUSIP 683399109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director N. Anthony Coles Mgmt For Withhold Against 1.2 Elect Director Magnus Lundberg Mgmt For Withhold Against 1.3 Elect Director William R. Ringo Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- OPENTABLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OPEN CUSIP 68372A104 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. William Gurley Mgmt For Withhold Against 1.2 Elect Director Daniel Meyer Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PAREXEL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRXL CUSIP 699462107 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Dana Callow, Jr. Mgmt For Withhold Against 1.2 Elect Director Christopher J. Lindop Mgmt For For For 1.3 Elect Director Josef H. von Rickenbach Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- PHARMASSET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VRUS CUSIP 71715N106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Carney Mgmt For For For 1.2 Elect Director P. Schaefer Price Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Director Gary E. Hendrickson Mgmt For For For 1.2 Director John R. Menard Mgmt For For For 1.3 Director R.M. Schreck Mgmt For Withhold Against 1.4 Director William Grant Van Dyke Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- POLYPORE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPO CUSIP 73179V103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael Graff Mgmt For For For 1.2 Elect Director W. Nicholas Howley Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Ratify Auditors Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRAA CUSIP 73640Q105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James M. Voss Mgmt For For For 1.2 Elect Director Scott M. Tabakin Mgmt For For For 2 Increase Authorized Common Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POWI CUSIP 739276103 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Balu Balakrishnan Mgmt For Withhold Against 1.2 Elect Director Alan D. Bickell Mgmt For Withhold Against 1.3 Elect Director Nicholas E. Brathwaite Mgmt For Withhold Against 1.4 Elect Director James R. Fiebiger Mgmt For For For 1.5 Elect Director William George Mgmt For For For 1.6 Elect Director Balakrishnan S. Iyer Mgmt For Withhold Against 1.7 Elect Director E. Floyd Kvamme Mgmt For Withhold Against 1.8 Elect Director Steven J. Sharp Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry N. Bycoff Mgmt For Withhold Against 1.2 Elect Director Ram Gupta Mgmt For Withhold Against 1.3 Elect Director Charles F. Kane Mgmt For Withhold Against 1.4 Elect Director David A. Krall Mgmt For For For 1.5 Elect Director Michael L. Mark Mgmt For Withhold Against 1.6 Elect Director Richard D. Reidy Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary A. Corless Mgmt For Withhold Against 1.2 Elect Director Melvin L. Hecktman Mgmt For Withhold Against 1.3 Elect Director Delores M. Kesler Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- PSYCHIATRIC SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSYS CUSIP 74439H108 10/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- QLT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QLT CUSIP 746927102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Butchofsky Mgmt For For For 1.2 Elect Director Bruce L.A. Carter Mgmt For For For 1.3 Elect Director C. Boyd Clarke Mgmt For For For 1.4 Elect Director Peter A. Crossgrove Mgmt For Withhold Against 1.5 Elect Director Kathryn E. Falberg Mgmt For For For 1.6 Elect Director Ian J. Massey Mgmt For For For 1.7 Elect Director Joseph L. Turner Mgmt For For For 1.8 Elect Director L. Jack Wood Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- QUALITY SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSII CUSIP 747582104 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig Barbarosh Mgmt For For For 1.2 Elect Director Dr. Murray Brennan Mgmt For For For 1.3 Elect Director George Bristol Mgmt For For For 1.4 Elect Director Patrick Cline Mgmt For Withhold Against 1.5 Elect Director Ahmed Hussein Mgmt For Withhold Against 1.6 Elect Director Russell Pflueger Mgmt For For For 1.7 Elect Director Steven Plochocki Mgmt For Withhold Against 1.8 Elect Director Sheldon Razin Mgmt For Withhold Against 1.9 Elect Director Maureen Spivak Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- QUESTCOR PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOR CUSIP 74835Y101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Don M. Bailey Mgmt For For For 1.2 Elect Director Mitchell J. Blutt Mgmt For For For 1.3 Elect Director Neal C. Bradsher Mgmt For For For 1.4 Elect Director Stephen C. Farrell Mgmt For For For 1.5 Elect Director Louis Silverman Mgmt For For For 1.6 Elect Director Virgil D. Thompson Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Herbert Wender Mgmt For Withhold Against 1.2 Elect Director David C. Carney Mgmt For Withhold Against 1.3 Elect Director Howard B. Culang Mgmt For Withhold Against 1.4 Elect Director Lisa W. Hess Mgmt For For For 1.5 Elect Director Stephen T. Hopkins Mgmt For Withhold Against 1.6 Elect Director Sanford A. Ibrahim Mgmt For Withhold Against 1.7 Elect Director James W. Jennings Mgmt For Withhold Against 1.8 Elect Director Ronald W. Moore Mgmt For Withhold Against 1.9 Elect Director Jan Nicholson Mgmt For For For 1.10 Elect Director Robert W. Richards Mgmt For Withhold Against 1.11 Elect Director Anthony W. Schweiger Mgmt For Withhold Against 1.12 Elect Director Noel J. Spiegel Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS REGN CUSIP 75886F107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alfred G. Gilman Mgmt For Withhold Against 1.2 Elect Director Joseph L. Goldstein Mgmt For Withhold Against 1.3 Elect Director Christine A. Poon Mgmt For For For 1.4 Elect Director P. Roy Vagelos Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REX ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REXX CUSIP 761565100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lance T. Shaner Mgmt For For For 1.2 Elect Director Daniel J. Churay Mgmt For For For 1.3 Elect Director John A. Lombardi Mgmt For For For 1.4 Elect Director John W. Higbee Mgmt For For For 1.5 Elect Director Eric L. Mattson Mgmt For For For 1.6 Elect Director John J. Zak Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- RIVERBED TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RVBD CUSIP 768573107 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael R. Kourey Mgmt For For For 2 Elect Director Mark S. Lewis Mgmt For For For 3 Elect Director Steven McCanne Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew G. Lampereur Mgmt For For For 1.2 Elect Director Thomas P. Loftis Mgmt For Withhold Against 1.3 Elect Director Dale L. Medford Mgmt For For For 1.4 Elect Director Albert J. Neupaver Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Powell Brown Mgmt For Withhold Against 1.2 Elect Director Robert M. Chapman Mgmt For For For 1.3 Elect Director Russell M. Currey Mgmt For Withhold Against 1.4 Elect Director G. Stephen Felker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt N/A One Year N/A ---------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SAKS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS SKS CUSIP 79377W108 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert B. Carter Mgmt For For For 1.2 Elect Director Donald E. Hess Mgmt For Withhold Against 1.3 Elect Director Jerry W. Levin Mgmt For For For 1.4 Elect Director Michael S. Gross Mgmt For Withhold Against 1.5 Elect Director Nora P. McAniff Mgmt For For For 1.6 Elect Director Stephen I. Sadove Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Provide for Cumulative Voting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SAPIENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SAPE CUSIP 803062108 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James M. Benson Mgmt For For For 1.2 Elect Director Hermann Buerger Mgmt For For For 1.3 Elect Director Darius W. Gaskins, Jr. Mgmt For Withhold Against 1.4 Elect Director Jerry A. Greenberg Mgmt For Withhold Against 1.5 Elect Director Alan J. Herrick Mgmt For Withhold Against 1.6 Elect Director J. Stuart Moore Mgmt For Withhold Against 1.7 Elect Director Ashok Shah Mgmt For For For 1.8 Elect Director Vijay Singal Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Approve Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SAVVIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVVS CUSIP 805423308 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy E. Dobbs Mgmt For For For 1.2 Elect Director Clyde A. Heintzelman Mgmt For Withhold Against 1.3 Elect Director Thomas E. McInerney Mgmt For Withhold Against 1.4 Elect Director James E. Ousley Mgmt For Withhold Against 1.5 Elect Director James P. Pellow Mgmt For For For 1.6 Elect Director David C. Peterschmidt Mgmt For Withhold Against 1.7 Elect Director Mercedes A. Walton Mgmt For For For 1.8 Elect Director Patrick J. Welsh Mgmt For Withhold Against 2 Approve Omnibus Stock Plan Mgmt For Against Against 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against 6 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SGMS CUSIP 80874P109 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Lorne Weil Mgmt For Withhold Against 1.2 Elect Director David L. Kennedy Mgmt For Withhold Against 1.3 Elect Director Michael R. Chambrello Mgmt For Withhold Against 1.4 Elect Director Peter A. Cohen Mgmt For Withhold Against 1.5 Elect Director Gerald J. Ford Mgmt For Withhold Against 1.6 Elect Director J. Robert Kerrey Mgmt For For For 1.7 Elect Director Ronald O. Perelman Mgmt For For For 1.8 Elect Director Michael J. Regan Mgmt For For For 1.9 Elect Director Barry F. Schwartz Mgmt For For For 1.10 Elect Director Frances F. Townsend Mgmt For For For 1.11 Elect Director Eric M. Turner Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Approve Stock Option Exchange Program Mgmt For Against Against 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SEATTLE GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SGEN CUSIP 812578102 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Srinivas Akkaraju Mgmt For For For 1.2 Elect Director David W. Gryska Mgmt For For For 1.3 Elect Director John P. McLaughlin Mgmt For For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 3 Ratify Auditors Mgmt For Against Against 4 Increase Authorized Common Stock Mgmt For Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SILICON IMAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SIMG CUSIP 82705T102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William Raduchel Mgmt For For For 1.2 Elect Director Camillo Martino Mgmt For For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOLUTIA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SOA CUSIP 834376501 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William T. Monahan Mgmt For For For 1.2 Elect Director Robert A. Peiser Mgmt For For For 1.3 Elect Director Jeffry N. Quinn Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SOTHEBY'S TICKER SECURITY ID: MEETING DATE MEETING STATUS BID CUSIP 835898107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John M. Angelo Mgmt For For For 2 Elect Director Michael Blakenham Mgmt For Against Against 3 Elect Director The Duke Of Devonshire Mgmt For Against Against 4 Elect Director Daniel Meyer Mgmt For For For 5 Elect Director James Murdoch Mgmt For For For 6 Elect Director Allen Questrom Mgmt For For For 7 Elect Director William F. Ruprecht Mgmt For Against Against 8 Elect Director Marsha Simms Mgmt For For For 9 Elect Director Michael I. Sovern Mgmt For Against Against 10 Elect Director Donald M. Stewart Mgmt For For For 11 Elect Director Robert S. Taubman Mgmt For Against Against 12 Elect Director Diana L. Taylor Mgmt For For For 13 Elect Director Dennis M. Weibling Mgmt For For For 14 Ratify Auditors Mgmt For Against Against 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 16 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward R Rosenfeld Mgmt For Withhold Against 1.2 Elect Director John L Madden Mgmt For Withhold Against 1.3 Elect Director Peter Migliorini Mgmt For Withhold Against 1.4 Elect Director Richard P Randall Mgmt For For For 1.5 Elect Director Ravi Sachdev Mgmt For For For 1.6 Elect Director Thomas H Schwartz Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig L. Fuller Mgmt For For For 1.2 Elect Director Patrick M. James Mgmt For Withhold Against 1.3 Elect Director Steven S. Lucas Mgmt For For For 1.4 Elect Director Michael S. Parrett Mgmt For For For 1.5 Elect Director Francis R. McAllister Mgmt For Withhold Against 1.6 Elect Director Sheryl K. Pressler Mgmt For For For 1.7 Elect Director Michael Schiavone Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Authorize New Class of Preferred Stock Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- STONERIDGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRI CUSIP 86183P102 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Corey Mgmt For For For 1.2 Elect Director Jeffrey P. Draime Mgmt For For For 1.3 Elect Director Douglas C. Jacobs Mgmt For For For 1.4 Elect Director Ira C. Kaplan Mgmt For For For 1.5 Elect Director Kim Korth Mgmt For For For 1.6 Elect Director William M. Lasky Mgmt For For For 1.7 Elect Director Paul J. Schlather Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Approve Executive Incentive Bonus Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUCCESSFACTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFSF CUSIP 864596101 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William H. Harris, Jr. Mgmt For For For 2 Elect Director William E. McGlashan, Jr. Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUNRISE SENIOR LIVING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRZ CUSIP 86768K106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Glyn F. Aeppel Mgmt For For For 1.2 Elect Director Thomas J. Donohue Mgmt For Withhold Against 1.3 Elect Director Stephen D. Harlan Mgmt For For For 1.4 Elect Director Paul J. Klaassen Mgmt For Withhold Against 1.5 Elect Director Lynn Krominga Mgmt For For For 1.6 Elect Director William G. Little Mgmt For For For 1.7 Elect Director Mark S. Ordan Mgmt For Withhold Against 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deanna L. Cannon Mgmt For Withhold Against 1.2 Elect Director Douglas J. Lanier Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Ratify Auditors Mgmt For Against Against 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SXC HEALTH SOLUTIONS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SXC CUSIP 78505P100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark Thierer Mgmt For Withhold Against 1.2 Elect Director Steven D. Cosler Mgmt For For For 1.3 Elect Director Terrence Burke Mgmt For Withhold Against 1.4 Elect Director William J. Davis Mgmt For For For 1.5 Elect Director Philip R. Reddon Mgmt For For For 1.6 Elect Director Curtis J. Thorne Mgmt For For For 1.7 Elect Director Anthony R. Masso Mgmt For For For 2 Amend Quorum Requirements Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNCR CUSIP 87157B103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas J. Hopkins Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SYNIVERSE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SVR CUSIP 87163F106 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SYNTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYNT CUSIP 87162H103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paritosh K. Choksi Mgmt For Withhold Against 1.2 Elect Director Bharat Desai Mgmt For Withhold Against 1.3 Elect Director Thomas Doke Mgmt For For For 1.4 Elect Director Rajesh Mashruwala Mgmt For For For 1.5 Elect Director George R. Mrkonic, Jr. Mgmt For For For 1.6 Elect Director Prashant Ranade Mgmt For Withhold Against 1.7 Elect Director Neerja Sethi Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- T-3 ENERGY SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTES CUSIP 87306E107 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TALEO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TLEO CUSIP 87424N104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Patrick Gross Mgmt For Withhold Against 1.2 Elect Director Jeffrey Schwartz Mgmt For Withhold Against 1.3 Elect Director Jeffrey Stiefler Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack Africk Mgmt For Withhold Against 1.2 Elect Director Steven B. Tanger Mgmt For Withhold Against 1.3 Elect Director William G. Benton Mgmt For Withhold Against 1.4 Elect Director Bridget Ryan Berman Mgmt For For For 1.5 Elect Director Donald G. Drapkin Mgmt For For For 1.6 Elect Director Thomas J. Reddin Mgmt For For For 1.7 Elect Director Thomas E. Robinson Mgmt For Withhold Against 1.8 Elect Director Allan L. Schuman Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Increase Authorized Common Stock Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TARGACEPT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRGT CUSIP 87611R306 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. James Barrett Mgmt For For For 1.2 Elect Director Julia R. Brown Mgmt For For For 1.3 Elect Director J. Donald DeBethizy Mgmt For For For 1.4 Elect Director John P. Richard Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TEMPUR-PEDIC INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TPX CUSIP 88023U101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Evelyn S. Dilsaver Mgmt For For For 2 Elect Director Frank Doyle Mgmt For For For 3 Elect Director John A. Heil Mgmt For For For 4 Elect Director Peter K. Hoffman Mgmt For For For 5 Elect Director Paul Judge Mgmt For For For 6 Elect Director Nancy F. Koehn Mgmt For For For 7 Elect Director Christopher A. Masto Mgmt For For For 8 Elect Director P. Andrews Mclane Mgmt For For For 9 Elect Director Mark Sarvary Mgmt For For For 10 Elect Director Robert B. Trussell, Jr. Mgmt For For For 11 Ratify Auditors Mgmt For Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 13 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TENNECO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN CUSIP 880349105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Charles W. Cramb Mgmt For For For 2 Elect Director Dennis J. Letham Mgmt For For For 3 Elect Director Hari N. Nair Mgmt For Against Against 4 Elect Director Roger B. Porter Mgmt For Against Against 5 Elect Director David B. Price, Jr. Mgmt For Against Against 6 Elect Director Gregg M. Sherrill Mgmt For Against Against 7 Elect Director Paul T. Stecko Mgmt For Against Against 8 Elect Director Mitsunobu Takeuchi Mgmt For For For 9 Elect Director Jane L. Warner Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For Against Against 2 Elect Director Michael A. Bradley Mgmt For Against Against 3 Elect Director Albert Carnesale Mgmt For Against Against 4 Elect Director Daniel W. Christman Mgmt For For For 5 Elect Director Edwin J. Gillis Mgmt For For For 6 Elect Director Timothy E. Guertin Mgmt For For For 7 Elect Director Paul J. Tufano Mgmt For For For 8 Elect Director Roy A. Vallee Mgmt For Against Against 9 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 10 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 11 Amend Omnibus Stock Plan Mgmt For For For 12 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George F. Jones, Jr. Mgmt For Withhold Against 1.2 Elect Director Peter B. Bartholow Mgmt For Withhold Against 1.3 Elect Director James H. Browning Mgmt For Withhold Against 1.4 Elect Director Joseph M. Grant Mgmt For Withhold Against 1.5 Elect Director Frederick B. Hegi, Jr. Mgmt For Withhold Against 1.6 Elect Director Larry L. Helm Mgmt For For For 1.7 Elect Director James R. Holland, Jr. Mgmt For Withhold Against 1.8 Elect Director W.w. Mcallister III Mgmt For Withhold Against 1.9 Elect Director Elysia Holt Ragusa Mgmt For For For 1.10 Elect Director Steven P. Rosenberg Mgmt For Withhold Against 1.11 Elect Director Robert W. Stallings Mgmt For For For 1.12 Elect Director Ian J. Turpin Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXRH CUSIP 882681109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Ramsey Mgmt For For For 1.2 Elect Director James R. Zarley Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAM CUSIP 100557107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Burwick Mgmt For For For 1.2 Director Pearson C. Cummin, III Mgmt For Withhold Against 1.3 Director Jean-michel Valette Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE CHILDREN'S PLACE RETAIL STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCE CUSIP 168905107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Joseph Alutto Mgmt For For For 2 Elect Director Jamie Iannone Mgmt For For For 3 Elect Director Joseph Gromek Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For Against Against 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COO CUSIP 216648402 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director A. Thomas Bender Mgmt For Against Against 2 Elect Director Michael H. Kalkstein Mgmt For Against Against 3 Elect Director Jody S. Lindell Mgmt For For For 4 Elect Director Donald Press Mgmt For Against Against 5 Elect Director Steven Rosenberg Mgmt For Against Against 6 Elect Director Allan E. Rubenstein Mgmt For Against Against 7 Elect Director Robert S. Weiss Mgmt For Against Against 8 Elect Director Stanley Zinberg Mgmt For Against Against 9 Ratify Auditors Mgmt For Against Against 10 Amend Omnibus Stock Plan Mgmt For Against Against 11 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Against Against 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 13 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE FINISH LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FINL CUSIP 317923100 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen Goldsmith Mgmt For Withhold Against 1.2 Elect Director Catherine A. Langham Mgmt For For For 1.3 Elect Director Norman H. Gurwitz Mgmt For For For 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MIDD CUSIP 596278101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Selim A. Bassoul Mgmt For Against Against 2 Elect Director Robert B. Lamb Mgmt For For For 3 Elect Director Ryan Levenson Mgmt For For For 4 Elect Director John R. Miller III Mgmt For Against Against 5 Elect Director Gordon O'Brien Mgmt For For For 6 Elect Director Philip G. Putnam Mgmt For Against Against 7 Elect Director Sabin C. Streeter Mgmt For Against Against 8 Approve Omnibus Stock Plan Mgmt For For For 9 Approve Executive Incentive Bonus Plan Mgmt For Against Against 10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 11 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 12 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David A. Bell Mgmt For For For 2 Elect Director Robert A. Bowman Mgmt For For For 3 Elect Director Richard Karl Goeltz Mgmt For For For 4 Elect Director Joseph R. Gromek Mgmt For For For 5 Elect Director Sheila A. Hopkins Mgmt For For For 6 Elect Director Charles R. Perrin Mgmt For For For 7 Elect Director Nancy A. Reardon Mgmt For For For 8 Elect Director Donald L. Seeley Mgmt For For For 9 Elect Director Cheryl Nido Turpin Mgmt For For For 10 Ratify Auditors Mgmt For Against Against 11 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vivek Y. Ranadive Mgmt For Withhold Against 1.2 Elect Director Nanci E.Caldwell Mgmt For For For 1.3 Elect Director Eric C.W. Dunn Mgmt For For For 1.4 Elect Director Narendra K. Gupta Mgmt For For For 1.5 Elect Director Peter J. Job Mgmt For Withhold Against 1.6 Elect Director Philip K. Wood Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ann M. Sardini Mgmt For For For 1.2 Elect Director Dennis F. O'Brien Mgmt For For For 1.3 Elect Director Sam K. Reed Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Provide Right to Call Special Meeting Mgmt For For For 4 Reduce Supermajority Vote Requirement Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TRIUMPH GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TGI CUSIP 896818101 09/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul Bourgon Mgmt For For For 1.2 Elect Director Elmer L. Doty Mgmt For Withhold Against 1.3 Elect Director Ralph E. Eberhart Mgmt For For For 1.4 Elect Director Richard C. Gozon Mgmt For Withhold Against 1.5 Elect Director Richard C. Ill Mgmt For Withhold Against 1.6 Elect Director Claude F. Kronk Mgmt For Withhold Against 1.7 Elect Director Adam J. Palmer Mgmt For For For 1.8 Elect Director Joseph M. Silvestri Mgmt For For For 1.9 Elect Director George Simpson Mgmt For For For 2 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TRUE RELIGION APPAREL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRLG CUSIP 89784N104 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey Lubell Mgmt For Withhold Against 1.2 Elect Director Joseph Coulombe Mgmt For For For 1.3 Elect Director Robert L. Harris, II Mgmt For For For 1.4 Elect Director Mark S. Maron Mgmt For For For 1.5 Elect Director Marcello Bottoli Mgmt For For For 1.6 Elect Director G. Louis Graziadio, III Mgmt For For For 1.7 Elect Director Seth R. Johnson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TBI CUSIP 89785X101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven C. Cooper Mgmt For Against Against 2 Elect Director Thomas E. McChesney Mgmt For Against Against 3 Elect Director Gates McKibbin Mgmt For For For 4 Elect Director Jeffrey B. Sakaguchi Mgmt For For For 5 Elect Director Joseph P. Sambataro, Jr. Mgmt For Against Against 6 Elect Director Bonnie W. Soodik Mgmt For For For 7 Elect Director William W. Steele Mgmt For For For 8 Elect Director Craig E. Tall Mgmt For For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 10 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 11 Ratify Auditors Mgmt For For For 12 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ULTA SALON, COSMETICS & FRAGRANCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ULTA CUSIP 90384S303 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dennis K. Eck Mgmt For For For 1.2 Elect Director Charles J. Philippin Mgmt For For For 1.3 Elect Director Kenneth T. Stevens Mgmt For For For 2 Ratify Auditors Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Approve Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UMPQ CUSIP 904214103 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Raymond P. Davis Mgmt For For For 1.2 Elect Director Peggy Y. Fowler Mgmt For For For 1.3 Elect Director Allyn C. Ford Mgmt For Withhold Against 1.4 Elect Director Stephen M. Gambee Mgmt For For For 1.5 Elect Director Jose R. Hermocillo Mgmt For For For 1.6 Elect Director William A. Lansing Mgmt For For For 1.7 Elect Director Luis F. Machuca Mgmt For For For 1.8 Elect Director Diane D. Miller Mgmt For For For 1.9 Elect Director Hilliard C. Terry, III Mgmt For For For 1.10 Elect Director Bryan L. Timm Mgmt For For For 1.11 Elect Director Frank R.J. Whittaker Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNFI CUSIP 911163103 12/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Gordon D. Barker Mgmt For Against Against 2 Elect Director Gail A. Graham Mgmt For For For 3 Elect Director Mary Elizabeth Burton Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert W. Alspaugh Mgmt For For For 1.2 Elect Director Douglas G. Bergeron Mgmt For For For 1.3 Elect Director Leslie G. Denend Mgmt For For For 1.4 Elect Director Alex W. Hart Mgmt For For For 1.5 Elect Director Robert B. Henske Mgmt For For For 1.6 Elect Director Richard A. McGinn Mgmt For For For 1.7 Elect Director Eitan Raff Mgmt For For For 1.8 Elect Director Charles R. Rinehart Mgmt For For For 1.9 Elect Director Jeffrey E. Stiefler Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Amend Executive Incentive Bonus Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VITAMIN SHOPPE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VSI CUSIP 92849E101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard L. Markee Mgmt For Withhold Against 1.2 Elect Director B. Michael Becker Mgmt For For For 1.3 Elect Director Catherine E. Buggeln Mgmt For For For 1.4 Elect Director John H. Edmondson Mgmt For For For 1.5 Elect Director David H. Edwab Mgmt For For For 1.6 Elect Director Douglas R. Korn Mgmt For Withhold Against 1.7 Elect Director Richard L. Perkal Mgmt For Withhold Against 1.8 Elect Director Beth M. Pritchard Mgmt For For For 1.9 Elect Director Katherine Savitt-Lennon Mgmt For For For 1.10 Elect Director Anthony N. Truesdale Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VOLCANO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLC CUSIP 928645100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Coyle Mgmt For For For 1.2 Elect Director Roy T. Tanaka Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For Against Against 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- VOLCANO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLC CUSIP 928645100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kieran T. Gallahue Mgmt For For For 1.2 Elect Director Alexis V. Lukianov Mgmt For For For 1.3 Elect Director John Onopchenko Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George L. Miles Jr. Mgmt For Withhold Against 1.2 Elect Director John K. Morgan Mgmt For For For 1.3 Elect Director James L. Singleton Mgmt For Withhold Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Bahash Mgmt For For For 1.2 Elect Director Brian R. Gamache Mgmt For Withhold Against 1.3 Elect Director Patricia M. Nazemetz Mgmt For For For 1.4 Elect Director Louis J. Nicastro Mgmt For Withhold Against 1.5 Elect Director Neil D. Nicastro Mgmt For Withhold Against 1.6 Elect Director Edward W. Rabin, Jr. Mgmt For For For 1.7 Elect Director Ira S. Sheinfeld Mgmt For Withhold Against 1.8 Elect Director Bobby L. Siller Mgmt For For For 1.9 Elect Director William J. Vareschi, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mary L. Petrovich Mgmt For Withhold Against 1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold Against 1.3 Elect Director Michael T. Yonker Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Reduce Supermajority Vote Requirement ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Partner Small Cap Value Fund ---------------------------------------------------------------------------------------------------------------- A. O. SMITH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AOS CUSIP 831865209 04/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gloster B. Current, Jr. Mgmt For For For 1.2 Elect Director Robert J. O'Toole Mgmt For For For 1.3 Elect Director Idelle K. Wolf Mgmt For For For 1.4 Elect Director Gene C. Wulf Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AARON'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAN CUSIP 002535300 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director R. Charles Loudermilk, Sr. Mgmt For For For 1.2 Elect Director Ronald W. Allen Mgmt For For For 1.3 Elect Director Ray M. Robinson Mgmt For For For 1.4 Elect Director John C. Portman, Jr. Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ACCELRYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACCL CUSIP 00430U103 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kenneth Coleman Mgmt For Withhold Against 1.2 Elect Director Ricardo B. Levy Mgmt For Withhold Against 1.3 Elect Director Chris van Ingen Mgmt For For For 1.4 Elect Director Bruce Pasternack Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ADVANCED ENERGY INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEIS CUSIP 007973100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas S. Schatz Mgmt For For For 1.2 Elect Director Frederick A. Ball Mgmt For For For 1.3 Elect Director Richard P. Beck Mgmt For For For 1.4 Elect Director Hans Georg Betz Mgmt For For For 1.5 Elect Director Trung T. Doan Mgmt For For For 1.6 Elect Director Edward C. Grady Mgmt For For For 1.7 Elect Director Terry Hudgens Mgmt For For For 1.8 Elect Director Thomas M. Rohrs Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William S. Ayer Mgmt For For For 2 Elect Director Patricia M. Bedient Mgmt For For For 3 Elect Director Marion C. Blakey Mgmt For For For 4 Elect Director Phyllis J. Campbell Mgmt For For For 5 Elect Director Jessie J. Knight, Jr. Mgmt For For For 6 Elect Director R. Marc Langland Mgmt For For For 7 Elect Director Dennis F. Madsen Mgmt For For For 8 Elect Director Byron I. Mallott Mgmt For For For 9 Elect Director J. Kenneth Thompson Mgmt For For For 10 Elect Director Bradley D. Tilden Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 13 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 14 Provide Right to Act by Written Consent Mgmt Against Against For 15 Amend Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLIANCE ONE INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AOI CUSIP 018772103 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert E. Harrison Mgmt For For For 1.2 Elect Director B. Clyde Preslar Mgmt For For For 1.3 Elect Director Norman A. Scher Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALTERRA CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTE CINS G0229R108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Willis T. King, Jr. as Alterra Capital Director Mgmt For For For 1.2 Elect James H. MacNaughton as Alterra Capital Director Mgmt For For For 1.3 Elect Stephan F. Newhouse as Alterra Capital Director Mgmt For For For 1.4 Elect Andrew H. Rush as Alterra Capital Director Mgmt For For For 2 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Amend Bylaws of Alterra Capital Holdings Limited Mgmt For For For 4.1 Amend Bylaws of Alterra Bermuda Limited Mgmt For For For 4.2 Amend Bylaws of Alterra Agency Limited Mgmt For For For 4.3 Amend Bylaws of Alterra Holdings Limited Mgmt For For For 4.4 Amend Bylaws of New Point III Limited Mgmt For For For 4.5 Amend Bylaws of New Point Re III Limited Mgmt For For For 5.1 Elect W. Marston Becker as Alterra Bermuda Limited Director Mgmt For For For 5.2 Elect John R. Berger as Alterra Bermuda Limited Director Mgmt For For For 5.3 Elect D. Andrew Cook as Alterra Bermuda Limited Director Mgmt For For For 5.4 Elect Peter A. Minton as Alterra Bermuda Limited Director Mgmt For For For 5.5 Elect Joseph W. Roberts as Alterra Bermuda Limited Director Mgmt For For For 5.6 Elect Peter A. Minton as Alterra Agency Limited Director Mgmt For For For 5.7 Elect Joseph W. Roberts as Alterra Agency Limited Director Mgmt For For For 5.8 Elect Peter A. Minton as New Point III Limited Director Mgmt For For For 5.9 Elect Joseph W. Roberts as New Point III Limited Director Mgmt For For For 5.10 Elect Peter A. Minton as New Point Re III Limited Director Mgmt For For For 5.11 Elect Joseph W. Roberts as New Point Re III Limited Director Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALTERRA CAPITAL HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTE CINS G0229R108 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gordon F. Cheesbrough as Director Mgmt For For For 1.2 Elect K. Bruce Connell as Director Mgmt For For For 1.3 Elect W. Thomas Forrester as Director Mgmt For For For 1.4 Elect Meryl D. Hartzband Mgmt For For For 2 Ratify KPMG, Hamilton, Bermuda as Auditors Mgmt For For For 3 Elect W. Marston Becker as Director of Alterra Insurance Limited Mgmt For For For 4 Ratify the Appointment of KPMG, Hamilton, Bermuda as Auditors of Alterra Insurance Limited Mgmt For For For 5.1 Elect W. Marston Becker as Director of New Point III Limited Mgmt For For For 5.2 Elect John R. Berger as Director of New Point III Limited Mgmt For For For 5.3 Elect Andrew Cook as Director of New Point III Limited Mgmt For For For 6.1 Elect W. Marston Becker as Director of New Point Re III Limited Mgmt For For For 6.2 Elect John R. Berger as Director of New Point Re III Limited Mgmt For For For 6.3 Elect Andrew Cook as Director of New Point Re III Limited Mgmt For For For 7.1 Elect W. Marston Becker as Director of Alterra Agency Limited Mgmt For For For 7.2 Elect John R. Berger as Director of Alterra Agency Limited Mgmt For For For 7.3 Elect Andrew Cook as Director of Alterra Agency Limited Mgmt For For For 8 Change Company Name of Alterra Insurance Limited to Alterra Bermuda Limited Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMCOL INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACO CUSIP 02341W103 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John Hughes Mgmt For Withhold Against 1.2 Elect Director Clarence O. Redman Mgmt For For For 1.3 Elect Director Audrey L. Weaver Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMN CUSIP 030710107 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James A. Mitarotonda ShrHldr For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Against For Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ANGIODYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANGO CUSIP 03475V101 10/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jeffrey G. Gold Mgmt For For For 1.2 Elect Director Kevin J. Gould Mgmt For For For 1.3 Elect Director Dennis S. Meteny Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Qualified Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AIT CUSIP 03820C105 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William G. Bares Mgmt For For For 1.2 Elect Director L. Thomas Hiltz Mgmt For For For 1.3 Elect Director Edith Kelly-green Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APTARGROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATR CUSIP 038336103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George L. Fotiades Mgmt For For For 1.2 Elect Director King W. Harris Mgmt For For For 1.3 Elect Director Peter H. Pfeiffer Mgmt For For For 1.4 Elect Director Joanne C. Smith Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael E. Campbell Mgmt For For For 1.2 Elect Director David Lilley Mgmt For For For 2 Amend Non-Employee Director Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Arougheti Mgmt For For For 1.2 Elect Director Ann Torre Bates Mgmt For For For 1.3 Elect Director Kenneth R. Heitz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Below Net Asset Value Mgmt For For For 4 Amend Investment Advisory and Management Agreement Pursuant to the Hurdle Amendment Mgmt For For For 5 Amend Investment Advisory and Management Agreement Pursuant to the Capital Gains Amendment Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASCENT MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ASCMA CUSIP 043632108 02/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Company Assets Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASCENT MEDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ASCMA CUSIP 043632108 07/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Philip J. Holthouse Mgmt For For For 1.2 Elect Director Brian C. Mulligan Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Eliminate Shareholder Rights Plan (Poison Pill) ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASTE CUSIP 046224101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William D. Gehl Mgmt For For For 1.2 Elect Director Phillip E. Casey Mgmt For For For 1.3 Elect Director William G. Dorey Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ATMI, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ATMI CUSIP 00207R101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark A. Adley Mgmt For For For 1.2 Elect Director Eugene G. Banucci Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ATRION CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATRI CUSIP 049904105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Emile A Battat Mgmt For For For 1.2 Elect Director Ronald N. Spaulding Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BECN CUSIP 073685109 02/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Omnibus Stock Plan Mgmt For For For 2.1 Elect Director Robert R. Buck Mgmt For For For 2.2 Elect Director Paul M. Isabella Mgmt For For For 2.3 Elect Director H. Arthur Bellows, Jr. Mgmt For For For 2.4 Elect Director James J. Gaffney Mgmt For For For 2.5 Elect Director Peter M. Gotsch Mgmt For For For 2.6 Elect Director Andrew R. Logie Mgmt For For For 2.7 Elect Director Stuart A. Randle Mgmt For For For 2.8 Elect Director Wilson B. Sexton Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- BELDEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BDC CUSIP 077454106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Aldrich Mgmt For For For 1.2 Elect Director Lance C. Balk Mgmt For For For 1.3 Elect Director Judy L. Brown Mgmt For For For 1.4 Elect Director Bryan C. Cressey Mgmt For For For 1.5 Elect Director Glenn Kalnasy Mgmt For For For 1.6 Elect Director Mary S. Mcleod Mgmt For For For 1.7 Elect Director George Minnich Mgmt For For For 1.8 Elect Director John M. Monter Mgmt For For For 1.9 Elect Director Bernard G. Rethore Mgmt For For For 1.10 Elect Director John S. Stroup Mgmt For For For 1.11 Elect Director Dean Yoost Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Approve Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BLACK HILLS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKH CUSIP 092113109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David R. Emery Mgmt For For For 1.2 Elect Director Rebecca B. Roberts Mgmt For For For 1.3 Elect Director Warren L. Robinson Mgmt For For For 1.4 Elect Director John B. Vering Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRKS CUSIP 114340102 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Clinton Allen Mgmt For For For 1.2 Elect Director Joseph R. Martin Mgmt For For For 1.3 Elect Director John K. McGillicuddy Mgmt For For For 1.4 Elect Director Krishna G. Palepu Mgmt For For For 1.5 Elect Director C.s. Park Mgmt For For For 1.6 Elect Director Kirk P. Pond Mgmt For For For 1.7 Elect Director Stephen S. Schwartz Mgmt For For For 1.8 Elect Director Alfred Woollacott, III Mgmt For For For 1.9 Elect Director Mark S. Wrighton Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CCMP CUSIP 12709P103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Birgeneau Mgmt For For For 1.2 Elect Director Steven V. Wilkinson Mgmt For For For 1.3 Elect Director Bailing Xia Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARBO CERAMICS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRR CUSIP 140781105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sigmund L. Cornelius Mgmt For For For 1.2 Elect Director James B. Jennings Mgmt For For For 1.3 Elect Director Gary A. Kolstad Mgmt For For For 1.4 Elect Director H. E. Lentz, Jr. Mgmt For For For 1.5 Elect Director Randy L. Limbacher Mgmt For For For 1.6 Elect Director William C. Morris Mgmt For For For 1.7 Elect Director Robert S. Rubin Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRS CUSIP 144285103 10/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director I. Martin Inglis Mgmt For For For 1.2 Elect Director Peter N. Stephans Mgmt For For For 1.3 Elect Director Kathryn C. Turner Mgmt For For For 1.4 Elect Director Stephen M. Ward, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CASCADE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CASC CUSIP 147195101 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter D. Nickerson Mgmt For For For 1.2 Elect Director Robert C. Warren, Jr. Mgmt For For For 1.3 Elect Director Henry W. Wessinger, II Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Approve Executive Incentive Bonus Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles B. Lebovitz Mgmt For For For 1.2 Elect Director Gary L. Bryenton Mgmt For For For 1.3 Elect Director Gary J. Nay Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A 5 Declassify the Board of Directors Mgmt For For For 6 Require a Majority Vote for the Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CEDAR SHOPPING CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CDR CUSIP 150602209 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James J. Burns Mgmt For For For 2 Elect Director Raghunath Davloor Mgmt For For For 3 Elect Director Richard Homburg Mgmt For Against Against 4 Elect Director Pamela N. Hootkin Mgmt For For For 5 Elect Director Paul G. Kirk, Jr. Mgmt For For For 6 Elect Director Everett B. Miller, III Mgmt For For For 7 Elect Director Leo S. Ullman Mgmt For For For 8 Elect Director Roger M. Widmann Mgmt For For For 9 Amend Omnibus Stock Plan Mgmt For For For 10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 11 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 12 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CIRCOR INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIR CUSIP 17273K109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. William Higgins Mgmt For For For 1.2 Elect Director C. William Zadel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CLEARWATER PAPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLW CUSIP 18538R103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Fredric W. Corrigan Mgmt For For For 2 Elect Director William T. Weyerhaeuser Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CLECO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CNL CUSIP 12561W105 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William L. Marks Mgmt For For For 1.2 Elect Director Robert T. Ratcliff, Sr. Mgmt For For For 1.3 Elect Director Peter M. Scott III Mgmt For For For 1.4 Elect Director William H.walker, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Eliminate Cumulative Voting and Declassify the Board Mgmt For For For 6 Eliminate Cumulative Voting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CLOUD PEAK ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLD CUSIP 18911Q102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director William Fox, III Mgmt For For For 2 Elect Director James Voorhees Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Amend Omnibus Stock Plan Mgmt For For For 7 Amend Omnibus Stock Plan Mgmt For For For 8 Approve Qualified Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CGNX CUSIP 192422103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Shillman Mgmt For For For 1.2 Elect Director Jerald G. Fishman Mgmt For For For 1.3 Elect Director Theodor Krantz Mgmt For For For 1.4 Elect Director Robert J. Willett Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COHU, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COHU CUSIP 192576106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Ciardella Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COLFAX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CFX CUSIP 194014106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mitchell P. Rales Mgmt For For For 2 Elect Director Clay H. Kiefaber Mgmt For For For 3 Elect Director Patrick W. Allender Mgmt For For For 4 Elect Director Joseph O. Bunting III Mgmt For For For 5 Elect Director Thomas S. Gayner Mgmt For For For 6 Elect Director Rhonda L. Jordan Mgmt For For For 7 Elect Director A. Clayton Perfall Mgmt For For For 8 Elect Director Rajiv Vinnakota Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 11 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COLB CUSIP 197236102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Melanie J. Dressel Mgmt For For For 2 Elect Director John P. Folsom Mgmt For For For 3 Elect Director Frederick M. Goldberg Mgmt For For For 4 Elect Director Thomas M. Hulbert Mgmt For For For 5 Elect Director Thomas L. Matson, Sr. Mgmt For For For 6 Elect Director Daniel C. Regis Mgmt For For For 7 Elect Director Donald H. Rodman Mgmt For For For 8 Elect Director William T. Weyerhaeuser Mgmt For For For 9 Elect Director James M. Will Mgmt For For For 10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 11 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 12 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIX CUSIP 199908104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William F. Murdy Mgmt For For For 1.2 Elect Director Darcy G. Anderson Mgmt For For For 1.3 Elect Director Herman E. Bulls Mgmt For For For 1.4 Elect Director Alfred J. Giardinelli, Jr. Mgmt For For For 1.5 Elect Director Alan P. Krusi Mgmt For For For 1.6 Elect Director Brian E. Lane Mgmt For For For 1.7 Elect Director Franklin Myers Mgmt For For For 1.8 Elect Director James H. Schultz Mgmt For For For 1.9 Elect Director Robert D. Wagner, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- COURIER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CRRC CUSIP 222660102 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward J. Hoff Mgmt For For For 1.2 Elect Director Robert P. Story, Jr. Mgmt For For For 1.3 Elect Director Susan L. Wagner Mgmt For For For 2 Approve Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CSS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSS CUSIP 125906107 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott A. Beaumont Mgmt For For For 1.2 Elect Director James H. Bromley Mgmt For Withhold Against 1.3 Elect Director Jack Farber Mgmt For For For 1.4 Elect Director John J. Gavin Mgmt For Withhold Against 1.5 Elect Director James E. Ksansnak Mgmt For Withhold Against 1.6 Elect Director Rebecca C. Matthias Mgmt For Withhold Against 1.7 Elect Director Christopher J. Munyan Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DORM CUSIP 258278100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Steven L. Berman Mgmt For For For 1.2 Elect Director John F. Creamer, Jr. Mgmt For For For 1.3 Elect Director Paul R. Lederer Mgmt For For For 1.4 Elect Director Edgar W. Levin Mgmt For For For 1.5 Elect Director Richard T. Riley Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DREW INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DW CUSIP 26168L205 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward W. Rose, III Mgmt For For For 1.2 Elect Director Leigh J. Abrams Mgmt For For For 1.3 Elect Director Fredric M. Zinn Mgmt For For For 1.4 Elect Director James F. Gero Mgmt For For For 1.5 Elect Director Frederick B. Hegi, Jr. Mgmt For For For 1.6 Elect Director David A. Reed Mgmt For For For 1.7 Elect Director John B. Lowe, Jr. Mgmt For For For 1.8 Elect Director Jason D. Lippert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For 6 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EAST WEST BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EWBC CUSIP 27579R104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Iris S. Chan Mgmt For For For 1.2 Elect Director Rudolph I. Estrada Mgmt For For For 1.3 Elect Director Julia S. Gouw Mgmt For For For 1.4 Elect Director Paul H. Irving Mgmt For For For 1.5 Elect Director Andrew S. Kane Mgmt For For For 1.6 Elect Director John Lee Mgmt For For For 1.7 Elect Director Herman Y. Li Mgmt For For For 1.8 Elect Director Jack C. Liu Mgmt For For For 1.9 Elect Director Dominic Ng Mgmt For For For 1.10 Elect Director Keith W. Renken Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS EE CUSIP 283677854 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Catherine A. Allen Mgmt For For For 1.2 Elect Director Kenneth R. Heitz Mgmt For For For 1.3 Elect Director Michael K. Parks Mgmt For For For 1.4 Elect Director Eric B. Siegel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ELECTRO RENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ELRC CUSIP 285218103 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gerald D. Barrone Mgmt For For For 1.2 Elect Director Nancy Y. Bekavac Mgmt For For For 1.3 Elect Director Karen J. Curtin Mgmt For For For 1.4 Elect Director Suzan K. DelBene Mgmt For For For 1.5 Elect Director Daniel Greenberg Mgmt For For For 1.6 Elect Director Joseph J. Kearns Mgmt For For For 1.7 Elect Director James S. Pignatelli Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ELECTRO SCIENTIFIC INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESIO CUSIP 285229100 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frederick A. Ball Mgmt For For For 1.2 Elect Director Nicholas Konidaris Mgmt For For For 1.3 Elect Director Robert R. Walker Mgmt For For For 1.4 Elect Director David Nierenberg Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EIG CUSIP 292218104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert J. Kolesar Mgmt For For For 1.2 Elect Director Douglas D. Dirks Mgmt For For For 1.3 Elect Director Richard W. Blakey Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FIRST OPPORTUNITY FUND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FOFI CUSIP 33587T108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Classify the Board of Directors Mgmt For Against Against 2.1 Elect Director Richard I. Barr Mgmt For For For 2.2 Elect Director John S. Horejsi Mgmt For For For 2.3 Elect Director Susan L. Ciciora Mgmt For For For 2.4 Elect Director Dean L. Jacobson Mgmt For For For 2.5 Elect Director Joel W. Looney Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FIRST POTOMAC REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FPO CUSIP 33610F109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Arnold Mgmt For For For 1.2 Elect Director Richard B. Chess Mgmt For For For 1.3 Elect Director Douglas J. Donatelli Mgmt For For For 1.4 Elect Director J. Roderick Heller III Mgmt For For For 1.5 Elect Director R. Michael McCullough Mgmt For For For 1.6 Elect Director Alan G. Merten Mgmt For For For 1.7 Elect Director Terry L. Stevens Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Craig Clark Mgmt For For For 1.2 Elect Director James H. Lee Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FORTEGRA FINANCIAL CORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FRF CUSIP 34954W104 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard S. Kahlbaugh Mgmt For For For 1.2 Elect Director Alfred R. Berkeley, III Mgmt For For For 1.3 Elect Director John R. Carroll Mgmt For For For 1.4 Elect Director Francis M. Colalucci Mgmt For For For 1.5 Elect Director Frank P. Filipps Mgmt For For For 1.6 Elect Director J.J. Kardwell Mgmt For For For 1.7 Elect Director Ted W. Rollins Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FNV CUSIP 351858105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Pierre Lassonde Mgmt For For For 1.2 Elect Director David Harquail Mgmt For For For 1.3 Elect Director Derek W. Evans Mgmt For For For 1.4 Elect Director Graham Farquharson Mgmt For For For 1.5 Elect Director Louis Gignac Mgmt For For For 1.6 Elect Director Randall Oliphant Mgmt For For For 1.7 Elect Director David R. Peterson Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRANKLIN ELECTRIC CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FELE CUSIP 353514102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David T. Brown Mgmt For Withhold Against 1.2 Elect Director David A. Roberts Mgmt For Withhold Against 1.3 Elect Director Thomas R. Verhage Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FRED'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRED CUSIP 356108100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Hayes Mgmt For Withhold Against 1.2 Elect Director John R. Eisenman Mgmt For Withhold Against 1.3 Elect Director Roger T. Knox Mgmt For Withhold Against 1.4 Elect Director Thomas H. Tashjian Mgmt For Withhold Against 1.5 Elect Director B. Mary McNabb Mgmt For Withhold Against 1.6 Elect Director Michael T. McMillan Mgmt For Withhold Against 1.7 Elect Director Bruce A. Efird Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- G&K SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GKSR CUSIP 361268105 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John S. Bronson Mgmt For For For 1.2 Elect Director Wayne M. Fortun Mgmt For For For 1.3 Elect Director Ernest J. Mrozek Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GENESEE & WYOMING INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GWR CUSIP 371559105 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mortimer B. Fuller III Mgmt For For For 1.2 Elect Director John C. Hellmann Mgmt For For For 1.3 Elect Director Robert M. Melzer Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROCK CUSIP 374689107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Brian J. Lipke Mgmt For For For 2 Elect Director William P. Montague Mgmt For For For 3 Elect Director Arthur A. Russ, Jr. Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Approve Executive Incentive Bonus Plan Mgmt For For For 7 Amend Omnibus Stock Plan Mgmt For For For 8 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBCI CUSIP 37637Q105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Blodnick Mgmt For For For 1.2 Elect Director Sherry L. Cladouhos Mgmt For For For 1.3 Elect Director James M. English Mgmt For For For 1.4 Elect Director Allen J. Fetscher Mgmt For For For 1.5 Elect Director Dallas I. Herron Mgmt For For For 1.6 Elect Director Craig A. Langel Mgmt For For For 1.7 Elect Director L. Peter Larson Mgmt For For For 1.8 Elect Director Douglas J. McBride Mgmt For For For 1.9 Elect Director John W. Murdoch Mgmt For For For 1.10 Elect Director Everit A. Sliter Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GLAD CUSIP 376535100 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michela English Mgmt For For For 2 Elect Director Anthony Parker Mgmt For For For 3 Elect Director George Stelljes III Mgmt For For For 4 Approve Sale of Common Shares Below Net Asset Value Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GULF ISLAND FABRICATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GIFI CUSIP 402307102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gregory J. Cotter Mgmt For For For 1.2 Elect Director John P. (Jack) Laborde Mgmt For For For 1.3 Elect Director Christopher M. Harding Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For 5 Approve Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HATTERAS FINANCIAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTS CUSIP 41902R103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael R. Hough Mgmt For For For 1.2 Elect Director Benjamin M. Hough Mgmt For For For 1.3 Elect Director David W. Berson Mgmt For For For 1.4 Elect Director Ira G. Kawaller Mgmt For For For 1.5 Elect Director Jeffrey D. Miller Mgmt For For For 1.6 Elect Director Thomas D. Wren Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- HAVERTY FURNITURE COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HVT CUSIP 419596101 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John T. Glover Mgmt For For For 1.2 Elect Director Rawson Haverty, Jr. Mgmt For For For 1.3 Elect Director L. Phillip Humann Mgmt For For For 1.4 Elect Director Mylle H. Mangum Mgmt For For For 1.5 Elect Director Frank S. McGaughey III Mgmt For For For 1.6 Elect Director Clarence H. Smith Mgmt For For For 1.7 Elect Director Al Trujillo Mgmt For For For 1.8 Elect Director Terence F. McGuirk Mgmt For Withhold Against 1.9 Elect Director Vicki R. Palmer Mgmt For For For 1.10 Elect Director Fred L. Schuermann Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERCULES OFFSHORE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HERO CUSIP 427093109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Thomas N. Amonett Mgmt For For For 1.2 Elect Director Thomas J. Madonna Mgmt For For For 1.3 Elect Director F. Gardner Parker Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTGC CUSIP 427096508 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert P. Badavas Mgmt For For For 2 Elect Director Joseph W. Chow Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Approve Sale of Common Stock Below Net Asset Value Mgmt For For For 7 Approve Issuance of Warrants/Convertible Debentures Mgmt For For For 8 Amend Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOME BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOMB CUSIP 436893200 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Allison Mgmt For For For 1.2 Elect Director C. Randall Sims Mgmt For For For 1.3 Elect Director Randy E. Mayor Mgmt For For For 1.4 Elect Director Robert H. Adcock, Jr. Mgmt For Withhold Against 1.5 Elect Director Richard H. Ashley Mgmt For For For 1.6 Elect Director Dale A. Bruns Mgmt For For For 1.7 Elect Director Richard A. Buckheim Mgmt For For For 1.8 Elect Director Jack E. Engelkes Mgmt For For For 1.9 Elect Director James G. Hinkle Mgmt For For For 1.10 Elect Director Alex R. Lieblong Mgmt For For For 1.11 Elect Director William G. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOFT CUSIP 439038100 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul B. Toms, Jr. Mgmt For For For 1.2 Elect Director W. Christopher Beeler, Jr. Mgmt For For For 1.3 Elect Director John L. Gregory, III Mgmt For For For 1.4 Elect Director E. Larry Ryder Mgmt For For For 1.5 Elect Director Mark F. Schreiber Mgmt For For For 1.6 Elect Director David G. Sweet Mgmt For For For 1.7 Elect Director Henry G. Williamson, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HUB GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HUBG CUSIP 443320106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David P. Yeager Mgmt For For For 1.2 Elect Director Mark A. Yeager Mgmt For For For 1.3 Elect Director Gary D. Eppen Mgmt For For For 1.4 Elect Director Charles R. Reaves Mgmt For For For 1.5 Elect Director Martin P. Slark Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- IDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IEX CUSIP 45167R104 04/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bradley J. Bell Mgmt For For For 1.2 Elect Director Lawrence D. Kingsley Mgmt For For For 1.3 Elect Director Gregory F. Milzcik Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INFINITY PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INFI CUSIP 45665G303 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Martin Babler Mgmt For For For 2 Elect Director Anthony B. Evnin, Ph.D. Mgmt For For For 3 Elect Director Steven H. Holtzman Mgmt For For For 4 Elect Director Eric S. Lander, Ph.D. Mgmt For Against Against 5 Elect Director Patrick P. Lee Mgmt For For For 6 Elect Director Arnold J. Levine, Ph.D. Mgmt For For For 7 Elect Director Thomas J. Lynch, M.D. Mgmt For For For 8 Elect Director Adelene Q. Perkins Mgmt For For For 9 Elect Director Ian F. Smith Mgmt For For For 10 Elect Director James B. Tananbaum, M.D. Mgmt For For For 11 Elect Director Michael C. Venuti, Ph.D. Mgmt For For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 13 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 14 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INNOSPEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IOSP CUSIP 45768S105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Milton C. Blackmore Mgmt For For For 1.2 Elect Director Hugh G.C. Aldous Mgmt For For For 1.3 Elect Director Joachim Roeser Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Amend Stock Option Plan Mgmt For For For 5 Amend Stock Option Plan Mgmt For For For 6 Amend Non-Employee Director Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INSITUFORM TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS INSU CUSIP 457667103 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Joseph Burgess Mgmt For For For 1.2 Elect Director Stephen P. Cortinovis Mgmt For For For 1.3 Elect Director Stephanie A. Cuskley Mgmt For For For 1.4 Elect Director John P. Dubinsky Mgmt For For For 1.5 Elect Director Charles R. Gordon Mgmt For For For 1.6 Elect Director Juanita H. Hinshaw Mgmt For For For 1.7 Elect Director M. Richard Smith Mgmt For For For 1.8 Elect Director Alfred L. Woods Mgmt For For For 2 Approve Non-Employee Director Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTEVAC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVAC CUSIP 461148108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Norman H. Pond Mgmt For For For 1.2 Elect Director Kevin Fairbairn Mgmt For For For 1.3 Elect Director David S. Dury Mgmt For For For 1.4 Elect Director Stanley J. Hill Mgmt For For For 1.5 Elect Director Thomas M. Rohrs Mgmt For For For 1.6 Elect Director John F. Schaefer Mgmt For For For 1.7 Elect Director Ping Yang Mgmt For For For 2 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- IXIA TICKER SECURITY ID: MEETING DATE MEETING STATUS XXIA CUSIP 45071R109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Laurent Asscher Mgmt For For For 1.2 Elect Director Atul Bhatnagar Mgmt For For For 1.3 Elect Director Jonathan Fram Mgmt For For For 1.4 Elect Director Errol Ginsberg Mgmt For For For 1.5 Elect Director Gail Hamilton Mgmt For For For 1.6 Elect Director Jon F. Rager Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JMP GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JMP CUSIP 46629U107 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Jolson Mgmt For For For 1.2 Elect Director Craig R. Johnson Mgmt For For For 1.3 Elect Director Mark L. Lehmann Mgmt For For For 1.4 Elect Director Carter D. Mack Mgmt For For For 1.5 Elect Director Glenn H. Tongue Mgmt For For For 1.6 Elect Director Kenneth M. Karmin Mgmt For For For 1.7 Elect Director H. Mark Lunenburg Mgmt For For For 1.8 Elect DirectorDavid M. DiPietro Mgmt For For For 1.9 Elect Director Jonathan M. Orszag Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Amend Executive Incentive Bonus Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brian E. Barents Mgmt For For For 1.2 Elect Director George E. Minnich Mgmt For For For 1.3 Elect Director Thomas W. Rabaut Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John N. Allred Mgmt For For For 1.2 Elect Director Richard M. Cocchiaro Mgmt For For For 1.3 Elect Director A. Gordon Tunstall Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John B. Kilroy, Sr. Mgmt For For For 1.2 Elect Director John B. Kilroy, Jr. Mgmt For For For 1.3 Elect Director Edward F. Brennan Mgmt For For For 1.4 Elect Director William P. Dickey Mgmt For For For 1.5 Elect Director Scott S. Ingraham Mgmt For For For 1.6 Elect Director Dale F. Kinsella Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KIRBY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KEX CUSIP 497266106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director David L. Lemmon Mgmt For For For 2 Elect Director George A. Peterkin, Jr. Mgmt For For For 3 Elect Director Richard R. Stewart Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John A. Kite Mgmt For For For 1.2 Elect Director William E. Bindley Mgmt For For For 1.3 Elect Director Richard A. Cosier Mgmt For For For 1.4 Elect Director Eugene Golub Mgmt For For For 1.5 Elect Director Gerald L. Moss Mgmt For For For 1.6 Elect Director Michael L. Smith Mgmt For For For 1.7 Elect Director Darell E. Zink, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KRATOS DEFENSE & SECURITY SOLUTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KTOS CUSIP 50077B207 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Scott Anderson Mgmt For For For 1.2 Elect Director Bandel Carano Mgmt For For For 1.3 Elect Director Eric DeMarco Mgmt For For For 1.4 Elect Director William Hoglund Mgmt For For For 1.5 Elect Director Scot Jarvis Mgmt For For For 1.6 Elect Director Jane Judd Mgmt For For For 1.7 Elect Director Samuel Liberatore Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 7 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael D. Barnello Mgmt For For For 1.2 Elect Director Donald A. Washburn Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LEXICON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LXRX CUSIP 528872104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Samuel L. Barker Mgmt For For For 1.2 Elect Director Christopher J. Sobecki Mgmt For Withhold Against 1.3 Elect Director Judith L. Swain Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LITTELFUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LFUS CUSIP 537008104 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director T.J. Chung Mgmt For For For 1.2 Elect Director John P. Driscoll Mgmt For For For 1.3 Elect Director Anthony Grillo Mgmt For For For 1.4 Elect Director Gordon Hunter Mgmt For For For 1.5 Elect Director John E. Major Mgmt For For For 1.6 Elect Director William P. Noglows Mgmt For For For 1.7 Elect Director Ronald L. Schubel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- M/I HOMES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHO CUSIP 55305B101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Alutto, Ph.D. Mgmt For For For 1.2 Elect Director Phillip G. Creek Mgmt For For For 1.3 Elect Director Norman L. Traeger Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARINEMAX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HZO CUSIP 567908108 01/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Michael H. McLamb Mgmt For For For 2 Elect Director Russell J. Knittel Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Executive Incentive Bonus Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARKEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MKL CUSIP 570535104 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect Director Douglas C. Eby Mgmt For For For 1.3 Elect Director Stewart M. Kasen Mgmt For For For 1.4 Elect Director Alan I. Kirshner Mgmt For For For 1.5 Elect Director Lemuel E. Lewis Mgmt For For For 1.6 Elect Director Darrell D. Martin Mgmt For For For 1.7 Elect Director Anthony F. Markel Mgmt For For For 1.8 Elect Director Steven A. Markel Mgmt For For For 1.9 Elect Director Jay M. Weinberg Mgmt For For For 1.10 Elect Director Debora J. Wilson Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MATW CUSIP 577128101 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Neubert Mgmt For For For 1.2 Elect Director Gregory S. Babe Mgmt For For For 1.3 Elect Director Martin Schlatter Mgmt For For For 1.4 Elect Director John D. Turner Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MCGRATH RENTCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS MGRC CUSIP 580589109 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William J. Dawson Mgmt For For For 1.2 Elect Director Robert C. Hood Mgmt For For For 1.3 Elect Director Dennis C. Kakures Mgmt For For For 1.4 Elect Director Robert P. McGrath Mgmt For For For 1.5 Elect Director Dennis P. Stradford Mgmt For For For 1.6 Elect Director Ronald H. Zech Mgmt For For For 1.7 Elect Director M. Richard Smith Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MEADOWBROOK INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MIG CUSIP 58319P108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert H. Naftaly Mgmt For For For 1.2 Elect Director Robert W. Sturgis Mgmt For For For 1.3 Elect Director Bruce E. Thal Mgmt For For For 1.4 Elect Director Jeffrey A. Maffett Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MERITAGE HOMES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTH CUSIP 59001A102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Sarver Mgmt For Withhold Against 1.2 Elect Director Peter L. Ax Mgmt For For For 1.3 Elect Director Gerald W. Haddock Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MEI CUSIP 591520200 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Walter J. Aspatore Mgmt For For For 2 Elect Director Warren L. Batts Mgmt For For For 3 Elect Director J. Edward Colgate Mgmt For For For 4 Elect Director Darren M. Dawson Mgmt For For For 5 Elect Director Donald W. Duda Mgmt For For For 6 Elect Director Stephen F. Gates Mgmt For For For 7 Elect Director Isabelle C. Goossen Mgmt For For For 8 Elect Director Christopher J. Hornung Mgmt For For For 9 Elect Director Paul G. Shelton Mgmt For For For 10 Elect Director Lawrence B. Skatoff Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Approve Executive Incentive Bonus Plan Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MINE SAFETY APPLIANCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MSA CUSIP 602720104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Diane M. Pearse Mgmt For For For 1.2 Elect Director L. Edward Shaw, Jr. Mgmt For For For 1.3 Elect Director William M. Lambert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTX CUSIP 603158106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paula H. J. Cholmondeley Mgmt For For For 1.2 Elect Director Duane R. Dunham Mgmt For For For 1.3 Elect Director Steven J. Golub Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MONOTYPE IMAGING HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYPE CUSIP 61022P100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Lentz Mgmt For For For 1.2 Elect Director Douglas J. Shaw Mgmt For For For 1.3 Elect Director Peter J. Simone Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vincent C. Byrd Mgmt For For For 1.2 Elect Director Sarah R. Coffin Mgmt For For For 1.3 Elect Director John B. Crowe Mgmt For For For 1.4 Elect Director William A. Foley Mgmt For For For 1.5 Elect Director Robert B. Heisler, Jr. Mgmt For For For 1.6 Elect Director Richard P. Johnston Mgmt For Withhold Against 1.7 Elect Director Edward W. Kissel Mgmt For For For 1.8 Elect Director John C. Orr Mgmt For For For 1.9 Elect Director Robert A. Stefanko Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYE CUSIP 628464109 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Contest United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert S. Prather, Jr. ShrHldr For Withhold Against 1.2 Elect Director Jack Liebau, Jr. ShrHldr For For For 2 Ratify Auditors Mgmt N/A For N/A 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt N/A For N/A 4 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A ---------------------------------------------------------------------------------------------------------------- NASH-FINCH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NAFC CUSIP 631158102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Alec C. Covington Mgmt For For For 1.2 Elect Director Sam K. Duncan Mgmt For For For 1.3 Elect Director Mickey P. Foret Mgmt For For For 1.4 Elect Director Douglas A. Hacker Mgmt For For For 1.5 Elect Director Hawthorne L. Proctor Mgmt For For For 1.6 Elect Director William R. Voss Mgmt For For For 1.7 Elect Director Christopher W. Bodine Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Reduce Supermajority Vote Requirement Relating to Certain Fundamental Changes Mgmt For For For 4 Reduce Supermajority Vote Requirement Relating to Certain Business Combinations Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 7 Ratify Auditors Mgmt For For For 8 Provide for Cumulative Voting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NHC CUSIP 635906209 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director W. Andrew Adams Mgmt For For For 1.2 Elect Director Ernest G. Burgess, III Mgmt For Withhold Against 1.3 Elect Director Emil E. Hassan Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NATIONAL INTERSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NATL CUSIP 63654U100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph E. (Jeff) Consolino Mgmt For For For 1.2 Elect Director Theodore H. Elliott, Jr. Mgmt For For For 1.3 Elect Director Gary J. Gruber Mgmt For Withhold Against 1.4 Elect Director Donald D. Larson Mgmt For Withhold Against 1.5 Elect Director David W. Michelson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A ---------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William M. Goodyear Mgmt For For For 1.2 Elect Director Stephan A. James Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph P. Keithley Mgmt For For For 1.2 Elect Director Mary G. Puma Mgmt For For For 1.3 Elect Director William L. Robinson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NWE CUSIP 668074305 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen P. Adik Mgmt For For For 1.2 Elect Director Dorothy M. Bradley Mgmt For For For 1.3 Elect Director E. Linn Draper, Jr. Mgmt For For For 1.4 Elect Director Dana J. Dykhouse Mgmt For For For 1.5 Elect Director Julia L. Johnson Mgmt For For For 1.6 Elect Director Philip L. Maslowe Mgmt For For For 1.7 Elect Director Denton Louis Peoples Mgmt For For For 1.8 Elect Director Robert C. Rowe Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Amend Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORIENT-EXPRESS HOTELS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS OEH CINS G67743107 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Harsha V. Agadi Mgmt For For For 1.2 Elect Director John D. Campbell Mgmt For Withhold Against 1.3 Elect Director Mitchell C. Hochberg Mgmt For Withhold Against 1.4 Elect Director Prudence M. Leith Mgmt For Withhold Against 1.5 Elect Director J. Robert Lovejoy Mgmt For Withhold Against 1.6 Elect Director Philip R. Mengel Mgmt For For For 1.7 Elect Director Georg R. Rafael Mgmt For Withhold Against 1.8 Elect Director Paul M. White Mgmt For Withhold Against 2 Increase Authorized Common Stock Mgmt For Against Against 3 Approve Deloitte Llp as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OWENS & MINOR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect Director J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Director Richard E. Fogg Mgmt For For For 1.4 Elect Director John W. Gerdelman Mgmt For For For 1.5 Elect Director Lemuel E. Lewis Mgmt For For For 1.6 Elect Director G. Gilmer Minor, III Mgmt For For For 1.7 Elect Director Eddie N. Moore, Jr. Mgmt For For For 1.8 Elect Director Peter S. Redding Mgmt For For For 1.9 Elect Director James E. Rogers Mgmt For For For 1.10 Elect Director Robert C. Sledd Mgmt For For For 1.11 Elect Director Craig R. Smith Mgmt For For For 1.12 Director Anne Marie Whittemore Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PARKWAY PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PKY CUSIP 70159Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles T. Cannada Mgmt For For For 1.2 Elect Director Edward M. Casal Mgmt For For For 1.3 Elect Director Laurie L. Dotter Mgmt For For For 1.4 Elect Director Daniel P. Friedman Mgmt For For For 1.5 Elect Director Michael J. Lipsey Mgmt For For For 1.6 Elect Director Brenda J. Mixson Mgmt For For For 1.7 Elect Director Steven G. Rogers Mgmt For For For 1.8 Elect Director Leland R. Speed Mgmt For For For 1.9 Elect Director Troy A. Stovall Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS PEB CUSIP 70509V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon E. Bortz Mgmt For For For 1.2 Elect Director Cydney C. Donnell Mgmt For For For 1.3 Elect Director Ron E. Jackson Mgmt For For For 1.4 Elect Director Michael J. Schall Mgmt For For For 1.5 Elect Director Earl E. Webb Mgmt For For For 1.6 Elect Director Laura H. Wright Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVA CUSIP 707882106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John U. Clarke Mgmt For For For 1.2 Elect Director Edward B. Cloues, II Mgmt For For For 1.3 Elect Director Robert Garrett Mgmt For For For 1.4 Elect Director Steven W. Krablin Mgmt For For For 1.5 Elect Director Marsha R. Perelman Mgmt For For For 1.6 Elect Director P. van Marcke de Lummen Mgmt For For For 1.7 Elect Director M. Baird Whitehead Mgmt For For For 1.8 Elect Director Gary K. Wright Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNNT CUSIP 708062104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marshall Brozost Mgmt For For For 1.2 Elect Director Samuel L. Katz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Sale of Common Stock Below Net Asset Value Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIPER JAFFRAY COMPANIES TICKER SECURITY ID: MEETING DATE MEETING STATUS PJC CUSIP 724078100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew S. Duff Mgmt For For For 1.2 Elect Director Michael R. Francis Mgmt For For For 1.3 Elect Director B. Kristine Johnson Mgmt For For For 1.4 Elect Director Addison L. Piper Mgmt For For For 1.5 Elect Director Lisa K. Polsky Mgmt For For For 1.6 Elect Director Frank L. Sims Mgmt For For For 1.7 Elect Director Jean M. Taylor Mgmt For For For 1.8 Elect Director Michele Volpi Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jerome C. Knoll Mgmt For For For 2 Elect Director John S. Moody Mgmt For For For 3 Elect Director Lawrence S. Peiros Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PREMIERE GLOBAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PGI CUSIP 740585104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Boland T. Jones Mgmt For Withhold Against 1.2 Elect Director Jeffrey T. Arnold Mgmt For Withhold Against 1.3 Elect Director Wilkie S. Colyer Mgmt For Withhold Against 1.4 Elect Director John R. Harris Mgmt For Withhold Against 1.5 Elect Director W. Steven Jones Mgmt For Withhold Against 1.6 Elect Director Raymond H. Pirtle, Jr. Mgmt For Withhold Against 1.7 Elect Director J. Walker Smith, Jr. Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PROASSURANCE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRA CUSIP 74267C106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Lucian F. Bloodworth Mgmt For For For 1.2 Elect Director Robert E. Flowers Mgmt For For For 1.3 Elect Director Ann F. Putallaz Mgmt For For For 1.4 Elect Director Drayton Nabers, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PRGS CUSIP 743312100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Barry N. Bycoff Mgmt For For For 1.2 Elect Director Ram Gupta Mgmt For For For 1.3 Elect Director Charles F. Kane Mgmt For For For 1.4 Elect Director David A. Krall Mgmt For For For 1.5 Elect Director Michael L. Mark Mgmt For For For 1.6 Elect Director Richard D. Reidy Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- RADIAN GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RDN CUSIP 750236101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Herbert Wender Mgmt For For For 1.2 Elect Director David C. Carney Mgmt For For For 1.3 Elect Director Howard B. Culang Mgmt For For For 1.4 Elect Director Lisa W. Hess Mgmt For For For 1.5 Elect Director Stephen T. Hopkins Mgmt For For For 1.6 Elect Director Sanford A. Ibrahim Mgmt For For For 1.7 Elect Director James W. Jennings Mgmt For For For 1.8 Elect Director Ronald W. Moore Mgmt For For For 1.9 Elect Director Jan Nicholson Mgmt For For For 1.10 Elect Director Robert W. Richards Mgmt For For For 1.11 Elect Director Anthony W. Schweiger Mgmt For For For 1.12 Elect Director Noel J. Spiegel Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ROBBINS & MYERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RBN CUSIP 770196103 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew G. Lampereur Mgmt For For For 1.2 Elect Director Thomas P. Loftis Mgmt For For For 1.3 Elect Director Dale L. Medford Mgmt For For For 1.4 Elect Director Albert J. Neupaver Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SAFEGUARD SCIENTIFICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SFE CUSIP 786449207 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter J. Boni Mgmt For For For 1.2 Elect Director Julie A. Dobson Mgmt For For For 1.3 Elect Director Andrew E. Lietz Mgmt For For For 1.4 Elect Director George MacKenzie Mgmt For For For 1.5 Elect Director George D. McClelland Mgmt For For For 1.6 Elect Director Jack L. Messman Mgmt For For For 1.7 Elect Director John J. Roberts Mgmt For For For 1.8 Elect Director Robert J. Rosenthal Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SASR CUSIP 800363103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark E. Friis Mgmt For For For 1.2 Elect Director Pamela A. Little Mgmt For For For 1.3 Elect Director Craig A. Ruppert Mgmt For For For 2 Approve Qualified Employee Stock Purchase Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEABRIGHT HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SBX CUSIP 811656107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John G. Pasqualetto Mgmt For For For 1.2 Elect Director Joseph A. Edwards Mgmt For For For 1.3 Elect Director William M. Feldman Mgmt For For For 1.4 Elect Director Mural R. Josephson Mgmt For For For 1.5 Elect Director George M. Morvis Mgmt For For For 1.6 Elect Director Michael D. Rice Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SEALY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZZ CUSIP 812139301 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Simon E. Brown Mgmt For For For 1.2 Elect Director Deborah G. Ellinger Mgmt For For For 1.3 Elect Director James W. Johnston Mgmt For For For 1.4 Elect Director Gary E. Morin Mgmt For For For 1.5 Elect Director Dean B. Nelson Mgmt For For For 1.6 Elect Director Paul J. Norris Mgmt For For For 1.7 Elect Director John B. Replogle Mgmt For For For 1.8 Elect Director Richard W. Roedel Mgmt For For For 1.9 Elect Director Lawrence J. Rogers Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SHILOH INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHLO CUSIP 824543102 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Curtis E. Moll Mgmt For For For 1.2 Elect Director Robert J. King, Jr. Mgmt For For For 1.3 Elect Director Theodore K. Zampetis Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHORETEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOR CUSIP 825211105 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mark F. Bregman Mgmt For For For 1.2 Elect Director Edward F. Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIMS METAL MANAGEMENT LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SGM CUSIP 829160100 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt N/A N/A N/A 2 Elect Christopher Renwick as a Director Mgmt For For For 3 Approve the Amendments to the Company's Constitution to Reflect the New Requirements for the Payment of Dividends Mgmt For For For 4 Approve the Grant of Up 271,865 Performance Rights and 203,908 Options with an Exercise Price Equal to the Average Market Share Price Five Days Prior to Issue Date to Daniel Dienst, Group CEO, Under the Sims Metal Management Ltd Long Term Incentive Plan Mgmt For Against Against 5 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SKYWEST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKYW CUSIP 830879102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jerry C. Atkin Mgmt For For For 1.2 Elect Director J. Ralph Atkin Mgmt For For For 1.3 Elect Director Margaret S. Billson Mgmt For For For 1.4 Elect Director Ian M. Cumming Mgmt For For For 1.5 Elect Director Henry J. Eyring Mgmt For For For 1.6 Elect Director Robert G. Sarver Mgmt For For For 1.7 Elect Director Steven F. Udvar-hazy Mgmt For For For 1.8 Elect Director James L. Welch Mgmt For For For 1.9 Elect Director Michael K. Young Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For 5 Require a Majority Vote for the Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SONUS NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SONS CUSIP 835916107 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James K. Brewington Mgmt For For For 1.2 Elect Director John P. Cunningham Mgmt For For For 1.3 Elect Director Raymond P. Dolan Mgmt For For For 1.4 Elect Director Beatriz V. Infante Mgmt For For For 1.5 Elect Director Howard E. Janzen Mgmt For For For 1.6 Elect Director John A. Schofield Mgmt For For For 1.7 Elect Director Scott E. Schubert Mgmt For For For 1.8 Elect Director H. Brian Thompson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert L. Boughner Mgmt For For For 1.2 Elect Director Thomas E. Chestnut Mgmt For For For 1.3 Elect Director Stephen C. Comer Mgmt For For For 1.4 Elect Director LeRoy C. Hanneman, Jr. Mgmt For For For 1.5 Elect Director Michael O. Maffie Mgmt For For For 1.6 Elect Director Anne L. Mariucci Mgmt For For For 1.7 Elect Director Michael J. Melarkey Mgmt For For For 1.8 Elect Director Jeffrey W. Shaw Mgmt For For For 1.9 Elect Director A. Randall Thoman Mgmt For For For 1.10 Elect Director Thomas A. Thomas Mgmt For For For 1.11 Elect Director Terrence L. Wright Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SMSC CUSIP 853626109 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Timothy P. Craig Mgmt For For For 1.2 Elect Director Ivan T. Frisch Mgmt For For For 1.3 Elect Director Kenneth Kin Mgmt For For For 2 Approve Qualified Employee Stock Purchase Plan Mgmt For For For 3 Approve Stock Appreciation Rights Exchange Program for Employees Mgmt For For For 4 Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STANLEY FURNITURE COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLY CUSIP 854305208 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Culp, III Mgmt For For For 1.2 Elect Director T. Scott Mcilhenny, Jr. Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A ---------------------------------------------------------------------------------------------------------------- STARTEK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRT CUSIP 85569C107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ed Zschau Mgmt For For For 1.2 Elect Director P. Kay Norton Mgmt For Withhold Against 1.3 Elect Director Albert C. Yates Mgmt For Withhold Against 1.4 Elect Director Harvey A. Wagner Mgmt For For For 1.5 Elect Director Christopher M. Smith Mgmt For For For 1.6 Elect Director John R. Harris Mgmt For For For 1.7 Elect Director A. Laurence Jones Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- STEIN MART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SMRT CUSIP 858375108 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ralph Alexander Mgmt For For For 1.2 Elect Director Alvin R. Carpenter Mgmt For For For 1.3 Elect Director Irwin Cohen Mgmt For For For 1.4 Elect Director Susan Falk Mgmt For For For 1.5 Elect Director Linda M. Farthing Mgmt For For For 1.6 Elect Director Mitchell W. Legler Mgmt For For For 1.7 Elect Director Robert L. Mettler Mgmt For For For 1.8 Elect Director Richard L. Sisisky Mgmt For For For 1.9 Elect Director Jay Stein Mgmt For For For 1.10 Elect Director Martin E. Stein, Jr. Mgmt For For For 1.11 Elect Director David H. Stovall, Jr. Mgmt For For For 1.12 Elect Director John H. Williams, Jr. Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For Against Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRL CUSIP 859241101 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert A. Eckels Mgmt For For For 2 Elect Director Joseph P. Harper, Sr. Mgmt For Against Against 3 Elect Director Patrick T. Manning Mgmt For Against Against 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHOO CUSIP 556269108 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward R Rosenfeld Mgmt For For For 1.2 Elect Director John L Madden Mgmt For For For 1.3 Elect Director Peter Migliorini Mgmt For For For 1.4 Elect Director Richard P Randall Mgmt For For For 1.5 Elect Director Ravi Sachdev Mgmt For For For 1.6 Elect Director Thomas H Schwartz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SUN HYDRAULICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNHY CUSIP 866942105 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christine L. Koski Mgmt For For For 1.2 Elect Director David N. Wormley Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Greg W. Becker Mgmt For For For 1.2 Elect Director Eric A. Benhamou Mgmt For For For 1.3 Elect Director David M. Clapper Mgmt For For For 1.4 Elect Director Roger F. Dunbar Mgmt For For For 1.5 Elect Director Joel P. Friedman Mgmt For For For 1.6 Elect Director G. Felda Hardymon Mgmt For For For 1.7 Elect Director Alex W. Hart Mgmt For For For 1.8 Elect Director C. Richard Kramlich Mgmt For For For 1.9 Elect Director Lata Krishnan Mgmt For For For 1.10 Elect Director Kate D. Mitchell Mgmt For For For 1.11 Elect Director John F. Robinson Mgmt For For For 1.12 Elect Director Kyung H. Yoon Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Other Business Mgmt N/A Against N/A ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Deanna L. Cannon Mgmt For Withhold Against 1.2 Elect Director Douglas J. Lanier Mgmt For Withhold Against 2 Amend Omnibus Stock Plan Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SYNNEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SNX CUSIP 87162W100 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dwight Steffensen Mgmt For For For 1.2 Elect Director Kevin Murai Mgmt For For For 1.3 Elect Director Fred Breidenbach Mgmt For For For 1.4 Elect Director Matthew Miau Mgmt For For For 1.5 Elect Director Gregory Quesnel Mgmt For For For 1.6 Elect Director James Van Horne Mgmt For For For 1.7 Elect Director Duane Zitzner Mgmt For For For 1.8 Elect Director Andrea Zulberti Mgmt For For For 2 Amend Executive Incentive Bonus Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Bagley Mgmt For For For 2 Elect Director Michael A. Bradley Mgmt For For For 3 Elect Director Albert Carnesale Mgmt For For For 4 Elect Director Daniel W. Christman Mgmt For For For 5 Elect Director Edwin J. Gillis Mgmt For For For 6 Elect Director Timothy E. Guertin Mgmt For For For 7 Elect Director Paul J. Tufano Mgmt For For For 8 Elect Director Roy A. Vallee Mgmt For For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 10 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 11 Amend Omnibus Stock Plan Mgmt For For For 12 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TTI CUSIP 88162F105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stuart M. Brightman Mgmt For For For 1.2 Elect Director Paul D. Coombs Mgmt For For For 1.3 Elect Director Ralph S. Cunningham Mgmt For For For 1.4 Elect Director Tom H. Delimitros Mgmt For For For 1.5 Elect Director Geoffrey M. Hertel Mgmt For For For 1.6 Elect Director Allen T. McInnes Mgmt For For For 1.7 Elect Director Kenneth P. Mitchell Mgmt For For For 1.8 Elect Director William D. Sullivan Mgmt For For For 1.9 Elect Director Kenneth E. White, Jr. Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- THE DOLAN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DM CUSIP 25659P402 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Arthur F. Kingsbury Mgmt For For For 1.2 Elect Director Lauren Rich Fine Mgmt For For For 1.3 Elect Director Gary H. Stern Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GBX CUSIP 393657101 01/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Graeme A. Jack Mgmt For For For 1.2 Elect Director Victoria McManus Mgmt For For For 1.3 Elect Director Wendy L. Teramoto Mgmt For For For 1.4 Elect Director Benjamin R. Whiteley Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE MEN'S WEARHOUSE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MW CUSIP 587118100 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director George Zimmer Mgmt For For For 1.2 Elect Director David H. Edwab Mgmt For For For 1.3 Elect Director Rinaldo S. Brutoco Mgmt For For For 1.4 Elect Director Michael L. Ray Mgmt For For For 1.5 Elect Director Sheldon I. Stein Mgmt For For For 1.6 Elect Director Deepak Chopra Mgmt For For For 1.7 Elect Director William B. Sechrest Mgmt For For For 1.8 Elect Director Larry R. Katzen Mgmt For For For 1.9 Elect Director Grace Nichols Mgmt For For For 1.10 Elect Director Douglas S. Ewert Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TRIPLE-S MANAGEMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GTS CUSIP 896749108 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Adamina Soto-Martinez Mgmt For For For 2 Elect Director Jorge Fuentes-Benejam Mgmt For For For 3 Elect Director Francisco Tonarely Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UFPI CUSIP 913543104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Garside Mgmt For For For 1.2 Elect Director Gary F. Goode Mgmt For For For 1.3 Elect Director Mark A. Murray Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UNIVERSAL TRUCKLOAD SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UACL CUSIP 91388P105 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald B. Cochran Mgmt For For For 1.2 Elect Director Matthew T. Moroun Mgmt For Withhold Against 1.3 Elect Director Manuel J. Moroun Mgmt For Withhold Against 1.4 Elect Director Frederick P. Calderone Mgmt For For For 1.5 Elect Director Joseph J. Casaroll Mgmt For For For 1.6 Elect Director Daniel J. Deane Mgmt For For For 1.7 Elect Director Daniel C. Sullivan Mgmt For For For 1.8 Elect Director Richard P. Urban Mgmt For For For 1.9 Elect Director Ted B. Wahby Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Carl L. Chapman Mgmt For For For 1.2 Elect Director James H. DeGraffenreidt, Jr. Mgmt For For For 1.3 Elect Director Niel C. Ellerbrook Mgmt For For For 1.4 Elect Director John D. Engelbrecht Mgmt For For For 1.5 Elect Director Anton H. George Mgmt For For For 1.6 Elect Director Martin C. Jischke Mgmt For For For 1.7 Elect Director Robert G. Jones Mgmt For For For 1.8 Elect Director William G. Mays Mgmt For For For 1.9 Elect Director J. Timothy McGinley Mgmt For For For 1.10 Elect Director R. Daniel Sadlier Mgmt For For For 1.11 Elect Director Michael L. Smith Mgmt For For For 1.12 Elect Director Jean L. Wojtowicz Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VENOCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VQ CUSIP 92275P307 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director J.C. 'Mac' McFarland Mgmt For For For 2 Elect Director Joel L. Reed Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VITRAN CORPORATION INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTN CUSIP 92850E107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard D. McGraw Mgmt For Withhold Against 1.2 Elect Director Richard E. Gaetz Mgmt For For For 1.3 Elect Director William S. Deluce Mgmt For For For 1.4 Elect Director Anthony F. Griffiths Mgmt For For For 1.5 Elect Director John R. Gossling Mgmt For For For 1.6 Elect Director Georges L. Hebert Mgmt For For For 2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert H. Davis Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WAUSAU PAPER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CUSIP 943315101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Gary W. Freels Mgmt For For For 1.2 Elect Director Thomas J. Howatt Mgmt For For For 1.3 Elect Director Londa J. Dewey Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WST CUSIP 955306105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Donald E. Morel, Jr. Mgmt For For For 1.2 Elect Director John H. Weiland Mgmt For For For 1.3 Elect Director Robert C. Young Mgmt For For For 1.4 Elect Director Mark A. Buthman Mgmt For For For 1.5 Elect Director Douglas A. Michels Mgmt For For For 2 Declassify the Board of Directors Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Approve Omnibus Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAL CUSIP 957638109 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John P. Sande, III Mgmt For For For 1.2 Elect Director Robert G. Sarver Mgmt For For For 1.3 Elect Director Sung Won Sohn Mgmt For For For 1.4 Elect Director Donald D. Snyder Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAL CUSIP 957638109 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Securities Transfer Restrictions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WGO CUSIP 974637100 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert N. Chiusano Mgmt For For For 1.2 Elect Director Jerry N. Currie Mgmt For For For 1.3 Elect Director Lawrence A. Erickson Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WTFC CUSIP 97650W108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter D. Crist Mgmt For For For 1.2 Elect Director Bruce K. Crowther Mgmt For For For 1.3 Elect Director Joseph F. Damico Mgmt For For For 1.4 Elect Director Bert A. Getz, Jr. Mgmt For For For 1.5 Elect Director H. Patrick Hackett, Jr Mgmt For For For 1.6 Elect Director Scott K. Heitmann Mgmt For For For 1.7 Elect Director Charles H. James III Mgmt For For For 1.8 Elect Director Albin F. Moschner Mgmt For For For 1.9 Elect Director Thomas J. Neis Mgmt For For For 1.10 Elect Director Christopher J. Perry Mgmt For For For 1.11 Elect Director Hollis W. Rademacher Mgmt For For For 1.12 Elect Director Ingrid S. Stafford Mgmt For For For 1.13 Elect Director Edward J. Wehmer Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For Against Against 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WGOV CUSIP 980745103 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mary L. Petrovich Mgmt For Withhold Against 1.2 Elect Director Larry E. Rittenberg Mgmt For Withhold Against 1.3 Elect Director Michael T. Yonker Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Change Company Name Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 1 Year Against 6 Reduce Supermajority Vote Requirement ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- XYRATEX LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS XRTX CINS G98268108 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reelect Steve Sanghi as Director Mgmt For For For 2 Reelect Richard Pearce as Director Mgmt For For For 3 Approve PricewaterhouseCoopers LLP as Auditor and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZARLINK SEMICONDUCTOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZL CUSIP 989139100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Canada ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Adam Chowaniec Mgmt For For For 1.2 Elect Director Oleg Khaykin Mgmt For For For 1.3 Elect Director Hubert T. Lacroix Mgmt For For For 1.4 Elect Director J. Spencer Lanthier Mgmt For For For 1.5 Elect Director Kirk K. Mandy Mgmt For For For 1.6 Elect Director Jules M. Meunier Mgmt For For For 1.7 Elect Director Dennis Roberson Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZYGO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZIGO CUSIP 989855101 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen D. Fantone Mgmt For For For 1.2 Elect Director Samuel H. Fuller Mgmt For For For 1.3 Elect Director Chris L. Koliopoulos Mgmt For For For 1.4 Elect Director Seymour E. Liebman Mgmt For Withhold Against 1.5 Elect Director Robert B. Taylor Mgmt For For For 1.6 Elect Director Carol P. Wallace Mgmt For For For 1.7 Elect Director Gary K. Willis Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Small Cap Stock Fund ---------------------------------------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP,INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMG CUSIP 008252108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALK CUSIP 011659109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ayer Mgmt For For For 2 Elect Patricia Bedient Mgmt For For For 3 Elect Marion Blakey Mgmt For For For 4 Elect Phyllis Campbell Mgmt For For For 5 Elect Jessie Knight, Jr. Mgmt For For For 6 Elect R. Marc Langland Mgmt For For For 7 Elect Dennis Madsen Mgmt For For For 8 Elect Byron Mallott Mgmt For For For 9 Elect J. Kenneth Thompson Mgmt For For For 10 Elect Bradley Tilden Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Advisory Vote on Written Consent Mgmt Against For Against 15 Amendment to the 2008 Performance Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALGN CUSIP 016255101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Collins Mgmt For For For 1.2 Elect Joseph Lacob Mgmt For For For 1.3 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.4 Elect George Morrow Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 1.6 Elect Thomas Prescott Mgmt For For For 1.7 Elect Greg Santora Mgmt For For For 1.8 Elect Warren Thaler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Racicot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendments to Eliminate Classification of the Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COGO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGO CUSIP 192448108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONCEPTUS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPTS CUSIP 206016107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul LaViolette Mgmt For For For 1.2 Elect Peter Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DELUXE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DLX CUSIP 248019101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIAMOND FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DMND CUSIP 252603105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Gilbert Mgmt For For For 1.2 Elect Robert Zollars Mgmt For For For 1.3 Elect Edward Blechschmidt Mgmt For For For 1.4 Elect Steven Neil Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Compensation Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Lemaitre Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ENDOLOGIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ELGX CUSIP 29266S106 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Agreement and the Securities Purchase Agreement Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FIRST NIAGARA FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FNFG CUSIP 33582V108 12/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FL CUSIP 344849104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- GREAT PLAINS ENERGY INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GXP CUSIP 391164100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Bodde Mgmt For For For 1.2 Elect Michael Chesser Mgmt For For For 1.3 Elect William Downey Mgmt For For For 1.4 Elect Randall Ferguson, Jr. Mgmt For For For 1.5 Elect Gary Forsee Mgmt For For For 1.6 Elect James Mitchell Mgmt For For For 1.7 Elect William Nelson Mgmt For For For 1.8 Elect John Sherman Mgmt For For For 1.9 Elect Linda Talbott Mgmt For For For 1.10 Elect Robert West Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Long-Term Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GSI COMMERCE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GSIC CUSIP 36238G102 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERCULES TECHNOLOGY GROWTH CAPITAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTGC CUSIP 427096508 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Badavas Mgmt For For For 1.2 Elect Joseph Chow Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Authority to Sell Shares Below Net Asset Value Mgmt For For For 6 Approval to Issue Debt Convertible into Shares at a Conversion Price Below Net Asset Value Mgmt For For For 7 Amendment to the 2004 Equity Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HERMAN MILLER, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MLHR CUSIP 600544100 10/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorothy Terrell Mgmt For For For 1.2 Elect David Ulrich Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IBERIABANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBKC CUSIP 450828108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harry Barton, Jr. Mgmt For For For 1.2 Elect E. Stewart Shea III Mgmt For For For 1.3 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICFI CUSIP 44925C103 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Bersoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ICON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ICON CUSIP 45103T107 07/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For Against Against 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Preemptive Rights Mgmt For Against Against 7 Authority to Issue Shares w/o Preemptive Rights Mgmt For Against Against 8 Authority to Repurchase Shares and Re-issue Treasury Shares Mgmt For For For 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INFORMATICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INFA CUSIP 45666Q102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INGRAM MICRO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IM CUSIP 457153104 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Atkins Mgmt For For For 2 Elect Leslie Heisz Mgmt For For For 3 Elect John Ingram Mgmt For For For 4 Elect Orrin Ingram, II Mgmt For For For 5 Elect Dale Laurance Mgmt For For For 6 Elect Linda Levinson Mgmt For For For 7 Elect Scott McGregor Mgmt For For For 8 Elect Michael Smith Mgmt For For For 9 Elect Gregory Spierkel Mgmt For For For 10 Elect Joe Wyatt Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KFORCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFRC CUSIP 493732101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Allred Mgmt For For For 1.2 Elect Richard Cocchiaro Mgmt For For For 1.3 Elect A. Gordon Tunstall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNOL CUSIP 499183804 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodger Johnson Mgmt For For For 1.2 Elect Campbell Lanier, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LSTR CUSIP 515098101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect David Bannister Mgmt For For For 1.3 Elect Michael Henning Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MB FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MBFI CUSIP 55264U108 06/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Holmstrom Mgmt For For For 2 Elect Karen May Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Amendment to the 1997 Omnibus Incentive Plan Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCI CUSIP 63935N107 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Goodyear Mgmt For For For 2 Elect Stephan James Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NTELOS HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTLS CUSIP 67020Q107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Steven Felsher Mgmt For For For 1.3 Elect Robert Guth Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Reverse Stock Split Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ODFL CUSIP 679580100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA TICKER SECURITY ID: MEETING DATE MEETING STATUS PKG CUSIP 695156109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Mark Kowlzan Mgmt For For For 1.5 Elect Samuel Mencoff Mgmt For For For 1.6 Elect Roger Porter Mgmt For For For 1.7 Elect Thomas Souleles Mgmt For For For 1.8 Elect Paul Stecko Mgmt For For For 1.9 Elect James Woodrum Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Under the 2006 Stock Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PMC-SIERRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PMCS CUSIP 69344F106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Omnibus Performance Equity Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS POR CUSIP 736508847 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PSS WORLD MEDICAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSSI CUSIP 69366A100 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Corless Mgmt For For For 1.2 Elect Melvin Hecktman Mgmt For For For 1.3 Elect Delores Kesler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLRC CUSIP 83413U100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Spohler Mgmt For Withhold Against 1.2 Elect Steven Hochberg Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Asset Value Mgmt For For For 4 Issuance of Warrants, Options or Rights Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOURCEFIRE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FIRE CUSIP 83616T108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Burris Mgmt For For For 1.2 Elect Tim Guleri Mgmt For For For 1.3 Elect Martin Roesch Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STERIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STE CUSIP 859152100 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Compensation Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SYKES ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SYKE CUSIP 871237103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Parks Helms Mgmt For For For 1.2 Elect Linda McClintock-Greco Mgmt For For For 1.3 Elect James Murray, Jr. Mgmt For For For 1.4 Elect James MacLeod Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 2011 Equity Incentive Plan Mgmt For For For 5 Amendment to the 2011 Equity Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TECH DATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TECD CUSIP 878237106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Dutkowsky Mgmt For For For 2 Elect Jeffery Howells Mgmt For For For 3 Elect Savio Tung Mgmt For For For 4 Elect David Upton Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TELEDYNE TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TDY CUSIP 879360105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TESO CUSIP 88157K101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Fred Dyment Mgmt For Withhold Against 1.2 Elect Gary Kott Mgmt For Withhold Against 1.3 Elect R. Vance Milligan Mgmt For Withhold Against 1.4 Elect Julio Quintana Mgmt For For For 1.5 Elect John Reynolds Mgmt For Withhold Against 1.6 Elect Norman Robertson Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect Clifton Weatherford Mgmt For Withhold Against 2 Amendment to Shareholder Rights' Plan Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WARNACO GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WRC CUSIP 934390402 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Shareholder Vote Required to Remove a Director Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNISOURCE ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNS CUSIP 909205106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bonavia Mgmt For For For 1.2 Elect Lawrence Aldrich Mgmt For For For 1.3 Elect Barbara Baumann Mgmt For For For 1.4 Elect Larry Bickle Mgmt For For For 1.5 Elect Harold Burlingame Mgmt For For For 1.6 Elect Robert Elliott Mgmt For For For 1.7 Elect Daniel Fessler Mgmt For For For 1.8 Elect Louise Francesconi Mgmt For For For 1.9 Elect Warren Jobe Mgmt For For For 1.10 Elect Ramiro Peru Mgmt For For For 1.11 Elect Gregory Pivirotto Mgmt For For For 1.12 Elect Joaquin Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Stock and Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTHR CUSIP 91307C102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Dwek Mgmt For For For 1.2 Elect Roger Jeffs Mgmt For For For 1.3 Elect Christopher Patusky Mgmt For For For 1.4 Elect Tommy Thompson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- URS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS URS CUSIP 903236107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mickey Foret Mgmt For For For 2 Elect William Frist Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect Donald Knauss Mgmt For For For 5 Elect Martin Koffel Mgmt For For For 6 Elect Joseph Ralston Mgmt For For For 7 Elect John Roach Mgmt For For For 8 Elect Sabrina Simmons Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect William Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCN CUSIP 941053100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Davis Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Berry Mgmt For For For 2 Elect Arlo DeKraai Mgmt For For For 3 Elect Daniel Lonegran Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Mid Cap Growth Fund ---------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANF CUSIP 002896207 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lauren Brisky Mgmt For For For 2 Elect Archie Griffin Mgmt For For For 3 Elect Elizabeth Lee Mgmt For For For 4 Elect Michael Greenlees Mgmt For For For 5 Elect Kevin Huvane Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Repeal of Classified Board Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 11 Amendment to the 2007 Long-Term Incentive Plan Mgmt For Against Against 12 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ACM CUSIP 00766T100 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Amendment to the 2006 Stock Incentive Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For Against Against 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Incentive Plan Mgmt For For For 9 Amendment to the 1987 Employee Stock Purchase Plan Mgmt For For For 10 Elimination of Supermajority Requirement Mgmt For For For 11 Adoption of Delaware as the Exclusive Forum for Certain Disputes Mgmt For Against Against 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Requirement Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ANSYS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANSS CUSIP 03662Q105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Cashman III Mgmt For For For 1.2 Elect William McDermott Mgmt For For For 1.3 Elect Ajei Gopal Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Amendment to the 1996 Stock Option and Grant Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACI CUSIP 039380100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ATMEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATML CUSIP 049513104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For Against Against 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Amendment to the 2005 Stock Plan Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVP CUSIP 054303102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Don Cornwell Mgmt For For For 1.2 Elect V. Ann Hailey Mgmt For For For 1.3 Elect Fred Hassan Mgmt For For For 1.4 Elect Andrea Jung Mgmt For For For 1.5 Elect Maria Lagomasino Mgmt For For For 1.6 Elect Ann Moore Mgmt For For For 1.7 Elect Paul Pressler Mgmt For For For 1.8 Elect Gary Rodkin Mgmt For For For 1.9 Elect Paula Stern Mgmt For For For 1.10 Elect Lawrence Weinbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Requirement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jim Cowart Mgmt For For For 1.2 Elect Arthur Wegner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BJ CUSIP 05548J106 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Danos Mgmt For For For 2 Elect Laura Sen Mgmt For For For 3 Elect Michael Sheehan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Controlled Atmosphere Killing ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- BORGWARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BWA CUSIP 099724106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robin Adams Mgmt For For For 2 Elect David Brown Mgmt For For For 3 Elect Jan Carlson Mgmt For For For 4 Elect Dennis Cuneo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Katharine Bartlett Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect Nelda Connors Mgmt For For For 4 Elect J. Raymond Elliott Mgmt For For For 5 Elect Kristina Johnson Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete Nicholas Mgmt For For For 9 Elect Uwe Reinhardt Mgmt For For For 10 Elect John Sununu Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 2006 Global Employee Stock Ownership Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHRW CUSIP 12541W209 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Ezrilov Mgmt For For For 2 Elect Wayne Fortun Mgmt For For For 3 Elect Brian Short Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CELANESE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CE CUSIP 150870103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Martin McGuinn Mgmt For For For 2 Elect Daniel Sanders Mgmt For For For 3 Elect John Wulff Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CI CUSIP 125509109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DALRQ CUSIP 247361702 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES TICKER SECURITY ID: MEETING DATE MEETING STATUS DFS CUSIP 254709108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Aronin Mgmt For For For 2 Elect Mary Bush Mgmt For For For 3 Elect Gregory Case Mgmt For For For 4 Elect Robert Devlin Mgmt For For For 5 Elect Cynthia Glassman Mgmt For For For 6 Elect Richard Lenny Mgmt For For For 7 Elect Thomas Maheras Mgmt For For For 8 Elect Michael Moskow Mgmt For For For 9 Elect David Nelms Mgmt For For For 10 Elect E. Follin Smith Mgmt For For For 11 Elect Lawrence Weinbach Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Directors' Compensation Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DISCA CUSIP 25470F104 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bennett Mgmt For Withhold Against 1.2 Elect John Malone Mgmt For Withhold Against 1.3 Elect David Zaslav Mgmt For Withhold Against 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DWA CUSIP 26153C103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Compensation Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DRESSER-RAND GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRC CUSIP 261608103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ECOLAB INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ECL CUSIP 278865100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Barbara Beck Mgmt For For For 3 Elect Jerry Levin Mgmt For For For 4 Elect Robert Lumpkins Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Purchase Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Shareholder Proposal Regarding Human Right to Water ShrHldr Against Abstain N/A 10 Shareholder Proposal Regarding Simple Majority Voting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ERTS CUSIP 285512109 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leonard Coleman Mgmt For For For 2 Elect Jeffrey Huber Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Geraldine Laybourne Mgmt For For For 5 Elect Gregory Maffei Mgmt For Against Against 6 Elect Vivek Paul Mgmt For For For 7 Elect Lawrence Probst III Mgmt For For For 8 Elect John Riccitiello Mgmt For For For 9 Elect Richard Simonson Mgmt For For For 10 Elect Linda Srere Mgmt For For For 11 Amendment to the 2000 Equity Incentive Plan Mgmt For For For 12 Amendment to the 2000 Employee Stock Purchase Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EXPD CUSIP 302130109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 2011 Stock Option Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRONTLINE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FRO CUSIP G3682E127 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Authority to Set Fees Mgmt For For For 7 Directors' Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HNZ CUSIP 423074103 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Lisa Gersh Mgmt For For For 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For For For 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy Leinbach Mgmt For For For 1.12 Elect Edward Philip Mgmt For For For 1.13 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEWITT ASSOCIATES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HEW CUSIP 42822Q100 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cumming Mgmt For Withhold Against 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For For For 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For For For 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY TICKER SECURITY ID: MEETING DATE MEETING STATUS IGT CUSIP 459902102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For For For 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Amendment to the 2002 Stock Inventive Plan Mgmt For Against Against 3 Amendment to the Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JBHT CUSIP 445658107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JACK IN THE BOX INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JACK CUSIP 466367109 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Goebel Mgmt For For For 1.2 Elect Murray Hutchison Mgmt For For For 1.3 Elect Linda Lang Mgmt For For For 1.4 Elect Michael Murphy Mgmt For For For 1.5 Elect James Myers Mgmt For For For 1.6 Elect David Tehle Mgmt For For For 1.7 Elect Winifred Webb Mgmt For For For 1.8 Elect John Wyatt Mgmt For For For 2 Amendment to the Annual Performance Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KB HOME TICKER SECURITY ID: MEETING DATE MEETING STATUS KBH CUSIP 48666K109 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Barbara Alexander Mgmt For For For 2 Elect Stephen Bollenbach Mgmt For For For 3 Elect Timothy Finchem Mgmt For For For 4 Elect Kenneth Jastrow II Mgmt For For For 5 Elect Robert Johnson Mgmt For For For 6 Elect Melissa Lora Mgmt For For For 7 Elect Michael McCaffery Mgmt For For For 8 Elect Jeffrey Mezger Mgmt For For For 9 Elect Leslie Moonves Mgmt For For For 10 Elect Luis Nogales Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2010 Equity Incentive Plan Mgmt For Against Against 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LIFE CUSIP 53217V109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against 8 Amendments to Certificate of Incorporation Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kuo Wei Chang Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Arturo Krueger Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Reduction in Share Premium Account Mgmt For For For 7 Amendment to the 2007 Director Stock Incentive Plan Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ta-Lin Hsu Mgmt For For For 2 Elect John Kassakian Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to Majority Vote Standard for Election of Directors Mgmt For For For 5 Executive Performance Incentive Plan Mgmt For For For 6 Amendment to the 1995 Stock Option Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MWW CUSIP 611742107 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Salvatore Iannuzzi Mgmt For For For 2 Elect John Gaulding Mgmt For For For 3 Elect Edmund Giambastiani, Jr. Mgmt For For For 4 Elect Cynthia McCague Mgmt For For For 5 Elect Jeffrey Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Elect Timothy Yates Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2008 Equity Incentive Plan Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MSCI INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MSCI CUSIP 55354G100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Patrick Tierney Mgmt For For For 9 Elect Rudolphe Vallee Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYGN CUSIP 62855J104 12/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Heiner Dreismann Mgmt For For For 1.2 Elect Peter Meldrum Mgmt For For For 2 2010 Employee, Director and Consultant Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NBR CUSIP G6359F103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Petrello Mgmt For Withhold Against 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 2 Appointment of Auditor & Authorization of Audit Committee to Set Auditor's Renumeration Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NETAPP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTAP CUSIP 64110D104 08/31/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Option Plan Mgmt For For For 3 Amendment to the Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NETLOGIC MICROSYSTEMS, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS NETL CUSIP 64118B100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Jankov Mgmt For For For 1.2 Elect Norman Godinho Mgmt For For For 1.3 Elect Marvin Burkett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glen Barton Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Richard O'Brien Mgmt For For For 8 Elect John Prescott Mgmt For For For 9 Elect Donald Roth Mgmt For For For 10 Elect Simon Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For For For 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For For For 5 Elect Patrick Hackett Mgmt For For For 6 Elect William Janeway Mgmt For For For 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Elect Mark Laret Mgmt For For For 10 Amendment to the 2000 Stock Plan Mgmt For Against Against 11 Amendment to the 1995 Directors' Stock Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NVDA CUSIP 67066G104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORLY CUSIP 67103H107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David O'Reilly Mgmt For For For 2 Elect Jay Burchfield Mgmt For For For 3 Elect Paul Lederer Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAA CUSIP 697900108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ross Beaty Mgmt For Withhold Against 1.2 Elect Geoffrey Burns Mgmt For For For 1.3 Elect Robert Pirooz Mgmt For For For 1.4 Elect William Fleckenstein Mgmt For For For 1.5 Elect Michael Maloney Mgmt For For For 1.6 Elect David Press Mgmt For For For 1.7 Elect Walter Segsworth Mgmt For For For 1.8 Elect Michael Carroll Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- PARTNERRE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP G6852T105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judith Hanratty Mgmt For For For 1.2 Elect Costas Miranthis Mgmt For For For 1.3 Elect Remy Sautter Mgmt For For For 1.4 Elect Jurgen Zech Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Employee Equity Plan Mgmt For Against Against 4 Amendment to the Swiss Share Purchase Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Floyd Wilson Mgmt For For For 1.2 Elect Gary Merriman Mgmt For For For 1.3 Elect Robert Stone, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the 2004 Employee Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 2011 Equity Incentive Plan Mgmt For Against Against 4 Amendment to the 2005 Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PWR CUSIP 74762E102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Ball Mgmt For For For 2 Elect John Colson Mgmt For For For 3 Elect John Conaway Mgmt For For For 4 Elect Ralph DiSibio Mgmt For For For 5 Elect Bernard Fried Mgmt For For For 6 Elect Louis Golm Mgmt For For For 7 Elect Worthing Jackman Mgmt For For For 8 Elect James O'Neil III Mgmt For For For 9 Elect Bruce Ranck Mgmt For For For 10 Elect Pat Wood, III Mgmt For For For 11 Increase of Authorized Common Stock Mgmt For Against Against 12 Conversion of Limited Vote Common Stock Mgmt For For For 13 Adoption of Removal for Cause Amendment to Company's Certificate of Incorporation Mgmt For For For 14 Deletion of Indemnification Provisions in Certificate of Incorporation Mgmt For For For 15 Deletion of Quorum Provisions in Certificate of Incorporation Mgmt For Against Against 16 Amendment to Authorization of Preferred Stock Mgmt For Against Against 17 2011 Omnibus Equity Incentive Plan Mgmt For For For 18 Ratification of Auditor Mgmt For For For 19 Advisory Vote on Executive Compensation Mgmt For For For 20 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS RS CUSIP 759509102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ROCK-TENN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RKT CUSIP 772739207 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Powell Brown Mgmt For For For 1.2 Elect Robert Chapman Mgmt For For For 1.3 Elect Russell Currey Mgmt For For For 1.4 Elect G. Stephen Felker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROP CUSIP 776696106 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Wallman Mgmt For For For 1.2 Elect Christopher Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RYA CUSIP 783513 09/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 8 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBAC CUSIP 78388J106 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Bernstein Mgmt For For For 1.2 Elect Duncan Cocroft Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the 2008 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CUSIP 82481R106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Matthew Emmens Mgmt For For For 4 Elect Angus Russell Mgmt For For For 5 Elect Graham Hetherington Mgmt For For For 6 Elect David Kappler Mgmt For For For 7 Elect Patrick Langlois Mgmt For For For 8 Elect Jeffrey Leiden Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 14 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Compensation Plan Mgmt For For For 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SRCL CUSIP 858912108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Miller Mgmt For For For 2 Elect Jack Schuler Mgmt For For For 3 Elect Thomas Brown Mgmt For For For 4 Elect Rod Dammeyer Mgmt For For For 5 Elect William Hall Mgmt For For For 6 Elect Jonathan Lord Mgmt For For For 7 Elect John Patience Mgmt For For For 8 Elect James Reid-Anderson Mgmt For For For 9 Elect Ronald Spaeth Mgmt For For For 10 2011 Incentive Stock Plan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Craig Fuller Mgmt For For For 1.2 Elect Patrick James Mgmt For For For 1.3 Elect Steven Lucas Mgmt For For For 1.4 Elect Francis McAllister Mgmt For For For 1.5 Elect Michael Parrett Mgmt For For For 1.6 Elect Sheryl Pressler Mgmt For For For 1.7 Elect Michael Schiavone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Authorization of Preferred Stock Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SYMANTEC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYMC CUSIP 871503108 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Bennett Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect William Coleman, III Mgmt For For For 4 Elect Franck Dangeard Mgmt For For For 5 Elect Geraldine Laybourne Mgmt For For For 6 Elect David Mahoney Mgmt For For For 7 Elect Robert Miller Mgmt For For For 8 Elect Enrique Salem Mgmt For For For 9 Elect Daniel Schulman Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect V. Paul Unruh Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2004 Equity Incentive Plan Mgmt For For For 14 Amendment to the 2008 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TCB CUSIP 872275102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raymond Barton Mgmt For For For 1.2 Elect Peter Bell Mgmt For For For 1.3 Elect William Bieber Mgmt For For For 1.4 Elect Theodore Bigos Mgmt For For For 1.5 Elect William Cooper Mgmt For For For 1.6 Elect Thomas Cusick Mgmt For For For 1.7 Elect Luella Goldberg Mgmt For For For 1.8 Elect Karen Grandstrand Mgmt For For For 1.9 Elect George Johnson Mgmt For For For 1.10 Elect Vance Opperman Mgmt For For For 1.11 Elect Gregory Pulles Mgmt For For For 1.12 Elect Gerald Schwalbach Mgmt For For For 1.13 Elect Ralph Strangis Mgmt For For For 1.14 Elect Barry Winslow Mgmt For For For 1.15 Elect Richard Zona Mgmt For For For 2 Amendment to the Employees Stock Purchase Plan - Supplemental Plan Mgmt For For For 3 Amendment to the Performance-Based Compensation Policy for Covered Employees Mgmt For For For 4 Amendment to the Financial Incentive Stock Program Mgmt For For For 5 Elimination of Supermajority Requirement Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMTD CUSIP 87236Y108 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Ricketts Mgmt For Withhold Against 1.2 Elect Dan Cook III Mgmt For For For 1.3 Elect Joseph Moglia Mgmt For Withhold Against 1.4 Elect W. J. Prezzano Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Reapproval of the Long-Term Incentive Plan Mgmt For For For 5 Management Incentive Plan Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CLX CUSIP 189054109 11/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard Carmona Mgmt For For For 3 Elect Tully Friedman Mgmt For For For 4 Elect George Harad Mgmt For For For 5 Elect Donald Knauss Mgmt For For For 6 Elect Robert Matschullat Mgmt For For For 7 Elect Gary Michael Mgmt For For For 8 Elect Edward Mueller Mgmt For For For 9 Elect Jan Murley Mgmt For For For 10 Elect Pamela Thomas-Graham Mgmt For For For 11 Elect Carolyn Ticknor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Approval of the Material Terms of the Performance Goals under the 2005 Stock Incentive Plan Mgmt For For For 14 Approval of the Material Terms of the Performance Goals under the Executive Incentive Compensation Plan Mgmt For For For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TOLL BROTHERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TOL CUSIP 889478103 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TW TELECOM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWTC CUSIP 87311L104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Attorri Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ULTRA PETROLEUM CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPL CUSIP 903914109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For Withhold Against 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 9 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juan de Bedout Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect Eric Wiseman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Adoption of Majority Vote for Election of Directors Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 1.7 Elect A.J. Wagner Mgmt For For For 1.8 Elect David Beatty Mgmt For For For 1.9 Elect Keith Calder Mgmt For For For 1.10 Elect Graham Mascall Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Award Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Against Against 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFMI CUSIP 966837106 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Elstrott Mgmt For Withhold Against 1.2 Elect Gabrielle Greene Mgmt For Withhold Against 1.3 Elect Hass Hassan Mgmt For Withhold Against 1.4 Elect Stephanie Kugelman Mgmt For Withhold Against 1.5 Elect John Mackey Mgmt For Withhold Against 1.6 Elect Walter Robb Mgmt For Withhold Against 1.7 Elect Jonathan Seiffer Mgmt For Withhold Against 1.8 Elect Morris Siegel Mgmt For Withhold Against 1.9 Elect Jonathan Sokoloff Mgmt For Withhold Against 1.10 Elect Ralph Sorenson Mgmt For Withhold Against 1.11 Elect William Tindell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 Shareholder Proposal Regarding Removal of Directors ShrHldr Against For Against 6 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WILLBROS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WG CUSIP 969203108 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Berry Mgmt For For For 2 Elect Arlo DeKraai Mgmt For For For 3 Elect Daniel Lonegran Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Partner Mid Cap Value Fund ---------------------------------------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ADBE CUSIP 00724F101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert K. Burgess Mgmt For For For 2 Elect Director Daniel Rosensweig Mgmt For For For 3 Elect Director Robert Sedgewick Mgmt For For For 4 Elect Director John E. Warnock Mgmt For For For 5 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 6 Approve Executive Incentive Bonus Plan Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Declassify the Board of Directors Mgmt For For For 9 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 10 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mark T. Bertolini Mgmt For For For 2 Elect Director Frank M. Clark Mgmt For For For 3 Elect Director Betsy Z. Cohen Mgmt For For For 4 Elect Director Molly J. Coye Mgmt For For For 5 Elect Director Roger N. Farah Mgmt For For For 6 Elect Director Barbara Hackman Franklin Mgmt For For For 7 Elect Director Jeffrey E. Garten Mgmt For For For 8 Elect Director Gerald Greenwald Mgmt For For For 9 Elect Director Ellen M. Hancock Mgmt For For For 10 Elect Director Richard J. Harrington Mgmt For For For 11 Elect Director Edward J. Ludwig Mgmt For For For 12 Elect Director Joseph P. Newhouse Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Approve Qualified Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 17 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A 18 Provide for Cumulative Voting ShrHldr Against Against For 19 Require Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joel S. Marcus Mgmt For For For 1.2 Elect Director Richard B. Jennings Mgmt For For For 1.3 Elect Director John L. Atkins, III Mgmt For For For 1.4 Elect Director Richard H. Klein Mgmt For For For 1.5 Elect Director James H. Richardson Mgmt For For For 1.6 Elect Director Martin A. Simonetti Mgmt For For For 1.7 Elect Director Alan G. Walton Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael J. Quillen Mgmt For For For 1.2 Elect Director William J. Crowley, Jr. Mgmt For For For 1.3 Elect Director Kevin S. Crutchfield Mgmt For For For 1.4 Elect Director E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Director Glenn A. Eisenberg Mgmt For For For 1.6 Elect Director P. Michael Giftos Mgmt For For For 1.7 Elect Director Joel Richards, III Mgmt For For For 1.8 Elect Director James F. Roberts Mgmt For For For 1.9 Elect Director Ted G. Wood Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For 5 Report on Efforts to Reduce Pollution From Products and Operations ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Increase Authorized Common Stock Mgmt For For For 2 Issue Shares in Connection with Acquisition Mgmt For For For 3 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMPHENOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APH CUSIP 032095101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ronald P. Badie Mgmt For For For 1.2 Elect Director R. Adam Norwitt Mgmt For For For 1.3 Elect Director Dean H. Secord Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bryce Blair Mgmt For For For 1.2 Elect Director Bruce A. Choate Mgmt For For For 1.3 Elect Director John J. Healy, Jr. Mgmt For For For 1.4 Elect Director Timothy J. Naughton Mgmt For For For 1.5 Elect Director Lance R. Primis Mgmt For For For 1.6 Elect Director Peter S. Rummell Mgmt For For For 1.7 Elect Director H. Jay Sarles Mgmt For For For 1.8 Elect Director W. Edward Walter Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BE AEROSPACE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEAV CUSIP 073302101 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Amend Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Caroline D. Dorsa Mgmt For For For 2 Elect Director Stelios Papadopoulos Mgmt For For For 3 Elect Director George A. Scangos Mgmt For For For 4 Elect Director Lynn Schenk Mgmt For For For 5 Elect Director Alexander J. Denner Mgmt For For For 6 Elect Director Nancy L. Leaming Mgmt For For For 7 Elect Director Richard C. Mulligan Mgmt For For For 8 Elect Director Robert W. Pangia Mgmt For For For 9 Elect Director Brian S. Posner Mgmt For For For 10 Elect Director Eric K. Rowinsky Mgmt For For For 11 Elect Director Stephen A. Sherwin Mgmt For For For 12 Elect Director William D. Young Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 16 Declassify the Board of Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BMC SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMC CUSIP 055921100 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Company Specific--Board-Related Mgmt For For For 12 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BSX CUSIP 101137107 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Katharine T. Bartlett Mgmt For For For 1.2 Elect Director Bruce L. Byrnes Mgmt For For For 1.3 Elect Director Nelda J. Connors Mgmt For For For 1.4 Elect Director J. Raymond Elliott Mgmt For For For 1.5 Elect Director Kristina M. Johnson Mgmt For For For 1.6 Elect Director Ernest Mario Mgmt For For For 1.7 Elect Director N.J. Nicholas, Jr. Mgmt For For For 1.8 Elect Director Pete M. Nicholas Mgmt For For For 1.9 Elect Director Uwe E. Reinhardt Mgmt For For For 1.10 Elect Director John E. Sununu Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John Gerdelman Mgmt For For For 2 Elect Director Glenn Jones Mgmt For For For 3 Elect Director Michael Klayko Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 2 Years For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C. R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John C. Kelly Mgmt For For For 1.2 Elect Director Gail K. Naughton Mgmt For For For 1.3 Elect Director John H. Weiland Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Prepare Sustainability Report ShrHldr Against For Against 6 Declassify the Board of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard J. Campo Mgmt For For For 1.2 Elect Director Scott S. Ingraham Mgmt For For For 1.3 Elect Director Lewis A. Levey Mgmt For For For 1.4 Elect Director William B. McGuire, Jr. Mgmt For For For 1.5 Elect Director William F. Paulsen Mgmt For For For 1.6 Elect Director D. Keith Oden Mgmt For For For 1.7 Elect Director F. Gardner Parker Mgmt For For For 1.8 Elect Director Steven A. Webster Mgmt For For For 1.9 Elect Director Kelvin R. Westbrook Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Change State of Incorporation: From Texas to Maryland Mgmt For Against Against 4 Approve Omnibus Stock Plan Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CAM CUSIP 13342B105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Peter J. Fluor Mgmt For For For 2 Elect Director Jack B. Moore Mgmt For For For 3 Elect Director David Ross Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Approve Executive Incentive Bonus Plan Mgmt For For For 6 Amend Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 8 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A ---------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Virginia Boulet Mgmt For For For 1.2 Elect Director Peter C. Brown Mgmt For For For 1.3 Elect Director Richard A. Gephardt Mgmt For For For 1.4 Elect Director Gregory J. McCray Mgmt For For For 1.5 Elect Director Michael J. Roberts Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Report on Political Contributions ShrHldr Against Against For 7 Declassify the Board of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CTL CUSIP 156700106 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares for Acquisition Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPW CINS M22465104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Israel ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gil Shwed as Director Mgmt For For For 1.2 Elect Marius Nacht as Director Mgmt For For For 1.3 Elect Jerry Ungerman as Director Mgmt For For For 1.4 Elect Dan Propper as Director Mgmt For For For 1.5 Elect David Rubner as Director Mgmt For For For 1.6 Elect Tal Shavit as Director Mgmt For For For 2.1 Elect Ray Rothrock as External Director Mgmt For For For 2.2 Elect Irwin Federman as External Director Mgmt For For For 3 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Amend Compensation of Directors Mgmt For For For 5 Approve Grant of Options to Executive Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CIT GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIT CUSIP 125581801 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director John A. Thain Mgmt For For For 2 Elect Director Michael J. Embler Mgmt For For For 3 Elect Director William M. Freeman Mgmt For For For 4 Elect Director David M. Moffett Mgmt For For For 5 Elect Director R. Brad Oates Mgmt For For For 6 Elect Director Marianne Miller Parrs Mgmt For For For 7 Elect Director Gerald Rosenfeld Mgmt For For For 8 Elect Director John R. Ryan Mgmt For For For 9 Elect Director Seymour Sternberg Mgmt For For For 10 Elect Director Peter J. Tobin Mgmt For For For 11 Elect Director Laura S. Unger Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For Against Against 14 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 15 Approve Qualified Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CLEARWIRE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLWR CUSIP 18538Q105 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Stanton Mgmt For For For 1.2 Elect Director William R. Blessing Mgmt For For For 1.3 Elect Director Jose A. Collazo Mgmt For For For 1.4 Elect Director Mufit Cinali Mgmt For For For 1.5 Elect Director Hossein Eslambolchi, Ph.D. Mgmt For For For 1.6 Elect Director Dennis S. Hersch Mgmt For For For 1.7 Elect Director Brian P. McAndrews Mgmt For For For 1.8 Elect Director Theodore H. Schell Mgmt For For For 1.9 Elect Director Kathleen H. Rae Mgmt For For For 1.10 Elect Director Benjamin G. Wolff Mgmt For Withhold Against 1.11 Elect Director Jennifer L. Vogel Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLF CUSIP 18683K101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph A. Carrabba Mgmt For For For 1.2 Elect Director Susan M. Cunningham Mgmt For For For 1.3 Elect Director Barry J. Eldridge Mgmt For For For 1.4 Elect Director Andres R. Gluski Mgmt For For For 1.5 Elect Director Susan M. Green Mgmt For For For 1.6 Elect Director Janice K. Henry Mgmt For For For 1.7 Elect Director James F. Kirsch Mgmt For For For 1.8 Elect Director Francis R. McAllister Mgmt For For For 1.9 Elect Director Roger Phillips Mgmt For For For 1.10 Elect Director Richard K. Riederer Mgmt For For For 1.11 Elect Director Richard A. Ross Mgmt For For For 1.12 Elect Director Alan Schwartz Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Require a Majority Vote for the Election of Directors ShrHldr Against For Against 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Merribel S. Ayres Mgmt For For For 1.2 Elect Director Jon E. Barfield Mgmt For For For 1.3 Elect Director Stephen E. Ewing Mgmt For For For 1.4 Elect Director Richard M. Gabrys Mgmt For For For 1.5 Elect Director David W. Joos Mgmt For For For 1.6 Elect Director Philip R. Lochner, Jr Mgmt For For For 1.7 Elect Director Michael T. Monahan Mgmt For For For 1.8 Elect Director John G. Russell Mgmt For For For 1.9 Elect Director Kenneth L. Way Mgmt For For For 1.10 Elect Director John B. Yasinsky Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For 5 Report on Financial Risks of Coal Reliance ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Directors Mgmt For For For 1.2 Elect Directors Mgmt For For For 1.3 Elect Directors Mgmt For For For 1.4 Elect Directors Mgmt For For For 1.5 Elect Directors Mgmt For For For 1.6 Elect Directors Mgmt For For For 1.7 Elect Directors Mgmt For For For 1.8 Elect Directors Mgmt For For For 1.9 Elect Directors Mgmt For For For 1.10 Elect Directors Mgmt For For For 1.11 Elect Directors Mgmt For For For 2 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CNX CUSIP 20854P109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director J. Brett Harvey Mgmt For For For 1.2 Elect Director John Whitmire Mgmt For For For 1.3 Elect Director Philip W. Baxter Mgmt For For For 1.4 Elect Director James E. Altmeyer, Sr. Mgmt For For For 1.5 Elect Director William E. Davis Mgmt For For For 1.6 Elect Director Raj K. Gupta Mgmt For For For 1.7 Elect Director Patricia A. Hammick Mgmt For For For 1.8 Elect Director David C. Hardesty, Jr. Mgmt For For For 1.9 Elect Director John T. Mills Mgmt For For For 1.10 Elect Director William P. Powell Mgmt For For For 1.11 Elect Director Joseph T. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 2 Years 2 Years For ---------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CUSIP G24140108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda A. Hill as Director Mgmt For For For 2 Elect James J. Postl as Director Mgmt For For For 3 Elect Mark S. Thompson as Director Mgmt For For For 4 Accept Financial Statements and Statutory Reports Mgmt For For For 5 Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration Mgmt For For For 6 Approve Omnibus Stock Plan Mgmt For For For 7 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 8 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 9 Authorize Share Repurchase by any Subsidiary of the Company Mgmt For For For 10 Authorize the Reissue Price Range of Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CYTEC INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYT CUSIP 232820100 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Anthony G. Fernandes Mgmt For For For 2 Elect Director Jerry R. Satrum Mgmt For For For 3 Elect Director Raymond P. Sharpe Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DISH NETWORK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DISH CUSIP 25470M109 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James Defranco Mgmt For For For 1.2 Elect Director Cantey Ergen Mgmt For Withhold Against 1.3 Elect Director Charles W. Ergen Mgmt For For For 1.4 Elect Director Steven R. Goodbarn Mgmt For For For 1.5 Elect Director Gary S. Howard Mgmt For For For 1.6 Elect Director David K. Moskowitz Mgmt For Withhold Against 1.7 Elect Director Tom A. Ortolf Mgmt For For For 1.8 Elect Director Carl E. Vogel Mgmt For Withhold Against 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 5 Adopt a Recapitalization Plan ShrHldr Against For Against 6 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DEI CUSIP 25960P109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Dan A. Emmett Mgmt For For For 1.2 Elect Director Jordan L. Kaplan Mgmt For For For 1.3 Elect Director Kenneth M. Panzer Mgmt For For For 1.4 Elect Director Leslie E. Bider Mgmt For For For 1.5 Elect Director Ghebre Selassie Mehreteab Mgmt For For For 1.6 Elect Director Thomas E. O'Hern Mgmt For For For 1.7 Elect Director Andrea Rich Mgmt For For For 1.8 Elect Director William Wilson III Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Paul M. Barbas Mgmt For For For 1.2 Elect Director Barbara S. Graham Mgmt For For For 1.3 Elect Director Glenn E. Harder Mgmt For For For 2 Reduce Supermajority Vote Requirement Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director George S. Barrett Mgmt For For For 2 Elect Director Todd M. Bluedorn Mgmt For For For 3 Elect Director Ned C. Lautenbach Mgmt For For For 4 Elect Director Gregory R. Page Mgmt For For For 5 Declassify the Board of Directors Mgmt For For For 6 Eliminate Cumulative Voting Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 9 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EIX CUSIP 281020107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jagjeet S. Bindra Mgmt For For For 2 Elect Director Vanessa C.L. Chang Mgmt For For For 3 Elect Director France A. Cordova Mgmt For For For 4 Elect Director Theodore F. Craver, Jr. Mgmt For For For 5 Elect Director Charles B. Curtis Mgmt For For For 6 Elect Director Bradford M. Freeman Mgmt For For For 7 Elect Director Luis G. Nogales Mgmt For For For 8 Elect Director Ronald L. Olson Mgmt For For For 9 Elect Director James M. Rosser Mgmt For For For 10 Elect Director Richard T. Schlosberg, III Mgmt For For For 11 Elect Director Thomas C. Sutton Mgmt For For For 12 Elect Director Brett White Mgmt For For For 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 16 Amend Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENR CUSIP 29266R108 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ward M. Klein Mgmt For For For 1.2 Elect Director W. Patrick McGinnis Mgmt For For For 1.3 Elect Director John R. Roberts Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David W. Brady Mgmt For For For 1.2 Elect Director Byron A. Scordelis Mgmt For For For 1.3 Elect Director Janice L. Sears Mgmt For For For 1.4 Elect Director Claude J. Zinngrabe, Jr Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CINS G3223R108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director William F. Galtney, Jr. Mgmt For For For 1.2 Elect Director John P. Phelan Mgmt For For For 1.3 Elect Director Roger M. Singer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Declassify the Board of Directors Mgmt For For For 4 Amend Executive Incentive Bonus Plan Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Darryl F. Allen Mgmt For For For 1.2 Elect Director Ulysses L. Bridgeman, Jr. Mgmt For For For 1.3 Elect Director Emerson L. Brumback Mgmt For For For 1.4 Elect Director James P. Hackett Mgmt For For For 1.5 Elect Director Gary R. Heminger Mgmt For For For 1.6 Elect Director Jewell D. Hoover Mgmt For For For 1.7 Elect Director William M. Isaac Mgmt For For For 1.8 Elect Director Kevin T. Kabat Mgmt For For For 1.9 Elect Director Mitchel D. Livingston Mgmt For For For 1.10 Elect Director Hendrik G. Meijer Mgmt For For For 1.11 Elect Director John J. Schiff, Jr. Mgmt For For For 1.12 Elect Director Marsha C. Williams Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Issue Shares for Acquisition Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director H. Craig Clark Mgmt For For For 1.2 Elect Director James H. Lee Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Douglas Y. Bech Mgmt For For For 1.2 Elect Director Michael C. Jennings Mgmt For For For 1.3 Elect Director Robert J. Kostelnik Mgmt For For For 1.4 Elect Director James H. Lee Mgmt For For For 1.5 Elect Director Paul B. Loyd, Jr. Mgmt For For For 1.6 Elect Director Franklin Myers Mgmt For For For 1.7 Elect Director Michael E. Rose Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FRONTIER OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FTO CUSIP 35914P105 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GNW CUSIP 37247D106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Steven W. Alesio Mgmt For For For 2 Elect Director William H. Bolinder Mgmt For For For 3 Elect Director Michael D. Fraizer Mgmt For For For 4 Elect Director Nancy J. Karch Mgmt For For For 5 Elect Director J. Robert "Bob" Kerrey Mgmt For For For 6 Elect Director Risa J. Lavizzo-Mourey Mgmt For For For 7 Elect Director Christine B. Mead Mgmt For For For 8 Elect Director Thomas E. Moloney Mgmt For For For 9 Elect Director James A. Parke Mgmt For For For 10 Elect Director James S. Riepe Mgmt For For For 11 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 13 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTI CUSIP 384313102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Randy W. Carson Mgmt For For For 1.2 Elect Director Mary B. Cranston Mgmt For For For 1.3 Elect Director Harold E. Layman Mgmt For For For 1.4 Elect Director Ferrell P. McClean Mgmt For For For 1.5 Elect Director Nathan Milikowsky Mgmt For For For 1.6 Elect Director Michael C. Nahl Mgmt For For For 1.7 Elect Director Steven R. Shawley Mgmt For For For 1.8 Elect Director Craig S. Shular Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Director Maurice Marciano Mgmt For For For 1.3 Elect Director Alex Yemenidjian Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HANSEN NATURAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HANS CUSIP 411310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rodney C. Sacks Mgmt For For For 1.2 Elect Director Hilton H. Schlosberg Mgmt For For For 1.3 Elect Director Norman C. Epstein Mgmt For For For 1.4 Elect Director Benjamin M. Polk Mgmt For For For 1.5 Elect Director Sydney Selati Mgmt For For For 1.6 Elect Director Harold C. Taber, Jr. Mgmt For For For 1.7 Elect Director Mark S. Vidergauz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 6 Require a Majority Vote for the Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- HASBRO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HAS CUSIP 418056107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Basil L. Anderson Mgmt For For For 1.2 Elect Director Alan R. Batkin Mgmt For For For 1.3 Elect Director Frank J. Biondi, Jr. Mgmt For For For 1.4 Elect Director Kenneth A. Bronfin Mgmt For For For 1.5 Elect Director John M. Connors, Jr. Mgmt For For For 1.6 Elect Director Michael W.O. Garrett Mgmt For For For 1.7 Elect Director Lisa Gersh Mgmt For For For 1.8 Elect Director Brian D. Goldner Mgmt For For For 1.9 Elect Director Jack M. Greenberg Mgmt For For For 1.10 Elect Director Alan G. Hassenfeld Mgmt For For For 1.11 Elect Director Tracy A. Leinbach Mgmt For For For 1.12 Elect Director Edward M. Philip Mgmt For For For 1.13 Elect Director Alfred J. Verrecchia Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOLOGIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLX CUSIP 436440101 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director John W. Cumming Mgmt For For For 1.2 Elect Director Robert A. Cascella Mgmt For For For 1.3 Elect Director Glenn P. Muir Mgmt For For For 1.4 Elect Director Sally W. Crawford Mgmt For For For 1.5 Elect Director David R. Lavance, Jr. Mgmt For For For 1.6 Elect Director Nancy L. Leaming Mgmt For For For 1.7 Elect Director Lawrence M. Levy Mgmt For For For 1.8 Elect Director Elaine S. Ullian Mgmt For For For 1.9 Elect Director Wayne Wilson Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Baylis Mgmt For For For 2 Elect Director Willard W. Brittain Mgmt For For For 3 Elect Director Terence C. Golden Mgmt For For For 4 Elect Director Ann M. Korologos Mgmt For For For 5 Elect Director Richard E. Marriott Mgmt For For For 6 Elect Director John B. Morse, Jr. Mgmt For For For 7 Elect Director Gordon H. Smith Mgmt For For For 8 Elect Director W. Edward Walter Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 11 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HUNTSMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HUN CUSIP 447011107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jon M. Huntsman Mgmt For For For 1.2 Elect Director Patrick T. Harker Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INVESCO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVZ CINS G491BT108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rex D. Adams Mgmt For For For 1.2 Elect Director John Banham Mgmt For For For 1.3 Elect Director Denis Kessler Mgmt For Against Against 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Ratify Ernst & Young LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNS CUSIP 47102X105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Paul F. Balser Mgmt For For For 2 Elect Director Jeffrey J. Diermeier Mgmt For For For 3 Elect Director Glenn S. Schafer Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JBLU CUSIP 477143101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David Barger Mgmt For For For 1.2 Elect Director Jens Bischof Mgmt For For For 1.3 Elect Director Peter Boneparth Mgmt For For For 1.4 Elect Director David Checketts Mgmt For For For 1.5 Elect Director Virginia Gambale Mgmt For For For 1.6 Elect Director Stephan Gemkow Mgmt For For For 1.7 Elect Director Stanley McChrystal Mgmt For For For 1.8 Elect Director Joel Peterson Mgmt For For For 1.9 Elect Director Ann Rhoades Mgmt For For For 1.10 Elect Director Frank Sica Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Approve Qualified Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KANSAS CITY SOUTHERN TICKER SECURITY ID: MEETING DATE MEETING STATUS KSU CUSIP 485170302 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Henry R. Davis Mgmt For For For 1.2 Elect Director Robert J. Druten Mgmt For For For 1.3 Elect Director Rodney E. Slater Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. Cooper Mgmt For For For 1.2 Elect Director P. Coviello Mgmt For For For 1.3 Elect Director R. Dooley Mgmt For For For 1.4 Elect Director J. Grills Mgmt For For For 1.5 Elect Director D. Henry Mgmt For For For 1.6 Elect Director F. P. Hughes Mgmt For For For 1.7 Elect Director F. Lourenso Mgmt For For For 1.8 Elect Director C. Nicholas Mgmt For For For 1.9 Elect Director R. Saltzman Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KINETIC CONCEPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KCI CUSIP 49460W208 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James R. Leininger Mgmt For For For 1.2 Elect Director Woodrin Grossman Mgmt For For For 1.3 Elect Director Carl F. Kohrt Mgmt For For For 1.4 Elect Director David J. Simpson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth M. Jacobs as Director Mgmt For For For 1.2 Elect Philip A. Laskawy as Director Mgmt For For For 1.3 Elect Michael J. Turner as Director Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- LEAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEA CUSIP 521865204 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Thomas P. Capo Mgmt For For For 2 Elect Director Curtis J. Clawson Mgmt For For For 3 Elect Director Jonathon F. Foster Mgmt For For For 4 Elect Director Conrad L. Mallett, Jr. Mgmt For For For 5 Elect Director Robert E. Rossiter Mgmt For For For 6 Elect Director Donald L. Runkle Mgmt For For For 7 Elect Director Gregory C. Smith Mgmt For For For 8 Elect Director Henry D.G. Wallace Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 11 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LIBERTY GLOBAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LBTYA CUSIP 530555101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Michael T. Fries Mgmt For For For 1.2 Elect Director Paul A. Gould Mgmt For For For 1.3 Elect Director John C. Malone Mgmt For For For 1.4 Elect Director Larry E. Romrell Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNC CUSIP 534187109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Dennis R. Glass Mgmt For For For 2 Elect Director Gary C. Kelly Mgmt For For For 3 Elect Director Michael F. Mee Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Brent D. Baird Mgmt For For For 1.2 Elect Director Robert J. Bennett Mgmt For For For 1.3 Elect Director C. Angela Bontempo Mgmt For For For 1.4 Elect Director Robert T. Brady Mgmt For Withhold Against 1.5 Elect Director Michael D. Buckley Mgmt For For For 1.6 Elect Director T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Director Mark J. Czarnecki Mgmt For For For 1.8 Elect Director Gary N. Geisel Mgmt For For For 1.9 Elect Director Patrick W.E. Hodgson Mgmt For For For 1.10 Elect Director Richard G. King Mgmt For For For 1.11 Elect Director Jorge G. Pereira Mgmt For For For 1.12 Elect Director Michael P. Pinto Mgmt For For For 1.13 Elect Director Melinda R. Rich Mgmt For For For 1.14 Elect Director Robert E. Sadler, Jr. Mgmt For For For 1.15 Elect Director Herbert L. Washington Mgmt For For For 1.16 Elect Director Robert G. Wilmers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MMC CUSIP 571748102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Zachary W. Carter Mgmt For For For 2 Elect Director Brian Duperreault Mgmt For For For 3 Elect Director Oscar Fanjul Mgmt For For For 4 Elect Director H. Edward Hanway Mgmt For For For 5 Elect Director Lang of Monkton Mgmt For For For 6 Elect Director Steven A. Mills Mgmt For For For 7 Elect Director Bruce P. Nolop Mgmt For For For 8 Elect Director Marc D. Oken Mgmt For For For 9 Elect Director Morton O. Schapiro Mgmt For For For 10 Elect Director Adele Simmons Mgmt For For For 11 Elect Director Lloyd M. Yates Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 16 Provide Right to Act by Written Consent ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MASCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MAS CUSIP 574599106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Verne G. Istock Mgmt For For For 2 Elect Director J. Michael Losh Mgmt For For For 3 Elect Director Timothy Wadhams Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MFA FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MFA CUSIP 55272X102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stephen R. Blank Mgmt For For For 1.2 Elect Director William S. Gorin Mgmt For For For 2 Increase Authorized Capital Stock Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHK CUSIP 608190104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Karen A. Smith Bogart Mgmt For For For 1.2 Elect Director John F. Fiedler Mgmt For For For 1.3 Elect Director Richard C. Ill Mgmt For For For 1.4 Elect Director Jeffrey S. Lorberbaum Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NWL CUSIP 651229106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Kevin C. Conroy Mgmt For For For 2 Elect Director Michael T. Cowhig Mgmt For For For 3 Elect Director Mark D. Ketchum Mgmt For For For 4 Elect Director Raymond G. Viault Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 8 Declassify the Board of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NEWFIELD EXPLORATION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS NFX CUSIP 651290108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Lee K. Boothby Mgmt For For For 2 Elect Director Philip J. Burguieres Mgmt For For For 3 Elect Director Pamela J. Gardner Mgmt For For For 4 Elect Director John Randolph Kemp, lll Mgmt For For For 5 Elect Director J. Michael Lacey Mgmt For For For 6 Elect Director Joseph H. Netherland Mgmt For For For 7 Elect Director Howard H. Newman Mgmt For For For 8 Elect Director Thomas G. Ricks Mgmt For For For 9 Elect Director Juanita F. Romans Mgmt For For For 10 Elect Director C. E. (Chuck) Shultz Mgmt For For For 11 Elect Director J. Terry Strange Mgmt For For For 12 Approve Omnibus Stock Plan Mgmt For For For 13 Approve Omnibus Stock Plan Mgmt For For For 14 Ratify Auditors Mgmt For For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 16 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Merger Agreement Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Fix Number of Trustees at Fourteen Mgmt For For For 4 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Richard H. Booth Mgmt For For For 1.2 Elect Director John S. Clarkeson Mgmt For For For 1.3 Elect Director Cotton M. Cleveland Mgmt For For For 1.4 Elect Director Sanford Cloud, Jr. Mgmt For For For 1.5 Elect Director John G. Graham Mgmt For For For 1.6 Elect Director Elizabeth T. Kennan Mgmt For For For 1.7 Elect Director Kenneth R. Leibler Mgmt For For For 1.8 Elect Director Robert E. Patricelli Mgmt For For For 1.9 Elect Director Charles W. Shivery Mgmt For For For 1.10 Elect Director John F. Swope Mgmt For For For 1.11 Elect Director Dennis R. Wraase Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Joseph B. Anderson, Jr. Mgmt For For For 1.2 Elect Director Glenn C. Christenson Mgmt For For For 1.3 Elect Director Brian J. Kennedy Mgmt For For For 1.4 Elect Director John F. O'Reilly Mgmt For For For 1.5 Elect Director Philip G. Satre Mgmt For For For 1.6 Elect Director Michael W. Yackira Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals Mgmt For For For 6 Reduce Supermajority Vote Requirement for Fair Price Provisions Mgmt For For For 7 Ratify Auditors Mgmt For For For 8 Require a Majority Vote for the Election of Directors ShrHldr Against For Against 9 Amend Articles/Bylaws/Charter -- Call Special Meetings ShrHldr Against Against For 10 Stock Retention/Holding Period ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NVR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVR CUSIP 62944T105 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director C. E. Andrews Mgmt For For For 2 Elect Director Robert C. Butler Mgmt For For For 3 Elect Director Timothy M. Donahue Mgmt For For For 4 Elect Director Alfred E. Festa Mgmt For For For 5 Elect Director Manuel H. Johnson Mgmt For For For 6 Elect Director William A. Moran Mgmt For For For 7 Elect Director David A. Preiser Mgmt For For For 8 Elect Director W. Grady Rosier Mgmt For For For 9 Elect Director Dwight C. Schar Mgmt For For For 10 Elect Director John M. Toups Mgmt For For For 11 Elect Director Paul W. Whetsell Mgmt For For For 12 Ratify Auditors Mgmt For For For 13 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 14 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Christopher T. Seaver Mgmt For For For 1.2 Elect Director Douglas E. Swanson Mgmt For For For 1.3 Elect Director Cindy B. Taylor Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ONNN CUSIP 682189105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith D. Jackson Mgmt For For For 1.2 Elect Director Phillip D. Hester Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OI CUSIP 690768403 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Peter S. Hellman Mgmt For For For 1.2 Elect Director Anastasia D. Kelly Mgmt For For For 1.3 Elect Director John J. Mcmackin, Jr. Mgmt For For For 1.4 Elect Director Hugh H. Roberts Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PMTC CUSIP 699173209 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. Richard Harrison Mgmt For For For 2 Amend Omnibus Stock Plan Mgmt For For For 3 Amend Omnibus Stock Plan Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Robert G. Bohn Mgmt For For For 1.2 Elect Director Linda S. Harty Mgmt For For For 1.3 Elect Director William E. Kassling Mgmt For For For 1.4 Elect Director Robert J. Kohlhepp Mgmt For For For 1.5 Elect Director Klaus-Peter Muller Mgmt For For For 1.6 Elect Director Candy M. Obourn Mgmt For For For 1.7 Elect Director Joseph M. Scaminace Mgmt For For For 1.8 Elect Director Wolfgang R. Schmitt Mgmt For For For 1.9 Elect Director Ake Svensson Mgmt For For For 1.10 Elect Director Markos I. Tambakeras Mgmt For For For 1.11 Elect Director James L. Wainscott Mgmt For For For 1.12 Elect Director Donald E. Washkewicz Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Approve Executive Incentive Bonus Plan Mgmt For For For 4 Require Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PENTAIR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNR CUSIP 709631105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Leslie Abi-Karam Mgmt For For For 2 Elect Director Jerry W. Burris Mgmt For For For 3 Elect Director Ronald L. Merriman Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PNW CUSIP 723484101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edward N. Basha, Jr. Mgmt For For For 1.2 Elect Director Donald E. Brandt Mgmt For For For 1.3 Elect Director Susan Clark-Johnson Mgmt For For For 1.4 Elect Director Denis A. Cortese Mgmt For For For 1.5 Elect Director Michael L. Gallagher Mgmt For For For 1.6 Elect Director Pamela Grant Mgmt For For For 1.7 Elect Director R.A. Herberger, Jr Mgmt For For For 1.8 Elect Director Dale E. Klein Mgmt For For For 1.9 Elect Director Humberto S. Lopez Mgmt For For For 1.10 Elect Director Kathryn L. Munro Mgmt For For For 1.11 Elect Director Bruce J. Nordstrom Mgmt For For For 1.12 Elect Director W. Douglas Parker Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edison C. Buchanan Mgmt For For For 1.2 Elect Director R. Hartwell Gardner Mgmt For For For 1.3 Elect Director Jim A. Watson Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Require a Majority Vote for the Election of Directors ShrHldr Against For Against 6 Declassify the Board of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Andrew M. Miller Mgmt For For For 1.2 Elect Director Betsy S. Atkins Mgmt For For For 1.3 Elect Director David G. Dewalt Mgmt For For For 1.4 Elect Director John A. Kelley, Jr. Mgmt For For For 1.5 Elect Director D. Scott Mercer Mgmt For For For 1.6 Elect Director William A. Owens Mgmt For For For 1.7 Elect Director Kevin T. Parker Mgmt For For For 2 Increase Authorized Common Stock Mgmt For For For 3 Approve Omnibus Stock Plan Mgmt For For For 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 7 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Frederick M. Bernthal Mgmt For For For 1.2 Elect Director John W. Conway Mgmt For For For 1.3 Elect Director Steven G. Elliott Mgmt For For For 1.4 Elect Director Louise K. Goeser Mgmt For For For 1.5 Elect Director Stuart E. Graham Mgmt For For For 1.6 Elect Director Stuart Heydt Mgmt For For For 1.7 Elect Director James H. Miller Mgmt For For For 1.8 Elect Director Craig A. Rogerson Mgmt For For For 1.9 Elect Director Natica von Althann Mgmt For For For 1.10 Elect Director Keith W. Williamson Mgmt For For For 2 Approve Executive Incentive Bonus Plan Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Require a Majority Vote for the Election of Directors ShrHldr Against For Against 7 Amend Articles/Bylaws/Charter -- Call Special Meetings ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Betsy J. Bernard Mgmt For For For 2 Elect Director Jocelyn Carter-Miller Mgmt For For For 3 Elect Director Gary E. Costley Mgmt For For For 4 Elect Director Dennis H. Ferro Mgmt For For For 5 Declassify the Board of Directors Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 8 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- QEP RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QEP CUSIP 74733V100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Keith O. Rattie Mgmt For For For 1.2 Elect Director David A. Trice Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt N/A 1 Year N/A 4 Ratify Auditors Mgmt For For For 5 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS QSFT CUSIP 74834T103 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Vincent C. Smith Mgmt For For For 1.2 Elect Director Douglas F. Gam Mgmt For For For 1.3 Elect Director Augustine L. Nieto II Mgmt For For For 1.4 Elect Director Kevin M. Klausmeyer Mgmt For For For 1.5 Elect Director Paul A. Sallaberry Mgmt For For For 1.6 Elect Director H. John Dirks Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James W. Crownover Mgmt For For For 2 Elect Director John W. Croghan Mgmt For For For 3 Elect Director William J. Flynn Mgmt For For For 4 Elect Director Michael Larson Mgmt For For For 5 Elect Director Nolan Lehmann Mgmt For For For 6 Elect Director W. Lee Nutter Mgmt For For For 7 Elect Director Ramon A. Rodriguez Mgmt For For For 8 Elect Director Donald W. Slager Mgmt For For For 9 Elect Director Allan C. Sorensen Mgmt For For For 10 Elect Director John M. Trani Mgmt For For For 11 Elect Director Michael W. Wickham Mgmt For For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 13 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 14 Amend Omnibus Stock Plan Mgmt For For For 15 Ratify Auditors Mgmt For For For 16 Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V7780T103 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Liberia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Laura D.B. Laviada as Director Mgmt For For For 2 Elect Eyal M. Ofer as Director Mgmt For For For 3 Elect William K. Relly as Director Mgmt For For For 4 Elect A. Alexander Wihelmsen as Director Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 7 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For 8 Advisory Vote to Ratify Directors' Compensation ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- RYDER SYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS R CUSIP 783549108 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James S. Beard Mgmt For For For 2 Elect Director L. Patrick Hassey Mgmt For For For 3 Elect Director Lynn M. Martin Mgmt For For For 4 Elect Director Hansel E. Tookes, II Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- SCANA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCG CUSIP 80589M102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Bill L. Amick Mgmt For For For 1.2 Elect Director Sharon A. Decker Mgmt For For For 1.3 Elect Director D. Maybank Hagood Mgmt For For For 1.4 Elect Director William B. Timmerman Mgmt For For For 1.5 Elect Director Kevin B. Marsh Mgmt For For For 2 Amend Outside Director Stock Awards in Lieu of Cash Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Ratify Auditors Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SNI CUSIP 811065101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Galloway Mgmt For For For 1.2 Elect Director Dale Pond Mgmt For For For 1.3 Elect Director Ronald W. Tysoe Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY TICKER SECURITY ID: MEETING DATE MEETING STATUS SRE CUSIP 816851109 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Alan L. Boeckmann Mgmt For For For 2 Elect Director James G. Brocksmith Jr. Mgmt For For For 3 Elect Director Donald E. Felsinger Mgmt For For For 4 Elect Director Wilford D. Godbold Jr. Mgmt For For For 5 Elect Director William D. Jones Mgmt For For For 6 Elect Director William G. Ouchi Mgmt For For For 7 Elect Director Carlos Ruiz Mgmt For For For 8 Elect Director William C. Rusnack Mgmt For For For 9 Elect Director William P. Rutledge Mgmt For For For 10 Elect Director Lynn Schenk Mgmt For For For 11 Elect Director Neal E. Schmale Mgmt For For For 12 Elect Director Luis M. Tellez Mgmt For Against Against 13 Ratify Auditors Mgmt For For For 14 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 15 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 16 Provide Right to Act by Written Consent ShrHldr Against Against For 17 Submit SERP to Shareholder Vote ShrHldr Against For Against 18 Include Sustainability as a Performance Measure for Senior Executive Compensation ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SLM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLM CUSIP 78442P106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Ann Torre Bates Mgmt For For For 2 Elect Director W.m. Diefenderfer III Mgmt For For For 3 Elect Director Diane Suitt Gilleland Mgmt For For For 4 Elect Director Earl A. Goode Mgmt For For For 5 Elect Director Ronald F. Hunt Mgmt For For For 6 Elect Director Albert L. Lord Mgmt For For For 7 Elect Director Michael E. Martin Mgmt For For For 8 Elect Director Barry A. Munitz Mgmt For For For 9 Elect Director Howard H. Newman Mgmt For For For 10 Elect Director A. Alexander Porter, Jr. Mgmt For For For 11 Elect Director Frank C. Puleo Mgmt For For For 12 Elect Director Wolfgang Schoellkopf Mgmt For For For 13 Elect Director Steven L. Shapiro Mgmt For For For 14 Elect Director J. Terry Strange Mgmt For For For 15 Elect Director Anthony P. Terracciano Mgmt For For For 16 Elect Director Barry L. Williams Mgmt For For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 18 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 19 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPR CUSIP 848574109 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Charles L. Chadwell Mgmt For For For 1.2 Elect Director Ivor Evans Mgmt For For For 1.3 Elect Director Paul Fulchino Mgmt For Withhold Against 1.4 Elect Director Richard Gephardt Mgmt For Withhold Against 1.5 Elect Director Robert Johnson Mgmt For For For 1.6 Elect Director Ronald Kadish Mgmt For For For 1.7 Elect Director Tawfiq Popatia Mgmt For Withhold Against 1.8 Elect Director Francis Raborn Mgmt For For For 1.9 Elect Director Jeffrey L. Turner Mgmt For For For 1.10 Elect Director James L. Welch Mgmt For For For 2 Amend Restricted Stock Plan Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 5 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election Director Robert R. Bennett Mgmt For For For 2 Election Director Gordon M. Bethune Mgmt For For For 3 Election Director Larry C. Glasscock Mgmt For For For 4 Election Director James H. Hance, Jr. Mgmt For For For 5 Election Director Daniel R. Hesse Mgmt For For For 6 Election Director V. Janet Hill Mgmt For For For 7 Election Director Frank Ianna Mgmt For For For 8 Election Director Sven-Christer Nilsson Mgmt For For For 9 Election Director William R. Nuti Mgmt For For For 10 Election Director Rodney O' Neal Mgmt For For For 11 Ratify Auditors Mgmt For For For 12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 13 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 14 Report on Political Contributions ShrHldr Against For Against 15 Stock Retention/Holding Period ShrHldr Against Against For 16 Reduce Supermajority Vote Requirement ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STILLWATER MINING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SWC CUSIP 86074Q102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Craig L. Fuller Mgmt For For For 1.2 Elect Director Patrick M. James Mgmt For For For 1.3 Elect Director Steven S. Lucas Mgmt For For For 1.4 Elect Director Michael S. Parrett Mgmt For For For 1.5 Elect Director Francis R. McAllister Mgmt For For For 1.6 Elect Director Sheryl K. Pressler Mgmt For For For 1.7 Elect Director Michael Schiavone Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 5 Authorize New Class of Preferred Stock Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUNTRUST BANKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STI CUSIP 867914103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert M. Beall, II Mgmt For For For 2 Elect Director Alston D. Correll Mgmt For For For 3 Elect Director Jeffrey C. Crowe Mgmt For For For 4 Elect Director Blake P. Garrett, Jr. Mgmt For For For 5 Elect Director David H. Hughes Mgmt For For For 6 Elect Director M. Douglas Ivester Mgmt For For For 7 Elect Director J. Hicks Lanier Mgmt For For For 8 Elect Director Kyle Prechtl Legg Mgmt For For For 9 Elect Director William A. Linnenbringer Mgmt For For For 10 Elect Director G. Gilmer Minor, III Mgmt For For For 11 Elect Director Frank S. Royal Mgmt For For For 12 Elect Director Thomas R. Watjen Mgmt For For For 13 Elect Director James M. Wells, III Mgmt For For For 14 Elect Director Phail Wynn, Jr. Mgmt For For For 15 Amend Omnibus Stock Plan Mgmt For For For 16 Ratify Auditors Mgmt For For For 17 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 18 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 19 Prepare Sustainability Report ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SKT CUSIP 875465106 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Jack Africk Mgmt For For For 1.2 Elect Director Steven B. Tanger Mgmt For For For 1.3 Elect Director William G. Benton Mgmt For For For 1.4 Elect Director Bridget Ryan Berman Mgmt For For For 1.5 Elect Director Donald G. Drapkin Mgmt For For For 1.6 Elect Director Thomas J. Reddin Mgmt For For For 1.7 Elect Director Thomas E. Robinson Mgmt For For For 1.8 Elect Director Allan L. Schuman Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Increase Authorized Common Stock Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Larry R. Faulkner Mgmt For For For 2 Elect Director Jeffrey M. Heller Mgmt For For For 3 Elect Director Doyle R. Simons Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director James T. Conway Mgmt For For For 2 Elect Director Paul E. Gagne Mgmt For For For 3 Elect Director Dain M. Hancock Mgmt For For For 4 Elect Director Lloyd G. Trotter Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 7 Provide Right to Call Special Meeting Mgmt For For For 8 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIG CUSIP 416515104 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Robert B. Allardice, III Mgmt For For For 2 Elect Director Trevor Fetter Mgmt For For For 3 Elect Director Paul G. Kirk, Jr. Mgmt For For For 4 Elect Director Liam E. McGee Mgmt For For For 5 Elect Director Kathryn A. Mikells Mgmt For For For 6 Elect Director Michael G. Morris Mgmt For For For 7 Elect Director Thomas A. Renyi Mgmt For For For 8 Elect Director Charles B. Strauss Mgmt For For For 9 Elect Director H. Patrick Swygert Mgmt For For For 10 Ratify Auditors Mgmt For For For 11 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 12 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SJM CUSIP 832696405 08/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Ratify Auditors Mgmt For For For 6 Approve Omnibus Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE NASDAQ OMX GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NDAQ CUSIP 631103108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Urban Backstrom Mgmt For For For 2 Elect Director H. Furlong Baldwin Mgmt For For For 3 Elect Director Michael Casey Mgmt For For For 4 Elect Director Borje Ekholm Mgmt For For For 5 Elect Director Lon Gorman Mgmt For For For 6 Elect Director Robert Greifeld Mgmt For For For 7 Elect Director Glenn H. Hutchins Mgmt For For For 8 Elect Director Birgitta Kantola Mgmt For For For 9 Elect Director Essa Kazim Mgmt For For For 10 Elect Director John D. Markese Mgmt For For For 11 Elect Director Hans Munk Nielsen Mgmt For For For 12 Elect Director Thomas F. O Neill Mgmt For For For 13 Elect Director James S. Riepe Mgmt For For For 14 Elect Director Michael R. Splinter Mgmt For For For 15 Elect Director Lars Wedenborn Mgmt For For For 16 Elect Director Deborah L. Wince-Smith Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 19 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- TRW AUTOMOTIVE HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRW CUSIP 87264S106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Francois J. Castaing Mgmt For For For 1.2 Elect Director Michael R. Gambrell Mgmt For For For 1.3 Elect Director Paul H. O'neill Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Jon S. Fossel Mgmt For For For 2 Elect Director Gloria C. Larson Mgmt For For For 3 Elect Director William J. Ryan Mgmt For For For 4 Elect Director Thomas R. Watjen Mgmt For For For 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 6 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 7 Approve Nonqualified Employee Stock Purchase Plan Mgmt For For For 8 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Debra A. Cafaro Mgmt For For For 1.2 Elect Director Douglas Crocker II Mgmt For For For 1.3 Elect Director Ronald G. Geary Mgmt For For For 1.4 Elect Director Jay M. Gellert Mgmt For For For 1.5 Elect Director Matthew J. Lustig Mgmt For For For 1.6 Elect Director Robert D. Reed Mgmt For For For 1.7 Elect Director Sheli Z. Rosenberg Mgmt For For For 1.8 Elect Director Glenn J. Rufrano Mgmt For For For 1.9 Elect Director James D. Shelton Mgmt For For For 1.10 Elect Director Thomas C. Theobald Mgmt For For For 2 Ratify Auditors Mgmt For For For 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 4 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- W. R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Rodney A. Hawes, Jr. Mgmt For For For 1.2 Elect Director Jack H. Nusbaum Mgmt For For For 1.3 Elect Director Mark L. Shapiro Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 3 Years 3 Years For 4 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WARNER CHILCOTT PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WCRX CINS G94368100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Todd M. Abbrecht Mgmt For For For 2 Elect Director Liam M. Fitzgerald Mgmt For For For 3 Ratify Auditors Mgmt For For For 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 5 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WESTAR ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WR CUSIP 95709T100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mollie H. Carter Mgmt For For For 1.2 Elect Director Jerry B. Farley Mgmt For For For 1.3 Elect Director Arthur B. Krause Mgmt For For For 1.4 Elect Director William B. Moore Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Amend Omnibus Stock Plan Mgmt For For For 5 Increase Authorized Common Stock Mgmt For For For 6 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director James E. Buckman Mgmt For For For 1.2 Elect Director George Herrera Mgmt For For For 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Ratify Auditors Mgmt For For For 5 Declassify the Board of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Fredric W. Corrigan Mgmt For For For 2 Elect Director Richard K. Davis Mgmt For For For 3 Elect Director Benjamin G.S. Fowke, III Mgmt For For For 4 Elect Director Richard C. Kelly Mgmt For For For 5 Elect Director Albert F. Moreno Mgmt For For For 6 Elect Director Christopher J. Policinski Mgmt For For For 7 Elect Director A. Patricia Sampson Mgmt For For For 8 Elect Director James J. Sheppard Mgmt For For For 9 Elect Director David A. Westerlund Mgmt For For For 10 Elect Director Kim Williams Mgmt For For For 11 Elect Director Timothy V. Wolf Mgmt For For For 12 Amend Non-Employee Director Restricted Stock Plan Mgmt For For For 13 Eliminate Cumulative Voting Mgmt For For For 14 Amend Articles of Incorporation Mgmt For For For 15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 16 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 17 Ratify Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XL CINS G98255105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert N. Haag as Director Mgmt For For For 2 Elect Michael S. McGavick as Director Mgmt For For For 3 Elect Ellen E. Thrower as Director Mgmt For For For 4 Elect John M. Vereker as Director Mgmt For For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For 6 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For For 7 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 8 Amend Omnibus Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Mid Cap Stock Fund ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALXN CUSIP 015351109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LNT CUSIP 018802108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AUTOLIV, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALV CUSIP 052800109 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal Risk Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CYH CUSIP 203668108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Larry Cash Mgmt For For For 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Amendment to the 2009 Stock Option and Award Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPUWARE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CPWR CUSIP 205638109 08/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dennis Archer Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For For For 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For For For 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CORN PRODUCTS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CPO CUSIP 219023108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Almeida Mgmt For For For 1.2 Elect Gregory Kenny Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVH CUSIP 222862104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ENDURANCE SPECIALTY HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENH CUSIP G30397106 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For Withhold Against 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 6 Amendment to the Employee Share Purchase Plan Mgmt For For For 7 Decrease Board Size Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FE CUSIP 337932107 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLO CUSIP 343498101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Benjamin Griswold, IV Mgmt For For For 1.2 Elect Jackie Ward Mgmt For For For 1.3 Elect C. Martin Wood, III Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCC INSURANCE HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCC CUSIP 404132102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEALTH NET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HNT CUSIP 42222G108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For For For 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Elimination of Supermajority Requirement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICE CUSIP 45865V100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS JDSU CUSIP 46612J507 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JNPR CUSIP 48203R104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LRCX CUSIP 512807108 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MTB CUSIP 55261F104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For Withhold Against 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NETFLIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NFLX CUSIP 64110L106 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OMNICARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OCR CUSIP 681904108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Figueroa Mgmt For For For 2 Elect Steven Heyer Mgmt For For For 3 Elect Andrea Lindell Mgmt For For For 4 Elect James Shelton Mgmt For For For 5 Elect Amy Wallman Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OSK CUSIP 688239201 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PH CUSIP 701094104 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding Independent Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS DGX CUSIP 74834L100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Buehler Mgmt For For For 2 Elect Daniel Stanzione Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SILGAN HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLGN CUSIP 827048109 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For Withhold Against 2 Senior Executive Performance Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SPX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SPW CUSIP 784635104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Kermit Campbell Mgmt For For For 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Compensation Plan Mgmt For For For 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STEEL DYNAMICS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STLD CUSIP 858119100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TDS CUSIP 879433100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clarence Davis Mgmt For For For 1.2 Elect Christopher O'Leary Mgmt For For For 1.3 Elect Gary Sugarman Mgmt For For For 1.4 Elect Herbert Wander Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Recapitalization ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TEMPLE-INLAND INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIN CUSIP 879868107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THG CUSIP 410867105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Brennan Mgmt For For For 2 Elect David Gallitano Mgmt For For For 3 Elect Wendell Knox Mgmt For For For 4 Elect Robert Murray Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TIBCO SOFTWARE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TIBX CUSIP 88632Q103 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS THS CUSIP 89469A104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ann Sardini Mgmt For For For 2 Elect Dennis O'Brien Mgmt For For For 3 Elect Sam Reed Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Reduction of the Threshold Shareholder Vote Required to Remove a Director Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TYC CUSIP H89128104 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For For For 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Shares Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- UGI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UGI CUSIP 902681105 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALUECLICK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VCLK CUSIP 92046N102 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Zarley Mgmt For For For 1.2 Elect David Buzby Mgmt For For For 1.3 Elect Martin Hart Mgmt For For For 1.4 Elect Jeffrey Rayport Mgmt For For For 1.5 Elect James Peters Mgmt For For For 1.6 Elect James Crouthamel Mgmt For For For 2 Amendment to the 2002 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIFONE SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PAY CUSIP 92342Y109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Amendment to the Bonus Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS VRTX CUSIP 92532F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WRB CUSIP 084423102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WEATHERFORD INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WFT CUSIP H27013103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Acts Mgmt For Against Against 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For Against Against 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WERN CUSIP 950755108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSM CUSIP 969904101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For For For 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For For For 2 Reincorporation from California to Delaware Mgmt For For For 3 Amendment to the 2001 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Stock Purchase Plan Mgmt For For For 11 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Partner Worldwide Allocation Fund ---------------------------------------------------------------------------------------------------------------- ACERGY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of Subsea 7 Inc., Increase in Authorized Share Capital, and Article Amendments Including Change of Company Name to Subsea 7 S.A. Mgmt For For For 2 Elect Board of Combined Entity (Bundled) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3 To approve the Combination with Subsea 7, and accordingly to increase the authorized share capital of the Company to USD 900m and, conditional upon and with effect from Completion (as defined in the Prospectus), to restate the Company's Articles of Incorp Mgmt For Against Against 4 To appoint Mr. Kristian Siem, Sir. Peter Mason KBE, Mr. Jean Cahuzac, Mr. Mel Fitzgerald, Mr. Dod Fraser, Mr. Arild Schultz, Mr. Allen L Stevens and Mr. Trond Westlie as the Directors of the Company as from Completion; additionally, to appoint a ninth Dir Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ACERGY SA, LUXEMBOURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 12/20/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Luxembourg ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 The sole purpose of the Meeting is to appoint Mr. Bob Long as the ninth Director of the Board of Subsea 7 S.A.. Mr. Long, formerly Chief Executive Officer and Director of Transocean Ltd. has extensive knowledge and experience of the offshore oil services Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ADEN CINS H00392318 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 2.2 Transfer Total Dividend Amount from Capital Contribution Reserves to Free Reserves and Distribute Dividend of CHF 1.10 per Share Mgmt For For For 3 Approve Discharge of Board and Senior Management Mgmt For For For 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Alexander Gut as Director Mgmt For For For 4.4 Reelect Andreas Jacobs as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For 4.8 Elect Didier Lamouche as Director Mgmt For For For 5 Ratify Ernst & Young SA as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AEGIS GROUP PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0105D108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the annual report and accounts for the year ended 31 December 2010 Mgmt For For For 2 To authorise a final dividend of 1.725p per ordinary share Mgmt For For For 3 To elect Harold Mitchell as a Director Mgmt For For For 4 To re-elect Robert Philpott as a Director Mgmt For For For 5 To re-elect Lorraine Trainer as a Director Mgmt For For For 6 To re-appoint Deloitte LLP as Auditors Mgmt For For For 7 To authorise the Directors to fix the remuneration of the Auditors Mgmt For For For 8 To approve the remuneration report Mgmt For For For 9 To increase the maximum fee payable to Directors Mgmt For Against Against 10 To authorise the Directors to allot relevant securities Mgmt For Against Against 11 To authorise the Company to call general meetings on 14 clear days' notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CINS J00288100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hayashi, Naoki Mgmt For For For 1.2 Elect Director Okada, Motoya Mgmt For For For 1.3 Elect Director Mori, Yoshiki Mgmt For For For 1.4 Elect Director Toyoshima, Masaaki Mgmt For For For 1.5 Elect Director Kurashige, Hideki Mgmt For For For 1.6 Elect Director Ikuta, Masaharu Mgmt For For For 1.7 Elect Director Sueyoshi, Takejiro Mgmt For Against Against 1.8 Elect Director Tadaki, Keiichi Mgmt For For For 1.9 Elect Director Sato, Ken Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AGRIUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGU CUSIP 008916108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors Mgmt For For For 1.1 Elect Director Ralph S. Cunningham Mgmt For For For 1.2 Elect Director Russell K. Girling Mgmt For For For 1.3 Elect Director Susan A. Henry Mgmt For For For 1.4 Elect Director Russell J. Horner Mgmt For For For 1.5 Elect Director David J. Lesar Mgmt For For For 1.6 Elect Director John E. Lowe Mgmt For For For 1.7 Elect Director A. Anne McLellan Mgmt For For For 1.8 Elect Director Derek G. Pannell Mgmt For For For 1.9 Elect Director Frank W. Proto Mgmt For For For 1.10 Elect Director Michael M. Wilson Mgmt For For For 1.11 Elect Director Victor J. Zaleschuk Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AIA GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1299 ISIN HK0000069689 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Reelect Edmund Sze Wing Tse as Non-Executive Director Mgmt For For For 3 Reelect Mark Edward Tucker as Executive Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5.1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 5.2 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against 5.4 Approve Allotment and Issue of Additional Shares Under the Restricted Share Unit Scheme Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For For 2.1 Elect Director Toyoda, Kanshiro Mgmt For For For 2.2 Elect Director Fujimori, Fumio Mgmt For For For 2.3 Elect Director Nakamura, Shunichi Mgmt For For For 2.4 Elect Director Arai, Masuji Mgmt For For For 2.5 Elect Director Nagura, Toshikazu Mgmt For For For 2.6 Elect Director Fujie, Naofumi Mgmt For For For 2.7 Elect Director Morita, Takashi Mgmt For For For 2.8 Elect Director Shimanuki, Shizuo Mgmt For For For 2.9 Elect Director Mitsuya, Makoto Mgmt For For For 2.10 Elect Director Mizushima, Toshiyuki Mgmt For For For 2.11 Elect Director Enomoto, Takashi Mgmt For For For 2.12 Elect Director Usami, Kazumi Mgmt For For For 2.13 Elect Director Miyamoto, Yutaka Mgmt For For For 2.14 Elect Director Ishikawa, Toshiyuki Mgmt For For For 2.15 Elect Director Kawata, Takeshi Mgmt For For For 2.16 Elect Director Ishikawa, Tsutomu Mgmt For For For 2.17 Elect Director Kobuki, Shinzo Mgmt For For For 2.18 Elect Director Yagi, Shinsuke Mgmt For For For 3 Appoint Statutory Auditor Gonda, Toshihiro Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AIXTRON SE TICKER SECURITY ID: MEETING DATE MEETING STATUS AIXA CINS D0198L143 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 0.60 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5.1 Elect Wolfgang Blaettchen to the Supervisory Board Mgmt For For For 5.2 Elect Petra Denk to the Supervisory Board Mgmt For For For 5.3 Elect Holger Juergensen to the Supervisory Board Mgmt For For For 5.4 Elect Karl-Hermann Kuklies to the Supervisory Board Mgmt For For For 5.5 Elect Ruediger von Rosen to the Supervisory Board Mgmt For For For 5.6 Elect Kim Schindelhauer to the Supervisory Board Mgmt For For For 6 Approve Remuneration of First Supervisory Board of Aixtron SE Mgmt For For For 7 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For For 8 Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011 Mgmt For For For 9 Approve Creation of EUR 40.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights Mgmt For For For 10.1 Amend Articles Re: Supervisory Board Terms Mgmt For For For 10.2 Amend Articles Re: Deletion of Obsolete Passages Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AIXTRON SE, AACHEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D0198L143 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR VOTING RIGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE EMAIL GERMANMARKET.QUERIES@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS. WHEN REQUESTING FORMS, PLEASE N/A N/A N/A N/A 3 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 4 Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of MDs pursuant to Sections 289(4) a N/A N/A N/A N/A 5 Resolution on the appropriation of the distributable profit of EUR 124,910,037.47 as follows: Payment of a dividend of EUR 0.60 per no-par share EUR 64,202,117.87 shall be carried forward Ex-dividend and payable date: May 20, 2011 N/A For For For 6 Ratification of the acts of the Board of MDs N/A For For For 7 Ratification of the acts of the Supervisory Board N/A For For For 8 Elections to the Supervisory Board: Wolfgang Blaettchen N/A For For For 9 Elections to the Supervisory Board: Petra Denk N/A For For For 10 Elections to the Supervisory Board: Holger Juergensen N/A For For For 11 Elections to the Supervisory Board: Karl-Hermann Kuklies N/A For For For 12 Elections to the Supervisory Board: Ruediger von Rosen N/A For For For 13 Elections to the Supervisory Board: Kim Schindelhauer N/A For For For 14 Resolution on the remuneration for the first Supervisory Board The members of the first Supervisory Board shall receive a remuneration of EUR 18,000, the chairman shall receive three times the amount and his deputy one and a half times the amount for the N/A For For For 15 Resolution on the adjustment of the remuneration for the new elected Supervisory Board, and the corresponding amendments to the articles of association Section 17(3) shall be amended in respect of the members of the Supervisory Board receiving an annual r N/A For For For 16 Appointment of auditors for the 2011 financial year: Deloitte Touche GmbH, Dusseldorf N/A For For For 17 Resolution on the creation of new authorized capital and the corresponding amendment to the articles of association a) The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 40,471,946 t Mgmt For Against Against 18 Amendment of paragraph 11 and 17 of the statute of Aixtron se: repeal and amendment of 11 paragraph 2 of the statute Mgmt For Against Against 19 Amendment of paragraph 11 and 17 of the statute of Aixtron se: repeal of paragraph 11 paragraph 3 and.17 paragraph 6 of the statute Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AKBANK TICKER SECURITY ID: MEETING DATE MEETING STATUS AKBNK ISIN TRAAKBNK91N6 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes Mgmt For For For 2 Receive Statutory Reports Mgmt N/A N/A N/A 3 Approve Profit and Loss Report; Approve Discharge of Board and Auditors Mgmt For For For 4 Approve Dividend Distribution Mgmt For For For 5 Authorize Issuance of Bonds and/or Commercial Papers Mgmt For For For 6 Receive Information on Charitable Donations Mgmt N/A N/A N/A 7 Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALL NIPPON AIRWAYS CO. LTD. (ANA) TICKER SECURITY ID: MEETING DATE MEETING STATUS 9202 CINS J51914109 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 2 Mgmt For For For 2.1 Elect Director Ohashi, Yoji Mgmt For For For 2.2 Elect Director Ito, Shinichiro Mgmt For For For 2.3 Elect Director Nagase, Shin Mgmt For For For 2.4 Elect Director Morimoto, Mitsuo Mgmt For For For 2.5 Elect Director Hidema, Tomohiro Mgmt For For For 2.6 Elect Director Okada, Keisuke Mgmt For For For 2.7 Elect Director Hora, Hayao Mgmt For For For 2.8 Elect Director Shinobe, Osamu Mgmt For For For 2.9 Elect Director Nakamura, Katsumi Mgmt For For For 2.10 Elect Director Takemura, Shigeyuki Mgmt For For For 2.11 Elect Director Ito, Hiroyuki Mgmt For For For 2.12 Elect Director Maruyama, Yoshinori Mgmt For For For 2.13 Elect Director Tonomoto, Kiyoshi Mgmt For For For 2.14 Elect Director Katanozaka, Shinya Mgmt For For For 2.15 Elect Director Okada, Akira Mgmt For For For 2.16 Elect Director Kimura, Misao Mgmt For Against Against 2.17 Elect Director Mori, Shosuke Mgmt For Against Against 3 Appoint Statutory Auditor Okawa, sumihito Mgmt For Against Against 4 Approve Adjustment to Aggregate Compensation Ceiling for Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CINS J01176114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Elect Director Yasuoka, Yozo Mgmt For For For 2.2 Elect Director Fujii, Yasuhiro Mgmt For For For 2.3 Elect Director Shimaoka, Motohiro Mgmt For For For 2.4 Elect Director Ozawa, Kazuhito Mgmt For For For 2.5 Elect Director Edagawa, Hitoshi Mgmt For For For 3 Appoint Statutory Auditor Kogashira, Hideharu Mgmt For For For 4 Appoint Alternate Statutory Auditor Tokiwa, Hikokichi Mgmt For For For 5 Approve Retirement Bonus Payment for Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ALTEN, BOULOGNE-BILLANCOURT TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F02626103 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A N/A N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A N/A N/A 3 PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf /2011/0518/201105181102529.pdf AND https://balo.journal-officiel.gouv.fr/pdf /2011/0603/201106031103237. N/A N/A N/A N/A 4 Approval of annual corporate financial statements for the financial year ended December 31, 2010. Discharge of duties to the Board members Mgmt For For For 5 Allocation of income Mgmt For For For 6 Approval of consolidated financial statements Mgmt For For For 7 Presentation of the special report of the Statutory Auditors on the regulated Agreements and Commitments and approval of the new Agreements Mgmt For For For 8 Appointment of Mrs. Emily Luna as Board member Mgmt For For For 9 Appointment of Mr. Bruno Benoliel as Board member Mgmt For For For 10 Authorization to be granted to the Board of Directors in order for the Company to repurchase its own shares pursuant to Article L.225-209 of the Commercial Code Mgmt For For For 11 Authorization to be granted to the Board of Directors to cancel shares repurchased pursuant to Article L.225-209 of the Commercial Code Mgmt For For For 12 Delegation of authority to be granted to the Board of Directors to increase capital by incorporation of reserves, profits and/or premiums Mgmt For For For 13 Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities providing access to capital and/or entitling to the allotment of debt securities, while maintaining preferential subscription rights Mgmt For Against Against 14 Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities providing access to capital and/or entitling to the allotment of debt securities, with cancellation of preferential subscription rights by public offe Mgmt For Against Against 15 Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities providing access to capital and/or entitling to the allotment of debt securities, with cancellation of preferential subscription rights through privat Mgmt For Against Against 16 Delegation of authority to be granted to the Board of Directors to establish the terms to set the subscription price in case of cancellation of preferential subscription rights within the annual limit of 10% of capital Mgmt For Against Against 17 Delegation of authority to be granted to the Board of Directors to increase the amount of issuances in case of surplus demands Mgmt For Against Against 18 Delegation to be granted to the Board of Directors to increase capital within the limit of 10%, in consideration for in-kind contributions of equity securities and securities providing access to capital Mgmt For Against Against 19 Delegation of authority to be granted to the Board of Directors to increase capital by issuing shares reserved for members of a company savings plan pursuant to Articles L.3332-18 et seq. of the Code of Labor Mgmt For Against Against 20 Delegation to be granted to the Board of Directors to issue new share subscription warrants (Bsa), existing and/or new share subscription and/or purchase warrants (Bsaane) and/or redeemable share subscription and/or purchase warrants (Bsaar) reserved for Mgmt For Against Against 21 Powers to accomplish all legal formalities Mgmt For For For 22 PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- AMEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMEC CINS G02604117 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Remuneration Policy Mgmt For For For 5 Elect Neil Carson as Director Mgmt For For For 6 Elect Colin Day as Director Mgmt For For For 7 Re-elect Samir Brikho as Director Mgmt For For For 8 Re-elect Tim Faithfull as Director Mgmt For For For 9 Re-elect Ian McHoul as Director Mgmt For For For 10 Re-elect Neil Bruce as Director Mgmt For For For 11 Re-elect Simon Thompson as Director Mgmt For For For 12 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 13 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 14 Amend Performance Share Plan 2002 Mgmt For For For 15 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 16 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 17 Authorise Market Purchase Mgmt For For For 18 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANDRITZ AG, GRAZ TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP A11123105 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 18 MAR 2011 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DATE FOR THIS MEETING IS 19 MAR 2011. THANK YOU N/A N/A N/A N/A 2 Presentation of the audited financial statements including status report and corporate governance report as of December 31, 2010, as well as the consolidated financial statements including consolidated status report as of December 31, 2010, and the superv Mgmt For For For 3 Resolution on distribution of the net earnings shown in the financial statements as of December 31, 2010 Mgmt For For For 4 Resolution on discharge of the executive board members for the 2010 business year Mgmt For For For 5 Resolution on discharge of the supervisory board members for the 2010 business year Mgmt For For For 6 Resolution on the remuneration for the supervisory board members for the 2010 business year Mgmt For For For 7 Appointment of the auditor for the financial statements and consolidated financial statements for the 2011 business year Mgmt For For For 8 Appointment of one person to the supervisory board Mgmt For For For 9 Resolution on authorization of the executive board: To buy back and possibly cancel own shares to the maximum extent permitted by law for a period of thirty months from April 1, 2011 pursuant to sec. 65 para. 1 sub-para. 8 AKTG (Austrian Stock Corporation Mgmt For For For 10 Resolution on authorization of the executive board: To decide, for a period of five years as from the date of adopting the resolution and with approval from the supervisory board, on alienating own shares in a way other than by sale via the stock exchange Mgmt For For For 11 PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TIME FROM 12.00 TO 10.30. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAL CINS G03764134 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Elect Phuthuma Nhleko as Director Mgmt For For For 4 Re-elect Cynthia Carroll as Director Mgmt For For For 5 Re-elect David Challen as Director Mgmt For For For 6 Re-elect Sir CK Chow as Director Mgmt For For For 7 Re-elect Sir Philip Hampton as Director Mgmt For For For 8 Re-elect Rene Medori as Director Mgmt For For For 9 Re-elect Ray O'Rourke as Director Mgmt For For For 10 Re-elect Sir John Parker as Director Mgmt For For For 11 Re-elect Mamphela Ramphele as Director Mgmt For For For 12 Re-elect Jack Thompson as Director Mgmt For For For 13 Re-elect Peter Woicke as Director Mgmt For For For 14 Reappoint Deloitte LLP as Auditors Mgmt For For For 15 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Approve Long-Term Incentive Plan Mgmt For For For 18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 20 Authorise Market Purchase Mgmt For For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANRITSU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6754 CINS J01554104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For For 2.1 Elect Director Tanaka, Kenji Mgmt For For For 2.2 Elect Director Shirono, Junkichi Mgmt For For For 2.3 Elect Director Taniai, Toshisumi Mgmt For For For 2.4 Elect Director Aoi, Michikazu Mgmt For For For 2.5 Elect Director Seki, Takaya Mgmt For For For 3.1 Appoint Statutory Auditor Yamaguchi, Shigehisa Mgmt For For For 3.2 Appoint Statutory Auditor Tanaka, Nobuyoshi Mgmt For For For 3.3 Appoint Statutory Auditor Kamiya, Kunihiro Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Stock Option Plan for Directors Mgmt For For For 6 Approve Stock Option Plan for Employees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APRIL GROUP, LYON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F0346N106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A N/A N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A N/A N/A 3 PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf /2011/0316/201103161100679.pdf AND https://balo.journal-officiel.gouv.fr/pdf /2011/0401/201104011100959.pd N/A N/A N/A N/A 4 Approval of the annual financial statements for the financial year ended December 31, 2010 Mgmt For For For 5 Approval of the consolidated financial statements for the financial year ended December 31, 2010 Mgmt For For For 6 Allocation of income for the financial year and setting the dividend Mgmt For For For 7 Special report of the Statutory Auditors on the regulated Agreements and Undertakings and approval of these Agreements Mgmt For Against Against 8 Special report of the Statutory Auditors on the regulated Agreements and Undertakings and approval of an Undertaking in favour of Mr. Patrick Petitjean Mgmt For Against Against 9 Renewal of Mr. Bruno Rousset's term as Board member Mgmt For For For 10 Renewal of Mr. Andre Arrago's term as Board member Mgmt For For For 11 Renewal of Mr. Jean-Claude Augros' term as Board member Mgmt For For For 12 Renewal of Mr. Bernard Belletante's term as Board member Mgmt For For For 13 Renewal of Mr. Philippe Marcel's term as Board member Mgmt For For For 14 Renewal of Mr. Guy Rigaud's term as Board member Mgmt For For For 15 Renewal of Mr. Jean-Pierre Rousset's term as Board member Mgmt For For For 16 Appointment of Mr. Bruno Bonnell as Board member Mgmt For For For 17 Appointment of Mr. Jacques Tassi as Board member Mgmt For For For 18 Setting the amount of attendance allowances allocated to the Board members Mgmt For Against Against 19 Authorization to be granted to the Board of Directors to allow the Company to repurchase its own shares pursuant to Article L.225-209 of the Commercial Code Mgmt For For For 20 Ratification of transfer of the registered office Mgmt For For For 21 Delegation of authority to be granted to the Board of Directors to increase capital by issuing shares reserved for members of a company savings plan pursuant to Articles L.3332-18 et seq. of the Code of Labor Mgmt For Against Against 22 Authorization to be granted to the Board of Directors to grant options to subscribe for and/or purchase shares to employees (and/or some corporate officers) Mgmt For Against Against 23 Authorization to be granted to the Board of Directors to allocate free shares to employees (and/or some corporate officers) Mgmt For Against Against 24 Change in the name of the Company and consequential amendment of the Statutes Mgmt For Against Against 25 Update of the Statutes Mgmt For Against Against 26 Amendment of Article 24 of the Statutes Mgmt For Against Against 27 Powers for the formalities Mgmt For For For 28 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CINS G0483X122 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Elect Larry Hirst as Director Mgmt For For For 5 Elect Janice Roberts as Director Mgmt For For For 6 Elect Andy Green as Director Mgmt For For For 7 Re-elect Doug Dunn as Director Mgmt For For For 8 Re-elect Warren East as Director Mgmt For For For 9 Re-elect Tudor Brown as Director Mgmt For For For 10 Re-elect Mike Inglis as Director Mgmt For For For 11 Re-elect Mike Muller as Director Mgmt For For For 12 Re-elect Kathleen O'Donovan as Director Mgmt For For For 13 Re-elect Philip Rowley as Director Mgmt For For For 14 Re-elect Tim Score as Director Mgmt For For For 15 Re-elect Simon Segars as Director Mgmt For For For 16 Re-elect Young Sohn as Director Mgmt For For For 17 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For For For 18 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARYZTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS YZA CINS H0336B110 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income and Dividends of CHF 0.48 per Share Mgmt For For For 3 Approve Discharge of Board and Senior Management Mgmt For For For 4 Reelect Owen Killian as Director Mgmt For For For 5 Elect Charles Adair as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASAHI DIAMOND INDUSTRIAL CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J02268100 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Allow Use of Electronic Systems for Public Notifications Mgmt For Against Against 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J03234150 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Approve Renewal of Anti-Takeover Defense Measures Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ASOS PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0536Q108 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the accounts for the FYE 31 MAR 2010 together with the Directors' report and the Auditors report thereon Mgmt For For For 2 Re-elect Robert Bready as a Director of the Company Mgmt For For For 3 Re-elect Jonathan Kamaluddin as a Director of the Company Mgmt For For For 4 Re-elect Peter Williams as a Director of the Company Mgmt For For For 5 Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company to hold office form the conclusion of this meeting until the conclusion of the next AGM of the Company to hold in 2011 and the Directors be authorized to fix their remuneration Mgmt For For For 6 Authorize the Directors of the Company, pursuant to Section 551 of the Companies Act 2006, to allot any shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company up to an aggregate maximum nominal amount Mgmt For Against Against 7 CONTD. convert securities into shares in pursuance of such offer or agreement as if the authority conferred hereby had not expired, the authority granted by this resolution shall replace all existing authorities to allot any shares in the Company and to g N/A N/A N/A N/A 8 Authorize the Directors of the Company, pursuant to Section 570 and 573 of the Companies Act 2006, to allot equity securities as defined in Section 560 of the Companies Act 2006 for cash pursuant to the authority conferred by resolution 6 above or by wa Mgmt For Against Against 9 CONTD. or deemed to be held by them, subject such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with fractional entitlements or legal or practical problems arising under the laws of any overseas territory or the N/A N/A N/A N/A 10 CONTD. pursuance of any such offer or agreement as if the power conferred by this resolution had not expired, the authority granted by this resolution shall replace all existing authorities to allot equity securities for cash as if section 561(1) of the C N/A N/A N/A N/A 11 Authorize the Directors of the Company, pursuant to Section 701 of the Companies Act 2006, to make market purchases as defined in Section 693(4) of the Companies Act 2006 of ordinary shares of 3.5 pence each in the capital of the Company ordinary share Mgmt For For For 12 CONTD. derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which that ordinary shares is contracted to be purchases; Authority shall expire on the conclusion of the next AGM of the Compan N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZNl CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend Mgmt For For For 3 Reappoint KPMG Audit plc as Auditors Mgmt For For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 5.1 Re-elect Louis Schweitzer as Director Mgmt For For For 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Elect Bruce Burlington as Director Mgmt For For For 5.5 Re-elect Jean-Philippe Courtois as Director Mgmt For For For 5.6 Re-elect Michele Hooper as Director Mgmt For For For 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Nancy Rothwell as Director Mgmt For For For 5.9 Elect Shriti Vadera as Director Mgmt For For For 5.10 Re-elect John Varley as Director Mgmt For For For 5.11 Re-elect Marcus Wallenberg as Director Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations and Expenditure Mgmt For For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCOA CINS W10020118 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting and Elect Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Statutory Reports Mgmt N/A N/A N/A 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Committees Mgmt N/A N/A N/A 9.1 Approve Financial Statements and Statutory Reports Mgmt For For For 9.2 Approve Discharge of Board and President Mgmt For For For 9.3 Approve Allocation of Income and Dividends of SEK 4 per Share Mgmt For For For 9.4 Approve April 27, 2011 as Record Date for Dividend Mgmt For For For 10 Receive Report from Nominating Committee; Determine Number of Members (9) and Deputy Members of Board Mgmt For For For 11 Reelect Sune Carlsson (Chair), Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as Directors Mgmt For Against Against 12 Approve Remuneration of Directors in the Amounts of SEK 1.75 Million for Chairman, SEK 645,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration Mgmt For For For 13.1 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 13.2 Approve Stock Option Plan 2011 for Key Employees Mgmt For For For 14.1 Authorize Repurchase of Up to 4.3 Million Class A Shares in Connection with Stock Option Plan 2011 Mgmt For For For 14.2 Authorize Repurchase of Up to 70,000 Million Class A Shares in Connection with Synthetic Share Plan Mgmt For For For 14.3 Approve Transfer of Shares in Connection with 2011 Stock Option Plan Mgmt For For For 14.4 Approve Transfer of Shares in Connection with Synthetic Share Plan Mgmt For For For 14.5 Approve Transfer of Shares in Connection with 2006, 2007, 2008, and 2009 Stock Option Plans Mgmt For For For 15 Approve Redemption Program: Approve SEK 393 Million Reduction In Share Capital; Approve 2:1 Stock Split; Approve Capitalization of Reserves for a Bonus Issue; Amend Articles Accordingly Mgmt For For For 16 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For For 17 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 Mgmt N/A N/A N/A 2 Approve the Amendments to the Company's Constitution Regarding Profits Test for Dividend Distribution Mgmt For For For 3 Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 Mgmt For For For 4 Approve the Grant of Performance Rights Worth Up to A$3 Million to Michael Smith, Chief Executive Officer, Under the ANZ Share Option Plan Mgmt For For For 5.1 Elect G. J. Clark as a Director Mgmt For For For 5.2 Elect D. E. Meiklejohn as a Director Mgmt For For For 5.3 Elect R. J. Reeves as a Director ShrHldr Against Against For 5.4 Elect I. J. Macfarlane as a Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CS CINS F06106102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Treatment of Losses and Dividends of EUR 0.69 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions and Approve New Transaction Mgmt For For For 5 Reelect Jean-Martin Folz as Director Mgmt For For For 6 Reelect Giuseppe Mussari as Director Mgmt For For For 7 Elect Marcus Schenck as Director Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Against Against 9 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion Mgmt For For For 11 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For For 12 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1 Billiion Mgmt For For For 13 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 11 and 12 Mgmt For For For 14 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 to 13 and 17 Mgmt For For For 15 Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers Mgmt For For For 16 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For For 17 Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion Mgmt For For For 18 Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion Mgmt For For For 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Mgmt For For For 21 Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For For 22 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against Against 23 Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 24 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 25 Amend Article 23 of Bylaws to Comply with New Legislation Re: General Meetings Mgmt For For For 26 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AYALA LAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ALI ISIN PHY0488F1004 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous Shareholder Meeting Mgmt For For For 2 Approve Annual Report of Management Mgmt For For For 3 Ratify All the Acts and Resolutions of the Board of Directors and of the Executive Committee Adopted During the Preceding Year Mgmt For For For 4 Approve the Increase in the Remuneration of Directors Mgmt For For For 5.1 Elect Fernando Zobel de Ayala as a Director Mgmt For For For 5.2 Elect Jaime Augusto Zobel de Ayala as a Director Mgmt For For For 5.3 Elect Antonino T. Aquino as a Director Mgmt For For For 5.4 Elect Delfin L. Lazaro as a Director Mgmt For For For 5.5 Elect Aurelio R. Montinola III as a Director Mgmt For For For 5.6 Elect Mercedita S. Nolledo as a Director Mgmt For For For 5.7 Elect Francis G. Estrada as a Director Mgmt For For For 5.8 Elect Jaime C. Laya as a Director Mgmt For For For 5.9 Elect Oscar S. Reyes as a Director Mgmt For For For 6 Appoint Sycip Gorres Velayo & Co. as Independent Auditors and Fix Their Remuneration Mgmt For For For 7 Other Business Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Elect Archie Bethel as Director Mgmt For For For 3 Elect Kevin Thomas as Director Mgmt For For For 4 Re-elect Lord Alexander Hesketh as Director Mgmt For For For 5 Approve Remuneration Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 7 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 8 Amend the Approved Employee Share Ownership Plan Mgmt For For For 9 Authorise EU Political Donations and Expenditure Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Adopt New Articles of Association Mgmt For For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Director Mgmt For For For 5 Re-elect Michael Hartnall as Director Mgmt For For For 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Director Mgmt For For For 9 Re-elect Richard Olver as Director Mgmt For For For 10 Re-elect Roberto Quarta as Director Mgmt For For For 11 Re-elect Nicholas Rose as Director Mgmt For For For 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For For 17 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Approve Restricted Share Plan 2011 Mgmt For For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Director Mgmt For For For 5 Re-elect Michael Hartnall as Director Mgmt For For For 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Director Mgmt For For For 9 Re-elect Richard Olver as Director Mgmt For For For 10 Re-elect Roberto Quarta as Director Mgmt For For For 11 Re-elect Nicholas Rose as Director Mgmt For For For 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For For 17 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Approve Restricted Share Plan 2011 Mgmt For For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income and Distribution of Dividend, and Discharge Directors for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For For 2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For For 2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For For 2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For For 2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For For 3 Approve Merger by Absorption of Finanzia Banco de Credito SA (Unipersonal) Mgmt For For For 4 Authorize Increase in Capital up to 50 Percent via Issuance of New Shares without Preemptive Rights; Amend Article 5 of Company Bylaws Mgmt For For For 5.1 Authorize Increase in Capital via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves Mgmt For For For 5.2 Authorize Increase in Capital via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves Mgmt For For For 6 Authorize Issuance of Debt Securities up to EUR 250 Billion Within Five Years; Void Unused Part of Previous Authorization Mgmt For For For 7 Approve Variable Remuneration of Executives and Directors in Company Shares Mgmt For For For 8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For For 9 Elect Auditors for Fiscal Year 2011 Mgmt For For For 10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, 30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws Mgmt For For For 11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Meeting Guidelines Mgmt For For For 12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For 13 Approve Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends Mgmt For For For 3 Approve Discharge of Management and Supervisory Board Mgmt For For For 4 Amend Articles Mgmt For For For 4.1 Appoint Independent Auditor to Appraise Increase in Capital ShrHldr N/A For N/A 4.2 Approve Increase in Share Capital ShrHldr N/A For N/A 5 Authorize Capitalization of Reserves for a Bonus Issue Mgmt For For For 6 Approve Remuneration Policy for Chairman and Vice Chairman Mgmt For For For 7 Approve Remuneration Committee and Welfare Board Fees Mgmt For For For 8 Approve Remuneration Policy for the Supervisory Board Mgmt For For For 9 Approve Remuneration Policy for the Executive Committee Mgmt For For For 10 Approve Remuneration Policy for Senior Executives and Managers Mgmt For For For 11 Elect General Meeting Board for 2011-2013 Mgmt For For For 12 Elect Remuneration Committee and Welfare Board for 2011-2013 Mgmt For For For 13 Elect Board Members for 2011-2013 Mgmt For For For 14 Elect Executive Board for 2011-2013 Mgmt For For For 15 Elect Statutory Auditor for 2011-2013 Mgmt For For For 16 Appoint External Auditor for 2011-2013 Mgmt For Against Against 17 Authorize the Repurchase and Reissuance of Shares Mgmt For For For 18 Authorize the Repurchase and Reissuance of Debt Instruments Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Government Guarantee Mgmt For For For 2 Approve Suspension of Preemptive Rights for the Issuance of Shares in Connection with Government Guarantee Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X0346X153 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify the Election of Directors Mgmt For For For 2 Accept Individual Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 3 Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 4 Approve Allocation of Income and Dividends Mgmt For For For 5 Approve Discharge of Management and Supervisory Board Mgmt For For For 6 Approve Remuneration Policy Mgmt For For For 7 Authorize Repurchase and Reissuance of Shares Mgmt For For For 8 Amend Articles 14 and 16 Mgmt For For For 9 Amend Articles 4, 5, 10, 13, and 14 Mgmt For For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X0346X153 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 4 Mgmt For For For 2 Approve Suspension of Preemptive Rights for the Issuance of Shares in Connection with Government Guarantee for Issuance of Convertible Debt Mgmt For For For 3 Ratify Vincent Pacaud as Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO POPULAR ESPANOL S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19550206 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Board of Directors for Fiscal Year 2010 Mgmt For For For 2.1 Amend Articles 8, 13, 14, 23, and 31 of Bylaws Re: Transfer of Shares, General Shareholders' Meeting Announcement, Meeting Attendance, Audit and Control Committee, and Dissolution and Liquidation Mgmt For For For 2.2 Amend Article 17 and Remove Second Transitional Provision of Bylaws Re: Fix Number of Directors to 18, and Possible Inclusion of Remuneration in Shares Mgmt For For For 2.3 Amend Articles 25 and 26 of Bylaws Re: Composition and Functions of Management and Risk Assessment Committee Mgmt For Against Against 2.4 Amend Article 15 and First Transitional Provision Re: Table of the Meeting Mgmt For For For 2.5 Amend Articles 1, 7, 9, 10, 11, 12, 15, 18, 20, 21, 22, 28, and Final Article, Including Removal of Articles 30 and 32 of Company Bylaws Mgmt For For For 3 Amend Articles 8, 11, 12, 17, 23 and 24 of General Meeting Regulations Mgmt For For For 4 Elect Michael Lucas as Director Mgmt For Against Against 5 Reelect PricewaterhouseCoopers Auditores SL as Auditors of Individual and Consolidated Accounts Mgmt For For For 6 Authorize Increase in Capital up to 50 Percent via Issuance of New Shares without Preemptive Rights and Amend Articles Accordingly Mgmt For For For 7.1 Authorize Increase in Capital via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves Mgmt For For For 7.2 Authorize Increase in Capital via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves Mgmt For For For 8 Authorize Issuance of Non Convertible Bonds, Debentures, and Debt Securities up to EUR 100 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 Mgmt For For For 9 Authorize Issuance of Convertible Debt Securities Without Preemptive Rights up to EUR 2.5 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 Mgmt For For For 10 Advisory Vote on Company's Remuneration Report Mgmt For For For 11 Approve Restricted Stock Plan Mgmt For For For 12 Authorize Board to Enter into Activities in Accordance with the Company Objectives Mgmt For For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO SANTANDER CHILE TICKER SECURITY ID: MEETING DATE MEETING STATUS BSANTANDER ISIN CLP1506A1070 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept External Auditor's Reports, Annual Report, Financial Statements and External Auditors' Report for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends for CLP 1.51 Per Share Mgmt For For For 3 Elect External Auditors Mgmt For For For 4 Designate Risk Assessment Companies Mgmt For For For 5.1 Elect Mauricio Larrain Garces as Director Mgmt For For For 5.2 Elect Jesus Zabalza Lotina as Director Mgmt For For For 5.3 Elect Oscar Von Chrismar Carvajal as Director Mgmt For For For 5.4 Elect Carlos Olivos Marchant as Director Mgmt For For For 5.5 Elect Victor Arbulu Crousillat as Director Mgmt For For For 5.6 Elect Marco Colodro Hadjes as Director Mgmt For For For 5.7 Elect Lucia Santa Cruz Sutil as Director Mgmt For For For 5.8 Elect Roberto Mendez Torres as Director Mgmt For For For 5.9 Elect Vittorio Corbo Lioi as Director Mgmt For For For 5.10 Elect Roberto Zahler Mayanz as Director Mgmt For For For 5.11 Elect Lisandro Serrano Spoerer as Director Mgmt For For For 5.12 Elect Juan Manuel Hoyos Martinez de Irujo as Director Mgmt For For For 5.13 Elect Raimundo Monge Zegers as Director Mgmt For For For 6 Approve Remuneration of Directors Mgmt For Abstain Against 7 Receive Directors and Audit Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee Mgmt For Abstain Against 8 Accept Special Auditors' Report Regarding Related-Party Transactions Mgmt For For For 9 Transact Other Business (Non-Voting) Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- BANGKOK BANK PUBLIC CO. LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BBL CINS Y0606R101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Operating Results Mgmt N/A N/A N/A 3 Acknowledge 2010 Audit Committee's Report Mgmt N/A N/A N/A 4 Accept Financial Statements and Statutory Reports Mgmt For For For 5 Approve Allocation of Income and Payment of Dividend of THB 5.00 Per Share Mgmt For For For 6.1 Elect Prachet Siridej as Director Mgmt For For For 6.2 Elect Kovit Poshyananda as Director Mgmt For For For 6.3 Elect Singh Tangtatswas as Director Mgmt For For For 6.4 Elect Charn Sophonpanich as Director Mgmt For For For 6.5 Elect Kanung Luchai as Director Mgmt For For For 6.6 Elect Thaweelap Rittapirom as Director Mgmt For For For 7 Acknowledge Remuneration of Directors Mgmt N/A N/A N/A 8 Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 9 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CUSIP Y0698A107 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jackson Tai as Independent Non-Executive Director Mgmt For For For 2 Authorize Issuance of Renminbi Denominated Bonds for an Amount Not Exceeding RMB 20 Billion Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CINS Y0698A107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Report of Board of Directors Mgmt For For For 2 Approve Report of Board of Supervisors Mgmt For For For 3 Approve the Annual Financial Statements Mgmt For For For 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve the Annual Budget Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7.1 Elect Zhang Xiangdong as Non-Executive Director Mgmt For For For 7.2 Elect Zhang Qi as Non-Executive Director Mgmt For For For 8.1 Elect Mei Xingbao as External Supervisor Mgmt For For For 8.2 Elect Bao Guoming as External Supervisor Mgmt For For For 9 Approve Issuance of Ordinary Financial Bonds Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Auth Issuance with Preemptive Rgts Mgmt For For For 1.2 Auth Issuance with Preemptive Rgts Mgmt For For For 1.3 Auth Issuance with Preemptive Rgts Mgmt For For For 1.4 Auth Issuance with Preemptive Rgts Mgmt For For For 1.5 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 1.6 Auth Issuance with Preemptive Rgts Mgmt For For For 1.7 Auth Issuance with Preemptive Rgts Mgmt For For For 2 Appr Alloc of Income and Divs Mgmt For For For 3 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 4 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Auth Issuance with Preemptive Rgts Mgmt For For For 1.2 Auth Issuance with Preemptive Rgts Mgmt For For For 1.3 Auth Issuance with Preemptive Rgts Mgmt For For For 1.4 Auth Issuance with Preemptive Rgts Mgmt For For For 1.5 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 1.6 Auth Issuance with Preemptive Rgts Mgmt For For For 1.7 Auth Issuance with Preemptive Rgts Mgmt For For For 2 Appr Alloc of Income and Divs Mgmt For For For 3 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 4 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 5.1 Elect Directors Mgmt For For For 5.2 Elect Directors Mgmt For For For 5.3 Elect Directors Mgmt For For For 5.4 Elect Directors Mgmt For For For 5.5 Elect Directors Mgmt For For For 5.6 Elect Directors Mgmt For For For 5.7 Elect Directors Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS TICKER SECURITY ID: MEETING DATE MEETING STATUS BPI ISIN PHY0967S1694 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous Shareholder Meeting Mgmt For For For 2 Approve the Annual Report of Management Mgmt For For For 3 Approve the Discharge of the Board and Management Mgmt For For For 4.1 Elect Jaime Augusto Zobel de Ayala II as a Director Mgmt For For For 4.2 Elect Aurelio R. Montinola III as a Director Mgmt For For For 4.3 Elect Fernando Zobel de Ayala as a Director Mgmt For For For 4.4 Elect Gerardo C. Ablaza, Jr. as a Director Mgmt For For For 4.5 Elect Romeo L. Bernardo as a Director Mgmt For For For 4.6 Elect Chng Sok Hui as a Director Mgmt For For For 4.7 Elect Cezar P. Consing as a Director Mgmt For For For 4.8 Elect Octavio V. Espiritu as a Director Mgmt For For For 4.9 Elect Rebecca G. Fernando as a Director Mgmt For For For 4.10 Elect Khoo Teng Cheong as a Director Mgmt For For For 4.11 Elect Xavier P. Loinaz as a Director Mgmt For For For 4.12 Elect Ma Yuen Lin Annie as a Director Mgmt For For For 4.13 Elect Mercedita S. Nolledo as a Director Mgmt For For For 4.14 Elect Artemio V. Panganiban as a Director Mgmt For For For 4.15 Elect Oscar S. Reyes as a Director Mgmt For For For 5 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Approve Directors' Bonus Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 2.20 per Share Mgmt For For For 3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For For 7 Approve Remuneration of Audit Committee of the Supervisory Board Mgmt For For For 8 Approve Affiliation Agreement with Subsidiary Styrolution GmbH Mgmt For For For 9 Approve Affiliation Agreement with Subsidiary BASF US Verwaltung GmbH Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BENETEAU SA, SAINT GILLES CROIX DE VIE TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP F09419106 01/28/2011 Take No Action MEETING TYPE COUNTRY OF TRADE MIX France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A TNA N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A TNA N/A 3 PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf /2010/1224/201012241006449.pdf N/A N/A TNA N/A 4 Review and approval of the corporate financial statements of the Company for the financial year ended on August 31, 2010 Mgmt For TNA N/A 5 Review and approval of the consolidated financial statements of the Company for the financial year ended on August 31, 2010 Mgmt For TNA N/A 6 Review and approval of the Agreements pursuant to Articles L.225-86 et seq. of the Commercial Code Mgmt For TNA N/A 7 Allocation of Income - Setting of the dividend Mgmt For TNA N/A 8 Renewal of Mrs. Annette ROUX' term as Supervisory Board member Mgmt For TNA N/A 9 Renewal of Mr. Yves LYON-CAEN's term as Supervisory Board member Mgmt For TNA N/A 10 Renewal of Mr. Yvon BENETEAU's term as Supervisory Board member Mgmt For TNA N/A 11 Renewal of Mr. Luc DUPE's term as Supervisory Board member Mgmt For TNA N/A 12 Renewal of Mr. Yves GONNORD's term as Supervisory Board member Mgmt For TNA N/A 13 Renewal of Mr. Christian DE LABRIFFE's term as Supervisory Board member Mgmt For TNA N/A 14 Renewal of Mr. Eric DELANNOY's term as Supervisory Board member Mgmt For TNA N/A 15 Allocation of attendance allowances to the Supervisory Board for the current financial year Mgmt For TNA N/A 16 Renewal of the Company's share repurchase program Mgmt For TNA N/A 17 Authorization to the Executive Board to grant options to purchase shares Mgmt For TNA N/A 18 Authorization to the Executive Board to allocate free shares Mgmt For TNA N/A 19 Authorization to the Executive Board to transfer shares to employees under one or more company savings plans Mgmt For TNA N/A 20 Authorization to the Executive Board to reduce the share capital by cancellation of shares purchased under the 13th resolution Mgmt For TNA N/A 21 Decision to be taken concerning a possible capital increase to be carried out under the conditions referred to in Article L.3332-18 to L.3332-24 of the Code of Labor Mgmt For TNA N/A 22 Full powers to accomplish all legal formalities Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG. CINS G1245Z108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Fabio Barbosa as Director Mgmt For For For 5 Elect Caio Koch-Weser as Director Mgmt For For For 6 Elect Patrick Thomas as Director Mgmt For For For 7 Re-elect Peter Backhouse as Director Mgmt For For For 8 Re-elect Frank Chapman as Director Mgmt For For For 9 Re-elect Baroness Hogg as Director Mgmt For For For 10 Re-elect Dr John Hood as Director Mgmt For For For 11 Re-elect Martin Houston as Director Mgmt For For For 12 Re-elect Sir David Manning as Director Mgmt For For For 13 Re-elect Mark Seligman as Director Mgmt For For For 14 Re-elect Philippe Varin as Director Mgmt For For For 15 Re-elect Sir Robert Wilson as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 17 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) TICKER SECURITY ID: MEETING DATE MEETING STATUS 532454 ISIN INE397D01024 09/01/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Dividend of INR 1.00 Per Share Mgmt For For For 3 Reappoint P.C. Prasad as Director Mgmt For For For 4 Reappoint C.S. Koong as Director Mgmt For For For 5 Reappoint Rajan Bharti Mittal as Director Mgmt For For For 6 Reappoint Rakesh Bharti Mittal as Director Mgmt For For For 7 Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Approve Appointment and Remuneration of S. Mittal, Relative of a Director, as an Employee with Bharti Airtel International (Netherlands) B.V., Netherlands, a Wholly-Owned Subsidiary of Bharti Airtel Ltd. Mgmt For For For 9 Approve Commission Remuneration of Non-Executive Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 Mgmt For For For 2 Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million Mgmt For For For 11 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million Mgmt For For For 12 Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc Mgmt For For For 13 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 14 Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan Mgmt For For For 15 Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director Mgmt For For For 16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For For 17 Approve the Amendments to the Articles of Association of BHP Billiton Plc Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 Mgmt For For For 2 Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million Mgmt For For For 11 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million Mgmt For For For 12 Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc Mgmt For For For 13 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 14 Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan Mgmt For For For 15 Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director Mgmt For For For 16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For For 17 Approve the Amendments to the Articles of Association of BHP Billiton Plc Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLT CINS G10877101 10/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Re-elect Dr John Buchanan as Director Mgmt For For For 3 Re-elect David Crawford as Director Mgmt For For For 4 Re-elect Keith Rumble as Director Mgmt For For For 5 Re-elect Dr John Schubert as Director Mgmt For For For 6 Re-elect Jacques Nasser as Director Mgmt For For For 7 Elect Malcolm Broomhead as Director Mgmt For For For 8 Elect Carolyn Hewson as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Amend Long Term Incentive Plan Mgmt For For For 15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For For 16 Amend the Constitution of BHP Billiton Limited Mgmt For For For 17 Amend Articles of Association of BHP Billiton plc Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS TICKER SECURITY ID: MEETING DATE MEETING STATUS BIMAS ISIN TREBIMM00018 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting, Elect Presiding Council of Meeting, Authorize Presiding Council to Sign Minutes of Meeting Mgmt N/A N/A N/A 2 Receive Statutory Reports Mgmt N/A N/A N/A 3 Accept Financial Statements and Statutory Reports Mgmt For For For 4 Approve Allocation of Income Mgmt For For For 5 Approve Discharge of Board and Auditors Mgmt For For For 6 Elect Directors and Approve Their Remuneration Mgmt For Abstain Against 7 Appoint Internal Statutory Auditors and Approve Their Remuneration Mgmt For Abstain Against 8 Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose Mgmt For For For 9 Receive Information on Charitable Donations Mgmt N/A N/A N/A 10 Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties Mgmt N/A N/A N/A 11 Ratify External Auditors Mgmt For Abstain Against 12 Wishes Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- BIOSENSORS INTL GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G11325100 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and adopt the audited financial statements for the FYE 31 MAR 2010 together with the Independent Auditors' Report thereon Mgmt For For For 2 Mr. Kee Lock Chua will cease as Member of the Audit and Compensation Committees Mgmt For For For 3 Mr. Horn Kee Leong will cease as Chairman of the Audit Committee Mgmt For For For 4 Mr. Mark A. Wan will cease as Member of the Audit and Compensation Committees Mgmt For For For 5 Mr. Seow Juan Low will cease as Chairman of the Compensation and Nominations Committees Mgmt For For For 6 Re-elect Mr. Jeffrey B. Jump, who will retire pursuant to the Company's Bye-Law 107 B Mgmt For For For 7 Approve the payment of SGD 259,000 as the Directors' fees for the FYE 31 MAR 2010 Mgmt For For For 8 Re-appoint Messrs Ernst & Young LLP as the Auditors of the Company for the ensuing year and authorize the Directors to fix their remuneration Mgmt For For For 9 Authorize the Directors of the Company to: a) i) issue ordinary shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or ii) make or grant offers, agreements or options (collectively, Instruments) that might or wo Mgmt For Against Against 10 CONTD. or granted pursuant to this Resolution) does not exceed 50% of the total number of issued shares in the capital of the Company (as calculated in accordance with this resolution), of which the aggregate number of shares to be issued other than on a N/A N/A N/A N/A 11 CONTD. or exercise of any convertible securities or share option or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and a) any subsequent consolidation or subdivision of shares; iii) in exercising the aut N/A N/A N/A N/A 12 Transact any other business N/A N/A N/A N/A 13 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL TEXT IN THE RESOLUTION OF 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- BMW GROUP BAYERISCHE MOTOREN WERKE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6 Approve Remuneration System for Management Board Members Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOART LONGYEAR LTD, SYDNEY NSW TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q1645L104 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN F N/A N/A N/A N/A 2 Election of Mr Roger Brown Mgmt For For For 3 Election of Mr Roy Franklin Mgmt For For For 4 Approval of Termination Benefits for Mr Craig Kipp Mgmt For Against Against 5 Approval of Termination Benefits for Current Executives Mgmt For Against Against 6 Approval of Termination Benefits Mgmt For Against Against 7 Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Elect Director Arakawa, Shoshi Mgmt For For For 2.2 Elect Director Nishigai, Kazuhisa Mgmt For For For 2.3 Elect Director Tsuya, Masaaki Mgmt For For For 2.4 Elect Director Masunaga, Mikio Mgmt For For For 2.5 Elect Director Kakehi, Kazuo Mgmt For For For 2.6 Elect Director Tachibana Fukushima, Sakie Mgmt For For For 2.7 Elect Director Enkawa, Takao Mgmt For For For 2.8 Elect Director Murofushi, Kimiko Mgmt For For For 2.9 Elect Director Scott Trevor Davis Mgmt For For For 3 Appoint Statutory Auditor Masuda, Kenichi Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 6 Re-elect Richard Burrows as Director Mgmt For For For 7 Re-elect Karen de Segundo as Director Mgmt For For For 8 Re-elect Nicandro Durante as Director Mgmt For For For 9 Re-elect Robert Lerwill as Director Mgmt For For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For For 11 Re-elect Gerry Murphy as Director Mgmt For For For 12 Re-elect Anthony Ruys as Director Mgmt For For For 13 Re-elect Sir Nicholas Scheele as Director Mgmt For For For 14 Re-elect Ben Stevens as Director Mgmt For For For 15 Elect John Daly as Director Mgmt For For For 16 Elect Kieran Poynter as Director Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Amend Long Term Incentive Plan Mgmt For Against Against 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM.A CUSIP 112585104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marcel R. Coutu Mgmt For For For 1.2 Elect Director Maureen Kempston Darkes Mgmt For For For 1.3 Elect Director Lance Liebman Mgmt For For For 1.4 Elect Director G. Wallace F. McCain Mgmt For For For 1.5 Elect Director Frank J. McKenna Mgmt For For For 1.6 Elect Director Jack M. Mintz Mgmt For For For 1.7 Elect Director Youssef A. Nasr Mgmt For For For 1.8 Elect Director James A. Pattison Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Amend Escrow Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G16612106 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Michael Rake as Director Mgmt For For For 5 Re-elect Ian Livingston as Director Mgmt For For For 6 Re-elect Carl Symon as Director Mgmt For For For 7 Elect Anthony Ball as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 14 Authorise EU Political Donations and Expenditure Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BUCHER INDUSTRIES AG, NIEDERWENINGEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H10914176 04/14/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON N/A N/A TNA N/A 2 PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING 729298, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEAS N/A N/A TNA N/A 3 Approval of the annual report and the consolidated and statutory financial statements for 2010 Mgmt For TNA N/A 4 Acknowledgement of the remuneration report 2010 Mgmt For TNA N/A 5 Release of the board of directors and of the management Mgmt For TNA N/A 6 Appropriation of available earnings Mgmt For TNA N/A 7 Re-election of Mr. Ernst Baertschi of the board of director Mgmt For TNA N/A 8 New-election of Mr. Michael Hauser of the board of director Mgmt For TNA N/A 9 Election of the auditors PricewaterhouseCoopers Ag, Zurich Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS 5280 ISIN KR7005280003 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Formation of Holding Company Mgmt For For For 2 Amend Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BUSAN BANK TICKER SECURITY ID: MEETING DATE MEETING STATUS 5280 ISIN KR7005280003 03/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Dividend of KRW 250 per Share Mgmt For For For 2 Elect One Inside Director and Three Outside Directors (Bundled) Mgmt For For For 3 Elect Park Hae-Sik as Member of Audit Committee Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C & C GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1826G107 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Ireland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the financial statements for the YE 28 FEB 2010 and the reports of the Directors and the Auditors thereon Mgmt For For For 2 Approve to confirm and declare dividends Mgmt For For For 3 Election of Sir Brian Stewart as a Director, who retires from the Board in accordance with the Articles of Association of the Company Mgmt For For For 4 Election of Kenny Neison as a Director, who retires from the Board in accordance with the Articles of Association of the Company Mgmt For For For 5 Re-election of John Burgess as a Director Mgmt For For For 6 Re-election of Liam FitzGerald as a Director Mgmt For For For 7 Authorize the Directors to fix the remuneration of the Auditors Mgmt For For For 8 Receive the report of the remuneration Committee on Directors' remuneration for the YE 28 FEB 2010 Mgmt For For For 9 Authorize the Directors of the Company, pursuant to Section 20 of the Companies (Amendment) Act 1983, in substitution for all existing such authorities, to allot relevant securities (within the meaning of Section 20 of the Companies (Amendment) Act 1983) Mgmt For Against Against 10 Authorize the Company, pursuant to Section 24 of the Companies (Amendment) Act 1983 to allot equity securities (within the meaning of Section 23 of the said Act) for cash pursuant to the authority conferred by Resolution No. 9 above as if sub-Section (1) Mgmt For Against Against 11 CONTD. or other arrangements as the Directors may deem necessary or expedient to deal with fractional entitlements that would otherwise arise or with legal or practical problems under the laws of, or the requirements of any recognized regulatory body or a N/A N/A N/A N/A 12 CONTD. before such expiry make an offer or agreement which would or might require equity securities to be allotted after such expiry and the Directors may allot equity securities in pursuance of such offer or agreement as if the power hereby conferred had N/A N/A N/A N/A 13 Authorize the Company and/or any of its subsidiaries (being subsidiaries for the purposes of Part XI of the Companies Act, 1990) to make market purchases (as defined in Section 212 of the Companies Act, 1990) of ordinary shares of EUR 0.01 each in the cap Mgmt For For For 14 CONTD. capital of the Company as at the close of business on the date of the passing of this Resolution; (b) the minimum price that may be paid for any Share is EUR 0.01; (c) the maximum price that may be paid for any Share (a Relevant Share) shall not be N/A N/A N/A N/A 15 CONTD. preceding the day on which the relevant share is purchased as determined from the information published in the Irish Stock Exchange Daily Official List reporting the business done on each of those five days: (1) if there shall be more than one deal N/A N/A N/A N/A 16 CONTD. of this paragraph (c); provided that, if for any reason it shall be impossible or impracticable to determine an appropriate amount for any of those 5 days on the above basis, the Directors may, if they think fit and having taken into account the pr N/A N/A N/A N/A 17 CONTD equivalent information published by the relevant authority in relation to dealings on the Irish Stock Exchange or its equivalent; and d) the authority hereby conferred shall expire at the close of business on the date of the next AGM of the Company N/A N/A N/A N/A 18 Approve, subject to the passing of Resolution 11 above, for the purposes of Section 209 of the Companies Act, 1990, the re-issue price range at which any treasury shares (as defined by the said Section 209) for the time being held by the Company may be re Mgmt For For For 19 CONTD. shares of EUR 0.01 each of the Company shall be appropriate for each of the 5 business days immediately preceding the day on which such treasury share is re-issued, as determined from information published in the Irish Stock Exchange Daily Official N/A N/A N/A N/A 20 CONTD not be any bid or offer price reported, for any particular day, then that day shall not be treated as a business day for the purposes of this paragraph (b); provided that if for any reason it shall be impossible or impracticable to determine an appr N/A N/A N/A N/A 21 CONTD. is to be determined is altered or is replaced by some other means, then the appropriate price shall be determined on the basis of the equivalent information published by the relevant authority in relation to dealings on the Irish Stock Exchange or N/A N/A N/A N/A 22 Authorize the Directors, pursuant to Article 126 of the Company's Articles of Association, to exercise the powers contained in that Article so that the Directors may offer to the holders of ordinary shares of EUR 0.01 each the right to elect to receive al Mgmt For For For 23 Authorize the Directors, in accordance with the shareholders rights (Directive 2007/36/EC) Regulations 2009, to call a general meeting, other than an AGM or a meeting for the passing of a special resolution, on not less than 14 days' notice; Authority sh Mgmt For For For 24 Amend the Memorandum of Association of the Company in Clause 3 as specified Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CABLE & WIRELESS COMMUNICATIONS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1839G102 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Re-elect Sir Richard Lapthorne as Director Mgmt For For For 4 Elect Nick Cooper as Director Mgmt For For For 5 Re-elect Kate Nealon as Director Mgmt For For For 6 Reappoint KPMG Audit plc as Auditors Mgmt For For For 7 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 12 Approve Scrip Dividend Scheme Mgmt For For For 13 Authorise EU Political Donations and Expenditure Mgmt For For For 14 Authorise the Company to Use Electronic Communications Mgmt For For For 15 Approve Final Dividend Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAMPBELL BROTHERS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q20240109 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentations by the Chairman and Managing Director N/A N/A N/A N/A 2 Re-elect Ray Hill as a Non-Executive Director of the Company, who retires in accordance with Division 34 of the Company's Constitution Mgmt For For For 3 Re-elect Nerolie Withnall as a Non-Executive Director of the Company, who retires in accordance with Division 34 of the Company's Constitution Mgmt For For For 4 Re-elect Mel Bridges as a Non-Executive Director of the Company Mgmt For For For 5 Approve, in accordance with Rule 10.17 of the ASX listing rules, the aggregate maximum amount of fees available to be paid by the Company to Non-Executive Directors each FY inclusive of superannuation be increased by AUD 350,500 from AUD 599,500 inclus Mgmt For For For 6 Approve the Article 14.17 of the Company's constitution be renewed for a further 3 year period in accordance with part 6.5 of the Corporations Act Mgmt For For For 7 Adopt the remuneration report contained in the Company's 2010 annual report in respect of the FYE 31 MAR 2010 Mgmt For For For 8 Approve, for the purposes of the Corporation Act 2001 and ASX listing rule, and for all other purposes, to grant the performance rights incorporating the right to acquire shares in the Company to the managing Director, Greg Kilmister, to a maximum value Mgmt For For For 9 To receive the financial report of the Company and the reports of the Directors and Auditors in respect of the FYE 31 MAR 2010 N/A N/A N/A N/A 10 Transact any other business N/A N/A N/A N/A 11 VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4 AND 7 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU S N/A N/A N/A N/A 12 PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS CM CUSIP 136069101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Ernst & Young LLP as Auditors Mgmt For For For 2 Elect B.S. Belzberg, G.F. Colter, D. D'Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B. Stevenson, and R.W. Tysoe as Directors Mgmt For For For 2.1 Elect Director B.S. Belzberg Mgmt For For For 2.2 Elect Director G.F. Colter Mgmt For For For 2.3 Elect Director D. D'Alessandro Mgmt For For For 2.4 Elect Director P.D. Daniel Mgmt For For For 2.5 Elect Director L. Desjardins Mgmt For For For 2.6 Elect Director G.D. Giffin Mgmt For For For 2.7 Elect Director L.S. Hasenfratz Mgmt For For For 2.8 Elect Director N.D. Le Pan Mgmt For For For 2.9 Elect Director J.P. Manley Mgmt For For For 2.10 Elect Director G.T. McCaughey Mgmt For For For 2.11 Elect Director J.L. Peverett Mgmt For For For 2.12 Elect Director L. Rahl Mgmt For For For 2.13 Elect Director C. Sirois Mgmt For For For 2.14 Elect Director R.J. Steacy Mgmt For For For 2.15 Elect Director K.B. Stevenson Mgmt For For For 2.16 Elect Director R.W. Tysoe Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For 4.1 Provide Shareholders with a Clear Option for Abstention on Proposals ShrHldr Against For Against 4.2 Critical Mass of Qualified Women on the Board ShrHldr Against Against For 4.3 Adopt a Policy Stipulating an Internal Pay Ratio ShrHldr Against Against For 4.4 Abolition of Subsidiaries and Branches in Tax Havens ShrHldr Against Against For 4.5 Additional Information Regarding Peer Comparisons of Compensation ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael R. Armellino as Director Mgmt For For For 2 Elect A. Charles Baillie as Director Mgmt For For For 3 Elect Hugh J. Bolton as Director Mgmt For For For 4 Elect Donald J. Carty as Director Mgmt For For For 5 Elect Gordon D. Giffin as Director Mgmt For For For 6 Elect Edith E. Holiday as Director Mgmt For For For 7 Elect V. Maureen Kempston Darkes as Director Mgmt For For For 8 Elect Denis Losier as Director Mgmt For For For 9 Elect Edward C. Lumley as Director Mgmt For For For 10 Elect David G.A. McLean as Director Mgmt For For For 11 Elect Claude Mongeau as Director Mgmt For For For 12 Elect James E. O'Connor as Director Mgmt For For For 13 Elect Robert Pace as Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Ratify KPMG LLP as Auditors Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors Mgmt For For For 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Timothy W. Faithfull Mgmt For For For 1.4 Elect Director Gary A. Filmon Mgmt For For For 1.5 Elect Director Christopher L. Fong Mgmt For For For 1.6 Elect Director Gordon D. Giffin Mgmt For For For 1.7 Elect Director Wilfred A. Gobert Mgmt For For For 1.8 Elect Director Steve W. Laut Mgmt For For For 1.9 Elect Director Keith A.J. MacPhail Mgmt For For For 1.10 Elect Director Allan P. Markin Mgmt For For For 1.11 Elect Director Frank J. McKenna Mgmt For For For 1.12 Elect Director James S. Palmer Mgmt For For For 1.13 Elect Director Eldon R. Smith Mgmt For For For 1.14 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CUSIP J05124144 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 65 Mgmt For For For 2.1 Elect Director Mitarai, Fujio Mgmt For For For 2.2 Elect Director Uchida, Tsuneji Mgmt For For For 2.3 Elect Director Tanaka, Toshizo Mgmt For For For 2.4 Elect Director Ikoma, Toshiaki Mgmt For For For 2.5 Elect Director Watanabe, Kunio Mgmt For For For 2.6 Elect Director Adachi, Yoroku Mgmt For For For 2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For 2.8 Elect Director Iwashita, Tomonori Mgmt For For For 2.9 Elect Director Osawa, Masahiro Mgmt For For For 2.10 Elect Director Matsumoto, Shigeyuki Mgmt For For For 2.11 Elect Director Shimizu, Katsuichi Mgmt For For For 2.12 Elect Director Banba, Ryoichi Mgmt For For For 2.13 Elect Director Honma, Toshio Mgmt For For For 2.14 Elect Director Nakaoka, Masaki Mgmt For For For 2.15 Elect Director Honda, Haruhisa Mgmt For For For 2.16 Elect Director Ozawa, Hideki Mgmt For For For 2.17 Elect Director Maeda, Masaya Mgmt For For For 2.18 Elect Director Tani, Yasuhiro Mgmt For For For 2.19 Elect Director Araki, Makoto Mgmt For For For 3 Appoint Statutory Auditor Oe, Tadashi Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Discharge Directors Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For For 4 Approve Allocation of Income and Dividends of EUR 1 per Share Mgmt For For For 5 Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 Mgmt For For For 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 7 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 8 Approve Employee Stock Purchase Plan Mgmt For For For 9 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Mgmt For For For 10 Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to Aggregate Nominal Amount EUR 8 Million Reserved for Employees and Corporate Officers Mgmt For For For 11 Authorize up to 1 Million Shares for Use in Restricted Stock Plan Mgmt For For For 12 Amend Article 11 of Bylaws Re: Election of Employee Shareholders Representatives Mgmt For For For 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARGOTEC CORP OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X10788101 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A N/A N/A 2 Opening of the meeting N/A N/A N/A N/A 3 Calling the meeting to order N/A N/A N/A N/A 4 Election of persons to scrutinise the minutes and to supervise the counting of votes N/A N/A N/A N/A 5 Recording the legality of the meeting N/A N/A N/A N/A 6 Recording the attendance at the meeting and adoption of the list of votes N/A N/A N/A N/A 7 Presentation of the financial statements, the Board of Directors' report and the Auditors' report for the accounting period 2010: Presentation by the President and CEO N/A N/A N/A N/A 8 Adoption of the financial statements Mgmt For For For 9 Resolution on the use of the profit shown on the balance sheet and payment of dividend: The Board of Directors proposes that a dividend of EUR 0.60 per each of class A shares and EUR 0.61 per each of class B shares outstanding be paid. The dividend will b Mgmt For For For 10 Resolution on the discharge from liability to the members of the Board of Directors and the President and CEO Mgmt For For For 11 Resolution on the remuneration payable to the members of the Board of Directors: The Nomination and Compensation Committee of the Board of Directors proposes that the Board remunerations will be kept unchanged. A yearly remuneration of EUR 80,000 will be Mgmt For For For 12 Resolution on the number of members of the Board of Directors and possible deputy members: The Nomination and Compensation Committee proposes that the number of Board members be seven (7) and that no deputy members be elected Mgmt For For For 13 Election of the members and possible deputy members of the Board: The Nomination and Compensation Committee proposes that current Board members Tapio Hakakari, Ilkka Herlin, Peter Immonen, Karri Kaitue, Antti Lagerroos, Teuvo Salminen and Anja Silvennoine Mgmt For For For 14 Resolution on Auditor remuneration: The Audit Committee of the Board of Directors proposes that the fees to the auditors be paid according to their invoice Mgmt For For For 15 Resolution on the number of Auditors: The Audit Committee proposes that two (2) auditors be elected Mgmt For For For 16 Election of the Auditors: The Audit Committee proposes that authorised public accountants Johan Kronberg and PricewaterhouseCoopers Ltd be re-elected Mgmt For For For 17 Authorising the Board of Directors to decide on repurchase of Cargotec's shares: The Board of Directors proposes that the Annual General Meeting authorise the Board to decide on the repurchase of Cargotec's shares with non-restricted equity. Altogether no Mgmt For Against Against 18 Authorising the Board of Directors to decide on issuance of shares: The Board of Directors proposes that the Annual General Meeting authorise the Board to decide on issuance of a maximum of 6,400,000 treasury shares, of which no more than 952,000 are clas Mgmt For Against Against 19 Amending the Articles of Association: The Board of Directors proposes that paragraph 10 be amended as follows: Paragraph 10 Notice of shareholders' meeting: Notice of shareholders' meeting must be published on the website of the company, no earlier than t Mgmt For For For 20 Closing of the meeting N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CARILLION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CLLN CINS G1900N101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Richard Adam as Director Mgmt For For For 4 Re-elect Richard Howson as Director Mgmt For For For 5 Re-elect David Maloney as Director Mgmt For For For 6 Re-elect John McDonough as Director Mgmt For For For 7 Re-elect Steven Mogford as Director Mgmt For For For 8 Re-elect Vanda Murray as Director Mgmt For For For 9 Re-elect Philip Rogerson as Director Mgmt For For For 10 Reappoint KPMG Audit plc as Auditors Mgmt For For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 12 Approve Final Dividend Mgmt For For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 14 Approve EU Political Donations and Expenditure Mgmt For For For 15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARILLION PLC, WOLVERHAMPTON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G1900N101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the accounts for the year ended 31 December 2010 together with the Directors and auditors reports Mgmt For For For 2 To approve the remuneration report for the year ended 31 December 2010 Mgmt For For For 3 To re elect Richard John Adam as a Director Mgmt For For For 4 To re elect Richard John Howson as a Director Mgmt For For For 5 To re-elect David Ossian Maloney as a Director Mgmt For For For 6 To re elect John McDonough as a Director Mgmt For For For 7 To re elect Steven Lewis Mogford as a Director Mgmt For For For 8 To re elect Vanda Murray as a Director Mgmt For For For 9 To re-elect Philip Graham Rogerson as a Director Mgmt For For For 10 To re appoint KPMG Audit Plc as auditor of the Company Mgmt For For For 11 To authorise the Directors to determine the remuneration of the auditor Mgmt For For For 12 To declare a final dividend of 10.7 pence per share Mgmt For For For 13 To authorise the Board to allot shares Mgmt For Against Against 14 To authorise political donations or expenditure under the Companies Act 2006 Mgmt For For For 15 To dis apply pre emption rights Mgmt For Against Against 16 To authorise the Company to make limited market purchases of its own shares Mgmt For For For 17 To allow a general meeting other than an Annual General Meeting to be held on not less than 14 clear days notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board Mgmt For For For 3 Approve Allocation of Income and Dividends of DKK 5.00 per Share Mgmt For For For 4.1 Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work Mgmt For For For 4.2 Approve Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For For For 4.3 Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year Mgmt For For For 5.1 Reelect Povl Krogsgaard-Larsen as Director Mgmt For Abstain Against 5.2 Reelect Cornelis Job van der Graaf as Director Mgmt For For For 5.3 Reelect Richard Burrows as Director Mgmt For For For 5.4 Reelect Niels Kaergard as Director Mgmt For Abstain Against 6 Ratify KPMG as Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Roger Carr as Director Mgmt For For For 5 Re-elect Sam Laidlaw as Director Mgmt For For For 6 Re-elect Helen Alexander as Director Mgmt For For For 7 Re-elect Phil Bentley as Director Mgmt For For For 8 Elect Margherita Della Valle as Director Mgmt For For For 9 Re-elect Mary Francis as Director Mgmt For For For 10 Re-elect Mark Hanafin as Director Mgmt For For For 11 Re-elect Nick Luff as Director Mgmt For For For 12 Re-elect Andrew Mackenzie as Director Mgmt For For For 13 Elect Ian Meakins as Director Mgmt For For For 14 Re-elect Paul Rayner as Director Mgmt For For For 15 Re-elect Chris Weston as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CGI GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GIB.A CUSIP 39945C109 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Claude Boivin Mgmt For For For 1.2 Elect Director Bernard Bourigeaud Mgmt For For For 1.3 Elect Director Jean Brassard Mgmt For For For 1.4 Elect Director Robert Chevrier Mgmt For For For 1.5 Elect Director Dominic D'Alessandro Mgmt For For For 1.6 Elect Director Thomas P. d'Aquino Mgmt For For For 1.7 Elect Director Paule Dore Mgmt For For For 1.8 Elect Director Richard B. Evans Mgmt For For For 1.9 Elect Director Serge Godin Mgmt For For For 1.10 Elect Director Andre Imbeau Mgmt For For For 1.11 Elect Director Gilles Labbe Mgmt For For For 1.12 Elect Director Eileen A. Mercier Mgmt For For For 1.13 Elect Director Michael E. Roach Mgmt For For For 2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CHINA MOBILE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 941 ISIN HK0941009539 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Xue Taohai as Director Mgmt For For For 3.2 Reelect Huang Wenlin as Director Mgmt For For For 3.3 Reelect Xu Long as Director Mgmt For For For 3.4 Reelect Lo Ka Shui as Director Mgmt For For For 4 Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 7 Authorize Reissuance of Repurchased Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CHIYODA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J06237101 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CHR. HANSEN HOLDING A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS K1830B107 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 6 Approval of audited annual report, including resolution on discharge Mgmt For For For 7 Appropriation of profit and covering of loss Mgmt For For For 8 Decision on remuneration to the Board Mgmt For For For 9 Re-election of Ole Andersen as the Chairman of the Board Mgmt For For For 10 Election of Frederic Stevenin- vice-chairman of the other member of the Board Mgmt For For For 11 Election of Gaelle d'Engremont of the other member of the Board Mgmt For For For 12 Election of Lionel Zinsou of the other member of the Board Mgmt For For For 13 Election of Alice Dautry of the other member of the Board Mgmt For For For 14 Election of Henrik Poulsen of the other member of the Board Mgmt For For For 15 Election of Mark Wilson of the other member of the Board Mgmt For For For 16 Re-appointment of PricewaterhouseCoopers, Statsautoriseret Revisionsaktieselskab as the Auditor Mgmt For For For 17 Authority to the Board to purchase own shares Mgmt For For For 18 Delegation of authority to the chairman of the meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CUSIP F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Auditors' Special Report on Related-Party Transactions Mgmt For Against Against 4 Approve Allocation of Income and Dividends of EUR 2.11 per Share Mgmt For For For 5 Elect Bernard Arnault as Director Mgmt For Against Against 6 Elect Sidney Toledano as Director Mgmt For For For 7 Elect Pierre Gode as Director Mgmt For Against Against 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 9 Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value Mgmt For For For 10 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 11 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million Mgmt For For For 12 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million Mgmt For Against Against 13 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Qualified Investors or Restricted Number of Investors Mgmt For Against Against 14 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 12 and 13 Mgmt For Against Against 15 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11, 12 and 13 Mgmt For Against Against 16 Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers Mgmt For Against Against 17 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For Against Against 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 80 Million Mgmt For For For 20 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CHUO MITSUI TRUST HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Sumitomo Trust & Banking Mgmt For Against Against 2 Amend Articles To Change Company Name - Change Location of Head Office - Increase Authorized Capital - Create New Classes of Preferred Shares Mgmt For Against Against 3.1 Elect Director Hitoshi Tsunekage Mgmt For Against Against 3.2 Elect Director Kiyoshi Mukouhara Mgmt For Against Against 3.3 Elect Director Akio Ohtsuka Mgmt For Against Against 3.4 Elect Director Junichi Sayato Mgmt For Against Against 3.5 Elect Director Tetsuo Ohkubo Mgmt For Against Against 4.1 Appoint Statutory Auditor Teruhiko Sugita Mgmt For Against Against 4.2 Appoint Statutory Auditor Hitoshi Maeda Mgmt For Against Against 4.3 Appoint Statutory Auditor Toshio Hoshino Mgmt For Against Against 5 Approve Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CIE INDUSTRIELLE ET FINANCIERE D'INGENIERIE SA ING TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F51723116 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A N/A N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A N/A N/A 3 PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf /2011/0321/201103211100763.pdf AND https://balo.journal-officiel.gouv.fr/pdf /2011/0411/201104111101093.p N/A N/A N/A N/A 4 Approval of the Companys annual accounts for the year ending 31st December 2010 Mgmt For For For 5 Approval of the result for the year ending 31st December 2010, setting of the dividend, option to pay the dividend in kind or as shares Mgmt For For For 6 Approval of the consolidated accounts for the year ending 31st December 2010 Mgmt For For For 7 Director's fees Mgmt For Against Against 8 Authorisation to be granted to the Board of Directors to operate using the Company's shares Mgmt For Against Against 9 Ratification of the temporary appointment of Madame Celeste Thomasson as a Director Mgmt For For For 10 Ratification of the temporary appointment of Monsieur Alex Fain as a Director Mgmt For For For 11 Ratification of the temporary appointment of Monsieur Jean-Pierre Cojan as a Director Mgmt For For For 12 Renewal of the mandate of Monsieur Jean-Jacques Poutrel as a Director Mgmt For For For 13 Renewal of the mandate of Societe Conseiller S.A.S. as a Director Mgmt For For For 14 Confirmation of the end of the mandate of Monsieur Jacques Stern and decision not to replace him Mgmt For For For 15 Note of the absence of any new agreement subject to the provisions of Articles L. 225-38 et seq. of the Code du Commerce Commercial Code Mgmt For Against Against 16 Delegation of powers to the Board of Directors to reduce capital stock by cancelling self-held shares Mgmt For For For 17 Authorisation to be granted to the Board of Directors to use current delegations and authorisations to increase capital stock during a public offer period concentrating on Company securities as part of exception to reciprocity Mgmt For Against Against 18 Delegation of powers to be granted to the Board of Directors to issue share subscription warrants to be allocated free of charge to Company shareholders during a public offer period concentrating on Company securities as part of exception to reciprocity Mgmt For Against Against 19 Authorisation to be granted to the Board of Directors to increase capital stock by issuing capital securities or tangible assets granting access to Company capital stock with removal of the preferential subscription right granted to members of a savings p Mgmt For Against Against 20 Delegation of powers to the Board of Directors to issue shares reserved for employees and corporate agents within subsidiaries of the Company as specified in Article L. 233-16 of the Code du Commerce, its Head Office located outside France Mgmt For Against Against 21 Amend Articles 11,12, 19 and 22 of bylaws regarding shares, shareholding requirements for directors, general meetings convening and attendance, treatment of losses Mgmt For Against Against 22 Amendment of Article 8 of the Articles of Association Mgmt For Against Against 23 Amendment of Article 9 of the Articles of Association Mgmt For Against Against 24 Amendment of Article 10 of the Articles of Association Mgmt For Against Against 25 Amendment of Article 19 of the Articles of Association Mgmt For Against Against 26 Powers Mgmt For For For 27 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS CIMB ISIN MYL1023OO000 04/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 Mgmt For For For 2 Elect Md Nor Yusof as Director Mgmt For For For 3 Elect Nazir Razak as Director Mgmt For For For 4 Elect Mohd Shukri Hussin as Director Mgmt For For For 5 Elect Hiroyuki Kudo as Director Mgmt For For For 6 Approve Remuneration of Directors in the Amount of MYR 886,586 For the Financial Year Ended Dec. 31, 2010 Mgmt For For For 7 Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital Mgmt For For For 9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BHD TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MYL1023OO000 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of up to 19.67 Percent Equity Interest in PT Bank CIMB Niaga Tbk for a Consideration of up to IDR 5.44 Trillion to be Satisfied by the Issuance of New Ordinary Shares in CIMB Group Holdings Bhd Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CLP HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00002 CINS Y1660Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Endorse Dividend Distribution Plan Mgmt For For For 3.1 Reelect John Andrew Harry Leigh as Director Mgmt For For For 3.2 Reelect Tsui Lam Sin Lai Judy as Director Mgmt For For For 3.3 Reelect Roderick Ian Eddington as Director Mgmt For For For 3.4 Reelect Ronald James McAulay as Director Mgmt For For For 3.5 Reelect Ian Duncan Boyce as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- COCHLEAR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CINS Q25953102 10/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt For For For 2.1 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 3.1 Elect Donal O'Dwyer as a Director Mgmt For For For 3.2 Elect Edward Byrne as a Director Mgmt For For For 3.3 Elect Yasmin Allen as a Director Mgmt For For For 4 Approve the Grant of Up to 86,272 Options Exercisable at A$69.69 to Christopher Roberts, CEO/President Under the Cochlear Executive Long Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPAGNIE D'ENTREPRISES CFE SA, BRUXELLES TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B27818135 05/05/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY N/A N/A TNA N/A 2 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A TNA N/A 3 Report of the board of directors N/A N/A TNA N/A 4 Proposal to approve the annual accounts of the 31 December 2010 Mgmt For TNA N/A 5 Proposal to approve the consolidated accounts of the 31 December 2010 Mgmt For TNA N/A 6 Proposal to affect the benefice Mgmt For TNA N/A 7 Proposal to give discharge to the board of directors Mgmt For TNA N/A 8 Proposal to give discharge to the commissioner Mgmt For TNA N/A 9 Proposal to re-elect SPRL Ciska Serva is, represented by Ciska Serva is, as member of the board of directors Mgmt For TNA N/A 10 Proposal to allocate a remuneration of 325 000 Euros as remuneration of the board of directors Mgmt For TNA N/A 11 Proposal to apply the law of the 06 December 2010 related to the company governance Mgmt For TNA N/A 12 PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 1.15 per Share Mgmt For For For 4 Elect Anne-Marie Idrac as Director Mgmt For For For 5 Elect Jacques Pestre as Director Mgmt For Against Against 6 Elect Olivia Qiu as Director Mgmt For For For 7 Reelect Gerard Mestrallet as Director Mgmt For Against Against 8 Reelect Denis Ranque as Director Mgmt For For For 9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million Mgmt For For For 11 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212 Million Mgmt For For For 12 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For 13 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For For 14 Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value Mgmt For For For 15 Approve Employee Stock Purchase Plan Mgmt For For For 16 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 17 Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer Mgmt For Against Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CUSIP G23296182 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Roy Gardner as Director Mgmt For For For 5 Re-elect Richard Cousins as Director Mgmt For For For 6 Re-elect Gary Green as Director Mgmt For For For 7 Re-elect Andrew Martin as Director Mgmt For For For 8 Re-elect Sir James Crosby as Director Mgmt For For For 9 Re-elect Steve Lucas as Director Mgmt For For For 10 Re-elect Susan Murray as Director Mgmt For For For 11 Re-elect Don Robert as Director Mgmt For For For 12 Re-elect Sir Ian Robinson as Director Mgmt For For For 13 Reappoint Deloitte LLP as Auditors of the Company Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 17 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 18 Authorise Market Purchase Mgmt For For For 19 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONSORCIO ARA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARA ISIN MXP001161019 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Accept Tax Report on Adherence to Fiscal Obligations Mgmt For For For 3 Approve Allocation of Income and Dividends Mgmt For For For 4 Elect Directors, Board Secretary and Deputy Board Secretary; Approve Their Discharge and Remuneration Mgmt For Abstain Against 5 Elect or Ratify Chairman of Audit Committee Mgmt For For For 6 Elect or Ratify Chairman of Corporate Practices Committee Mgmt For For For 7 Set Maximum Aggregate Nominal Amount of Share Repurchase Reserve Mgmt For Abstain Against 8 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CREDIT SAISON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8253 CINS J7007M109 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For For 2 Amend Articles To Amend Business Lines Mgmt For For For 3.1 Elect Director Rinno, Hiroshi Mgmt For For For 3.2 Elect Director Maekawa, Teruyuki Mgmt For For For 3.3 Elect Director Takahashi, Naoki Mgmt For For For 3.4 Elect Director Kaneko, Haruhisa Mgmt For For For 3.5 Elect Director Yamaji, Takayoshi Mgmt For For For 3.6 Elect Director Yamamoto, Hiroshi Mgmt For For For 3.7 Elect Director Kakusho, Junji Mgmt For For For 3.8 Elect Director Yamashita, Masahiro Mgmt For For For 3.9 Elect Director Hirase, Kazuhiro Mgmt For For For 3.10 Elect Director Shimizu, Sadamu Mgmt For For For 3.11 Elect Director Matsuda, Akihiro Mgmt For For For 3.12 Elect Director Aoyama, Teruhisa Mgmt For For For 3.13 Elect Director Yamamoto, Yoshihisa Mgmt For For For 3.14 Elect Director Okamoto, Tatsunari Mgmt For For For 4.1 Appoint Statutory Auditor Sakurai, Masaru Mgmt For For For 4.2 Appoint Statutory Auditor Murakami, Yoshitaka Mgmt For For For 4.3 Appoint Statutory Auditor Toki, Atsushi Mgmt For For For 4.4 Appoint Statutory Auditor Yamamoto, Yoshiro Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CINS H3698D419 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt N/A N/A N/A 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Discharge of Board and Senior Management Mgmt For For For 3.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 3.2 Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve Mgmt For For For 4.1 Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights Mgmt For For For 4.2 Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights Mgmt For For For 5.1 Amend Articles Re: Voting Procedures for the General Meeting Mgmt For For For 5.2 Amend Articles Re: Contributions in Kind Mgmt For For For 6.1 Reelect Peter Brabeck-Letmathe as Director Mgmt For For For 6.2 Reelect Jean Lanier as Director Mgmt For For For 6.3 Reelect Anton van Rossum as Director Mgmt For For For 6.4 Ratify KPMG AG as Auditors Mgmt For For For 6.5 Ratify BDO AG as Special Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDA CINS G25536106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Steve Williams as Director Mgmt For For For 5 Elect Steve Foots as Director Mgmt For For For 6 Re-elect Martin Flower as Director Mgmt For For For 7 Re-elect Mike Humphrey as Director Mgmt For For For 8 Re-elect Sean Christie as Director Mgmt For For For 9 Re-elect Michael Buzzacott as Director Mgmt For For For 10 Re-elect Stanley Musesengwa as Director Mgmt For For For 11 Re-elect Nigel Turner as Director Mgmt For For For 12 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 13 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 14 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 18 Amend Long-Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CINS J08484149 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For For 2 Amend Articles To Change Company Name Mgmt For For For 3.1 Elect Director Ogawa, Daisuke Mgmt For For For 3.2 Elect Director Fudaba, Misao Mgmt For For For 3.3 Elect Director Yanami, Tetsuji Mgmt For For For 3.4 Elect Director Katagiri, Ichiro Mgmt For For For 3.5 Elect Director Shima, Koji Mgmt For For For 3.6 Elect Director Ogawa, Yoshimi Mgmt For For For 3.7 Elect Director Komori, Shigetaka Mgmt For For For 3.8 Elect Director Okada, Akishige Mgmt For For For 3.9 Elect Director Miura, Yuuichi Mgmt For For For 4 Appoint Statutory Auditor Oya, Hitoshi Mgmt For For For 5 Appoint Alternate Statutory Auditor Takano, Toshio Mgmt For For For 6 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For For 2.1 Elect Director Okumura, Katsuhiko Mgmt For For For 2.2 Elect Director Ina, Koichi Mgmt For Against Against 2.3 Elect Director Mitsui, Masanori Mgmt For For For 2.4 Elect Director Takahashi, Masahiro Mgmt For For For 2.5 Elect Director Nomoto, Takashi Mgmt For For For 2.6 Elect Director Baba, Kenji Mgmt For For For 2.7 Elect Director Kaneko,Tatsuya Mgmt For For For 2.8 Elect Director Kitagawa, Naoto Mgmt For For For 2.9 Elect Director Sudirman Maman Rusdi Mgmt For For For 3.1 Appoint Statutory Auditor Morita, Kunihiko Mgmt For For For 3.2 Appoint Statutory Auditor Ikebuchi, Kosuke Mgmt For Against Against 3.3 Appoint Statutory Auditor Matsuura, Takashi Mgmt For Against Against 3.4 Appoint Statutory Auditor Yamamoto, Kenji Mgmt For For For 4 Appoint Alternate Statutory Auditor Irie, Makoto Mgmt For For For 5 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For For 2.1 Elect Director Shoda, Takashi Mgmt For For For 2.2 Elect Director Nakayama, Joji Mgmt For For For 2.3 Elect Director Une, Tsutomu Mgmt For For For 2.4 Elect Director Ogita, Takeshi Mgmt For For For 2.5 Elect Director Hirokawa, Kazunori Mgmt For For For 2.6 Elect Director Okimoto, Takashi Mgmt For For For 2.7 Elect Director Hirabayashi, Hiroshi Mgmt For For For 2.8 Elect Director Ishihara, Kunio Mgmt For For For 2.9 Elect Director Anzai, Yuuichiro Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2.1 Elect Director Sato, Yuuki Mgmt For For For 3.1 Appoint Statutory Auditor Koike, Kazuo Mgmt For For For 3.2 Appoint Statutory Auditor Chiba, Takashi Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CINS D1668R123 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 1.85 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Approve Remuneration System for Management Board Members Mgmt For For For 6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For For 7 Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members Mgmt For For For 8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For For 8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For For 8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAINIPPON SUMITOMO PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4506 CINS J10542116 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 9 Mgmt For For For 2.1 Elect Director Tada, Masayo Mgmt For Against Against 2.2 Elect Director Ono, Keiichi Mgmt For For For 2.3 Elect Director Okamura, Kazumi Mgmt For For For 2.4 Elect Director Noguchi, Hiroshi Mgmt For For For 2.5 Elect Director Okada, Yoshihiro Mgmt For For For 2.6 Elect Director Oida, Tetsuya Mgmt For For For 2.7 Elect Director Hara, Makoto Mgmt For For For 2.8 Elect Director Ishidahara, Masaru Mgmt For For For 3 Appoint Statutory Auditor Sato, Hidehiko Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 131 Mgmt For For For 2 Amend Articles To Amend Business Lines Mgmt For For For 3.1 Elect Director Minabe, Isao Mgmt For For For 3.2 Elect Director Kumakiri, Naomi Mgmt For For For 3.3 Elect Director Inada, Akio Mgmt For For For 3.4 Elect Director Asano, Hideki Mgmt For For For 3.5 Elect Director Igawa, Takashi Mgmt For For For 3.6 Elect Director Nakaita, Hideyuki Mgmt For For For 3.7 Elect Director Kadouchi, Hitoshi Mgmt For For For 3.8 Elect Director Nakada, Shuuji Mgmt For For For 3.9 Elect Director Kawaguchi, Hiroshi Mgmt For For For 3.10 Elect Director Nishimura, Tomoyuki Mgmt For For For 3.11 Elect Director Sasamoto, Yuujiro Mgmt For For For 3.12 Elect Director Marcus Merner Mgmt For For For 4 Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For For For 5 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Suzuki, Shigeharu Mgmt For For For 1.2 Elect Director Hibino, Takashi Mgmt For For For 1.3 Elect Director Iwamoto, Nobuyuki Mgmt For For For 1.4 Elect Director Shirakawa, Makoto Mgmt For For For 1.5 Elect Director Wakabayashi, Takatoshi Mgmt For For For 1.6 Elect Director Oda, Kazuo Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uno, Koichi Mgmt For For For 1.9 Elect Director Matsubara, Nobuko Mgmt For For For 1.10 Elect Director Tadaki, Keiichi Mgmt For For For 1.11 Elect Director Onishi, Toshihiko Mgmt For For For 1.12 Elect Director Ito, Kensuke Mgmt For For For 2 Approve Stock Option Plan and Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Related Party Transaction Mgmt For For For 2 Indicate Personal Interest in Proposed Agenda Item Mgmt None Against N/A ---------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock from 15 Million to 20 Million Shares Mgmt For For For 2 Adopt New By-Laws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CINS M27635107 10/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus of Board Chairman Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEMAG CRANES AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP D17567104 03/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 09 FEB 11, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU N/A N/A N/A N/A 3 Receipt of the adopted annual financial statements of Demag Cranes AG and of the consolidated financial statements approved by the Supervisory Board for the fiscal year 2009/2010 ended on 30 September 2010, the combined management report for the Demag Cra N/A N/A N/A N/A 4 Resolution on the unappropriated net income Mgmt For For For 5 Resolution on the formal approval of the acts of the Management Board members Mgmt For For For 6 Resolution on the formal approval of the acts of the Supervisory Board members Mgmt For For For 7 Election of a Supervisory Board member: Mr. Jens Tischendorf Mgmt For For For 8 Resolution on the approval of the system of remuneration of the members of the Management Board Mgmt For For For 9 Appointment of the auditors for the annual financial statements and the consolidated financial statements for the fiscal year 2010/2011: Warth & Klein Grant Thornton AG Wirtschaftsprufungsgesellschaft, Dusseldorf, Germany Mgmt For For For 10 Resolution on the cancellation of the current authorized capital and creation of new authorized capital providing for the possibility to exclude subscription rights, and corresponding amendment of Section 4 (5) of the Articles of Association Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DENA CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2432 CINS J1257N107 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 34 Mgmt For For For 2 Amend Articles To Limit Rights of Odd-Lot Holders Mgmt For For For 3.1 Elect Director Namba, Tomoko Mgmt For For For 3.2 Elect Director Haruta, Makoto Mgmt For For For 3.3 Elect Director Moriyasu, Isao Mgmt For For For 3.4 Elect Director Kawasaki, Shuuhei Mgmt For For For 3.5 Elect Director Neil Young Mgmt For For For 3.6 Elect Director Kobayashi, Kenji Mgmt For For For 4.1 Appoint Statutory Auditor Watanabe, Taketsune Mgmt For For For 4.2 Appoint Statutory Auditor Iida, Masaru Mgmt For Against Against 4.3 Appoint Statutory Auditor Fujikawa, Hisaaki Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DENKI KAGAKU KOGYO KABUSHIKI KAISHA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J12936134 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Appoint a Corporate Auditor Mgmt For For For 14 Appoint a Corporate Auditor Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Substitute Corporate Auditor Mgmt For For For 17 Amend the Compensation to be received by Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CINS J12075107 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 24 Mgmt For For For 2.1 Elect Director Fukaya, Koichi Mgmt For For For 2.2 Elect Director Kato, Nobuaki Mgmt For For For 2.3 Elect Director Tokuda, Hiromi Mgmt For For For 2.4 Elect Director Kobayashi, Koji Mgmt For For For 2.5 Elect Director Tsuchiya, Sojiro Mgmt For For For 2.6 Elect Director Hironaka, Kazuo Mgmt For For For 2.7 Elect Director Sugi, Hikaru Mgmt For For For 2.8 Elect Director Shirasaki, Shinji Mgmt For For For 2.9 Elect Director Miyaki, Masahiko Mgmt For For For 2.10 Elect Director Shikamura, Akio Mgmt For For For 2.11 Elect Director Maruyama, Haruya Mgmt For For For 2.12 Elect Director Tajima, Akio Mgmt For For For 2.13 Elect Director Toyoda, Shoichiro Mgmt For For For 3.1 Appoint Statutory Auditor Cho, Fujio Mgmt For Against Against 3.2 Appoint Statutory Auditor Watanabe, Toshio Mgmt For For For 3.3 Appoint Statutory Auditor Kondo, Toshimichi Mgmt For For For 4 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB1 CINS D1882G119 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 2.10 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights Mgmt For For For 6 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For For 7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For For 8 Amend Articles Re: Majority Voting Requirements for General Meeting Mgmt For Against Against 9 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEUTZ AG, KOELN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D39176108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 14 APR 2011, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE -1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. N/A N/A N/A N/A 3 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 APR 2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 4 Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements, the group annual report, and the report pursuant to Sections 289(4), 289(5) and 315(4) of the N/A N/A N/A N/A 5 Ratification of the acts of the Board of MDs Mgmt For For For 6 Ratification of the acts of the Supervisory Board Mgmt For For For 7 Appointment of auditors for the 2011 financial year: Deloitte + Touche GmbH, Dusseldorf Mgmt For For For 8 Election of Lodovico Bussolati to the Supervisory Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CINS G42089113 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Peggy Bruzelius as Director Mgmt For For For 5 Re-elect Laurence Danon as Director Mgmt For For For 6 Re-elect Betsy Holden as Director Mgmt For For For 7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For For 8 Re-elect Franz Humer as Director Mgmt For For For 9 Re-elect Philip Scott as Director Mgmt For For For 10 Re-elect Todd Stitzer as Director Mgmt For For For 11 Re-elect Paul Walker as Director Mgmt For For For 12 Re-elect Paul Walsh as Director Mgmt For For For 13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For For 14 Elect Deirdre Mahlan as Director Mgmt For For For 15 Reappoint KPMG Audit plc as Auditors Mgmt For For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Expenditure Mgmt For For For 21 Amend Diageo 2001 Share Incentive Plan Mgmt For For For 22 Approve Diageo 2010 Sharesave Plan Mgmt For For For 23 Authorise the Company to Establish International Share Plans Mgmt For For For 24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIASORIN S.P.A TICKER SECURITY ID: MEETING DATE MEETING STATUS DIA CINS T3475Y104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Statutory Reports, and Allocation of Income Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DSV AS TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K3013J154 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Denmark ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE N/A N/A N/A N/A 2 PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE N/A N/A N/A N/A 3 PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF THIS REQUIREMENT APPLIES TO N/A N/A N/A N/A 4 PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTIONS 4.A TO 4.G AND 5". THANK YOU." N/A N/A N/A N/A 5 The report of the Supervisory Board and Executive Board on the Company's activities in 2010 Mgmt For For For 6 Presentation and adoption of the 2010 Annual Report with the audit report and proposal regarding remuneration to the Supervisory Board Mgmt For For For 7 Resolution on the distribution of profits or covering of losses according to the adopted 2010 Annual Report. The Supervisory Board proposes distribution of divided of DKK 0.50 per share Mgmt For For For 8 Re-election of member of the Supervisory Board: Kurt K. Larsen Mgmt For For For 9 Re-election of member of the Supervisory Board: Erik B. Pedersen Mgmt For For For 10 Re-election of member of the Supervisory Board: Per Skov Mgmt For For For 11 Re-election of member of the Supervisory Board: Kaj Christiansen Mgmt For For For 12 Re-election of member of the Supervisory Board: Annette Sadolin Mgmt For For For 13 Re-election of member of the Supervisory Board: Birgit W. Norgaard Mgmt For For For 14 Election of member of the Supervisory Board: Thomas Plenborg Mgmt For For For 15 Election of auditors. The Supervisory Board proposes election of KPMG, Certified auditing company Mgmt For For For 16 Proposal from the Supervisory Board to reduce the share capital, including authorization to the Supervisory Board effect the capital reduction and the related amendment of Article 3 of the Articles of Association Mgmt For For For 17 Proposal from the Supervisory Board to adopt a new provision in the Articles of Association on the partial use of electronic communication and the resulting consequential correction of Article 7, second paragraph, the subsequent numbering and article refe Mgmt For For For 18 Proposal from the Supervisory Board to amend Article 14 to the Articles of Association Mgmt For For For 19 Proposal from the Supervisory Board to adopt amendments to the Remuneration Policy and to the General guidelines for incentive pay for management and staff of DSV A/S Mgmt For For For 20 Any other business N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For For 2 Amend Articles To Streamline Board Structure Mgmt For For For 3 Elect Director Takahashi, Makoto Mgmt For For For 4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For For 4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For For 4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For For 5 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For 6 Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees ShrHldr Against Against For 7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops ShrHldr Against Against For 8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS EKTA B CINS W2479G107 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Bertil Villard as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Statutory Reports Mgmt N/A N/A N/A 8 Receive CEO's and Chairman's Reports Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Allocation of Income and Dividends of SEK 3.00 per Share Mgmt For For For 11 Approve Discharge of Board and President Mgmt For For For 12 Receive Report on Nominating Committee's Work Mgmt N/A N/A N/A 13 Determine Number of Members (8) and Deputy Members (0) of Board Mgmt For For For 14 Approve Remuneration of Directors in the Aggregate Amount of SEK 2.89 Million; Approve Remuneration of Auditors Mgmt For For For 15 Reelect Akbar Seddigh (Chairman), Hans Barella, Luciano Cattani, Vera Kallmeyer, Tommy Karlsson, Laurent Leksell, and BirgittaGoransson as Directors; Elect Jan Secher as New Director Mgmt For For For 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 17.1 Authorize Repurchase of Issued Shares Mgmt For For For 17.2 Authorize Reissuance of Repurchased Shares Mgmt For For For 17.3 Approve Transfer of Shares to Participants in Performance Share Program 2010 Mgmt For For For 17.4 Approve Transfer of Shares to Cover Certain Expenditures in Connection with Performance Share Program 2009 Mgmt For For For 18 Approve Performance Share Plan 2010 Mgmt For For For 19 Authorize Chairman of Board and Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For Against Against 20 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ELRINGKLINGER AG, DETTINGEN/ERMS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D2462K108 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 16052011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO RE N/A N/A N/A N/A 3 Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and annual report, and the report pursuant to Sections 289(4) and 315(4) of the German Commerci N/A N/A N/A N/A 4 Resolution on the appropriation of the distributable profit of EUR 22,175,996.50 as follows: Payment of a dividend of EUR 0.35 per share Ex-dividend and payable date: June 1, 2011 Mgmt For For For 5 Ratification of the acts of the Board of MDs Mgmt For For For 6 Ratification of the acts of the Supervisory Board Mgmt For For For 7 Appointment of auditors for the 2011 financial year: PricewaterhouseCoopers AG, Stuttgart Mgmt For For For 8 Election of Margarete Haase to the Supervisory Board Mgmt For For For 9 Resolution on the reimbursement of expenses The company shall, to a reasonable extent, reimburse the members of the Supervisory Board for expenses incurred in connection with Supervisory Board meetings Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Braithwaite Mgmt For For For 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director V. Maureen Kempston Darkes Mgmt For For For 1.8 Elect Director David A. Leslie Mgmt For For For 1.9 Elect Director George K. Petty Mgmt For For For 1.10 Elect Director Charles E. Shultz Mgmt For For For 1.11 Elect Director Dan C. Tutcher Mgmt For For For 1.12 Elect Director Catherine L. Williams Mgmt For For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For 3 Approve Stock Split Mgmt For For For 4 Re-approve Stock Option Plan Mgmt For For For 5 Approve Shareholder Rights Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Italian Ministry of Economy and Finance Mgmt N/A Do Not Vote N/A 5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 6 Elect Chairman of the Board of Directors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For Against Against 8 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENERPLUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ERF CUSIP 292766102 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edwin V. Dodge Mgmt For For For 1.2 Elect Director Robert B. Hodgins Mgmt For For For 1.3 Elect Director Gordon J. Kerr Mgmt For For For 1.4 Elect Director Douglas R. Martin Mgmt For For For 1.5 Elect Director David P. O'Brien Mgmt For For For 1.6 Elect Director Elliott Pew Mgmt For For For 1.7 Elect Director Glen D. Roane Mgmt For For For 1.8 Elect Director W.C. (Mike) Seth Mgmt For For For 1.9 Elect Director Donald T. West Mgmt For For For 1.10 Elect Director Harry B. Wheeler Mgmt For For For 1.11 Elect Director Clayton H. Woitas Mgmt For For For 1.12 Elect Director Robert L. Zorich Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt N/A Do Not Vote N/A 5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 6 Elect Chairman of the Board of Directors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For Against Against 8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt N/A Against N/A 8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 9 Appoint Internal Statutory Auditors' Chairman Mgmt For For For 10 Approve Internal Auditors' Remuneration Mgmt For For For 11 Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EXEDY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J1326T101 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For Against Against 11 Appoint a Corporate Auditor Mgmt For Against Against 12 Appoint a Corporate Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- FAMILYMART CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8028 CINS J13398102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ueda, Junji Mgmt For For For 1.2 Elect Director Yokota, Takayuki Mgmt For For For 1.3 Elect Director Miyamoto, Yoshiki Mgmt For For For 1.4 Elect Director Kobe, Yasuhiro Mgmt For For For 1.5 Elect Director Kato, Toshio Mgmt For For For 1.6 Elect Director Takada, Motoo Mgmt For For For 1.7 Elect Director Kosaka, Masaaki Mgmt For For For 1.8 Elect Director Wada, Akinori Mgmt For For For 1.9 Elect Director Komatsuzaki, Yukihiko Mgmt For For For 1.10 Elect Director Tamamaki, Hiroaki Mgmt For For For 2.1 Appoint Statutory Auditor Endo, Takashi Mgmt For Against Against 2.2 Appoint Statutory Auditor Takaoka, Mika Mgmt For For For 3 Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- FAURECIA TICKER SECURITY ID: MEETING DATE MEETING STATUS EO CINS F3445A108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 11 of Bylaws Re: Directors Lenght of Term Mgmt For For For 2 Authorize up to 2 Million Shares for Use in Restricted Stock Plan Mgmt For Against Against 3 Authorize Filing of Required Documents/Other Formalities Mgmt For For For 4 Approve Financial Statements and Consolidated Financial Statements and Statutory Reports Mgmt For For For 5 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For For 6 Approve Dividends of EUR 0.25 per Share Mgmt For For For 7 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 8 Elect Linda Newton as Director Mgmt For Against Against 9 Reelect Jean-Claude Hanus as Director Mgmt For Against Against 10 Reelect Thierry Peugeot as Director Mgmt For Against Against 11 Reelect Philippe Varin as Director Mgmt For Against Against 12 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Against Against 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FILA KOREA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y2484W103 03/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statements Mgmt For For For 2 Amendment of articles of incorporation Mgmt For For For 3 Election of directors candidates: Yoon Su Yoon, Sung Sik Jung, Jong An Park and Young Chan Cho external directors candidates: Young Woo Jung and Jung Il Choi Mgmt For For For 4 Approval of remuneration for director Mgmt For For For 5 Approval of remuneration for auditor Mgmt For For For 6 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF DIRECTOR NAMES IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- FINNING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTT CUSIP 318071404 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ricardo Bacarreza as Director Mgmt For For For 1.2 Elect James E.C. Carter as Director Mgmt For For For 1.3 Elect David L. Emerson as Director Mgmt For For For 1.4 Elect Kathleen M. O'Neill as Director Mgmt For For For 1.5 Elect Christopher W. Patterson as Director Mgmt For For For 1.6 Elect John M. Reid as Director Mgmt For For For 1.7 Elect Andrew H. Simon as Director Mgmt For For For 1.8 Elect Bruce L. Turner as Director Mgmt For For For 1.9 Elect Michael T. Waites as Director Mgmt For For For 1.10 Elect Douglas W.G. Whitehead as Director Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Approve Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) TICKER SECURITY ID: MEETING DATE MEETING STATUS FEMSAUBD ISIN MXP320321310 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report Mgmt For For For 2 Approve Tax Report on Fiscal Obligations Mgmt For For For 3 Approve Allocation of Income and Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit Mgmt For For For 4 Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion Mgmt For For For 5 Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration Mgmt For Abstain Against 6 Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration Mgmt For Abstain Against 7 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 8 Approve Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 2 Elect Mark Barnaba as a Director Mgmt For For For 3 Elect Geoff Brayshaw as a Director Mgmt For For For 4 Elect Russell Scrimshaw as a Director Mgmt For For For 5 Approve the Grant of Up to 18,608 Bonus Shares to Andrew Forrest, Chief Executive Officer, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan Mgmt For For For 6 Approve the Grant of Up to 89,526 Bonus Shares to Russell Scrimshaw, Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan Mgmt For For For 7 Approve the Grant of Up to 31,832 Bonus Shares to Graeme Rowley, Non-Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan Mgmt For For For 8 Approve the Grant of Up to 20,221 Performance Rights to Andrew Forrest and Up to 122,549 Performance Rights to Russell Scrimshaw, Executive Directors, Under the Company's Performance Share Plan Mgmt For For For 9 Approve the Increase in the Remuneration of Non-Executive Directors to A$2 Million Per Annum Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRASER AND NEAVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F99 CUSIP Y2642C155 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Declare Final Dividend of SGD 0.12 Per Share Mgmt For For For 3.1 Reelect Lee Hsien Yang as Director Mgmt For For For 3.2 Reelect Soon Tit Koon as Director Mgmt For For For 3.3 Reelect Ho Tian Yee as Director Mgmt For For For 3.4 Reelect Maria Mercedes Corrales as Director Mgmt For For For 3.5 Reelect Hirotake Kobayashi as Director Mgmt For For For 4 Approve Directors' Fees of SGD 2.7 Million for the Year Ending Sept. 30, 2011 Mgmt For For For 5 Reappoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Mgmt For For For 7 Approve Issuance of Shares and Grant of Options Pursuant to the Fraser and Neave, Ltd. Executives' Share Option Scheme 1999 Mgmt For Against Against 8 Approve Issuance of Shares and Grant of Awards Pursuant to the F&N Restricted Share Plan and/or the F&N Performance Share Plan Mgmt For For For 9 Approve Issuance of Shares Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme Mgmt For For For 10 Authorize Share Repurchase Program Mgmt For For For 11 Other Business (Voting) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- FUJI MACHINE MFG.CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J14910103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For Against Against 11 Appoint a Corporate Auditor Mgmt For Against Against 12 Appoint a Supplementary Auditor Mgmt For Against Against 13 Approve Extension of Anti-Takeover Defense Measures Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GALAXY ENTERTAINMENT GROUP LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2679D118 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/list conews/sehk/20110421/LTN20110421679.pdf N/A N/A N/A N/A 2 PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. " N/A N/A N/A N/A 3 To receive and consider the audited financial statements and reports of the Directors and Independent Auditor for the year ended 31 December 2010 Mgmt For For For 4 To elect Mr. Joseph Chee Ying Keung as a Director Mgmt For For For 5 To elect Ms. Paddy Tang Lui Wai Yu as a Director Mgmt For For For 6 To elect Dr. William Yip Shue Lam as a Director Mgmt For For For 7 To authorise the Directors to fix the Directors' remuneration Mgmt For Against Against 8 To re-appoint Auditors and authorise the Directors to fix their remuneration Mgmt For Against Against 9 To give a general mandate to the Directors to purchase shares of the Company Mgmt For Against Against 10 To give a general mandate to the Directors to allot, issue and deal with additional shares of the Company Mgmt For Against Against 11 To extend the general mandate as approved under 4.2 Mgmt For Against Against 12 To approve and adopt the new share option scheme and termination of the existing share option scheme Mgmt For Against Against 13 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GIVN CUSIP H3238Q102 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and StatutoryReports Mgmt For For For 2 Approve Compensation Policy Mgmt For For For 3 Approve Discharge of the Board of Directors Mgmt For For For 4 Approve Allocation of Income and Dividends of CHF 21.50 per Share Mgmt For For For 5.1 Amend Articles Re: Board Size Mgmt For For For 5.2 Amend Articles Re: Term of Office for Board Members Mgmt For For For 6.1 Elect Lilian Fossum Biner as Director Mgmt For For For 6.2 Reelect Henner Schierenbeck as Director Mgmt For For For 6.3 Reelect Nabil Sakkab as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PHARMACEUTICALS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500660 ISIN INE159A01016 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Dividend of INR 40 Per Share Mgmt For For For 3 Reappoint P.V. Nayak as Director Mgmt For For For 4 Reappoint V. Narayanan as Director Mgmt For For For 5 Reappoint D. Sundaram as Director Mgmt For For For 6 Approve Price Waterhouse & Co as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7 Approve Reappointment and Remuneration of M.B. Kapadia as Executive Director Mgmt For For For 8 Approve Reappointment and Remuneration of A. Banerjee as Executive Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Simon Dingemans as Director Mgmt For For For 4 Elect Stacey Cartwright as Director Mgmt For For For 5 Elect Judy Lewent as Director Mgmt For For For 6 Re-elect Sir Christopher Gent as Director Mgmt For For For 7 Re-elect Andrew Witty as Director Mgmt For For For 8 Re-elect Sir Roy Anderson as Director Mgmt For For For 9 Re-elect Dr Stephanie Burns as Director Mgmt For For For 10 Re-elect Larry Culp as Director Mgmt For For For 11 Re-elect Sir Crispin Davis as Director Mgmt For For For 12 Re-elect Sir Deryck Maughan as Director Mgmt For For For 13 Re-elect James Murdoch as Director Mgmt For For For 14 Re-elect Dr Daniel Podolsky as Director Mgmt For For For 15 Re-elect Dr Moncef Slaoui as Director Mgmt For For For 16 Re-elect Tom de Swaan as Director Mgmt For For For 17 Re-elect Sir Robert Wilson as Director Mgmt For For For 18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 20 Authorise EU Political Donations and Expenditure Mgmt For For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 23 Authorise Market Purchase Mgmt For For For 24 Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports Mgmt For For For 25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GOODPACK LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2808U106 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Directors' Report and Audited Financial Statements for the financial year ended 30 June 2010 together with the Auditors' Report thereon Mgmt For For For 2 To declare a Tax Exempt (one tier) Final Dividend of 2 cents per ordinary share for the financial year ended 30 June 2010 Mgmt For For For 3 To declare a Tax Exempt (one tier) Special Dividend of 3 cents per ordinary share for the financial year ended 30 June 2010 Mgmt For For For 4 To re-elect Mr John Wong Weng Foo, a Director retiring pursuant to Article 91 of the Company's Articles of Association Mgmt For For For 6 To approve the payment of Directors' Fees of SGD150,000 for the financial year ended 30 June 2010. (30 June 2009: SGD150,000) Mgmt For For For 7 To appoint Messrs Deloitte & Touche LLP as auditors of the Company and authorise the Directors to fix their remuneration Mgmt For For For 9 That pursuant to Section 161 of the Companies Act, Chapter 50 and Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited (the SGX-ST Listing Manual"), authority be and is hereby given to the Directors of the Company to allot a Mgmt For Against Against 12 That approval be and is hereby given to the Directors to offer and grant options in accordance with the provisions of the Goodpack Performance Share Option Scheme (the Scheme") and to allot and issue from time to time such number of shares in the capital Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GOODPACK LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y2808U106 10/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 That: (a) for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore (the Companies Act"), the directors of the Company (the "Directors") be and are hereby authorized to exercise all the powers of the Company to purchase or oth Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRANDE CACHE COAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCE CUSIP 38655X105 08/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Six Mgmt For For For 2 Elect Robert H. Stan, Robert G. Brawn, Barry T. Davies, Donald J. Douglas, Nicholas G. Kirton and John R. Morgan as Directors Mgmt For For For 3 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Approve Stock Option Plan Mgmt For Against Against 5 Approve All Unallocated Restricted Share Units Under the Share Unit Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GRASIM INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500300 ISIN INE047A01013 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Dividend of INR 30 Per Share Mgmt For For For 3 Reappoint B.V. Bhargava as Director Mgmt For For For 4 Reappoint K.M. Birla as Director Mgmt For For For 5 Appoint T.M. Connelly as Director Mgmt For For For 6.1 Appoint G.P. Kapadia & Co. and Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6.2 Appoint Vidyarthi & Sons as Branch Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7 Approve Reappointment and Remuneration of S.K. Jain as Executive Director from Dec. 1, 2009 to March 31, 2010 Mgmt For For For 8 Appoint S.K. Jain as Director Mgmt For For For 9 Approve Appointment and Remuneration of A. Gupta as Executive Director Mgmt For For For 10 Approve Appointment and Remuneration of K.K. Maheshwari as Executive Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GREATVIEW ASEPTIC PACKAGING COMPANY LTD, GRAND CAY TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G40769104 06/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/list conews/sehk/20110419/LTN20110419331.pdf N/A N/A N/A N/A 2 PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. N/A N/A N/A N/A 3 To receive, consider and adopt the audited consolidated financial statements of the Company and its subsidiaries and the reports of the Directors and Auditors of the Company for the year ended 31 December 2010 Mgmt For For For 4 To re-elect Mr. Bi Hua, Jeff as an executive director Mgmt For For For 5 To re-elect Mr. Hong Gang as an executive Director of the Company Mgmt For For For 6 To re-elect Mr. James Henry Hildebrandt as a non-executive Director of the Company Mgmt For For For 7 To re-elect Mr. Zhu Jia as a non-executive Director of the Company Mgmt For For For 8 To re-elect Mr. Lee Lap, Danny as a non-executive director Mgmt For For For 9 To re-elect Mr. Lew Kiang Hua as a non-executive Director of the Company Mgmt For For For 10 To re-elect Ms. Shang Xiaojun as a non-executive Director of the Company Mgmt For For For 11 To re-elect Mr. Allen Warren Lueth as an independent non-executive Director of the Company Mgmt For For For 12 To re-elect Mr. Ernst Hermann Behrens as an independent non-executive Director of the Company Mgmt For For For 13 To re-elect Mr. Chen Weishu as an independent non-executive Director of the Company Mgmt For For For 14 To authorize the Board Of Directors of the Company to fix the remuneration of the directors of the Company Mgmt For Against Against 15 To re-appoint PricewaterhouseCoopers as auditors of the Company and authorise the Board Of Directors of the Company to fix their remuneration Mgmt For For For 16 To give a general unconditional mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company Mgmt For Against Against 17 To give a general unconditional mandate to the directors of the Company to repurchase shares not exceeding 10% of the issued share capital of the Company Mgmt For Against Against 18 To extend the authority given to the Directors of the Company pursuant to ordinary resolution no. 4(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution No. 4(B) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN MXP001661018 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept CEO's and Auditor's Report on Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt N/A N/A N/A 1.2 Accept Board's Report on Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law Mgmt N/A N/A N/A 1.3 Accept Report Re: Activities and Operations Undertaken by the Board in Accordance with Article 28 IV (E) of Company Law Mgmt N/A N/A N/A 1.4 Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010, and Approve Application of Income Mgmt N/A N/A N/A 1.5 Approve Audit Committee's Report Regarding Company's Subsidiaries in Accordance with Article 43 of Company Law Mgmt For For For 1.6 Approve Report on Tax Obligations in Accordance with Article 86 of Tax Law Mgmt For For For 2.1 Approve Increase in Legal Reserves Mgmt For For For 2.2 Set Maximum Nominal Amount of Share Repurchase Reserve for Fiscal Year 2011 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares Mgmt For For For 2.3 Approve Net Dividends in the Amount of MXN 3.00 per Share to Series B and BB Shareholders Mgmt For For For 3 Approve Discharge of Board of Directors and CEO for Fiscal Year 2010 Mgmt For For For 3.1 Elect/Ratify Directors; Verify Independence Classification of Board Members Mgmt For For For 3.2 Elect/Ratify Chairman of Audit Committee Mgmt For For For 3.3 Elect/Ratify Members to the Different Board Committees Mgmt For For For 3.4 Approve Remuneration of Directors and Members of Board Committees Mgmt For For For 4 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 02/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Cash Dividends of MXN 0.17 Per Share Mgmt For For For 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Approve Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of IXE Grupo Financiero S.A.B. de C.V by Grupo Financiero Banorte S.A.B. de C.V.; Approve Financial Statements Mgmt For For For 2 Amend Company Bylaws Mgmt For For For 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Approve Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3 Approve Cash Dividends of MXN 0.18 Per Share Mgmt For For For 4 Elect Directors; Verify Independence of Board Members Mgmt For For For 5 Approve Remuneration of Directors Mgmt For For For 6 Elect Members of Audit and Corporate Practices Committee Mgmt For For For 7 Present Report on Company's 2010 Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Program for 2011 Mgmt For For For 8 Authorize Board to Obtain Certification of the Company Bylaws Mgmt For For For 9 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 10 Approve Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS GFNORTEO ISIN MXP370711014 10/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors Mgmt For For For 2 Approve Dividends of MXN 0.17 Per Share Mgmt For For For 3 Present Auditor Report Mgmt For For For 4 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 5 Approve Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HALMA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G42504103 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Directors' report and the accounts for the period of 53 weeks to 03 APR 2010 and the Auditors' report on the accounts Mgmt For For For 2 Declare a dividend on the ordinary shares Mgmt For For For 3 Approve the remuneration report as specified in the report and accounts for the 53 weeks to 03 APR 2010 Mgmt For For For 4 Re-elect Stephen R. Pettit as a Director of the Company Mgmt For For For 5 Re-elect Richard A. Stone as a Director of the Company Mgmt For For For 6 Re-appoint Deloitte LLP as the Auditors Mgmt For For For 7 Authorize the Directors to determine the remuneration of the Auditors Mgmt For For For 8 Authorize the Directors of the Company to allot shares, or grant rights to subscribe for or to convert securities into shares, up to an aggregate nominal amount of GBP 12,500,000; Authority expires at the conclusion of the AGM of the Company to be held i Mgmt For Against Against 9 Authorize the Directors, subject to the passing of Resolution 8 above, pursuant to Section 570 of the Companies Act 2006 to allot or to make any offer or agreement to allot equity securities (as defined in Section 560 of the Companies Act 2006) of the Com Mgmt For Against Against 10 CONTD with an issue or offer (whether by way of a rights issue, open offer or otherwise) in favor of ordinary shareholders (other than the Company) on a fixed record date where the equity securities attributable to such ordinary shareholders are proportio N/A N/A N/A N/A 11 CONTD amount of GBP 1,875,000; Authority expires at the conclusion of the AGM of the Company to be held in 2011 ; save that the Company may make any offer or agreement before such expiry which would or might require equity securities to be allotted or eq N/A N/A N/A N/A 12 Authorize the Company, to make market purchases (within the meaning of Section 693 of the Companies Act 2006) of ordinary shares of 10p each ('ordinary shares') provided that: (a) the maximum number of ordinary shares hereby authorized to be acquired is 3 Mgmt For For For 13 CONTD (excluding expenses) is its nominal value; and Authority expires at the conclusion of the next AGM of the Company ; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after N/A N/A N/A N/A 14 Amend the Articles of Association of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of section 28 of the Companies Act 2006, are treated as provisions of the Company's Articles of Association; and ad Mgmt For For For 15 Approve, that a general meeting other than an AGM may be called on not less than 14 clear days' notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). TICKER SECURITY ID: MEETING DATE MEETING STATUS 10 ISIN HK0010000088 10/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Hon Kwan Cheng as Director Mgmt For For For 3.2 Reelect Simon Sik On Ip as Director Mgmt For For For 3.3 Reelect Philip Nan Lok Chen as Director Mgmt For For For 3.4 Reelect William Pak Yau Ko as Director Mgmt For For For 3.5 Reelect Hau Cheong Ho Director Mgmt For For For 3.6 Authorize Board to Fix Remuneration of Directors Mgmt For For For 4 Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500182 ISIN INE158A01026 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Change Company Name to Hero MotoCorp Ltd. and Amend Memorandum and Articles of Association in Relation to the Change of Company Name Mgmt For For For 2 Amend Articles of Association in Relation to Honda Ceasing to be a Shareholder Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HERO HONDA MOTORS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500182 ISIN INE158A01026 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Confirm Interim Silver Jubilee Special Dividend of INR 80 Per Share and Approve Final Dividend of INR 30 Per Share Mgmt For For For 3 Reappoint A. Singh as Director Mgmt For Abstain Against 4 Reappoint P. Singh as Director Mgmt For For For 5 Reappoint S. Fukuda as Director Mgmt For For For 6 Reappoint M. Damodaran as Director Mgmt For For For 7 Approve A.F. Ferguson & Co as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Appoint R. Nath as Director Mgmt For For For 9 Appoint A.C. Burman as Director Mgmt For For For 10 Appoint S.K. Munjal as Director Mgmt For For For 11 Approve Transfer of Register of Members, Documents, and Certificates to Karvy Computershare Pvt Ltd, Registrar and Share Transfer Agents Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEXAGON AB, NACKA STRAND TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W40063104 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 10 The Board of Directors proposes that the Company shall have euro as its accounting currency effective as of 1 January 2011 and, on the basis hereof, to amend the articles of association of the Company to this effect. A resolution according to this item 7 Mgmt For For For 11 The Board of Directors proposes that the General Meeting shall approve the resolution by the Board of Directors on 22 October 2010 that the Company's share capital shall be increased through a preferential issue of new shares on the following main terms a Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Repurchase of Up to 25 Percent of Issued Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE030A01027 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Repurchase of Up to 25 Percent of Issued Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500696 ISIN INE030A01027 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Confirm Interim Dividend of INR 3.00 Per Share and Approve Final Dividend of INR 3.50 Per Share Mgmt For For For 3.1 Reappoint H. Manwani as Director Mgmt For For For 3.2 Reappoint S. Ramamurthy as Director Mgmt For For For 3.3 Reappoint D.S. Parekh as Director Mgmt For For For 3.4 Reappoint A. Narayan as Director Mgmt For For For 3.5 Reappoint S. Ramadorai as Director Mgmt For For For 3.6 Reappoint R.A. Mashelkar as Director Mgmt For For For 3.7 Reappoint G. Vittal as Director Mgmt For For For 4 Appoint Lovelock & Lewes as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Appoint P. Banerjee as Director Mgmt For For For 6 Approve Appointment and Remuneration of P. Banerjee as Executive Director Mgmt For For For 7 Approve Commission Remuneration for Non-Executive Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HITACHI LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6501 CINS J20454112 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kawamura, Takashi Mgmt For For For 1.2 Elect Director Ota, Yoshie Mgmt For For For 1.3 Elect Director Ohashi, Mitsuo Mgmt For For For 1.4 Elect Director Katsumata, Nobuo Mgmt For For For 1.5 Elect Director Motobayashi, Toru Mgmt For Against Against 1.6 Elect Director Ono, Isao Mgmt For For For 1.7 Elect Director Stephen Gomersall Mgmt For For For 1.8 Elect Director Sakiyama, Tadamichi Mgmt For For For 1.9 Elect Director Sumikawa, Masaharu Mgmt For For For 1.10 Elect Director Nakanishi, Hiroaki Mgmt For For For 1.11 Elect Director Nakamura, Michiharu Mgmt For For For 1.12 Elect Director Hacchoji, Takashi Mgmt For For For 1.13 Elect Director Miyoshi, Takashi Mgmt For For For 2 Remove Director Miyoshi, Takashi from Office ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOGANAS AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS W4175J146 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE N/A N/A N/A N/A 2 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A N/A N/A 3 PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK YOU N/A N/A N/A N/A 4 Opening the AGM and election of the Chairman of the AGM: Attorney Ragnar Lindqvist N/A N/A N/A N/A 5 Preparing and approving the Voting List N/A N/A N/A N/A 6 Approval of the agenda N/A N/A N/A N/A 7 Appointment of two people to verify the minutes N/A N/A N/A N/A 8 Consideration of whether the AGM has been duly convened N/A N/A N/A N/A 9 Submission of the Annual Report and Audit Report, and the Consolidated Financial Statements and Consolidated Audit Report, including statements from the Chief Executive Officer and a statement on the activities of the Board and the Board's Committees N/A N/A N/A N/A 10 Resolution on: adoption of the Income Statement and Balance Sheet and the Consolidated Income Statement and Consolidated Balance Sheet Mgmt For For For 11 Resolution on: appropriation of the company's profits pursuant to the adopted Balance Sheet and the record date for dividend distribution: The Board of Directors proposes a dividend of SEK 10 per share for the financial year 2010, with Friday 6 May 2011 a Mgmt For For For 12 Resolution on: discharge of the Board members and Chief Executive Officer from liability Mgmt For For For 13 Establishment of the number of Board members will be eight, with no deputies Mgmt For For For 14 Establishment of Directors' fees will be SEK 2,350,000, with the Chairman of the Board receiving SEK 500,000 and other members elected by the AGM but not employed by the group each receiving SEK 250,000, and the remaining SEK 350,000 payable as remunerati Mgmt For For For 15 Re-election of the following Board members Anders G Carlberg, Alrik Danielson, Peter Gossas, Urban Jansson, Bengt Kjell, Jenny Linden Urnes and Erik Urnes and new election of Bjorn Rosengren and re-election of Anders G Carlberg as Chairman of the Board Mgmt For For For 16 Establishment of the number of auditors Mgmt For For For 17 Establishment of fees payable to auditors according to account Mgmt For Against Against 18 Re-election of KPMG AB as auditors for the period until the end of the Annual General Meeting 2012 Mgmt For For For 19 Proposal regarding the Election Committee Mgmt For Against Against 20 Proposal regarding the guidelines for remunerating the corporate management Mgmt For Against Against 21 Proposal regarding transfer of class B treasury shares due to the employee stock option plans 2007 and 2009 Mgmt For Against Against 22 Closing of the AGM N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- HOLCIM LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For Against Against 2 Approve Discharge of Board and Senior Management Mgmt For For For 3.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 3.2 Approve Dividends of CHF 1.50 per Share from Capital Contribution Reserves Mgmt For For For 4.1 Reelect Christine Binswanger as Director Mgmt For For For 4.2 Reelect Andreas von Planta as Director Mgmt For For For 4.3 Reelect Erich Hunziker as Director Mgmt For Against Against 4.4 Elect Alexander Gut as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For For 2 Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors Mgmt For For For 3.1 Elect Director Kondo, Koichi Mgmt For For For 3.2 Elect Director Ito, Takanobu Mgmt For For For 3.3 Elect Director Hamada, Akio Mgmt For For For 3.4 Elect Director Oyama, Tatsuhiro Mgmt For For For 3.5 Elect Director Ike, Fumihiko Mgmt For For For 3.6 Elect Director Kawanabe, Tomohiko Mgmt For For For 3.7 Elect Director Hogen, Kensaku Mgmt For For For 3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For For 3.9 Elect Director Fukui, Takeo Mgmt For For For 3.10 Elect Director Yamada, Takuji Mgmt For For For 3.11 Elect Director Yoshida, Masahiro Mgmt For For For 3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For For 4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For For 4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against Against 5 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For 6 Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00006 CINS Y33549117 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve JV Transaction and Related Transactions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOUSING DEVELOPMENT FINANCE CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE001A01028 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Dividend of INR 36 Per Share Mgmt For For For 3 Reappoint K. Mahindra as Director Mgmt For For For 4 Reappoint D.M. Sukthankar as Director Mgmt For For For 5 Reappoint N.M. Munjee as Director Mgmt For For For 6 Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7 Approve PKF as Branch Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Appoint D.S. Parekh as Director Mgmt For For For 9 Approve Revision in Remuneration of Managing Directors Mgmt For For For 10 Approve Appointment and Remuneration of R.S. Karnad as Managing Director Mgmt For For For 11 Approve Appointment and Remuneration of V.S. Rangan as Executive Director Mgmt For For For 12 Approve Five-for-One Stock Split and Amend Memorandum and Articles of Association to Reflect Changes in Share Capital Mgmt For For For 13 Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital Mgmt For For For 14 Amend Article 3 of the Articles of Association to Reflect Changes in Authorized Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Director Mgmt For For For 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Director Mgmt For For For 3.6 Re-elect Douglas Flint as Director Mgmt For For For 3.7 Re-elect Alexander Flockhart as Director Mgmt For For For 3.8 Re-elect Stuart Gulliver as Director Mgmt For For For 3.9 Re-elect James Hughes-Hallett as Director Mgmt For For For 3.10 Re-elect William Laidlaw as Director Mgmt For For For 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Director Mgmt For For For 3.15 Re-elect Sir Simon Robertson as Director Mgmt For For For 3.16 Re-elect John Thornton as Director Mgmt For For For 3.17 Re-elect Sir Brian Williamson as Director Mgmt For For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration Mgmt For For For 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Non-Executive Directors Mgmt For For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Director Mgmt For For For 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Director Mgmt For For For 3.6 Re-elect Douglas Flint as Director Mgmt For For For 3.7 Re-elect Alexander Flockhart as Director Mgmt For For For 3.8 Re-elect Stuart Gulliver as Director Mgmt For For For 3.9 Re-elect James Hughes-Hallett as Director Mgmt For For For 3.10 Re-elect William Laidlaw as Director Mgmt For For For 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Director Mgmt For For For 3.15 Re-elect Sir Simon Robertson as Director Mgmt For For For 3.16 Re-elect John Thornton as Director Mgmt For For For 3.17 Re-elect Sir Brian Williamson as Director Mgmt For For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration Mgmt For For For 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Non-Executive Directors Mgmt For For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CUSIP Y3744A105 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Connected Transaction with a Related Party and Related Annual Caps Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Board of Directors Mgmt For For For 2 Accept Working Report of the Supervisory Committee Mgmt For For For 3 Accept Audited Financial Statements Mgmt For For For 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Approve Issuance of Short-Term Debentures Mgmt For For For 7 Approve Issuance of Super Short-Term Debentures Mgmt For For For 8 Approve Issuance of RMB Denominated Debt Instruments Mgmt For For For 9 Amend Articles of Association of the Company Mgmt For For For 10.1 Reelect Cao Peixi as Director Mgmt For For For 10.2 Reelect Huang Long as Director Mgmt For For For 10.3 Elect Li Shiqi as Director Mgmt For For For 10.4 Reelect Huang Jian as Director Mgmt For For For 10.5 Reelect Liu Guoyue as Director Mgmt For For For 10.6 Reelect Fan Xiaxia as Director Mgmt For For For 10.7 Reelect Shan Qunying as Director Mgmt For For For 10.8 Reelect Liu Shuyuan as Director Mgmt For For For 10.9 Reelect Xu Zujian as Director Mgmt For For For 10.10 Reelect Huang Mingyuan as Director Mgmt For For For 10.11 Reelect Shao Shiwei as Independent Non-Executive Director Mgmt For For For 10.12 Reelect Wu Liansheng as Independent Non-Executive Director Mgmt For For For 10.13 Elect Li Zhensheng as Independent Non-Executive Director Mgmt For For For 10.14 Elect Qi Yudong as Independent Non-Executive Director Mgmt For For For 10.15 Elect Zhang Shouwen as Independent Non-Executive Director Mgmt For For For 11.1 Reelect Guo Junming as Supervisor Mgmt For For For 11.2 Elect Hao Tingwei as Supervisor Mgmt For For For 11.3 Elect Zhang Mengjiao as Supervisor Mgmt For For For 11.4 Reelect Gu Jianguo as Supervisor Mgmt For For For 12 Approve Non-Public Issuance of Debt Financing Instruments ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.2 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.3 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.4 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.5 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.6 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.7 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.8 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.9 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.10 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.11 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 1.12 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.13 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.14 Appr Iss of Shrs for Priv Placement Mgmt For For For 2 Appr Iss of Shrs for Priv Placement Mgmt For For For 3 Appr Iss of Shrs for Priv Placement Mgmt For For For 4 Board to Execute Apprd Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.2 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.3 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.4 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.5 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.6 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.7 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.8 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.9 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.10 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.11 Approve Use of Proceeds from Fund Raising Activities Mgmt For For For 1.12 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.13 Appr Iss of Shrs for Priv Placement Mgmt For For For 1.14 Appr Iss of Shrs for Priv Placement Mgmt For For For 2 Appr Iss of Shrs for Priv Placement Mgmt For For For 3 Appr Iss of Shrs for Priv Placement Mgmt For For For 4 Board to Execute Apprd Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUBER + SUHNER AG, SUHNER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H44229187 04/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE T N/A N/A TNA N/A 3 PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING 750874, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEAS N/A N/A TNA N/A 4 The Board of Directors proposes the approval of the annual report, the annual accounts and the consolidated accounts 2010 Mgmt For TNA N/A 5 The Board of Directors proposes to allocate the profits of CHF 135 383 266.03 as follows: CHF 1.50 gross dividend per registered share CHF 29 135 155.50 Balance carried forward CHF 106 248 110.53 Mgmt For TNA N/A 6 The Board of Directors proposes to grant discharge the members of the Board of Directors and of the Executive Group Management for the business year 2010 Mgmt For TNA N/A 7 The Board of Directors proposes the re-election of Rolf Seiffert for a further term of office of three years Mgmt For TNA N/A 8 The Board of Directors proposes to extend the mandate as auditors of PricewaterhouseCoopers AG, Zurich for a further term of one year Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 13 CINS Y38024108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Fok Kin-ning, Canning as Director Mgmt For For For 3.2 Reelect Kam Hing Lam as Director Mgmt For Against Against 3.3 Reelect Holger Kluge as Director Mgmt For For For 3.4 Reelect William Shurniak as Director Mgmt For For For 3.5 Reelect Wong Chung Hin as Director Mgmt For For For 4 Appoint Auditor and Authorize Board to Fix Remuneration Mgmt For For For 5.1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 5.2 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against 6 Approve Amendments to the Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ICICI BANK LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 532174 ISIN INE090A01013 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Dividend on Preference Shares of INR 100 Per Share Mgmt For For For 3 Approve Dividend on Equity Share of INR 14 Per Share Mgmt For For For 4 Reappoint M.S. Ramachandran as Director Mgmt For For For 5 Reappoint K. Ramkumar as Director Mgmt For For For 6 Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7 Appoint Branch Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Approve Vacancy on the Board of Directors Resulting from Retirement of V.P. Watsa Mgmt For For For 9 Approve Revision in Remuneration of C. Kochhar, Managing Director & CEO Mgmt For For For 10 Approve Revision in Remuneration of N.S. Kannan, Executive Director & CFO Mgmt For For For 11 Approve Revision in Remuneration of K. Ramkumar, Executive Director Mgmt For For For 12 Approve Revision in Remuneration of R. Sabharwal, Executive Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CINS J2388K103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Tenbo, Akihiko Mgmt For For For 1.2 Elect Director Nakano, Kazuhisa Mgmt For For For 1.3 Elect Director Matsui, Kenichi Mgmt For For For 1.4 Elect Director Nishiyori, Akiro Mgmt For For For 1.5 Elect Director Fukunaga, Seiji Mgmt For For For 1.6 Elect Director Tsukioka, Takashi Mgmt For For For 1.7 Elect Director Matsumoto, Yoshihisa Mgmt For For For 1.8 Elect Director Maeda, Yasunori Mgmt For For For 1.9 Elect Director Kamimae, Osamu Mgmt For For For 1.10 Elect Director Kuramochi, Junjiro Mgmt For For For 1.11 Elect Director Yamada, Takeshi Mgmt For For For 2 Appoint Statutory Auditor Sato, Katsuo Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 3 Mgmt For For For 2.1 Elect Director Kama, Kazuaki Mgmt For For For 2.2 Elect Director Hiruma, Yuuji Mgmt For For For 2.3 Elect Director Hashimoto, Ichiro Mgmt For For For 2.4 Elect Director Saito, Tamotsu Mgmt For For For 2.5 Elect Director Nakamura, Fusayoshi Mgmt For For For 2.6 Elect Director Serizawa, Makoto Mgmt For For For 2.7 Elect Director Tsukahara, Kazuo Mgmt For For For 2.8 Elect Director Degawa, Sadao Mgmt For For For 2.9 Elect Director Sakamoto, Joji Mgmt For For For 2.10 Elect Director Terai, Ichiro Mgmt For For For 2.11 Elect Director Kawaratani, Tatsumi Mgmt For For For 2.12 Elect Director Imoto, Izumi Mgmt For For For 2.13 Elect Director Hamaguchi, Tomokazu Mgmt For For For 2.14 Elect Director Okamura, Tadashi Mgmt For Against Against 2.15 Elect Director Sekido, Toshinori Mgmt For For For 3 Appoint Statutory Auditor Inokuchi, Takeo Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- IINET LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q4875K101 09/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BE N/A N/A N/A N/A 2 Approve, in accordance with Section 260B(2) of the Corporations Act, the financial assistance to be provided by each Netspace Group Member each wholly-owned subsidiary of the Company either directly or indirectly to the Company in connection with the ac Mgmt For Against Against 3 Approve, in accordance with Section 136 of the Corporations Act, the Constitution tabled at the meeting, and signed by the Chairman of the Meeting for the purposes of identification , be adopted as the Constitution of the Company, in place of the present Mgmt For Against Against 4 Approve, for the purposes of Listing Rule 10.1 and for all other purposes, the proposed transaction involving the acquisition by the Company from AAPT of the AAPT Consumer Division in consideration for the payment of AUD 60 million [as adjusted in accorda Mgmt For Against Against 5 PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN WORDS IN RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- IINET LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q4875K101 11/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Re-election of Mr. Peter James Mgmt For For For 2 Re-election of Mr. Paul Broad Mgmt For For For 3 Adoption of the Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ILJIN DISPLAY CO LTD, PYONGTAEK TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y38842103 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statement Mgmt For For For 2 Election of directors candidates: Immsu Sim, Namjin Jung, Gijin Kwon, Jongin Sim Mgmt For For For 3 Election of auditor candidate: Yongbak Kim Mgmt For For For 4 Approval of remuneration limit of directors Mgmt For Against Against 5 Approval of remuneration limit of auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS) TICKER SECURITY ID: MEETING DATE MEETING STATUS ILU CINS Q4875J104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jennifer Anne Seabrook as a Director Mgmt For For For 2 Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2010 Mgmt For For For 3 Approve the Remuneration of Non-Executive Directors in the Amount of A$1.5 Million Per Annum Mgmt For For For 4 Approve the Grant of 750,000 LTID Share Rights in Three Tranches under the Company's Share Acquisition Plan to David Robb, Managing Director of the Company Mgmt For For For 5 Approve the Termination Benefits under the Revised Executive Employment Agreement of David Robb, Managing Director of the Company Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martin Lamb as Director Mgmt For For For 5 Re-elect Douglas Hurt as Director Mgmt For For For 6 Re-elect Roy Twite as Director Mgmt For For For 7 Re-elect Norman Askew as Director Mgmt For For For 8 Re-elect Terry Gateley as Director Mgmt For For For 9 Re-elect Kevin Beeston as Director Mgmt For For For 10 Re-elect Anita Frew as Director Mgmt For For For 11 Re-elect Bob Stack as Director Mgmt For For For 12 Elect Ian Whiting as Director Mgmt For For For 13 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 16 Authorise EU Political Donations and Expenditure Mgmt For For For 17 Amend Share Option Plan Mgmt For For For 18 Approve Global Employee Share Purchase Plan 2011 Mgmt For For For 19 Approve US Stock Purchase Plan 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 2 Authorise Market Purchase Mgmt For For For 3 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CUSIP G4721W102 02/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Burnett as Director Mgmt For For For 5 Re-elect Alison Cooper as Director Mgmt For For For 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Michael Herlihy as Director Mgmt For For For 8 Re-elect Pierre Jungels as Director Mgmt For For For 9 Re-elect Susan Murray as Director Mgmt For For For 10 Re-elect Iain Napier as Director Mgmt For For For 11 Re-elect Berge Setrakian as Director Mgmt For For For 12 Re-elect Mark Williamson as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 21 Adopt New Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INDRA SISTEMAS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS BIDR CINS E6271Z155 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements for FY 2010; Approve Allocation of Income and Dividends of EUR 0.68 per Share Mgmt For For For 2 Approve Discharge of Directors Mgmt For For For 3.1 Fix Number of Directors at 15 Mgmt For For For 3.2 Elect Javier de Andr,s Gonz lez as Director Mgmt For For For 3.3 Reelect Mediacicn y Diagncsticos SA as Director Mgmt For For For 3.4 Reelect Participaciones y Cartera de Inversicn SL as Director Mgmt For For For 3.5 Reelect Isabel Aguilera Navarro as Director Mgmt For For For 3.6 Reelect Rosa Sugra*es Arimany as Director Mgmt For For For 3.7 Reelect Javier Monzcn de C ceres as Director Mgmt For For For 3.8 Reelect Regino Moranchel Fern ndez as Director Mgmt For For For 3.9 Elect Ignacio Santillana del Barrio as Director Mgmt For For For 4.1 Amend Several Articles to Adapt to Spanish Corporate Enterprises Act Mgmt For For For 4.2 Amend Article 30 Paragraph 3 (New Article 31) to Adapt to Revised Stock Market Law Re: Audit Committee Mgmt For For For 4.3 Amend Article 14 Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting Mgmt For For For 4.4 Amend Article 2 Re: Corporate Purpose Mgmt For For For 4.5 Amend Article 27 Re: Remuneration of Board of Directors Mgmt For For For 4.6 Amend Several Articles Re: Changes in Stylistics Mgmt For For For 4.7 Approve Restated Bylaws Mgmt For For For 5.1 Amend Several Articles of General Meeting Regulations to Adapt to Spanish Corporate Enterprises Act Mgmt For For For 5.2 Amend Several Articles of General Meeting Regulations Re: Changes in Stylistics Mgmt For For For 5.3 Amend Article 6 (New Article 7) of General Meeting Regulations Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting Mgmt For For For 5.4 Approve Restated General Meeting Regulations Mgmt For For For 6 Receive Changes to Board of Directors' Guidelines Mgmt N/A N/A N/A 7 Advisory Vote on Remuneration Report Mgmt For For For 8 Approve Remuneration of Directors Mgmt For For For 9 Approve Restricted Share Plan Mgmt For For For 10 Reelect KPMG as Auditors Mgmt For For For 11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL (INDITEX) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E6282J109 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 Mgmt For For For 2 Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 Mgmt For For For 3 Approve Allocation of Income and Dividends Mgmt For For For 4.1 Re-elect Amancio Ortega Gaona as Director Mgmt For Against Against 4.2 Re-elect Pablo Isla Alvarez de Tejera as Director Mgmt For For For 4.3 Re-elect Juan Manuel Urgoiti as Director Mgmt For Against Against 5.1 Elect Nils Smedegaard Andersen as Director Mgmt For For For 5.2 Elect Emilio Saracho Rodriguez de Torres as Director Mgmt For For For 6 Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee Mgmt For For For 7 Amend Article 15 of General Meeting Regulations Mgmt For For For 8 Re-elect Auditors Mgmt For For For 9 Authorize Repurchase of Shares Mgmt For For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INFOSYS TECHNOLOGIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 500209 ISIN INE009A01021 06/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend of INR 20 Per Share Mgmt For For For 3 Reappoint S. Batni as Director Mgmt For For For 4 Reappoint S.A. Iyengar as Director Mgmt For For For 5 Reappoint D.M. Satwalekar as Director Mgmt For For For 6 Reappoint O. Goswami as Director Mgmt For For For 7 Approve Vacancy on the Board of Directors Resulting from Retirement of K. Dinesh Mgmt For For For 8 Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 9 Appoint R. Seshasayee as Director Mgmt For For For 10 Appoint R. Venkatesan as Director Mgmt For For For 11 Approve Appointment and Remuneration of S. Gopalakrishnan as Executive Director Mgmt For For For 12 Approve Appointment and Remuneration of S.D. Shibulal as CEO and Managing Director Mgmt For For For 13 Change Company Name to Infosys Ltd. Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INMET MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yilmaz Arguden Mgmt For For For 1.2 Elect Director David R. Beatty Mgmt For For For 1.3 Elect Director John C. Eby Mgmt For For For 1.4 Elect Director John H. Clappison Mgmt For For For 1.5 Elect Director Paul E. Gagne Mgmt For For For 1.6 Elect Director Oyvind Hushovd Mgmt For For For 1.7 Elect Director Thomas E. Mara Mgmt For For For 1.8 Elect Director Jochen E. Tilk Mgmt For For For 1.9 Elect Director Douglas W. G. Whitehead Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For 3 Approve Share Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERMEDIATE CAPITAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G4807D101 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the financial statements and reports of the Directors and Auditors for the FYE 31 MAR 2010 Mgmt For For For 2 Approve the report of the Remuneration Committee for the YE 31 MAR 2010 Mgmt For For For 3 Declare a final dividend of 11.0 pence per ordinary share Mgmt For For For 4 Re-appoint Deloitte LLP as the Company's Auditors Mgmt For For For 5 Authorize the Directors to set the remuneration of the Auditors Mgmt For Against Against 6 Re-appoint Peter Gibbs as a Director of the Company Mgmt For For For 7 Re-appoint Francois de Mitry as a Director of the Company, who retires by rotation Mgmt For For For 8 Re-appoint James Nelson as a Director of the Company, who retires by rotation Mgmt For For For 9 Re-appoint Philip Keller as a Director of the Company, who retires by rotation Mgmt For For For 10 Authorize the Directors to allot shares pursuant to Section 551 of the Companies Act 2006 Mgmt For Against Against 11 Authorize the Directors, subject to the passing of Resolution 10, to dis-apply pre-emption rights pursuant to Sections 570 and 573 of the Companies Act 2006 Mgmt For Against Against 12 Authorize the Company to make purchases of its ordinary shares pursuant to Section 701 of the Companies Act 2006 Mgmt For For For 13 Approve to implement the Intermediate Capital Group Plc Omnibus Plan as specified Mgmt For Against Against 14 Approve to implement the Intermediate Capital Group Plc BSC Plan as specified Mgmt For Against Against 15 Amend the Company's Articles of Association Mgmt For For For 16 Approve to call a general meeting of the Company other than an AGM on not less than 14 day's notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL MINING MACHINERY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G48858107 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/list conews/sehk/20110330/LTN201103301043.pdf N/A N/A N/A N/A 2 PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. " N/A N/A N/A N/A 3 To receive and adopt the audited consolidated financial statements of the Company and the reports of the directors and auditors for the year ended 31 December 2010 Mgmt For For For 4 To declare a final dividend for the year ended 31 December 2010 Mgmt For For For 5 To re-elect the following person as director of the Company: Mr Kwong Ming Pierre Tsui Mgmt For For For 6 To re-elect the following person as director of the Company: Mr Yinghui Wang Mgmt For For For 7 To re-elect the following person as director of the Company: Dr Xuezheng Wang Mgmt For For For 8 To re-elect the following person as director of the Company: Dr Fung Man, Norman Wai Mgmt For For For 9 To authorise the board (the Board") of directors of the Company to fix the remuneration of the directors " Mgmt For For For 10 To re-appoint Ernst & Young as auditors of the Company and authorise the Board to fix their remuneration Mgmt For For For 11 To give a general mandate to the directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company Mgmt For Against Against 12 To give a general mandate to the directors to repurchase shares not exceeding 10% of the issued share capital of the Company Mgmt For For For 13 To extend the authority given to the directors pursuant to ordinary resolution no. 5(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under ordinary resolution No. 5(B) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Abstain Against 3.1 Elect Francesco Caio as Director Mgmt For For For 3.2 Re-elect Ulf Henriksson as Director Mgmt For For For 3.3 Elect Paul Lester as Director Mgmt For For For 3.4 Elect Dr Martin Read as Director Mgmt For For For 3.5 Re-elect Pat Zito as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 6 Approve Final Dividend Mgmt For For For 7 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 8 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise EU Political Donations and Expenditure Mgmt For For For 12 Adopt New Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INVESTOR AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INVEB CINS W48102128 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Auditor's Report Mgmt N/A N/A N/A 7 Receive President's Report; Receive Presentation by Molnlycke Health Care AB Mgmt N/A N/A N/A 8 Receive Report on the Work of the Board and its Committees Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Discharge of Board and President Mgmt For For For 11 Approve Allocation of Income and Dividends of SEK 5.00 per Share; Approve April 15, 2011, as Record Date for Dividend Payment Mgmt For For For 12.1 Determine Number of Members (11) and Deputy Members (0) of Board Mgmt For For For 12.2 Fix Number of Auditors at One Mgmt For For For 13.1 Approve Remuneration of Directors in the Amount of SEK 1.9 Million for Chairman and SEK 500,000 for Other Directors (Including Synthetic Shares); Approve Remuneration for Committee Work Mgmt For For For 13.2 Approve Remuneration of Auditors Mgmt For For For 14 Reelect Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom Johnstone, Carola Lemne, Grace Skaugen, O. Griffith Sexton, Lena Treschow Torell, Jacob Wallenberg (Chairman), and Peter Wallenberg Jr. as Directors; Elect Hans Straberg as New Director Mgmt For For For 15 Ratify KPMG as Auditors Mgmt For For For 16.1 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 16.2 Approve 2011 Long-Term Incentive Programs Mgmt For For For 17.1 Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors Mgmt For For For 17.2 Authorize Reissuance of up to 2.2 Million Repurchased Shares in Support of 2011 Long-Term Incentive Programs Mgmt For For For 18 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For For 19 Amend Articles Re: Conversion of Class-A Shares into Class-B Shares ShrHldr N/A For N/A 20.1 Evaluate the Possibility to Convert Class-A Shares into Class-B Shares ShrHldr N/A For N/A 20.2 Evaluate the Possibility to De-merge Investor into Two Companies, "Listed" and "Unlisted" ShrHldr N/A Against N/A 20.3 Evaluate the Possibility to Refine Investor into Two Companies, "Investor Healthcare" and "Investor Industry" ShrHldr N/A Against N/A 20.4 Evaluate the Possibility to Distribute Unlisted Assets ShrHldr N/A Against N/A 20.5 Evaluate the Possibility to Make an Extraordinary Dividend of SEK 10 ShrHldr N/A Against N/A 20.6 Evaluate the Possibility to Make a More Long-Term and More Aggressive Forecast for the Dividend ShrHldr N/A Against N/A 20.7 Evaluate the Possibility to Repurchase Shares Without Liquidating the Company ShrHldr N/A Against N/A 20.8 Evaluate the Possibility to Contact Other Investment Companies With the Purpose of Establishing a Team Which Shall Work for Reducing the Investment Company Discounts in Investment Companies ShrHldr N/A Against N/A 20.9 Contact Warren Buffet for His Advice and Views on How Investor Can be Developed and How Its Investment Company Discount Can Be Reduced ShrHldr N/A Against N/A 20.10 Evaluate the Possibility to Make the General Meeting to an Event and a Festival That No-one Would Like To Miss ShrHldr N/A Against N/A 20.11 Evaluate Which Shareholder Perquisites That Can Be Conferred in the Future ShrHldr N/A Against N/A 20.12 Evaluate the Possibility to Prepare and Make Public a Five Item Agenda with Concrete Measures to Eliminate the Investment Company Discount ShrHldr N/A Against N/A 20.13 Evaluate the Possibility to Establish a Concrete Target for Which Level to be Reached Regarding Reduction of the Investment Company Discount in the Future ShrHldr N/A Against N/A 21 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 9 Mgmt For For For 2 Amend Articles To Indemnify Directors Mgmt For For For 3.1 Elect Director Kobayashi, Eizo Mgmt For For For 3.2 Elect Director Okafuji, Masahiro Mgmt For For For 3.3 Elect Director Kobayashi, Yoichi Mgmt For For For 3.4 Elect Director Akamatsu, Yoshio Mgmt For For For 3.5 Elect Director Aoki, Yoshihisa Mgmt For For For 3.6 Elect Director Seki, Tadayuki Mgmt For For For 3.7 Elect Director Okada, Kenji Mgmt For For For 3.8 Elect Director Takayanagi, Koji Mgmt For For For 3.9 Elect Director Kikuchi, Satoshi Mgmt For For For 3.10 Elect Director Matsushima, Toru Mgmt For For For 3.11 Elect Director Nakamura, Ichiro Mgmt For For For 3.12 Elect Director Okamoto, Hitoshi Mgmt For For For 3.13 Elect Director Kawamoto, Yuuko Mgmt For For For 3.14 Elect Director Sugimoto, Kazuyuki Mgmt For For For 4.1 Appoint Statutory Auditor Maeda, Kazutoshi Mgmt For For For 4.2 Appoint Statutory Auditor Shimojo, Masahiro Mgmt For For For 5 Approve Adjustment to Aggregate Compensation Ceiling for Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ITV PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITV CINS G4984A110 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Lucy Neville-Rolfe as Director Mgmt For For For 4 Re-elect John Ormerod as Director Mgmt For For For 5 Reappoint KPMG Audit plc as Auditors Mgmt For For For 6 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 7 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 8 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 9 Authorise EU Political Donations and Expenditure Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CUSIP X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends Mgmt For For For 3 Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Management and Supervisory Board Mgmt For For For 5 Approve Remuneration Policy Mgmt For For For 6 Approve Decrease in Size of Board Mgmt For For For 7 Elect Audit Committee Member Mgmt For For For 8 Amend Articles 23 and 25 Mgmt For For For 9 Amend Pension Plan Mgmt For For For 10 Shareholder Proposal: Approve Remuneration of Remuneration Committee Members ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- JTEKT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6473 CINS J2946V104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 9 Mgmt For For For 2.1 Elect Director Yokoyama, Motohiko Mgmt For For For 2.2 Elect Director Ikawa, Shoji Mgmt For For For 2.3 Elect Director Suzuki, Takaaki Mgmt For For For 2.4 Elect Director Kawakami, Seiho Mgmt For For For 2.5 Elect Director Shimatani, Hitoshi Mgmt For For For 2.6 Elect Director Isaka, Masakazu Mgmt For For For 2.7 Elect Director Uchiyamada, Takeshi Mgmt For Against Against 2.8 Elect Director Kakui, Ryuuichi Mgmt For For For 2.9 Elect Director Matsumoto, Hisashi Mgmt For For For 2.10 Elect Director Kitamura, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For 4 Approve Retirement Bonus Payment for Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CINS J36615102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 45 Mgmt For For For 2.1 Elect Director Kato, Shuuichi Mgmt For For For 2.2 Elect Director Inoue, Motonobu Mgmt For For For 2.3 Elect Director Sato, Kenji Mgmt For For For 2.4 Elect Director Hoteida, Susumu Mgmt For For For 2.5 Elect Director Endo, Hiroyuki Mgmt For For For 2.6 Elect Director Hiramoto, Tadashi Mgmt For For For 2.7 Elect Director Yamada, Yasushi Mgmt For For For 2.8 Elect Director Okano, Yuuji Mgmt For For For 2.9 Elect Director Hayashi, Masahiro Mgmt For For For 2.10 Elect Director Sakashita, Yoichi Mgmt For For For 2.11 Elect Director Osaka, Naoto Mgmt For For For 2.12 Elect Director Kawasumi, Shinichi Mgmt For For For 2.13 Elect Director Inoue, Keisuke Mgmt For For For 2.14 Elect Director Kusaka, koichiro Mgmt For For For 2.15 Elect Director Nagao, Norihiro Mgmt For For For 2.16 Elect Director Endo, Yoshiyuki Mgmt For For For 2.17 Elect Director Suzuki, Kazuyoshi Mgmt For For For 2.18 Elect Director Nomura, Hiromu Mgmt For For For 3.1 Appoint Statutory Auditor Hashimoto, Junshiro Mgmt For For For 3.2 Appoint Statutory Auditor Ishikawa, Niro Mgmt For Against Against 3.3 Appoint Statutory Auditor Tayama, Yoshiaki Mgmt For For For 4 Approve Retirement Bonus Payment for Directors Mgmt For Against Against 5 Approve Stock Option Plan for Directors Mgmt For For For 6 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7012 CINS J31502107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 3 Mgmt For For For 2.1 Elect Director Ohashi, Tadaharu Mgmt For For For 2.2 Elect Director Segawa, Masashi Mgmt For For For 2.3 Elect Director Hasegawa, Satoshi Mgmt For For For 2.4 Elect Director Takao, Mitsutoshi Mgmt For For For 2.5 Elect Director Asano, Yuuichi Mgmt For For For 2.6 Elect Director Kambayashi, Nobumitsu Mgmt For For For 2.7 Elect Director Matsuoka, Kyohei Mgmt For For For 2.8 Elect Director Takata, Hiroshi Mgmt For For For 2.9 Elect Director Hayashi, Toshikazu Mgmt For For For 2.10 Elect Director Sonoda, Makoto Mgmt For For For 2.11 Elect Director Murayama, Shigeru Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KDDI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9433 CINS J31843105 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 7500 Mgmt For For For 2.1 Elect Director Onodera, Tadashi Mgmt For For For 2.2 Elect Director Aritomi, Kanichiro Mgmt For For For 2.3 Elect Director Tanaka, Takashi Mgmt For For For 2.4 Elect Director Morozumi, Hirofumi Mgmt For For For 2.5 Elect Director Takahashi, Makoto Mgmt For For For 2.6 Elect Director Shimatani, Yoshiharu Mgmt For For For 2.7 Elect Director Inoue, Masahiro Mgmt For For For 2.8 Elect Director Ishikawa, Yuzo Mgmt For For For 2.9 Elect Director Yuasa, Hideo Mgmt For For For 2.10 Elect Director Naratani, Hiromu Mgmt For For For 2.11 Elect Director Kawamura, Makoto Mgmt For For For 2.12 Elect Director Sasaki, Shinichi Mgmt For For For 3 Approve Annual Bonus Payment to Directors Mgmt For For For 4 Approve Performance-Based Cash Compensation for Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KEIHIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J32083107 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Director Mgmt For For For 16 Appoint a Director Mgmt For For For 17 Appoint a Director Mgmt For For For 18 Appoint a Director Mgmt For For For 19 Appoint a Corporate Auditor Mgmt For Against Against 20 Approve Payment of Bonuses to Directors and Corporate Auditors Mgmt For Against Against 21 Approve Provision of Retirement Allowance for Directors and Corporate Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BN4 CINS Y4722Z120 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Declare Final Tax-Exempt Dividend of SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 Mgmt For For For 3 Reelect Tony Chew Leong-Chee as Director Mgmt For For For 4 Reelect Tow Heng Tan as Director Mgmt For For For 5 Reelect Teo Soon Hoe as Director Mgmt For For For 6 Reelect Tan Ek Kia as Director Mgmt For For For 7 Reelect Danny Teoh as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Director Mgmt For For For 9 Approve Directors' Fees Aggregating SGD 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 Mgmt For For For 10 Reappoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 11 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Mgmt For For For 12 Authorize Share Repurchase Program Mgmt For For For 13 Approve Mandate for Transactions with Related Parties Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KEPPEL LAND LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS K17 CINS V87778102 12/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Divestment by Bayfront Development Pte. Ltd. of One-Third Interest in Marina Bay Financial Centre Towers 1 & 2 and Marina Bay Link Mall Mgmt For For For 2 Approve Acquisition of Keppel Towers and GE Tower by Mansfield Developments Pte. Ltd. Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KESKO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KESBV CINS X44874109 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive CEO's Review Mgmt N/A N/A N/A 7 Receive Financial Statements and Statutory Reports; Receive Auditor's Report Mgmt N/A N/A N/A 8 Accept Financial Statements and Statutory Reports Mgmt For For For 9 Approve Allocation of Income and Dividends of EUR 1.30 Per Share Mgmt For For For 10 Approve Discharge of Board and President Mgmt For For For 11 Approve Remuneration of Directors in the Amount of EUR 80,000 for Chairman; EUR 50,000 for Deputy Chairman, and EUR 37,000 for Other Directors; Approve Meeting Fees Mgmt For For For 12 Fix Number of Directors at Seven Mgmt For For For 13 Elect Directors (No Election to Take Place) Mgmt N/A N/A N/A 14 Approve Remuneration of Auditors Mgmt For For For 15 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For 16 Authorize Repurchase of up to One Million Issued Class B Shares Mgmt For For For 17 Approve Conveyance of up to One Million Class B Shares without Preemptive Rights Mgmt For For For 18 Approve Charitable Donations of up to EUR 300,000 Mgmt For For For 19 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KINGBOARD LAMINATES HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. N/A N/A N/A N/A 2 PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/list conews/sehk/20110327/LTN20110327149.pdf N/A N/A N/A N/A 3 To receive and consider the audited financial statements and the directors' report and the independent auditor's report thereon for the year ended 31 December 2010 Mgmt For For For 4 To declare a final dividend Mgmt For For For 5 To re-elect Mr. Cheung Kwok Wa as executive director of the Company Mgmt For For For 6 To re-elect Mr. Lam Ka Po as executive director of the Company Mgmt For For For 7 To re-elect Mr. Lo Ka Leong as a non-executive director of the Company Mgmt For For For 8 To re-elect Mr. Leung Tai Chiu as an independent non-executive director of the Company Mgmt For For For 9 To authorise the board of directors of the Company to fix the directors' Remuneration Mgmt For Against Against 10 To re-appoint auditors and to authorise the board of directors to fix their remuneration Mgmt For For For 11 That: (a) subject to paragraph (c) of this Resolution, the exercise by the directors of the Company (Directors") during the Relevant Period (as hereinafter defined) of all the powers of the Company to allot, issue and deal with additional shares of the Co Mgmt For Against Against 12 CONTD which might require the exercise of such power after the end of the Relevant Period; (c) the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted (whether pursuant to an option or otherwise) by N/A N/A N/A N/A 13 CONTD rights to acquire Shares; or (iv) any scrip dividend or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance with the articles of association of the Company; shall not exceed 20 N/A N/A N/A N/A 14 CONTD until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by any applicable laws or the articles N/A N/A N/A N/A 15 CONTD record date in proportion to their then holdings of such Shares or class thereof (subject to such exclusion or other arrangements as the Directors may deem necessary or expedient in relation to fractional entitlements or having regard to any restric N/A N/A N/A N/A 16 That: (a) subject to paragraph (b) of this Resolution, the exercise by the Directors during the Relevant Period (as hereinafter defined) of all the powers of the Company to repurchase Shares or securities convertible into Shares on The Stock Exchange of H N/A For Against Against 17 CONTD nominal amount of the securities which may be repurchased by the Company pursuant to paragraph (a) of this Resolution during the Relevant Period shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the N/A N/A N/A N/A 18 CONTD Resolution until whichever is the earlier of: (i) the conclusion of the next annual general meeting of the Company; (ii) the expiration of the period within which the next annual general meeting of the Company is required by the articles of associat N/A N/A N/A N/A 19 That conditional upon the passing of Resolutions numbered 5A and 5B as set out in the notice convening this Meeting, the general mandate granted to the Directors to exercise the powers of the Company to allot, issue or otherwise deal with Shares pursuant Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KINGBOARD LAMINATES HLDGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5257K107 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Cayman Islands ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/list conews/sehk/20110425/LTN20110425021.pdf N/A N/A N/A N/A 2 PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 1". THANK YOU. " N/A N/A N/A N/A 3 That the continuing connected transactions contemplated by the respective KBL Agreements, the Proposed Supply Annual Caps and the Proposed Purchase Annual Caps (such terms shall have the meaning as defined in the circular to the shareholders of the Compan Mgmt For Against Against 4 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Pascal Cagni as Director Mgmt For For For 5 Elect Clare Chapman as Director Mgmt For For For 6 Re-elect Daniel Bernard as Director Mgmt For For For 7 Re-elect Andrew Bonfield as Director Mgmt For For For 8 Re-elect Ian Cheshire as Director Mgmt For For For 9 Re-elect Anders Dahlvig as Director Mgmt For For For 10 Re-elect Janis Kong as Director Mgmt For For For 11 Re-elect John Nelson as Director Mgmt For For For 12 Re-elect Kevin O'Byrne as Director Mgmt For For For 13 Reappoint Deloitte LLP as Auditors Mgmt For For For 14 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 17 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 18 Authorise Market Purchase Mgmt For For For 19 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 20 Amend 2006 Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KINROSS GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 496902404 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Shares and Warrants in Connection with Acquisition Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KLOECKNER & CO. SE, DUISBURG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D40376101 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT IN SOME CASES DEPENDING ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN THESE SHARES MAY BE BLOCKED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. N/A N/A N/A N/A 3 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 4 Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements, the group annual report, and the report pursuant to Sections 289(4) and 315(4) of the German C N/A N/A N/A N/A 5 Resolution on the appropriation of the distributable profit of EUR 47,351,521.54 as follows: Payment of a dividend of EUR 0.30 per no-par share EUR 27,401,521.54 shall be allocated to the revenue reserves Ex-dividend and payable date: May 23, 2011 Mgmt For For For 6 Ratification of the acts of the Board of MDs Mgmt For For For 7 Ratification of the acts of the Supervisory Board Mgmt For For For 8 Election to the Supervisory Board: Michael Rogowski Mgmt For For For 9 Election to the Supervisory Board: Hauke Stars Mgmt For For For 10 Election to the Supervisory Board: Dieter H. Vogel Mgmt For For For 11 Appointment of auditors for the 2011 financial year: KPMG AG, Berlin Mgmt For For For 12 Resolution on the partial revocation of the authorization to issue convertible and/or warrant bonds and a new authorization to issue convertible and/or warrant bonds - The authorization given by the shareholders' meeting of May 26, 2010, to issue bonds sh Mgmt For Against Against 13 Resolution on the partial revocation of the contingent capital 2010 and the creation of new contingent capital, and the corresponding amendments to the articles of association 8.1 Partial revocation of the contingent capital 2010 The contingent capital 20 Mgmt For Against Against 14 Resolution on the revocation of the authorization to exclude shareholders' subscription rights in connection with the authorized capital 2010, a new authorization to exclude shareholders' subscription rights in connection with the authorized capital 2010, Mgmt For Against Against 15 Approval of the new compensation system for the Board of MDs Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KOBE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5406 CINS J34555144 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sato, Hiroshi Mgmt For For For 1.2 Elect Director Kaya, Tomoyuki Mgmt For For For 1.3 Elect Director Matsutani, Takashi Mgmt For For For 1.4 Elect Director Shigekawa, Kazuo Mgmt For For For 1.5 Elect Director Yamaguchi, Ikuhiro Mgmt For For For 1.6 Elect Director Fujiwara, Hiroaki Mgmt For For For 1.7 Elect Director Takahashi, Tetsu Mgmt For For For 1.8 Elect Director Kasuya, Tsuyoshi Mgmt For For For 1.9 Elect Director Kitabata, Takao Mgmt For For For 1.10 Elect Director Seki, Yuuichi Mgmt For For For 1.11 Elect Director Yamauchi, Takuo Mgmt For For For 2 Appoint Statutory Auditor Okimoto, Takashi Mgmt For Against Against 3 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNEBV CUSIP X4551T105 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.895 per Class A Share and EUR 0.90 per Class B Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work Mgmt For For For 11 Fix Number of Directors at Eight; Fix Number of Deputy Members at One Mgmt For For For 12 Reelect Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Member Mgmt For Against Against 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors Mgmt For For For 16 Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares Mgmt For For For 17 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DSM CINS N5017D122 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A 3 Approve Financial Statements and Statutory Reports Mgmt For For For 4.1 Receive Explanation on Company's Reserves and Dividend Policy Mgmt N/A N/A N/A 4.2 Approve Dividends of EUR 1.35 Per Share Mgmt For For For 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6.1 Reelect S.B. Tanda to Executive Board Mgmt For For For 6.2 Elect S. Doboczky to Executive Board Mgmt For For For 7 Elect P.F.M. van der Meer Mohr to Supervisory Board Mgmt For For For 8 Approve Remuneration of Supervisory Board Mgmt For For For 9.1 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Mgmt For For For 9.2 Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a Mgmt For For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 11 Approve Cancellation of Shares Mgmt For For For 12 Amend Articles Re: Legislative Changes Mgmt For For For 13 Other Business (Non-Voting) Mgmt N/A N/A N/A 14 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N4297B146 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A 3 Approve Financial Statements Mgmt For For For 4 Receive Explanation on Company's Reserves and Dividend Policy Mgmt N/A N/A N/A 5 Approve Dividends of EUR 0.80 Per Share Mgmt For For For 6 Approve Discharge of Management Board Mgmt For For For 7 Approve Discharge of Supervisory Board Mgmt For For For 8 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Mgmt For For For 9 Approve Amendments to Remuneration Policy for Management Board Members Mgmt For For For 10 Proposal to Amend the Remuneration of the Supervisory Board Mgmt For For For 11 Opportunity to Make Recommendations Mgmt N/A N/A N/A 12 Elect J.B.M. Streppel to Supervisory Board Mgmt For For For 13 Elect M.Bischoff to Supervisory Board Mgmt For For For 14 Elect C.M. Hooymans to Supervisory Board Mgmt For For For 15 Composition of Supervisory Board Mgmt N/A N/A N/A 16 Authorize Repurchase of Shares Mgmt For For For 17 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For For 18 Other Business and Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KROSAKI HARIMA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5352 CINS J37372109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 7 Mgmt For For For 2.1 Appoint Statutory Auditor Maruta, Keiichi Mgmt For For For 2.2 Appoint Statutory Auditor Harada, Tsutomu Mgmt For For For 2.3 Appoint Statutory Auditor Akagi, Makoto Mgmt For Against Against 2.4 Appoint Statutory Auditor Usami, Noboru Mgmt For Against Against 3.1 Appoint Alternate Statutory Auditor Yukino, Seiji Mgmt For Against Against 3.2 Appoint Alternate Statutory Auditor Murakami, Shuji Mgmt For Against Against 4 Approve Retirement Bonus Payment for Director and Statutory Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CINS J37479110 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 70 Mgmt For For For 2.1 Elect Director Kawamura, Makoto Mgmt For For For 2.2 Elect Director Kuba, Tetsuo Mgmt For For For 2.3 Elect Director Maeda, Tatsumi Mgmt For For For 2.4 Elect Director Hisaki, Hisao Mgmt For For For 2.5 Elect Director Yamamoto, Yasuyuki Mgmt For For For 2.6 Elect Director Yamaguchi, Goro Mgmt For For For 2.7 Elect Director Aoki, Shoichi Mgmt For For For 2.8 Elect Director Komaguchi, Katsumi Mgmt For For For 2.9 Elect Director Yamori, Tsutomu Mgmt For For For 2.10 Elect Director Ota, Yoshihito Mgmt For For For 2.11 Elect Director Rodney Lanthorne Mgmt For For For 2.12 Elect Director John Gilbertson Mgmt For For For 3 Appoint Statutory Auditor Kano, Yoshihiro Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Elect Mike Fairey as Director Mgmt For For For 4 Elect Nick Prettejohn as Director Mgmt For For For 5 Re-elect Tim Breedon as Director Mgmt For For For 6 Re-elect Clara Furse as Director Mgmt For For For 7 Re-elect Mark Gregory as Director Mgmt For For For 8 Re-elect Rudy Markham as Director Mgmt For For For 9 Re-elect John Pollock as Director Mgmt For For For 10 Re-elect Henry Staunton as Director Mgmt For For For 11 Re-elect John Stewart as Director Mgmt For For For 12 Re-elect Nigel Wilson as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Approve Remuneration Report Mgmt For For For 16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 17 Authorise EU Political Donations and Expenditure Mgmt For For For 18 Approve Scrip Dividend Program Mgmt For For For 19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 20 Authorise Market Purchase Mgmt For For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LOCK&LOCK CO LTD, ASAN TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y53098102 03/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statements Mgmt For For For 2 Amendment of articles of incorp. Mgmt For For For 3 Election of Directors. Kim Joon Il, Yoon Jo Hyun, Lee Won Wook, Song Baek Young, O Hyun Suk Mgmt For For For 4 Approval of remuneration limit for director Mgmt For For For 5 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- LOJAS RENNER TICKER SECURITY ID: MEETING DATE MEETING STATUS LREN3 ISIN BRLRENACNOR1 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint Independent Firm KPMG Corporate Finance Ltda to Appraise the Acquisition of Maxmix Comercial Ltda Mgmt For For For 2 Approve Independent Firm's Apraisal Mgmt For For For 3 Approve Acquisition All Maxmix Shares Mgmt For For For 4 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LUKOIL OAO TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN RU0009024277 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 59 per Share Mgmt For For For 2.1 Elect Vagit Alekperov as Director Mgmt N/A Against N/A 2.2 Elect Igor Belikov as Director Mgmt N/A For N/A 2.3 Elect Viktor Blazheyev as Director Mgmt N/A For N/A 2.4 Elect Valery Grayfer as Director Mgmt N/A Against N/A 2.5 Elect German Gref as Director Mgmt N/A For N/A 2.6 Elect Igor Ivanov as Director Mgmt N/A For N/A 2.7 Elect Ravil Maganov as Director Mgmt N/A Against N/A 2.8 Elect Richard Matzke as Director Mgmt N/A For N/A 2.9 Elect Sergey Mikhaylov as Director Mgmt N/A Against N/A 2.10 Elect Mark Mobius as Director Mgmt N/A For N/A 2.11 Elect Guglielmo Antonio Claudio Moscato as Director Mgmt N/A For N/A 2.12 Elect Aleksandr Shokhin as Director Mgmt N/A For N/A 3 Elect Vagit Alekperov as President Mgmt For For For 4.1 Elect Pavel Kondratyev as Member of Audit Commission Mgmt For For For 4.2 Elect Vladimir Nikitenko as Member of Audit Commission Mgmt For For For 4.3 Elect Mikhail Shendrik as Member of Audit Commission Mgmt For For For 5.1 Approve Remuneration of Directors Mgmt For For For 5.2 Approve Remuneration of Newly Elected Directors Mgmt For For For 6.1 Approve Remuneration of Members of Audit Commission Mgmt For For For 6.2 Approve Remuneration of Newly Elected Members of Audit Commission Mgmt For For For 7 Ratify ZAO KPMG as Auditor Mgmt For For For 8 Approve New Edition of Charter Mgmt For For For 9 Amend Regulations on General Meetings Mgmt For For For 10 Approve Related-Party Transaction with OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations Mgmt For For For ---------------------------------------------------------------------------------------------------------------- M3,INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4697J108 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint a Director Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For For For 10 Allow Board to Authorize Use of Stock Option Plan, and Authorize Use of Stock Option Plan for Directors Except Regular Remunerations Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 2.00 per Ordinary or Preference Share Mgmt For For For 3 Approve Discharge of Management Board with the Exception of Klaus Stahlmann for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Approve Remuneration System for Management Board Members Mgmt For For For 6.1 Elect Michael Behrendt to the Supervisory Board Mgmt For For For 6.2 Elect Jochem Heizmann to the Supervisory Board Mgmt For Against Against 6.3 Elect Ferdinand Piech to the Supervisory Board Mgmt For Against Against 6.4 Elect Hans Dieter Poetsch to the Supervisory Board Mgmt For Against Against 6.5 Elect Angelika Pohlenz to the Supervisory Board Mgmt For For For 6.6 Elect Ekkehard Schulz to the Supervisory Board Mgmt For For For 6.7 Elect Rupert Stadler to the Supervisory Board Mgmt For Against Against 6.8 Elect Martin Winterkorn to the Supervisory Board Mgmt For Against Against 6.9 Elect Thomas Kremer as Alternate Supervisory Board Member Mgmt For For For 7 Approve Remuneration of Supervisory Board Mgmt For For For 8 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Stuart Rose as Director Mgmt For For For 5 Elect Marc Bolland as Director Mgmt For For For 6 Elect John Dixon as Director Mgmt For For For 7 Re-elect Martha Fox as Director Mgmt For For For 8 Re-elect Steven Holliday as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARR S.P.A., RIMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS T6456M106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT AS PER ARTT 13, 22 AND 23 OF THE BYLAWS AND AS PER LAW DISPOSITION AND REGULATIONS THE APPOINTMENT OF BOARD OF DIRECTORS AND OF THE BOARD OF AUDITORS WILL BE EXECUTED ON THE BASIS OF SLATES TO BE PRESENTED BY SHAREHOLDERS. THANK YOU. N/A N/A N/A N/A 2 Approval of balance sheet as of 31-Dec-10 and report on management activity. Resolutions related there to Mgmt For For For 3 PLEASE NOTE THAT IT EMANATES FROM SHAREHOLDERS REPRESENTING 58.842% OF THE SHARES AND VOTING RIGHTS. THANK YOU: To appoint Board of Director's members upon stating its number and term of office. To appoint the Board of Directors' chairman. To state Dir Mgmt For For For 4 PLEASE NOTE THAT IT EMANATES FROM SHAREHOLDERS REPRESENTING 58.842% OF THE SHARES AND VOTING RIGHTS. THANK YOU: To appoint Internal Auditors' and its chairman, to state related emolument: candidates: SIMONELLI Ezio Maria, LUGLI Mario and MONTERUMISI Marin Mgmt For For For 5 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR AND AUDITOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 01/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Waiver of Mandatory Offer to Massmart Ordinary Shareholders Mgmt For For For 2 Amend Massmart Holdings Limited Employee Share Scheme Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Year Ended 27 June 2010 Mgmt For For For 2 Re-elect Kuseni Dlamini as Director Mgmt For For For 3 Re-elect Nolulamo Gwagwa as Director Mgmt For For For 4 Re-elect Mark Lamberti as Director Mgmt For For For 5 Re-elect Phumzile Langeni as Director Mgmt For For For 6 Re-elect Nigel Matthews as Director Mgmt For For For 7 Approve Remuneration of Non-Executive Directors for the 2011 Financial Year Mgmt For For For 8 Reappoint Deloitte & Touche as Auditors of the Company with Andre Dennis as the Audit Partner Mgmt For For For 9 Appoint Nigel Matthews, Chris Seabrooke, Peter Maw and Phumzile Langeni as Members of the Audit Committee Mgmt For For For 10 Place Authorised but Unissued Shares under Control of Directors Mgmt For For For 11 Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital Mgmt For For For 12 Amend The Massmart Employee Share Scheme Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MASSMART HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS MSM ISIN ZAE000029534 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Repurchase of Up to 15 Percent of Issued Share Capital Mgmt For For For 2 Amend Articles of Association Re: Change of Name Mgmt For For For 3 Amend Articles of Association Re: B Preference Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010; Approve Allocation of Income and Dividends of EUR 1.35 per Ordinary Share and EUR 1.485 per Preference Share Mgmt For For For 2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 4 Approve Remuneration System for Management Board Members Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6.1 Reelect Peter Kuepfer to the Supervisory Board Mgmt For Against Against 6.2 Elect Ann-Kristin Achleitner to the Supervisory Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6117L103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report of the Directors and Auditors and the annual accounts for the YE 30 APR 2010 Mgmt For For For 2 Approve a final dividend of 16.2 cents per Ordinary Share Mgmt For For For 3 Approve the remuneration report of the Directors for the YE 30 APR 2010 Mgmt For For For 4 Re-elect David Maloney as a Director Mgmt For For For 5 Re-elect Tom Skelton as a Director Mgmt For For For 6 Re-elect Paul Pester as a Director Mgmt For For For 7 Election of Nigel Clifford as a Director Mgmt For For For 8 Election of Karen Slatford as a Director Mgmt For For For 9 Approve the re-appointment of PricewaterhouseCoopers LLP as the Auditors Mgmt For For For 10 Authorize the Directors to determine the remuneration of the Auditors Mgmt For For For 11 Authorize the Directors to allot Ordinary Shares Mgmt For Against Against 12 Authorize the Directors to allot Ordinary Shares for cash on a non pre-emptive basis Mgmt For Against Against 13 Authorize the Company to purchase its own shares Mgmt For For For 14 Authorize the Company to hold general meetings on 14 clear days notice Mgmt For For For 15 Adopt new Articles of Association of the Company Mgmt For For For 16 PLEASE NOTE THAT THE CORRECT CORPORATION NAME OF THIS MEETING IS Micro Focus International PLC. THANK YOU. N/A N/A N/A N/A 17 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. N/A N/A N/A N/A 2 To receive and adopt the Directors' Report and Audited Financial Statements for the financial year ended 31 December 2010 together with the Auditors' Report thereon Mgmt For For For 3 To approve payment of proposed final dividend Mgmt For For For 4 To approve payment of Directors' fees of SGD160,000/- Mgmt For For For 5 To re-elect Mr. Chew Hwa Kwang Patrick as a Director Mgmt For For For 6 To re-elect Mr. Chan Soo Sen as a Director Mgmt For For For 7 To re-appoint Messrs BDO LLP as the Company's Auditors and to authorise the Directors to fix their remuneration Mgmt For For For 8 Authority to allot and issue shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- MIDAS HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y6039M114 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 That the Articles be and are hereby amended in the manner and to the extent as set out in the Circular Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MINERAL RESOURCES LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q60976109 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 That, for the purpose of Section 250R(2) of the Corporations Act and for all other purposes, approval is given for the adoption of the remuneration report as contained in the Company's annual financial report for the financial year ended 30 June 2010 Mgmt For For For 3 That the interim dividend of 6.4 cents per share, paid on 6 April 2010 and the final dividend for 2009/10 of 13.6 cents per share, declared by directors on 19 August 2010, payable on 18 November 2010 for all shareholders of record on 22 September 2010 be Mgmt For For For 4 That, Mr. Mark Dutton, being a director of the Company, who retires at this fifth annual general meeting in accordance with clause 13.2 of the Company's constitution, and being eligible, be re-elected Mgmt For For For 5 That, Mr. Kelvin Flynn, being a director of the Company, who retires at the first general meeting after his appointment in accordance with clause 13.4 of the Company's constitution, and being eligible, be re-elected Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6503 CINS J43873116 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Shimomura, Setsuhiro Mgmt For For For 1.2 Elect Director Yamanishi, Kenichiro Mgmt For For For 1.3 Elect Director Saito, Masanori Mgmt For For For 1.4 Elect Director Yoshimatsu, Hiroki Mgmt For For For 1.5 Elect Director Hashimoto, Noritomo Mgmt For For For 1.6 Elect Director Fujimoto, Ryosuke Mgmt For For For 1.7 Elect Director Sakuyama, Masaki Mgmt For For For 1.8 Elect Director Murayama, Hiroyoshi Mgmt For For For 1.9 Elect Director Yanai, Shunji Mgmt For For For 1.10 Elect Director Sasaki, Mikio Mgmt For Against Against 1.11 Elect Director Miki, Shigemitsu Mgmt For Against Against 1.12 Elect Director Makino, Fujiatsu Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For For 2.1 Elect Director Utsuda, Shoei Mgmt For For For 2.2 Elect Director Iijima, Masami Mgmt For For For 2.3 Elect Director Tanaka, Seiichi Mgmt For For For 2.4 Elect Director Omae, Takao Mgmt For For For 2.5 Elect Director Komai, Masayoshi Mgmt For For For 2.6 Elect Director Kawashima, Fuminobu Mgmt For For For 2.7 Elect Director Saiga, Daisuke Mgmt For For For 2.8 Elect Director Okada, Joji Mgmt For For For 2.9 Elect Director Kinoshita, Masayuki Mgmt For For For 2.10 Elect Director Matsubara, Nobuko Mgmt For For For 2.11 Elect Director Nonaka, Ikujiro Mgmt For For For 2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For For 2.13 Elect Director Muto, Toshiro Mgmt For For For 3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For For 3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MONADELPHOUS GROUP LTD MNDDA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q62925104 11/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Election of Director - Mr. John Rubino Mgmt For For For 2 Election of Director - Mr. Christopher Percival Michelmore Mgmt For For For 3 Adoption of Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J45745106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For For 2.1 Elect Director Egashira, Toshiaki Mgmt For For For 2.2 Elect Director Tateyama, Ichiro Mgmt For For For 2.3 Elect Director Karasawa, Yasuyoshi Mgmt For For For 2.4 Elect Director Suzuki, Hisahito Mgmt For For For 2.5 Elect Director Fujimoto, Susumu Mgmt For For For 2.6 Elect Director Horimoto, Shuuhei Mgmt For For For 2.7 Elect Director Yoneda, Masanori Mgmt For For For 2.8 Elect Director Tsuchiya, Mitsuhiro Mgmt For For For 2.9 Elect Director Iijima, Ichiro Mgmt For For For 2.10 Elect Director Seki, Toshihiko Mgmt For For For 2.11 Elect Director Watanabe, Akira Mgmt For For For 2.12 Elect Director Umezu, Mitsuhiro Mgmt For For For 2.13 Elect Director Tsunoda, Daiken Mgmt For For For 3.1 Appoint Statutory Auditor Ikeda, Katsuaki Mgmt For For For 3.2 Appoint Statutory Auditor Nakamura, Masayoshi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS MULT3 ISIN BRMULTACNOR5 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends Mgmt For For For 3 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CINS J46840104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 50 Mgmt For For For 2.1 Elect Director Murata, Tsuneo Mgmt For For For 2.2 Elect Director Ieki, Hideharu Mgmt For For For 2.3 Elect Director Makino, Koji Mgmt For For For 2.4 Elect Director Tanahashi, Yasuro Mgmt For For For 3 Appoint Statutory Auditor Yoshino, Yukio Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NABTESCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J4707Q100 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Amend Articles to:Change Company's Location to Chiyoda-ku Mgmt For Against Against 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Corporate Auditor Mgmt For Against Against 15 Appoint a Corporate Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7832 CINS J48454102 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For For 2.1 Elect Director Ishikawa, Shukuo Mgmt For For For 2.2 Elect Director Takasu, Takeo Mgmt For For For 2.3 Elect Director Otsu, Shuuji Mgmt For For For 2.4 Elect Director Asako, Yuuji Mgmt For For For 2.5 Elect Director Ueno, Kazunori Mgmt For For For 2.6 Elect Director Tachibana, Masahiro Mgmt For For For 2.7 Elect Director Tazaki, Manabu Mgmt For For For 2.8 Elect Director Sayama, Nobuo Mgmt For For For 2.9 Elect Director Tabuchi, Tomohisa Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Re-elect Sir John Parker as Director Mgmt For For For 4 Re-elect Steve Holliday as Director Mgmt For For For 5 Re-elect Ken Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Director Mgmt For For For 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Re-elect Tom King as Director Mgmt For For For 11 Re-elect Maria Richter as Director Mgmt For For For 12 Re-elect John Allan as Director Mgmt For For For 13 Re-elect Linda Adamany as Director Mgmt For For For 14 Re-elect Mark Fairbairn as Director Mgmt For For For 15 Re-elect Philip Aiken as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 18 Approve Remuneration Report Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NCC AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NCC B CINS W5691F104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Tomas Billing as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt N/A N/A N/A 8 Receive President's Report; Allow Questions Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Allocation of Income and Dividends of SEK 10 per Share Mgmt For For For 11 Approve Discharge of Board and President Mgmt For For For 12 Determine Number of Members (6) and Deputy Members (0) of Board Mgmt For For For 13 Approve Remuneration of Directors in the Amount of SEK 650,000 for Chairman, and SEK 425,000 for Other Directors; Approve Remuneration of Auditors Mgmt For For For 14 Reelect Antonia Ax:son Johnson, Tomas Billing (Chairman), Ulf Holmlund, Ulla Litzen, Marcus Storch, and Christoph Vitzthum as Directors Mgmt For For For 15 Reelect Viveca Ax:son Johnson (Chairman) as Members of Nominating Committee; Elect Thomas Ehlin and Thomas Eriksson as New Members Mgmt For For For 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 17 Authorize Reissuance of Repurchased Shares Mgmt For For For 18 Other Business Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTE OIL TICKER SECURITY ID: MEETING DATE MEETING STATUS NES1V CINS X5688A109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, the Auditor's Report, and the Supervisory Board's Statement; Receive Review by the CEO Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.35 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Supervisory Board Mgmt For For For 11 Fix Number of Supervisory Board Members Mgmt For For For 12 Elect Supervisory Board Members Mgmt For For For 13 Approve Remuneration of Directors in the Amount of EUR 66,000 for Chairman, EUR 49,200 for Vice Chairman, and EUR 35,400 for Other Directors; Approve Additional Attendance Payment Mgmt For For For 14 Fix Number of Directors at Eight Mgmt For For For 15 Reelect Timo Peltola (Chair), Michiel Boersma,, Maija-Liisa Friman, Nina Linander, Hannu Ryopponen, and Markku Tapio as Directors; Elect Laura Raitio and Jorma Eloranta (Vice Chair) as New Directors Mgmt For For For 16 Approve Remuneration of Auditors Mgmt For For For 17 Ratify Ernst & Young Oy as Auditor Mgmt For For For 18 Abolish Supervisory Board; Amend Articles Accordingly ShrHldr N/A For N/A 19 Appoint Nomination Committee ShrHldr N/A For N/A 20 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Management Mgmt For For For 3 Approve Allocation of Income and Dividends of CHF 1.85 per Share Mgmt For For For 4.1 Reelect Paul Bulcke as Director Mgmt For For For 4.2 Reelect Andreas Koopmann as Director Mgmt For For For 4.3 Reelect Rolf Haenggi as Director Mgmt For For For 4.4 Reelect Jean-Pierre Meyers as Director Mgmt For For For 4.5 Reelect Naina Lal Kidwai as Director Mgmt For For For 4.6 Reelect Beat Hess as Director Mgmt For For For 4.7 Elect Ann Veneman as Director Mgmt For For For 4.8 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00017 CINS Y63084126 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Master Services Agreement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y63084126 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Sale of Company Assets Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17 CINS Y63084126 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Yu-Tung as Director Mgmt For For For 3.2 Reelect Ho Hau-Hay, Hamilton as Director Mgmt For For For 3.3 Reelect Lee Luen-Wai, John as Director Mgmt For For For 3.4 Reelect Liang Cheung-Biu, Thomas as Director Mgmt For For For 3.5 Reelect Cheng Chi-Kong, Adrian as Director Mgmt For For For 3.6 Reelect Cheng Chi-Heng as Director Mgmt For For For 3.7 Authorize Board to Fix the Remuneration of Directors Mgmt For For For 4 Reappoint Joint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For For 6 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For For For 7 Authorize Reissuance of Repurchased Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEWCREST MINING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCM CINS Q6651B114 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt N/A N/A N/A 2.1 Elect Richard Lee as a Director Mgmt For For For 2.2 Elect John Spark as a Director Mgmt For For For 2.3 Elect Tim Poole as a Director Mgmt For For For 2.4 Elect Greg Robinson as a Director Mgmt For For For 3 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 4 Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NICHI-IKO PHARMACEUTICAL CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP J49614100 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Reduce Board Size to 7 Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Approve Renewal of Anti-Takeover Defense Measures Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NICHICON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J49420102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NIFCO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 654101104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Retained Earnings Mgmt For For For 2 Appoint a Corporate Auditor Mgmt For Against Against 3 Appoint a Corporate Auditor Mgmt For Against Against 4 Appoint a Corporate Auditor Mgmt For Against Against 5 Appoint a Substitute Corporate Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NIKON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7731 CUSIP 654111103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 14 Mgmt For For For 2.1 Elect Director Kariya, Michio Mgmt For For For 2.2 Elect Director Kimura, Makoto Mgmt For For For 2.3 Elect Director Ito, Junichi Mgmt For For For 2.4 Elect Director Suwa, Kyoichi Mgmt For For For 2.5 Elect Director Ushida, Kazuo Mgmt For For For 2.6 Elect Director Kumazawa, Masami Mgmt For For For 2.7 Elect Director Masai, Toshiyuki Mgmt For For For 2.8 Elect Director Okamoto, Yasuyuki Mgmt For For For 2.9 Elect Director Hashizume, Norio Mgmt For For For 2.10 Elect Director Matsuo, Kenji Mgmt For For For 2.11 Elect Director Higuchi, Kokei Mgmt For For For 2.12 Elect Director Kanazawa, Kenichi Mgmt For For For 3.1 Appoint Statutory Auditor Kawai, Yoshimichi Mgmt For For For 3.2 Appoint Statutory Auditor Uehara, Haruya Mgmt For Against Against 3.3 Appoint Statutory Auditor Hataguchi, Hiroshi Mgmt For For For 4 Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For Against Against 5 Approve Annual Bonus Payment to Directors Mgmt For For For 6 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIPPON YUSEN K.K. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9101 CINS J56515133 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For For 2.1 Elect Director Miyahara, Koji Mgmt For For For 2.2 Elect Director Kudo, Yasumi Mgmt For For For 2.3 Elect Director Kato, Masahiro Mgmt For For For 2.4 Elect Director Hono, Hidenori Mgmt For For For 2.5 Elect Director Naito, Tadaaki Mgmt For For For 2.6 Elect Director Morooka, Masamichi Mgmt For For For 2.7 Elect Director Tazawa, Naoya Mgmt For For For 2.8 Elect Director Yamashita, Toshinori Mgmt For For For 2.9 Elect Director Hiramatsu, Hiroshi Mgmt For For For 2.10 Elect Director Mizushima, Kenji Mgmt For For For 2.11 Elect Director Okamoto, Yukio Mgmt For For For 2.12 Elect Director Okina, Yuri Mgmt For For For 2.13 Elect Director Nagasawa, Hitoshi Mgmt For For For 3.1 Appoint Statutory Auditor Kai, Mikitoshi Mgmt For For For 3.2 Appoint Statutory Auditor Kawaguchi, Fumio Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CINS J57160129 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For For 2 Approve Stock Option Plan Mgmt For Against Against 3.1 Elect Director Carlos Ghosn Mgmt For For For 3.2 Elect Director Shiga, Toshiyuki Mgmt For For For 3.3 Elect Director Saikawa, Hiroto Mgmt For For For 3.4 Elect Director Colin Dodge Mgmt For For For 3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For For 3.6 Elect Director Carlos Tavares Mgmt For For For 3.7 Elect Director Imazu, Hidetoshi Mgmt For For For 3.8 Elect Director Jean Baptiste Duzan Mgmt For For For 3.9 Elect Director Nakamura, Katsumi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOBIA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP W5750H108 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Sweden ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE N/A N/A N/A N/A 2 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A N/A N/A 3 PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK YOU N/A N/A N/A N/A 4 Opening of the meeting Mgmt N/A N/A N/A 5 Election of Chairman for the meeting Mgmt For For For 6 Preparation and approval of voting list Mgmt For For For 7 Adoption of the agenda Mgmt For For For 8 Election of one or two persons to check the minutes Mgmt For For For 9 Determination of whether the Meeting has been duly convened Mgmt For For For 10 Presentation of annual accounts and auditors' report and consolidated financial statements and consolidated audit report Mgmt N/A N/A N/A 11 The President's speech and presentation by the Chairman Mgmt For For For 12 Resolution to adopt the income statement and balance sheet as well as the consolidated balance sheet and the consolidated income statement Mgmt For For For 13 Resolution on the appropriation of the profit according to the adopted balance sheet Mgmt For For For 14 The decision to discharge the board and chief executive officer from liability Mgmt For For For 15 Determination of the number of directors and deputy directors, auditors and deputy auditors Mgmt For For For 16 Determination of remuneration to directors and auditors Mgmt For Against Against 17 Election of Directors and Chairman of the Board and auditors Mgmt For For For 18 Proposal regarding amendment of the principles on how the Nomination Committee is appointed Mgmt For For For 19 Proposal regarding guidelines for remuneration and other terms of employment for senior management Mgmt For Against Against 20 Proposal regarding performance-based stock option plan including the issuance of warrants and the transfer of warrants Mgmt For Against Against 21 Motion for a resolution authorizing the Board to decide on the acquisition and transfer of shares Mgmt For Against Against 22 Closure of the meeting N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NORDEA BANK AB (FORMERLY NORDEA AB) TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CUSIP W57996105 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Chairman's Review and CEO's Speech Mgmt N/A N/A N/A 7 Approve Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.29 per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Other Amendments Mgmt For For For 11 Determine Number of Members (9) and Deputy Members (0) of Board Mgmt For For For 12 Fix Number of Auditors at One Mgmt For For For 13 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For For 14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors Mgmt For For For 15 Ratify KPMG as Auditor Mgmt For For For 16 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For For 17.1 Authorize Share Repurchase Program Mgmt For For For 17.2 Authorize Reissuance of Repurchased Shares Mgmt For For For 18 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For For 19 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 20.1 Approve 2011 Share Matching Plan Mgmt For For For 20.2 Approve Issuance of up to 4.7 Million Class C-Shares, Approve Repurchase of up to 4.7 Million Class C-Shares, and Approve Conveyance of up to 4.2 Million Class C-Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP H5820Q150 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Discharge of Board and Senior Management Mgmt For For For 3 Approve Allocation of Income and Dividends of CHF 2.20 per Share Mgmt For For For 4 Approve Remuneration System Mgmt For Against Against 5.1 Reelect Ann Fudge as Director Mgmt For For For 5.2 Reelect Pierre Landolt as Director Mgmt For For For 5.3 Reelect Ulrich Lehner as Director Mgmt For For For 5.4 Elect Enrico Vanni as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K7314N152 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For For For 3.1 Approve Remuneration of Directors for 2010 Mgmt For For For 3.2 Approve Remuneration of Directors for 2011 Mgmt For For For 4 Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 Mgmt For For For 5.1 Reelect Sten Scheibye as Director Mgmt For For For 5.2 Reelect Goran Ando as Director Mgmt For For For 5.3 Elect Bruno Angelici as New Director Mgmt For For For 5.4 Reelect Henrik Gurtler as Director Mgmt For For For 5.5 Elect Thomas Koestler as New Director Mgmt For For For 5.6 Reelect Kurt Nielsen as Director Mgmt For For For 5.7 Reelect Hannu Ryopponen as Director Mgmt For For For 5.8 Reelect Jorgen Wedel as Director Mgmt For For For 5.9 Elect Sten Scheibye as Chairman of the Board Mgmt For For For 5.10 Elect Goran Ando as Vice Chairman of the Board Mgmt For For For 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For For 7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation Mgmt For For For 7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against Against 7.3 Delete Article 2 Specifying Location of Registered Office Mgmt For For For 7.4 Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers Mgmt For For For 7.5 Amend Articles Re: Introduce Age Limit of 70 Years for Board Members Mgmt For Against Against 7.6 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For For For 8 Other Business Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO CUSIP N6508Y120 03/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Supervisory Board (Non-Voting) Mgmt N/A N/A N/A 3 Receive Report of Management Board (Non-Voting) Mgmt N/A N/A N/A 4.1 Approve Financial Statements Mgmt For For For 4.2 Approve Dividends of 1.50 EUR Per Share Mgmt For For For 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6 Ratify KPMG Accountants as Auditors Mgmt For For For 7.1 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Mgmt For For For 7.2 Authorize Board to Exclude Preemptive Rights from Issuance under Item 7.1 Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 9.1 Reelect J.M. de Jong to Supervisory Board Mgmt For For For 9.2 Accept Resignation of R. Zwartendijk as a Supervisory Board Member Mgmt N/A N/A N/A 10 Elect G. Boon to Executive Board Mgmt For For For 11 Other Business (Non-Voting) Mgmt N/A N/A N/A 12 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO CINS N6508Y120 12/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Authorize Repurchase of All Outstanding Cumulative Preference A Shares Mgmt For For For 2.2 Authorize Cancellation of All Outstanding Cumulative Preference A Shares Mgmt For For For 3 Amend Articles Re: Acquisition of Own Shares Mgmt For For For 4 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NV BEKAERT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B09800135 10/07/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3 Approve to distribute an intermediate dividend in the gross amount of EUR 2.00 per share, excluding treasury shares, through a transfer from the available reserves of an amount equal to EUR 2.00 multiplied by the number of shares issued by the Company and Mgmt For TNA N/A 4 Approve the NV Bekaert SA Share Option Plan 2010-2014, the plan will offer options to acquire existing Company shares to the members of the Bekaert Group Executive, Senior Management and a limited number of Management employees of the Company and a number Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- NV BEKAERT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS B09800135 10/07/2010 Take No Action MEETING TYPE COUNTRY OF TRADE Special Belgium ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3 Approve to spilt each of the shares issued by the company and existing as of the day of the present EGM into 3 new shares, in the proportion of 1 existing share for (3) new shares, and to replace the text of the second paragraph of Article 5 of the Articl N/A For TNA N/A 4 Approve to complement the first paragraph of Article 12bis of the Articles of Association as specified N/A For TNA N/A ---------------------------------------------------------------------------------------------------------------- OCI MATERIALS CO LTD, YONGJU TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y806AM103 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Korea, Republic Of ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of financial statements Mgmt For For For 2 Approval of remuneration for director Mgmt For Against Against 3 Approval of remuneration for auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ORGANIZACION SORIANA S.A.B. DE C.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS SORIANAB ISIN MXP8728U1671 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year 2010; Accept CEO and Board's Opinion Reports; Accept Audit and Corporate Practices Committee Report; Accept Report on Fiscal Obligations Mgmt For For For 2 Accept Report on Activities Undertaken by the Board of Directors Mgmt For For For 3 Approve Allocation of Income; Set Aggregate Nominal Amount for Share Repurchase Reserve Mgmt For For For 4 Elect Directors, Board Committees Members and Approve their Remuneration Mgmt For For For 5 Authorize Establishment of Short and Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion Mgmt For For For 6 Grant Special Authorities to Indeval Institucion Para El Deposito de Valores, S.A. de C.V Mgmt For For For 7 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For 8 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Scheme of Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Scheme of Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reduction in Orica's Share Capital on the Demerger Implementation Date by A$215.9 Million Mgmt For For For 2 Approve the Terms of the DuluxGroup Long Term Equity Incentive Plan Re: Termination Benefit Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORIENT OVERSEAS INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00316 CINS G67749153 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2.1 Declare Final Dividend Mgmt For For For 2.2 Declare Special Dividend Mgmt For For For 3.1 Reelect Kenneth Gilbert Cambie as Director Mgmt For For For 3.2 Reelect King Roger as Director Mgmt For For For 3.3 Reelect Simon Murray as Director Mgmt For Against Against 4 Authorize Board to Fix Remuneration of Directors Mgmt For For For 5 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6.1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6.2 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ORIX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8591 CINS J61933123 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles To Authorize Public Announcements in Electronic Format Mgmt For For For 2.1 Elect Director Miyauchi, Yoshihiko Mgmt For For For 2.2 Elect Director Inoue, Makoto Mgmt For For For 2.3 Elect Director Urata, Haruyuki Mgmt For For For 2.4 Elect Director Nishina, Hiroaki Mgmt For For For 2.5 Elect Director Kojima, Kazuo Mgmt For For For 2.6 Elect Director Yamaya, Yoshiyuki Mgmt For For For 2.7 Elect Director Umaki, Tamio Mgmt For For For 2.8 Elect Director Yokoyama, Yoshinori Mgmt For For For 2.9 Elect Director Takeuchi, Hirotaka Mgmt For For For 2.10 Elect Director Sasaki, Takeshi Mgmt For For For 2.11 Elect Director Tsujiyama, Eiko Mgmt For For For 2.12 Elect Director Robert Feldman Mgmt For For For 2.13 Elect Director Niinami, Takeshi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OUTOTEC OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X6026E100 03/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A N/A N/A 2 Opening of the meeting N/A N/A N/A N/A 3 Calling the meeting to order N/A N/A N/A N/A 4 Election of persons to scrutinize the minutes and to supervise the counting of votes N/A N/A N/A N/A 5 Recording the legality of the meeting N/A N/A N/A N/A 6 Recording the attendance at the meeting and adoption of the list of votes N/A N/A N/A N/A 7 Presentation of the annual accounts, the report of the board of directors and the auditor's report for the year 2010 N/A N/A N/A N/A 8 Adoption of the annual accounts Mgmt For For For 9 Resolution on the use of the profit shown on the balance sheet and the payment of dividend. the board proposes that a dividend of EUR 0.75 per share be paid Mgmt For For For 10 Resolution on the discharge of the members of the board of directors and the CEO from liability Mgmt For For For 11 Resolution on the remuneration of the members of the board of directors Mgmt For For For 12 Resolution on the number of members of the board of directors. the board proposes that the number of members of the board be seven Mgmt For For For 13 Election of members of the board of directors. the board proposes that E. Ailasmaa, C-G. Bergstrom, T. Jarvinen, K. Kaitue, H. Linnoinen and A. Soila be re-elected and T. Ritakallio to be elected as a new board member Mgmt For For For 14 Resolution on the remuneration of the auditor Mgmt For For For 15 Election of auditor. The audit committee proposes that KPMG Oy Ab be re-elected as the company's auditor Mgmt For For For 16 Authorising the board of directors to decide on the repurchase of the company's own shares Mgmt For For For 17 Authorising the board of directors to decide to issue shares and other special rights entitling to shares Mgmt For Against Against 18 Proposal of the board of directors to amend the articles of association. the board proposes to amend section 9 Mgmt For For For 19 Closing of the meeting N/A N/A N/A N/A 20 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Approve Extension of the Duration of the OCBC Share Option Scheme 2001 Mgmt For For For 2.1 Reelect Lee Seng Wee as Director Mgmt For For For 2.2 Reelect Patrick Yeoh Khwai Hoh as Director Mgmt For For For 3.1 Reelect Cheong Choong Kong as Director Mgmt For For For 3.2 Reelect Lee Tih Shih as Director Mgmt For For For 3.3 Reelect Pramukti Surjaudaja as Director Mgmt For For For 4 Reelect Lai Tek Poh as Director Mgmt For For For 5 Declare Final Dividend of SGD 0.15 Per Share Mgmt For For For 6.1 Approve Non-Executive Directors' Fees of SGD 1.4 Million for the Year Ended Dec. 31, 2010 Mgmt For For For 6.2 Approve Issuance of 6,000 Shares for each Non-Executive Director Mgmt For For For 7 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8.1 Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights Mgmt For For For 8.2 Approve Issuance of Shares without Preemptive Rights Mgmt For For For 9 Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan Mgmt For For For 10 Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme Mgmt For For For 11 Approve Issuance of Preference Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PACIFIC RUBIALES ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP 69480U206 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Twelve Mgmt For For For 2.1 Elect Director Serafino Iacono Mgmt For For For 2.2 Elect Director Miguel de la Campa Mgmt For Withhold Against 2.3 Elect Director Ronald Pantin Mgmt For For For 2.4 Elect Director Jose Francisco Arata Mgmt For For For 2.5 Elect Director German Efromovich Mgmt For For For 2.6 Elect Director Neil Woodyer Mgmt For For For 2.7 Elect Director Augusto Lopez Mgmt For For For 2.8 Elect Director Miguel Rodriguez Mgmt For For For 2.9 Elect Director Donald Ford Mgmt For For For 2.10 Elect Director John Zaozirny Mgmt For For For 2.11 Elect Director Victor Rivera Mgmt For For For 2.12 Elect Director Hernan Martinez Mgmt For For For 3 Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Re-approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PARKWAY HOLDINGS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS V71793109 07/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Partial Offer Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CINS G69651100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Director Mgmt For For For 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Director Mgmt For For For 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect Marjorie Scardino as Director Mgmt For For For 13 Elect Joshua Lewis as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 21 Renew Long-Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PENNON GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8295T213 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Kenneth Harvey as Director Mgmt For For For 5 Re-elect Gerard Connell as Director Mgmt For For For 6 Re-elect Christopher Loughlin as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 8 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 9 Authorise EU Political Donations and Expenditure Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Adopt New Articles of Association Mgmt For For For 14 Approve Increase in Borrowing Powers Mgmt For For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 601857 ISIN CNE1000007Q1 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Report of the Board of Directors Mgmt For For For 2 Accept Report of the Supervisory Committee Mgmt For For For 3 Accept Financial Statements and Statutory Reports Mgmt For For For 4 Approve Final Dividends Mgmt For For For 5 Authorize Board to Determine the Distribution of Interim Dividends for the Year 2011 Mgmt For For For 6 Reappoint PricewaterhouseCoopers, Certified Public Accountants and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration Mgmt For For For 7.1 Elect Jiang Jiemin as Director Mgmt For For For 7.2 Elect Zhou Jiping as Director Mgmt For For For 7.3 Elect Wang Yilin as Director Mgmt N/A N/A N/A 7.4 Elect Li Xinhua as Director Mgmt For For For 7.5 Elect Liao Yongyuan as Director Mgmt For For For 7.6 Elect Wang Guoliang as Director Mgmt For For For 7.7 Elect Wang Dongjin as Director Mgmt For For For 7.8 Elect Yu Baocai as Director Mgmt For For For 7.9 Elect Ran Xinquan as Director Mgmt For For For 7.10 Elect Liu Hongru as Independent Director Mgmt For For For 7.11 Elect Franco BernabA as Independent Director Mgmt For For For 7.12 Elect Li Yongwu as Independent Director Mgmt For For For 7.13 Elect Cui Junhui as Independent Director Mgmt For For For 7.14 Elect Chen Zhiwu as Independent Director Mgmt For For For 8.1 Elect Chen Ming as Supervisor Mgmt For For For 8.2 Elect Guo Jinping as Supervisor Mgmt For For For 8.3 Elect Wen Qingshan as Supervisor Mgmt For For For 8.4 Elect Sun Xianfeng as Supervisor Mgmt For For For 8.5 Elect Li Yuan as Independent Supervisor Mgmt For For For 8.6 Elect Wang Daocheng as Independent Supervisor Mgmt For For For 9 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 10 Approve Issuance of Debt Financing Instruments in the Aggregate Principal Amount of up to RMB 100 Billion Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P78331140 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Designate Risk Assessment Companies Mgmt For For For 2 Designate Risk Assessment Companies Mgmt For For For 3 Board to Execute Apprd Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS P78331140 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Designate Risk Assessment Companies Mgmt For For For 2 Designate Risk Assessment Companies Mgmt For For For 3 Board to Execute Apprd Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Marlim Participacoes S.A. Mgmt For For For 2 Approve Agreement to Absorb Nova Marlim Participacoes S.A. Mgmt For For For 3 Appoint KPMG Auditores Independentes to Appraise Proposed Merger Mgmt For For For 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CUSIP P78331140 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Comperj Petroquimicos Basicos SA Mgmt For For For 2 Approve Agreement to Absorb Comperj PET SA Mgmt For For For 3 Appoint Independent Firm to Appraise Proposed Mergers Mgmt For For For 4 Approve Independent Firm's Appraisal Mgmt For For For 5 Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA Mgmt For For For 6 Amend Articles to Reflect Changes in Capital Mgmt For For For 7 Amend Article 4 to Eliminate Authorized Capital Limit Mgmt For For For 8 Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings Mgmt For For For 9 Renumber Articles Mgmt For For For 10 Renumber Articles Mgmt For For For 11 Amend Articles Mgmt For For For 12 Amend Articles Mgmt For For For 13 Amend Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 20 Mgmt For For For 2.1 Approve Agreement to Absorb Companhia Mexilhao do Brasil Mgmt For For For 2.2 Appoint KPMG to Appraise Proposed Absorption Mgmt For For For 2.3 Approve KPMG's Appraisal Mgmt For For For 2.4 Approve Absorption of Companhia Mexilhao do Brasil Mgmt For For For 2.5 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Capital Budget for Upcoming Fiscal Year Mgmt For For For 3 Approve Allocation of Income and Dividends Mgmt For For For 4 Elect Directors Mgmt For Against Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For For For 7 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Reserves without Issuance of New Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 ISIN BRPETRACNPR6 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Capital Budget for Upcoming Fiscal Year Mgmt For For For 3 Approve Allocation of Income and Dividends Mgmt For For For 4 Elect Directors Mgmt For Abstain Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For Abstain Against 7 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 ISIN BRPETRACNPR6 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Reserves without Issuance of New Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 1.10 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Reelect Marie-Helene Roncoroni as Supervisory Board Member Mgmt For Against Against 6 Reelect Jean-Paul Parayre as Supervisory Board Member Mgmt For Against Against 7 Elect Pamela Knapp as Supervisory Board Member Mgmt For Against Against 8 Renew Appointment of Mazars as Auditor Mgmt For For For 9 Renew Appointment of Patrick de Cambourg as Alternate Auditor Mgmt For For For 10 Ratify Ernst and Young et Autres as Auditor Mgmt For For For 11 Ratify Auditex as Alternate Auditor Mgmt For For For 12 Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million Mgmt For For For 13 Authorize Repurchase of up to 16 Million of Shares Mgmt For For For 14 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 15 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of Approximately EUR 166 Million Mgmt For Against Against 16 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of Approximately EUR 166 Million Mgmt For Against Against 17 Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of Approximately EUR 166 Million Mgmt For Against Against 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 15, 16 and 17 Above Mgmt For Against Against 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Mgmt For Against Against 21 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PFEIFFER VACUUM TECHNOLOGY AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D6058X101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 05.05.2011, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. N/A N/A N/A N/A 3 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 4 Presentation of the approved Annual Financial Statements of Pfeiffer Vacuum Technology AG and of the endorsed Consolidated Financial Statements for the year ended December 31, 2010. Presentation of the Management Report (Management's Discussion and Analys N/A N/A N/A N/A 5 Resolution on the appropriation of retained earnings Mgmt For For For 6 Resolution to ratify the actions of the Management Board for the 2010 fiscal year Mgmt For For For 7 Resolution to ratify the actions of the Supervisory Board for the 2010 fiscal year Mgmt For For For 8 Election of the independent auditor for the Company and the consolidated accounts for the 2011 fiscal year Mgmt For For For 9 Resolution on the adoption of the compensation system for members of the Management Board Mgmt For For For 10 Resolution on adjustment of the Supervisory Board compensation Mgmt For For For 11 Resolution on the creation of new authorized capital, with the existing authorized capital being revoked Mgmt For For For 12 Elections to the Supervisory Board: Dr. Michael Oltmanns Mgmt For For For 13 Elections to the Supervisory Board: Goetz Timmerbeil Mgmt For For For 14 Elections to the Supervisory Board: Wilfried Glaum Mgmt For For For 15 Elections to the Supervisory Board: Dr. Wolfgang Lust Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIGEON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J63739106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Corporate Auditor Mgmt For For For 5 Appoint a Corporate Auditor Mgmt For For For 6 Appoint a Corporate Auditor Mgmt For For For 7 Appoint a Corporate Auditor Mgmt For For For 8 Appoint a Supplementary Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIONEER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J63825145 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For Against Against 13 Appoint a Corporate Auditor Mgmt For Against Against 14 Appoint a Substitute Corporate Auditor Mgmt For Against Against 15 Appoint a Substitute Corporate Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- POSCO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Annual Dividend of KRW 10,000 per Share Mgmt For For For 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Nam Yong as Outside Director Mgmt For For For 3.2 Elect Byun Dae-Gyu as Outside Director Mgmt For For For 3.3 Elect Park Sang-Kil as Outside Director Mgmt For For For 3.4 Elect Kim Byung-Ki as Member of Audit Committee Mgmt For For For 3.5 Elect Park Sang-Kil as Member of Audit Committee Mgmt For For For 3.6 Reelect Choi Jong-Tae as Inside Director Mgmt For For For 4 Approve Total Remuneration of Inside Directors and Outside Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. M. Burley Mgmt For For For 1.2 Elect Director W. J. Doyle Mgmt For For For 1.3 Elect Director J. W. Estey Mgmt For For For 1.4 Elect Director C. S. Hoffman Mgmt For For For 1.5 Elect Director D. J. Howe Mgmt For For For 1.6 Elect Director A. D. Laberge Mgmt For For For 1.7 Elect Director K. G. Martell Mgmt For For For 1.8 Elect Director J. J. McCaig Mgmt For For For 1.9 Elect Director M. Mogford Mgmt For For For 1.10 Elect Director P. J. Schoenhals Mgmt For For For 1.11 Elect Director E. R. Stromberg Mgmt For For For 1.12 Elect Director E. Viyella de Paliza Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For 3 Approve 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Sir Howard Davies as Director Mgmt For For For 5 Elect John Foley as Director Mgmt For For For 6 Elect Paul Manduca as Director Mgmt For For For 7 Elect Michael Wells as Director Mgmt For For For 8 Re-elect Keki Dadiseth as Director Mgmt For For For 9 Re-elect Robert Devey as Director Mgmt For For For 10 Re-elect Michael Garrett as Director Mgmt For For For 11 Re-elect Ann Godbehere as Director Mgmt For For For 12 Re-elect Bridget Macaskill as Director Mgmt For For For 13 Re-elect Harvey McGrath as Director Mgmt For For For 14 Re-elect Michael McLintock as Director Mgmt For For For 15 Re-elect Nicolaos Nicandrou as Director Mgmt For For For 16 Re-elect Kathleen O'Donovan as Director Mgmt For For For 17 Re-elect Barry Stowe as Director Mgmt For For For 18 Re-elect Tidjane Thiam as Director Mgmt For For For 19 Re-elect Lord Turnbull as Director Mgmt For For For 20 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For For 21 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 22 Authorise EU Political Donations and Expenditure Mgmt For For For 23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 25 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 26 Authorise Market Purchase Mgmt For For For 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 28 Amend International Savings Related Share Option Scheme Mgmt For For For 29 Amend International Assurance Sharesave Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS ASII ISIN ID1000057607 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report and Ratification of Financial Statements Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3 Elect Directors and Approve Remuneration of Directors and Commissioners Mgmt For Abstain Against 4 Appoint Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report of the Company and Commissioners' Report Mgmt For For For 2 Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners Mgmt For For For 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors and Commissioners Mgmt For For For 5 Appoint Auditors of the Company and Its PCDP Mgmt For For For 6 Authorize Share Repurchase Program Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For For For 2 Adjust the Term of Office of the Members of the Board of Directors and Board of Commissioners Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PTT EXPLORATION & PRODUCTION PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTTEP ISIN TH0355A10Z04 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Acknowledge 2010 Performance Result and 2011 Work Plan Mgmt N/A N/A N/A 2 Approve Financial Statements and Statutory Reports Mgmt For For For 3 Approve Dividend of THB 5.03 Per Share Mgmt For For For 4 Approve Office of the Auditor General as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5.1 Elect Prasert Bunsumpun as Director Mgmt For For For 5.2 Elect Tevin Vongvanich as Director Mgmt For For For 5.3 Elect Naris Chaiyasoot as Director Mgmt For For For 5.4 Elect Ampon Kittiampon as Director Mgmt For For For 5.5 Elect Norkun Sitthiphong as Director Mgmt For For For 6 Approve Remuneration of Directors and Sub-Committees Mgmt For For For 7 Authorize Issuance of Debentures Not Exceeding THB 100 Billion Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PTT PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTT CINS Y6883U105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Payment of Final Dividend of THB 5.50 Per Share Mgmt For For For 4 Approve Office of The Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Naris Chaiyasoot as Director Mgmt For For For 6.2 Elect Bhusana Premanode as Director Mgmt For For For 6.3 Elect Anuwat Maytheewibulwut as Director Mgmt For For For 6.4 Elect Surapit Kirtiputra as Director Mgmt For For For 6.5 Elect Chulasingh Vasantasingh as Director Mgmt For For For 7 Approve Amalgamation between PTT Aromatics and Refining PCL and PTT Chemical PCL and Share Purchase from Dissenting Shareholders Mgmt For For For 8 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS PBBANK ISIN MYL1295OO004 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 Mgmt For For For 2 Elect Lee Kong Lam as Director Mgmt For For For 3 Elect Abdul Aziz bin Dato' Dr. Omar as Director Mgmt For For For 4 Elect Teh Hong Piow as Director Mgmt For For For 5 Elect Thong Yaw Hong as Director Mgmt For For For 6 Approve Remuneration of Directors in the Amount of MYR 1.6 Million for the Financial Year Ended Dec. 31, 2010 Mgmt For For For 7 Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued and Paid-up Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PUBLIC BANK BERHAD TICKER SECURITY ID: MEETING DATE MEETING STATUS PBBANK ISIN MYL1295OO004 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Arlticles of Association Re: eDividend Payment Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RAFFLES MED GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7174H100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Audited Accounts for the year ended 31 December 2010 and the Reports of the Directors and the Auditors, and the Statement of Directors thereon Mgmt For For For 2 To declare a one-tier tax exempt final dividend of 2.5 Singapore cents per share for the year ended 31 December 2010 in accordance with the Scrip Dividend Scheme (2009: 2 Singapore cents per share) Mgmt For For For 3 To approve Directors' fees (SGD140,000) for the year ended 31 December 2010 (2009: SGD109,000) Mgmt For For For 4 To re-elect Professor Lim Pin, a Director retiring under Section 153(6) of the Companies Act, to hold office from the date of this Annual General Meeting until the next Annual General Meeting Mgmt For For For 5 To re-elect Dr Loo Choon Yong, who is retiring under Article 93 of the Articles of Association of the Company Mgmt For For For 6 To re-appoint KPMG LLP as Auditors of the Company and to authorise the Directors to fix their remuneration Mgmt For For For 7 To transact any other business which may be properly transacted at an Annual General Meeting Mgmt Against Against For 8 Authority to allot and issue shares Mgmt For Against Against 9 Authority to allot and issue shares under the Raffles Medical Group (2010) Share Option Scheme Mgmt For For For 10 The Proposed Renewal of Share Buy Back Mandate Mgmt For For For 11 Authority to issue shares under the Scrip Dividend Scheme Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RAMSAY HEALTH CARE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHC CINS Q7982Y104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt N/A N/A N/A 2 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 3.1 Elect Peter John Evans as a Director Mgmt For For For 3.2 Elect Anthony James Clark as a Director Mgmt For For For 3.3 Elect Bruce Roger Soden as a Director Mgmt For For For 4.1 Approve the Grant of Up to 150,000 Performance Rights to Christopher Paul Rex, Managing Director, Under the Ramsay Executive Performance Rights Plan Mgmt For For For 4.2 Approve the Grant of Up to 75,000 Performance Rights to Bruce Roger Soden,Group Finance Director, Under the Ramsay Executive Performance Rights Plan Mgmt For For For 5 Approve to Freeze the Non-Executive Directors' Retirement Benefit Plan Mgmt For For For 6 Approve the Increase in the Non-Executive Directors' Remuneration to A$2 Million Per Annum Mgmt For For For 7 Approve the Amendments to the Company's Constitution Regarding the Payment of Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------------- REPSOL YPF S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Discharge of Directors for Fiscal Year 2010 Mgmt For For For 3 Reelect Deloitte SL as Auditor Mgmt For For For 4 Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations Mgmt For For For 5 Amend Article 52 of Company Bylaws Re: Allocation of Income Mgmt For For For 6 Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting Mgmt For For For 7 Reelect Antonio Brufau Niubo as Director Mgmt For Against Against 8 Reelect Luis Fernando del Rivero Asensio as Director Mgmt For For For 9 Reelect Juan Abello Gallo as Director Mgmt For For For 10 Reelect Luis Carlos Croissier Batista as Director Mgmt For For For 11 Reelect Angel Durandez Adeva as Director Mgmt For For For 12 Reelect Jose Manuel Loureda Mantinan as Director Mgmt For For For 13 Elect Mario Fernandez Pelaz as Director Mgmt For For For 14 Approve Share Matching Plan Mgmt For For For 15 Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash Mgmt For For For 16 Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 Mgmt For For For 17 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RESOLUTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 5 Elect Tim Wade as Director Mgmt For For For 6 Re-elect Jacques Aigrain as Director Mgmt For For For 7 Re-elect Gerardo Arostegui as Director Mgmt For For For 8 Re-elect Michael Biggs as Director Mgmt For For For 9 Re-elect Mel Carvill as Director Mgmt For For For 10 Re-elect Fergus Dunlop as Director Mgmt For For For 11 Re-elect Phil Hodkinson as Director Mgmt For For For 12 Re-elect Denise Mileham as Director Mgmt For For For 13 Re-elect Peter Niven as Director Mgmt For For For 14 Re-elect Gerhard Roggemann as Director Mgmt For For For 15 Re-elect David Allvey as Director of Friends Provident Holdings (UK) plc Mgmt For For For 16 Re-elect Evelyn Bourke as Director of Friends Provident Holdings (UK) plc Mgmt For For For 17 Re-elect Clive Cowdery as Director of Friends Provident Holdings (UK) plc Mgmt For For For 18 Elect David Hynam as Director of Friends Provident Holdings (UK) plc Mgmt For For For 19 Re-elect Trevor Matthews as Director of Friends Provident Holdings (UK) plc Mgmt For For For 20 Elect Andrew Parsons as Director of Friends Provident Holdings (UK) plc Mgmt For For For 21 Elect Belinda Richards as Director of Friends Provident Holdings (UK) plc Mgmt For For For 22 Elect Karl Sternberg as Director of Friends Provident Holdings (UK) plc Mgmt For For For 23 Re-elect John Tiner as Director of Friends Provident Holdings (UK) plc Mgmt For For For 24 Approve Final Dividend Mgmt For For For 25 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 27 Authorise Market Purchase Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RHEINMETALL AG, DUESSELDORF TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D65111102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 19 APR 11, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. N/A N/A N/A N/A 3 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 APR 2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 4 Presentation of the adopted single-entity financial statements, the approved consolidated financial statements, the management report of the company, which is combined with the group management report, including the explanatory report of the executive boa N/A N/A N/A N/A 5 Resolution on the appropriation of the unappropriated surplus for. fiscal 2010: distribution of a dividend of EUR 1.50 per share entitled to a dividend EUR 57,458,703.00 appropriation to other retained earnings EUR 341,297.00 Mgmt For For For 6 Resolution to grant discharge to the executive board for fiscal 2010 Mgmt For For For 7 Resolution to grant discharge to the supervisory board for fiscal 2010 Mgmt For For For 8 Resolution to approve the system for the remuneration of the members of the executive board Mgmt For Against Against 9 Special election to the supervisory board: a) Detlef Moog b) Toni Wicki Mgmt For For For 10 The Supervisory Board proposes, on the recommendation of its Audit Committee, to elect PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Frankfurt/Main, Dusseldorf branch, as the auditor for fiscal 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RICHTER GEDEON NYRT. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Use of Computerized Machine Mgmt For For For 2 Authorize Company to Produce Sound Recording of Meeting Proceedings Mgmt For For For 3 Elect Chairman and Other Meeting Officials Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RICHTER GEDEON NYRT. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN HU0000067624 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Board of Directors Report on Company's Operations in 2010 Mgmt For For For 2 Receive Auditor's Report Mgmt N/A N/A N/A 3 Receive Report of Supervisory Board, Including Audit Committee Report Mgmt N/A N/A N/A 4.1 Approve Dividends of HUF 860 per Share (HUF 16 Billion in Aggregate) Mgmt For For For 4.2 Approve Allocation of HUF 48 Billion to Reserves Mgmt For For For 5 Approve Annual Report and Financial Statements Prepared in Accordance with Hungarian Accounting Principles Mgmt For For For 6 Approve Consolidated Board of Directors Report on Company's Operations in Fiscal 2010 Prepared in Accordance with IFRS Mgmt For For For 7 Receive Consolidated Financial Statements and Statutory Reports Mgmt N/A N/A N/A 8 Receive Supervisory Board Report, Including Audit Committee Report on Consolidated Report Mgmt N/A N/A N/A 9 Receive Consolidated Report for 2010 Mgmt N/A N/A N/A 10 Approve Company's Corporate Governance Report Mgmt For For For 11.1 Amend Articles of Association Re: Preamble; Approve Consolidated Text of Articles of Association Mgmt For For For 11.2 Amend Articles of Association Re: Shareholder Rights; Approve Consolidated Text of Articles of Association Mgmt For For For 11.3 Amend Articles of Association Re: Exclusive Competence of General Meeting; Approve Consolidated Text of Articles of Association Mgmt For For For 11.4 Amend Articles of Association Re: Delisting of Shares; Approve Consolidated Text of Articles of Association Mgmt For For For 11.5 Amend Articles of Association Re: Voting Procedures; Approve Consolidated Text of Articles of Association Mgmt For For For 12 Receive Consolidated Text of Company's Articles of Association Mgmt N/A N/A N/A 13 Authorize Board to Repurchase Company Shares Mgmt For For For 14.1 Reelect William de Gelsey as Director Mgmt For For For 14.2 Reelect Erik Bogsch as Director Mgmt For For For 14.3 Reelect Laszlo Kovacs as Director Mgmt For For For 14.4 Reelect Tamas Meszaros as Director Mgmt For For For 14.5 Relect Gabor Perjes as Director Mgmt For For For 14.6 Reelect Szilveszter Vizi as Director Mgmt For For For 14.7 Elect Gergely Horvath as Director Mgmt For For For 15.1 Approve Remuneration of Members of Board of Directors Mgmt For For For 15.2 Shareholder Proposal: Approve Annual Bonus of Chairman and Members of Board of Directors for Their Service in Fiscal 2010 ShrHldr N/A For N/A 16 Approve Remuneration of Supervisory Board Members Mgmt For For For 17 Ratify PricewaterhouseCoopers Ltd. as Auditor Mgmt For For For 18 Approve Auditor's Remuneration Mgmt For For For 19 Transact Other Business Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept the Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve the Remuneration Report for the Year Ended Dec. 31, 2010 Mgmt For Against Against 3 Elect Tom Albanese as a Director Mgmt For For For 4 Elect Robert Brown as a Director Mgmt For For For 5 Elect Vivienne Cox as a Director Mgmt For For For 6 Elect Jan du Plessis as a Director Mgmt For For For 7 Elect Guy Elliott as a Director Mgmt For For For 8 Elect Michael Fitzpatrick as a Director Mgmt For For For 9 Elect Ann Godbehere as a Director Mgmt For For For 10 Elect Richard Goodmanson as a Director Mgmt For For For 11 Elect Andrew Gould as a Director Mgmt For For For 12 Elect Lord Kerr as a Director Mgmt For For For 13 Elect Paul Tellier as a Director Mgmt For For For 14 Elect Sam Walsh as a Director Mgmt For For For 15 Elect Stephen Mayne as a Director ShrHldr Against Against For 16 Approve the Reappointment of PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors' Remuneration Mgmt For For For 17 Approve the Amendments to Each of the Rio Tinto Ltd and Rio Tinto plc Performance Share Plan 2004 Mgmt For For For 18 Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS G75754104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Re-elect Tom Albanese as Director Mgmt For For For 4 Re-elect Robert Brown as Director Mgmt For For For 5 Re-elect Vivienne Cox as Director Mgmt For For For 6 Re-elect Jan du Plessis as Director Mgmt For For For 7 Re-elect Guy Elliott as Director Mgmt For For For 8 Re-elect Michael Fitzpatrick as Director Mgmt For For For 9 Re-elect Ann Godbehere as Director Mgmt For For For 10 Re-elect Richard Goodmanson as Director Mgmt For For For 11 Re-elect Andrew Gould as Director Mgmt For For For 12 Re-elect Lord Kerr as Director Mgmt For For For 13 Re-elect Paul Tellier as Director Mgmt For For For 14 Re-elect Sam Walsh as Director Mgmt For For For 15 Elect Stephen Mayne ShrHldr Against Against For 16 Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration Mgmt For For For 17 Amend Performance Share Plan Mgmt For For For 18 Amend Share Ownership Plan Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS REI.UN CUSIP 766910103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clare R. Copeland as Director Mgmt For For For 1.2 Elect Raymond M. Gelgoot as Director Mgmt For For For 1.3 Elect Paul Godfrey as Director Mgmt For For For 1.4 Elect Frank W. King as Director Mgmt For For For 1.5 Elect Dale H. Lastman as Director Mgmt For For For 1.6 Elect Ronald W. Osborne as Director Mgmt For For For 1.7 Elect Sharon Sallows as Director Mgmt For For For 1.8 Elect Edward Sonshine as Director Mgmt For For For 1.9 Elect Charles Winograd as Director Mgmt For For For 2 Approve Ernst & Young, LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Re-approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ROTORK PLC, BATH TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G76717126 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Directors' Report and Accounts and the Auditors' Report thereon for 2010 Mgmt For For For 2 To declare a final dividend Mgmt For For For 3 To re-elect IG King as a director Mgmt For For For 4 To re-elect PI France as a director Mgmt For For For 5 To re-elect JM Davis as a director Mgmt For For For 6 To re-elect RH Amold as a director Mgmt For For For 7 To re-elect GM Ogden as a director Mgmt For For For 8 To re-elect JE Nicholas as a director Mgmt For For For 9 To re-elect RC Lockwood as a director Mgmt For For For 10 To elect G Bullard as a director Mgmt For For For 11 To re-appoint KPMG Audit Plc as Auditors of the Company Mgmt For For For 12 To authorise the directors to fix the remuneration of the Auditors Mgmt For Against Against 13 To approve the Directors' Remuneration Report Mgmt For For For 14 To authorise the directors to allot shares Mgmt For Against Against 15 To empower the directors to allot shares for cash without first offering them to existing shareholders Mgmt For Against Against 16 To authorise the Company to purchase ordinary shares Mgmt For For For 17 To authorise the Company to purchase preference shares Mgmt For Against Against 18 To fix the notice period for general meetings Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ROUND ONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4680 CINS J6548T102 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Elect Director Sugino, Masahiko Mgmt For For For 2.2 Elect Director Yoshida, Kenzaburo Mgmt For For For 2.3 Elect Director Tagawa, Yoshito Mgmt For For For 2.4 Elect Director Nishimura, Naoto Mgmt For For For 2.5 Elect Director Sakamoto, Tamiya Mgmt For For For 2.6 Elect Director Inagaki, Takahiro Mgmt For For For 2.7 Elect Director Teramoto, Toshitaka Mgmt For For For 3.1 Appoint Statutory Auditor Miwa, Kazumi Mgmt For For For 3.2 Appoint Statutory Auditor Iwakawa, Hiroshi Mgmt For Against Against 3.3 Appoint Statutory Auditor Okuda, Junji Mgmt For Against Against 4.1 Appoint Alternate Statutory Auditor Kuroda, Kiyohumi Mgmt For For For 4.2 Appoint Alternate Statutory Auditor Mizokami, Ayako Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- RUBIS SA, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F7937E106 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A N/A N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A N/A N/A 3 PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf /2011/0427/201104271101512.pdf N/A N/A N/A N/A 4 Approval of the corporate financial statements for FY 2010 Mgmt For For For 5 Approval of the consolidated financial statements for FY 2010 Mgmt For For For 6 Allocation of profit and setting of the dividend Mgmt For For For 7 Methods for payment of the dividend Mgmt For For For 8 Renewal of Mr Olivier Heckenroth's appointment as a member of the supervisory board Mgmt For For For 9 Renewal of Mr Jean-Claude Dejouhanet's appointment as a member of the supervisory board Mgmt For For For 10 Renewal of Mr Christian Moretti's appointment as a member of the supervisory board Mgmt For For For 11 Appointment of Mr Alexandre Picciotto as a new member of the supervisory board Mgmt For For For 12 Setting of the amount of the attendance fees for members of the supervisory board for the current period and for subsequent periods Mgmt For For For 13 Authorisation of a share buyback program Mgmt For For For 14 Agreements and commitments regulated by articles L.225-38 et L.226-10 du Code de Commerce Mgmt For Against Against 15 Halving of the face value of the company's shares Mgmt For Against Against 16 Authorisation to be given to the board of management to grant employees of the company and corporate officers of the group (but not including Rubis managing partners) share subscription options Mgmt For Against Against 17 Authorisation to be given to the board of management to allocate free existing or future shares to employees of the company and corporate officers of the group (but not including Rubis managing partners) Mgmt For Against Against 18 Delegation of powers to the board of management to increase the authorised capital by incorporation of reserves or share issue premia Mgmt For For For 19 Delegation of powers to the board of management to issue ordinary shares and/or other transferable securities giving access to the company's capital or giving a right to the allocation of a debt security, with the preferential right of subscription upheld Mgmt For Against Against 20 Delegation of powers to the board of management to issue ordinary shares and/or other transferable securities giving access to the company's capital or giving a right to a debt security, without a right of subscription but with a priority right (except in Mgmt For Against Against 21 Authorisation to issue transferable securities, without a preferential right of subscription, while setting the issue price with a maximum discount of 12% if there is a priority right or with a maximum discount of 6% if there is no priority right (in the Mgmt For Against Against 22 Delegation of powers to the board of management to issue shares in the company as payment for contributions in kind of equity securities or of transferable securities giving access to the capital Mgmt For Against Against 23 Authorisation to be given to the board of management, pursuant to article L.225-129-6 of the Code de Commerce, to increase the authorised capital under the conditions stipulated in articles L.3332-18 et seq. of the Code du Travail Mgmt For Against Against 24 Delegation of powers to the board of management to increase the authorised capital by issuing shares reserved for members of a corporate PEP set up pursuant to articles L.3332-3 et seq. of the Code du Travail Mgmt For Against Against 25 Amendment of articles 35 and 38 of the articles of association Mgmt For Against Against 26 Powers for the necessary legal formalities Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS SAF CINS F4035A557 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Discharge Supervisory and Management Board Members Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 0.50 per Share Mgmt For For For 4 Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions Mgmt For For For 5 Adopt One-Tiered Board Structure Mgmt For Against Against 6 Pursuant to Adoption of One-Tiered Board Structure, Adopt New Articles of Association Mgmt For Against Against 7 Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights Mgmt For Against Against 8 Elect Jean Paul Herteman as Director Mgmt For Against Against 9 Elect Francis Mer as Director Mgmt For Against Against 10 Elect Giovanni Bisignani as Director Mgmt For Against Against 11 Elect Jean Lou Chameau as Director Mgmt For Against Against 12 Elect Odile Desforges as Director Mgmt For Against Against 13 Elect Jean Marc Forneri as Director Mgmt For For For 14 Elect Xavier Lagarde as Director Mgmt For Against Against 15 Elect Michel Lucas as Director Mgmt For Against Against 16 Elect Elisabeth Lulin as Director Mgmt For Against Against 17 Acknowledge Appointment of Four Government Representatives at the Board Mgmt For Against Against 18 Elect Christian Halary as Director Mgmt For Against Against 19 Elect Marc Aubry as Director Mgmt For Against Against 20 Appoint Caroline Gregoire Sainte Marie as Censor Mgmt For For For 21 Approve Remuneration of Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 Mgmt For For For 22 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Against Against 23 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million Mgmt For For For 24 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million Mgmt For For For 25 Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers Mgmt For For For 26 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million Mgmt For For For 27 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 Mgmt For For For 28 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 Mgmt For Against Against 29 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For Against Against 30 Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value Mgmt For For For 31 Approve Employee Stock Purchase Plan Mgmt For Against Against 32 Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For For 33 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million Mgmt For Against Against 34 Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against Against 35 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 36 Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer Mgmt For Against Against 37 Amend Article 14.8 of Bylaws Re: Nomination of Employee Shareholders Representatives to the Board of Directors ShrHldr For For For 38 Elect One or Several Representatives of Employee Shareholders to the Board ShrHldr Against Against For 39 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SAI GLOBAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q8227J100 10/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Approve the remuneration report Mgmt For For For 3 Re-elect Mr. John Murray as a Non-Executive Director Mgmt For For For 4 Re-elect Mr. W. Peter Day as a Non-Executive Director Mgmt For For For 5 Appointment of Ernst & Young as Auditor of the Company Mgmt For For For 6 Approve the refreshment of Placement Capacity Mgmt For For For 7 Approve the Financial Assistance Mgmt For For For 8 Approve the issue of Performance Share Rights and Options to Anthony Scotton, Chief Executive Officer Mgmt For Against Against 9 Approve the potential provision of benefits in connection with ceasing to hold office: Anthony Scotton Mgmt For Against Against 10 Approve the potential provision of benefits in connection with ceasing to hold office: Geoff Richardson Mgmt For Against Against 11 Approve the potential provision of benefits in connection with ceasing to hold office: Andrew Wyszkowski Mgmt For Against Against 12 Approve the potential provision of benefits in connection with ceasing to hold office: Peter Mullins Mgmt For Against Against 13 Approve the potential provision of benefits in connection with ceasing to hold office: Duncan Lilley Mgmt For Against Against 14 Approve the potential provision of benefits in connection with ceasing to hold office: Chris Jouppi Mgmt For Against Against 15 Approve the potential provision of benefits in connection with ceasing to hold office: Brett Lenthall Mgmt For Against Against 16 Approve the potential provision of benefits in connection with ceasing to hold office: Andrew Jones Mgmt For Against Against 17 Approve the potential provision of benefits in connection with ceasing to hold office: Hanna Myllyoja Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by ENI Mgmt N/A N/A N/A 3.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 4.1 Slate Submitted by ENI Mgmt N/A Against N/A 4.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A ---------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 1.15 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors Mgmt For For For 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Anne Brunila, Eira Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chairman) as Directors; Elect Adine Axen as New Director Mgmt For For For 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Auditors Mgmt For For For 15 Authorize Repurchase of up to 50 Million Issued Class A Shares Mgmt For For For 16 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SAMRUDDHI CEMENT LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ISIN INE676K01018 07/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Dividend of INR 1.75 Per Share Mgmt For For For 3 Reappoint A. Gupta as Director Mgmt For For For 4 Appoint G.P. Kapadia & Co. and Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Approve Appointment and Remuneration of O.P. Puranmalka, Executive Director Mgmt For For For 6 Appoint O.P. Puranmalka as Director Mgmt For For For 7 Appoint K.M. Birla as Director Mgmt For For For 8 Appoint R.C. Bhargava as Director Mgmt For For For 9 Appoint G.M. Dave as Director Mgmt For For For 10 Appoint N.J. Jhaveri as Director Mgmt For For For 11 Appoint S.B. Mathur as Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SANRIO COMPANY,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J68209105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Appoint a Director Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Director Mgmt For For For 15 Appoint a Corporate Auditor Mgmt For For For 16 Appoint a Corporate Auditor Mgmt For For For 17 Appoint a Corporate Auditor Mgmt For For For 18 Appoint a Corporate Auditor Mgmt For For For 19 Authorize Use of Stock Options, and Allow Board to Authorize Use of Stock Option Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SANYO CHEMICAL INDUSTRIES,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J68682103 06/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles to: Expand Business Lines Mgmt For Against Against 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Approve Provision of Retirement Allowance for Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 0.60 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6 Approve Cancellation of Pool of Conditional Capital and Amend Articles to Reflect Changes in Capital Mgmt For For For 7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For For 8 Approve Affiliation Agreement with SAP Sechste Beteiligungs-und Vermoegensverwaltungs GmbH Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SCHIBSTED ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R75677105 05/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE N/A N/A TNA N/A 2 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A TNA N/A 3 SHAREHOLDERS CAN ONLY SUBMIT PROXY WITHOUT ANY VOTING INSTRUCTION TO THE CHAIRMAN OF THE BOARD. SHAREHOLDERS WHO WISH TO VOTE FOR, AGAINST OR ABSTAIN IN ANY OF THE RESOLUTIONS MUST ATTEND THE MEETING, AUTHORISE THEIR OWN PROXY OR INSTRUCT SOMEONE TO ATTEN N/A N/A TNA N/A 4 Election of a person to chair the meeting Mgmt For TNA N/A 5 Approval of the notice of the annual general meeting and agenda Mgmt For TNA N/A 6 Election of two representatives to sign the minutes of the annual general meeting together with the chair of the meeting Mgmt For TNA N/A 7 Approval of the annual financial statements for 2010 for Schibsted ASA and the Schibsted Group, including the board of directors report for 2010 Mgmt For TNA N/A 8 Approval of the board of directors proposal regarding share dividend for 2010 Mgmt For TNA N/A 9 Approval of the auditors fee for 2010 Mgmt For TNA N/A 10 An extension of the authorisation to the board of directors to buy back company shares until the annual general meeting in 2012 Mgmt For TNA N/A 11 The nomination committees report on its work during the 2010-2011 period Mgmt For TNA N/A 12 The board of directors declaration regarding the determination of salary and other remuneration to the management of Schibsted ASA (management remuneration declaration) pursuant to Section 6.16 A of the Norwegian Public Limited companies act Mgmt For TNA N/A 13 Election of shareholder-elected directors Mgmt For TNA N/A 14 The nomination committees proposal regarding directors fees, etc Mgmt For TNA N/A 15 The nomination committee - fees Mgmt For TNA N/A 16 Authorisation to the board to administer some of the protection which is inherent in article 7 of the articles of association Mgmt For TNA N/A 17 PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 3.20 per Share Mgmt For For For 4 Acknowledge Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Ratify Appointment of Anand Mahindra as Supervisory Board Member Mgmt For Against Against 6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For For 7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For For 8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For For 9 Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million Mgmt For For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 11 Amend Article 11 Re: Age Limit for Supervisory Board Members Mgmt For For For 12 Amend Article 16 of Bylaws Re: Censors Mgmt For For For 13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly Mgmt For For For 14 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million Mgmt For For For 15 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For For 16 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million Mgmt For For For 17 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For 18 Authorize Capital Increase for Future Exchange Offers Mgmt For For For 19 Approve Issuance of Shares Up to EUR 108 Million for a Private Placement Mgmt For For For 20 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For For 21 Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 22 Approve Employee Stock Purchase Plan Mgmt For For For 23 Approve Employee Stock Purchase Plan Reserved for International Employees Mgmt For For For 24 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 25 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEAWELL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G79560101 05/16/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Special Bermuda ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 827014 DUE TO REMOVAL OF RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. N/A N/A TNA N/A 2 PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION. THANK YOU. N/A N/A TNA N/A 3 To approve the change of name of the company from Seawell Limited to Archer Limited Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- SECOM CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9735 CINS J69972107 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For For 2 Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors Mgmt For For For 3.1 Elect Director Iida, Makoto Mgmt For For For 3.2 Elect Director Toda, Juichi Mgmt For For For 3.3 Elect Director Kimura, Shohei Mgmt For For For 3.4 Elect Director Haraguchi, Kanemasa Mgmt For For For 3.5 Elect Director Maeda, Shuuji Mgmt For For For 3.6 Elect Director Sato, Koichi Mgmt For For For 3.7 Elect Director Obata, Fumio Mgmt For For For 3.8 Elect Director Kuwahara, Katsuhisa Mgmt For For For 3.9 Elect Director Nakayama, Yasuo Mgmt For For For 3.10 Elect Director Ito, Hiroshi Mgmt For For For 3.11 Elect Director Ito, Takayuki Mgmt For For For 4.1 Appoint Statutory Auditor Ogino, Teruo Mgmt For For For 4.2 Appoint Statutory Auditor Tsunematsu, Ken Mgmt For Against Against 4.3 Appoint Statutory Auditor Yasuda, Hiroshi Mgmt For Against Against 4.4 Appoint Statutory Auditor Yamashita, Kohei Mgmt For For For 4.5 Appoint Statutory Auditor Sakamoto, Seiji Mgmt For For For 5 Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEEK LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q8382E102 11/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Adoption of the Remuneration Report Mgmt For Against Against 3 Election of Denise Bradley as a Director Mgmt For For For 4 Re-election of Robert Watson as a Director Mgmt For For For 5 Issue of Options/Performance Rights to Andrew Bassat Mgmt For For For 6 Increase in Non-Executive Directors' Remuneration Mgmt For For For 7 Amendment to Constitution - Payment of dividends Mgmt For For For 8 Amendment to Constitution - Proportional Takeover Approval Provisions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6460 CINS J7028D104 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles To Amend Business Lines Mgmt For For For 2.1 Elect Director Satomi, Hajime Mgmt For For For 2.2 Elect Director Nakayama, Keishi Mgmt For For For 2.3 Elect Director Usui, Okitane Mgmt For For For 2.4 Elect Director Oguchi, Hisao Mgmt For For For 2.5 Elect Director Iwanaga, Yuuji Mgmt For For For 2.6 Elect Director Natsuno, Takeshi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Declare Final Dividend of SGD 0.17 per Ordinary Share Mgmt For For For 3 Reelect Tang Kin Fei as Director Mgmt For For For 4 Reelect Margaret Lui as Director Mgmt For For For 5 Reelect Mohd Hassan Marican as Director Mgmt For For For 6 Approve Directors' Fees SGD 937,626 for the Year Ended Dec. 31, 2010 (2009: SGD 802,000) Mgmt For For For 7 Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Mgmt For For For 9 Approve Issuance of Shares and Grant of Awards Pursuant to the Sembcorp Industries Performance Share Plan 2010 and the Sembcorp Industries Restricted Share Plan 2010 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Renewal of Mandate for Transactions with Related Parties Mgmt For For For 2 Approve Renewal of Share Purchase Mandate Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHINSEGAE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4170 ISIN KR7004170007 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Dividend of KRW 2,500 per Share Mgmt For For For 2 Approve Spinoff Agreement Mgmt For For For 3 Amend Articles of Incorporation Mgmt For For For 4 Elect One Inside Director and Three Outside Directors (Bundled) Mgmt For For For 5 Elect Two Outside Directors as Members of Audit Committee (Bundled) Mgmt For For For 6 Approve Total Remuneration of Inside Directors and Outside Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CINS G8124V108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Matthew Emmens as Director Mgmt For For For 4 Re-elect Angus Russell as Director Mgmt For For For 5 Re-elect Graham Hetherington as Director Mgmt For For For 6 Re-elect David Kappler as Director Mgmt For For For 7 Re-elect Patrick Langlois as Director Mgmt For For For 8 Re-elect Dr Jeffrey Leiden as Director Mgmt For For For 9 Elect Dr David Ginsburg as Director Mgmt For For For 10 Elect Anne Minto as Director Mgmt For For For 11 Reappoint Deloitte LLP as Auditors of the Company Mgmt For For For 12 Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors Mgmt For For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 15 Authorise Market Purchase Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHOPPERS DRUG MART CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SC CUSIP 82509W103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. Shan Atkins Mgmt For For For 1.2 Elect Director James F. Hankinson Mgmt For For For 1.3 Elect Director Krystyna Hoeg Mgmt For For For 1.4 Elect Director Holger Kluge Mgmt For For For 1.5 Elect Director Gaetan Lussier Mgmt For For For 1.6 Elect Director David Peterson Mgmt For For For 1.7 Elect Director Martha Piper Mgmt For For For 1.8 Elect Director Sarah Raiss Mgmt For For For 1.9 Elect Director Derek Ridout Mgmt For For For 1.10 Elect Director David M. Williams Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For Withhold Against 3 Approve Shareholder Rights Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 03/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of the Business of Siam Commercial New York Life PCL (Proposed Acquisition) Mgmt For For For 2 Authorize Executive Committee to Consider and Execute Any Other Actions with Respect to the Proposed Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge Director's Report Mgmt N/A N/A N/A 3 Accept Financial Statements and Statutory Reports Mgmt For For For 4 Approve Allocation of Income and Payment of Dividend of THB 3.00 Per Share Mgmt For For For 5 Approve Remuneration and Bonus of Directors Mgmt For For For 6.1 Elect Robert Ralph Parks as Director Mgmt For For For 6.2 Elect Jada Wattanasiritham as Director Mgmt For For For 6.3 Elect Disnadda Diskul as Director Mgmt For For For 6.4 Elect Chirayu Isarangkun Na Ayuthaya as Director Mgmt For For For 6.5 Elect Ekamol Kiriwat as Director Mgmt For For For 7 Approve KPMG Poomchai Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Amend Articles of Association Re: Composition of the Executive Committee Mgmt For For For 9 Amend Clause 4 of the Memorandum of Association to Reflect the Changes in Registered Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIAM COMMERCIAL BANK PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS SCB ISIN TH0015010000 06/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous EGM Mgmt For For For 2 Approve Minutes of Previous AGM Mgmt For For For 3 Approve Acquisition of the Business of The Siam Industrial Credit PCL (SICCO) by Making a Tender Offer for the Delisiting of SICCO Securities from the SET Mgmt For For For 4 Approve Tender Offer for All Securities of SICCO Securities PCL (SSEC) from Other Shareholders of SSEC After the Company Has Purchased 50 Percent or More of the Voting Shares in SICCO Mgmt For For For 5 Authorize Executive Committee or the President to Have Power and Authority to Determine Conditions and Other Details Relating to and/or in Connection with the Tender Offers for All SICCO and SSEC Securities to be Carried Out by the Company Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP D69671218 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) Mgmt N/A N/A N/A 2 Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) Mgmt N/A N/A N/A 3 Approve Allocation of Income and Dividends of EUR 2.70 per Share Mgmt For For For 4 Approve Discharge of Management Board for Fiscal 2009/2010 Mgmt For For For 5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For For 6 Approve Remuneration System for Management Board Members Mgmt For For For 7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 Mgmt For For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For For 9 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For For 10 Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees Mgmt For For For 11 Approve Remuneration of Supervisory Board Mgmt For For For 12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For For 14 Amend Corporate Purpose ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SIKA AG, BAAR TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H7631K158 04/12/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON N/A N/A TNA N/A 2 PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING 729350, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEAS N/A N/A TNA N/A 3 On the basis of the Report of the Statutory Auditors, the Board of Directors proposes that the Annual Report, the annual financial statements and the consolidated financial statements for the year 2010 be approved Mgmt For TNA N/A 4 The Board of Directors proposes that the retained earnings, composed as specified. The acceptance of this proposal leads to the following distribution of dividend per share: as specified. The payment is tentatively scheduled for Tuesday, April 19, 2011 up Mgmt For TNA N/A 5 The Board of Directors proposes - that the share capital be reduced by CHF 21 337 495.20 from CHF 22 861 602.00 to CHF 1524 106.80 by reducing the nominal value of the registered share from CHF 1.50 to CHF 0.10 and by reducing the nominal value of the bea Mgmt For TNA N/A 6 The Board of Directors proposes that Article 10 para. 4 of the Articles of Association be amended as specified Mgmt For TNA N/A 7 The Board of Directors proposes that the members of the administrative bodies be discharged Mgmt For TNA N/A 8 The Board of Directors proposes that incumbent member of the Board Urs F. Burkard be re-elected for a further three-year term of office Mgmt For TNA N/A 9 The Board of Directors proposes that Monika Ribar, CEO of Panalpina, be elected to the Board of Directors for the first time for a three-year term of office Mgmt For TNA N/A 10 The Board of Directors proposes that Ernst & Young AG be elected as statutory auditors for the 2011 financial year Mgmt For TNA N/A 11 Any other business N/A N/A TNA N/A 12 PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN BLOCKING TAG. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- SILVER WHEATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLW CUSIP 828336107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter D. Barnes as Director Mgmt For For For 1.2 Elect Lawrence I. Bell as Director Mgmt For For For 1.3 Elect George L. Brack as Director Mgmt For For For 1.4 Elect John A. Brough as Director Mgmt For For For 1.5 Elect R. Peter Gillin as Director Mgmt For For For 1.6 Elect Douglas M. Holtby as Director Mgmt For For For 1.7 Elect Eduardo Luna as Director Mgmt For For For 1.8 Elect Wade D. Nesmith as Director Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Dividends Mgmt For For For 3.1 Elect Directors Mgmt For For For 3.2 Elect Directors Mgmt For For For 3.3 Elect Directors Mgmt For For For 4.1 Elect Directors Mgmt For For For 4.2 Elect Directors Mgmt For For For 5 Approve Remuneration of Directors Mgmt For For For 6 Approve Aud and their Remuneration Mgmt For For For 7.1 Auth Rgts/Ltd Issue w/o Prmtve Rgts Mgmt For For For 7.2 Approve Share Plan Grant Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Appr Transaction w/ a Related Party Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SINGAPORE ARPT TERM SVCS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992U101 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 721287 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. N/A N/A N/A N/A 2 Receive and adopt the Directors' Report and the Audited accounts for the YE 31 MAR 2010 and the Auditors' report thereon N/A N/A N/A N/A 3 Declare a final tax-exempt one-tier dividend of 8 cents per share for the YE 31 MAR 2010 Mgmt For For For 4 Re-elect Mr. Keith Tay Ah Kee as a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association Mgmt For For For 5 Re-elect Mr. Khaw Kheng Joo as a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association Mgmt For For For 6 Re-elect Mr. Edmund Cheng Wai Wing as a Director, who retires by rotation in accordance with Article 83 of the Company's Articles of Association Mgmt For For For 7 Re-elect Mr. David Heng Chen Seng as a Director, who retires in accordance with Article 90 of the Company's Articles of Association Mgmt For For For 8 Appointment of Mr. Nihal Vijaya Devadas Kaviratne CBE as a Director, pursuant to Article 89 of the Company's Articles of Association Mgmt For Against Against 9 Re-appoint Messrs Ernst & Young LLP as the Auditors of the Company, until the next AGM and authorize the Directors to fix their remuneration Mgmt For For For 10 Approve the payment of Directors' fees of SGD 1,051,318 for the YE 31 MAR 2010 Mgmt For For For 11 Approve the payment of Directors' fees of up to SGD 1,308,200 for the YE 31 MAR 2011 Mgmt For For For 12 Authorize the Directors of the Company to: a) i) issue shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or ii) make or grant offers, agreements or options (collectively, Instruments) that might or would requi Mgmt For For For 13 Authorize the Directors to: a) grant awards in accordance with the provisions of the SATS Performance Share Plan (Performance Share Plan) and/or the SATS Restricted Share Plan (Restricted Share Plan); and b) allot and issue from time to time such number o Mgmt For For For 14 Transact any other business Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SINGAPORE ARPT TERM SVCS LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992U101 07/30/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 721244 DUE TO RECEIPT OF PAST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. Mgmt For For For 2 Authorize the Company, its subsidiaries and associated companies that are entities at risk [as that term is used in Chapter 9], or any of them, for the purposes of Chapter 9 of the Listing Manual [Chapter 9"] of the SGX-ST, to enter into any of the transa Mgmt For For For 3 Authorize the Directors of the Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore [the Companies Act"], to purchase or otherwise acquire issued ordinary shares in the capital of the Company ["Shares"] not excee Mgmt For Against Against 4 Amend the Article 4 of the Articles of Association of the Company as specified Mgmt For For For 5 Approve to change the name of the Company from 'Singapore Airport Terminal Services Limited' to 'SATS Ltd.' and that the name 'SATS Ltd.' be substituted for 'Singapore Airport Terminal Services Limited' wherever the latter name appears in the Memorandum a N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SJM HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00880 CINS Y8076V106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend of HK$0.3 Per Share Mgmt For For For 3.1 Reelect So Shu Fai as Executive Director Mgmt For For For 3.2 Reelect Rui Jose da Cunha as Executive Director Mgmt For For For 3.3 Reelect Leong On Kei, Angela as Executive Director Mgmt For For For 3.4 Reelect Cheng Yu Tung as Non-Executive Director Mgmt For Against Against 3.5 Reelect Fok Tsun Ting, Timothy as Executive Director Mgmt For For For 4 Authorize Board to Fix the Remuneration of Directors Mgmt For For For 5 Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants and H.C. Watt & Company Limited as Joint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17670 CUSIP Y4935N104 03/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share Mgmt For For For 2 Approve Total Remuneration of Inside Directors and Outside Directors Mgmt For For For 3 Amend Terms of Severance Payments to Executives Mgmt For For For 4.1 Elect Two Inside Directors (Bundled) Mgmt For For For 4.2 Reelect Three Outside Directors (Bundled) Mgmt For For For 4.3 Reelect Two Members of Audit Committee (Bundled) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CINS J76379106 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stringer, Howard Mgmt For For For 1.2 Elect Director Chuubachi, Ryoji Mgmt For For For 1.3 Elect Director Kobayashi, Yotaro Mgmt For For For 1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For For 1.5 Elect Director Bonfield, Peter Mgmt For For For 1.6 Elect Director Cho, Fujio Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uchinaga, Yukako Mgmt For For For 1.9 Elect Director Yahagi, Mitsuaki Mgmt For For For 1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For For 1.11 Elect Director Hernandez, Roland Mgmt For For For 1.12 Elect Director Anraku, Kanemitsu Mgmt For For For 1.13 Elect Director Kojima, Yorihiko Mgmt For For For 1.14 Elect Director Nagayama, Osamu Mgmt For For For 1.15 Elect Director Anzai, Yuuichiro Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends Mgmt For For For 3 Elect Director Mgmt For For For 4 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For For For 5 Install Fiscal Council Mgmt For For For 6 Elect Fiscal Council Members and Approve their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 03/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 5:1 Stock Split Mgmt For For For 2 Approve Agreement to Absorb Souza Cruz Trading SA Mgmt For For For 3 Appoint Independent Firm to Appraise Proposed Absorption Mgmt For For For 4 Approve Independent Firm's Approval Mgmt For For For 5 Approve Absorption of Souza Cruz Trading SA Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUZA CRUZ S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CRUZ3 ISIN BRCRUZACNOR0 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Director Mgmt For For For 2 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For For For 3 Install Fiscal Council Mgmt For For For 4 Elect Fiscal Council Members and Determine their Remuneration Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC, CHELTENHAM GLOUCESTE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G83561103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Directors' Report and Accounts Mgmt For For For 2 To approve the Directors' Remuneration Report Mgmt For For For 3 To declare a final dividend Mgmt For For For 4 To declare a special final dividend Mgmt For For For 5 To re-elect Mr W H Whiteley as a Director Mgmt For For For 6 To re-elect Mr M E Vernon as a Director Mgmt For For For 7 To re-elect Mr N H Daws as a Director Mgmt For For For 8 To re-elect Mr M E Gibbin as a Director Mgmt For For For 9 To re-elect Mr D J Meredith as a Director Mgmt For For For 10 To re-elect Mr A J Sorivin as a Director Mgmt For For For 11 To re-elect Mr G Bullock as a Director Mgmt For For For 12 To re-elect Dr K Rajagopal as a Director Mgmt For For For 13 To re-elect Mr C G Watson as a Director Mgmt For For For 14 To re-appoint KPMG Audit Plc as auditor of the Company and to authorise the Directors to determine their remuneration Mgmt For For For 15 To authorise the Directors to allot shares Mgmt For Against Against 16 To authorise the Directors to allot equities Mgmt For Against Against 17 To authorise the Directors to approve the issue of shares in lieu of cash dividends in respect of the period up to and including the date of the Annual General Meeting to be held in 2016 or, if earlier, 9th May 2016 Mgmt For For For 18 To authorise the Company to purchase its own shares Mgmt For For For 19 To authorise the Company to call general meetings, other than Annual General Meetings, on not less than 14 clear days' notice Mgmt For For For 20 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SPIRENT COMMUNICATIONS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G83562101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Annual Report 2010 Mgmt For For For 2 To approve the Report on directors' remuneration for 2010 Mgmt For For For 3 To approve the payment of a final dividend Mgmt For For For 4 To re-elect Eric Hutchinson as a director Mgmt For For For 5 To re-elect Duncan Lewis as a director Mgmt For For For 6 To re-elect Tom Maxwell as a director Mgmt For For For 7 To re-elect Alex Walker as a director Mgmt For For For 8 To re-elect Ian Brindle as a director Mgmt For For For 9 To re-elect Bill Burns as a director Mgmt For For For 10 To re-appoint Ernst & Young LLP as a auditors Mgmt For For For 11 To authorise the directors to determine the remuneration of the auditors Mgmt For For For 12 To authorise the directors to allot securities Mgmt For Against Against 13 To authorise the directors to disapply pre-emption rights Mgmt For Against Against 14 To authorise the Company to make market purchases of its own shares Mgmt For For For 15 To authorise a 14 day notice period for extraordinary general meetings Mgmt For For For 16 Renewal of the US Employee Stock Purchase Plan and the Global All Employee Share Purchase Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SSL INTERNATIONAL PLC, LONDON TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8401X108 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the report and accounts for 2010 and the auditable part of the remuneration report Mgmt For For For 2 Approve the 2010 remuneration report Mgmt For For For 3 Declare a final dividend of 8.0 pence per ordinary share Mgmt For For For 4 Re-elect Richard Adam as a Director Mgmt For For For 5 Re-elect Garry Watts as a Director Mgmt For For For 6 Re-appoint KPMG as the Auditors Mgmt For For For 7 Authorize the Directors to set the Auditors' remuneration Mgmt For Against Against 8 Approve to renew the authority given to Directors to allot shares Mgmt For Against Against 9 Grant authority for the political donations Mgmt For For For 10 Approve the establishments of the SSL International Plc Company Share Option Plan 2010 Mgmt For For For 11 Approve the establishments of the SSL International Plc Share Incentive Plan 2010 Mgmt For Against Against 12 Approve to renew the authority given to Directors to allot equity securities for cash including the authority to sell or allot treasury shares Mgmt For Against Against 13 Authorize the Company to purchase the Company's shares Mgmt For For For 14 Grant authority for the calling of general meetings of the Company not being an AGM by notice of at least 14 clear days Mgmt For For For 15 Adopt the new Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STADA-ARZNEIMITTEL AG, BAD VILBEL TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D76226113 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01.06.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 3 Submission of the adopted annual financial statements and the consolidated financial statements as at December 31, 2010, of the management report and the consolidated management report, the explanatory report of the Executive Board regarding the statement N/A N/A N/A N/A 4 Resolution on the appropriation of the annual balance sheet profits Mgmt For For For 5 Resolution formally granting discharge (Entlastung) to the members of the Executive Board for financial year 2010. Mgmt For For For 6 Resolution formally granting discharge (Entlastung) to the members of the Supervisory Board for financial year 2010. Mgmt For For For 7 Resolution on the approbation of the remuneration system for the Executive Board members. Mgmt For Against Against 8 Resolution on the appointment of the external auditors for the annual and consolidated financial statements of financial year 2011. Mgmt For For For 9 Resolution on the authorization to acquire and dispose of own shares as well as on the exclusion of subscription rights. Mgmt For Against Against 10 For German registered shares, the shares have to be registered within the company's shareholder book. Depending on the processing of the local sub custodian if a client wishes to withdraw its voting instruction due to intentions to trade/lend their stock, N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN ISIN GB0004082847 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Steve Bertamini as Director Mgmt For For For 5 Re-elect Jaspal Bindra as Director Mgmt For For For 6 Re-elect Richard Delbridge as Director Mgmt For For For 7 Re-elect Jamie Dundas as Director Mgmt For For For 8 Re-elect Val Gooding as Director Mgmt For For For 9 Re-elect Dr Han Seung-soo as Director Mgmt For For For 10 Re-elect Simon Lowth as Director Mgmt For For For 11 Re-elect Rudy Markham as Director Mgmt For For For 12 Re-elect Ruth Markland as Director Mgmt For For For 13 Re-elect Richard Meddings as Director Mgmt For For For 14 Re-elect John Paynter as Director Mgmt For For For 15 Re-elect John Peace as Director Mgmt For For For 16 Re-elect Mike Rees as Director Mgmt For For For 17 Re-elect Peter Sands as Director Mgmt For For For 18 Re-elect Paul Skinner as Director Mgmt For For For 19 Re-elect Oliver Stocken as Director Mgmt For For For 20 Reappoint KPMG Audit plc as Auditors Mgmt For For For 21 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 22 Authorise EU Political Donations and Expenditure Mgmt For For For 23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 25 Approve 2011 Share Plan Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 27 Authorise Market Purchase Mgmt For For For 28 Authorise Market Purchase Mgmt For For For 29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CINS G84228157 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For Abstain Against 4 Re-elect Steve Bertamini as Director Mgmt For For For 5 Re-elect Jaspal Bindra as Director Mgmt For For For 6 Re-elect Richard Delbridge as Director Mgmt For For For 7 Re-elect Jamie Dundas as Director Mgmt For For For 8 Re-elect Val Gooding as Director Mgmt For For For 9 Re-elect Dr Han Seung-soo as Director Mgmt For For For 10 Re-elect Simon Lowth as Director Mgmt For For For 11 Re-elect Rudy Markham as Director Mgmt For For For 12 Re-elect Ruth Markland as Director Mgmt For For For 13 Re-elect Richard Meddings as Director Mgmt For For For 14 Re-elect John Paynter as Director Mgmt For For For 15 Re-elect John Peace as Director Mgmt For For For 16 Re-elect Mike Rees as Director Mgmt For For For 17 Re-elect Peter Sands as Director Mgmt For For For 18 Re-elect Paul Skinner as Director Mgmt For For For 19 Re-elect Oliver Stocken as Director Mgmt For For For 20 Reappoint KPMG Audit plc as Auditors Mgmt For For For 21 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 22 Authorise EU Political Donations and Expenditure Mgmt For For For 23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 25 Approve 2011 Share Plan Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 27 Authorise Market Purchase Mgmt For For For 28 Authorise Market Purchase Mgmt For For For 29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For For 3 Approve Notice of Meeting and Agenda Mgmt For For For 4 Registration of Attending Shareholders and Proxies Mgmt N/A N/A N/A 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share Mgmt For For For 7 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For Against Against 8 Approve Remuneration of Auditors Mgmt For For For 9 Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members Mgmt For For For 10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For For 11 Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members Mgmt For For For 12 Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees Mgmt For Against Against 13 Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares Mgmt For For For 14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For For 15 Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee Mgmt For For For 16 Approve Guidelines for Nominating Committee Mgmt For For For 17 Withdraw Company From Tar Sands Activities in Canada ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STE VIRBAC SA, CARROS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F97900116 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A N/A N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A N/A N/A 3 PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf /2011/0513/201105131102403.pdf N/A N/A N/A N/A 4 Approval of annual corporate financial statements Mgmt For For For 5 Approval of consolidated financial statements Mgmt For For For 6 Allocation of income Mgmt For For For 7 Regulated Agreements Mgmt For Against Against 8 Appointment of Mr. Olivier Bohuon as Supervisory Board member Mgmt For For For 9 Setting the amount of attendance allowances Mgmt For For For 10 Authorization to be granted to the Executive Board to repurchase shares of the Company Mgmt For Against Against 11 Authorization to the Executive Board to reduce share capital by cancellation of treasury shares of the Company Mgmt For Against Against 12 Powers to accomplish all necessary formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board (Non-Voting) Mgmt N/A N/A N/A 3 Receive Report of Supervisory Board (Non-Voting) Mgmt N/A N/A N/A 4.1 Approve Financial Statements Mgmt For For For 4.2 Approve Dividends of USD 0.40 Per Share Mgmt For For For 4.3 Approve Discharge of Management Board Mgmt For For For 4.4 Approve Discharge of Supervisory Board Mgmt For For For 5 Reelect Carlo Bozotto to Executive Board Mgmt For For For 6 Approve Stock Award to CEO Mgmt For Against Against 7.1 Reelect Didier Lombard to Supervisory Board Mgmt For Against Against 7.2 Reelect Tom de Waard to Supervisory Board Mgmt For Against Against 7.3 Reelect Bruno Steve to Supervisory Board Mgmt For Against Against 7.4 Elect Jean d'Arthuys to Supervisory Board Mgmt For Against Against 7.5 Elect Jean-Georges Malcor to Supervisory Board Mgmt For For For 7.6 Eelect Alessandro Rivera to Supervisory Board Mgmt For Against Against 8 Ratify PwC as Auditors Mgmt For For For 9 Approve Three-Year Stock-Based Compensation Plan for Members of Supervisory Board Mgmt For Against Against 10 Grant Supervisory Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights Mgmt For Against Against 11 Authorize Repurchase of Shares Mgmt For For For 12 Allow Questions Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- STOREBRAND ASA, OSLO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R85746106 04/13/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 801801 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. N/A N/A TNA N/A 2 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE N/A N/A TNA N/A 3 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A TNA N/A 4 Adoption of meeting notice and agenda Mgmt For TNA N/A 5 Approval of the Annual Report and Annual Financial Statements, including distribution of dividend Mgmt For TNA N/A 6 Corporate governance report Mgmt For TNA N/A 7 The Board's statement concerning the remuneration of executive personnel Mgmt For TNA N/A 8 Authorisation for the Board of Directors to acquire own shares in Storebrand ASA Mgmt For TNA N/A 9 Authorisation for the Board of Directors to increase share capital by issuing new shares in Storebrand ASA Mgmt For TNA N/A 10 Amendments to the Articles of Association Mgmt For TNA N/A 11 Election of members and substitute members to the Board of Representatives, including a proposal for the Board of Representatives regarding who should be elected Chairman and Deputy Chairperson: Members: re-election: Karen Helene Ullveit-Moe; election: Te Mgmt For TNA N/A 12 Election of members to the Nomination Committee Mgmt For TNA N/A 13 Election of members and substitute members to the Control Committee Mgmt For TNA N/A 14 Remuneration of the Board of Representatives, Nomination Committee and Control Committee Mgmt For TNA N/A 15 Approval of the auditor's remuneration Mgmt For TNA N/A 16 PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF MEMBERS OF BOARD OF REPRESENTATIVES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A TNA N/A ---------------------------------------------------------------------------------------------------------------- STX OSV HOLDINGS LTD, SINGAPORE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8178P106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Directors' Report and the Audited Accounts of the Company for the financial period ended 31 December 2010 together with the Auditors' Report thereon Mgmt For For For 2 To declare a dividend of 3.0 Singapore cents per ordinary share Mgmt For For For 3 To re-elect the Director of the Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Jong Chul Lee Mgmt For For For 4 To re-elect the Director of the Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Roy Reite Mgmt For For For 5 To re-elect the Director of the Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Ho Nam Yi Mgmt For For For 6 To re-elect the Director of the Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Byung Ryoon Woo Mgmt For For For 7 To re-elect the Director of the Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Sung Hyon Sok Mgmt For For For 8 To re-elect the Director of the Company retiring pursuant to Article 100 of the Articles of Association of the Company: Mr. Keen Whye Lee Mgmt For For For 9 To approve the payment of Directors' fees of SGD 33,000 for the financial period ended 31 December 2010 Mgmt For For For 10 To approve the payment of Directors' fees of SGD 200,000 for the financial year ending 31 December 2011, to be paid quarterly in arrears Mgmt For For For 11 To re-appoint KPMG LLP as the Auditors of the Company and to authorize the Directors of the Company to fix their remuneration Mgmt For Against Against 12 Authority to issue shares Mgmt For Against Against 13 Renewal of Shareholders' Mandate for Interested Person Transactions Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- STX OSV HOLDINGS LTD, SINGAPORE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8178P106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 That the employee share option scheme to be known as the STX OSV Share Option Scheme (the STX OSV Share Option Scheme) under which options (Options) may be granted to the employees (including the Chief Executive Officer) of the Company and/or its subsidia Mgmt For Against Against 2 CONTD in accordance with the rules of the STX OSV Share Option Scheme, and to do all such acts and to enter into such transactions, arrangements and agreements as may be necessary or expedient in order to give full effect to the STX OSV Share Option Schem N/A N/A N/A N/A 3 That, subject to and contingent upon Resolution 1 above being passed, approval be given for Options to be granted under the STX OSV Share Option Scheme for the subscription of Shares at subscription prices which may, at the discretion of the committee adm Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement with Acergy SA Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Combination Agreement Mgmt For For For 2 Authorize Share Repurchase Program and Cancellation of Repurchased Shares Mgmt For For For 3 Amend Articles of Association Re: Adoption and Inclusion of a New Article 9A Mgmt For For For 4 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For For 2.1 Elect Director Oka, Motoyuki Mgmt For For For 2.2 Elect Director Kato, Susumu Mgmt For For For 2.3 Elect Director Omori, Kazuo Mgmt For For For 2.4 Elect Director Arai, Shunichi Mgmt For For For 2.5 Elect Director Moriyama, Takahiro Mgmt For For For 2.6 Elect Director Hamada, Toyosaku Mgmt For For For 2.7 Elect Director Nakamura, Kuniharu Mgmt For For For 2.8 Elect Director Kawahara, Takuro Mgmt For For For 2.9 Elect Director Osawa, Yoshio Mgmt For For For 2.10 Elect Director Abe, Yasuyuki Mgmt For For For 2.11 Elect Director Sasaki, Shinichi Mgmt For For For 2.12 Elect Director Doi, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Directors Mgmt For For For 4 Approve Stock Option Plan Mgmt For For For 5 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Appoint Statutory Auditor Mitake, Shintaro Mgmt For For For 2.2 Appoint Statutory Auditor Hasegawa, Kazuyoshi Mgmt For For For 3 Approve Annual Bonus Payment to Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 4 Mgmt For For For 2 Approve Reduction in Capital Reserves Mgmt For Against Against 3.1 Elect Director Tsunekage, Hitoshi Mgmt For For For 3.2 Elect Director Tanabe, Kazuo Mgmt For For For 3.3 Elect Director Mukohara, Kiyoshi Mgmt For For For 3.4 Elect Director Kitamura, Kunitaro Mgmt For For For 3.5 Elect Director Iwasaki, Nobuo Mgmt For For For 3.6 Elect Director Sayato, Jyunichi Mgmt For For For 3.7 Elect Director Ochiai, Shinji Mgmt For For For 3.8 Elect Director Okubo, Tetsuo Mgmt For For For 3.9 Elect Director Okuno, Jun Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3.1 Elect Director Otsuka, Akio Mgmt For For For 4 Appoint External Audit Firm Mgmt For For For 5 Approve Stock Option Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUMITOMO OSAKA CEMENT CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J77734101 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For 13 Renewal of countermeasures to large-scale acquisition of the Company's shares (Takeover Defense Measures) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings Mgmt For For For 2 Amend Articles To Delete References to Record Date Mgmt For For For 3 Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Dominic D'Alessandro Mgmt For For For 1.3 Elect Director John T. Ferguson Mgmt For For For 1.4 Elect Director W. Douglas Ford Mgmt For For For 1.5 Elect Director Richard L. George Mgmt For For For 1.6 Elect Director Paul Haseldonckx Mgmt For For For 1.7 Elect Director John R. Huff Mgmt For For For 1.8 Elect Director Jacques Lamarre Mgmt For For For 1.9 Elect Director Brian F. MacNeill Mgmt For For For 1.10 Elect Director Maureen McCaw Mgmt For For For 1.11 Elect Director Michael W. O'Brien Mgmt For For For 1.12 Elect Director James W. Simpson Mgmt For For For 1.13 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUPER GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8309M105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adoption of the Super Group Share Award Scheme Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUPER GROUP LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y8309M105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive and adopt the Directors' Report and the Audited Accounts of the Company for the year ended 31 December 2010 together with the Auditors' Report thereon Mgmt For For For 2 To declare a final dividend of 3.6 cents (one-tier, tax exempt) per ordinary share for the year ended 31 December 2010 (2009: 2.0 Cents per ordinary share (one-tier, tax exempt)) Mgmt For For For 3 To re-elect Mr Te Kok Chiew as a Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company Mgmt For For For 4 To re-elect Madam Te Lay Hoon as a Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company Mgmt For For For 5 To re-elect Mr Lee Chee Tak as a Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company Mgmt For For For 6 To re-elect Mr Kuik See Jaun as a Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company Mgmt For For For 7 To re-elect Mr Lim Kang San as a Director of the Company retiring pursuant to Article 88 of the Articles of Association of the Company Mgmt For For For 8 To re-appoint Mr Goh Boon Kok, a Director of the Company retiring under Section 153(6) of the Companies Act Cap. 50, to hold office from the date of this Annual General Meeting until the next Annual General Meeting of the Company Mgmt For For For 9 To re-appoint Mr S Chandra Das, a Director of the Company retiring under Section 153(6) of the Companies Act Cap. 50,to hold office from the date of this Annual General Meeting until the next Annual General Meeting of the Company Mgmt For For For 10 To approve the payment of Directors' fees of SGD480,000 for the year ended 31 December 2010(2009:SGD500,000) Mgmt For For For 11 To re-appoint Messrs Ernst & Young LLP as the Auditors of the Company and to authorize the Directors of the Company to fix their remuneration Mgmt For For For 12 Authority to issue shares Mgmt For Against Against 13 Renewal of Shares Purchase Mandate Mgmt For For For 14 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 8 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SURUGA BANK LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J78400108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For Against Against 13 Approve Provision of Retirement Allowance for Retiring Corporate Auditors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUZUKI MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7269 CINS J78529138 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 7 Mgmt For For For 2.1 Elect Director Suzuki, Osamu Mgmt For For For 2.2 Elect Director Tamura, Minoru Mgmt For For For 2.3 Elect Director Nakanishi, Shinzo Mgmt For For For 2.4 Elect Director Honda, Osamu Mgmt For For For 2.5 Elect Director Suzuki, Toshihiro Mgmt For For For 2.6 Elect Director Sugimoto, Toyokazu Mgmt For For For 2.7 Elect Director Atsumi, Masanori Mgmt For For For 2.8 Elect Director Harayama, Yasuhito Mgmt For For For 2.9 Elect Director Aizawa, Naoki Mgmt For For For 2.10 Elect Director Mochizuki, Eiji Mgmt For For For 3 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 19 ISIN HK0019000162 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect M Cubbon as Director Mgmt For For For 2.2 Reelect Baroness Dunn as Director Mgmt For For For 2.3 Reelect T G Freshwater as Director Mgmt For For For 2.4 Reelect C Lee as sDirector Mgmt For For For 2.5 Reelect M Leung as Director Mgmt For For For 2.6 Reelect M C C Sze as Director Mgmt For For For 2.7 Elect I S C Shiu as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For For For 6 Approve Remuneration of Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 00019 CINS Y83310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect M Cubbon as Director Mgmt For For For 2.2 Reelect Baroness Dunn as Director Mgmt For For For 2.3 Reelect T G Freshwater as Director Mgmt For For For 2.4 Reelect C Lee as sDirector Mgmt For For For 2.5 Reelect M Leung as Director Mgmt For For For 2.6 Reelect M C C Sze as Director Mgmt For For For 2.7 Elect I S C Shiu as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6 Approve Remuneration of Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SYMRISE AG, HOLZMINDEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS D827A1108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN N/A N/A N/A N/A 2 PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 27 APRIL 2011, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU N/A N/A N/A N/A 3 COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03.05.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO N/A N/A N/A N/A 4 Presentation of the financial statements and annual report for the 2010 financial year with the report of the Supervisory Board, the group financial statements and annual report, and the report pursuant to Sections 289(4) and 315(4) of the German Commerci N/A N/A N/A N/A 5 Resolution on the appropriation of the distributable profit of EUR 95,271,186.02 as follows: Payment of a dividend of EUR 0.60 per share EUR 24,367,206.02 shall be carried forward Ex-dividend and payable date: May 19, 2011 Mgmt For For For 6 Ratification of the acts of the Board of MDs Mgmt For For For 7 Ratification of the acts of the Supervisory Board Mgmt For For For 8 Appointment of auditors for the 2011 financial year: KPMG AG, Hanover Mgmt For For For 9 Elections to the Supervisory Board: Michael Becker Mgmt For For For 10 Elections to the Supervisory Board: Horst-Otto Gerberding Mgmt For For For 11 Elections to the Supervisory Board: Peter Grafoner Mgmt For For For 12 Elections to the Supervisory Board: Hans-Heinrich Guertler Mgmt For For For 13 Elections to the Supervisory Board: Andrea Pfeifer Mgmt For For For 14 Elections to the Supervisory Board: Thomas Rabe Mgmt For For For 15 Resolution on the renewal of the authorized capital, and the corresponding amendments to the articles of association. The 2006 authorized capital shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to incre Mgmt For Against Against 16 Approval of the amended compensation system for the Board of MDs Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SYSMEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J7864H102 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Amend the Compensation to be received by Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TADANO LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J79002101 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Director Mgmt For For For 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For Against Against 10 Approve Renewal of Anti-Takeover Defense Measures Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 3045 ISIN TW0003045001 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2010 Business Operations Report and Financial Statements Mgmt For For For 2 Approve 2010 Allocation of Income and Dividends Mgmt For For For 3 Approve the Capital Reduction Mgmt For For For 4 Amend Articles of Association Mgmt For For For 5.1 Elect Richard Tsai, a Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director Mgmt For For For 5.2 Elect Daniel Tsai, a Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director Mgmt For For For 5.3 Elect Victor Kung, a Representative of Fu-Chi Venture Corp. with Shareholder Number 86927654 as Director Mgmt For For For 5.4 Elect Cliff Lai, a Representative of TCC Investment Co., Ltd. with Shareholder Number 24454017 as Director Mgmt For For For 5.5 Elect Vivien Hsu, a Representative of TCC Investment Co., Ltd. with Shareholder Number 24454017 as Director Mgmt For For For 5.6 Elect Jack J.T. Huang with ID Number A100320106 as Independent Director Mgmt For For For 5.7 Elect Tsung-Ming Chung with ID Number J102535596 as Independent Director Mgmt For For For 5.8 Elect Wen-Li Yeh with ID Number A103942588 as Independent Director Mgmt For For For 5.9 Elect J. Carl Hsu with ID Number A130599888 as Independent Director Mgmt For For For 6 Approve Release of Restrictions of Competitive Activities of Newly Elected Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 2330 ISIN TW0002330008 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve 2010 Business Operations Report and Financial Statements Mgmt For For For 2 Approve 2010 Allocation of Income and Dividends Mgmt For For For 3 Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees Mgmt For For For 4 Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" Mgmt For For For 5.1 Approve By-Election of Gregory C. Chow as Independent Director Mgmt For For For 5.2 Approve By-Election of Kok-Choo Chen as Independent Director Mgmt For For For 6 Transact Other Business Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For For 2.1 Elect Director Hasegawa, Yasuchika Mgmt For For For 2.2 Elect Director Yoshida, Toyoji Mgmt For For For 2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For For 2.4 Elect Director Okawa, Shigenori Mgmt For For For 2.5 Elect Director Frank Morich Mgmt For For For 2.6 Elect Director Yamada, Tadataka Mgmt For For For 2.7 Elect Director Sudo, Fumio Mgmt For For For 2.8 Elect Director Kojima, Yorihiko Mgmt For For For 3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CINS J82141136 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 40 Mgmt For For For 2.1 Elect Director Sawabe, Hajime Mgmt For For For 2.2 Elect Director Kamigama, Takehiro Mgmt For For For 2.3 Elect Director Mori, Kenichi Mgmt For For For 2.4 Elect Director Araya, Shinichi Mgmt For For For 2.5 Elect Director Yanase, Yukio Mgmt For For For 2.6 Elect Director Yoneyama, Junji Mgmt For For For 2.7 Elect Director Ono, Ryoichi Mgmt For For For 3.1 Appoint Statutory Auditor Hara, Noboru Mgmt For For For 3.2 Appoint Statutory Auditor Yotsui, Osamu Mgmt For For For 3.3 Appoint Statutory Auditor Nakamoto, Osamu Mgmt For For For 3.4 Appoint Statutory Auditor Masuda, Koichi Mgmt For Against Against 3.5 Appoint Statutory Auditor Sumita, Makoto Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Amend Articles To Abolish Retirement Bonus System Mgmt For For For 6 Approve Special Payment for Director in Connection with Abolition of Retirement Bonus System Mgmt For Against Against 7 Approve Retirement Bonus Payment for Statutory Auditor Mgmt For For For 8 Approve Retirement Bonus Payment for Outside Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TELECITY GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87403112 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Annual Report and Financial Statements and the Directors and Auditors Reports for the year ended 31 December 2010 Mgmt For For For 2 To approve the Directors Remuneration Report Mgmt For For For 3 To re-appoint John Hughes as a Director, who is a member of the Remuneration Committee Mgmt For For For 4 To re-appoint Michael Tobin as a Director of the Company Mgmt For For For 5 To re-appoint Brian McArthur-Muscroft as a Director Mgmt For For For 6 To re-appoint Simon Batey as a Director, who is a member of the Remuneration Committee Mgmt For For For 7 To re-appoint Robert Morse as a Director Mgmt For For For 8 To re-appoint John O'Reilly as a Director, who is a member of the Remuneration Committee Mgmt For For For 9 To re-appoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 To authorise the Directors to set the remuneration of the Auditors Mgmt For Against Against 11 To authorise the Directors to allot relevant securities (Section 551 Companies Act 2006) Mgmt For Against Against 12 Special resolution to disapply pre-emption rights (Section 561 Companies Act 2006) Mgmt For Against Against 13 Special resolution to authorise the Company to repurchase its own shares (Section 701 Companies Act 2006) Mgmt For For For 14 Special resolution to authorise the calling of a general meeting on not less than 14 clear days'notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN ISIN LU0156801721 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive and Approve Board's and Auditor's Reports for FY 2010 Mgmt For For For 2 Accept Consolidated Financial Statements for FY 2010 Mgmt For For For 3 Accept Financial Statements for FY 2010 Mgmt For For For 4 Approve Allocation of Income and Dividends of USD 0.34 per Share Mgmt For For For 5 Approve Discharge of Directors Mgmt For For For 6 Fix Number of Directors at 10 and Re-elect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo VAizquez VAizquez, Guillermo Vogel as Directors (Bundled) Mgmt For Abstain Against 7 Approve Remuneration of Directors Mgmt For For For 8 Approve PricewaterhouseCoopers as Auditors and Approve Auditor's Remuneration Mgmt For For For 9 Allow Electronic Distribution of Company Communications Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TENARIS SA TICKER SECURITY ID: MEETING DATE MEETING STATUS TEN ISIN LU0156801721 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Termination of Holding Company Status Mgmt For For For 2 Change Date of Annual Meeting and Amend Article 15 Accordingly Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Dividends Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Ratify Auditors Mgmt For For For 10 Auth Brd to Fix Remuneration of Aud Mgmt For For For 11 Auth Issuance with Preemptive Rgts Mgmt For For For 12 Appr Issuance w/o Preemptive Rgts Mgmt For For For 13 Authorize Share Repurchase Program Mgmt For For For 14 Appr Investmnt and Financing Pol. Mgmt For For For 15 Approve Stock-for-Salary/Bonus Plan Mgmt For For For 16 Adopt New Articles/Charter Mgmt For For For 17 Authorize the Company to Call EGM with Two Weeks? Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Hydon as Director Mgmt For For For 5 Re-elect Tim Mason as Director Mgmt For For For 6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For For 7 Re-elect David Potts as Director Mgmt For For For 8 Re-elect David Reid as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise EU Political Donations and Expenditure Mgmt For For For 15 Approve Share Incentive Plan Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SCC ISIN TH0003010Z04 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Annual Report Mgmt For For For 3 Accept Financial Statements and Statutory Reports Mgmt For For For 4 Approve Allocation of Income and Payment of Dividend of THB 12.5 Per Share Mgmt For For For 5.1 Elect Sumet Tantivejkul as Director Mgmt For For For 5.2 Elect Yos Euarchukiati as Director Mgmt For For For 5.3 Elect Pricha Attavipach as Director Mgmt For For For 5.4 Elect Kan Trakulhoon as Director Mgmt For For For 6 Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7 Approve Remuneration of the Sub-Committees Mgmt For For For 8 Acknowledge Remuneration of Directors for the Year 2011 Mgmt For For For 9 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TOKYU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9005 CINS J88720123 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 3.5 Mgmt For For For 2.1 Elect Director Koshimura, Toshiaki Mgmt For For For 2.2 Elect Director Nomoto, Hirofumi Mgmt For For For 2.3 Elect Director Sugita, Yoshiki Mgmt For For For 2.4 Elect Director Kinoshita, Yuuji Mgmt For For For 2.5 Elect Director Takahashi, Haruka Mgmt For For For 2.6 Elect Director Imamura, Toshio Mgmt For For For 2.7 Elect Director Kuwahara, Tsuneyasu Mgmt For For For 2.8 Elect Director Tomoe, Masao Mgmt For For For 2.9 Elect Director Izumi, Yasuyuki Mgmt For For For 2.10 Elect Director Kamijo, Kiyofumi Mgmt For For For 2.11 Elect Director Happo, Takakuni Mgmt For For For 2.12 Elect Director Suzuki, Katsuhisa Mgmt For For For 2.13 Elect Director Ohata, Toshiaki Mgmt For For For 2.14 Elect Director Watanabe, Isao Mgmt For For For 2.15 Elect Director Ono, Hiroshi Mgmt For For For 2.16 Elect Director Hoshino, Toshiyuki Mgmt For For For 2.17 Elect Director Nezu, Yoshizumi Mgmt For For For 2.18 Elect Director Konaga, Keiichi Mgmt For For For 2.19 Elect Director Ueki, Masatake Mgmt For For For 2.20 Elect Director Takahashi, Kazuo Mgmt For For For 3 Appoint Statutory Auditor Yoshida, Hajime Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TOMRA SYSTEMS ASA, ASKER TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R91733114 04/28/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A TNA N/A 2 IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUE N/A N/A TNA N/A 3 Opening of the general meeting by the chairman of the board of directors. Registration of attending shareholders, including shareholders represented by proxy Mgmt For TNA N/A 4 Election of the chairperson of the meeting Mgmt For TNA N/A 5 Election of one person to sign the minutes of the general meeting together with the chairperson of the meeting Mgmt For TNA N/A 6 Approval of the notice of the meeting and the agenda Mgmt For TNA N/A 7 Report by the management on the status of the Company and the group Mgmt For TNA N/A 8 Approval of the annual accounts and the annual report for 2010 for the Company and the group, including proposal for declaration of dividend Mgmt For TNA N/A 9 Advisory vote regarding declaration from the Board of Directors on the fixing of salaries and other remunerations to leading personnel and binding vote regarding remuneration in shares to all employees Mgmt For TNA N/A 10 Determination of remunerations for the Board of Directors, board committees and auditor Mgmt For TNA N/A 11 Election of the shareholder elected members of the Board of Directors, chairperson of the board and the nominating committee: Chairman: Svein Rennemo (re-elected), Deputy chairman: Per Arthur Solie (new), Board member: Hege M. Norheim (re-elected), Board Mgmt For TNA N/A 12 Approval of the nominating committee's charter Mgmt For TNA N/A 13 Authorisation regarding acquisition and disposal of treasury shares Mgmt For TNA N/A 14 Authorisation regarding private placements of newly issued shares in connection with mergers and acquisitions Mgmt For TNA N/A 15 Deadline for calling an extraordinary general meeting until the next annual general meeting Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- TOSHIBA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6502 CINS J89752117 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nishida, Atsutoshi Mgmt For For For 1.2 Elect Director Sasaki, Norio Mgmt For For For 1.3 Elect Director Muromachi, Masashi Mgmt For For For 1.4 Elect Director Muraoka, Fumio Mgmt For For For 1.5 Elect Director Horioka, Hiroshi Mgmt For For For 1.6 Elect Director Hirabayashi, Hiroshi Mgmt For For For 1.7 Elect Director Sasaki, Takeshi Mgmt For For For 1.8 Elect Director Kosugi, Takeo Mgmt For For For 1.9 Elect Director Shimomitsu, Hidejiro Mgmt For For For 1.10 Elect Director Tanaka, Hisao Mgmt For For For 1.11 Elect Director Kitamura, Hideo Mgmt For For For 1.12 Elect Director Watanabe, Toshiharu Mgmt For For For 1.13 Elect Director Kubo, Makoto Mgmt For For For 2 Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of Work Logs Used in Fraudulent Billing of NEDO ShrHldr Against Against For 3 Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Employee's Refusal Document to Fabricate Work Logs Used in Behind Fraudulent Billing of NEDO ShrHldr Against Against For 4 Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Keihin Office Head Warned About Fraudulent Billing of NEDO ShrHldr Against Against For 5 Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin Office ShrHldr Against Against For 6 Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Document Notifying Then-President Sato of Fraudulent Billing of NEDO ShrHldr Against Against For 7 Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of M.O. and Employee Criminal Awareness in Fraudulent Billing of NEDO ShrHldr Against Against For 8 Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained Punishments) ShrHldr Against Against For 9 Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Seven Measures Taken by Headquarters in NEDO Affair ShrHldr Against Against For 10 Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in NEDO Affair ShrHldr Against Against For 11 Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Who Was Responsible for the NEDO Affair and Coverup ShrHldr Against Against For 12 Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings ShrHldr Against Against For 13 Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals ShrHldr Against For Against 14 Amend Articles to Systematize and Disclose Punitive Action Against Directors ShrHldr Against Against For 15 Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action ShrHldr Against Against For 16 Amend Articles to Require Disclosure to Mainichi Shimbun of Specific Accomplishments and Compensation of Each Officer, and Costs Incurred in their Hiring ShrHldr Against Against For 17 Amend Articles to Require Disclosure to Yomiuri Shimbun of Reasons for Retaining, Specific Tasks/Accomplishments, Compensation and Cost Incurred to Recruit Consultants and Friends of the Firm ShrHldr Against Against For 18 Amend Articles to Require Disclosure to Asahi Shimbun of Number, Positions Held, Origin Agencies of All Hires of Civil Servants, with Annual Breakdown of Revenue from Each Agency ShrHldr Against Against For 19 Amend Articles to Mandate JPY 2200 an Hour Minimum Wage to Temporary Workers ShrHldr Against Against For 20 Amend Articles to Mandate JPY 5 per Share Minimum Dividend per Year for Five Years ShrHldr Against Against For 21.1 Appoint Shareholder Nominee Watanabe, Seigo to the Board ShrHldr Against Against For 21.2 Appoint Shareholder Nominee Koyama, Yoshio to the Board ShrHldr Against Against For 21.3 Appoint Shareholder Nominee Ozono, Jiro to the Board ShrHldr Against Against For 21.4 Appoint Shareholder Nominee Shintani, Masataka to the Board ShrHldr Against Against For 21.5 Appoint Shareholder Nominee Isu, Yuichiro to the Board ShrHldr Against Against For 21.6 Appoint Shareholder Nominee Tanigawa, Kazuo to the Board ShrHldr Against Against For 21.7 Appoint Shareholder Nominee Hatano, Koichi to the Board ShrHldr Against Against For 21.8 Appoint Shareholder Nominee Miki, Yoshiaki to the Board ShrHldr Against Against For 21.9 Appoint Shareholder Nominee Sasaki, Tomohiko to the Board ShrHldr Against Against For 21.10 Appoint Shareholder Nominee Miyamoto, Toshiki to the Board ShrHldr Against Against For 21.11 Appoint Shareholder Nominee Oshima, Toshiyuki to the Board ShrHldr Against Against For 21.12 Appoint Shareholder Nominee Sato, Fumio to the Board ShrHldr Against Against For 21.13 Appoint Shareholder Nominee Nishimuro, Taizo to the Board ShrHldr Against Against For 21.14 Appoint Shareholder Nominee Okamura, Tadashi to the Board ShrHldr Against Against For 21.15 Appoint Shareholder Nominee Shimagami, Kiyoaki to the Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6 Reelect Patricia Barbizet as Director Mgmt For Against Against 7 Reelect Paul Desmarais Jr. as Director Mgmt For Against Against 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Director Mgmt For For For 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 12 Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6 Reelect Patricia Barbizet as Director Mgmt For Against Against 7 Reelect Paul Desmarais Jr. as Director Mgmt For Against Against 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Director Mgmt For For For 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 12 Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TOYO TANSO CO.,LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J92689108 08/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Amend Articles to: Reduce Business Lines, Reduce Term of Office of Directors to One Year Mgmt For Against Against 3 Appoint a Director Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Corporate Auditor Mgmt For For For 10 Appoint a Corporate Auditor Mgmt For For For 11 Appoint a Corporate Auditor Mgmt For For For 12 Appoint a Corporate Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TRICAN WELL SERVICE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCW CUSIP 895945103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2.1 Elect Director Kenneth M. Bagan Mgmt For For For 2.2 Elect Director G. Allen Brooks Mgmt For For For 2.3 Elect Director Murray L. Cobbe Mgmt For For For 2.4 Elect Director Dale M. Dusterhoft Mgmt For For For 2.5 Elect Director Donald R. Luft Mgmt For For For 2.6 Elect Director Kevin L. Nugent Mgmt For For For 2.7 Elect Director Douglas F. Robinson Mgmt For For For 3 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TRUWORTHS INTERNATIONAL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS TRU ISIN ZAE000028296 11/04/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Year Ended 27 June 2010 Mgmt For For For 2.1 Re-elect Hilton Saven as Director Mgmt For For For 2.2 Re-elect Michael Thompson as Director Mgmt For For For 2.3 Re-elect Sisa Ngebulana as Director Mgmt For For For 3 Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital Mgmt For For For 4 Authorise Repurchase of Up to 20 Percent of Issued Share Capital Mgmt For For For 5 Reappoint Ernst & Young Inc as Auditors and Tina Rookledge as the Registered Auditor and Authorise the Audit Committee to Determine Their Remuneration Mgmt For For For 6.1 Approve Remuneration of Non-executive Chairman Mgmt For For For 6.2 Approve Remuneration of Non-Executive Directors Mgmt For For For 6.3 Approve Remuneration of Audit Committee Chairman Mgmt For For For 6.4 Approve Remuneration of Audit Committee Members Mgmt For For For 6.5 Approve Remuneration of Remuneration Committee Chairman Mgmt For For For 6.6 Approve Remuneration of Remuneration Committee Members Mgmt For For For 6.7 Approve Remuneration of Risk Committee Members Mgmt For For For 6.8 Approve Remuneration of Non-executive Committee Chairman Mgmt For For For 6.9 Approve Remuneration of Non-executive Committee Members Mgmt For For For 7.1 Reappoint Michael Thompson as Member of the Audit Committee Mgmt For For For 7.2 Reappoint Rob Dow as Member of the Audit Committee Mgmt For For For 7.3 Reappoint Hilton Saven as Member of the Audit Committee Mgmt For For For 8.1 Confirm the Maximum Number of Shares that May be Utilised for the Purpose of the Truworths International Limited Share Trust Mgmt For For For 8.2 Confirm the Maximum Number of Scheme Shares that Any One Participant May Hold at Any Time Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UGL LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Q927AA102 10/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Approve the remuneration report Mgmt For For For 3 Re-elect Mr. Richard Humphry as a Director Mgmt For For For 4 Election of Ms. Kate Spargo as a Director Mgmt For For For 5 Approve the previous issue of options Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ULTRA ELECTRONICS HLDGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9187G103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 To receive the Company's annual accounts for the financial year ended 31 December 2010 Mgmt For For For 2 To declare a final dividend for the year ended 31 December 2010 of 24.0p per ordinary share Mgmt For For For 3 To approve the Remuneration report for the financial year ended 31 Dec-10 Mgmt For For For 4 To re-elect Mr. D. Caster as a Director Mgmt For For For 5 To re-elect Mr. C. Bailey as a Director (member of the Audit, Nominations and Remuneration Committees) Mgmt For For For 6 To re-elect Mr. I. Griffiths as a Director (member of the Audit, Nominations and Remuneration Committees) Mgmt For For For 7 To re-elect Sir Robert Walmsley as a Director (member of the Audit, Nominations and Remuneration Committees) Mgmt For For For 8 To re-elect Mr. P. Dean as a Director Mgmt For For For 9 To re-elect Mr. A. Hamment as a Director Mgmt For For For 10 To re-elect Mr. R. Sharma as a Director Mgmt For For For 11 To re-appoint Deloitte LLP as auditors Mgmt For For For 12 To authorise the Directors to fix the auditors' remuneration Mgmt For Against Against 13 To authorise the Directors to allot shares Mgmt For Against Against 14 To disapply pre-emption rights Mgmt For Against Against 15 To authorise the Company to purchase its own shares Mgmt For For For 16 To permit General Meetings to be held on 14 days' notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGPA4 ISIN BRUGPAACNPR5 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 16 Re: Change Length of Term of Administrators Mgmt For For For 2 Consolidate Bylaws Mgmt For For For 3 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 4 Approve Capital Budget for Upcoming Fiscal Year Mgmt For For For 5 Approve Allocation of Income Mgmt For For For 6 Elect Directors and Approve Remuneration Mgmt For For For 7 Re-Ratify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Approved at AGM on April 28, 2010 Mgmt For Abstain Against 8 Elect Fiscal Council Members and Approve their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS UGPA4 ISIN BRUGPAACNPR5 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Convert Preferred Shares into Common Shares Mgmt For For For 2 Confirm that Tag-Along Rights in Proposed Draft of Bylaws are Equivalent to Provisions in the March 22, 2000, Controlling Shareholders' Agreement. Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Authorize Filing of Documents Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Dividends Mgmt For For For 2 Authorize Filing of Documents Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Board (Non-Voting) Mgmt N/A N/A N/A 2 Approve Financial Statements and Allocation of Income Mgmt For For For 3 Approve Discharge of Executive Board Members Mgmt For For For 4 Approve Discharge of Non-Executive Board Members Mgmt For For For 5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For For 6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For For 7 Reelect L.O. Fresco to Board of Directors Mgmt For For For 8 Reelect A.M. Fudge to Board of Directors Mgmt For For For 9 Reelect C.E. Golden to Board of Directors Mgmt For For For 10 Reelect B.E. Grote to Board of Directors Mgmt For For For 11 Reelect H. Nyasulu to Board of Directors Mgmt For For For 12 Reelect M. Rifkind to Board of Directors Mgmt For For For 13 Reelect K.J. Storm to Board of Directors Mgmt For For For 14 Reelect M. Treschow to Board of Directors Mgmt For For For 15 Reelect P.S. Walsh to Board of Directors Mgmt For For For 16 Elect S. Bharti Mittal to Board of Directors Mgmt For For For 17 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 18 Approve Authorization to Cancel Ordinary Shares Mgmt For For For 19 Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights Mgmt For For For 20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For 21 Allow Questions and Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CINS G92087165 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Re-elect Jean-Marc Huet as Director Mgmt For For For 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Director Mgmt For For For 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For For 10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For For 11 Re-elect Kees Storm as Director Mgmt For For For 12 Re-elect Michael Treschow as Director Mgmt For For For 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sunil Bharti Mittal as Director Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Expenditure Mgmt For For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 22 Amend Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED ARROWS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J9426H109 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Profits Mgmt For For For 2 Appoint a Corporate Auditor Mgmt For For For 3 Appoint a Corporate Auditor Mgmt For For For 4 Approve Adoption of Anti-Takeover Defense Measures Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OY (FORMERLY KYMMENE CORP.) TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.55 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR120,000 for Vice Chairman, and EUR 95,000 for Other Directors Mgmt For For For 11 Fix Number of Directors at Nine Mgmt For For For 12 Reelect Bjorn Wahlroos, Berndt Brunow, Matti Alahuhta, Karl Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala, and Robert Routs as Directors Mgmt For For For 13 Approve Remuneration of Auditors Mgmt For For For 14 Reelect PricewaterhouseCoopers Oy as Auditors Mgmt For For For 15 Authorize Repurchase of up to 51 Million Issued Shares Mgmt For For For 16 Amend Terms and Conditions of 2007 Stock Option Plan Mgmt For For For 17 Approve Charitable Donations of up to EUR 1 Million Mgmt For For For 18 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- USHIO INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS J94456118 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Please reference meeting materials. N/A N/A N/A N/A 2 Approve Appropriation of Retained Earnings Mgmt For For For 3 Amend Articles to: Increase Auditors Board Size to 6 Mgmt For For For 4 Appoint a Director Mgmt For For For 5 Appoint a Director Mgmt For For For 6 Appoint a Director Mgmt For For For 7 Appoint a Director Mgmt For For For 8 Appoint a Director Mgmt For For For 9 Appoint a Director Mgmt For For For 10 Appoint a Director Mgmt For For For 11 Appoint a Director Mgmt For For For 12 Appoint a Director Mgmt For For For 13 Appoint a Director Mgmt For For For 14 Appoint a Corporate Auditor Mgmt For Against Against 15 Appoint a Corporate Auditor Mgmt For Against Against 16 Appoint a Corporate Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 ISIN BRVALEACNPA3 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011 Mgmt For For For 3 Elect Directors Mgmt For Abstain Against 4 Elect Fiscal Council Members Mgmt For Abstain Against 5 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For Abstain Against ---------------------------------------------------------------------------------------------------------------- VALE S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 ISIN BRVALEACNPA3 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Reserves Without Share Issuance and Amend Article 5 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911K102 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert A. Ingram as Director Mgmt For For For 1.2 Elect Theo Melas-Kyriazi as Director Mgmt For For For 1.3 Elect G. Mason Morfit as Director Mgmt For For For 1.4 Elect Laurence E. Paul as Director Mgmt For For For 1.5 Elect J. Michael Pearson as Director Mgmt For For For 1.6 Elect Robert N. Power as Director Mgmt For For For 1.7 Elect Norma A. Provencio as Director Mgmt For For For 1.8 Elect Lloyd M. Segal as Director Mgmt For For For 1.9 Elect Katharine Stevenson as Director Mgmt For For For 1.10 Elect Michael R. Van Every as Director Mgmt For For For 2 Advisory Vote on Executive Compensation Approach Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CINS F96221126 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Ratify Appointment of Ulrike Steinhorst as Director Mgmt For For For 4 Reelect Jacques Aschenbroich as Director Mgmt For For For 5 Reelect Gerard Blanc as Director Mgmt For For For 6 Reelect Pascal Colombani as Director Mgmt For For For 7 Reelect Michel de Fabiani as Director Mgmt For For For 8 Reelect Michael Jay as Director Mgmt For For For 9 Reelect Helle Kristoffersen as Director Mgmt For For For 10 Reelect Georges Pauget as Director Mgmt For For For 11 Elect Thierry Moulonguet as Director Mgmt For For For 12 Approve Severance Payment Agreement with Jacques Aschenbroich Mgmt For Against Against 13 Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Mgmt For For For 14 Approve Allocation of Income and Dividends of EUR 1.20 per Share Mgmt For For For 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 16 Amend Article 14.1 of Bylaws Re: Length of Terms for Directors Mgmt For For For 17 Amend Article 14.4 of Bylaws Re: Shareholding Requirements for Directors Mgmt For For For 18 Amend Article 23.3 of Bylaws Re: Attendance to General Meetings Mgmt For For For 19 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million Mgmt For For For 20 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 46 Million Mgmt For For For 21 Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value Mgmt For For For 22 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For 23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 24 Approve Employee Stock Purchase Plan Mgmt For For For 25 Authorize up to 660,000 Shares for Use in Stock Option Plan Mgmt For For For 26 Authorize up to 540,000 Shares for Use in Restricted Stock Plan Mgmt For Against Against 27 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALEO SA, PARIS TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F96221126 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. " N/A N/A N/A N/A 2 French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resid N/A N/A N/A N/A 3 The shareholders' meeting, having considered the reports of the chairman of the board of directors, the board of directors and the auditors, approves the company's financial statements for the year ending in 2010, as presented Mgmt For For For 4 The shareholders' meeting, having heard the reports of the chairman of the board of directors, the board of directors and the auditors, approves the consolidated financial statements for the said financial year, in the form presented to the meeting Mgmt For For For 5 The shareholders' meeting ratifies the co-optation of Mrs. Ulrike Stein Horst as director, to replace Mr. Behdad Alizadeh, for the remainder of Mr. Behdad Alizadeh's term of office, i.e. until the shareholders' meeting called to approve the financial stat Mgmt For For For 6 The shareholders' meeting renews the appointment of Mr. Jacques Aschenbroich as director for a 4-year period Mgmt For For For 7 The shareholders' meeting renews the appointment of Mr. Gerard Blanc as director for a 4-year period Mgmt For For For 8 The shareholders' meeting renews the appointment of Mr. Pascal Colombani as director for a 4-year period Mgmt For For For 9 The shareholders' meeting renews the appointment of Mr. Michel De Fabiani as director for a 4-year period Mgmt For For For 10 The shareholders' meeting renews the appointment of Mr. Michael Jay as director for a 4-year period Mgmt For For For 11 The shareholders' meeting renews the appointment of Mrs. Helle Kristoffersen as director for a 4-year period Mgmt For For For 12 The shareholders' meeting renews the appointment of Mr. Georges Pauget as director for a 4-year period Mgmt For For For 13 The shareholders' meeting appoints a director Mr. Thierry Moulonguet for a 4-year period Mgmt For For For 14 The shareholders' meeting, after hearing the special report of the auditors on agreements governed by article L.225-42-1 of the French Commercial Code, approves the new commitment of the severance pay taken by the company in favour of Mr. Jacques Aschenbr Mgmt For Against Against 15 The shareholders' meeting, after hearing the special report of the auditors on agreements governed by articles L.225-38 and L.225-40 to L.22 5-42 of the French Commercial Code, having noticed that there is no new agreement authorized by the board of direc Mgmt For Against Against 16 The shareholders' meeting notes that: the profits for the financial year are of EUR 126,047,129.89. The prior retained earnings are of EUR 1,250,534,471.81 i.e. a distributable income of EUR 1,376,581,601.70, and, resolves to appropriate the distributable Mgmt For For For 17 The shareholders' meeting authorizes the board of directors to buy back the company's shares on the open market, subject to the conditions described below: maximum purchase price: EUR 70.00, maximum number of shares to be acquired: 10 per cent of the shar Mgmt For Against Against 18 The shareholders' meeting decides to amend article nr 14.1 of the bylaws: 'period of the administrators' term of office - age limit - conditions - remuneration' Mgmt For For For 19 The shareholders' meeting decides t o amend article nr 14.4 of the bylaws: 'period of the administrators' term of office' Mgmt For Against Against 20 The shareholders' meeting decides t o amend article nr 23 of the bylaws 'attendance and representation to the meetings' Mgmt For For For 21 The shareholders' meeting delegates all powers to the Board of Directors to increase on one or more occasions, in France or abroad, the share capital, by issuance, with the shareholders' preferred subscription rights maintained, of shares (the preference Mgmt For Against Against 22 CONTD The shareholders' meeting delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities. The present delegation is given for a 26-month period. It supersedes the part unused of any and all ear N/A N/A N/A N/A 23 The shareholders' meeting delegates all powers to the board of directors to increase on one or more occasions, in France or abroad, the share capital, by issuance through a public offering, with cancellation of preferred subscription rights, of shares (th Mgmt For Against Against 24 The shareholders' meeting delegates to the board of directors all powers in order to increase the share capital, in one or more occasions and at its sole discretion, by a maximum nominal amount of EUR 40,000,000.00, by way of capitalizing premiums, reserv Mgmt For Against Against 25 The shareholders' meeting resolves that the board of directors may decide to increase the number of securities to be issued in the event of a capital increase with or without preferential subscription right of shareholders, at the same price as the initia Mgmt For Against Against 26 The shareholders' meeting grants all powers to the board of directors to reduce the share capital, on one or more occasions and at its sole discretion, by cancelling all or part of the shares held by the company in connection with the limits authorized by Mgmt For Against Against 27 The shareholders' meeting authorises the board of directors to increase the share capital, on one or more occasions, by way of issuing shares or securities giving access to the share capital, in favour of members of one or several company savings plan. Th Mgmt For Against Against 28 The shareholders' meeting delegates to the board of directors all powers to grant, in one or more transactions, to employees and corporate officers of the company and related groups or companies, options giving the right to purchase existing shares purcha Mgmt For Against Against 29 The shareholders' meeting authorizes the board of directors to grant, for free, on one or more occasions, existing or future shares of the company, in favour of beneficiaries to be chosen by it among employees of the company or related groups or companies Mgmt For Against Against 30 The shareholders' meeting grants full powers to the bearer of an original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by law Mgmt For Against Against 31 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RESOLUTION 20 AND RECEIVED DIRECTOR NAME FOR RESOLUTION NO. O.11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGI N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- VITERRA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VT CUSIP 92849T108 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Birks as Director Mgmt For For For 1.2 Elect Vic Bruce as Director Mgmt For For For 1.3 Elect Thomas Chambers as Director Mgmt For For For 1.4 Elect Paul Daniel as Director Mgmt For For For 1.5 Elect Bonnie DuPont as Director Mgmt For For For 1.6 Elect Perry Gunner as Director Mgmt For For For 1.7 Elect Tim Hearn as Director Mgmt For For For 1.8 Elect Dallas Howe as Director Mgmt For For For 1.9 Elect Kevin Osborn as Director Mgmt For For For 1.10 Elect Herb Pinder Jr. as Director Mgmt For For For 1.11 Elect Larry Ruud as Director Mgmt For For For 1.12 Elect Mayo Schmidt as Director Mgmt For For For 1.13 Elect Max Venning as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For 3 Approve Key Employee Share Unit Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 4 Approve Allocation of Income and Dividends of EUR 1.40 per Share Mgmt For For For 5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For For 6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For For 7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For For 8 Appoint KPMG SA as Auditor Mgmt For For For 9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 11 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 12 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan (New Shares) Mgmt For For For 13 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 14 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion Mgmt For For For 15 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For For 16 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 Mgmt For For For 17 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For For 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Mgmt For For For 20 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For For 21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For For 22 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Approve Dividends Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Aud Mgmt For For For 19 Auth Issuance with Preemptive Rgts Mgmt For For For 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Program Mgmt For For For 22 Adopt New Articles/Charter Mgmt For For For 23 Authorize the Company to Call EGM with Two Weeks? Notice Mgmt For For For 24 Approve Stock-for-Salary/Bonus Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Fin Statmnts & Statut Rpts Mgmt For For For 2 Elect Directors Mgmt For For For 3 Elect Directors Mgmt For For For 4 Elect Directors Mgmt For For For 5 Elect Directors Mgmt For For For 6 Elect Directors Mgmt For For For 7 Elect Directors Mgmt For For For 8 Elect Directors Mgmt For For For 9 Elect Directors Mgmt For For For 10 Elect Directors Mgmt For For For 11 Elect Directors Mgmt For For For 12 Elect Directors Mgmt For For For 13 Elect Directors Mgmt For For For 14 Elect Directors Mgmt For For For 15 Approve Dividends Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Ratify Auditors Mgmt For For For 18 Auth Brd to Fix Remuneration of Aud Mgmt For For For 19 Auth Issuance with Preemptive Rgts Mgmt For For For 20 Appr Issuance w/o Preemptive Rgts Mgmt For For For 21 Authorize Share Repurchase Program Mgmt For For For 22 Adopt New Articles/Charter Mgmt For For For 23 Authorize the Company to Call EGM with Two Weeks? Notice Mgmt For For For 24 Approve Stock-for-Salary/Bonus Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLVB CUSIP 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Board and Committee Reports Mgmt N/A N/A N/A 8 Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Allocation of Income and Dividends of SEK 2.50 per Share Mgmt For For For 11 Approve Discharge of Board and President Mgmt For For For 12 Determine Number of Members (9) and Deputy Members (0) of Board Mgmt For For For 13 Approve Remuneration of Directors in the Amount of SEK 1.8 Million for the Chairman and SEK 600,000 for Other Members; Approve Remuneration for Committee Work Mgmt For For For 14 Reelect Peter Bijur, Jean-Baptiste Duzan, Leif Johansson, Hanne de Mora, Anders Nyren, Louis Schweitzer (Chair), Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors Mgmt For For For 15 Elect Louis Schweitzer, Jean-Baptiste Duzan, Carl-Olof By, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee Mgmt For For For 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 17 Amend Articles Re: Share Classes and Share Limits; Allow Voluntary Conversion of Class-A Shares into Class-B Shares ShrHldr N/A For N/A 18.1 Approve 2011-2013 Share Matching Plan Mgmt For For For 18.2 Approve Transfer of Shares to Participants of the 2011-2013 Share Matching Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WARTSILA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS WRT1V CUSIP X98155116 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports, and the Auditor's Report; Receive Review by the CEO Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 1.75 Per Share; Authorize Board to Distribute Special Dividend of EUR 1.00 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Annual Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Deputy Chairman, and EUR 60,000 for Other Directors; Approve Attendence Fee Mgmt For For For 11 Fix Number of Directors at Nine Mgmt For For For 12 Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Bertel Langenskiold, Mikael Lilius (Chair), and Matti Vuoria (Vice-Chair) as Directors; Elect Lars Josefsson and Markus Rauramo as New Directors Mgmt For For For 13 Approve Remuneration of Auditors Mgmt For For For 14 Reelect KPMG as Auditor Mgmt For For For 15 Approve 1:2 Stock Split Mgmt For For For 16 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- WENDEL TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CINS F98370103 05/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 1.25 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For Against Against 5 Reelect Didier Cherpitel as Supervisory Board Member Mgmt For Against Against 6 Elect Humbert de Wendel as Supervisory Board Member Mgmt For Against Against 7 Elect Gerard Buffiere as Supervisory Board Member Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 9 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million Mgmt For Against Against 10 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million Mgmt For Against Against 11 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For Against Against 12 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For Against Against 13 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For For 14 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 15 Approve Employee Stock Purchase Plan Mgmt For For For 16 Authorize up to 0.8 Percent of Issued Capital for Use in Stock Option Plan Mgmt For Against Against 17 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9021 CINS J95094108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 4000 Mgmt For For For 2 Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors Mgmt For For For 3 Elect Director Yabuki, Shizuka Mgmt For For For 4.1 Appoint Statutory Auditor Koide, Noboru Mgmt For For For 4.2 Appoint Statutory Auditor Iwasaki, Tsutomu Mgmt For For For 4.3 Appoint Statutory Auditor Uno, Ikuo Mgmt For Against Against 4.4 Appoint Statutory Auditor Katsuki, Yasumi Mgmt For For For 5 Remove Director Nishikawa, Naoki from Office ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 Mgmt N/A N/A N/A 2 Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 Mgmt For For For 3.1 Elect Elizabeth Blomfield Bryan as a Director Mgmt For For For 3.2 Elect Peter John Oswin Hawkins as a Director Mgmt For For For 3.3 Elect Carolyn Judith Hewson as a Director Mgmt For For For 4 Approve the Grant of Up to A$1.44 Million Worth of Shares Under the CEO Restricted Rights Plan and 176,125 Performance Rights Under the CEO Performance Rights Plan to Gail Patricia Kelly, Managing Director and CEO Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WIENERBERGER AG, WIEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS A95384110 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Austria ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Presentation of the approved Annual Financial Statements for the 2010 financial year and Review of Operations for the company, which was combined with the Review of Operations for the group, as well as the Corporate Governance Report, the Consolidated Fin N/A N/A N/A N/A 2 Resolution on the use of profit as shown in the Annual Financial Statements for 2010 Mgmt For For For 3 Resolution on the release of the members of the Managing Board from liability for the 2010 financial year Mgmt For For For 4 Resolution on the release of the members of the Supervisory Board from liability for the 2010 financial year Mgmt For For For 5 Amendment of the Articles of Association (article 15 - Remuneration of the Supervisory Board) Mgmt For For For 6 Resolution on the remuneration of the members of the Supervisory Board Mgmt For For For 7 Elections to the Supervisory Board: Dkfm. Fink Mgmt For For For 8 Elections to the Supervisory Board: Mag. Nograsek Mgmt For For For 9 Elections to the Supervisory Board: Dr. Rasinger Mgmt For For For 10 Elections to the Supervisory Board: DDr. Prehofer Mgmt For For For 11 Election of the auditor of the Annual Financial Statements and Consolidated Financial Statements for the 2011 financial year Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRW CINS G62748119 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Ian Gibson as Director Mgmt For For For 5 Re-elect Dalton Philips as Director Mgmt For For For 6 Re-elect Richard Pennycook as Director Mgmt For For For 7 Re-elect Philip Cox as Director Mgmt For For For 8 Re-elect Penny Hughes as Director Mgmt For For For 9 Re-elect Nigel Robertson as Director Mgmt For For For 10 Re-elect Johanna Waterous as Director Mgmt For For For 11 Reappoint KPMG Audit plc as Auditors Mgmt For For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CINS Q98418108 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 27, 2010 Mgmt N/A N/A N/A 2 Approve the Remuneration Report for the Fiscal Year Ended June 27, 2010 Mgmt For For For 3.1 Elect Jayne Hrdlicka as a Director Mgmt For For For 3.2 Elect Stephen Mayne as a Director ShrHldr Against Against For 3.3 Elect Ian John Macfarlane Mgmt For For For 4 Approve the Woolworths Long Term Incentive Plan Mgmt For For For 5 Approve the Amendments to the Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions Mgmt For For For 6 Approve the Increase in the Remuneration of Non-Executive Directors to A$4 Million Per Annum Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve the Corporate Responsibility Report Mgmt For For For 4 Amend Articles of Association Re: Annual Re-election of Directors Mgmt For For For 5 Elect Ruigang Li as Director Mgmt For For For 6 Elect Solomon Trujillo as Director Mgmt For For For 7 Re-elect Colin Day as Director Mgmt For For For 8 Re-elect Esther Dyson as Director Mgmt For For For 9 Re-elect Orit Gadiesh as Director Mgmt For For For 10 Re-elect Philip Lader as Director Mgmt For For For 11 Re-elect Stanley Morten as Director Mgmt For For For 12 Re-elect Koichiro Naganuma as Director Mgmt For For For 13 Re-elect Lubna Olayan as Director Mgmt For For For 14 Re-elect John Quelch as Director Mgmt For For For 15 Re-elect Mark Read as Director Mgmt For For For 16 Re-elect Paul Richardson as Director Mgmt For For For 17 Re-elect Jeffrey Rosen as Director Mgmt For For For 18 Re-elect Timothy Shriver as Director Mgmt For For For 19 Re-elect Sir Martin Sorrell as Director Mgmt For For For 20 Re-elect Paul Spencer as Director Mgmt For For For 21 Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration Mgmt For For For 22 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 23 Approve Increase in Maximum Annual Aggregate Fees of the Directors Mgmt For For For 24 Approve Scrip Dividend Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Further Deferral of Awards due to Sir Martin Sorrell under the WPP Group plc 2004 Leadership Equity Acquisition Plan (2004 LEAP) Being the Award Granted in 2004 and the UK Part of the Award Granted in 2005 Mgmt For For For 2 Approve the Deferral at the Election of Sir Martin Sorrell, Subject to Certain Conditions, of the US Part of the Award Due to Him under the 2004 LEAP Granted in 2005 Mgmt For For For 3 Approve the Deferral of the UK Part of the Award due to Sir Martin Sorrell under the 2004 LEAP Granted in 2006 Mgmt For For For 4 Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the 2004 LEAP Granted in 2007 and 2008 Mgmt For For For 5 Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the WPP plc Leadership Equity Acquisition Plan III Granted in 2009 Mgmt For For For 6 Approve the Further Deferral of the Awards due to Sir Martin Sorrell under the Deferred Stock Units Awards Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WS ATKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9809D108 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Accept Corporate Responsibility Review Mgmt For For For 4 Approve Final Dividend Mgmt For For For 5 Elect Allan Cook as Director Mgmt For For For 6 Re-elect Fiona Clutterbuck as Director Mgmt For For For 7 Re-elect Alun Griffiths as Director Mgmt For For For 8 Re-elect Sir Peter Williams as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 11 Authorise EU Political Donations and Expenditure Mgmt For For For 12 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 13 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 16 Authorise Market Purchase Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WYNN MACAU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 01128 CINS G98149100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2.1 Reelect Linda Chen as Executive Director Mgmt For For For 2.2 Reelect Allan Zeman as Non-Executive Director Mgmt For For For 2.3 Reelect Bruce Rockowitz as Independent Non-Executive Director Mgmt For For For 2.4 Authorize Board to Fix Remuneration of Directors Mgmt For For For 3 Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTA CINS G9826T102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For Against Against 4 Re-elect Mick Davis as Director Mgmt For For For 5 Re-elect Dr Con Fauconnier as Director Mgmt For For For 6 Re-elect Ivan Glasenberg as Director Mgmt For For For 7 Re-elect Peter Hooley as Director Mgmt For For For 8 Re-elect Claude Lamoureux as Director Mgmt For For For 9 Re-elect Trevor Reid as Director Mgmt For For For 10 Re-elect Sir Steve Robson as Director Mgmt For For For 11 Re-elect David Rough as Director Mgmt For For For 12 Re-elect Ian Strachan as Director Mgmt For For For 13 Re-elect Santiago Zaldumbide as Director Mgmt For For For 14 Elect Sir John Bond as Director Mgmt For For For 15 Elect Aristotelis Mistakidis as Director Mgmt For For For 16 Elect Tor Peterson as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration Mgmt For For For 18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 20 Authorise the Company to Call EGM with Not Less Than 20 Clear Days' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YIT OYJ, HELSINKI TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X9862Q104 03/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE R N/A N/A N/A N/A 2 Opening of the meeting N/A N/A N/A N/A 3 Election of the chairman and calling the secretary of the meeting N/A N/A N/A N/A 4 Election of persons to scrutinise the minutes and supervise the counting of votes N/A N/A N/A N/A 5 Adoption of the list of votes N/A N/A N/A N/A 6 Recording the legality of the meeting N/A N/A N/A N/A 7 Review by the president and CEO, presentation of the financial statements for 2010, the report of the board of directors, the consolidated financial statements and the auditor's report for the year 2010 N/A N/A N/A N/A 8 Adoption of the financial statements and the consolidated financial statements Mgmt For For For 9 Resolution on the measures warranted by the profit shown on the adopted balance sheet. the board proposes a dividend of EUR 0.65 per share be paid Mgmt For For For 10 Decision on the record date and payment date for dividends Mgmt For For For 11 Discharge of the members of the board of directors and the president and CEO from liability Mgmt For For For 12 Resolution on the number of members of the board of directors. the board's nomination and rewards committee proposes that seven members be elected to the board Mgmt For For For 13 Resolution on the remuneration of the chairman, vice chairman and members of the board of directors Mgmt For For For 14 Decision on the remuneration of the auditor Mgmt For For For 15 Election of the chairman, the vice chairman and the members of the board of directors. the board's nomination and rewards committee proposes that H. Ehrnrooth be elected as the chairman and R. Hanhinen as the vice chairman of the board and K. Gran, E. Hal Mgmt For For For 16 Election of the auditor. the audit committee of the board proposes that PricewaterhouseCoopers Oy be elected as company's auditor Mgmt For For For 17 Authorising the board of directors to decide on the repurchase of the company's own shares Mgmt For For For 18 Amendment of the company's articles of association. the board proposes that sections 2, 4, 8 and 9 be amended Mgmt For For For 19 Closing of the meeting N/A N/A N/A N/A 20 PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. N/A N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ZEHNDER GROUP AG, GRAENICHEN TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS H97354155 05/20/2011 Take No Action MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECON N/A N/A TNA N/A 2 Approval of the 2010 annual report (parent company accounts, annual report, consolidated financial statements) Mgmt For TNA N/A 3 Discharge of the board of directors Mgmt For TNA N/A 4 Appropriation of balance sheet profit Mgmt For TNA N/A 5 Reduction of share capital and repayment of par value Mgmt For TNA N/A 6 Share split Mgmt For TNA N/A 7 Amendment of articles of association resulting from 3.2 and 3.3, and partial revision of the articles of association Mgmt For TNA N/A 8 Re-election of Thomas Benz Mgmt For TNA N/A 9 Re-election of Enrico Tissi Mgmt For TNA N/A 10 Re-election of Hans-Peter Zehnder Mgmt For TNA N/A 11 Election of the statutory auditor KPMG AG, Basel Mgmt For TNA N/A ---------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ZURN CUSIP H9870Y105 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 2.2 Approve Transfer of CHF 2.49 Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share Mgmt For For For 3 Approve Discharge of Board and Senior Management Mgmt For For For 4.1 Amend Articles Re: Election of Special Auditor for Capital Increases Mgmt For For For 4.2 Amend Articles Re: Contributions in Kind Mgmt For For For 5.1 Reelect Manfred Gentz as Director Mgmt For For For 5.2 Reelect Fred Kindle as Director Mgmt For For For 5.3 Reelect Tom de Swaan as Director Mgmt For For For 5.4 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Partner International Stock Fund ---------------------------------------------------------------------------------------------------------------- ACERGY SA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS L00306107 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Acquisition of Subsea 7 Inc., Increase in Authorized Share Capital, and Article Amendments Including Change of Company Name to Subsea 7 S.A. Mgmt For For For 2 Elect Board of Combined Entity (Bundled) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ADECCO SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ADEN CINS H00392318 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 2.2 Transfer Total Dividend Amount from Capital Contribution Reserves to Free Reserves and Distribute Dividend of CHF 1.10 per Share Mgmt For For For 3 Approve Discharge of Board and Senior Management Mgmt For For For 4.1 Reelect Jakob Baer as Director Mgmt For For For 4.2 Reelect Rolf Doerig as Director Mgmt For For For 4.3 Reelect Alexander Gut as Director Mgmt For For For 4.4 Reelect Andreas Jacobs as Director Mgmt For For For 4.5 Reelect Thomas O'Neill as Director Mgmt For For For 4.6 Reelect David Prince as Director Mgmt For For For 4.7 Reelect Wanda Rapaczynski as Director Mgmt For For For 4.8 Elect Didier Lamouche as Director Mgmt For For For 5 Ratify Ernst & Young SA as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AEON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8267 CINS J00288100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Hayashi, Naoki Mgmt For For For 1.2 Elect Director Okada, Motoya Mgmt For For For 1.3 Elect Director Mori, Yoshiki Mgmt For For For 1.4 Elect Director Toyoshima, Masaaki Mgmt For For For 1.5 Elect Director Kurashige, Hideki Mgmt For For For 1.6 Elect Director Ikuta, Masaharu Mgmt For For For 1.7 Elect Director Sueyoshi, Takejiro Mgmt For Against Against 1.8 Elect Director Tadaki, Keiichi Mgmt For For For 1.9 Elect Director Sato, Ken Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AGRIUM INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGU CUSIP 008916108 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors Mgmt For For For 1.1 Elect Director Ralph S. Cunningham Mgmt For For For 1.2 Elect Director Russell K. Girling Mgmt For For For 1.3 Elect Director Susan A. Henry Mgmt For For For 1.4 Elect Director Russell J. Horner Mgmt For For For 1.5 Elect Director David J. Lesar Mgmt For For For 1.6 Elect Director John E. Lowe Mgmt For For For 1.7 Elect Director A. Anne McLellan Mgmt For For For 1.8 Elect Director Derek G. Pannell Mgmt For For For 1.9 Elect Director Frank W. Proto Mgmt For For For 1.10 Elect Director Michael M. Wilson Mgmt For For For 1.11 Elect Director Victor J. Zaleschuk Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7259 CINS J00714105 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 25 Mgmt For For For 2.1 Elect Director Toyoda, Kanshiro Mgmt For For For 2.2 Elect Director Fujimori, Fumio Mgmt For For For 2.3 Elect Director Nakamura, Shunichi Mgmt For For For 2.4 Elect Director Arai, Masuji Mgmt For For For 2.5 Elect Director Nagura, Toshikazu Mgmt For For For 2.6 Elect Director Fujie, Naofumi Mgmt For For For 2.7 Elect Director Morita, Takashi Mgmt For For For 2.8 Elect Director Shimanuki, Shizuo Mgmt For For For 2.9 Elect Director Mitsuya, Makoto Mgmt For For For 2.10 Elect Director Mizushima, Toshiyuki Mgmt For For For 2.11 Elect Director Enomoto, Takashi Mgmt For For For 2.12 Elect Director Usami, Kazumi Mgmt For For For 2.13 Elect Director Miyamoto, Yutaka Mgmt For For For 2.14 Elect Director Ishikawa, Toshiyuki Mgmt For For For 2.15 Elect Director Kawata, Takeshi Mgmt For For For 2.16 Elect Director Ishikawa, Tsutomu Mgmt For For For 2.17 Elect Director Kobuki, Shinzo Mgmt For For For 2.18 Elect Director Yagi, Shinsuke Mgmt For For For 3 Appoint Statutory Auditor Gonda, Toshihiro Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AIXTRON SE TICKER SECURITY ID: MEETING DATE MEETING STATUS AIXA CINS D0198L143 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 0.60 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5.1 Elect Wolfgang Blaettchen to the Supervisory Board Mgmt For For For 5.2 Elect Petra Denk to the Supervisory Board Mgmt For For For 5.3 Elect Holger Juergensen to the Supervisory Board Mgmt For For For 5.4 Elect Karl-Hermann Kuklies to the Supervisory Board Mgmt For For For 5.5 Elect Ruediger von Rosen to the Supervisory Board Mgmt For For For 5.6 Elect Kim Schindelhauer to the Supervisory Board Mgmt For For For 6 Approve Remuneration of First Supervisory Board of Aixtron SE Mgmt For For For 7 Amend Articles Re: Remuneration of Supervisory Board Mgmt For For For 8 Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011 Mgmt For For For 9 Approve Creation of EUR 40.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights Mgmt For For For 10.1 Amend Articles Re: Supervisory Board Terms Mgmt For For For 10.2 Amend Articles Re: Deletion of Obsolete Passages Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPS ELECTRIC CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6770 CINS J01176114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Elect Director Yasuoka, Yozo Mgmt For For For 2.2 Elect Director Fujii, Yasuhiro Mgmt For For For 2.3 Elect Director Shimaoka, Motohiro Mgmt For For For 2.4 Elect Director Ozawa, Kazuhito Mgmt For For For 2.5 Elect Director Edagawa, Hitoshi Mgmt For For For 3 Appoint Statutory Auditor Kogashira, Hideharu Mgmt For For For 4 Appoint Alternate Statutory Auditor Tokiwa, Hikokichi Mgmt For For For 5 Approve Retirement Bonus Payment for Director Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AMEC PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AMEC CINS G02604117 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Approve Remuneration Policy Mgmt For For For 5 Elect Neil Carson as Director Mgmt For For For 6 Elect Colin Day as Director Mgmt For For For 7 Re-elect Samir Brikho as Director Mgmt For For For 8 Re-elect Tim Faithfull as Director Mgmt For For For 9 Re-elect Ian McHoul as Director Mgmt For For For 10 Re-elect Neil Bruce as Director Mgmt For For For 11 Re-elect Simon Thompson as Director Mgmt For For For 12 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 13 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 14 Amend Performance Share Plan 2002 Mgmt For For For 15 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 16 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 17 Authorise Market Purchase Mgmt For For For 18 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AAL CINS G03764134 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Elect Phuthuma Nhleko as Director Mgmt For For For 4 Re-elect Cynthia Carroll as Director Mgmt For For For 5 Re-elect David Challen as Director Mgmt For For For 6 Re-elect Sir CK Chow as Director Mgmt For For For 7 Re-elect Sir Philip Hampton as Director Mgmt For For For 8 Re-elect Rene Medori as Director Mgmt For For For 9 Re-elect Ray O'Rourke as Director Mgmt For For For 10 Re-elect Sir John Parker as Director Mgmt For For For 11 Re-elect Mamphela Ramphele as Director Mgmt For For For 12 Re-elect Jack Thompson as Director Mgmt For For For 13 Re-elect Peter Woicke as Director Mgmt For For For 14 Reappoint Deloitte LLP as Auditors Mgmt For For For 15 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Approve Long-Term Incentive Plan Mgmt For For For 18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 20 Authorise Market Purchase Mgmt For For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANRITSU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6754 CINS J01554104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For For 2.1 Elect Director Tanaka, Kenji Mgmt For For For 2.2 Elect Director Shirono, Junkichi Mgmt For For For 2.3 Elect Director Taniai, Toshisumi Mgmt For For For 2.4 Elect Director Aoi, Michikazu Mgmt For For For 2.5 Elect Director Seki, Takaya Mgmt For For For 3.1 Appoint Statutory Auditor Yamaguchi, Shigehisa Mgmt For For For 3.2 Appoint Statutory Auditor Tanaka, Nobuyoshi Mgmt For For For 3.3 Appoint Statutory Auditor Kamiya, Kunihiro Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Stock Option Plan for Directors Mgmt For For For 6 Approve Stock Option Plan for Employees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARM HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ARM CINS G0483X122 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Elect Larry Hirst as Director Mgmt For For For 5 Elect Janice Roberts as Director Mgmt For For For 6 Elect Andy Green as Director Mgmt For For For 7 Re-elect Doug Dunn as Director Mgmt For For For 8 Re-elect Warren East as Director Mgmt For For For 9 Re-elect Tudor Brown as Director Mgmt For For For 10 Re-elect Mike Inglis as Director Mgmt For For For 11 Re-elect Mike Muller as Director Mgmt For For For 12 Re-elect Kathleen O'Donovan as Director Mgmt For For For 13 Re-elect Philip Rowley as Director Mgmt For For For 14 Re-elect Tim Score as Director Mgmt For For For 15 Re-elect Simon Segars as Director Mgmt For For For 16 Re-elect Young Sohn as Director Mgmt For For For 17 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For For For 18 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARYZTA AG TICKER SECURITY ID: MEETING DATE MEETING STATUS YZA CINS H0336B110 12/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income and Dividends of CHF 0.48 per Share Mgmt For For For 3 Approve Discharge of Board and Senior Management Mgmt For For For 4 Reelect Owen Killian as Director Mgmt For For For 5 Elect Charles Adair as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS AZNl CINS G0593M107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend Mgmt For For For 3 Reappoint KPMG Audit plc as Auditors Mgmt For For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 5.1 Re-elect Louis Schweitzer as Director Mgmt For For For 5.2 Re-elect David Brennan as Director Mgmt For For For 5.3 Re-elect Simon Lowth as Director Mgmt For For For 5.4 Elect Bruce Burlington as Director Mgmt For For For 5.5 Re-elect Jean-Philippe Courtois as Director Mgmt For For For 5.6 Re-elect Michele Hooper as Director Mgmt For For For 5.7 Re-elect Rudy Markham as Director Mgmt For For For 5.8 Re-elect Nancy Rothwell as Director Mgmt For For For 5.9 Elect Shriti Vadera as Director Mgmt For For For 5.10 Re-elect John Varley as Director Mgmt For For For 5.11 Re-elect Marcus Wallenberg as Director Mgmt For For For 6 Approve Remuneration Report Mgmt For For For 7 Authorise EU Political Donations and Expenditure Mgmt For For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ATLAS COPCO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS ATCOA CINS W10020118 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting and Elect Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Statutory Reports Mgmt N/A N/A N/A 7 Receive President's Report Mgmt N/A N/A N/A 8 Receive Reports from Board and Committees Mgmt N/A N/A N/A 9.1 Approve Financial Statements and Statutory Reports Mgmt For For For 9.2 Approve Discharge of Board and President Mgmt For For For 9.3 Approve Allocation of Income and Dividends of SEK 4 per Share Mgmt For For For 9.4 Approve April 27, 2011 as Record Date for Dividend Mgmt For For For 10 Receive Report from Nominating Committee; Determine Number of Members (9) and Deputy Members of Board Mgmt For For For 11 Reelect Sune Carlsson (Chair), Jacob Wallenberg (Vice Chair), Staffan Bohman, Ronnie Leten, Johan Forssell, Ulla Litzen, Gunilla Nordstrom, Anders Ullberg, and Margareth Ovrum as Directors Mgmt For Against Against 12 Approve Remuneration of Directors in the Amounts of SEK 1.75 Million for Chairman, SEK 645,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Synthetic Shares as Part of Remuneration Mgmt For For For 13.1 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 13.2 Approve Stock Option Plan 2011 for Key Employees Mgmt For For For 14.1 Authorize Repurchase of Up to 4.3 Million Class A Shares in Connection with Stock Option Plan 2011 Mgmt For For For 14.2 Authorize Repurchase of Up to 70,000 Million Class A Shares in Connection with Synthetic Share Plan Mgmt For For For 14.3 Approve Transfer of Shares in Connection with 2011 Stock Option Plan Mgmt For For For 14.4 Approve Transfer of Shares in Connection with Synthetic Share Plan Mgmt For For For 14.5 Approve Transfer of Shares in Connection with 2006, 2007, 2008, and 2009 Stock Option Plans Mgmt For For For 15 Approve Redemption Program: Approve SEK 393 Million Reduction In Share Capital; Approve 2:1 Stock Split; Approve Capitalization of Reserves for a Bonus Issue; Amend Articles Accordingly Mgmt For For For 16 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For For 17 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANZ CINS Q09504137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 Mgmt N/A N/A N/A 2 Approve the Amendments to the Company's Constitution Regarding Profits Test for Dividend Distribution Mgmt For For For 3 Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 Mgmt For For For 4 Approve the Grant of Performance Rights Worth Up to A$3 Million to Michael Smith, Chief Executive Officer, Under the ANZ Share Option Plan Mgmt For For For 5.1 Elect G. J. Clark as a Director Mgmt For For For 5.2 Elect D. E. Meiklejohn as a Director Mgmt For For For 5.3 Elect R. J. Reeves as a Director ShrHldr Against Against For 5.4 Elect I. J. Macfarlane as a Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AXA TICKER SECURITY ID: MEETING DATE MEETING STATUS CS CINS F06106102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Treatment of Losses and Dividends of EUR 0.69 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions and Approve New Transaction Mgmt For For For 5 Reelect Jean-Martin Folz as Director Mgmt For For For 6 Reelect Giuseppe Mussari as Director Mgmt For For For 7 Elect Marcus Schenck as Director Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Against Against 9 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion Mgmt For For For 11 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For For 12 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1 Billiion Mgmt For For For 13 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 11 and 12 Mgmt For For For 14 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 to 13 and 17 Mgmt For For For 15 Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers Mgmt For For For 16 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For For 17 Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion Mgmt For For For 18 Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion Mgmt For For For 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Mgmt For For For 21 Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For For 22 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against Against 23 Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 24 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 25 Amend Article 23 of Bylaws to Comply with New Legislation Re: General Meetings Mgmt For For For 26 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G0689Q152 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Elect Archie Bethel as Director Mgmt For For For 3 Elect Kevin Thomas as Director Mgmt For For For 4 Re-elect Lord Alexander Hesketh as Director Mgmt For For For 5 Approve Remuneration Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 7 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 8 Amend the Approved Employee Share Ownership Plan Mgmt For For For 9 Authorise EU Political Donations and Expenditure Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Adopt New Articles of Association Mgmt For For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Director Mgmt For For For 5 Re-elect Michael Hartnall as Director Mgmt For For For 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Director Mgmt For For For 9 Re-elect Richard Olver as Director Mgmt For For For 10 Re-elect Roberto Quarta as Director Mgmt For For For 11 Re-elect Nicholas Rose as Director Mgmt For For For 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For For 17 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Approve Restricted Share Plan 2011 Mgmt For For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAE SYSTEMS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BA. CINS G06940103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Paul Anderson as Director Mgmt For For For 5 Re-elect Michael Hartnall as Director Mgmt For For For 6 Re-elect Linda Hudson as Director Mgmt For For For 7 Re-elect Ian King as Director Mgmt For For For 8 Re-elect Sir Peter Mason as Director Mgmt For For For 9 Re-elect Richard Olver as Director Mgmt For For For 10 Re-elect Roberto Quarta as Director Mgmt For For For 11 Re-elect Nicholas Rose as Director Mgmt For For For 12 Re-elect Carl Symon as Director Mgmt For For For 13 Elect Harriet Green as Director Mgmt For For For 14 Elect Peter Lynas as Director Mgmt For For For 15 Elect Paula Rosput Reynolds as Director Mgmt For For For 16 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For For 17 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Approve Restricted Share Plan 2011 Mgmt For For For 20 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 21 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 22 Authorise Market Purchase Mgmt For For For 23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA, S.A. TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP E11805103 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income and Distribution of Dividend, and Discharge Directors for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2.1 Reelect Tomas Alfaro Drake as Director Mgmt For For For 2.2 Reelect Juan Carlos Alvarez Mezquiriz as Director Mgmt For For For 2.3 Reelect Carlos Loring Martinez de Irujo as Director Mgmt For For For 2.4 Reelect Susana Rodriguez Vidarte as Director Mgmt For For For 2.5 Ratify and Reelect Jose Luis Palao Garcia-Suelto as Directors Mgmt For For For 3 Approve Merger by Absorption of Finanzia Banco de Credito SA (Unipersonal) Mgmt For For For 4 Authorize Increase in Capital up to 50 Percent via Issuance of New Shares without Preemptive Rights; Amend Article 5 of Company Bylaws Mgmt For For For 5.1 Authorize Increase in Capital via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves Mgmt For For For 5.2 Authorize Increase in Capital via Issuance of New Shares with Nominal Value of EUR 0.49 per Share Charged to Voluntary Reserves Mgmt For For For 6 Authorize Issuance of Debt Securities up to EUR 250 Billion Within Five Years; Void Unused Part of Previous Authorization Mgmt For For For 7 Approve Variable Remuneration of Executives and Directors in Company Shares Mgmt For For For 8 Approve Extension of Deferred Share Remuneration Plan Mgmt For For For 9 Elect Auditors for Fiscal Year 2011 Mgmt For For For 10 Amend Articles 1, 6, 9, 13 ter, 15, 16, 19, 20, 21, 22, 24, 28, 30, 31, 32, 48, 51, 52, 53, 54 and 56 of Company Bylaws Mgmt For For For 11 Amend Articles 2, 3, 4, 5, 9, 10, 11, 18 and 20 of General Meeting Guidelines Mgmt For For For 12 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For 13 Approve Remuneration Report Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends Mgmt For For For 3 Approve Discharge of Management and Supervisory Board Mgmt For For For 4 Amend Articles Mgmt For For For 4.1 Appoint Independent Auditor to Appraise Increase in Capital ShrHldr N/A For N/A 4.2 Approve Increase in Share Capital ShrHldr N/A For N/A 5 Authorize Capitalization of Reserves for a Bonus Issue Mgmt For For For 6 Approve Remuneration Policy for Chairman and Vice Chairman Mgmt For For For 7 Approve Remuneration Committee and Welfare Board Fees Mgmt For For For 8 Approve Remuneration Policy for the Supervisory Board Mgmt For For For 9 Approve Remuneration Policy for the Executive Committee Mgmt For For For 10 Approve Remuneration Policy for Senior Executives and Managers Mgmt For For For 11 Elect General Meeting Board for 2011-2013 Mgmt For For For 12 Elect Remuneration Committee and Welfare Board for 2011-2013 Mgmt For For For 13 Elect Board Members for 2011-2013 Mgmt For For For 14 Elect Executive Board for 2011-2013 Mgmt For For For 15 Elect Statutory Auditor for 2011-2013 Mgmt For For For 16 Appoint External Auditor for 2011-2013 Mgmt For Against Against 17 Authorize the Repurchase and Reissuance of Shares Mgmt For For For 18 Authorize the Repurchase and Reissuance of Debt Instruments Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO COMERCIAL PORTUGUES S.A.(MILLENNIUM BCP) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X03188137 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles Re: Government Guarantee Mgmt For For For 2 Approve Suspension of Preemptive Rights for the Issuance of Shares in Connection with Government Guarantee Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP X0346X153 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify the Election of Directors Mgmt For For For 2 Accept Individual Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 3 Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 4 Approve Allocation of Income and Dividends Mgmt For For For 5 Approve Discharge of Management and Supervisory Board Mgmt For For For 6 Approve Remuneration Policy Mgmt For For For 7 Authorize Repurchase and Reissuance of Shares Mgmt For For For 8 Amend Articles 14 and 16 Mgmt For For For 9 Amend Articles 4, 5, 10, 13, and 14 Mgmt For For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO ESPIRITO SANTO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS X0346X153 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Portugal ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 4 Mgmt For For For 2 Approve Suspension of Preemptive Rights for the Issuance of Shares in Connection with Government Guarantee for Issuance of Convertible Debt Mgmt For For For 3 Ratify Vincent Pacaud as Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANCO POPULAR ESPANOL S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E19550206 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Board of Directors for Fiscal Year 2010 Mgmt For For For 2.1 Amend Articles 8, 13, 14, 23, and 31 of Bylaws Re: Transfer of Shares, General Shareholders' Meeting Announcement, Meeting Attendance, Audit and Control Committee, and Dissolution and Liquidation Mgmt For For For 2.2 Amend Article 17 and Remove Second Transitional Provision of Bylaws Re: Fix Number of Directors to 18, and Possible Inclusion of Remuneration in Shares Mgmt For For For 2.3 Amend Articles 25 and 26 of Bylaws Re: Composition and Functions of Management and Risk Assessment Committee Mgmt For Against Against 2.4 Amend Article 15 and First Transitional Provision Re: Table of the Meeting Mgmt For For For 2.5 Amend Articles 1, 7, 9, 10, 11, 12, 15, 18, 20, 21, 22, 28, and Final Article, Including Removal of Articles 30 and 32 of Company Bylaws Mgmt For For For 3 Amend Articles 8, 11, 12, 17, 23 and 24 of General Meeting Regulations Mgmt For For For 4 Elect Michael Lucas as Director Mgmt For Against Against 5 Reelect PricewaterhouseCoopers Auditores SL as Auditors of Individual and Consolidated Accounts Mgmt For For For 6 Authorize Increase in Capital up to 50 Percent via Issuance of New Shares without Preemptive Rights and Amend Articles Accordingly Mgmt For For For 7.1 Authorize Increase in Capital via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves Mgmt For For For 7.2 Authorize Increase in Capital via Issuance of New Shares with Par Value of EUR 0.10 per Share Charged to Voluntary Reserves Mgmt For For For 8 Authorize Issuance of Non Convertible Bonds, Debentures, and Debt Securities up to EUR 100 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 Mgmt For For For 9 Authorize Issuance of Convertible Debt Securities Without Preemptive Rights up to EUR 2.5 Billion; Void Unused Part of Authorization Granted at the AGM Held on June 26, 2009 Mgmt For For For 10 Advisory Vote on Company's Remuneration Report Mgmt For For For 11 Approve Restricted Stock Plan Mgmt For For For 12 Authorize Board to Enter into Activities in Accordance with the Company Objectives Mgmt For For For 13 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANGKOK BANK PUBLIC CO. LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS BBL CINS Y0606R101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Acknowledge 2010 Operating Results Mgmt N/A N/A N/A 3 Acknowledge 2010 Audit Committee's Report Mgmt N/A N/A N/A 4 Accept Financial Statements and Statutory Reports Mgmt For For For 5 Approve Allocation of Income and Payment of Dividend of THB 5.00 Per Share Mgmt For For For 6.1 Elect Prachet Siridej as Director Mgmt For For For 6.2 Elect Kovit Poshyananda as Director Mgmt For For For 6.3 Elect Singh Tangtatswas as Director Mgmt For For For 6.4 Elect Charn Sophonpanich as Director Mgmt For For For 6.5 Elect Kanung Luchai as Director Mgmt For For For 6.6 Elect Thaweelap Rittapirom as Director Mgmt For For For 7 Acknowledge Remuneration of Directors Mgmt N/A N/A N/A 8 Approve Deloitte Touche Tohmatsu Jaiyos Audit Co., Ltd. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 9 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CUSIP Y0698A107 01/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jackson Tai as Independent Non-Executive Director Mgmt For For For 2 Authorize Issuance of Renminbi Denominated Bonds for an Amount Not Exceeding RMB 20 Billion Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 3988 CINS Y0698A107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Report of Board of Directors Mgmt For For For 2 Approve Report of Board of Supervisors Mgmt For For For 3 Approve the Annual Financial Statements Mgmt For For For 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve the Annual Budget Report Mgmt For For For 6 Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7.1 Elect Zhang Xiangdong as Non-Executive Director Mgmt For For For 7.2 Elect Zhang Qi as Non-Executive Director Mgmt For For For 8.1 Elect Mei Xingbao as External Supervisor Mgmt For For For 8.2 Elect Bao Guoming as External Supervisor Mgmt For For For 9 Approve Issuance of Ordinary Financial Bonds Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Type and Nominal Value of the Rights Shares Mgmt For For For 1.2 Approve Proportion and Number of the Rights Shares to be Issued Mgmt For For For 1.3 Approve Subscription Price for the Rights Shares Mgmt For For For 1.4 Approve Target Subscribers for the Rights Issue Mgmt For For For 1.5 Approve Use of Proceeds Mgmt For For For 1.6 Approve Effective Period of the Resolution Mgmt For For For 1.7 Approve Authorization for the Rights Issue Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.7 Approve Authorisation for the Rights Issue Mgmt For For For 2 Approve Proposal in Relation to Arrangement for Accumulated Undistributed Profits of the Bank Prior to the Rights Issue Mgmt For For For 3 Approve Feasibility Analysis Report on the Use of Proceeds Raised from the Rights Issue Mgmt For For For 4 Approve Report on the Use of Proceeds Raised from the Previous Issuance of Securities by the Bank Mgmt For For For 5.1 Reelect Hong Zhihua as Non-Executive Director Mgmt For For For 5.2 Reelect Huang Haibo as Non-Executive Director Mgmt For For For 5.3 Reelect Cai Haoyi as Non-Executive Director Mgmt For For For 5.4 Elect Sun Zhijun as Non-Executive Director Mgmt For For For 5.5 Elect Liu Lina as Non-Executive Director Mgmt For For For 5.6 Elect Jiang Yansong as Non-Executive Director Mgmt For For For 5.7 Elect Chow Man Yiu, Paul as Independent Non-Executive Director Mgmt For For For 6 Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Supervisors of 2009 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Type and Nominal Value of the Rights Shares Mgmt For For For 1.2 Approve Proportion and Number of the Rights Shares to be Issued Mgmt For For For 1.3 Approve Subscription Price for the Rights Shares Mgmt For For For 1.4 Approve Target Subscribers for the Rights Issue Mgmt For For For 1.5 Approve Use of Proceeds Mgmt For For For 1.6 Approve Effective Period of the Resolution Mgmt For For For 1.7 Approve Authorization for the Rights Issue Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF CHINA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y0698A107 08/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.7 Approve Authorisation for the Rights Issue Mgmt For For For 2 Approve Proposal in Relation to Arrangement for Accumulated Undistributed Profits of the Bank Prior to the Rights Issue Mgmt For For For 3 Approve Feasibility Analysis Report on the Use of Proceeds Raised from the Rights Issue Mgmt For For For 4 Approve Report on the Use of Proceeds Raised from the Previous Issuance of Securities by the Bank Mgmt For For For 5.1 Reelect Hong Zhihua as Non-Executive Director Mgmt For For For 5.2 Reelect Huang Haibo as Non-Executive Director Mgmt For For For 5.3 Reelect Cai Haoyi as Non-Executive Director Mgmt For For For 5.4 Elect Sun Zhijun as Non-Executive Director Mgmt For For For 5.5 Elect Liu Lina as Non-Executive Director Mgmt For For For 5.6 Elect Jiang Yansong as Non-Executive Director Mgmt For For For 5.7 Elect Chow Man Yiu, Paul as Independent Non-Executive Director Mgmt For For For 6 Approve Remuneration Plan for the Chairman, Executive Directors, Chairman of the Board of Supervisors and Supervisors of 2009 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BASF SE TICKER SECURITY ID: MEETING DATE MEETING STATUS BAS CINS D06216317 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 2.20 per Share Mgmt For For For 3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6 Elect Anke Schaeferkordt to the Supervisory Board Mgmt For For For 7 Approve Remuneration of Audit Committee of the Supervisory Board Mgmt For For For 8 Approve Affiliation Agreement with Subsidiary Styrolution GmbH Mgmt For For For 9 Approve Affiliation Agreement with Subsidiary BASF US Verwaltung GmbH Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BG GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BG. CINS G1245Z108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Fabio Barbosa as Director Mgmt For For For 5 Elect Caio Koch-Weser as Director Mgmt For For For 6 Elect Patrick Thomas as Director Mgmt For For For 7 Re-elect Peter Backhouse as Director Mgmt For For For 8 Re-elect Frank Chapman as Director Mgmt For For For 9 Re-elect Baroness Hogg as Director Mgmt For For For 10 Re-elect Dr John Hood as Director Mgmt For For For 11 Re-elect Martin Houston as Director Mgmt For For For 12 Re-elect Sir David Manning as Director Mgmt For For For 13 Re-elect Mark Seligman as Director Mgmt For For For 14 Re-elect Philippe Varin as Director Mgmt For For For 15 Re-elect Sir Robert Wilson as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 17 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 Mgmt For For For 2 Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million Mgmt For For For 11 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million Mgmt For For For 12 Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc Mgmt For For For 13 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 14 Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan Mgmt For For For 15 Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director Mgmt For For For 16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For For 17 Approve the Amendments to the Articles of Association of BHP Billiton Plc Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHP BILLITON LIMITED (FORMERLY BHP LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS BHP CINS Q1498M100 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Australia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 Mgmt For For For 2 Elect John Buchanan as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 3 Elect David Crawford as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 4 Elect Keith Rumble as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 5 Elect John Schubert as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 6 Elect Jacques Nasser as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 7 Elect Malcolm Broomhead as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 8 Elect Carolyn Hewson as a Director of BHP Billiton Ltd and BHP Billiton Plc Mgmt For For For 9 Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to an Amount of $277.98 Million Mgmt For For For 11 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to an Aggregate Nominal Amount of $55.78 Million Mgmt For For For 12 Approve the Repurchase of Up to 223.11 Million Shares in BHP Billiton Plc Mgmt For For For 13 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 14 Approve the Amendments to the BHP Billiton Ltd Long Term Incentive Plan and to the BHP Billiton Plc Long Term Incentive Plan Mgmt For For For 15 Approve the Grant of Deferred Shares and Options Under the BHP Billiton Ltd Group Incentive Scheme and Performance Shares Under the BHP Billiton Ltd Long Term Incentive Plan to Marius Kloppers, Executive Director Mgmt For For For 16 Approve the Amendments to Constitution of BHP Billiton Ltd Mgmt For For For 17 Approve the Amendments to the Articles of Association of BHP Billiton Plc Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BHP BILLITON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BLT CINS G10877101 10/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Re-elect Dr John Buchanan as Director Mgmt For For For 3 Re-elect David Crawford as Director Mgmt For For For 4 Re-elect Keith Rumble as Director Mgmt For For For 5 Re-elect Dr John Schubert as Director Mgmt For For For 6 Re-elect Jacques Nasser as Director Mgmt For For For 7 Elect Malcolm Broomhead as Director Mgmt For For For 8 Elect Carolyn Hewson as Director Mgmt For For For 9 Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Approve Remuneration Report Mgmt For For For 14 Amend Long Term Incentive Plan Mgmt For For For 15 Approve Grant of Share Awards to Marius Kloppers Mgmt For For For 16 Amend the Constitution of BHP Billiton Limited Mgmt For For For 17 Amend Articles of Association of BHP Billiton plc Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BMW GROUP BAYERISCHE MOTOREN WERKE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS BMW CINS D12096109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6 Approve Remuneration System for Management Board Members Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BRIDGESTONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5108 CUSIP J04578126 03/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Elect Director Arakawa, Shoshi Mgmt For For For 2.2 Elect Director Nishigai, Kazuhisa Mgmt For For For 2.3 Elect Director Tsuya, Masaaki Mgmt For For For 2.4 Elect Director Masunaga, Mikio Mgmt For For For 2.5 Elect Director Kakehi, Kazuo Mgmt For For For 2.6 Elect Director Tachibana Fukushima, Sakie Mgmt For For For 2.7 Elect Director Enkawa, Takao Mgmt For For For 2.8 Elect Director Murofushi, Kimiko Mgmt For For For 2.9 Elect Director Scott Trevor Davis Mgmt For For For 3 Appoint Statutory Auditor Masuda, Kenichi Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BATS CINS G1510J102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 6 Re-elect Richard Burrows as Director Mgmt For For For 7 Re-elect Karen de Segundo as Director Mgmt For For For 8 Re-elect Nicandro Durante as Director Mgmt For For For 9 Re-elect Robert Lerwill as Director Mgmt For For For 10 Re-elect Christine Morin-Postel as Director Mgmt For For For 11 Re-elect Gerry Murphy as Director Mgmt For For For 12 Re-elect Anthony Ruys as Director Mgmt For For For 13 Re-elect Sir Nicholas Scheele as Director Mgmt For For For 14 Re-elect Ben Stevens as Director Mgmt For For For 15 Elect John Daly as Director Mgmt For For For 16 Elect Kieran Poynter as Director Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Amend Long Term Incentive Plan Mgmt For Against Against 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BAM.A CUSIP 112585104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Marcel R. Coutu Mgmt For For For 1.2 Elect Director Maureen Kempston Darkes Mgmt For For For 1.3 Elect Director Lance Liebman Mgmt For For For 1.4 Elect Director G. Wallace F. McCain Mgmt For For For 1.5 Elect Director Frank J. McKenna Mgmt For For For 1.6 Elect Director Jack M. Mintz Mgmt For For For 1.7 Elect Director Youssef A. Nasr Mgmt For For For 1.8 Elect Director James A. Pattison Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Amend Escrow Stock Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BT GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G16612106 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Michael Rake as Director Mgmt For For For 5 Re-elect Ian Livingston as Director Mgmt For For For 6 Re-elect Carl Symon as Director Mgmt For For For 7 Elect Anthony Ball as Director Mgmt For For For 8 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 9 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 14 Authorise EU Political Donations and Expenditure Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CABLE & WIRELESS COMMUNICATIONS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G17416127 07/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Re-elect Sir Richard Lapthorne as Director Mgmt For For For 4 Elect Nick Cooper as Director Mgmt For For For 5 Re-elect Kate Nealon as Director Mgmt For For For 6 Reappoint KPMG Audit plc as Auditors Mgmt For For For 7 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 8 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 9 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 12 Approve Scrip Dividend Scheme Mgmt For For For 13 Authorise EU Political Donations and Expenditure Mgmt For For For 14 Authorise the Company to Use Electronic Communications Mgmt For For For 15 Approve Final Dividend Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE TICKER SECURITY ID: MEETING DATE MEETING STATUS CM CUSIP 136069101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Ernst & Young LLP as Auditors Mgmt For For For 2 Elect B.S. Belzberg, G.F. Colter, D. D'Alessandro, P.D. Daniel, L. Desjardins, G.D. Giffin, L.S. Hasenfratz, N.D. Le Pan, J.P. Manley, G.T. McCaughey, J.L. Peverett, L. Rahl, C. Sirois, R.J. Steacy, K.B. Stevenson, and R.W. Tysoe as Directors Mgmt For For For 2.1 Elect Director B.S. Belzberg Mgmt For For For 2.2 Elect Director G.F. Colter Mgmt For For For 2.3 Elect Director D. D'Alessandro Mgmt For For For 2.4 Elect Director P.D. Daniel Mgmt For For For 2.5 Elect Director L. Desjardins Mgmt For For For 2.6 Elect Director G.D. Giffin Mgmt For For For 2.7 Elect Director L.S. Hasenfratz Mgmt For For For 2.8 Elect Director N.D. Le Pan Mgmt For For For 2.9 Elect Director J.P. Manley Mgmt For For For 2.10 Elect Director G.T. McCaughey Mgmt For For For 2.11 Elect Director J.L. Peverett Mgmt For For For 2.12 Elect Director L. Rahl Mgmt For For For 2.13 Elect Director C. Sirois Mgmt For For For 2.14 Elect Director R.J. Steacy Mgmt For For For 2.15 Elect Director K.B. Stevenson Mgmt For For For 2.16 Elect Director R.W. Tysoe Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For 4.1 Provide Shareholders with a Clear Option for Abstention on Proposals ShrHldr Against For Against 4.2 Critical Mass of Qualified Women on the Board ShrHldr Against Against For 4.3 Adopt a Policy Stipulating an Internal Pay Ratio ShrHldr Against Against For 4.4 Abolition of Subsidiaries and Branches in Tax Havens ShrHldr Against Against For 4.5 Additional Information Regarding Peer Comparisons of Compensation ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael R. Armellino as Director Mgmt For For For 2 Elect A. Charles Baillie as Director Mgmt For For For 3 Elect Hugh J. Bolton as Director Mgmt For For For 4 Elect Donald J. Carty as Director Mgmt For For For 5 Elect Gordon D. Giffin as Director Mgmt For For For 6 Elect Edith E. Holiday as Director Mgmt For For For 7 Elect V. Maureen Kempston Darkes as Director Mgmt For For For 8 Elect Denis Losier as Director Mgmt For For For 9 Elect Edward C. Lumley as Director Mgmt For For For 10 Elect David G.A. McLean as Director Mgmt For For For 11 Elect Claude Mongeau as Director Mgmt For For For 12 Elect James E. O'Connor as Director Mgmt For For For 13 Elect Robert Pace as Director Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CNR CUSIP 136375102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2 Ratify KPMG LLP as Auditors Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CNQ CUSIP 136385101 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors Mgmt For For For 1.1 Elect Director Catherine M. Best Mgmt For For For 1.2 Elect Director N. Murray Edwards Mgmt For For For 1.3 Elect Director Timothy W. Faithfull Mgmt For For For 1.4 Elect Director Gary A. Filmon Mgmt For For For 1.5 Elect Director Christopher L. Fong Mgmt For For For 1.6 Elect Director Gordon D. Giffin Mgmt For For For 1.7 Elect Director Wilfred A. Gobert Mgmt For For For 1.8 Elect Director Steve W. Laut Mgmt For For For 1.9 Elect Director Keith A.J. MacPhail Mgmt For For For 1.10 Elect Director Allan P. Markin Mgmt For For For 1.11 Elect Director Frank J. McKenna Mgmt For For For 1.12 Elect Director James S. Palmer Mgmt For For For 1.13 Elect Director Eldon R. Smith Mgmt For For For 1.14 Elect Director David A. Tuer Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CANON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7751 CUSIP J05124144 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 65 Mgmt For For For 2.1 Elect Director Mitarai, Fujio Mgmt For For For 2.2 Elect Director Uchida, Tsuneji Mgmt For For For 2.3 Elect Director Tanaka, Toshizo Mgmt For For For 2.4 Elect Director Ikoma, Toshiaki Mgmt For For For 2.5 Elect Director Watanabe, Kunio Mgmt For For For 2.6 Elect Director Adachi, Yoroku Mgmt For For For 2.7 Elect Director Mitsuhashi, Yasuo Mgmt For For For 2.8 Elect Director Iwashita, Tomonori Mgmt For For For 2.9 Elect Director Osawa, Masahiro Mgmt For For For 2.10 Elect Director Matsumoto, Shigeyuki Mgmt For For For 2.11 Elect Director Shimizu, Katsuichi Mgmt For For For 2.12 Elect Director Banba, Ryoichi Mgmt For For For 2.13 Elect Director Honma, Toshio Mgmt For For For 2.14 Elect Director Nakaoka, Masaki Mgmt For For For 2.15 Elect Director Honda, Haruhisa Mgmt For For For 2.16 Elect Director Ozawa, Hideki Mgmt For For For 2.17 Elect Director Maeda, Masaya Mgmt For For For 2.18 Elect Director Tani, Yasuhiro Mgmt For For For 2.19 Elect Director Araki, Makoto Mgmt For For For 3 Appoint Statutory Auditor Oe, Tadashi Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CAP GEMINI TICKER SECURITY ID: MEETING DATE MEETING STATUS CAP CINS F13587120 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Discharge Directors Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Acknowledge Auditors' Special Report Mentioning the Absence of New Related-Party Transactions Mgmt For For For 4 Approve Allocation of Income and Dividends of EUR 1 per Share Mgmt For For For 5 Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 Mgmt For For For 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 7 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 8 Approve Employee Stock Purchase Plan Mgmt For For For 9 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Mgmt For For For 10 Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to Aggregate Nominal Amount EUR 8 Million Reserved for Employees and Corporate Officers Mgmt For For For 11 Authorize up to 1 Million Shares for Use in Restricted Stock Plan Mgmt For For For 12 Amend Article 11 of Bylaws Re: Election of Employee Shareholders Representatives Mgmt For For For 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARILLION PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CLLN CINS G1900N101 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Richard Adam as Director Mgmt For For For 4 Re-elect Richard Howson as Director Mgmt For For For 5 Re-elect David Maloney as Director Mgmt For For For 6 Re-elect John McDonough as Director Mgmt For For For 7 Re-elect Steven Mogford as Director Mgmt For For For 8 Re-elect Vanda Murray as Director Mgmt For For For 9 Re-elect Philip Rogerson as Director Mgmt For For For 10 Reappoint KPMG Audit plc as Auditors Mgmt For For For 11 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 12 Approve Final Dividend Mgmt For For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 14 Approve EU Political Donations and Expenditure Mgmt For For For 15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARLSBERG TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K36628137 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board Mgmt For For For 3 Approve Allocation of Income and Dividends of DKK 5.00 per Share Mgmt For For For 4.1 Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work Mgmt For For For 4.2 Approve Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For For For 4.3 Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year Mgmt For For For 5.1 Reelect Povl Krogsgaard-Larsen as Director Mgmt For Abstain Against 5.2 Reelect Cornelis Job van der Graaf as Director Mgmt For For For 5.3 Reelect Richard Burrows as Director Mgmt For For For 5.4 Reelect Niels Kaergard as Director Mgmt For Abstain Against 6 Ratify KPMG as Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CENTRICA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CNA CINS G2018Z143 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Roger Carr as Director Mgmt For For For 5 Re-elect Sam Laidlaw as Director Mgmt For For For 6 Re-elect Helen Alexander as Director Mgmt For For For 7 Re-elect Phil Bentley as Director Mgmt For For For 8 Elect Margherita Della Valle as Director Mgmt For For For 9 Re-elect Mary Francis as Director Mgmt For For For 10 Re-elect Mark Hanafin as Director Mgmt For For For 11 Re-elect Nick Luff as Director Mgmt For For For 12 Re-elect Andrew Mackenzie as Director Mgmt For For For 13 Elect Ian Meakins as Director Mgmt For For For 14 Re-elect Paul Rayner as Director Mgmt For For For 15 Re-elect Chris Weston as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 18 Authorise EU Political Donations and Expenditure Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CGI GROUP INC TICKER SECURITY ID: MEETING DATE MEETING STATUS GIB.A CUSIP 39945C109 01/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Claude Boivin Mgmt For For For 1.2 Elect Director Bernard Bourigeaud Mgmt For For For 1.3 Elect Director Jean Brassard Mgmt For For For 1.4 Elect Director Robert Chevrier Mgmt For For For 1.5 Elect Director Dominic D'Alessandro Mgmt For For For 1.6 Elect Director Thomas P. d'Aquino Mgmt For For For 1.7 Elect Director Paule Dore Mgmt For For For 1.8 Elect Director Richard B. Evans Mgmt For For For 1.9 Elect Director Serge Godin Mgmt For For For 1.10 Elect Director Andre Imbeau Mgmt For For For 1.11 Elect Director Gilles Labbe Mgmt For For For 1.12 Elect Director Eileen A. Mercier Mgmt For For For 1.13 Elect Director Michael E. Roach Mgmt For For For 2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CHRISTIAN DIOR TICKER SECURITY ID: MEETING DATE MEETING STATUS CDI CUSIP F26334106 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Auditors' Special Report on Related-Party Transactions Mgmt For Against Against 4 Approve Allocation of Income and Dividends of EUR 2.11 per Share Mgmt For For For 5 Elect Bernard Arnault as Director Mgmt For Against Against 6 Elect Sidney Toledano as Director Mgmt For For For 7 Elect Pierre Gode as Director Mgmt For Against Against 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 9 Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value Mgmt For For For 10 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 11 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million Mgmt For For For 12 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million Mgmt For Against Against 13 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Qualified Investors or Restricted Number of Investors Mgmt For Against Against 14 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 12 and 13 Mgmt For Against Against 15 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11, 12 and 13 Mgmt For Against Against 16 Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers Mgmt For Against Against 17 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For Against Against 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 80 Million Mgmt For For For 20 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CHUO MITSUI TRUST HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Sumitomo Trust & Banking Mgmt For Against Against 2 Amend Articles To Change Company Name - Change Location of Head Office - Increase Authorized Capital - Create New Classes of Preferred Shares Mgmt For Against Against 3.1 Elect Director Hitoshi Tsunekage Mgmt For Against Against 3.2 Elect Director Kiyoshi Mukouhara Mgmt For Against Against 3.3 Elect Director Akio Ohtsuka Mgmt For Against Against 3.4 Elect Director Junichi Sayato Mgmt For Against Against 3.5 Elect Director Tetsuo Ohkubo Mgmt For Against Against 4.1 Appoint Statutory Auditor Teruhiko Sugita Mgmt For Against Against 4.2 Appoint Statutory Auditor Hitoshi Maeda Mgmt For Against Against 4.3 Appoint Statutory Auditor Toshio Hoshino Mgmt For Against Against 5 Approve Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- CLP HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00002 CINS Y1660Q104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Endorse Dividend Distribution Plan Mgmt For For For 3.1 Reelect John Andrew Harry Leigh as Director Mgmt For For For 3.2 Reelect Tsui Lam Sin Lai Judy as Director Mgmt For For For 3.3 Reelect Roderick Ian Eddington as Director Mgmt For For For 3.4 Reelect Ronald James McAulay as Director Mgmt For For For 3.5 Reelect Ian Duncan Boyce as Director Mgmt For For For 4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- COCHLEAR LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS COH CINS Q25953102 10/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt For For For 2.1 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 3.1 Elect Donal O'Dwyer as a Director Mgmt For For For 3.2 Elect Edward Byrne as a Director Mgmt For For For 3.3 Elect Yasmin Allen as a Director Mgmt For For For 4 Approve the Grant of Up to 86,272 Options Exercisable at A$69.69 to Christopher Roberts, CEO/President Under the Cochlear Executive Long Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN TICKER SECURITY ID: MEETING DATE MEETING STATUS SGO CINS F80343100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 1.15 per Share Mgmt For For For 4 Elect Anne-Marie Idrac as Director Mgmt For For For 5 Elect Jacques Pestre as Director Mgmt For Against Against 6 Elect Olivia Qiu as Director Mgmt For For For 7 Reelect Gerard Mestrallet as Director Mgmt For Against Against 8 Reelect Denis Ranque as Director Mgmt For For For 9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 10 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million Mgmt For For For 11 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212 Million Mgmt For For For 12 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For 13 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For For 14 Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value Mgmt For For For 15 Approve Employee Stock Purchase Plan Mgmt For For For 16 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 17 Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer Mgmt For Against Against 18 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CPG CUSIP G23296182 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Roy Gardner as Director Mgmt For For For 5 Re-elect Richard Cousins as Director Mgmt For For For 6 Re-elect Gary Green as Director Mgmt For For For 7 Re-elect Andrew Martin as Director Mgmt For For For 8 Re-elect Sir James Crosby as Director Mgmt For For For 9 Re-elect Steve Lucas as Director Mgmt For For For 10 Re-elect Susan Murray as Director Mgmt For For For 11 Re-elect Don Robert as Director Mgmt For For For 12 Re-elect Sir Ian Robinson as Director Mgmt For For For 13 Reappoint Deloitte LLP as Auditors of the Company Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 17 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 18 Authorise Market Purchase Mgmt For For For 19 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CREDIT SAISON CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8253 CINS J7007M109 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For For 2 Amend Articles To Amend Business Lines Mgmt For For For 3.1 Elect Director Rinno, Hiroshi Mgmt For For For 3.2 Elect Director Maekawa, Teruyuki Mgmt For For For 3.3 Elect Director Takahashi, Naoki Mgmt For For For 3.4 Elect Director Kaneko, Haruhisa Mgmt For For For 3.5 Elect Director Yamaji, Takayoshi Mgmt For For For 3.6 Elect Director Yamamoto, Hiroshi Mgmt For For For 3.7 Elect Director Kakusho, Junji Mgmt For For For 3.8 Elect Director Yamashita, Masahiro Mgmt For For For 3.9 Elect Director Hirase, Kazuhiro Mgmt For For For 3.10 Elect Director Shimizu, Sadamu Mgmt For For For 3.11 Elect Director Matsuda, Akihiro Mgmt For For For 3.12 Elect Director Aoyama, Teruhisa Mgmt For For For 3.13 Elect Director Yamamoto, Yoshihisa Mgmt For For For 3.14 Elect Director Okamoto, Tatsunari Mgmt For For For 4.1 Appoint Statutory Auditor Sakurai, Masaru Mgmt For For For 4.2 Appoint Statutory Auditor Murakami, Yoshitaka Mgmt For For For 4.3 Appoint Statutory Auditor Toki, Atsushi Mgmt For For For 4.4 Appoint Statutory Auditor Yamamoto, Yoshiro Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS CSGN CINS H3698D419 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt N/A N/A N/A 1.2 Approve Remuneration Report Mgmt For Against Against 1.3 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Discharge of Board and Senior Management Mgmt For For For 3.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 3.2 Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve Mgmt For For For 4.1 Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights Mgmt For For For 4.2 Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights Mgmt For For For 5.1 Amend Articles Re: Voting Procedures for the General Meeting Mgmt For For For 5.2 Amend Articles Re: Contributions in Kind Mgmt For For For 6.1 Reelect Peter Brabeck-Letmathe as Director Mgmt For For For 6.2 Reelect Jean Lanier as Director Mgmt For For For 6.3 Reelect Anton van Rossum as Director Mgmt For For For 6.4 Ratify KPMG AG as Auditors Mgmt For For For 6.5 Ratify BDO AG as Special Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CRDA CINS G25536106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Steve Williams as Director Mgmt For For For 5 Elect Steve Foots as Director Mgmt For For For 6 Re-elect Martin Flower as Director Mgmt For For For 7 Re-elect Mike Humphrey as Director Mgmt For For For 8 Re-elect Sean Christie as Director Mgmt For For For 9 Re-elect Michael Buzzacott as Director Mgmt For For For 10 Re-elect Stanley Musesengwa as Director Mgmt For For For 11 Re-elect Nigel Turner as Director Mgmt For For For 12 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 13 Authorise the Audit Committee to Fix Remuneration of Auditors Mgmt For For For 14 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 16 Authorise Market Purchase Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 18 Amend Long-Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAICEL CHEMICAL INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4202 CINS J08484149 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 6 Mgmt For For For 2 Amend Articles To Change Company Name Mgmt For For For 3.1 Elect Director Ogawa, Daisuke Mgmt For For For 3.2 Elect Director Fudaba, Misao Mgmt For For For 3.3 Elect Director Yanami, Tetsuji Mgmt For For For 3.4 Elect Director Katagiri, Ichiro Mgmt For For For 3.5 Elect Director Shima, Koji Mgmt For For For 3.6 Elect Director Ogawa, Yoshimi Mgmt For For For 3.7 Elect Director Komori, Shigetaka Mgmt For For For 3.8 Elect Director Okada, Akishige Mgmt For For For 3.9 Elect Director Miura, Yuuichi Mgmt For For For 4 Appoint Statutory Auditor Oya, Hitoshi Mgmt For For For 5 Appoint Alternate Statutory Auditor Takano, Toshio Mgmt For For For 6 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DAIHATSU MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7262 CINS J09072117 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For For 2.1 Elect Director Okumura, Katsuhiko Mgmt For For For 2.2 Elect Director Ina, Koichi Mgmt For Against Against 2.3 Elect Director Mitsui, Masanori Mgmt For For For 2.4 Elect Director Takahashi, Masahiro Mgmt For For For 2.5 Elect Director Nomoto, Takashi Mgmt For For For 2.6 Elect Director Baba, Kenji Mgmt For For For 2.7 Elect Director Kaneko,Tatsuya Mgmt For For For 2.8 Elect Director Kitagawa, Naoto Mgmt For For For 2.9 Elect Director Sudirman Maman Rusdi Mgmt For For For 3.1 Appoint Statutory Auditor Morita, Kunihiko Mgmt For For For 3.2 Appoint Statutory Auditor Ikebuchi, Kosuke Mgmt For Against Against 3.3 Appoint Statutory Auditor Matsuura, Takashi Mgmt For Against Against 3.4 Appoint Statutory Auditor Yamamoto, Kenji Mgmt For For For 4 Appoint Alternate Statutory Auditor Irie, Makoto Mgmt For For For 5 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 30 Mgmt For For For 2.1 Elect Director Shoda, Takashi Mgmt For For For 2.2 Elect Director Nakayama, Joji Mgmt For For For 2.3 Elect Director Une, Tsutomu Mgmt For For For 2.4 Elect Director Ogita, Takeshi Mgmt For For For 2.5 Elect Director Hirokawa, Kazunori Mgmt For For For 2.6 Elect Director Okimoto, Takashi Mgmt For For For 2.7 Elect Director Hirabayashi, Hiroshi Mgmt For For For 2.8 Elect Director Ishihara, Kunio Mgmt For For For 2.9 Elect Director Anzai, Yuuichiro Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4568 CINS J11257102 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 2.1 Elect Director Sato, Yuuki Mgmt For For For 3.1 Appoint Statutory Auditor Koike, Kazuo Mgmt For For For 3.2 Appoint Statutory Auditor Chiba, Takashi Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIMLER AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DAI CINS D1668R123 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 1.85 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Approve Remuneration System for Management Board Members Mgmt For For For 6 Ratify KPMG as Auditors for Fiscal 2011 Mgmt For For For 7 Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members Mgmt For For For 8.1 Elect Manfred Bischoff to the Supervisory Board Mgmt For For For 8.2 Elect Lynton Wilson to the Supervisory Board Mgmt For For For 8.3 Elect Petraea Heynike to the Supervisory Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAINIPPON SUMITOMO PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4506 CINS J10542116 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 9 Mgmt For For For 2.1 Elect Director Tada, Masayo Mgmt For Against Against 2.2 Elect Director Ono, Keiichi Mgmt For For For 2.3 Elect Director Okamura, Kazumi Mgmt For For For 2.4 Elect Director Noguchi, Hiroshi Mgmt For For For 2.5 Elect Director Okada, Yoshihiro Mgmt For For For 2.6 Elect Director Oida, Tetsuya Mgmt For For For 2.7 Elect Director Hara, Makoto Mgmt For For For 2.8 Elect Director Ishidahara, Masaru Mgmt For For For 3 Appoint Statutory Auditor Sato, Hidehiko Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 1878 CINS J11151107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 131 Mgmt For For For 2 Amend Articles To Amend Business Lines Mgmt For For For 3.1 Elect Director Minabe, Isao Mgmt For For For 3.2 Elect Director Kumakiri, Naomi Mgmt For For For 3.3 Elect Director Inada, Akio Mgmt For For For 3.4 Elect Director Asano, Hideki Mgmt For For For 3.5 Elect Director Igawa, Takashi Mgmt For For For 3.6 Elect Director Nakaita, Hideyuki Mgmt For For For 3.7 Elect Director Kadouchi, Hitoshi Mgmt For For For 3.8 Elect Director Nakada, Shuuji Mgmt For For For 3.9 Elect Director Kawaguchi, Hiroshi Mgmt For For For 3.10 Elect Director Nishimura, Tomoyuki Mgmt For For For 3.11 Elect Director Sasamoto, Yuujiro Mgmt For For For 3.12 Elect Director Marcus Merner Mgmt For For For 4 Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For For For 5 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8601 CINS J11718111 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Suzuki, Shigeharu Mgmt For For For 1.2 Elect Director Hibino, Takashi Mgmt For For For 1.3 Elect Director Iwamoto, Nobuyuki Mgmt For For For 1.4 Elect Director Shirakawa, Makoto Mgmt For For For 1.5 Elect Director Wakabayashi, Takatoshi Mgmt For For For 1.6 Elect Director Oda, Kazuo Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uno, Koichi Mgmt For For For 1.9 Elect Director Matsubara, Nobuko Mgmt For For For 1.10 Elect Director Tadaki, Keiichi Mgmt For For For 1.11 Elect Director Onishi, Toshihiko Mgmt For For For 1.12 Elect Director Ito, Kensuke Mgmt For For For 2 Approve Stock Option Plan and Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Related Party Transaction Mgmt For For For 2 Indicate Personal Interest in Proposed Agenda Item Mgmt N/A Against N/A ---------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CUSIP M27635107 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Authorized Common Stock from 15 Million to 20 Million Shares Mgmt For For For 2 Adopt New By-Laws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELEK GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLEKG CINS M27635107 10/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Bonus of Board Chairman Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DENA CO LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS 2432 CINS J1257N107 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 34 Mgmt For For For 2 Amend Articles To Limit Rights of Odd-Lot Holders Mgmt For For For 3.1 Elect Director Namba, Tomoko Mgmt For For For 3.2 Elect Director Haruta, Makoto Mgmt For For For 3.3 Elect Director Moriyasu, Isao Mgmt For For For 3.4 Elect Director Kawasaki, Shuuhei Mgmt For For For 3.5 Elect Director Neil Young Mgmt For For For 3.6 Elect Director Kobayashi, Kenji Mgmt For For For 4.1 Appoint Statutory Auditor Watanabe, Taketsune Mgmt For For For 4.2 Appoint Statutory Auditor Iida, Masaru Mgmt For Against Against 4.3 Appoint Statutory Auditor Fujikawa, Hisaaki Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DENSO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6902 CINS J12075107 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 24 Mgmt For For For 2.1 Elect Director Fukaya, Koichi Mgmt For For For 2.2 Elect Director Kato, Nobuaki Mgmt For For For 2.3 Elect Director Tokuda, Hiromi Mgmt For For For 2.4 Elect Director Kobayashi, Koji Mgmt For For For 2.5 Elect Director Tsuchiya, Sojiro Mgmt For For For 2.6 Elect Director Hironaka, Kazuo Mgmt For For For 2.7 Elect Director Sugi, Hikaru Mgmt For For For 2.8 Elect Director Shirasaki, Shinji Mgmt For For For 2.9 Elect Director Miyaki, Masahiko Mgmt For For For 2.10 Elect Director Shikamura, Akio Mgmt For For For 2.11 Elect Director Maruyama, Haruya Mgmt For For For 2.12 Elect Director Tajima, Akio Mgmt For For For 2.13 Elect Director Toyoda, Shoichiro Mgmt For For For 3.1 Appoint Statutory Auditor Cho, Fujio Mgmt For Against Against 3.2 Appoint Statutory Auditor Watanabe, Toshio Mgmt For For For 3.3 Appoint Statutory Auditor Kondo, Toshimichi Mgmt For For For 4 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEUTSCHE BOERSE AG TICKER SECURITY ID: MEETING DATE MEETING STATUS DB1 CINS D1882G119 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Germany ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 2.10 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights Mgmt For For For 6 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For For 7 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For For 8 Amend Articles Re: Majority Voting Requirements for General Meeting Mgmt For Against Against 9 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIAGEO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS DGE CINS G42089113 10/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Peggy Bruzelius as Director Mgmt For For For 5 Re-elect Laurence Danon as Director Mgmt For For For 6 Re-elect Betsy Holden as Director Mgmt For For For 7 Re-elect Lord (Clive) Hollick of Notting Hill as Director Mgmt For For For 8 Re-elect Franz Humer as Director Mgmt For For For 9 Re-elect Philip Scott as Director Mgmt For For For 10 Re-elect Todd Stitzer as Director Mgmt For For For 11 Re-elect Paul Walker as Director Mgmt For For For 12 Re-elect Paul Walsh as Director Mgmt For For For 13 Elect Lord (Mervyn) Davies of Abersoch as Director Mgmt For For For 14 Elect Deirdre Mahlan as Director Mgmt For For For 15 Reappoint KPMG Audit plc as Auditors Mgmt For For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Expenditure Mgmt For For For 21 Amend Diageo 2001 Share Incentive Plan Mgmt For For For 22 Approve Diageo 2010 Sharesave Plan Mgmt For For For 23 Authorise the Company to Establish International Share Plans Mgmt For For For 24 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIASORIN S.P.A TICKER SECURITY ID: MEETING DATE MEETING STATUS DIA CINS T3475Y104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements, Statutory Reports, and Allocation of Income Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EAST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9020 CINS J1257M109 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 55 Mgmt For For For 2 Amend Articles To Streamline Board Structure Mgmt For For For 3 Elect Director Takahashi, Makoto Mgmt For For For 4.1 Appoint Statutory Auditor Hoshino, Shigeo Mgmt For For For 4.2 Appoint Statutory Auditor Higashikawa, Hajime Mgmt For For For 4.3 Appoint Statutory Auditor Harayama, Kiyomi Mgmt For For For 5 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For 6 Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees ShrHldr Against Against For 7 Direct Dept Store Subsidiary to Retain Asahi Shimbun to Investigate MPL Violation at Tenant Contact-Lens Shops ShrHldr Against Against For 8 Direct Dept Store Subsidiary to Retain Asahi Shimbun to Check for MPL Violations when Accepting New Tenant Shops ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ELEKTA AB TICKER SECURITY ID: MEETING DATE MEETING STATUS EKTA B CINS W2479G107 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Bertil Villard as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Statutory Reports Mgmt N/A N/A N/A 8 Receive CEO's and Chairman's Reports Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Allocation of Income and Dividends of SEK 3.00 per Share Mgmt For For For 11 Approve Discharge of Board and President Mgmt For For For 12 Receive Report on Nominating Committee's Work Mgmt N/A N/A N/A 13 Determine Number of Members (8) and Deputy Members (0) of Board Mgmt For For For 14 Approve Remuneration of Directors in the Aggregate Amount of SEK 2.89 Million; Approve Remuneration of Auditors Mgmt For For For 15 Reelect Akbar Seddigh (Chairman), Hans Barella, Luciano Cattani, Vera Kallmeyer, Tommy Karlsson, Laurent Leksell, and BirgittaGoransson as Directors; Elect Jan Secher as New Director Mgmt For For For 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 17.1 Authorize Repurchase of Issued Shares Mgmt For For For 17.2 Authorize Reissuance of Repurchased Shares Mgmt For For For 17.3 Approve Transfer of Shares to Participants in Performance Share Program 2010 Mgmt For For For 17.4 Approve Transfer of Shares to Cover Certain Expenditures in Connection with Performance Share Program 2009 Mgmt For For For 18 Approve Performance Share Plan 2010 Mgmt For For For 19 Authorize Chairman of Board and Representatives of Three to Five of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For Against Against 20 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ENB CUSIP 29250N105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director David A. Arledge Mgmt For For For 1.2 Elect Director James J. Blanchard Mgmt For For For 1.3 Elect Director J. Lorne Braithwaite Mgmt For For For 1.4 Elect Director Patrick D. Daniel Mgmt For For For 1.5 Elect Director J. Herb England Mgmt For For For 1.6 Elect Director Charles W. Fischer Mgmt For For For 1.7 Elect Director V. Maureen Kempston Darkes Mgmt For For For 1.8 Elect Director David A. Leslie Mgmt For For For 1.9 Elect Director George K. Petty Mgmt For For For 1.10 Elect Director Charles E. Shultz Mgmt For For For 1.11 Elect Director Dan C. Tutcher Mgmt For For For 1.12 Elect Director Catherine L. Williams Mgmt For For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For 3 Approve Stock Split Mgmt For For For 4 Re-approve Stock Option Plan Mgmt For For For 5 Approve Shareholder Rights Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Italian Ministry of Economy and Finance Mgmt N/A Do Not Vote N/A 5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 6 Elect Chairman of the Board of Directors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For Against Against 8 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENEL SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENEL CINS T3679P115 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENERPLUS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ERF CUSIP 292766102 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Edwin V. Dodge Mgmt For For For 1.2 Elect Director Robert B. Hodgins Mgmt For For For 1.3 Elect Director Gordon J. Kerr Mgmt For For For 1.4 Elect Director Douglas R. Martin Mgmt For For For 1.5 Elect Director David P. O'Brien Mgmt For For For 1.6 Elect Director Elliott Pew Mgmt For For For 1.7 Elect Director Glen D. Roane Mgmt For For For 1.8 Elect Director W.C. (Mike) Seth Mgmt For For For 1.9 Elect Director Donald T. West Mgmt For For For 1.10 Elect Director Harry B. Wheeler Mgmt For For For 1.11 Elect Director Clayton H. Woitas Mgmt For For For 1.12 Elect Director Robert L. Zorich Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENI SPA TICKER SECURITY ID: MEETING DATE MEETING STATUS ENI CINS T3643A145 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Italy ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3 Fix Number of Directors Mgmt For For For 4 Fix Directors' Term Mgmt For For For 5.1 Slate Submitted by the Ministry of Economics and Finance Mgmt N/A Do Not Vote N/A 5.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 6 Elect Chairman of the Board of Directors Mgmt For For For 7 Approve Remuneration of Directors Mgmt For Against Against 8.1 Slate Submitted by the Ministry of Economics and Finance Mgmt N/A Against N/A 8.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 9 Appoint Internal Statutory Auditors' Chairman Mgmt For For For 10 Approve Internal Auditors' Remuneration Mgmt For For For 11 Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FAMILYMART CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8028 CINS J13398102 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Ueda, Junji Mgmt For For For 1.2 Elect Director Yokota, Takayuki Mgmt For For For 1.3 Elect Director Miyamoto, Yoshiki Mgmt For For For 1.4 Elect Director Kobe, Yasuhiro Mgmt For For For 1.5 Elect Director Kato, Toshio Mgmt For For For 1.6 Elect Director Takada, Motoo Mgmt For For For 1.7 Elect Director Kosaka, Masaaki Mgmt For For For 1.8 Elect Director Wada, Akinori Mgmt For For For 1.9 Elect Director Komatsuzaki, Yukihiko Mgmt For For For 1.10 Elect Director Tamamaki, Hiroaki Mgmt For For For 2.1 Appoint Statutory Auditor Endo, Takashi Mgmt For Against Against 2.2 Appoint Statutory Auditor Takaoka, Mika Mgmt For For For 3 Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- FAURECIA TICKER SECURITY ID: MEETING DATE MEETING STATUS EO CINS F3445A108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 11 of Bylaws Re: Directors Lenght of Term Mgmt For For For 2 Authorize up to 2 Million Shares for Use in Restricted Stock Plan Mgmt For Against Against 3 Authorize Filing of Required Documents/Other Formalities Mgmt For For For 4 Approve Financial Statements and Consolidated Financial Statements and Statutory Reports Mgmt For For For 5 Approve Allocation of Income and Dividends of EUR 0.25 per Share Mgmt For For For 6 Approve Dividends of EUR 0.25 per Share Mgmt For For For 7 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 8 Elect Linda Newton as Director Mgmt For Against Against 9 Reelect Jean-Claude Hanus as Director Mgmt For Against Against 10 Reelect Thierry Peugeot as Director Mgmt For Against Against 11 Reelect Philippe Varin as Director Mgmt For Against Against 12 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Against Against 13 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FINNING INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FTT CUSIP 318071404 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ricardo Bacarreza as Director Mgmt For For For 1.2 Elect James E.C. Carter as Director Mgmt For For For 1.3 Elect David L. Emerson as Director Mgmt For For For 1.4 Elect Kathleen M. O'Neill as Director Mgmt For For For 1.5 Elect Christopher W. Patterson as Director Mgmt For For For 1.6 Elect John M. Reid as Director Mgmt For For For 1.7 Elect Andrew H. Simon as Director Mgmt For For For 1.8 Elect Bruce L. Turner as Director Mgmt For For For 1.9 Elect Michael T. Waites as Director Mgmt For For For 1.10 Elect Douglas W.G. Whitehead as Director Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Approve Shareholder Rights Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FMG CINS Q39360104 11/19/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 2 Elect Mark Barnaba as a Director Mgmt For For For 3 Elect Geoff Brayshaw as a Director Mgmt For For For 4 Elect Russell Scrimshaw as a Director Mgmt For For For 5 Approve the Grant of Up to 18,608 Bonus Shares to Andrew Forrest, Chief Executive Officer, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan Mgmt For For For 6 Approve the Grant of Up to 89,526 Bonus Shares to Russell Scrimshaw, Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan Mgmt For For For 7 Approve the Grant of Up to 31,832 Bonus Shares to Graeme Rowley, Non-Executive Director, at an Issue Price of A$3.51 Each, Under the Company's Bonus Share Plan Mgmt For For For 8 Approve the Grant of Up to 20,221 Performance Rights to Andrew Forrest and Up to 122,549 Performance Rights to Russell Scrimshaw, Executive Directors, Under the Company's Performance Share Plan Mgmt For For For 9 Approve the Increase in the Remuneration of Non-Executive Directors to A$2 Million Per Annum Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRASER AND NEAVE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS F99 CUSIP Y2642C155 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Declare Final Dividend of SGD 0.12 Per Share Mgmt For For For 3.1 Reelect Lee Hsien Yang as Director Mgmt For For For 3.2 Reelect Soon Tit Koon as Director Mgmt For For For 3.3 Reelect Ho Tian Yee as Director Mgmt For For For 3.4 Reelect Maria Mercedes Corrales as Director Mgmt For For For 3.5 Reelect Hirotake Kobayashi as Director Mgmt For For For 4 Approve Directors' Fees of SGD 2.7 Million for the Year Ending Sept. 30, 2011 Mgmt For For For 5 Reappoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Mgmt For For For 7 Approve Issuance of Shares and Grant of Options Pursuant to the Fraser and Neave, Ltd. Executives' Share Option Scheme 1999 Mgmt For Against Against 8 Approve Issuance of Shares and Grant of Awards Pursuant to the F&N Restricted Share Plan and/or the F&N Performance Share Plan Mgmt For For For 9 Approve Issuance of Shares Pursuant to the Fraser and Neave, Limited Scrip Dividend Scheme Mgmt For For For 10 Authorize Share Repurchase Program Mgmt For For For 11 Other Business (Voting) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- GIVAUDAN SA TICKER SECURITY ID: MEETING DATE MEETING STATUS GIVN CUSIP H3238Q102 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and StatutoryReports Mgmt For For For 2 Approve Compensation Policy Mgmt For For For 3 Approve Discharge of the Board of Directors Mgmt For For For 4 Approve Allocation of Income and Dividends of CHF 21.50 per Share Mgmt For For For 5.1 Amend Articles Re: Board Size Mgmt For For For 5.2 Amend Articles Re: Term of Office for Board Members Mgmt For For For 6.1 Elect Lilian Fossum Biner as Director Mgmt For For For 6.2 Reelect Henner Schierenbeck as Director Mgmt For For For 6.3 Reelect Nabil Sakkab as Director Mgmt For For For 7 Ratify Deloitte SA as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS GSK CINS G3910J112 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Simon Dingemans as Director Mgmt For For For 4 Elect Stacey Cartwright as Director Mgmt For For For 5 Elect Judy Lewent as Director Mgmt For For For 6 Re-elect Sir Christopher Gent as Director Mgmt For For For 7 Re-elect Andrew Witty as Director Mgmt For For For 8 Re-elect Sir Roy Anderson as Director Mgmt For For For 9 Re-elect Dr Stephanie Burns as Director Mgmt For For For 10 Re-elect Larry Culp as Director Mgmt For For For 11 Re-elect Sir Crispin Davis as Director Mgmt For For For 12 Re-elect Sir Deryck Maughan as Director Mgmt For For For 13 Re-elect James Murdoch as Director Mgmt For For For 14 Re-elect Dr Daniel Podolsky as Director Mgmt For For For 15 Re-elect Dr Moncef Slaoui as Director Mgmt For For For 16 Re-elect Tom de Swaan as Director Mgmt For For For 17 Re-elect Sir Robert Wilson as Director Mgmt For For For 18 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 19 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 20 Authorise EU Political Donations and Expenditure Mgmt For For For 21 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 22 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 23 Authorise Market Purchase Mgmt For For For 24 Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports Mgmt For For For 25 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GRANDE CACHE COAL CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GCE CUSIP 38655X105 08/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Six Mgmt For For For 2 Elect Robert H. Stan, Robert G. Brawn, Barry T. Davies, Donald J. Douglas, Nicholas G. Kirton and John R. Morgan as Directors Mgmt For For For 3 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Approve Stock Option Plan Mgmt For Against Against 5 Approve All Unallocated Restricted Share Units Under the Share Unit Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HITACHI LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6501 CINS J20454112 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Kawamura, Takashi Mgmt For For For 1.2 Elect Director Ota, Yoshie Mgmt For For For 1.3 Elect Director Ohashi, Mitsuo Mgmt For For For 1.4 Elect Director Katsumata, Nobuo Mgmt For For For 1.5 Elect Director Motobayashi, Toru Mgmt For Against Against 1.6 Elect Director Ono, Isao Mgmt For For For 1.7 Elect Director Stephen Gomersall Mgmt For For For 1.8 Elect Director Sakiyama, Tadamichi Mgmt For For For 1.9 Elect Director Sumikawa, Masaharu Mgmt For For For 1.10 Elect Director Nakanishi, Hiroaki Mgmt For For For 1.11 Elect Director Nakamura, Michiharu Mgmt For For For 1.12 Elect Director Hacchoji, Takashi Mgmt For For For 1.13 Elect Director Miyoshi, Takashi Mgmt For For For 2 Remove Director Miyoshi, Takashi from Office ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOLCIM LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOLN CINS H36940130 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For Against Against 2 Approve Discharge of Board and Senior Management Mgmt For For For 3.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 3.2 Approve Dividends of CHF 1.50 per Share from Capital Contribution Reserves Mgmt For For For 4.1 Reelect Christine Binswanger as Director Mgmt For For For 4.2 Reelect Andreas von Planta as Director Mgmt For For For 4.3 Reelect Erich Hunziker as Director Mgmt For Against Against 4.4 Elect Alexander Gut as Director Mgmt For For For 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONDA MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7267 CINS J22302111 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 15 Mgmt For For For 2 Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors Mgmt For For For 3.1 Elect Director Kondo, Koichi Mgmt For For For 3.2 Elect Director Ito, Takanobu Mgmt For For For 3.3 Elect Director Hamada, Akio Mgmt For For For 3.4 Elect Director Oyama, Tatsuhiro Mgmt For For For 3.5 Elect Director Ike, Fumihiko Mgmt For For For 3.6 Elect Director Kawanabe, Tomohiko Mgmt For For For 3.7 Elect Director Hogen, Kensaku Mgmt For For For 3.8 Elect Director Kuroyanagi, Nobuo Mgmt For For For 3.9 Elect Director Fukui, Takeo Mgmt For For For 3.10 Elect Director Yamada, Takuji Mgmt For For For 3.11 Elect Director Yoshida, Masahiro Mgmt For For For 3.12 Elect Director Yamamoto, Yoshiharu Mgmt For For For 4.1 Appoint Statutory Auditor Abe, Hirotake Mgmt For For For 4.2 Appoint Statutory Auditor Iwashita, Tomochika Mgmt For Against Against 5 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For 6 Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y33549117 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve JV Transaction and Related Transactions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Director Mgmt For For For 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Director Mgmt For For For 3.6 Re-elect Douglas Flint as Director Mgmt For For For 3.7 Re-elect Alexander Flockhart as Director Mgmt For For For 3.8 Re-elect Stuart Gulliver as Director Mgmt For For For 3.9 Re-elect James Hughes-Hallett as Director Mgmt For For For 3.10 Re-elect William Laidlaw as Director Mgmt For For For 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Director Mgmt For For For 3.15 Re-elect Sir Simon Robertson as Director Mgmt For For For 3.16 Re-elect John Thornton as Director Mgmt For For For 3.17 Re-elect Sir Brian Williamson as Director Mgmt For For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration Mgmt For For For 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Non-Executive Directors Mgmt For For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS HSBA CINS G4634U169 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3.1 Re-elect Safra Catz as Director Mgmt For For For 3.2 Elect Laura Cha as Director Mgmt For For For 3.3 Re-elect Marvin Cheung as Director Mgmt For For For 3.4 Re-elect John Coombe as Director Mgmt For For For 3.5 Re-elect Rona Fairhead as Director Mgmt For For For 3.6 Re-elect Douglas Flint as Director Mgmt For For For 3.7 Re-elect Alexander Flockhart as Director Mgmt For For For 3.8 Re-elect Stuart Gulliver as Director Mgmt For For For 3.9 Re-elect James Hughes-Hallett as Director Mgmt For For For 3.10 Re-elect William Laidlaw as Director Mgmt For For For 3.11 Re-elect Janis Lomax as Director Mgmt For For For 3.12 Elect Iain Mackay as Director Mgmt For For For 3.13 Re-elect Gwyn Morgan as Director Mgmt For For For 3.14 Re-elect Nagavara Murthy as Director Mgmt For For For 3.15 Re-elect Sir Simon Robertson as Director Mgmt For For For 3.16 Re-elect John Thornton as Director Mgmt For For For 3.17 Re-elect Sir Brian Williamson as Director Mgmt For For For 4 Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration Mgmt For For For 5 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 6 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 7 Approve Share Plan 2011 Mgmt For For For 8 Approve Fees Payable to Non-Executive Directors Mgmt For For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CUSIP Y3744A105 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Connected Transaction with a Related Party and Related Annual Caps Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Working Report of the Board of Directors Mgmt For For For 2 Accept Working Report of the Supervisory Committee Mgmt For For For 3 Accept Audited Financial Statements Mgmt For For For 4 Approve Profit Distribution Plan Mgmt For For For 5 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Approve Issuance of Short-Term Debentures Mgmt For For For 7 Approve Issuance of Super Short-Term Debentures Mgmt For For For 8 Approve Issuance of RMB Denominated Debt Instruments Mgmt For For For 9 Amend Articles of Association of the Company Mgmt For For For 10.1 Reelect Cao Peixi as Director Mgmt For For For 10.2 Reelect Huang Long as Director Mgmt For For For 10.3 Elect Li Shiqi as Director Mgmt For For For 10.4 Reelect Huang Jian as Director Mgmt For For For 10.5 Reelect Liu Guoyue as Director Mgmt For For For 10.6 Reelect Fan Xiaxia as Director Mgmt For For For 10.7 Reelect Shan Qunying as Director Mgmt For For For 10.8 Reelect Liu Shuyuan as Director Mgmt For For For 10.9 Reelect Xu Zujian as Director Mgmt For For For 10.10 Reelect Huang Mingyuan as Director Mgmt For For For 10.11 Reelect Shao Shiwei as Independent Non-Executive Director Mgmt For For For 10.12 Reelect Wu Liansheng as Independent Non-Executive Director Mgmt For For For 10.13 Elect Li Zhensheng as Independent Non-Executive Director Mgmt For For For 10.14 Elect Qi Yudong as Independent Non-Executive Director Mgmt For For For 10.15 Elect Zhang Shouwen as Independent Non-Executive Director Mgmt For For For 11.1 Reelect Guo Junming as Supervisor Mgmt For For For 11.2 Elect Hao Tingwei as Supervisor Mgmt For For For 11.3 Elect Zhang Mengjiao as Supervisor Mgmt For For For 11.4 Reelect Gu Jianguo as Supervisor Mgmt For For For 12 Approve Non-Public Issuance of Debt Financing Instruments ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Class of Shares and Nominal Value per Share in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.2 Approve Method of Issuance in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.3 Approve Target Subscribers in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.4 Approve Method of Subscription in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.5 Approve Number of Shares to be Issued in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.6 Approve Price Determination Date in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.7 Approve Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.8 Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.9 Approve Lock-up Period(s) in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.10 Approve Listing of Shares in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.11 Approve Use of Proceeds in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.12 Approve Arrangement Regarding the Accumulated Undistributed Earnings in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.13 Approve Relationship between the New A Share Issue and the New H Share Issue in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.14 Approve Validity Period of Resolutions in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 2 Approve Supplemental Agreements to the Subscription Agreements with Designated Investors Mgmt For For For 3 Approve the Resolution that the Company Meets with the Conditions for the New A Share Issue Mgmt For For For 4 Authorize Board to Implement All Matters Relating to the Revised Proposal Regarding the New A Share Issue and the New H Share Issue Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 902 CINS Y3744A105 09/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Approve Class of Shares and Nominal Value per Share in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.2 Approve Method of Issuance in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.3 Approve Target Subscribers in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.4 Approve Method of Subscription in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.5 Approve Number of Shares to be Issued in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.6 Approve Price Determination Date in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.7 Approve Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.8 Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.9 Approve Lock-up Period(s) in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.10 Approve Listing of Shares in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.11 Approve Use of Proceeds in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.12 Approve Arrangement Regarding the Accumulated Undistributed Earnings in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.13 Approve Relationship between the New A Share Issue and the New H Share Issue in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 1.14 Approve Validity Period of Resolutions in Relation to the Proposal Regarding the New Shares Issue and the New H Share Issue Mgmt For For For 2 Approve Supplemental Agreements to the Subscription Agreements with Designated Investors Mgmt For For For 3 Approve the Resolution that the Company Meets with the Conditions for the New A Share Issue Mgmt For For For 4 Authorize Board to Implement All Matters Relating to the Revised Proposal Regarding the New A Share Issue and the New H Share Issue Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 13 CINS Y38024108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Declare Final Dividend Mgmt For For For 3.1 Reelect Fok Kin-ning, Canning as Director Mgmt For For For 3.2 Reelect Kam Hing Lam as Director Mgmt For Against Against 3.3 Reelect Holger Kluge as Director Mgmt For For For 3.4 Reelect William Shurniak as Director Mgmt For For For 3.5 Reelect Wong Chung Hin as Director Mgmt For For For 4 Appoint Auditor and Authorize Board to Fix Remuneration Mgmt For For For 5.1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 5.2 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against 6 Approve Amendments to the Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IDEMITSU KOSAN CO., LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5019 CINS J2388K103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Tenbo, Akihiko Mgmt For For For 1.2 Elect Director Nakano, Kazuhisa Mgmt For For For 1.3 Elect Director Matsui, Kenichi Mgmt For For For 1.4 Elect Director Nishiyori, Akiro Mgmt For For For 1.5 Elect Director Fukunaga, Seiji Mgmt For For For 1.6 Elect Director Tsukioka, Takashi Mgmt For For For 1.7 Elect Director Matsumoto, Yoshihisa Mgmt For For For 1.8 Elect Director Maeda, Yasunori Mgmt For For For 1.9 Elect Director Kamimae, Osamu Mgmt For For For 1.10 Elect Director Kuramochi, Junjiro Mgmt For For For 1.11 Elect Director Yamada, Takeshi Mgmt For For For 2 Appoint Statutory Auditor Sato, Katsuo Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IHI CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7013 CINS J2398N105 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 3 Mgmt For For For 2.1 Elect Director Kama, Kazuaki Mgmt For For For 2.2 Elect Director Hiruma, Yuuji Mgmt For For For 2.3 Elect Director Hashimoto, Ichiro Mgmt For For For 2.4 Elect Director Saito, Tamotsu Mgmt For For For 2.5 Elect Director Nakamura, Fusayoshi Mgmt For For For 2.6 Elect Director Serizawa, Makoto Mgmt For For For 2.7 Elect Director Tsukahara, Kazuo Mgmt For For For 2.8 Elect Director Degawa, Sadao Mgmt For For For 2.9 Elect Director Sakamoto, Joji Mgmt For For For 2.10 Elect Director Terai, Ichiro Mgmt For For For 2.11 Elect Director Kawaratani, Tatsumi Mgmt For For For 2.12 Elect Director Imoto, Izumi Mgmt For For For 2.13 Elect Director Hamaguchi, Tomokazu Mgmt For For For 2.14 Elect Director Okamura, Tadashi Mgmt For Against Against 2.15 Elect Director Sekido, Toshinori Mgmt For For For 3 Appoint Statutory Auditor Inokuchi, Takeo Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS) TICKER SECURITY ID: MEETING DATE MEETING STATUS ILU CINS Q4875J104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jennifer Anne Seabrook as a Director Mgmt For For For 2 Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2010 Mgmt For For For 3 Approve the Remuneration of Non-Executive Directors in the Amount of A$1.5 Million Per Annum Mgmt For For For 4 Approve the Grant of 750,000 LTID Share Rights in Three Tranches under the Company's Share Acquisition Plan to David Robb, Managing Director of the Company Mgmt For For For 5 Approve the Termination Benefits under the Revised Executive Employment Agreement of David Robb, Managing Director of the Company Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Martin Lamb as Director Mgmt For For For 5 Re-elect Douglas Hurt as Director Mgmt For For For 6 Re-elect Roy Twite as Director Mgmt For For For 7 Re-elect Norman Askew as Director Mgmt For For For 8 Re-elect Terry Gateley as Director Mgmt For For For 9 Re-elect Kevin Beeston as Director Mgmt For For For 10 Re-elect Anita Frew as Director Mgmt For For For 11 Re-elect Bob Stack as Director Mgmt For For For 12 Elect Ian Whiting as Director Mgmt For For For 13 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 16 Authorise EU Political Donations and Expenditure Mgmt For For For 17 Amend Share Option Plan Mgmt For For For 18 Approve Global Employee Share Purchase Plan 2011 Mgmt For For For 19 Approve US Stock Purchase Plan 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IMI PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMI CINS G47152106 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 2 Authorise Market Purchase Mgmt For For For 3 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS IMT CUSIP G4721W102 02/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Burnett as Director Mgmt For For For 5 Re-elect Alison Cooper as Director Mgmt For For For 6 Re-elect Robert Dyrbus as Director Mgmt For For For 7 Re-elect Michael Herlihy as Director Mgmt For For For 8 Re-elect Pierre Jungels as Director Mgmt For For For 9 Re-elect Susan Murray as Director Mgmt For For For 10 Re-elect Iain Napier as Director Mgmt For For For 11 Re-elect Berge Setrakian as Director Mgmt For For For 12 Re-elect Mark Williamson as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 21 Adopt New Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INDRA SISTEMAS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS BIDR CINS E6271Z155 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Spain ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements for FY 2010; Approve Allocation of Income and Dividends of EUR 0.68 per Share Mgmt For For For 2 Approve Discharge of Directors Mgmt For For For 3.1 Fix Number of Directors at 15 Mgmt For For For 3.2 Elect Javier de Andr,s Gonz lez as Director Mgmt For For For 3.3 Reelect Mediacicn y Diagncsticos SA as Director Mgmt For For For 3.4 Reelect Participaciones y Cartera de Inversicn SL as Director Mgmt For For For 3.5 Reelect Isabel Aguilera Navarro as Director Mgmt For For For 3.6 Reelect Rosa Sugra*es Arimany as Director Mgmt For For For 3.7 Reelect Javier Monzcn de C ceres as Director Mgmt For For For 3.8 Reelect Regino Moranchel Fern ndez as Director Mgmt For For For 3.9 Elect Ignacio Santillana del Barrio as Director Mgmt For For For 4.1 Amend Several Articles to Adapt to Spanish Corporate Enterprises Act Mgmt For For For 4.2 Amend Article 30 Paragraph 3 (New Article 31) to Adapt to Revised Stock Market Law Re: Audit Committee Mgmt For For For 4.3 Amend Article 14 Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting Mgmt For For For 4.4 Amend Article 2 Re: Corporate Purpose Mgmt For For For 4.5 Amend Article 27 Re: Remuneration of Board of Directors Mgmt For For For 4.6 Amend Several Articles Re: Changes in Stylistics Mgmt For For For 4.7 Approve Restated Bylaws Mgmt For For For 5.1 Amend Several Articles of General Meeting Regulations to Adapt to Spanish Corporate Enterprises Act Mgmt For For For 5.2 Amend Several Articles of General Meeting Regulations Re: Changes in Stylistics Mgmt For For For 5.3 Amend Article 6 (New Article 7) of General Meeting Regulations Re: Elimination of Minimum Ownership Requirement to Attend the Shareholders' Meeting Mgmt For For For 5.4 Approve Restated General Meeting Regulations Mgmt For For For 6 Receive Changes to Board of Directors' Guidelines Mgmt N/A N/A N/A 7 Advisory Vote on Remuneration Report Mgmt For For For 8 Approve Remuneration of Directors Mgmt For For For 9 Approve Restricted Share Plan Mgmt For For For 10 Reelect KPMG as Auditors Mgmt For For For 11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL (INDITEX) TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS E6282J109 07/13/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 Mgmt For For For 2 Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 Mgmt For For For 3 Approve Allocation of Income and Dividends Mgmt For For For 4.1 Re-elect Amancio Ortega Gaona as Director Mgmt For Against Against 4.2 Re-elect Pablo Isla Alvarez de Tejera as Director Mgmt For For For 4.3 Re-elect Juan Manuel Urgoiti as Director Mgmt For Against Against 5.1 Elect Nils Smedegaard Andersen as Director Mgmt For For For 5.2 Elect Emilio Saracho Rodriguez de Torres as Director Mgmt For For For 6 Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee Mgmt For For For 7 Amend Article 15 of General Meeting Regulations Mgmt For For For 8 Re-elect Auditors Mgmt For For For 9 Authorize Repurchase of Shares Mgmt For For For 10 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INMET MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IMN CUSIP 457983104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Yilmaz Arguden Mgmt For For For 1.2 Elect Director David R. Beatty Mgmt For For For 1.3 Elect Director John C. Eby Mgmt For For For 1.4 Elect Director John H. Clappison Mgmt For For For 1.5 Elect Director Paul E. Gagne Mgmt For For For 1.6 Elect Director Oyvind Hushovd Mgmt For For For 1.7 Elect Director Thomas E. Mara Mgmt For For For 1.8 Elect Director Jochen E. Tilk Mgmt For For For 1.9 Elect Director Douglas W. G. Whitehead Mgmt For For For 2 Ratify KPMG LLP as Auditors Mgmt For For For 3 Approve Share Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INVENSYS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G49133161 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Abstain Against 3.1 Elect Francesco Caio as Director Mgmt For For For 3.2 Re-elect Ulf Henriksson as Director Mgmt For For For 3.3 Elect Paul Lester as Director Mgmt For For For 3.4 Elect Dr Martin Read as Director Mgmt For For For 3.5 Re-elect Pat Zito as Director Mgmt For For For 4 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 5 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 6 Approve Final Dividend Mgmt For For For 7 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 8 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 9 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise EU Political Donations and Expenditure Mgmt For For For 12 Adopt New Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INVESTOR AB TICKER SECURITY ID: MEETING DATE MEETING STATUS INVEB CINS W48102128 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Auditor's Report Mgmt N/A N/A N/A 7 Receive President's Report; Receive Presentation by Molnlycke Health Care AB Mgmt N/A N/A N/A 8 Receive Report on the Work of the Board and its Committees Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Discharge of Board and President Mgmt For For For 11 Approve Allocation of Income and Dividends of SEK 5.00 per Share; Approve April 15, 2011, as Record Date for Dividend Payment Mgmt For For For 12.1 Determine Number of Members (11) and Deputy Members (0) of Board Mgmt For For For 12.2 Fix Number of Auditors at One Mgmt For For For 13.1 Approve Remuneration of Directors in the Amount of SEK 1.9 Million for Chairman and SEK 500,000 for Other Directors (Including Synthetic Shares); Approve Remuneration for Committee Work Mgmt For For For 13.2 Approve Remuneration of Auditors Mgmt For For For 14 Reelect Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom Johnstone, Carola Lemne, Grace Skaugen, O. Griffith Sexton, Lena Treschow Torell, Jacob Wallenberg (Chairman), and Peter Wallenberg Jr. as Directors; Elect Hans Straberg as New Director Mgmt For For For 15 Ratify KPMG as Auditors Mgmt For For For 16.1 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 16.2 Approve 2011 Long-Term Incentive Programs Mgmt For For For 17.1 Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors Mgmt For For For 17.2 Authorize Reissuance of up to 2.2 Million Repurchased Shares in Support of 2011 Long-Term Incentive Programs Mgmt For For For 18 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For For 19 Amend Articles Re: Conversion of Class-A Shares into Class-B Shares ShrHldr N/A For N/A 20.1 Evaluate the Possibility to Convert Class-A Shares into Class-B Shares ShrHldr N/A For N/A 20.2 Evaluate the Possibility to De-merge Investor into Two Companies, "Listed" and "Unlisted" ShrHldr N/A Against N/A 20.3 Evaluate the Possibility to Refine Investor into Two Companies, "Investor Healthcare" and "Investor Industry" ShrHldr N/A Against N/A 20.4 Evaluate the Possibility to Distribute Unlisted Assets ShrHldr N/A Against N/A 20.5 Evaluate the Possibility to Make an Extraordinary Dividend of SEK 10 ShrHldr N/A Against N/A 20.6 Evaluate the Possibility to Make a More Long-Term and More Aggressive Forecast for the Dividend ShrHldr N/A Against N/A 20.7 Evaluate the Possibility to Repurchase Shares Without Liquidating the Company ShrHldr N/A Against N/A 20.8 Evaluate the Possibility to Contact Other Investment Companies With the Purpose of Establishing a Team Which Shall Work for Reducing the Investment Company Discounts in Investment Companies ShrHldr N/A Against N/A 20.9 Contact Warren Buffet for His Advice and Views on How Investor Can be Developed and How Its Investment Company Discount Can Be Reduced ShrHldr N/A Against N/A 20.10 Evaluate the Possibility to Make the General Meeting to an Event and a Festival That No-one Would Like To Miss ShrHldr N/A Against N/A 20.11 Evaluate Which Shareholder Perquisites That Can Be Conferred in the Future ShrHldr N/A Against N/A 20.12 Evaluate the Possibility to Prepare and Make Public a Five Item Agenda with Concrete Measures to Eliminate the Investment Company Discount ShrHldr N/A Against N/A 20.13 Evaluate the Possibility to Establish a Concrete Target for Which Level to be Reached Regarding Reduction of the Investment Company Discount in the Future ShrHldr N/A Against N/A 21 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ITOCHU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8001 CINS J2501P104 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 9 Mgmt For For For 2 Amend Articles To Indemnify Directors Mgmt For For For 3.1 Elect Director Kobayashi, Eizo Mgmt For For For 3.2 Elect Director Okafuji, Masahiro Mgmt For For For 3.3 Elect Director Kobayashi, Yoichi Mgmt For For For 3.4 Elect Director Akamatsu, Yoshio Mgmt For For For 3.5 Elect Director Aoki, Yoshihisa Mgmt For For For 3.6 Elect Director Seki, Tadayuki Mgmt For For For 3.7 Elect Director Okada, Kenji Mgmt For For For 3.8 Elect Director Takayanagi, Koji Mgmt For For For 3.9 Elect Director Kikuchi, Satoshi Mgmt For For For 3.10 Elect Director Matsushima, Toru Mgmt For For For 3.11 Elect Director Nakamura, Ichiro Mgmt For For For 3.12 Elect Director Okamoto, Hitoshi Mgmt For For For 3.13 Elect Director Kawamoto, Yuuko Mgmt For For For 3.14 Elect Director Sugimoto, Kazuyuki Mgmt For For For 4.1 Appoint Statutory Auditor Maeda, Kazutoshi Mgmt For For For 4.2 Appoint Statutory Auditor Shimojo, Masahiro Mgmt For For For 5 Approve Adjustment to Aggregate Compensation Ceiling for Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ITV PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ITV CINS G4984A110 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Elect Lucy Neville-Rolfe as Director Mgmt For For For 4 Re-elect John Ormerod as Director Mgmt For For For 5 Reappoint KPMG Audit plc as Auditors Mgmt For For For 6 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 7 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 8 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 9 Authorise EU Political Donations and Expenditure Mgmt For For For 10 Authorise Market Purchase Mgmt For For For 11 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JERONIMO MARTINS SGPS S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS JMT CUSIP X40338109 03/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Individual Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 2 Approve Allocation of Income and Dividends Mgmt For For For 3 Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Management and Supervisory Board Mgmt For For For 5 Approve Remuneration Policy Mgmt For For For 6 Approve Decrease in Size of Board Mgmt For For For 7 Elect Audit Committee Member Mgmt For For For 8 Amend Articles 23 and 25 Mgmt For For For 9 Amend Pension Plan Mgmt For For For 10 Shareholder Proposal: Approve Remuneration of Remuneration Committee Members ShrHldr N/A For N/A ---------------------------------------------------------------------------------------------------------------- JTEKT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6473 CINS J2946V104 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 9 Mgmt For For For 2.1 Elect Director Yokoyama, Motohiko Mgmt For For For 2.2 Elect Director Ikawa, Shoji Mgmt For For For 2.3 Elect Director Suzuki, Takaaki Mgmt For For For 2.4 Elect Director Kawakami, Seiho Mgmt For For For 2.5 Elect Director Shimatani, Hitoshi Mgmt For For For 2.6 Elect Director Isaka, Masakazu Mgmt For For For 2.7 Elect Director Uchiyamada, Takeshi Mgmt For Against Against 2.8 Elect Director Kakui, Ryuuichi Mgmt For For For 2.9 Elect Director Matsumoto, Hisashi Mgmt For For For 2.10 Elect Director Kitamura, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For 4 Approve Retirement Bonus Payment for Directors Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- K'S HOLDINGS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8282 CINS J36615102 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 45 Mgmt For For For 2.1 Elect Director Kato, Shuuichi Mgmt For For For 2.2 Elect Director Inoue, Motonobu Mgmt For For For 2.3 Elect Director Sato, Kenji Mgmt For For For 2.4 Elect Director Hoteida, Susumu Mgmt For For For 2.5 Elect Director Endo, Hiroyuki Mgmt For For For 2.6 Elect Director Hiramoto, Tadashi Mgmt For For For 2.7 Elect Director Yamada, Yasushi Mgmt For For For 2.8 Elect Director Okano, Yuuji Mgmt For For For 2.9 Elect Director Hayashi, Masahiro Mgmt For For For 2.10 Elect Director Sakashita, Yoichi Mgmt For For For 2.11 Elect Director Osaka, Naoto Mgmt For For For 2.12 Elect Director Kawasumi, Shinichi Mgmt For For For 2.13 Elect Director Inoue, Keisuke Mgmt For For For 2.14 Elect Director Kusaka, koichiro Mgmt For For For 2.15 Elect Director Nagao, Norihiro Mgmt For For For 2.16 Elect Director Endo, Yoshiyuki Mgmt For For For 2.17 Elect Director Suzuki, Kazuyoshi Mgmt For For For 2.18 Elect Director Nomura, Hiromu Mgmt For For For 3.1 Appoint Statutory Auditor Hashimoto, Junshiro Mgmt For For For 3.2 Appoint Statutory Auditor Ishikawa, Niro Mgmt For Against Against 3.3 Appoint Statutory Auditor Tayama, Yoshiaki Mgmt For For For 4 Approve Retirement Bonus Payment for Directors Mgmt For Against Against 5 Approve Stock Option Plan for Directors Mgmt For For For 6 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KAWASAKI HEAVY INDUSTRIES, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7012 CINS J31502107 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 3 Mgmt For For For 2.1 Elect Director Ohashi, Tadaharu Mgmt For For For 2.2 Elect Director Segawa, Masashi Mgmt For For For 2.3 Elect Director Hasegawa, Satoshi Mgmt For For For 2.4 Elect Director Takao, Mitsutoshi Mgmt For For For 2.5 Elect Director Asano, Yuuichi Mgmt For For For 2.6 Elect Director Kambayashi, Nobumitsu Mgmt For For For 2.7 Elect Director Matsuoka, Kyohei Mgmt For For For 2.8 Elect Director Takata, Hiroshi Mgmt For For For 2.9 Elect Director Hayashi, Toshikazu Mgmt For For For 2.10 Elect Director Sonoda, Makoto Mgmt For For For 2.11 Elect Director Murayama, Shigeru Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KDDI CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 9433 CINS J31843105 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 7500 Mgmt For For For 2.1 Elect Director Onodera, Tadashi Mgmt For For For 2.2 Elect Director Aritomi, Kanichiro Mgmt For For For 2.3 Elect Director Tanaka, Takashi Mgmt For For For 2.4 Elect Director Morozumi, Hirofumi Mgmt For For For 2.5 Elect Director Takahashi, Makoto Mgmt For For For 2.6 Elect Director Shimatani, Yoshiharu Mgmt For For For 2.7 Elect Director Inoue, Masahiro Mgmt For For For 2.8 Elect Director Ishikawa, Yuzo Mgmt For For For 2.9 Elect Director Yuasa, Hideo Mgmt For For For 2.10 Elect Director Naratani, Hiromu Mgmt For For For 2.11 Elect Director Kawamura, Makoto Mgmt For For For 2.12 Elect Director Sasaki, Shinichi Mgmt For For For 3 Approve Annual Bonus Payment to Directors Mgmt For For For 4 Approve Performance-Based Cash Compensation for Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS BN4 CINS Y4722Z120 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Declare Final Tax-Exempt Dividend of SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 Mgmt For For For 3 Reelect Tony Chew Leong-Chee as Director Mgmt For For For 4 Reelect Tow Heng Tan as Director Mgmt For For For 5 Reelect Teo Soon Hoe as Director Mgmt For For For 6 Reelect Tan Ek Kia as Director Mgmt For For For 7 Reelect Danny Teoh as Director Mgmt For For For 8 Reelect Sven Bang Ullring as Director Mgmt For For For 9 Approve Directors' Fees Aggregating SGD 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 Mgmt For For For 10 Reappoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 11 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Mgmt For For For 12 Authorize Share Repurchase Program Mgmt For For For 13 Approve Mandate for Transactions with Related Parties Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KEPPEL LAND LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS K17 CINS V87778102 12/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Divestment by Bayfront Development Pte. Ltd. of One-Third Interest in Marina Bay Financial Centre Towers 1 & 2 and Marina Bay Link Mall Mgmt For For For 2 Approve Acquisition of Keppel Towers and GE Tower by Mansfield Developments Pte. Ltd. Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KESKO OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS KESBV CINS X44874109 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive CEO's Review Mgmt N/A N/A N/A 7 Receive Financial Statements and Statutory Reports; Receive Auditor's Report Mgmt N/A N/A N/A 8 Accept Financial Statements and Statutory Reports Mgmt For For For 9 Approve Allocation of Income and Dividends of EUR 1.30 Per Share Mgmt For For For 10 Approve Discharge of Board and President Mgmt For For For 11 Approve Remuneration of Directors in the Amount of EUR 80,000 for Chairman; EUR 50,000 for Deputy Chairman, and EUR 37,000 for Other Directors; Approve Meeting Fees Mgmt For For For 12 Fix Number of Directors at Seven Mgmt For For For 13 Elect Directors (No Election to Take Place) Mgmt N/A N/A N/A 14 Approve Remuneration of Auditors Mgmt For For For 15 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For 16 Authorize Repurchase of up to One Million Issued Class B Shares Mgmt For For For 17 Approve Conveyance of up to One Million Class B Shares without Preemptive Rights Mgmt For For For 18 Approve Charitable Donations of up to EUR 300,000 Mgmt For For For 19 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KINGFISHER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS KGF CINS G5256E441 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Pascal Cagni as Director Mgmt For For For 5 Elect Clare Chapman as Director Mgmt For For For 6 Re-elect Daniel Bernard as Director Mgmt For For For 7 Re-elect Andrew Bonfield as Director Mgmt For For For 8 Re-elect Ian Cheshire as Director Mgmt For For For 9 Re-elect Anders Dahlvig as Director Mgmt For For For 10 Re-elect Janis Kong as Director Mgmt For For For 11 Re-elect John Nelson as Director Mgmt For For For 12 Re-elect Kevin O'Byrne as Director Mgmt For For For 13 Reappoint Deloitte LLP as Auditors Mgmt For For For 14 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 17 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 18 Authorise Market Purchase Mgmt For For For 19 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 20 Amend 2006 Performance Share Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KINROSS GOLD CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS K CUSIP 496902404 09/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Issuance of Shares and Warrants in Connection with Acquisition Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KOBE STEEL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5406 CINS J34555144 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Sato, Hiroshi Mgmt For For For 1.2 Elect Director Kaya, Tomoyuki Mgmt For For For 1.3 Elect Director Matsutani, Takashi Mgmt For For For 1.4 Elect Director Shigekawa, Kazuo Mgmt For For For 1.5 Elect Director Yamaguchi, Ikuhiro Mgmt For For For 1.6 Elect Director Fujiwara, Hiroaki Mgmt For For For 1.7 Elect Director Takahashi, Tetsu Mgmt For For For 1.8 Elect Director Kasuya, Tsuyoshi Mgmt For For For 1.9 Elect Director Kitabata, Takao Mgmt For For For 1.10 Elect Director Seki, Yuuichi Mgmt For For For 1.11 Elect Director Yamauchi, Takuo Mgmt For For For 2 Appoint Statutory Auditor Okimoto, Takashi Mgmt For Against Against 3 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KONE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KNEBV CUSIP X4551T105 02/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.895 per Class A Share and EUR 0.90 per Class B Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work Mgmt For For For 11 Fix Number of Directors at Eight; Fix Number of Deputy Members at One Mgmt For For For 12 Reelect Matti Alahuhta, Anne Brunila, Reino Hanhinen, Antti Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, Shunichi Kimura, and Sirpa Pietikainen as Directors; Reelect Jussi Herlin as Deputy Member Mgmt For Against Against 13 Approve Remuneration of Auditors Mgmt For For For 14 Fix Number of Auditors at Two Mgmt For For For 15 Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors Mgmt For For For 16 Authorize Repurchase of up to 3.8 Million Class A Shares and 21.8 Million Class B Shares Mgmt For For For 17 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE DSM NV TICKER SECURITY ID: MEETING DATE MEETING STATUS DSM CINS N5017D122 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A 3 Approve Financial Statements and Statutory Reports Mgmt For For For 4.1 Receive Explanation on Company's Reserves and Dividend Policy Mgmt N/A N/A N/A 4.2 Approve Dividends of EUR 1.35 Per Share Mgmt For For For 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6.1 Reelect S.B. Tanda to Executive Board Mgmt For For For 6.2 Elect S. Doboczky to Executive Board Mgmt For For For 7 Elect P.F.M. van der Meer Mohr to Supervisory Board Mgmt For For For 8 Approve Remuneration of Supervisory Board Mgmt For For For 9.1 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Mgmt For For For 9.2 Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a Mgmt For For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 11 Approve Cancellation of Shares Mgmt For For For 12 Amend Articles Re: Legislative Changes Mgmt For For For 13 Other Business (Non-Voting) Mgmt N/A N/A N/A 14 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KONINKLIJKE KPN NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N4297B146 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board Mgmt N/A N/A N/A 3 Approve Financial Statements Mgmt For For For 4 Receive Explanation on Company's Reserves and Dividend Policy Mgmt N/A N/A N/A 5 Approve Dividends of EUR 0.80 Per Share Mgmt For For For 6 Approve Discharge of Management Board Mgmt For For For 7 Approve Discharge of Supervisory Board Mgmt For For For 8 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Mgmt For For For 9 Approve Amendments to Remuneration Policy for Management Board Members Mgmt For For For 10 Proposal to Amend the Remuneration of the Supervisory Board Mgmt For For For 11 Opportunity to Make Recommendations Mgmt N/A N/A N/A 12 Elect J.B.M. Streppel to Supervisory Board Mgmt For For For 13 Elect M.Bischoff to Supervisory Board Mgmt For For For 14 Elect C.M. Hooymans to Supervisory Board Mgmt For For For 15 Composition of Supervisory Board Mgmt N/A N/A N/A 16 Authorize Repurchase of Shares Mgmt For For For 17 Approve Reduction in Share Capital by Cancellation of Shares Mgmt For For For 18 Other Business and Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- KROSAKI HARIMA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5352 CINS J37372109 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 7 Mgmt For For For 2.1 Appoint Statutory Auditor Maruta, Keiichi Mgmt For For For 2.2 Appoint Statutory Auditor Harada, Tsutomu Mgmt For For For 2.3 Appoint Statutory Auditor Akagi, Makoto Mgmt For Against Against 2.4 Appoint Statutory Auditor Usami, Noboru Mgmt For Against Against 3.1 Appoint Alternate Statutory Auditor Yukino, Seiji Mgmt For Against Against 3.2 Appoint Alternate Statutory Auditor Murakami, Shuji Mgmt For Against Against 4 Approve Retirement Bonus Payment for Director and Statutory Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- KYOCERA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6971 CINS J37479110 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 70 Mgmt For For For 2.1 Elect Director Kawamura, Makoto Mgmt For For For 2.2 Elect Director Kuba, Tetsuo Mgmt For For For 2.3 Elect Director Maeda, Tatsumi Mgmt For For For 2.4 Elect Director Hisaki, Hisao Mgmt For For For 2.5 Elect Director Yamamoto, Yasuyuki Mgmt For For For 2.6 Elect Director Yamaguchi, Goro Mgmt For For For 2.7 Elect Director Aoki, Shoichi Mgmt For For For 2.8 Elect Director Komaguchi, Katsumi Mgmt For For For 2.9 Elect Director Yamori, Tsutomu Mgmt For For For 2.10 Elect Director Ota, Yoshihito Mgmt For For For 2.11 Elect Director Rodney Lanthorne Mgmt For For For 2.12 Elect Director John Gilbertson Mgmt For For For 3 Appoint Statutory Auditor Kano, Yoshihiro Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS LGEN CINS G54404127 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Elect Mike Fairey as Director Mgmt For For For 4 Elect Nick Prettejohn as Director Mgmt For For For 5 Re-elect Tim Breedon as Director Mgmt For For For 6 Re-elect Clara Furse as Director Mgmt For For For 7 Re-elect Mark Gregory as Director Mgmt For For For 8 Re-elect Rudy Markham as Director Mgmt For For For 9 Re-elect John Pollock as Director Mgmt For For For 10 Re-elect Henry Staunton as Director Mgmt For For For 11 Re-elect John Stewart as Director Mgmt For For For 12 Re-elect Nigel Wilson as Director Mgmt For For For 13 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 14 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 15 Approve Remuneration Report Mgmt For For For 16 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 17 Authorise EU Political Donations and Expenditure Mgmt For For For 18 Approve Scrip Dividend Program Mgmt For For For 19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 20 Authorise Market Purchase Mgmt For For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MAN SE TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CINS D51716104 06/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 2.00 per Ordinary or Preference Share Mgmt For For For 3 Approve Discharge of Management Board with the Exception of Klaus Stahlmann for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Approve Remuneration System for Management Board Members Mgmt For For For 6.1 Elect Michael Behrendt to the Supervisory Board Mgmt For For For 6.2 Elect Jochem Heizmann to the Supervisory Board Mgmt For Against Against 6.3 Elect Ferdinand Piech to the Supervisory Board Mgmt For Against Against 6.4 Elect Hans Dieter Poetsch to the Supervisory Board Mgmt For Against Against 6.5 Elect Angelika Pohlenz to the Supervisory Board Mgmt For For For 6.6 Elect Ekkehard Schulz to the Supervisory Board Mgmt For For For 6.7 Elect Rupert Stadler to the Supervisory Board Mgmt For Against Against 6.8 Elect Martin Winterkorn to the Supervisory Board Mgmt For Against Against 6.9 Elect Thomas Kremer as Alternate Supervisory Board Member Mgmt For For For 7 Approve Remuneration of Supervisory Board Mgmt For For For 8 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARKS AND SPENCER GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G5824M107 07/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Stuart Rose as Director Mgmt For For For 5 Elect Marc Bolland as Director Mgmt For For For 6 Elect John Dixon as Director Mgmt For For For 7 Re-elect Martha Fox as Director Mgmt For For For 8 Re-elect Steven Holliday as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 15 Authorise EU Political Donations and Expenditure Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METRO AG TICKER SECURITY ID: MEETING DATE MEETING STATUS MEO CINS D53968125 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010; Approve Allocation of Income and Dividends of EUR 1.35 per Ordinary Share and EUR 1.485 per Preference Share Mgmt For For For 2 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 3 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 4 Approve Remuneration System for Management Board Members Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6.1 Reelect Peter Kuepfer to the Supervisory Board Mgmt For Against Against 6.2 Elect Ann-Kristin Achleitner to the Supervisory Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6503 CINS J43873116 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Shimomura, Setsuhiro Mgmt For For For 1.2 Elect Director Yamanishi, Kenichiro Mgmt For For For 1.3 Elect Director Saito, Masanori Mgmt For For For 1.4 Elect Director Yoshimatsu, Hiroki Mgmt For For For 1.5 Elect Director Hashimoto, Noritomo Mgmt For For For 1.6 Elect Director Fujimoto, Ryosuke Mgmt For For For 1.7 Elect Director Sakuyama, Masaki Mgmt For For For 1.8 Elect Director Murayama, Hiroyoshi Mgmt For For For 1.9 Elect Director Yanai, Shunji Mgmt For For For 1.10 Elect Director Sasaki, Mikio Mgmt For Against Against 1.11 Elect Director Miki, Shigemitsu Mgmt For Against Against 1.12 Elect Director Makino, Fujiatsu Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MITSUI & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8031 CINS J44690139 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For For 2.1 Elect Director Utsuda, Shoei Mgmt For For For 2.2 Elect Director Iijima, Masami Mgmt For For For 2.3 Elect Director Tanaka, Seiichi Mgmt For For For 2.4 Elect Director Omae, Takao Mgmt For For For 2.5 Elect Director Komai, Masayoshi Mgmt For For For 2.6 Elect Director Kawashima, Fuminobu Mgmt For For For 2.7 Elect Director Saiga, Daisuke Mgmt For For For 2.8 Elect Director Okada, Joji Mgmt For For For 2.9 Elect Director Kinoshita, Masayuki Mgmt For For For 2.10 Elect Director Matsubara, Nobuko Mgmt For For For 2.11 Elect Director Nonaka, Ikujiro Mgmt For For For 2.12 Elect Director Hirabayashi, Hiroshi Mgmt For For For 2.13 Elect Director Muto, Toshiro Mgmt For For For 3.1 Appoint Statutory Auditor Miura, Satoru Mgmt For For For 3.2 Appoint Statutory Auditor Murakami, Motonori Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS 8725 CINS J45745106 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 27 Mgmt For For For 2.1 Elect Director Egashira, Toshiaki Mgmt For For For 2.2 Elect Director Tateyama, Ichiro Mgmt For For For 2.3 Elect Director Karasawa, Yasuyoshi Mgmt For For For 2.4 Elect Director Suzuki, Hisahito Mgmt For For For 2.5 Elect Director Fujimoto, Susumu Mgmt For For For 2.6 Elect Director Horimoto, Shuuhei Mgmt For For For 2.7 Elect Director Yoneda, Masanori Mgmt For For For 2.8 Elect Director Tsuchiya, Mitsuhiro Mgmt For For For 2.9 Elect Director Iijima, Ichiro Mgmt For For For 2.10 Elect Director Seki, Toshihiko Mgmt For For For 2.11 Elect Director Watanabe, Akira Mgmt For For For 2.12 Elect Director Umezu, Mitsuhiro Mgmt For For For 2.13 Elect Director Tsunoda, Daiken Mgmt For For For 3.1 Appoint Statutory Auditor Ikeda, Katsuaki Mgmt For For For 3.2 Appoint Statutory Auditor Nakamura, Masayoshi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6981 CINS J46840104 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 50 Mgmt For For For 2.1 Elect Director Murata, Tsuneo Mgmt For For For 2.2 Elect Director Ieki, Hideharu Mgmt For For For 2.3 Elect Director Makino, Koji Mgmt For For For 2.4 Elect Director Tanahashi, Yasuro Mgmt For For For 3 Appoint Statutory Auditor Yoshino, Yukio Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NAMCO BANDAI HOLDINGS INC TICKER SECURITY ID: MEETING DATE MEETING STATUS 7832 CINS J48454102 06/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 12 Mgmt For For For 2.1 Elect Director Ishikawa, Shukuo Mgmt For For For 2.2 Elect Director Takasu, Takeo Mgmt For For For 2.3 Elect Director Otsu, Shuuji Mgmt For For For 2.4 Elect Director Asako, Yuuji Mgmt For For For 2.5 Elect Director Ueno, Kazunori Mgmt For For For 2.6 Elect Director Tachibana, Masahiro Mgmt For For For 2.7 Elect Director Tazaki, Manabu Mgmt For For For 2.8 Elect Director Sayama, Nobuo Mgmt For For For 2.9 Elect Director Tabuchi, Tomohisa Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NATIONAL GRID PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G6375K151 07/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Re-elect Sir John Parker as Director Mgmt For For For 4 Re-elect Steve Holliday as Director Mgmt For For For 5 Re-elect Ken Harvey as Director Mgmt For For For 6 Re-elect Steve Lucas as Director Mgmt For For For 7 Re-elect Stephen Pettit as Director Mgmt For For For 8 Re-elect Nick Winser as Director Mgmt For For For 9 Re-elect George Rose as Director Mgmt For For For 10 Re-elect Tom King as Director Mgmt For For For 11 Re-elect Maria Richter as Director Mgmt For For For 12 Re-elect John Allan as Director Mgmt For For For 13 Re-elect Linda Adamany as Director Mgmt For For For 14 Re-elect Mark Fairbairn as Director Mgmt For For For 15 Re-elect Philip Aiken as Director Mgmt For For For 16 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 17 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 18 Approve Remuneration Report Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NCC AB TICKER SECURITY ID: MEETING DATE MEETING STATUS NCC B CINS W5691F104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Tomas Billing as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Financial Statements and Statutory Reports (Non-Voting) Mgmt N/A N/A N/A 8 Receive President's Report; Allow Questions Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Allocation of Income and Dividends of SEK 10 per Share Mgmt For For For 11 Approve Discharge of Board and President Mgmt For For For 12 Determine Number of Members (6) and Deputy Members (0) of Board Mgmt For For For 13 Approve Remuneration of Directors in the Amount of SEK 650,000 for Chairman, and SEK 425,000 for Other Directors; Approve Remuneration of Auditors Mgmt For For For 14 Reelect Antonia Ax:son Johnson, Tomas Billing (Chairman), Ulf Holmlund, Ulla Litzen, Marcus Storch, and Christoph Vitzthum as Directors Mgmt For For For 15 Reelect Viveca Ax:son Johnson (Chairman) as Members of Nominating Committee; Elect Thomas Ehlin and Thomas Eriksson as New Members Mgmt For For For 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 17 Authorize Reissuance of Repurchased Shares Mgmt For For For 18 Other Business Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTE OIL TICKER SECURITY ID: MEETING DATE MEETING STATUS NES1V CINS X5688A109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Finland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports, the Board's Report, the Auditor's Report, and the Supervisory Board's Statement; Receive Review by the CEO Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.35 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Supervisory Board Mgmt For For For 11 Fix Number of Supervisory Board Members Mgmt For For For 12 Elect Supervisory Board Members Mgmt For For For 13 Approve Remuneration of Directors in the Amount of EUR 66,000 for Chairman, EUR 49,200 for Vice Chairman, and EUR 35,400 for Other Directors; Approve Additional Attendance Payment Mgmt For For For 14 Fix Number of Directors at Eight Mgmt For For For 15 Reelect Timo Peltola (Chair), Michiel Boersma,, Maija-Liisa Friman, Nina Linander, Hannu Ryopponen, and Markku Tapio as Directors; Elect Laura Raitio and Jorma Eloranta (Vice Chair) as New Directors Mgmt For For For 16 Approve Remuneration of Auditors Mgmt For For For 17 Ratify Ernst & Young Oy as Auditor Mgmt For For For 18 Abolish Supervisory Board; Amend Articles Accordingly ShrHldr N/A For N/A 19 Appoint Nomination Committee ShrHldr N/A For N/A 20 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NESTLE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS NESN CINS H57312649 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For For For 2 Approve Discharge of Board and Senior Management Mgmt For For For 3 Approve Allocation of Income and Dividends of CHF 1.85 per Share Mgmt For For For 4.1 Reelect Paul Bulcke as Director Mgmt For For For 4.2 Reelect Andreas Koopmann as Director Mgmt For For For 4.3 Reelect Rolf Haenggi as Director Mgmt For For For 4.4 Reelect Jean-Pierre Meyers as Director Mgmt For For For 4.5 Reelect Naina Lal Kidwai as Director Mgmt For For For 4.6 Reelect Beat Hess as Director Mgmt For For For 4.7 Elect Ann Veneman as Director Mgmt For For For 4.8 Ratify KPMG AG as Auditors Mgmt For For For 5 Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00017 CINS Y63084126 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Master Services Agreement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y63084126 07/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Disposal of the Entire Issued Share Capital of each of the Disposal Companies Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17 CINS Y63084126 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Hong Kong ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3.1 Reelect Cheng Yu-Tung as Director Mgmt For For For 3.2 Reelect Ho Hau-Hay, Hamilton as Director Mgmt For For For 3.3 Reelect Lee Luen-Wai, John as Director Mgmt For For For 3.4 Reelect Liang Cheung-Biu, Thomas as Director Mgmt For For For 3.5 Reelect Cheng Chi-Kong, Adrian as Director Mgmt For For For 3.6 Reelect Cheng Chi-Heng as Director Mgmt For Against Against 3.7 Authorize Board to Fix the Remuneration of Directors Mgmt For For For 4 Reappoint Joint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For For For 6 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 7 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NEWCREST MINING LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS NCM CINS Q6651B114 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt N/A N/A N/A 2.1 Elect Richard Lee as a Director Mgmt For For For 2.2 Elect John Spark as a Director Mgmt For For For 2.3 Elect Tim Poole as a Director Mgmt For For For 2.4 Elect Greg Robinson as a Director Mgmt For For For 3 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 4 Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIKON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7731 CUSIP 654111103 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 14 Mgmt For For For 2.1 Elect Director Kariya, Michio Mgmt For For For 2.2 Elect Director Kimura, Makoto Mgmt For For For 2.3 Elect Director Ito, Junichi Mgmt For For For 2.4 Elect Director Suwa, Kyoichi Mgmt For For For 2.5 Elect Director Ushida, Kazuo Mgmt For For For 2.6 Elect Director Kumazawa, Masami Mgmt For For For 2.7 Elect Director Masai, Toshiyuki Mgmt For For For 2.8 Elect Director Okamoto, Yasuyuki Mgmt For For For 2.9 Elect Director Hashizume, Norio Mgmt For For For 2.10 Elect Director Matsuo, Kenji Mgmt For For For 2.11 Elect Director Higuchi, Kokei Mgmt For For For 2.12 Elect Director Kanazawa, Kenichi Mgmt For For For 3.1 Appoint Statutory Auditor Kawai, Yoshimichi Mgmt For For For 3.2 Appoint Statutory Auditor Uehara, Haruya Mgmt For Against Against 3.3 Appoint Statutory Auditor Hataguchi, Hiroshi Mgmt For For For 4 Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System Mgmt For Against Against 5 Approve Annual Bonus Payment to Directors Mgmt For For For 6 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIPPON YUSEN K.K. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9101 CINS J56515133 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For For 2.1 Elect Director Miyahara, Koji Mgmt For For For 2.2 Elect Director Kudo, Yasumi Mgmt For For For 2.3 Elect Director Kato, Masahiro Mgmt For For For 2.4 Elect Director Hono, Hidenori Mgmt For For For 2.5 Elect Director Naito, Tadaaki Mgmt For For For 2.6 Elect Director Morooka, Masamichi Mgmt For For For 2.7 Elect Director Tazawa, Naoya Mgmt For For For 2.8 Elect Director Yamashita, Toshinori Mgmt For For For 2.9 Elect Director Hiramatsu, Hiroshi Mgmt For For For 2.10 Elect Director Mizushima, Kenji Mgmt For For For 2.11 Elect Director Okamoto, Yukio Mgmt For For For 2.12 Elect Director Okina, Yuri Mgmt For For For 2.13 Elect Director Nagasawa, Hitoshi Mgmt For For For 3.1 Appoint Statutory Auditor Kai, Mikitoshi Mgmt For For For 3.2 Appoint Statutory Auditor Kawaguchi, Fumio Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Approve Takeover Defense Plan (Poison Pill) Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NISSAN MOTOR CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7201 CINS J57160129 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 5 Mgmt For For For 2 Approve Stock Option Plan Mgmt For Against Against 3.1 Elect Director Carlos Ghosn Mgmt For For For 3.2 Elect Director Shiga, Toshiyuki Mgmt For For For 3.3 Elect Director Saikawa, Hiroto Mgmt For For For 3.4 Elect Director Colin Dodge Mgmt For For For 3.5 Elect Director Yamashita, Mitsuhiko Mgmt For For For 3.6 Elect Director Carlos Tavares Mgmt For For For 3.7 Elect Director Imazu, Hidetoshi Mgmt For For For 3.8 Elect Director Jean Baptiste Duzan Mgmt For For For 3.9 Elect Director Nakamura, Katsumi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORDEA BANK AB (FORMERLY NORDEA AB) TICKER SECURITY ID: MEETING DATE MEETING STATUS NDA CUSIP W57996105 03/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claes Beyer as Chairman of Meeting Mgmt For For For 2 Prepare and Approve List of Shareholders Mgmt For For For 3 Approve Agenda of Meeting Mgmt For For For 4 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 5 Acknowledge Proper Convening of Meeting Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Chairman's Review and CEO's Speech Mgmt N/A N/A N/A 7 Approve Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.29 per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Amend Articles Re: Term of Auditor, Convocation of Meeting, Other Amendments Mgmt For For For 11 Determine Number of Members (9) and Deputy Members (0) of Board Mgmt For For For 12 Fix Number of Auditors at One Mgmt For For For 13 Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Meeting Fees; Approve Remuneration of Auditors Mgmt For For For 14 Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, Bjorn Saven, and Kari Stadigh as Directors Mgmt For For For 15 Ratify KPMG as Auditor Mgmt For For For 16 Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee Mgmt For For For 17.1 Authorize Share Repurchase Program Mgmt For For For 17.2 Authorize Reissuance of Repurchased Shares Mgmt For For For 18 Authorize Repurchase of Issued Shares According to Chapter 7 Section 6 of the Swedish Securities Market Act Mgmt For For For 19 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 20.1 Approve 2011 Share Matching Plan Mgmt For For For 20.2 Approve Issuance of up to 4.7 Million Class C-Shares, Approve Repurchase of up to 4.7 Million Class C-Shares, and Approve Conveyance of up to 4.2 Million Class C-Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP H5820Q150 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Discharge of Board and Senior Management Mgmt For For For 3 Approve Allocation of Income and Dividends of CHF 2.20 per Share Mgmt For For For 4 Approve Remuneration System Mgmt For Against Against 5.1 Reelect Ann Fudge as Director Mgmt For For For 5.2 Reelect Pierre Landolt as Director Mgmt For For For 5.3 Reelect Ulrich Lehner as Director Mgmt For For For 5.4 Elect Enrico Vanni as Director Mgmt For For For 6 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP K7314N152 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Board Mgmt N/A N/A N/A 2 Receive and Approve Financial Statements and Statutory Reports Mgmt For For For 3.1 Approve Remuneration of Directors for 2010 Mgmt For For For 3.2 Approve Remuneration of Directors for 2011 Mgmt For For For 4 Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 Mgmt For For For 5.1 Reelect Sten Scheibye as Director Mgmt For For For 5.2 Reelect Goran Ando as Director Mgmt For For For 5.3 Elect Bruno Angelici as New Director Mgmt For For For 5.4 Reelect Henrik Gurtler as Director Mgmt For For For 5.5 Elect Thomas Koestler as New Director Mgmt For For For 5.6 Reelect Kurt Nielsen as Director Mgmt For For For 5.7 Reelect Hannu Ryopponen as Director Mgmt For For For 5.8 Reelect Jorgen Wedel as Director Mgmt For For For 5.9 Elect Sten Scheibye as Chairman of the Board Mgmt For For For 5.10 Elect Goran Ando as Vice Chairman of the Board Mgmt For For For 6 Ratify PricewaterhouseCoopers as Auditor Mgmt For For For 7.1 Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation Mgmt For For For 7.2 Authorize Repurchase up to 10 Percent of Share Capital Mgmt For Against Against 7.3 Delete Article 2 Specifying Location of Registered Office Mgmt For For For 7.4 Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers Mgmt For For For 7.5 Amend Articles Re: Introduce Age Limit of 70 Years for Board Members Mgmt For Against Against 7.6 Amend Guidelines for Incentive-Based Compensation for Executive Management and Board Mgmt For For For 8 Other Business Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO CUSIP N6509P102 03/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Supervisory Board (Non-Voting) Mgmt N/A N/A N/A 3 Receive Report of Management Board (Non-Voting) Mgmt N/A N/A N/A 4.1 Approve Financial Statements Mgmt For For For 4.2 Approve Dividends of 1.50 EUR Per Share Mgmt For For For 5.1 Approve Discharge of Management Board Mgmt For For For 5.2 Approve Discharge of Supervisory Board Mgmt For For For 6 Ratify KPMG Accountants as Auditors Mgmt For For For 7.1 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Mgmt For For For 7.2 Authorize Board to Exclude Preemptive Rights from Issuance under Item 7.1 Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 9.1 Reelect J.M. de Jong to Supervisory Board Mgmt For For For 9.2 Accept Resignation of R. Zwartendijk as a Supervisory Board Member Mgmt N/A N/A N/A 10 Elect G. Boon to Executive Board Mgmt For For For 11 Other Business (Non-Voting) Mgmt N/A N/A N/A 12 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- NUTRECO NV TICKER SECURITY ID: MEETING DATE MEETING STATUS NUO ISIN NL0000375400 12/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2.1 Authorize Repurchase of All Outstanding Cumulative Preference A Shares Mgmt For For For 2.2 Authorize Cancellation of All Outstanding Cumulative Preference A Shares Mgmt For For For 3 Amend Articles Re: Acquisition of Own Shares Mgmt For For For 4 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Scheme of Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Scheme of Arrangement between the Company and Its Shareholders in Relation to the Demerger of DuluxGroup from the Company Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORICA LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS ORI CINS Q7160T109 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Reduction in Orica's Share Capital on the Demerger Implementation Date by A$215.9 Million Mgmt For For For 2 Approve the Terms of the DuluxGroup Long Term Equity Incentive Plan Re: Termination Benefit Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ORIENT OVERSEAS INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00316 CINS G67749153 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2.1 Declare Final Dividend Mgmt For For For 2.2 Declare Special Dividend Mgmt For For For 3.1 Reelect Kenneth Gilbert Cambie as Director Mgmt For For For 3.2 Reelect King Roger as Director Mgmt For For For 3.3 Reelect Simon Murray as Director Mgmt For Against Against 4 Authorize Board to Fix Remuneration of Directors Mgmt For For For 5 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6.1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6.2 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6.3 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- ORIX CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8591 CINS J61933123 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles To Authorize Public Announcements in Electronic Format Mgmt For For For 2.1 Elect Director Miyauchi, Yoshihiko Mgmt For For For 2.2 Elect Director Inoue, Makoto Mgmt For For For 2.3 Elect Director Urata, Haruyuki Mgmt For For For 2.4 Elect Director Nishina, Hiroaki Mgmt For For For 2.5 Elect Director Kojima, Kazuo Mgmt For For For 2.6 Elect Director Yamaya, Yoshiyuki Mgmt For For For 2.7 Elect Director Umaki, Tamio Mgmt For For For 2.8 Elect Director Yokoyama, Yoshinori Mgmt For For For 2.9 Elect Director Takeuchi, Hirotaka Mgmt For For For 2.10 Elect Director Sasaki, Takeshi Mgmt For For For 2.11 Elect Director Tsujiyama, Eiko Mgmt For For For 2.12 Elect Director Robert Feldman Mgmt For For For 2.13 Elect Director Niinami, Takeshi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORP. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS O39 CINS Y64248209 04/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Approve Extension of the Duration of the OCBC Share Option Scheme 2001 Mgmt For For For 2.1 Reelect Lee Seng Wee as Director Mgmt For For For 2.2 Reelect Patrick Yeoh Khwai Hoh as Director Mgmt For For For 3.1 Reelect Cheong Choong Kong as Director Mgmt For For For 3.2 Reelect Lee Tih Shih as Director Mgmt For For For 3.3 Reelect Pramukti Surjaudaja as Director Mgmt For For For 4 Reelect Lai Tek Poh as Director Mgmt For For For 5 Declare Final Dividend of SGD 0.15 Per Share Mgmt For For For 6.1 Approve Non-Executive Directors' Fees of SGD 1.4 Million for the Year Ended Dec. 31, 2010 Mgmt For For For 6.2 Approve Issuance of 6,000 Shares for each Non-Executive Director Mgmt For For For 7 Appoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8.1 Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights Mgmt For For For 8.2 Approve Issuance of Shares without Preemptive Rights Mgmt For For For 9 Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan Mgmt For For For 10 Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme Mgmt For For For 11 Approve Issuance of Preference Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PACIFIC RUBIALES ENERGY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRE CUSIP 69480U206 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Twelve Mgmt For For For 2.1 Elect Director Serafino Iacono Mgmt For For For 2.2 Elect Director Miguel de la Campa Mgmt For Withhold Against 2.3 Elect Director Ronald Pantin Mgmt For For For 2.4 Elect Director Jose Francisco Arata Mgmt For For For 2.5 Elect Director German Efromovich Mgmt For For For 2.6 Elect Director Neil Woodyer Mgmt For For For 2.7 Elect Director Augusto Lopez Mgmt For For For 2.8 Elect Director Miguel Rodriguez Mgmt For For For 2.9 Elect Director Donald Ford Mgmt For For For 2.10 Elect Director John Zaozirny Mgmt For For For 2.11 Elect Director Victor Rivera Mgmt For For For 2.12 Elect Director Hernan Martinez Mgmt For For For 3 Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Re-approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEARSON PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PSON CINS G69651100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Re-elect David Arculus as Director Mgmt For For For 4 Re-elect Patrick Cescau as Director Mgmt For For For 5 Re-elect Will Ethridge as Director Mgmt For For For 6 Re-elect Rona Fairhead as Director Mgmt For For For 7 Re-elect Robin Freestone as Director Mgmt For For For 8 Re-elect Susan Fuhrman as Director Mgmt For For For 9 Re-elect Ken Hydon as Director Mgmt For For For 10 Re-elect John Makinson as Director Mgmt For For For 11 Re-elect Glen Moreno as Director Mgmt For For For 12 Re-elect Marjorie Scardino as Director Mgmt For For For 13 Elect Joshua Lewis as Director Mgmt For For For 14 Approve Remuneration Report Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 21 Renew Long-Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PENNON GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G8295T213 07/29/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For For For 4 Re-elect Kenneth Harvey as Director Mgmt For For For 5 Re-elect Gerard Connell as Director Mgmt For For For 6 Re-elect Christopher Loughlin as Director Mgmt For For For 7 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 8 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 9 Authorise EU Political Donations and Expenditure Mgmt For For For 10 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 11 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 12 Authorise Market Purchase Mgmt For For For 13 Adopt New Articles of Association Mgmt For For For 14 Approve Increase in Borrowing Powers Mgmt For For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 71654V408 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering Mgmt For For For 2 Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda's Valuation Report Mgmt For For For 3 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS 71654V408 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering Mgmt For For For 2 Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda's Valuation Report Mgmt For For For 3 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 12/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Marlim Participacoes S.A. Mgmt For For For 2 Approve Agreement to Absorb Nova Marlim Participacoes S.A. Mgmt For For For 3 Appoint KPMG Auditores Independentes to Appraise Proposed Merger Mgmt For For For 4 Approve Appraisal of Proposed Merger Mgmt For For For 5 Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CUSIP P78331140 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Agreement to Absorb Comperj Petroquimicos Basicos SA Mgmt For For For 2 Approve Agreement to Absorb Comperj PET SA Mgmt For For For 3 Appoint Independent Firm to Appraise Proposed Mergers Mgmt For For For 4 Approve Independent Firm's Appraisal Mgmt For For For 5 Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA Mgmt For For For 6 Amend Articles to Reflect Changes in Capital Mgmt For For For 7 Amend Article 4 to Eliminate Authorized Capital Limit Mgmt For For For 8 Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings Mgmt For For For 9 Renumber Articles Mgmt For For For 10 Renumber Articles Mgmt For For For 11 Amend Articles Mgmt For For For 12 Amend Articles Mgmt For For For 13 Amend Articles Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Article 20 Mgmt For For For 2.1 Approve Agreement to Absorb Companhia Mexilhao do Brasil Mgmt For For For 2.2 Appoint KPMG to Appraise Proposed Absorption Mgmt For For For 2.3 Approve KPMG's Appraisal Mgmt For For For 2.4 Approve Absorption of Companhia Mexilhao do Brasil Mgmt For For For 2.5 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Capital Budget for Upcoming Fiscal Year Mgmt For For For 3 Approve Allocation of Income and Dividends Mgmt For For For 4 Elect Directors Mgmt For Against Against 5 Elect Board Chairman Mgmt For For For 6 Elect Fiscal Council Members Mgmt For For For 7 Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS TICKER SECURITY ID: MEETING DATE MEETING STATUS PETR4 CINS P78331140 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix Brazil ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Capitalization of Reserves without Issuance of New Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEUGEOT SA TICKER SECURITY ID: MEETING DATE MEETING STATUS UG CINS F72313111 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 1.10 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Reelect Marie-Helene Roncoroni as Supervisory Board Member Mgmt For Against Against 6 Reelect Jean-Paul Parayre as Supervisory Board Member Mgmt For Against Against 7 Elect Pamela Knapp as Supervisory Board Member Mgmt For Against Against 8 Renew Appointment of Mazars as Auditor Mgmt For For For 9 Renew Appointment of Patrick de Cambourg as Alternate Auditor Mgmt For For For 10 Ratify Ernst and Young et Autres as Auditor Mgmt For For For 11 Ratify Auditex as Alternate Auditor Mgmt For For For 12 Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million Mgmt For For For 13 Authorize Repurchase of up to 16 Million of Shares Mgmt For For For 14 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 15 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of Approximately EUR 166 Million Mgmt For Against Against 16 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of Approximately EUR 166 Million Mgmt For Against Against 17 Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of Approximately EUR 166 Million Mgmt For Against Against 18 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 15, 16 and 17 Above Mgmt For Against Against 19 Approve Employee Stock Purchase Plan Mgmt For For For 20 Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Mgmt For Against Against 21 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POSCO TICKER SECURITY ID: MEETING DATE MEETING STATUS CUSIP Y70750115 02/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Annual Dividend of KRW 10,000 per Share Mgmt For For For 2 Amend Articles of Incorporation Mgmt For For For 3.1 Elect Nam Yong as Outside Director Mgmt For For For 3.2 Elect Byun Dae-Gyu as Outside Director Mgmt For For For 3.3 Elect Park Sang-Kil as Outside Director Mgmt For For For 3.4 Elect Kim Byung-Ki as Member of Audit Committee Mgmt For For For 3.5 Elect Park Sang-Kil as Member of Audit Committee Mgmt For For For 3.6 Reelect Choi Jong-Tae as Inside Director Mgmt For For For 4 Approve Total Remuneration of Inside Directors and Outside Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director C. M. Burley Mgmt For For For 1.2 Elect Director W. J. Doyle Mgmt For For For 1.3 Elect Director J. W. Estey Mgmt For For For 1.4 Elect Director C. S. Hoffman Mgmt For For For 1.5 Elect Director D. J. Howe Mgmt For For For 1.6 Elect Director A. D. Laberge Mgmt For For For 1.7 Elect Director K. G. Martell Mgmt For For For 1.8 Elect Director J. J. McCaig Mgmt For For For 1.9 Elect Director M. Mogford Mgmt For For For 1.10 Elect Director P. J. Schoenhals Mgmt For For For 1.11 Elect Director E. R. Stromberg Mgmt For For For 1.12 Elect Director E. Viyella de Paliza Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For 3 Approve 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CINS G72899100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Elect Sir Howard Davies as Director Mgmt For For For 5 Elect John Foley as Director Mgmt For For For 6 Elect Paul Manduca as Director Mgmt For For For 7 Elect Michael Wells as Director Mgmt For For For 8 Re-elect Keki Dadiseth as Director Mgmt For For For 9 Re-elect Robert Devey as Director Mgmt For For For 10 Re-elect Michael Garrett as Director Mgmt For For For 11 Re-elect Ann Godbehere as Director Mgmt For For For 12 Re-elect Bridget Macaskill as Director Mgmt For For For 13 Re-elect Harvey McGrath as Director Mgmt For For For 14 Re-elect Michael McLintock as Director Mgmt For For For 15 Re-elect Nicolaos Nicandrou as Director Mgmt For For For 16 Re-elect Kathleen O'Donovan as Director Mgmt For For For 17 Re-elect Barry Stowe as Director Mgmt For For For 18 Re-elect Tidjane Thiam as Director Mgmt For For For 19 Re-elect Lord Turnbull as Director Mgmt For For For 20 Reappoint KPMG Audit plc as Auditors of the Company Mgmt For For For 21 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 22 Authorise EU Political Donations and Expenditure Mgmt For For For 23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 25 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 26 Authorise Market Purchase Mgmt For For For 27 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 28 Amend International Savings Related Share Option Scheme Mgmt For For For 29 Amend International Assurance Sharesave Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Annual Report of the Company and Commissioners' Report Mgmt For For For 2 Approve Financial Statements of the Company, Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners Mgmt For For For 3 Approve Allocation of Income Mgmt For For For 4 Approve Remuneration of Directors and Commissioners Mgmt For For For 5 Appoint Auditors of the Company and Its PCDP Mgmt For For For 6 Authorize Share Repurchase Program Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK TICKER SECURITY ID: MEETING DATE MEETING STATUS TLKM CINS Y71474137 12/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Indonesia ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Directors and Commissioners Mgmt For Against Against 2 Adjust the Term of Office of the Members of the Board of Directors and Board of Commissioners Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PTT PCL TICKER SECURITY ID: MEETING DATE MEETING STATUS PTT CINS Y6883U105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Thailand ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Minutes of Previous AGM Mgmt For For For 2 Accept Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Payment of Final Dividend of THB 5.50 Per Share Mgmt For For For 4 Approve Office of The Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 5 Approve Remuneration of Directors Mgmt For For For 6.1 Elect Naris Chaiyasoot as Director Mgmt For For For 6.2 Elect Bhusana Premanode as Director Mgmt For For For 6.3 Elect Anuwat Maytheewibulwut as Director Mgmt For For For 6.4 Elect Surapit Kirtiputra as Director Mgmt For For For 6.5 Elect Chulasingh Vasantasingh as Director Mgmt For For For 7 Approve Amalgamation between PTT Aromatics and Refining PCL and PTT Chemical PCL and Share Purchase from Dissenting Shareholders Mgmt For For For 8 Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- RAMSAY HEALTH CARE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS RHC CINS Q7982Y104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 Mgmt N/A N/A N/A 2 Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 Mgmt For For For 3.1 Elect Peter John Evans as a Director Mgmt For For For 3.2 Elect Anthony James Clark as a Director Mgmt For For For 3.3 Elect Bruce Roger Soden as a Director Mgmt For For For 4.1 Approve the Grant of Up to 150,000 Performance Rights to Christopher Paul Rex, Managing Director, Under the Ramsay Executive Performance Rights Plan Mgmt For For For 4.2 Approve the Grant of Up to 75,000 Performance Rights to Bruce Roger Soden,Group Finance Director, Under the Ramsay Executive Performance Rights Plan Mgmt For For For 5 Approve to Freeze the Non-Executive Directors' Retirement Benefit Plan Mgmt For For For 6 Approve the Increase in the Non-Executive Directors' Remuneration to A$2 Million Per Annum Mgmt For For For 7 Approve the Amendments to the Company's Constitution Regarding the Payment of Dividends Mgmt For For For ---------------------------------------------------------------------------------------------------------------- REPSOL YPF S.A TICKER SECURITY ID: MEETING DATE MEETING STATUS REP CINS E8471S130 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Individual and Consolidated Financial Statements and Statutory Reports, and Allocation of Income for Fiscal Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve Discharge of Directors for Fiscal Year 2010 Mgmt For For For 3 Reelect Deloitte SL as Auditor Mgmt For For For 4 Amend Articles 9, 11, 19, 24, 27, 29, 32, 39, 44, 50, and 56 of Company Bylaws; Amend Articles 3, 5, 8, 13, 14, and 15 of General Meeting Regulations Mgmt For For For 5 Amend Article 52 of Company Bylaws Re: Allocation of Income Mgmt For For For 6 Amend Articles 40 and 35 of Company Bylaws Re: Chairman and Vice-Chairman, and Board of Directors' Meeting Mgmt For For For 7 Reelect Antonio Brufau Niubo as Director Mgmt For Against Against 8 Reelect Luis Fernando del Rivero Asensio as Director Mgmt For For For 9 Reelect Juan Abello Gallo as Director Mgmt For For For 10 Reelect Luis Carlos Croissier Batista as Director Mgmt For For For 11 Reelect Angel Durandez Adeva as Director Mgmt For For For 12 Reelect Jose Manuel Loureda Mantinan as Director Mgmt For For For 13 Elect Mario Fernandez Pelaz as Director Mgmt For For For 14 Approve Share Matching Plan Mgmt For For For 15 Approve Payment to Executives and Other Employees of the Group of Compensation Owed to Them in the Form of Stock in Lieu of Cash Mgmt For For For 16 Authorize EUR 3 Billion Issuance of Convertibles including Warrants without Preemptive Rights and EUR 4 Billion Issuance of Convertibles including Warrants with Preemptive Rights; Void Unused Part of Authorization Granted at the AGM Held on June 16, 2006 Mgmt For For For 17 Authorize Board to Ratify and Execute Approved Resolutions Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RESOLUTION LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RSL CINS G7521S122 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Reappoint Ernst & Young LLP as Auditors Mgmt For For For 4 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 5 Elect Tim Wade as Director Mgmt For For For 6 Re-elect Jacques Aigrain as Director Mgmt For For For 7 Re-elect Gerardo Arostegui as Director Mgmt For For For 8 Re-elect Michael Biggs as Director Mgmt For For For 9 Re-elect Mel Carvill as Director Mgmt For For For 10 Re-elect Fergus Dunlop as Director Mgmt For For For 11 Re-elect Phil Hodkinson as Director Mgmt For For For 12 Re-elect Denise Mileham as Director Mgmt For For For 13 Re-elect Peter Niven as Director Mgmt For For For 14 Re-elect Gerhard Roggemann as Director Mgmt For For For 15 Re-elect David Allvey as Director of Friends Provident Holdings (UK) plc Mgmt For For For 16 Re-elect Evelyn Bourke as Director of Friends Provident Holdings (UK) plc Mgmt For For For 17 Re-elect Clive Cowdery as Director of Friends Provident Holdings (UK) plc Mgmt For For For 18 Elect David Hynam as Director of Friends Provident Holdings (UK) plc Mgmt For For For 19 Re-elect Trevor Matthews as Director of Friends Provident Holdings (UK) plc Mgmt For For For 20 Elect Andrew Parsons as Director of Friends Provident Holdings (UK) plc Mgmt For For For 21 Elect Belinda Richards as Director of Friends Provident Holdings (UK) plc Mgmt For For For 22 Elect Karl Sternberg as Director of Friends Provident Holdings (UK) plc Mgmt For For For 23 Re-elect John Tiner as Director of Friends Provident Holdings (UK) plc Mgmt For For For 24 Approve Final Dividend Mgmt For For For 25 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 27 Authorise Market Purchase Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RIO TINTO LTD. (FORMERLY CRA LTD.) TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS Q81437107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept the Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 Mgmt For For For 2 Approve the Remuneration Report for the Year Ended Dec. 31, 2010 Mgmt For Against Against 3 Elect Tom Albanese as a Director Mgmt For For For 4 Elect Robert Brown as a Director Mgmt For For For 5 Elect Vivienne Cox as a Director Mgmt For For For 6 Elect Jan du Plessis as a Director Mgmt For For For 7 Elect Guy Elliott as a Director Mgmt For For For 8 Elect Michael Fitzpatrick as a Director Mgmt For For For 9 Elect Ann Godbehere as a Director Mgmt For For For 10 Elect Richard Goodmanson as a Director Mgmt For For For 11 Elect Andrew Gould as a Director Mgmt For For For 12 Elect Lord Kerr as a Director Mgmt For For For 13 Elect Paul Tellier as a Director Mgmt For For For 14 Elect Sam Walsh as a Director Mgmt For For For 15 Elect Stephen Mayne as a Director ShrHldr Against Against For 16 Approve the Reappointment of PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors' Remuneration Mgmt For For For 17 Approve the Amendments to Each of the Rio Tinto Ltd and Rio Tinto plc Performance Share Plan 2004 Mgmt For For For 18 Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RIO TINTO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS RIO CINS G75754104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Re-elect Tom Albanese as Director Mgmt For For For 4 Re-elect Robert Brown as Director Mgmt For For For 5 Re-elect Vivienne Cox as Director Mgmt For For For 6 Re-elect Jan du Plessis as Director Mgmt For For For 7 Re-elect Guy Elliott as Director Mgmt For For For 8 Re-elect Michael Fitzpatrick as Director Mgmt For For For 9 Re-elect Ann Godbehere as Director Mgmt For For For 10 Re-elect Richard Goodmanson as Director Mgmt For For For 11 Re-elect Andrew Gould as Director Mgmt For For For 12 Re-elect Lord Kerr as Director Mgmt For For For 13 Re-elect Paul Tellier as Director Mgmt For For For 14 Re-elect Sam Walsh as Director Mgmt For For For 15 Elect Stephen Mayne ShrHldr Against Against For 16 Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration Mgmt For For For 17 Amend Performance Share Plan Mgmt For For For 18 Amend Share Ownership Plan Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS REI.UN CUSIP 766910103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Clare R. Copeland as Director Mgmt For For For 1.2 Elect Raymond M. Gelgoot as Director Mgmt For For For 1.3 Elect Paul Godfrey as Director Mgmt For For For 1.4 Elect Frank W. King as Director Mgmt For For For 1.5 Elect Dale H. Lastman as Director Mgmt For For For 1.6 Elect Ronald W. Osborne as Director Mgmt For For For 1.7 Elect Sharon Sallows as Director Mgmt For For For 1.8 Elect Edward Sonshine as Director Mgmt For For For 1.9 Elect Charles Winograd as Director Mgmt For For For 2 Approve Ernst & Young, LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Re-approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ROUND ONE CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4680 CINS J6548T102 06/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Elect Director Sugino, Masahiko Mgmt For For For 2.2 Elect Director Yoshida, Kenzaburo Mgmt For For For 2.3 Elect Director Tagawa, Yoshito Mgmt For For For 2.4 Elect Director Nishimura, Naoto Mgmt For For For 2.5 Elect Director Sakamoto, Tamiya Mgmt For For For 2.6 Elect Director Inagaki, Takahiro Mgmt For For For 2.7 Elect Director Teramoto, Toshitaka Mgmt For For For 3.1 Appoint Statutory Auditor Miwa, Kazumi Mgmt For For For 3.2 Appoint Statutory Auditor Iwakawa, Hiroshi Mgmt For Against Against 3.3 Appoint Statutory Auditor Okuda, Junji Mgmt For Against Against 4.1 Appoint Alternate Statutory Auditor Kuroda, Kiyohumi Mgmt For For For 4.2 Appoint Alternate Statutory Auditor Mizokami, Ayako Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SAFRAN TICKER SECURITY ID: MEETING DATE MEETING STATUS SAF CINS F4035A557 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Discharge Supervisory and Management Board Members Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 0.50 per Share Mgmt For For For 4 Receive Auditors' Special Report on Related-Party Transactions and Approve New Transactions Mgmt For For For 5 Adopt One-Tiered Board Structure Mgmt For Against Against 6 Pursuant to Adoption of One-Tiered Board Structure, Adopt New Articles of Association Mgmt For Against Against 7 Subject to Approval of Item 6, Add Paragraph 12 to Article 31 of Bylaws Re: Cap on Voting Rights Mgmt For Against Against 8 Elect Jean Paul Herteman as Director Mgmt For Against Against 9 Elect Francis Mer as Director Mgmt For Against Against 10 Elect Giovanni Bisignani as Director Mgmt For Against Against 11 Elect Jean Lou Chameau as Director Mgmt For Against Against 12 Elect Odile Desforges as Director Mgmt For Against Against 13 Elect Jean Marc Forneri as Director Mgmt For For For 14 Elect Xavier Lagarde as Director Mgmt For Against Against 15 Elect Michel Lucas as Director Mgmt For Against Against 16 Elect Elisabeth Lulin as Director Mgmt For Against Against 17 Acknowledge Appointment of Four Government Representatives at the Board Mgmt For Against Against 18 Elect Christian Halary as Director Mgmt For Against Against 19 Elect Marc Aubry as Director Mgmt For Against Against 20 Appoint Caroline Gregoire Sainte Marie as Censor Mgmt For For For 21 Approve Remuneration of Supervisory Board Members of EUR 203,700 for the Period from Jan. 01, 2011 till April 21, 2011; and Remuneration of Directors of EUR 466,300 for the Period from April 22, 2011 till Dec. 31, 2011 Mgmt For For For 22 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Against Against 23 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million Mgmt For For For 24 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million Mgmt For For For 25 Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers Mgmt For For For 26 Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 10 Million Mgmt For For For 27 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23, 24 and 26 Mgmt For For For 28 Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 24, 26 and 27 Mgmt For Against Against 29 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For Against Against 30 Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value Mgmt For For For 31 Approve Employee Stock Purchase Plan Mgmt For Against Against 32 Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For For 33 Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23, 24, 26, 29, 30, 31 and 32 at EUR 60 Million Mgmt For Against Against 34 Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For Against Against 35 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 36 Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer Mgmt For Against Against 37 Amend Article 14.8 of Bylaws Re: Nomination of Employee Shareholders Representatives to the Board of Directors ShrHldr For For For 38 Elect One or Several Representatives of Employee Shareholders to the Board ShrHldr Against Against For 39 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Allocation of Income Mgmt For For For 3.1 Slate Submitted by ENI Mgmt N/A N/A N/A 3.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A 4.1 Slate Submitted by ENI Mgmt N/A Against N/A 4.2 Slate Submitted by Institutional Investors (Assogestioni) Mgmt N/A For N/A ---------------------------------------------------------------------------------------------------------------- SAIPEM TICKER SECURITY ID: MEETING DATE MEETING STATUS SPM CINS T82000117 04/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Company Bylaws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SAMPO OYJ (FORMERLY SAMPO-LEONIA INSURANCE CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAMAS CINS X75653109 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 1.15 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors Mgmt For For For 11 Fix Number of Directors at Eight Mgmt For For For 12 Reelect Anne Brunila, Eira Palin-Lehtinen, Jukka Pekkarinen, Christoffer Taxell, Veli-Matti Mattila, Matti Vuoria, and Bjorn Wahlroos (Chairman) as Directors; Elect Adine Axen as New Director Mgmt For For For 13 Approve Remuneration of Auditors Mgmt For For For 14 Ratify Ernst & Young Oy as Auditors Mgmt For For For 15 Authorize Repurchase of up to 50 Million Issued Class A Shares Mgmt For For For 16 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SAP AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SAP CINS D66992104 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) Mgmt N/A N/A N/A 2 Approve Allocation of Income and Dividends of EUR 0.60 per Share Mgmt For For For 3 Approve Discharge of Management Board for Fiscal 2010 Mgmt For For For 4 Approve Discharge of Supervisory Board for Fiscal 2010 Mgmt For For For 5 Ratify KPMG AG as Auditors for Fiscal 2011 Mgmt For For For 6 Approve Cancellation of Pool of Conditional Capital and Amend Articles to Reflect Changes in Capital Mgmt For For For 7 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For For 8 Approve Affiliation Agreement with SAP Sechste Beteiligungs- und Vermoegensverwaltungs GmbH Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CINS F86921107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 3.20 per Share Mgmt For For For 4 Acknowledge Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Ratify Appointment of Anand Mahindra as Supervisory Board Member Mgmt For Against Against 6 Elect Betsy Atkins as Supervisory Board Member Mgmt For For For 7 Elect Jeong H. Kim as Supervisory Board Member Mgmt For For For 8 Elect Dominique Senequier as Supervisory Board Member Mgmt For For For 9 Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1 Million Mgmt For For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 11 Amend Article 11 Re: Age Limit for Supervisory Board Members Mgmt For For For 12 Amend Article 16 of Bylaws Re: Censors Mgmt For For For 13 Approve Reduction in Par Value from EUR 8 to EUR 4 and Amend Bylaws Accordingly Mgmt For For For 14 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million Mgmt For For For 15 Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value Mgmt For For For 16 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million Mgmt For For For 17 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For 18 Authorize Capital Increase for Future Exchange Offers Mgmt For For For 19 Approve Issuance of Shares Up to EUR 108 Million for a Private Placement Mgmt For For For 20 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan Mgmt For For For 21 Authorize up to 0.03 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 22 Approve Employee Stock Purchase Plan Mgmt For For For 23 Approve Employee Stock Purchase Plan Reserved for International Employees Mgmt For For For 24 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 25 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SECOM CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9735 CINS J69972107 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For For 2 Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors Mgmt For For For 3.1 Elect Director Iida, Makoto Mgmt For For For 3.2 Elect Director Toda, Juichi Mgmt For For For 3.3 Elect Director Kimura, Shohei Mgmt For For For 3.4 Elect Director Haraguchi, Kanemasa Mgmt For For For 3.5 Elect Director Maeda, Shuuji Mgmt For For For 3.6 Elect Director Sato, Koichi Mgmt For For For 3.7 Elect Director Obata, Fumio Mgmt For For For 3.8 Elect Director Kuwahara, Katsuhisa Mgmt For For For 3.9 Elect Director Nakayama, Yasuo Mgmt For For For 3.10 Elect Director Ito, Hiroshi Mgmt For For For 3.11 Elect Director Ito, Takayuki Mgmt For For For 4.1 Appoint Statutory Auditor Ogino, Teruo Mgmt For For For 4.2 Appoint Statutory Auditor Tsunematsu, Ken Mgmt For Against Against 4.3 Appoint Statutory Auditor Yasuda, Hiroshi Mgmt For Against Against 4.4 Appoint Statutory Auditor Yamashita, Kohei Mgmt For For For 4.5 Appoint Statutory Auditor Sakamoto, Seiji Mgmt For For For 5 Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEGA SAMMY HOLDINGS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6460 CINS J7028D104 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amend Articles To Amend Business Lines Mgmt For For For 2.1 Elect Director Satomi, Hajime Mgmt For For For 2.2 Elect Director Nakayama, Keishi Mgmt For For For 2.3 Elect Director Usui, Okitane Mgmt For For For 2.4 Elect Director Oguchi, Hisao Mgmt For For For 2.5 Elect Director Iwanaga, Yuuji Mgmt For For For 2.6 Elect Director Natsuno, Takeshi Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Declare Final Dividend of SGD 0.17 per Ordinary Share Mgmt For For For 3 Reelect Tang Kin Fei as Director Mgmt For For For 4 Reelect Margaret Lui as Director Mgmt For For For 5 Reelect Mohd Hassan Marican as Director Mgmt For For For 6 Approve Directors' Fees SGD 937,626 for the Year Ended Dec. 31, 2010 (2009: SGD 802,000) Mgmt For For For 7 Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 8 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Mgmt For For For 9 Approve Issuance of Shares and Grant of Awards Pursuant to the Sembcorp Industries Performance Share Plan 2010 and the Sembcorp Industries Restricted Share Plan 2010 Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SEMBCORP INDUSTRIES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS U96 CINS Y79711159 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Renewal of Mandate for Transactions with Related Parties Mgmt For For For 2 Approve Renewal of Share Purchase Mandate Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHIRE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS SHP CINS G8124V108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Matthew Emmens as Director Mgmt For For For 4 Re-elect Angus Russell as Director Mgmt For For For 5 Re-elect Graham Hetherington as Director Mgmt For For For 6 Re-elect David Kappler as Director Mgmt For For For 7 Re-elect Patrick Langlois as Director Mgmt For For For 8 Re-elect Dr Jeffrey Leiden as Director Mgmt For For For 9 Elect Dr David Ginsburg as Director Mgmt For For For 10 Elect Anne Minto as Director Mgmt For For For 11 Reappoint Deloitte LLP as Auditors of the Company Mgmt For For For 12 Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors Mgmt For For For 13 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 14 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 15 Authorise Market Purchase Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SHOPPERS DRUG MART CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SC CUSIP 82509W103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director M. Shan Atkins Mgmt For For For 1.2 Elect Director James F. Hankinson Mgmt For For For 1.3 Elect Director Krystyna Hoeg Mgmt For For For 1.4 Elect Director Holger Kluge Mgmt For For For 1.5 Elect Director Gaetan Lussier Mgmt For For For 1.6 Elect Director David Peterson Mgmt For For For 1.7 Elect Director Martha Piper Mgmt For For For 1.8 Elect Director Sarah Raiss Mgmt For For For 1.9 Elect Director Derek Ridout Mgmt For For For 1.10 Elect Director David M. Williams Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For Withhold Against 3 Approve Shareholder Rights Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP D69671218 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) Mgmt N/A N/A N/A 2 Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) Mgmt N/A N/A N/A 3 Approve Allocation of Income and Dividends of EUR 2.70 per Share Mgmt For For For 4 Approve Discharge of Management Board for Fiscal 2009/2010 Mgmt For For For 5 Approve Discharge of Supervisory Board for Fiscal 2009/2010 Mgmt For For For 6 Approve Remuneration System for Management Board Members Mgmt For For For 7 Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 Mgmt For For For 8 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Mgmt For For For 9 Authorize Use of Financial Derivatives when Repurchasing Shares Mgmt For For For 10 Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees Mgmt For For For 11 Approve Remuneration of Supervisory Board Mgmt For For For 12 Approve Affiliation Agreements with Siemens Finance GmbH Mgmt For For For 13 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights Mgmt For For For 14 Amend Corporate Purpose ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SILVER WHEATON CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLW CUSIP 828336107 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Peter D. Barnes as Director Mgmt For For For 1.2 Elect Lawrence I. Bell as Director Mgmt For For For 1.3 Elect George L. Brack as Director Mgmt For For For 1.4 Elect John A. Brough as Director Mgmt For For For 1.5 Elect R. Peter Gillin as Director Mgmt For For For 1.6 Elect Douglas M. Holtby as Director Mgmt For For For 1.7 Elect Eduardo Luna as Director Mgmt For For For 1.8 Elect Wade D. Nesmith as Director Mgmt For For For 2 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For For For 2 Approve Mandate for Transactions with Related Parties Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS Y7992P128 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual Singapore ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Authorize Share Repurchase Program Mgmt For For For 2 Declare Final Dividend of SGD 0.12 Per Share Mgmt For For For 3.1 Reelect David Michael Gonski as Director Mgmt For For For 3.2 Reelect James Koh Cher Siang as Director Mgmt For For For 3.3 Reelect Christina Ong as Director Mgmt For For For 4.1 Reelect Helmut Gunter Wilhelm Panke as Director Mgmt For For For 4.2 Reelect William Fung Kwok Lun as Director Mgmt For For For 5 Approve Directors' Fees of Up to SGD 1.6 Million for Year Ending March 31, 2011 (FY 2009/2010: SGD 1.6 Million) Mgmt For For For 6 Reappoint Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 7.1 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Mgmt For For For 7.2 Approve Issuance of Shares Pursuant to the Exercise of Options Under the SIA Employee Share Option Plan and/or Grant of Awards Pursuant to SIA Performance Share Plan and/or the SIA Restricted Share Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SJM HOLDINGS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 00880 CINS Y8076V106 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend of HK$0.3 Per Share Mgmt For For For 3.1 Reelect So Shu Fai as Executive Director Mgmt For For For 3.2 Reelect Rui Jose da Cunha as Executive Director Mgmt For For For 3.3 Reelect Leong On Kei, Angela as Executive Director Mgmt For For For 3.4 Reelect Cheng Yu Tung as Non-Executive Director Mgmt For Against Against 3.5 Reelect Fok Tsun Ting, Timothy as Executive Director Mgmt For For For 4 Authorize Board to Fix the Remuneration of Directors Mgmt For For For 5 Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants and H.C. Watt & Company Limited as Joint Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SK TELECOM CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 17670 CUSIP Y4935N104 03/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual South Korea ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Appropriation of Income and Final Dividend of KRW 8,400 per Share Mgmt For For For 2 Approve Total Remuneration of Inside Directors and Outside Directors Mgmt For For For 3 Amend Terms of Severance Payments to Executives Mgmt For For For 4.1 Elect Two Inside Directors (Bundled) Mgmt For For For 4.2 Reelect Three Outside Directors (Bundled) Mgmt For For For 4.3 Reelect Two Members of Audit Committee (Bundled) Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SONY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS 6758 CINS J76379106 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Stringer, Howard Mgmt For For For 1.2 Elect Director Chuubachi, Ryoji Mgmt For For For 1.3 Elect Director Kobayashi, Yotaro Mgmt For For For 1.4 Elect Director Yamauchi, Yoshiaki Mgmt For For For 1.5 Elect Director Bonfield, Peter Mgmt For For For 1.6 Elect Director Cho, Fujio Mgmt For For For 1.7 Elect Director Yasuda, Ryuuji Mgmt For For For 1.8 Elect Director Uchinaga, Yukako Mgmt For For For 1.9 Elect Director Yahagi, Mitsuaki Mgmt For For For 1.10 Elect Director Hsieh, Tsun-Yan Mgmt For For For 1.11 Elect Director Hernandez, Roland Mgmt For For For 1.12 Elect Director Anraku, Kanemitsu Mgmt For For For 1.13 Elect Director Kojima, Yorihiko Mgmt For For For 1.14 Elect Director Nagayama, Osamu Mgmt For For For 1.15 Elect Director Anzai, Yuuichiro Mgmt For For For 2 Approve Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STANDARD CHARTERED PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS STAN CINS G84228157 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For Abstain Against 4 Re-elect Steve Bertamini as Director Mgmt For For For 5 Re-elect Jaspal Bindra as Director Mgmt For For For 6 Re-elect Richard Delbridge as Director Mgmt For For For 7 Re-elect Jamie Dundas as Director Mgmt For For For 8 Re-elect Val Gooding as Director Mgmt For For For 9 Re-elect Dr Han Seung-soo as Director Mgmt For For For 10 Re-elect Simon Lowth as Director Mgmt For For For 11 Re-elect Rudy Markham as Director Mgmt For For For 12 Re-elect Ruth Markland as Director Mgmt For For For 13 Re-elect Richard Meddings as Director Mgmt For For For 14 Re-elect John Paynter as Director Mgmt For For For 15 Re-elect John Peace as Director Mgmt For For For 16 Re-elect Mike Rees as Director Mgmt For For For 17 Re-elect Peter Sands as Director Mgmt For For For 18 Re-elect Paul Skinner as Director Mgmt For For For 19 Re-elect Oliver Stocken as Director Mgmt For For For 20 Reappoint KPMG Audit plc as Auditors Mgmt For For For 21 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 22 Authorise EU Political Donations and Expenditure Mgmt For For For 23 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 24 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 25 Approve 2011 Share Plan Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 27 Authorise Market Purchase Mgmt For For For 28 Authorise Market Purchase Mgmt For For For 29 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STATOIL ASA TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS R4446E112 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Norway ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Olaug Svarva as Chairman of Meeting Mgmt For For For 3 Approve Notice of Meeting and Agenda Mgmt For For For 4 Registration of Attending Shareholders and Proxies Mgmt N/A N/A N/A 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.25 per Share Mgmt For For For 7 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For Against Against 8 Approve Remuneration of Auditors Mgmt For For For 9 Approve Remuneration of Corporate Assembly in the Amount of NOK 103,500 for Chair, NOK 54,500 for Vice Chair, NOK 38,250 for Other Members, and NOK 5,500 Per Meeting for Deputy Members Mgmt For For For 10 Elect Ingrid Rasmussen as Member of Nominating Committee Mgmt For For For 11 Approve Remuneration of Nominating Committee in the Amount of NOK 10,400 Per Meeting for Chair and NOK 7,700 Per Meeting for Other Members Mgmt For For For 12 Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 20 Million in Connection with Share Saving Scheme for Employees Mgmt For Against Against 13 Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares Mgmt For For For 14 Adjustments in the Marketing Instructions for Statoil ASA Mgmt For For For 15 Amend Articles Re: Number of Board Members and Board Term; Proxy Voting; Guidelines for Nominating Committee Mgmt For For For 16 Approve Guidelines for Nominating Committee Mgmt For For For 17 Withdraw Company From Tar Sands Activities in Canada ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STMICROELECTRONICS NV TICKER SECURITY ID: MEETING DATE MEETING STATUS STM CINS N83574108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Receive Report of Management Board (Non-Voting) Mgmt N/A N/A N/A 3 Receive Report of Supervisory Board (Non-Voting) Mgmt N/A N/A N/A 4.1 Approve Financial Statements Mgmt For For For 4.2 Approve Dividends of USD 0.40 Per Share Mgmt For For For 4.3 Approve Discharge of Management Board Mgmt For For For 4.4 Approve Discharge of Supervisory Board Mgmt For For For 5 Reelect Carlo Bozotto to Executive Board Mgmt For For For 6 Approve Stock Award to CEO Mgmt For Against Against 7.1 Reelect Didier Lombard to Supervisory Board Mgmt For Against Against 7.2 Reelect Tom de Waard to Supervisory Board Mgmt For Against Against 7.3 Reelect Bruno Steve to Supervisory Board Mgmt For Against Against 7.4 Elect Jean d'Arthuys to Supervisory Board Mgmt For Against Against 7.5 Elect Jean-Georges Malcor to Supervisory Board Mgmt For For For 7.6 Eelect Alessandro Rivera to Supervisory Board Mgmt For Against Against 8 Ratify PwC as Auditors Mgmt For For For 9 Approve Three-Year Stock-Based Compensation Plan for Members of Supervisory Board Mgmt For Against Against 10 Grant Supervisory Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights Mgmt For Against Against 11 Authorize Repurchase of Shares Mgmt For For For 12 Allow Questions Mgmt N/A N/A N/A 13 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Court ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Scheme of Arrangement with Acergy SA Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUBSEA 7 INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SUB CINS G8549P108 11/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Special ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Combination Agreement Mgmt For For For 2 Authorize Share Repurchase Program and Cancellation of Repurchased Shares Mgmt For For For 3 Amend Articles of Association Re: Adoption and Inclusion of a New Article 9A Mgmt For For For 4 Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8053 CINS J77282119 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 20 Mgmt For For For 2.1 Elect Director Oka, Motoyuki Mgmt For For For 2.2 Elect Director Kato, Susumu Mgmt For For For 2.3 Elect Director Omori, Kazuo Mgmt For For For 2.4 Elect Director Arai, Shunichi Mgmt For For For 2.5 Elect Director Moriyama, Takahiro Mgmt For For For 2.6 Elect Director Hamada, Toyosaku Mgmt For For For 2.7 Elect Director Nakamura, Kuniharu Mgmt For For For 2.8 Elect Director Kawahara, Takuro Mgmt For For For 2.9 Elect Director Osawa, Yoshio Mgmt For For For 2.10 Elect Director Abe, Yasuyuki Mgmt For For For 2.11 Elect Director Sasaki, Shinichi Mgmt For For For 2.12 Elect Director Doi, Masayuki Mgmt For For For 3 Approve Annual Bonus Payment to Directors Mgmt For For For 4 Approve Stock Option Plan Mgmt For For For 5 Approve Deep Discount Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO ELECTRIC INDUSTRIES LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 5802 CINS J77411114 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 10 Mgmt For For For 2.1 Appoint Statutory Auditor Mitake, Shintaro Mgmt For For For 2.2 Appoint Statutory Auditor Hasegawa, Kazuyoshi Mgmt For For For 3 Approve Annual Bonus Payment to Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 4 Mgmt For For For 2 Approve Reduction in Capital Reserves Mgmt For Against Against 3.1 Elect Director Tsunekage, Hitoshi Mgmt For For For 3.2 Elect Director Tanabe, Kazuo Mgmt For For For 3.3 Elect Director Mukohara, Kiyoshi Mgmt For For For 3.4 Elect Director Kitamura, Kunitaro Mgmt For For For 3.5 Elect Director Iwasaki, Nobuo Mgmt For For For 3.6 Elect Director Sayato, Jyunichi Mgmt For For For 3.7 Elect Director Ochiai, Shinji Mgmt For For For 3.8 Elect Director Okubo, Tetsuo Mgmt For For For 3.9 Elect Director Okuno, Jun Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUMITOMO MITSUI TRUST HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8309 CINS J0752J108 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 3.1 Elect Director Otsuka, Akio Mgmt For For For 4 Appoint External Audit Firm Mgmt For For For 5 Approve Stock Option Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 8403 CINS J77970101 12/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Special Japan ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings Mgmt For For For 2 Amend Articles To Delete References to Record Date Mgmt For For For 3 Approve Share Exchange Agreement with Chuo Mitsui Trust Holdings Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC TICKER SECURITY ID: MEETING DATE MEETING STATUS SU CUSIP 867224107 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Mel E. Benson Mgmt For For For 1.2 Elect Director Dominic D'Alessandro Mgmt For For For 1.3 Elect Director John T. Ferguson Mgmt For For For 1.4 Elect Director W. Douglas Ford Mgmt For For For 1.5 Elect Director Richard L. George Mgmt For For For 1.6 Elect Director Paul Haseldonckx Mgmt For For For 1.7 Elect Director John R. Huff Mgmt For For For 1.8 Elect Director Jacques Lamarre Mgmt For For For 1.9 Elect Director Brian F. MacNeill Mgmt For For For 1.10 Elect Director Maureen McCaw Mgmt For For For 1.11 Elect Director Michael W. O'Brien Mgmt For For For 1.12 Elect Director James W. Simpson Mgmt For For For 1.13 Elect Director Eira Thomas Mgmt For For For 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 3 Advisory Vote on Executive Compensation Approach Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SUZUKI MOTOR CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 7269 CINS J78529138 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 7 Mgmt For For For 2.1 Elect Director Suzuki, Osamu Mgmt For For For 2.2 Elect Director Tamura, Minoru Mgmt For For For 2.3 Elect Director Nakanishi, Shinzo Mgmt For For For 2.4 Elect Director Honda, Osamu Mgmt For For For 2.5 Elect Director Suzuki, Toshihiro Mgmt For For For 2.6 Elect Director Sugimoto, Toyokazu Mgmt For For For 2.7 Elect Director Atsumi, Masanori Mgmt For For For 2.8 Elect Director Harayama, Yasuhito Mgmt For For For 2.9 Elect Director Aizawa, Naoki Mgmt For For For 2.10 Elect Director Mochizuki, Eiji Mgmt For For For 3 Approve Annual Bonus Payment to Directors and Statutory Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SWIRE PACIFIC LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS 00019 CINS Y83310105 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Final Dividend Mgmt For For For 2.1 Reelect M Cubbon as Director Mgmt For For For 2.2 Reelect Baroness Dunn as Director Mgmt For For For 2.3 Reelect T G Freshwater as Director Mgmt For For For 2.4 Reelect C Lee as sDirector Mgmt For For For 2.5 Reelect M Leung as Director Mgmt For For For 2.6 Reelect M C C Sze as Director Mgmt For For For 2.7 Elect I S C Shiu as Director Mgmt For For For 3 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6 Approve Remuneration of Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 4502 CINS J8129E108 06/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 90 Mgmt For For For 2.1 Elect Director Hasegawa, Yasuchika Mgmt For For For 2.2 Elect Director Yoshida, Toyoji Mgmt For For For 2.3 Elect Director Yamanaka, Yasuhiko Mgmt For For For 2.4 Elect Director Okawa, Shigenori Mgmt For For For 2.5 Elect Director Frank Morich Mgmt For For For 2.6 Elect Director Yamada, Tadataka Mgmt For For For 2.7 Elect Director Sudo, Fumio Mgmt For For For 2.8 Elect Director Kojima, Yorihiko Mgmt For For For 3 Appoint Statutory Auditor Sakurada, Teruo Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TDK CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6762 CINS J82141136 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 40 Mgmt For For For 2.1 Elect Director Sawabe, Hajime Mgmt For For For 2.2 Elect Director Kamigama, Takehiro Mgmt For For For 2.3 Elect Director Mori, Kenichi Mgmt For For For 2.4 Elect Director Araya, Shinichi Mgmt For For For 2.5 Elect Director Yanase, Yukio Mgmt For For For 2.6 Elect Director Yoneyama, Junji Mgmt For For For 2.7 Elect Director Ono, Ryoichi Mgmt For For For 3.1 Appoint Statutory Auditor Hara, Noboru Mgmt For For For 3.2 Appoint Statutory Auditor Yotsui, Osamu Mgmt For For For 3.3 Appoint Statutory Auditor Nakamoto, Osamu Mgmt For For For 3.4 Appoint Statutory Auditor Masuda, Koichi Mgmt For Against Against 3.5 Appoint Statutory Auditor Sumita, Makoto Mgmt For For For 4 Approve Annual Bonus Payment to Directors Mgmt For For For 5 Amend Articles To Abolish Retirement Bonus System Mgmt For For For 6 Approve Special Payment for Director in Connection with Abolition of Retirement Bonus System Mgmt For Against Against 7 Approve Retirement Bonus Payment for Statutory Auditor Mgmt For For For 8 Approve Retirement Bonus Payment for Outside Statutory Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Hydon as Director Mgmt For For For 5 Re-elect Tim Mason as Director Mgmt For For For 6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For For 7 Re-elect David Potts as Director Mgmt For For For 8 Re-elect David Reid as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise EU Political Donations and Expenditure Mgmt For For For 15 Approve Share Incentive Plan Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TESCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G87621101 07/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve Final Dividend Mgmt For For For 4 Re-elect Ken Hydon as Director Mgmt For For For 5 Re-elect Tim Mason as Director Mgmt For For For 6 Re-elect Lucy Neville-Rolfe as Director Mgmt For For For 7 Re-elect David Potts as Director Mgmt For For For 8 Re-elect David Reid as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 11 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 12 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise EU Political Donations and Expenditure Mgmt For For For 15 Approve Share Incentive Plan Mgmt For For For 16 Adopt New Articles of Association Mgmt For For For 17 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TOKYU CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9005 CINS J88720123 06/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 3.5 Mgmt For For For 2.1 Elect Director Koshimura, Toshiaki Mgmt For For For 2.2 Elect Director Nomoto, Hirofumi Mgmt For For For 2.3 Elect Director Sugita, Yoshiki Mgmt For For For 2.4 Elect Director Kinoshita, Yuuji Mgmt For For For 2.5 Elect Director Takahashi, Haruka Mgmt For For For 2.6 Elect Director Imamura, Toshio Mgmt For For For 2.7 Elect Director Kuwahara, Tsuneyasu Mgmt For For For 2.8 Elect Director Tomoe, Masao Mgmt For For For 2.9 Elect Director Izumi, Yasuyuki Mgmt For For For 2.10 Elect Director Kamijo, Kiyofumi Mgmt For For For 2.11 Elect Director Happo, Takakuni Mgmt For For For 2.12 Elect Director Suzuki, Katsuhisa Mgmt For For For 2.13 Elect Director Ohata, Toshiaki Mgmt For For For 2.14 Elect Director Watanabe, Isao Mgmt For For For 2.15 Elect Director Ono, Hiroshi Mgmt For For For 2.16 Elect Director Hoshino, Toshiyuki Mgmt For For For 2.17 Elect Director Nezu, Yoshizumi Mgmt For For For 2.18 Elect Director Konaga, Keiichi Mgmt For For For 2.19 Elect Director Ueki, Masatake Mgmt For For For 2.20 Elect Director Takahashi, Kazuo Mgmt For For For 3 Appoint Statutory Auditor Yoshida, Hajime Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TOSHIBA CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS 6502 CINS J89752117 06/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Director Nishida, Atsutoshi Mgmt For For For 1.2 Elect Director Sasaki, Norio Mgmt For For For 1.3 Elect Director Muromachi, Masashi Mgmt For For For 1.4 Elect Director Muraoka, Fumio Mgmt For For For 1.5 Elect Director Horioka, Hiroshi Mgmt For For For 1.6 Elect Director Hirabayashi, Hiroshi Mgmt For For For 1.7 Elect Director Sasaki, Takeshi Mgmt For For For 1.8 Elect Director Kosugi, Takeo Mgmt For For For 1.9 Elect Director Shimomitsu, Hidejiro Mgmt For For For 1.10 Elect Director Tanaka, Hisao Mgmt For For For 1.11 Elect Director Kitamura, Hideo Mgmt For For For 1.12 Elect Director Watanabe, Toshiharu Mgmt For For For 1.13 Elect Director Kubo, Makoto Mgmt For For For 2 Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of Work Logs Used in Fraudulent Billing of NEDO ShrHldr Against Against For 3 Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Employee's Refusal Document to Fabricate Work Logs Used in Behind Fraudulent Billing of NEDO ShrHldr Against Against For 4 Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Keihin Office Head Warned About Fraudulent Billing of NEDO ShrHldr Against Against For 5 Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin Office ShrHldr Against Against For 6 Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Document Notifying Then-President Sato of Fraudulent Billing of NEDO ShrHldr Against Against For 7 Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of M.O. and Employee Criminal Awareness in Fraudulent Billing of NEDO ShrHldr Against Against For 8 Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained Punishments) ShrHldr Against Against For 9 Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Seven Measures Taken by Headquarters in NEDO Affair ShrHldr Against Against For 10 Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in NEDO Affair ShrHldr Against Against For 11 Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Who Was Responsible for the NEDO Affair and Coverup ShrHldr Against Against For 12 Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings ShrHldr Against Against For 13 Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals ShrHldr Against For Against 14 Amend Articles to Systematize and Disclose Punitive Action Against Directors ShrHldr Against Against For 15 Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action ShrHldr Against Against For 16 Amend Articles to Require Disclosure to Mainichi Shimbun of Specific Accomplishments and Compensation of Each Officer, and Costs Incurred in their Hiring ShrHldr Against Against For 17 Amend Articles to Require Disclosure to Yomiuri Shimbun of Reasons for Retaining, Specific Tasks/Accomplishments, Compensation and Cost Incurred to Recruit Consultants and Friends of the Firm ShrHldr Against Against For 18 Amend Articles to Require Disclosure to Asahi Shimbun of Number, Positions Held, Origin Agencies of All Hires of Civil Servants, with Annual Breakdown of Revenue from Each Agency ShrHldr Against Against For 19 Amend Articles to Mandate JPY 2200 an Hour Minimum Wage to Temporary Workers ShrHldr Against Against For 20 Amend Articles to Mandate JPY 5 per Share Minimum Dividend per Year for Five Years ShrHldr Against Against For 21.1 Appoint Shareholder Nominee Watanabe, Seigo to the Board ShrHldr Against Against For 21.2 Appoint Shareholder Nominee Koyama, Yoshio to the Board ShrHldr Against Against For 21.3 Appoint Shareholder Nominee Ozono, Jiro to the Board ShrHldr Against Against For 21.4 Appoint Shareholder Nominee Shintani, Masataka to the Board ShrHldr Against Against For 21.5 Appoint Shareholder Nominee Isu, Yuichiro to the Board ShrHldr Against Against For 21.6 Appoint Shareholder Nominee Tanigawa, Kazuo to the Board ShrHldr Against Against For 21.7 Appoint Shareholder Nominee Hatano, Koichi to the Board ShrHldr Against Against For 21.8 Appoint Shareholder Nominee Miki, Yoshiaki to the Board ShrHldr Against Against For 21.9 Appoint Shareholder Nominee Sasaki, Tomohiko to the Board ShrHldr Against Against For 21.10 Appoint Shareholder Nominee Miyamoto, Toshiki to the Board ShrHldr Against Against For 21.11 Appoint Shareholder Nominee Oshima, Toshiyuki to the Board ShrHldr Against Against For 21.12 Appoint Shareholder Nominee Sato, Fumio to the Board ShrHldr Against Against For 21.13 Appoint Shareholder Nominee Nishimuro, Taizo to the Board ShrHldr Against Against For 21.14 Appoint Shareholder Nominee Okamura, Tadashi to the Board ShrHldr Against Against For 21.15 Appoint Shareholder Nominee Shimagami, Kiyoaki to the Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6 Reelect Patricia Barbizet as Director Mgmt For Against Against 7 Reelect Paul Desmarais Jr. as Director Mgmt For Against Against 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Director Mgmt For For For 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 12 Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TOTAL SA TICKER SECURITY ID: MEETING DATE MEETING STATUS FP CINS F92124100 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 2.28 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 6 Reelect Patricia Barbizet as Director Mgmt For Against Against 7 Reelect Paul Desmarais Jr. as Director Mgmt For Against Against 8 Reelect Claude Mandil as Director Mgmt For For For 9 Elect Marie-Christine Coisne as Director Mgmt For For For 10 Elect Barbara Kux as Director Mgmt For For For 11 Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 12 Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TRICAN WELL SERVICE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCW CUSIP 895945103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Fix Number of Directors at Seven Mgmt For For For 2.1 Elect Director Kenneth M. Bagan Mgmt For For For 2.2 Elect Director G. Allen Brooks Mgmt For For For 2.3 Elect Director Murray L. Cobbe Mgmt For For For 2.4 Elect Director Dale M. Dusterhoft Mgmt For For For 2.5 Elect Director Donald R. Luft Mgmt For For For 2.6 Elect Director Kevin L. Nugent Mgmt For For For 2.7 Elect Director Douglas F. Robinson Mgmt For For For 3 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Transfer from Premium Account to Shareholders for an Amount of EUR 20 per Share Mgmt For For For 2 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNIBAIL RODAMCO SE TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS F95094110 09/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Special France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Transfer from Premium Account to Shareholders for an Amount of EUR 20 per Share Mgmt For For For 2 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNILEVER NV TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS N8981F271 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive Report of Management Board (Non-Voting) Mgmt N/A N/A N/A 2 Approve Financial Statements and Allocation of Income Mgmt For For For 3 Approve Discharge of Executive Board Members Mgmt For For For 4 Approve Discharge of Non-Executive Board Members Mgmt For For For 5 Reelect P.G.J.M. Polman as CEO to Board of Directors Mgmt For For For 6 Relect R.J.M.S. Huet as CFO to Board of Directors Mgmt For For For 7 Reelect L.O. Fresco to Board of Directors Mgmt For For For 8 Reelect A.M. Fudge to Board of Directors Mgmt For For For 9 Reelect C.E. Golden to Board of Directors Mgmt For For For 10 Reelect B.E. Grote to Board of Directors Mgmt For For For 11 Reelect H. Nyasulu to Board of Directors Mgmt For For For 12 Reelect M. Rifkind to Board of Directors Mgmt For For For 13 Reelect K.J. Storm to Board of Directors Mgmt For For For 14 Reelect M. Treschow to Board of Directors Mgmt For For For 15 Reelect P.S. Walsh to Board of Directors Mgmt For For For 16 Elect S. Bharti Mittal to Board of Directors Mgmt For For For 17 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 18 Approve Authorization to Cancel Ordinary Shares Mgmt For For For 19 Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights Mgmt For For For 20 Ratify PricewaterhouseCoopers as Auditors Mgmt For For For 21 Allow Questions and Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- UNILEVER PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ULVR CINS G92087165 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Re-elect Paul Polman as Director Mgmt For For For 4 Re-elect Jean-Marc Huet as Director Mgmt For For For 5 Re-elect Louise Fresco as Director Mgmt For For For 6 Re-elect Ann Fudge as Director Mgmt For For For 7 Re-elect Charles Golden as Director Mgmt For For For 8 Re-elect Byron Grote as Director Mgmt For For For 9 Re-elect Hixonia Nyasulu as Director Mgmt For For For 10 Re-elect Sir Malcolm Rifkind as Director Mgmt For For For 11 Re-elect Kees Storm as Director Mgmt For For For 12 Re-elect Michael Treschow as Director Mgmt For For For 13 Re-elect Paul Walsh as Director Mgmt For For For 14 Elect Sunil Bharti Mittal as Director Mgmt For For For 15 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 16 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 17 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 18 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 19 Authorise Market Purchase Mgmt For For For 20 Authorise EU Political Donations and Expenditure Mgmt For For For 21 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 22 Amend Articles of Association Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UPM-KYMMENE OY (FORMERLY KYMMENE CORP.) TICKER SECURITY ID: MEETING DATE MEETING STATUS UPM1V CINS X9518S108 04/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 0.55 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR120,000 for Vice Chairman, and EUR 95,000 for Other Directors Mgmt For For For 11 Fix Number of Directors at Nine Mgmt For For For 12 Reelect Bjorn Wahlroos, Berndt Brunow, Matti Alahuhta, Karl Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala, and Robert Routs as Directors Mgmt For For For 13 Approve Remuneration of Auditors Mgmt For For For 14 Reelect PricewaterhouseCoopers Oy as Auditors Mgmt For For For 15 Authorize Repurchase of up to 51 Million Issued Shares Mgmt For For For 16 Amend Terms and Conditions of 2007 Stock Option Plan Mgmt For For For 17 Approve Charitable Donations of up to EUR 1 Million Mgmt For For For 18 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL INC TICKER SECURITY ID: MEETING DATE MEETING STATUS VRX CUSIP 91911K102 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert A. Ingram as Director Mgmt For For For 1.2 Elect Theo Melas-Kyriazi as Director Mgmt For For For 1.3 Elect G. Mason Morfit as Director Mgmt For For For 1.4 Elect Laurence E. Paul as Director Mgmt For For For 1.5 Elect J. Michael Pearson as Director Mgmt For For For 1.6 Elect Robert N. Power as Director Mgmt For For For 1.7 Elect Norma A. Provencio as Director Mgmt For For For 1.8 Elect Lloyd M. Segal as Director Mgmt For For For 1.9 Elect Katharine Stevenson as Director Mgmt For For For 1.10 Elect Michael R. Van Every as Director Mgmt For For For 2 Advisory Vote on Executive Compensation Approach Mgmt For For For 3 Advisory Vote on Say on Pay Frequency Mgmt 1 Year 1 Year For 4 Approve Omnibus Stock Plan Mgmt For For For 5 Amend Omnibus Stock Plan Mgmt For For For 6 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALEO TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CINS F96221126 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Ratify Appointment of Ulrike Steinhorst as Director Mgmt For For For 4 Reelect Jacques Aschenbroich as Director Mgmt For For For 5 Reelect Gerard Blanc as Director Mgmt For For For 6 Reelect Pascal Colombani as Director Mgmt For For For 7 Reelect Michel de Fabiani as Director Mgmt For For For 8 Reelect Michael Jay as Director Mgmt For For For 9 Reelect Helle Kristoffersen as Director Mgmt For For For 10 Reelect Georges Pauget as Director Mgmt For For For 11 Elect Thierry Moulonguet as Director Mgmt For For For 12 Approve Severance Payment Agreement with Jacques Aschenbroich Mgmt For Against Against 13 Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Mgmt For For For 14 Approve Allocation of Income and Dividends of EUR 1.20 per Share Mgmt For For For 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 16 Amend Article 14.1 of Bylaws Re: Length of Terms for Directors Mgmt For For For 17 Amend Article 14.4 of Bylaws Re: Shareholding Requirements for Directors Mgmt For For For 18 Amend Article 23.3 of Bylaws Re: Attendance to General Meetings Mgmt For For For 19 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million Mgmt For For For 20 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 46 Million Mgmt For For For 21 Authorize Capitalization of Reserves of Up to EUR 40 Million for Bonus Issue or Increase in Par Value Mgmt For For For 22 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For For For 23 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 24 Approve Employee Stock Purchase Plan Mgmt For For For 25 Authorize up to 660,000 Shares for Use in Stock Option Plan Mgmt For For For 26 Authorize up to 540,000 Shares for Use in Restricted Stock Plan Mgmt For Against Against 27 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VITERRA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VT CUSIP 92849T108 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Birks as Director Mgmt For For For 1.2 Elect Vic Bruce as Director Mgmt For For For 1.3 Elect Thomas Chambers as Director Mgmt For For For 1.4 Elect Paul Daniel as Director Mgmt For For For 1.5 Elect Bonnie DuPont as Director Mgmt For For For 1.6 Elect Perry Gunner as Director Mgmt For For For 1.7 Elect Tim Hearn as Director Mgmt For For For 1.8 Elect Dallas Howe as Director Mgmt For For For 1.9 Elect Kevin Osborn as Director Mgmt For For For 1.10 Elect Herb Pinder Jr. as Director Mgmt For For For 1.11 Elect Larry Ruud as Director Mgmt For For For 1.12 Elect Mayo Schmidt as Director Mgmt For For For 1.13 Elect Max Venning as Director Mgmt For For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For For 3 Approve Key Employee Share Unit Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VIVENDI TICKER SECURITY ID: MEETING DATE MEETING STATUS VIV CINS F97982106 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix France ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Auditors' Special Report on Related-Party Transactions Mgmt For For For 4 Approve Allocation of Income and Dividends of EUR 1.40 per Share Mgmt For For For 5 Reelect Jean Yves Charlier as Supervisory Board Member Mgmt For For For 6 Reelect Henri Lachmann as Supervisory Board Member Mgmt For For For 7 Reelect Pierre Rodocanachi as Supervisory Board Member Mgmt For For For 8 Appoint KPMG SA as Auditor Mgmt For For For 9 Appoint KPMG Audit IS SAS as Alternate Auditor Mgmt For For For 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 11 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 12 Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan (New Shares) Mgmt For For For 13 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan Mgmt For For For 14 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion Mgmt For For For 15 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion Mgmt For For For 16 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 Mgmt For For For 17 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For For For 18 Approve Employee Stock Purchase Plan Mgmt For For For 19 Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries Mgmt For For For 20 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For For 21 Add Article 10.6 to Bylaws Re: Censors Mgmt For For For 22 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Re-elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Stephen Pusey as Director Mgmt For For For 8 Re-elect Alan Jebson as Director Mgmt For For For 9 Re-elect Samuel Jonah as Director Mgmt For For For 10 Re-elect Nick Land as Director Mgmt For For For 11 Re-elect Anne Lauvergeon as Director Mgmt For For For 12 Re-elect Luc Vandevelde as Director Mgmt For For For 13 Re-elect Anthony Watson as Director Mgmt For For For 14 Re-elect Philip Yea as Director Mgmt For For For 15 Approve Final Dividend Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Reappoint Deloitte LLP as Auditors Mgmt For For For 18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Adopt New Articles of Association Mgmt For For For 23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 24 Approve Share Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G93882135 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Re-elect Sir John Bond as Director Mgmt For For For 3 Re-elect John Buchanan as Director Mgmt For For For 4 Re-elect Vittorio Colao as Director Mgmt For For For 5 Re-elect Michel Combes as Director Mgmt For For For 6 Re-elect Andy Halford as Director Mgmt For For For 7 Re-elect Stephen Pusey as Director Mgmt For For For 8 Re-elect Alan Jebson as Director Mgmt For For For 9 Re-elect Samuel Jonah as Director Mgmt For For For 10 Re-elect Nick Land as Director Mgmt For For For 11 Re-elect Anne Lauvergeon as Director Mgmt For For For 12 Re-elect Luc Vandevelde as Director Mgmt For For For 13 Re-elect Anthony Watson as Director Mgmt For For For 14 Re-elect Philip Yea as Director Mgmt For For For 15 Approve Final Dividend Mgmt For For For 16 Approve Remuneration Report Mgmt For For For 17 Reappoint Deloitte LLP as Auditors Mgmt For For For 18 Authorise Audit Committee to Fix Remuneration of Auditors Mgmt For For For 19 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 20 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 21 Authorise Market Purchase Mgmt For For For 22 Adopt New Articles of Association Mgmt For For For 23 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 24 Approve Share Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VOLVO AB TICKER SECURITY ID: MEETING DATE MEETING STATUS VOLVB CUSIP 928856301 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Elect Sven Unger as Chairman of Meeting Mgmt For For For 3 Prepare and Approve List of Shareholders Mgmt For For For 4 Approve Agenda of Meeting Mgmt For For For 5 Designate Inspector(s) of Minutes of Meeting Mgmt For For For 6 Acknowledge Proper Convening of Meeting Mgmt For For For 7 Receive Board and Committee Reports Mgmt N/A N/A N/A 8 Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review Mgmt N/A N/A N/A 9 Approve Financial Statements and Statutory Reports Mgmt For For For 10 Approve Allocation of Income and Dividends of SEK 2.50 per Share Mgmt For For For 11 Approve Discharge of Board and President Mgmt For For For 12 Determine Number of Members (9) and Deputy Members (0) of Board Mgmt For For For 13 Approve Remuneration of Directors in the Amount of SEK 1.8 Million for the Chairman and SEK 600,000 for Other Members; Approve Remuneration for Committee Work Mgmt For For For 14 Reelect Peter Bijur, Jean-Baptiste Duzan, Leif Johansson, Hanne de Mora, Anders Nyren, Louis Schweitzer (Chair), Ravi Venkatesan, Lars Westerberg, and Ying Yeh as Directors Mgmt For For For 15 Elect Louis Schweitzer, Jean-Baptiste Duzan, Carl-Olof By, Lars Forberg, and Hakan Sandberg as Members of Nominating Committee; Approve Omission of Remuneration of Nominating Committee Mgmt For For For 16 Approve Remuneration Policy And Other Terms of Employment For Executive Management Mgmt For For For 17 Amend Articles Re: Share Classes and Share Limits; Allow Voluntary Conversion of Class-A Shares into Class-B Shares ShrHldr N/A For N/A 18.1 Approve 2011-2013 Share Matching Plan Mgmt For For For 18.2 Approve Transfer of Shares to Participants of the 2011-2013 Share Matching Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WARTSILA OYJ TICKER SECURITY ID: MEETING DATE MEETING STATUS WRT1V CUSIP X98155116 03/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Open Meeting Mgmt N/A N/A N/A 2 Call the Meeting to Order Mgmt N/A N/A N/A 3 Designate Inspector or Shareholder Representative(s) of Minutes of Meeting Mgmt For For For 4 Acknowledge Proper Convening of Meeting Mgmt For For For 5 Prepare and Approve List of Shareholders Mgmt For For For 6 Receive Financial Statements and Statutory Reports, and the Auditor's Report; Receive Review by the CEO Mgmt N/A N/A N/A 7 Accept Financial Statements and Statutory Reports Mgmt For For For 8 Approve Allocation of Income and Dividends of EUR 1.75 Per Share; Authorize Board to Distribute Special Dividend of EUR 1.00 Per Share Mgmt For For For 9 Approve Discharge of Board and President Mgmt For For For 10 Approve Annual Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Deputy Chairman, and EUR 60,000 for Other Directors; Approve Attendence Fee Mgmt For For For 11 Fix Number of Directors at Nine Mgmt For For For 12 Reelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh, Alexander Ehrnrooth, Paul Ehrnrooth, Bertel Langenskiold, Mikael Lilius (Chair), and Matti Vuoria (Vice-Chair) as Directors; Elect Lars Josefsson and Markus Rauramo as New Directors Mgmt For For For 13 Approve Remuneration of Auditors Mgmt For For For 14 Reelect KPMG as Auditor Mgmt For For For 15 Approve 1:2 Stock Split Mgmt For For For 16 Close Meeting Mgmt N/A N/A N/A ---------------------------------------------------------------------------------------------------------------- WENDEL TICKER SECURITY ID: MEETING DATE MEETING STATUS MF CINS F98370103 05/30/2011 Voted MEETING TYPE COUNTRY OF TRADE Mix ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Financial Statements and Statutory Reports Mgmt For For For 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For For For 3 Approve Allocation of Income and Dividends of EUR 1.25 per Share Mgmt For For For 4 Approve Auditors' Special Report on Related-Party Transactions Mgmt For Against Against 5 Reelect Didier Cherpitel as Supervisory Board Member Mgmt For Against Against 6 Elect Humbert de Wendel as Supervisory Board Member Mgmt For Against Against 7 Elect Gerard Buffiere as Supervisory Board Member Mgmt For For For 8 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 9 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million Mgmt For Against Against 10 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million Mgmt For Against Against 11 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Mgmt For Against Against 12 Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions Mgmt For Against Against 13 Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value Mgmt For For For 14 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For For For 15 Approve Employee Stock Purchase Plan Mgmt For For For 16 Authorize up to 0.8 Percent of Issued Capital for Use in Stock Option Plan Mgmt For Against Against 17 Authorize Filing of Required Documents/Other Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS 9021 CINS J95094108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve Allocation of Income, with a Final Dividend of JPY 4000 Mgmt For For For 2 Amend Articles To Restate Authorized Capital to Reflect Stock Split - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors Mgmt For For For 3 Elect Director Yabuki, Shizuka Mgmt For For For 4.1 Appoint Statutory Auditor Koide, Noboru Mgmt For For For 4.2 Appoint Statutory Auditor Iwasaki, Tsutomu Mgmt For For For 4.3 Appoint Statutory Auditor Uno, Ikuo Mgmt For Against Against 4.4 Appoint Statutory Auditor Katsuki, Yasumi Mgmt For For For 5 Remove Director Nishikawa, Naoki from Office ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WBC CINS Q97417101 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Sept. 30, 2010 Mgmt N/A N/A N/A 2 Approve the Remuneration Report for the Fiscal Year Ended Sept. 30, 2010 Mgmt For For For 3.1 Elect Elizabeth Blomfield Bryan as a Director Mgmt For For For 3.2 Elect Peter John Oswin Hawkins as a Director Mgmt For For For 3.3 Elect Carolyn Judith Hewson as a Director Mgmt For For For 4 Approve the Grant of Up to A$1.44 Million Worth of Shares Under the CEO Restricted Rights Plan and 176,125 Performance Rights Under the CEO Performance Rights Plan to Gail Patricia Kelly, Managing Director and CEO Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS MRW CINS G62748119 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Approve Final Dividend Mgmt For For For 4 Re-elect Sir Ian Gibson as Director Mgmt For For For 5 Re-elect Dalton Philips as Director Mgmt For For For 6 Re-elect Richard Pennycook as Director Mgmt For For For 7 Re-elect Philip Cox as Director Mgmt For For For 8 Re-elect Penny Hughes as Director Mgmt For For For 9 Re-elect Nigel Robertson as Director Mgmt For For For 10 Re-elect Johanna Waterous as Director Mgmt For For For 11 Reappoint KPMG Audit plc as Auditors Mgmt For For For 12 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 13 Authorise Market Purchase Mgmt For For For 14 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 15 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 16 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WOOLWORTHS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS WOW CINS Q98418108 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 27, 2010 Mgmt N/A N/A N/A 2 Approve the Remuneration Report for the Fiscal Year Ended June 27, 2010 Mgmt For For For 3.1 Elect Jayne Hrdlicka as a Director Mgmt For For For 3.2 Elect Stephen Mayne as a Director ShrHldr Against Against For 3.3 Elect Ian John Macfarlane Mgmt For For For 4 Approve the Woolworths Long Term Incentive Plan Mgmt For For For 5 Approve the Amendments to the Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions Mgmt For For For 6 Approve the Increase in the Remuneration of Non-Executive Directors to A$4 Million Per Annum Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For Against Against 3 Approve the Corporate Responsibility Report Mgmt For For For 4 Amend Articles of Association Re: Annual Re-election of Directors Mgmt For For For 5 Elect Ruigang Li as Director Mgmt For For For 6 Elect Solomon Trujillo as Director Mgmt For For For 7 Re-elect Colin Day as Director Mgmt For For For 8 Re-elect Esther Dyson as Director Mgmt For For For 9 Re-elect Orit Gadiesh as Director Mgmt For For For 10 Re-elect Philip Lader as Director Mgmt For For For 11 Re-elect Stanley Morten as Director Mgmt For For For 12 Re-elect Koichiro Naganuma as Director Mgmt For For For 13 Re-elect Lubna Olayan as Director Mgmt For For For 14 Re-elect John Quelch as Director Mgmt For For For 15 Re-elect Mark Read as Director Mgmt For For For 16 Re-elect Paul Richardson as Director Mgmt For For For 17 Re-elect Jeffrey Rosen as Director Mgmt For For For 18 Re-elect Timothy Shriver as Director Mgmt For For For 19 Re-elect Sir Martin Sorrell as Director Mgmt For For For 20 Re-elect Paul Spencer as Director Mgmt For For For 21 Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration Mgmt For For For 22 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 23 Approve Increase in Maximum Annual Aggregate Fees of the Directors Mgmt For For For 24 Approve Scrip Dividend Mgmt For For For 25 Authorise Market Purchase Mgmt For For For 26 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WPP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS WPP CINS G9787K108 11/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United Kingdom ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approve the Further Deferral of Awards due to Sir Martin Sorrell under the WPP Group plc 2004 Leadership Equity Acquisition Plan (2004 LEAP) Being the Award Granted in 2004 and the UK Part of the Award Granted in 2005 Mgmt For For For 2 Approve the Deferral at the Election of Sir Martin Sorrell, Subject to Certain Conditions, of the US Part of the Award Due to Him under the 2004 LEAP Granted in 2005 Mgmt For For For 3 Approve the Deferral of the UK Part of the Award due to Sir Martin Sorrell under the 2004 LEAP Granted in 2006 Mgmt For For For 4 Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the 2004 LEAP Granted in 2007 and 2008 Mgmt For For For 5 Approve the Deferral at the Joint Election of WPP plc and Sir Martin Sorrell of the Awards due to Him under the WPP plc Leadership Equity Acquisition Plan III Granted in 2009 Mgmt For For For 6 Approve the Further Deferral of the Awards due to Sir Martin Sorrell under the Deferred Stock Units Awards Agreements Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WS ATKINS PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CINS G9809D108 09/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Remuneration Report Mgmt For For For 3 Accept Corporate Responsibility Review Mgmt For For For 4 Approve Final Dividend Mgmt For For For 5 Elect Allan Cook as Director Mgmt For For For 6 Re-elect Fiona Clutterbuck as Director Mgmt For For For 7 Re-elect Alun Griffiths as Director Mgmt For For For 8 Re-elect Sir Peter Williams as Director Mgmt For For For 9 Reappoint PricewaterhouseCoopers LLP as Auditors Mgmt For For For 10 Authorise Board to Fix Remuneration of Auditors Mgmt For For For 11 Authorise EU Political Donations and Expenditure Mgmt For For For 12 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 13 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 14 Adopt New Articles of Association Mgmt For For For 15 Authorise the Company to Call EGM with Two Weeks' Notice Mgmt For For For 16 Authorise Market Purchase Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WYNN MACAU LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS 01128 CINS G98149100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2.1 Reelect Linda Chen as Executive Director Mgmt For For For 2.2 Reelect Allan Zeman as Non-Executive Director Mgmt For For For 2.3 Reelect Bruce Rockowitz as Independent Non-Executive Director Mgmt For For For 2.4 Authorize Board to Fix Remuneration of Directors Mgmt For For For 3 Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Mgmt For For For 4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Against Against 6 Authorize Reissuance of Repurchased Shares Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- XSTRATA PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS XTA CINS G9826T102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accept Financial Statements and Statutory Reports Mgmt For For For 2 Approve Final Dividend Mgmt For For For 3 Approve Remuneration Report Mgmt For Against Against 4 Re-elect Mick Davis as Director Mgmt For For For 5 Re-elect Dr Con Fauconnier as Director Mgmt For For For 6 Re-elect Ivan Glasenberg as Director Mgmt For For For 7 Re-elect Peter Hooley as Director Mgmt For For For 8 Re-elect Claude Lamoureux as Director Mgmt For For For 9 Re-elect Trevor Reid as Director Mgmt For For For 10 Re-elect Sir Steve Robson as Director Mgmt For For For 11 Re-elect David Rough as Director Mgmt For For For 12 Re-elect Ian Strachan as Director Mgmt For For For 13 Re-elect Santiago Zaldumbide as Director Mgmt For For For 14 Elect Sir John Bond as Director Mgmt For For For 15 Elect Aristotelis Mistakidis as Director Mgmt For For For 16 Elect Tor Peterson as Director Mgmt For For For 17 Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration Mgmt For For For 18 Authorise Issue of Equity with Pre-emptive Rights Mgmt For For For 19 Authorise Issue of Equity without Pre-emptive Rights Mgmt For For For 20 Authorise the Company to Call EGM with Not Less Than 20 Clear Days' Notice Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ZURICH FINANCIAL SERVICES AG TICKER SECURITY ID: MEETING DATE MEETING STATUS ZURN CUSIP H9870Y105 03/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual Switzerland ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Accept Financial Statements and Statutory Reports Mgmt For For For 1.2 Approve Remuneration Report Mgmt For For For 2.1 Approve Allocation of Income and Omission of Dividends Mgmt For For For 2.2 Approve Transfer of CHF 2.49 Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share Mgmt For For For 3 Approve Discharge of Board and Senior Management Mgmt For For For 4.1 Amend Articles Re: Election of Special Auditor for Capital Increases Mgmt For For For 4.2 Amend Articles Re: Contributions in Kind Mgmt For For For 5.1 Reelect Manfred Gentz as Director Mgmt For For For 5.2 Reelect Fred Kindle as Director Mgmt For For For 5.3 Reelect Tom de Swaan as Director Mgmt For For For 5.4 Ratify PricewaterhouseCoopers AG as Auditors Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Large Cap Growth Fund ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Incentive Plan Mgmt For Against Against 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 12 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 13 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMT CUSIP 029912201 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Requirement Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMGEN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMGN CUSIP 031162100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Baltimore Mgmt For Against Against 2 Elect Frank Biondi, Jr. Mgmt For Against Against 3 Elect Francois de Carbonnel Mgmt For Against Against 4 Elect Vance Coffman Mgmt For Against Against 5 Elect Rebecca Henderson Mgmt For Against Against 6 Elect Frank Herringer Mgmt For Against Against 7 Elect Gilbert Omenn Mgmt For Against Against 8 Elect Judith Pelham Mgmt For Against Against 9 Elect J. Paul Reason Mgmt For Against Against 10 Elect Leonard Schaeffer Mgmt For Against Against 11 Elect Kevin Sharer Mgmt For Against Against 12 Elect Ronald Sugar Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BEST BUY CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BBY CUSIP 086516101 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald James Mgmt For For For 1.2 Elect Sanjay Khosla Mgmt For For For 1.3 Elect George Mikan III Mgmt For For For 1.4 Elect Matthew Paull Mgmt For For For 1.5 Elect Richard Schulze Mgmt For For For 1.6 Elect Hatim Tyabji Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authorization of Board to Set Board Size Mgmt For Against Against 4 Amendment to the 2004 Omnibus Stock and Incentive Plan Mgmt For For For 5 Executive Short-term Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For Against Against 15 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against For Against 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Restricting Sales to China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement Mgmt For For For 7 Amendment to the Bylaws to Reduce Supermajority Requirement Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Stock Plan Mgmt For For For 5 Amendment to the 2003 Stock Option Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 9 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Incentive Compensation Plan Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CSX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CSX CUSIP 126408103 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CUMMINS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMI CUSIP 231021106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Theodore Solso Mgmt For For For 2 Elect N. Thomas Linebarger Mgmt For For For 3 Elect William Miller Mgmt For For For 4 Elect Alexis Herman Mgmt For Against Against 5 Elect Georgia Nelson Mgmt For For For 6 Elect Carl Ware Mgmt For For For 7 Elect Robert Herdman Mgmt For For For 8 Elect Robert Bernhard Mgmt For For For 9 Elect Franklin Chang-Diaz Mgmt For For For 10 Elect Stephen Dobbs Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DANAHER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DHR CUSIP 235851102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Lawrence Culp Mgmt For For For 2 Elect Mitchell Rales Mgmt For For For 3 Elect Elias Zerhouni Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Right to Call a Special Meeting Mgmt For For For 7 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DIRECTV TICKER SECURITY ID: MEETING DATE MEETING STATUS DTV CUSIP 25490A101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Election of Directors Mgmt For For For 6 Limitation of Right to Call a Special Meeting Mgmt For Against Against 7 Adoption of Delaware as the Exclusive Forum for Certain Disputes Mgmt For Against Against 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EATON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETN CUSIP 278058102 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Barrett Mgmt For For For 2 Elect Todd Bluedorn Mgmt For For For 3 Elect Ned Lautenbach Mgmt For For For 4 Elect Gregory Page Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EBAY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EBAY CUSIP 278642103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESRX CUSIP 302182100 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect Nicholas LaHowchic Mgmt For For For 4 Elect Thomas Mac Mahon Mgmt For For For 5 Elect Frank Mergenthaler Mgmt For For For 6 Elect Woodrow Myers, Jr. Mgmt For For For 7 Elect John Parker, Jr. Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Samuel Skinner Mgmt For For For 10 Elect Seymour Sternberg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Bylaws to Permit Shareholders to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 2011 Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FFIV CUSIP 315616102 03/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 19 Shareholder Proposal Regarding Recapitalization Plan ShrHldr Against For Against 20 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GENTEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GNTX CUSIP 371901109 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arlyn Lanting Mgmt For For For 1.2 Elect Mark Newton Mgmt For For For 1.3 Elect Richard Schaum Mgmt For For For 2 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against 4 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Abstain For Against 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GILD CUSIP 375558103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For Withhold Against 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Requirement Mgmt For For For 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 7 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 8 Shareholder Proposal Regarding Conflict of Interest Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KBR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KBR CUSIP 48242W106 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Huff Mgmt For For For 1.2 Elect Lester Lyles Mgmt For For For 1.3 Elect Richard Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KSS CUSIP 500255104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Requirement in Article V(f) Mgmt For For For 14 Elimination of Supermajority Requirement in Article VI Mgmt For For For 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cahill Mgmt For For For 1.2 Elect Dennis Beresford Mgmt For For For 1.3 Elect Nelson Peltz Mgmt For For For 1.4 Elect W. Allen Reed Mgmt For For For 1.5 Elect Nicholas St. George Mgmt For For For 2 Amendment to the Executive Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 5 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Revise Requirements to Board Composition Mgmt For For For 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Annual Incentive Compensation Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCO CUSIP 615369105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Glauber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 6 Elect Jorge Bermudez Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NAVISTAR INTERNATIONAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NAV CUSIP 63934E108 02/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Keyes Mgmt For For For 1.2 Elect John Correnti Mgmt For For For 1.3 Elect Daniel Ustian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NIKE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NKE CUSIP 654106103 09/20/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jill Conway Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Lechleiter Mgmt For For For 1.4 Elect Phyllis Wise Mgmt For For For 2 Amendment to the Executive Performance Sharing Plan Mgmt For For For 3 Amendment to the 1990 Stock Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OFFICEMAX INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS OMX CUSIP 67622P101 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Warren Bryant Mgmt For For For 2 Elect Joseph DePinto Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect William Montgoris Mgmt For For For 5 Elect Francesca Ruiz de Luzuriaga Mgmt For For For 6 Elect Ravichandra Saligram Mgmt For For For 7 Elect David Szymanski Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For Against Against 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PETROHAWK ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HK CUSIP 716495106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Floyd Wilson Mgmt For For For 1.2 Elect Gary Merriman Mgmt For For For 1.3 Elect Robert Stone, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the 2004 Employee Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PXD CUSIP 723787107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edison Buchanan Mgmt For Withhold Against 1.2 Elect R. Hartwell Gardner Mgmt For Withhold Against 1.3 Elect Jim Watson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- POLO RALPH LAUREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS RL CUSIP 731572103 08/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frank Bennack, Jr. Mgmt For For For 1.2 Elect Joel Fleishman Mgmt For For For 1.3 Elect Steven Murphy Mgmt For For For 2 2010 Long-Term Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS POT CUSIP 73755L107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For Withhold Against 1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PCP CUSIP 740189105 08/10/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Simple Majority Vote ShrHldr For For For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Incentive Plan Mgmt For Against Against 3 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Derivatives Mgmt For For For 8 Increase in Authorized Capital for Employee Share Purchase Plan Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For For For 12 Shareholder Proposal Regarding Amendments to Corporate Purpose Mgmt Against Against For 13 Countermotion A (Supervisory Board Members' Fees) Mgmt Against Against For 14 Countermotion B (Allocation of Profits/Dividends) Mgmt Against Against For ---------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS S CUSIP 852061100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 15 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 16 Shareholder Proposal Regarding Simple Majority ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STT CUSIP 857477103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Richard Sergel Mgmt For For For 11 Elect Ronald Skates Mgmt For For For 12 Elect Gregory Summe Mgmt For For For 13 Elect Robert Weissman Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 2011 Senior Executive Annual Incentive Plan Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BK CUSIP 064058100 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ruth Bruch Mgmt For For For 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For For For 5 Elect Robert Kelly Mgmt For For For 6 Elect Richard Kogan Mgmt For For For 7 Elect Michael Kowalski Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Mark Nordenberg Mgmt For For For 10 Elect Catherine Rein Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Samuel Scott III Mgmt For For For 13 Elect John Surma Mgmt For For For 14 Elect Wesley von Schack Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Amendment to the Long-Term Incentive Plan Mgmt For For For 18 Amendment to the Executive Incentive Compensation Plan Mgmt For Against Against 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For For For 3 Elect Howard Buffett Mgmt For For For 4 Elect Barry Diller Mgmt For For For 5 Elect Evan Greenberg Mgmt For For For 6 Elect Alexis Herman Mgmt For Against Against 7 Elect Muhtar Kent Mgmt For For For 8 Elect Donald Keough Mgmt For For For 9 Elect Maria Lagomasino Mgmt For For For 10 Elect Donald McHenry Mgmt For For For 11 Elect Sam Nunn Mgmt For For For 12 Elect James Robinson III Mgmt For For For 13 Elect Peter Ueberroth Mgmt For For For 14 Elect Jacob Wallenberg Mgmt For For For 15 Elect James Williams Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Performance Incentive Plan Mgmt For For For 18 Amendment to the 1989 Restricted Stock Award Plan Mgmt For For For 19 Advisory Vote on Executive Compensation Mgmt For For For 20 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 21 Shareholder Proposal Regarding Report on Bisphenol-A ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GT CUSIP 382550101 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Boland Mgmt For For For 2 Elect James Firestone Mgmt For For For 3 Elect Werner Geissler Mgmt For For For 4 Elect Peter Hellman Mgmt For For For 5 Elect Richard Kramer Mgmt For For For 6 Elect W. Alan McCollough Mgmt For For For 7 Elect Rodney O'Neal Mgmt For For For 8 Elect Shirley Peterson Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Thomas Weidemeyer Mgmt For For For 12 Elect Michael Wessel Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING ShrHldr Against Against For 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 17 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WESTERN UNION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WU CUSIP 959802109 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Elimination of Absolute Majority Voting Requirement Mgmt For For For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UAUA CUSIP 902549807 09/17/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UNP CUSIP 907818108 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For For For 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Actions adversely affecting preferred stock Mgmt For For For 17 Removal of directors Mgmt For For For 18 Changing the authorized amount of capital stock. Mgmt For For For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UPS CUSIP 911312106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Capital Expenditure Budget Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Fernandez-Carbajal Mgmt For For For 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Award Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WELLPOINT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLP CUSIP 94973V107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors Mgmt For For For 7 Elimination of Supermajority Requirement for Certain Business Combinations Mgmt For For For 8 Amendments Removing Certain Restrictions on Ownership of Shares Mgmt For For For 9 Amendments Deleting Certain Obsolete Provisions Mgmt For For For 10 Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Shareholder Proposal Regarding Conversion to Nonprofit Status ShrHldr Against Against For 14 Shareholder Proposal Regarding Reincorporation ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Large Cap Value Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ACE LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS ACE CUSIP H0023R105 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Statements Mgmt For For For 9 Approval of Consolidated Financial Statements Mgmt For For For 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor (Zurich) Mgmt For For For 15 APPROVAL OF DIVIDENDS FROM LEGAL RESERVES Mgmt For For For 16 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AVNET, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AVT CUSIP 053807103 11/05/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Ehud Houminer Mgmt For For For 1.4 Elect Frank Noonan Mgmt For For For 1.5 Elect Ray Robinson Mgmt For For For 1.6 Elect William Schumann III Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 2010 Stock Compensation Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For Against Against 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 2011 Equity Ownership and Long Term Cash Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS RE CUSIP G3223R108 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Galtney, Jr. Mgmt For Withhold Against 1.2 Elect John Phelan Mgmt For For For 1.3 Elect Roger Singer Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Executive Performance Annual Incentive Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy ShrHldr Against Abstain N/A 8 Shareholder Proposal Regarding Human Right to Water ShrHldr Against Abstain N/A 9 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For 10 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 11 Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable ShrHldr Against Against For 12 Shareholder Proposal Regarding Greenhouse Gas Emission Goals ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS GD CUSIP 369550108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For For For 4 Elect William Fricks Mgmt For For For 5 Elect Jay Johnson Mgmt For For For 6 Elect George Joulwan Mgmt For For For 7 Elect Paul Kaminski Mgmt For For For 8 Elect John Keane Mgmt For For For 9 Elect Lester Lyles Mgmt For For For 10 Elect William Osborn Mgmt For For For 11 Elect Robert Walmsley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Counter-Proposals Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Designation of Delaware Chancery Court as Forum for Derivative Actions Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Laurie Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNILEVER N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS UNA CUSIP 904784709 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Executive Directors' Acts Mgmt For For For 3 Ratification of Non-Executive Directors' Acts Mgmt For For For 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sunil Bharti Mittal Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Preemptive Rights Mgmt For For For 19 Questions; Closing Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Savings-Related Share Option Scheme 2011 Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Large Cap Stock Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AETNA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AET CUSIP 00817Y108 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Incentive Plan Mgmt For Against Against 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 19 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ATI CUSIP 01741R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Diggs Mgmt For For For 1.2 Elect J. Brett Harvey Mgmt For For For 1.3 Elect Michael Joyce Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MO CUSIP 02209S103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Shareholder Proposal Regarding Flavored Tobacco ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMZN CUSIP 023135106 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 12 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 13 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ASML HOLDING N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS ASML CUSIP N07059186 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 11 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 12 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 13 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROADCOM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCM CUSIP 111320107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COF CUSIP 14040H105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Patrick Gross Mgmt For For For 2 Elect Ann Hackett Mgmt For For For 3 Elect Pierre Leroy Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CELG CUSIP 151020104 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CF CUSIP 125269100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CSCO CUSIP 17275R102 11/18/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Report on Internet Fragmentation ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Restricting Sales to China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CTSH CUSIP 192446102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Howe Mgmt For For For 2 Elect Robert Weissman Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Increase of Authorized Common Stock Mgmt For For For 6 Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement Mgmt For For For 7 Amendment to the Bylaws to Reduce Supermajority Requirement Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMERICA INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS CMA CUSIP 200340107 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Requirement Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CORNING INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS GLW CUSIP 219350105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For Against Against 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For Against Against 5 Elect H. Onno Ruding Mgmt For Against Against 6 Elect Glenn Tilton Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CREE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CREE CUSIP 225447101 10/26/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Swoboda Mgmt For For For 1.2 Elect Dolph von Arx Mgmt For For For 1.3 Elect Clyde Hosein Mgmt For For For 1.4 Elect Robert Ingram Mgmt For For For 1.5 Elect Franco Plastina Mgmt For For For 1.6 Elect Robert Tillman Mgmt For For For 1.7 Elect Harvey Wagner Mgmt For For For 1.8 Elect Thomas Werner Mgmt For For For 2 Amendment to the 2004 Long-term Incentive Compensation Plan Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DANA HOLDING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DAN CUSIP 235825205 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 16 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS F CUSIP 345370860 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For Against Against 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 19 Shareholder Proposal Regarding Recapitalization Plan ShrHldr Against For Against 20 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GOOGLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GOOG CUSIP 38259P508 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 7 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against 8 Shareholder Proposal Regarding Conflict of Interest Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS JPM CUSIP 46625H100 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Crandall Bowles Mgmt For Against Against 2 Elect Stephen Burke Mgmt For Against Against 3 Elect David Cote Mgmt For Against Against 4 Elect James Crown Mgmt For Against Against 5 Elect James Dimon Mgmt For Against Against 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For Against Against 8 Elect Laban Jackson, Jr. Mgmt For Against Against 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For Against Against 11 Elect William Weldon Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Amendment to the Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Mortgage Loan Servicing ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Genocide-Free Investing ShrHldr Against Abstain N/A 21 Shareholder Proposal Regarding an Independent Lead Director ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KLAC CUSIP 482480100 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Barnholt Mgmt For For For 1.2 Elect Emiko Higashi Mgmt For For For 1.3 Elect Stephen Kaufman Mgmt For For For 1.4 Elect Richard Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS MA CUSIP 57636Q104 09/21/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Revise Requirements to Board Composition Mgmt For For For 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Annual Incentive Compensation Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders Mgmt For For For 10 Elimination of Supermajority Requirement in Article Regarding the Removal of Directors Mgmt For For For 11 Elimination of Supermajority Requirement in Article Regarding Shareholder Action Mgmt For For For 12 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against 13 Shareholder Proposal Regarding Controlled Atmosphere Killing ShrHldr Against Against For 14 Shareholder Proposal Regarding Report on Childhood Obesity ShrHldr Against Against For 15 Shareholder Proposal Regarding Beverage Containers ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- METLIFE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MET CUSIP 59156R108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MYLAN INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MYL CUSIP 628530107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- NII HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NIHD CUSIP 62913F201 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRS CUSIP 665859104 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Linda Bynoe Mgmt For Withhold Against 1.2 Elect Nicholas Chabraja Mgmt For Withhold Against 1.3 Elect Susan Crown Mgmt For Withhold Against 1.4 Elect Dipak Jain Mgmt For Withhold Against 1.5 Elect Robert Lane Mgmt For Withhold Against 1.6 Elect Robert McCormack Mgmt For Withhold Against 1.7 Elect Edward Mooney Mgmt For Withhold Against 1.8 Elect John Rowe Mgmt For Withhold Against 1.9 Elect Martin Slark Mgmt For Withhold Against 1.10 Elect David Smith, Jr. Mgmt For Withhold Against 1.11 Elect Enrique Sosa Mgmt For Withhold Against 1.12 Elect Charles Tribbett III Mgmt For Withhold Against 1.13 Elect Frederick Waddell Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 02/22/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Ratification of Management and Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Compensation Policy Mgmt For Against Against 5 Re-elect Ann Fudge Mgmt For For For 6 Re-elect Pierre Landolt Mgmt For For For 7 Re-elect Ulrich Lehner Mgmt For Against Against 8 Elect Enrico Vanni Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- NOVARTIS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS NOVN CUSIP 66987V109 04/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of Merger Agreement Mgmt For For For 2 Approval of Share Issuance Mgmt For For For 3 Additional and/or Counter-Proposals Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMC CUSIP 681919106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Requirement Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ORCL CUSIP 68389X105 10/06/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Equity Incentive Plan Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Formation of Sustainability Committee ShrHldr Against Abstain N/A 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Election of Directors Mgmt For For For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILLIPS-VAN HEUSEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PVH CUSIP 718592108 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Baglivo Mgmt For For For 1.2 Elect Emanuel Chirico Mgmt For For For 1.3 Elect Juan Figuereo Mgmt For For For 1.4 Elect Joseph Fuller Mgmt For For For 1.5 Elect Fred Gehring Mgmt For For For 1.6 Elect Margaret Jenkins Mgmt For For For 1.7 Elect David Landau Mgmt For For For 1.8 Elect Bruce Maggin Mgmt For For For 1.9 Elect V. James Marino Mgmt For For For 1.10 Elect Henry Nasella Mgmt For For For 1.11 Elect Rita Rodriguez Mgmt For For For 1.12 Elect Craig Rydin Mgmt For For For 1.13 Elect Christian Stahl Mgmt For For For 2 Company Name Change Mgmt For For For 3 2006 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS PCLN CUSIP 741503403 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS QCOM CUSIP 747525103 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Incentive Plan Mgmt For Against Against 3 Amendment to the 2001 Employee Stock Purchase Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CRM CUSIP 79466L302 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIEMENS AG TICKER SECURITY ID: MEETING DATE MEETING STATUS SIE CUSIP 826197501 01/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Acts Mgmt For For For 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Equity Derivatives Mgmt For For For 8 Increase in Authorized Capital for Employee Share Purchase Plan Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital Mgmt For For For 12 Shareholder Proposal Regarding Amendments to Corporate Purpose Mgmt Against Against For 13 Countermotion A (Supervisory Board Members' Fees) Mgmt Against Against For 14 Countermotion B (Allocation of Profits/Dividends) Mgmt Against Against For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS SIVB CUSIP 78486Q101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Incentive Plan Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TECK RESOURCES LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS TCK CUSIP 878742204 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority to Set Fees Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- TEXTRON INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TXT CUSIP 883203101 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DOW CUSIP 260543103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For Against Against 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Rajat Gupta Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James McNerney, Jr. Mgmt For For For 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Mary Wilderotter Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNUM GROUP TICKER SECURITY ID: MEETING DATE MEETING STATUS UNM CUSIP 91529Y106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Savings-Related Share Option Scheme 2011 Mgmt For For For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VALE SA TICKER SECURITY ID: MEETING DATE MEETING STATUS VALE5 CUSIP 91912E105 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Capital Expenditure Budget Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- VISA INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS V CUSIP 92826C839 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Election of Directors Mgmt For For For 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Fernandez-Carbajal Mgmt For For For 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WCC CUSIP 95082P105 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XEROX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XRX CUSIP 984121103 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glenn Britt Mgmt For For For 2 Elect Ursula Burns Mgmt For For For 3 Elect Richard Harrington Mgmt For For For 4 Elect William Hunter Mgmt For For For 5 Elect Robert Keegan Mgmt For For For 6 Elect Robert McDonald Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Charles Prince Mgmt For For For 9 Elect Ann Reese Mgmt For For For 10 Elect Mary Wilderotter Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ZMH CUSIP 98956P102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Equity Income Plus Fund ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS ABM CUSIP 000957100 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dan Bane Mgmt For For For 1.2 Elect Anthony Fernandes Mgmt For For For 1.3 Elect Maryellen Herringer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ACTUANT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ATU CUSIP 00508X203 01/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Arzbaecher Mgmt For For For 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect Gustav Boel Mgmt For For For 1.4 Elect Thomas Fischer Mgmt For For For 1.5 Elect William Hall Mgmt For For For 1.6 Elect R. Alan Hunter, Jr. Mgmt For For For 1.7 Elect Robert Peterson Mgmt For For For 1.8 Elect Holly Van Deursen Mgmt For For For 1.9 Elect Dennis Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAP CUSIP 00751Y106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Bergstrom Mgmt For Withhold Against 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For For For 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AGL RESOURCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGL CUSIP 001204106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Arthur Johnson Mgmt For For For 1.4 Elect Dean O'Hare Mgmt For For For 1.5 Elect James Rubright Mgmt For For For 1.6 Elect John Somerhalder II Mgmt For For For 1.7 Elect Bettina Whyte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Performance Incentive Plan Mgmt For For For 4 Amendment to the Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AGREE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ADC CUSIP 008492100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Farris Kalil Mgmt For For For 1.2 Elect Gene Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALB CUSIP 012653101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARE CUSIP 015271109 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ALLERGAN, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AGN CUSIP 018490102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Deborah Dunsire Mgmt For For For 2 Elect Trevor Jones Mgmt For For For 3 Elect Louis Lavigne, Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 2011 Executive Bonus Plan Mgmt For For For 8 2011 Incentive Award Plan Mgmt For For For 9 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALTERA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALTR CUSIP 021441100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For Against Against 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Incentive Plan Mgmt For For For 9 Amendment to the 1987 Employee Stock Purchase Plan Mgmt For For For 10 Elimination of Supermajority Requirement Mgmt For For For 11 Adoption of Delaware as the Exclusive Forum for Certain Disputes Mgmt For Against Against 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For For For 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- AMB PROPERTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AMB CUSIP 00163T109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMEREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AEE CUSIP 023608102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Patrick Stokes Mgmt For For For 1.8 Elect Thomas Voss Mgmt For For For 1.9 Elect Stephen Wilson Mgmt For For For 1.10 Elect Jack Woodard Mgmt For For For 2 Amendment to Articles of Incorporation Regarding Liability of Directors Mgmt For Against Against 3 Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Report on Coal Combustion Waste ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ACC CUSIP 024835100 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Bayless, Jr. Mgmt For For For 1.2 Elect R.D. Burck Mgmt For For For 1.3 Elect G. Steven Dawson Mgmt For For For 1.4 Elect Cydney Donnell Mgmt For For For 1.5 Elect Edward Lowenthal Mgmt For For For 1.6 Elect Joseph Macchione Mgmt For For For 1.7 Elect Winston Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEO CUSIP 02553E106 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ABC CUSIP 03073E105 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AINV CUSIP 03761U106 08/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elliot Stein, Jr. Mgmt For Withhold Against 1.2 Elect Bradley Wechsler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell Shares of Common Stock Below Net Asset Value Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARCH CHEMICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ARJ CUSIP 03937R102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Campbell Mgmt For Withhold Against 1.2 Elect David Lilley Mgmt For Withhold Against 2 Amendment to the 1999 Stock Plan for Non-Employee Directors Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARTIO GLOBAL INVESTORS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ART CUSIP 04315B107 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Elizabeth Buse Mgmt For For For 1.2 Elect Francis Ledwidge Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ASHFORD HOSPITALITY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AHT CUSIP 044103109 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC TICKER SECURITY ID: MEETING DATE MEETING STATUS AVB CUSIP 053484101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bryce Blair Mgmt For For For 1.2 Elect Bruce Choate Mgmt For For For 1.3 Elect John Healy, Jr. Mgmt For For For 1.4 Elect Timothy Naughton Mgmt For For For 1.5 Elect Lance Primis Mgmt For For For 1.6 Elect Peter Rummell Mgmt For For For 1.7 Elect H. Jay Sarles Mgmt For For For 1.8 Elect W. Edward Walter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- AVISTA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AVA CUSIP 05379B107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Racicot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendments to Eliminate Classification of the Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Simple Majority Vote ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BIOMED REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BMR CUSIP 09063H107 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Gold Mgmt For For For 1.2 Elect Barbara Cambon Mgmt For For For 1.3 Elect Edward Dennis Mgmt For For For 1.4 Elect Richard Gilchrist Mgmt For For For 1.5 Elect Gary Kreitzer Mgmt For For For 1.6 Elect Theodore Roth Mgmt For For For 1.7 Elect M. Faye Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- BLACKROCK KELSO CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BKCC CUSIP 092533108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jerrold Harris Mgmt For Withhold Against 2 Authorization to Sell Shares Below Net Asset Value Mgmt For For For 3 Authorization to Issue Warrants, Options or Rights Mgmt For For For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BXP CUSIP 101121101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lawrence Bacow Mgmt For For For 2 Elect Zoe Baird Mgmt For For For 3 Elect Alan Patricof Mgmt For For For 4 Elect Martin Turchin Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS BDN CUSIP 105368203 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Walter D'Alessio Mgmt For For For 1.2 Elect Anthony Nichols, Sr. Mgmt For For For 1.3 Elect Gerard Sweeney Mgmt For For For 1.4 Elect D. Pike Aloian Mgmt For For For 1.5 Elect Wyche Fowler Mgmt For For For 1.6 Elect Michael Joyce Mgmt For For For 1.7 Elect Charles Pizzi Mgmt For For For 1.8 Elect James Diggs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BRE PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRE CUSIP 05564E106 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Lyons III Mgmt For For For 1.2 Elect Paula Downey Mgmt For For For 1.3 Elect Christopher McGurk Mgmt For For For 1.4 Elect Matthew Medeiros Mgmt For For For 1.5 Elect Constance Moore Mgmt For For For 1.6 Elect Jeanne Myerson Mgmt For For For 1.7 Elect Jeffrey Pero Mgmt For For For 1.8 Elect Thomas Robinson Mgmt For For For 1.9 Elect Dennis Singleton Mgmt For For For 1.10 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BPO CUSIP 112900105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase Board Size Mgmt For For For 2 Change of Company Name Mgmt For For For 3.1 Elect Gordon Arnell Mgmt For For For 3.2 Elect William Cahill Mgmt For For For 3.3 Elect Richard Clark Mgmt For For For 3.4 Elect Jack Cockwell Mgmt For For For 3.5 Elect Bruce Flatt Mgmt For For For 3.6 Elect Michael Hegarty Mgmt For For For 3.7 Elect F. McDonald Mgmt For For For 3.8 Elect Allan Olson Mgmt For For For 3.9 Elect Robert Stelzl Mgmt For For For 3.10 Elect Diana Taylor Mgmt For For For 3.11 Elect John E. Zuccotti Mgmt For For For 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BUCKLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BKE CUSIP 118440106 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For For For 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For For For 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For 4 Amendment to 2005 Restricted Stock Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CA CUSIP 12673P105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Raymond Bromark Mgmt For For For 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect Richard Sulpizio Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For For For 9 Elect Ron Zambonini Mgmt For For For 10 Ratification of Auditor Mgmt For Against Against 11 Adoption of Stockholder Protection Rights Agreement Mgmt For Against Against 12 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS CPT CUSIP 133131102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Campo Mgmt For For For 1.2 Elect Scott Ingraham Mgmt For For For 1.3 Elect Lewis Levey Mgmt For For For 1.4 Elect William McGuire, Jr. Mgmt For For For 1.5 Elect William Paulsen Mgmt For For For 1.6 Elect D. Keith Oden Mgmt For For For 1.7 Elect F. Gardner Parker Mgmt For For For 1.8 Elect Steven Webster Mgmt For Withhold Against 1.9 Elect Kelvin Westbrook Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reincorporation from Texas to Maryland Mgmt For Against Against 4 2011 Share Incentive Plan Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CBL CUSIP 124830100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Lebovitz Mgmt For For For 1.2 Elect Gary Bryenton Mgmt For For For 1.3 Elect Gary Nay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CHH CUSIP 169905106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stewart Bainum, Jr. Mgmt For For For 1.2 Elect Ervin Shames Mgmt For For For 1.3 Elect Gordon Smith Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMS CUSIP 125896100 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For Withhold Against 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal Risk Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect Richard Kogan Mgmt N/A For N/A 7 Elect Delano Lewis Mgmt N/A For N/A 8 Elect J. Pedro Reinhard Mgmt N/A For N/A 9 Elect Stephen Sadove Mgmt N/A For N/A 10 Ratification of Auditor Mgmt N/A For N/A 11 Advisory Vote on Executive Compensation Mgmt N/A For N/A 12 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 13 Shareholder Proposal Regarding the Right to Call a Special Meeting ShrHldr N/A Against N/A ---------------------------------------------------------------------------------------------------------------- COMPASS DIVERSIFIED HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS CODI CUSIP 20451Q104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bottiglieri Mgmt For For For 1.2 Elect Gordon Burns Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CMP CUSIP 20451N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Richard Grant Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- CORE LABORATORIES N.V. TICKER SECURITY ID: MEETING DATE MEETING STATUS CLB CUSIP N22717107 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Demshur Mgmt For For For 1.2 Elect Rene Joyce Mgmt For For For 1.3 Elect Michael Kearney Mgmt For For For 1.4 Elect Jan Sodderland Mgmt For For For 2 Accounts and Reports Mgmt For Abstain Against 3 Authority to Cancel Shares Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Authority to Issue Common and Preference Shares w/ Preemptive Rights Mgmt For For For 6 Elimination of Preemptive Rights Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS OFC CUSIP 22002T108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jay Shidler Mgmt For For For 1.2 Elect Clay Hamlin, III Mgmt For For For 1.3 Elect Thomas Brady Mgmt For For For 1.4 Elect Robert Denton Mgmt For For For 1.5 Elect Randall Griffin Mgmt For For For 1.6 Elect Elizabeth Hight Mgmt For For For 1.7 Elect David Jacobstein Mgmt For For For 1.8 Elect Steven Kesler Mgmt For For For 1.9 Elect Richard Szafranski Mgmt For For For 1.10 Elect Kenneth Wethe Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Decker Mgmt For For For 1.2 Elect Richard Libenson Mgmt For For For 1.3 Elect John Meisenbach Mgmt For For For 1.4 Elect Charles Munger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Say When on Pay Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DCT INDUSTRIAL TRUST INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DCT CUSIP 233153105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Wattles Mgmt For For For 1.2 Elect Philip Hawkins Mgmt For For For 1.3 Elect Phillip Altinger Mgmt For For For 1.4 Elect Thomas August Mgmt For For For 1.5 Elect John Gates, Jr. Mgmt For Withhold Against 1.6 Elect Raymond Greer Mgmt For For For 1.7 Elect Tripp Hardin Mgmt For For For 1.8 Elect John O'Keeffe Mgmt For For For 1.9 Elect Bruce Warwick Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEERE & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DE CUSIP 244199105 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEL MONTE FOODS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DLM CUSIP 24522P103 09/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Victor Lund Mgmt For For For 2 Elect Joe Morgan Mgmt For For For 3 Elect David Williams Mgmt For For For 4 Elimination of Supermajority Requirement Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DEVELOPERS DIVERSIFIED REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DDR CUSIP 251591103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrance Ahern Mgmt For For For 2 Elect James Boland Mgmt For For For 3 Elect Thomas Finne Mgmt For For For 4 Elect Robert Gidel Mgmt For For For 5 Elect Daniel Hurwitz Mgmt For For For 6 Elect Volker Kraft Mgmt For For For 7 Elect Victor MacFarlane Mgmt For For For 8 Elect Craig Macnab Mgmt For For For 9 Elect Scott Roulston Mgmt For For For 10 Elect Barry Sholem Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DRH CUSIP 252784301 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William McCarten Mgmt For For For 1.2 Elect Daniel Altobello Mgmt For For For 1.3 Elect W. Robert Grafton Mgmt For For For 1.4 Elect Maureen McAvey Mgmt For For For 1.5 Elect Gilbert Ray Mgmt For For For 1.6 Elect John Williams Mgmt For For For 1.7 Elect Mark Brugger Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLR CUSIP 253868103 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Magnuson Mgmt For For For 1.2 Elect Michael Foust Mgmt For For For 1.3 Elect Laurence Chapman Mgmt For For For 1.4 Elect Kathleen Earley Mgmt For For For 1.5 Elect Ruann Ernst Mgmt For For For 1.6 Elect Dennis Singleton Mgmt For For For 1.7 Elect Robert Zerbst Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UFS CUSIP 257559203 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jack Bingleman Mgmt For For For 2 Elect Louis Gignac Mgmt For For For 3 Elect Brian Levitt Mgmt For For For 4 Elect Harold MacKay Mgmt For For For 5 Elect David Maffucci Mgmt For For For 6 Elect W. Henson Moore Mgmt For For For 7 Elect Michael Onustock Mgmt For For For 8 Elect Robert Steacy Mgmt For For For 9 Elect Pamela Strobel Mgmt For For For 10 Elect Richard Tan Mgmt For For For 11 Elect Denis Turcotte Mgmt For For For 12 Elect John Williams Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Barbas Mgmt For For For 1.2 Elect Barbara Graham Mgmt For For For 1.3 Elect Glenn Harder Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2006 Equity Performance and Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- DTE ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DTE CUSIP 233331107 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lillian Bauder Mgmt For For For 1.2 Elect W. Frank Fountain, Jr. Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 1.4 Elect Josue Robles, Jr. Mgmt For For For 1.5 Elect James Vandenberghe Mgmt For For For 1.6 Elect David Brandon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DUKE REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DRE CUSIP 264411505 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DUPONT FABROS TECHNOLOGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DFT CUSIP 26613Q106 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Coke Mgmt For For For 1.2 Elect Lammot du Pont Mgmt For For For 1.3 Elect Thomas Eckert Mgmt For For For 1.4 Elect Hossein Fateh Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect John Roberts, Jr. Mgmt For For For 1.7 Elect John Toole Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EGP CUSIP 277276101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Pike Aloian Mgmt For For For 1.2 Elect H.C. Bailey, Jr. Mgmt For For For 1.3 Elect Hayden Eaves, III Mgmt For For For 1.4 Elect Fredric Gould Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect Mary McCormick Mgmt For For For 1.7 Elect David Osnos Mgmt For For For 1.8 Elect Leland Speed Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- EDUCATION REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EDR CUSIP 28140H104 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Bower Mgmt For For For 1.2 Elect Monte Barrow Mgmt For For For 1.3 Elect William Cahill, III Mgmt For For For 1.4 Elect Randy Churchey Mgmt For For For 1.5 Elect John Ford Mgmt For For For 1.6 Elect Howard Silver Mgmt For For For 1.7 Elect Wendell Weakley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS EMR CUSIP 291011104 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Measures under the 2006 Incentive Shares Plan Mgmt For For For 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 7 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Dewey Mgmt For For For 1.2 Elect James McManus II Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENTERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ETR CUSIP 29364G103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For Against Against 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 2011 Equity Ownership and Long Term Cash Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENTERTAINMENT PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS EPR CUSIP 29380T105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brain Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Noam Ben-Ozer Mgmt For For For 1.2 Elect James Cassel Mgmt For For For 1.3 Elect Cynthia Cohen Mgmt For For For 1.4 Elect David Fischel Mgmt For For For 1.5 Elect Neil Flanzraich Mgmt For For For 1.6 Elect Nathan Hetz Mgmt For Withhold Against 1.7 Elect Chaim Katzman Mgmt For Withhold Against 1.8 Elect Peter Linneman Mgmt For For For 1.9 Elect Jeffrey Olson Mgmt For For For 1.10 Elect Dori Segal Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2000 Executive Incentive Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- EQUITY ONE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQY CUSIP 294752100 12/15/2010 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment to Add Foreign Ownership Limits Mgmt For For For 2 Amendment to Existing Ownership Limits Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL TICKER SECURITY ID: MEETING DATE MEETING STATUS EQR CUSIP 29476L107 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Alexander Mgmt For For For 1.2 Elect Charles Atwood Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For Withhold Against 1.4 Elect Bradley Keywell Mgmt For For For 1.5 Elect John Neal Mgmt For For For 1.6 Elect David Neithercut Mgmt For For For 1.7 Elect Mark Shapiro Mgmt For Withhold Against 1.8 Elect Gerald Spector Mgmt For For For 1.9 Elect B. Joseph White Mgmt For For For 1.10 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Share Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ESS CUSIP 297178105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Brady Mgmt For For For 1.2 Elect Byron Scordelis Mgmt For For For 1.3 Elect Janice Sears Mgmt For For For 1.4 Elect Claude Zinngrabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Nelson Diaz Mgmt For For For 5 Elect Sue Ling Gin Mgmt For For For 6 Elect Rosemarie Greco Mgmt For For For 7 Elect Paul Joskow Mgmt For For For 8 Elect Richard Mies Mgmt For For For 9 Elect John Palms Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Thomas Ridge Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect John Rowe Mgmt For For For 14 Elect Stephen Steinour Mgmt For For For 15 Elect Donald Thompson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 18 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy ShrHldr Against Abstain N/A 8 Shareholder Proposal Regarding Human Right to Water ShrHldr Against Abstain N/A 9 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For 10 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 11 Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable ShrHldr Against Against For 12 Shareholder Proposal Regarding Greenhouse Gas Emission Goals ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDS CUSIP 303075105 12/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Laird, Jr. Mgmt For For For 1.2 Elect James McGonigle Mgmt For For For 1.3 Elect Charles Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FDO CUSIP 307000109 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Howard Levine Mgmt For For For 1.7 Elect George Mahoney, Jr. Mgmt For For For 1.8 Elect James Martin Mgmt For For For 1.9 Elect Harvey Morgan Mgmt For For For 1.10 Elect Dale Pond Mgmt For For For 2 Approval of Performance Measures under the 2006 Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS FRT CUSIP 313747206 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FR CUSIP 32054K103 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Sharpe Mgmt For For For 1.2 Elect Bruce Duncan Mgmt For For For 1.3 Elect Kevin Lynch Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCE.A CUSIP 345550107 06/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Jr. Mgmt For For For 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Peter Sacerdote Mgmt For For For 10 Elect Laura Stein Mgmt For For For 11 Elect Anne Tatlock Mgmt For For For 12 Elect Geoffrey Yang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FRANKLIN STREET PROPERTIES CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS FSP CUSIP 35471R106 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Carter Mgmt For Withhold Against 1.2 Elect Georgia Murray Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For For For 1.12 Elect Gary Rollins Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the 2006 Long-Term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GETTY REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS GTY CUSIP 374297109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leo Liebowitz Mgmt For For For 2 Elect Milton Cooper Mgmt For For For 3 Elect Philip Coviello Mgmt For For For 4 Elect David Driscoll Mgmt For For For 5 Elect Richard Montag Mgmt For For For 6 Elect Howard Safenowitz Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GLIMCHER REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GRT CUSIP 379302102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Celeste Mgmt For For For 1.2 Elect Wayne Doran Mgmt For For For 1.3 Elect Michael Glimcher Mgmt For For For 1.4 Elect Alan Weiler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- GOVERNMENT PROPERTIES INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS GOV CUSIP 38376A103 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jeffrey Somers Mgmt For For For 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- GUESS?, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GES CUSIP 401617105 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HCP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCP CUSIP 40414L109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Flaherty III Mgmt For For For 2 Elect Christine Garvey Mgmt For For For 3 Elect David Henry Mgmt For For For 4 Elect Lauralee Martin Mgmt For For For 5 Elect Michael McKee Mgmt For For For 6 Elect Peter Rhein Mgmt For For For 7 Elect Kenneth Roath Mgmt For For For 8 Elect Richard Rosenberg Mgmt For For For 9 Elect Joseph Sullivan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HEALTH CARE REIT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCN CUSIP 42217K106 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Increase of Authorized Common Stock Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HTLD CUSIP 422347104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Russell Gerdin Mgmt For Withhold Against 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For For For 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS HPQ CUSIP 428236103 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For For For 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Pay-for-Results Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HIW CUSIP 431284108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Thomas Adler Mgmt For For For 1.2 Elect Gene Anderson Mgmt For For For 1.3 Elect Edward Fritsch Mgmt For For For 1.4 Elect David Hartzell Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect L. Glenn Orr, Jr. Mgmt For For For 1.7 Elect O. Temple Sloan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HRC CUSIP 431475102 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Charles Golden Mgmt For For For 1.2 Elect W. August Hillenbrand Mgmt For For For 1.3 Elect Joanne Smith Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Short-term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Camp Mgmt For For For 1.2 Elect Edward Cloues II Mgmt For For For 1.3 Elect W. August Hillenbrand Mgmt For For For 1.4 Elect Thomas Johnson Mgmt For For For 1.5 Elect Neil Novich Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect R. Kevin Hardage Mgmt For For For 1.5 Elect Robert McKenzie Mgmt For For For 1.6 Elect Jack Reid Mgmt For For For 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Amendment to the Long-Term Incentive Compensation Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HOLLY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HOC CUSIP 435758305 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock and Company Name Change Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HORMEL FOODS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRL CUSIP 440452100 01/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Terrell Crews Mgmt For For For 2 Elect Jeffrey Ettinger Mgmt For For For 3 Elect Jody Feragen Mgmt For For For 4 Elect Susan Marvin Mgmt For For For 5 Elect John Morrison Mgmt For For For 6 Elect Elsa Murano Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Susan Nestegard Mgmt For For For 9 Elect Ronald Pearson Mgmt For For For 10 Elect Dakota Pippins Mgmt For For For 11 Elect Hugh Smith Mgmt For For For 12 Elect John Turner Mgmt For For For 13 Increase of Authorized Common Stock Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 2 Years For ---------------------------------------------------------------------------------------------------------------- HOSPITALITY PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS HPT CUSIP 44106M102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Harrington Mgmt For Against Against 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HST CUSIP 44107P104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Baylis Mgmt For For For 2 Elect Willard Brittain, Jr. Mgmt For Against Against 3 Elect Terence Golden Mgmt For For For 4 Elect Ann McLaughlin Korologos Mgmt For For For 5 Elect Richard Marriott Mgmt For For For 6 Elect John Morse, Jr. Mgmt For For For 7 Elect Gordon Smith Mgmt For For For 8 Elect W. Edward Walter Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTEGRYS ENERGY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEG CUSIP 45822P105 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Bailey Mgmt For For For 1.2 Elect William Brodsky Mgmt For For For 1.3 Elect Albert Budney, Jr. Mgmt For For For 1.4 Elect Pastora Cafferty Mgmt For For For 1.5 Elect Ellen Carnahan Mgmt For For For 1.6 Elect Michelle Collins Mgmt For For For 1.7 Elect Kathryn Hasselblad-Pascale Mgmt For For For 1.8 Elect John Higgins Mgmt For For For 1.9 Elect James Kemerling Mgmt For For For 1.10 Elect Michael Lavin Mgmt For For For 1.11 Elect William Protz, Jr. Mgmt For For For 1.12 Elect Charles Schrock Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IFF CUSIP 459506101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For For For 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For For For 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Andreas Fibig Mgmt For For For 7 Elect Alexandra Herzan Mgmt For For For 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Dale Morrison Mgmt For For For 12 Elect Douglas Tough Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- JOY GLOBAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JOYG CUSIP 481165108 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KAMN CUSIP 483548103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Brian Barents Mgmt For For For 1.2 Elect George Minnich Mgmt For For For 1.3 Elect Thomas Rabaut Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KILROY REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KRC CUSIP 49427F108 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For For For 1.4 Elect William Dickey Mgmt For For For 1.5 Elect Scott Ingraham Mgmt For For For 1.6 Elect Dale Kinsella Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- KIMCO REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KIM CUSIP 49446R109 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Milton Cooper Mgmt For For For 1.2 Elect Philip Coviello Mgmt For For For 1.3 Elect Richard Dooley Mgmt For For For 1.4 Elect Joe Grills Mgmt For For For 1.5 Elect David Henry Mgmt For For For 1.6 Elect F. Patrick Hughes Mgmt For For For 1.7 Elect Frank Lourenso Mgmt For For For 1.8 Elect Colombe Nicholas Mgmt For For For 1.9 Elect Richard Saltzman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- KITE REALTY GROUP TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS KRG CUSIP 49803T102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kite Mgmt For For For 1.2 Elect William Bindley Mgmt For For For 1.3 Elect Richard Cosier Mgmt For For For 1.4 Elect Eugene Golub Mgmt For For For 1.5 Elect Gerald Moss Mgmt For For For 1.6 Elect Michael Smith Mgmt For For For 1.7 Elect Darell Zink Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KRONOS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KRO CUSIP 50105F105 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Keith Coogan Mgmt For Withhold Against 1.2 Elect Cecil Moore, Jr. Mgmt For Withhold Against 1.3 Elect George Poston Mgmt For Withhold Against 1.4 Elect Glenn Simmons Mgmt For Withhold Against 1.5 Elect Harold Simmons Mgmt For Withhold Against 1.6 Elect R. Gerald Turner Mgmt For Withhold Against 1.7 Elect Steven Watson Mgmt For Withhold Against 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES TICKER SECURITY ID: MEETING DATE MEETING STATUS LHO CUSIP 517942108 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Barnello Mgmt For For For 1.2 Elect Donald Washburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- LEGG MASON, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LM CUSIP 524901105 07/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Cahill Mgmt For For For 1.2 Elect Dennis Beresford Mgmt For For For 1.3 Elect Nelson Peltz Mgmt For For For 1.4 Elect W. Allen Reed Mgmt For For For 1.5 Elect Nicholas St. George Mgmt For For For 2 Amendment to the Executive Incentive Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 5 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- LENNAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LEN CUSIP 526057104 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven Gerard Mgmt For For For 1.3 Elect Theron Gilliam Mgmt For For For 1.4 Elect Sherrill Hudson Mgmt For For For 1.5 Elect R. Kirk Landon Mgmt For For For 1.6 Elect Sidney Lapidus Mgmt For For For 1.7 Elect Stuart Miller Mgmt For For For 1.8 Elect Donna Shalala Mgmt For For For 1.9 Elect Jeffrey Sonnenfeld Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendments to Bylaws Concerning the Separation of President and CEO Roles Mgmt For For For 5 Amendment to Bylaws Concerning Board's Authority to Amend Bylaws Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LXP CUSIP 529043101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect E. Robert Roskind Mgmt For For For 1.2 Elect T. Wilson Eglin Mgmt For For For 1.3 Elect Clifford Broser Mgmt For For For 1.4 Elect Harold First Mgmt For For For 1.5 Elect Richard Frary Mgmt For For For 1.6 Elect James Grosfeld Mgmt For For For 1.7 Elect Kevin Lynch Mgmt For For For 2 2011 Equity-Based Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS LRY CUSIP 531172104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect M. Leanne Lachman Mgmt For For For 1.2 Elect Stephen Steinour Mgmt For For For 1.3 Elect Frederick Buchholz Mgmt For For For 1.4 Elect Thomas DeLoach, Jr. Mgmt For For For 1.5 Elect Daniel Garton Mgmt For For For 1.6 Elect Stephen Siegel Mgmt For For For 1.7 Elect Katherine Dietze Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS LMT CUSIP 539830109 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For For For 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For For For 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For For For 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- LORILLARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LO CUSIP 544147101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Abstain For Against 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- LTC PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LTC CUSIP 502175102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andre Dimitriadis Mgmt For Withhold Against 1.2 Elect Boyd Hendrickson Mgmt For Withhold Against 1.3 Elect Edmund King Mgmt For Withhold Against 1.4 Elect Devra Shapiro Mgmt For For For 1.5 Elect Wendy Simpson Mgmt For Withhold Against 1.6 Elect Timothy Triche Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MACK-CALI REALTY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CLI CUSIP 554489104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Mack Mgmt For For For 1.2 Elect Nathan Gantcher Mgmt For For For 1.3 Elect David Mack Mgmt For For For 1.4 Elect Alan Philibosian Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAR CUSIP 571903202 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J.W. Marriott, Jr. Mgmt For For For 2 Elect John Marriott III Mgmt For For For 3 Elect Mary Bush Mgmt For For For 4 Elect Lawrence Kellner Mgmt For For For 5 Elect Debra Lee Mgmt For Against Against 6 Elect George Munoz Mgmt For For For 7 Elect Harry Pearce Mgmt For For For 8 Elect Steven Reinemund Mgmt For For For 9 Elect Lawrence Small Mgmt For For For 10 Elect Arne Sorenson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MJN CUSIP 582839106 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Golsby Mgmt For For For 1.2 Elect Steven Altschuler Mgmt For For For 1.3 Elect Howard Bernick Mgmt For For For 1.4 Elect Kimberly Casiano Mgmt For For For 1.5 Elect Anna Catalano Mgmt For For For 1.6 Elect Celeste Clark Mgmt For For For 1.7 Elect James Cornelius Mgmt For For For 1.8 Elect Peter Ratcliffe Mgmt For For For 1.9 Elect Elliott Sigal Mgmt For For For 1.10 Elect Robert Singer Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MPW CUSIP 58463J304 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For For For 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MEDICIS PHARMACEUTICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRX CUSIP 584690309 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Davidson Mgmt For For For 2 Elect Stuart Diamond Mgmt For For For 3 Elect Peter Knight Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Amendment to the 2006 Incentive Award Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MOSAIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MOS CUSIP 61945A107 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MURPHY OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MUR CUSIP 626717102 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Blue Mgmt For For For 2 Elect Claiborne Deming Mgmt For For For 3 Elect Robert Hermes Mgmt For For For 4 Elect James Kelley Mgmt For For For 5 Elect R. Madison Murphy Mgmt For For For 6 Elect William Nolan, Jr. Mgmt For For For 7 Elect Neal Schmale Mgmt For For For 8 Elect David Smith Mgmt For For For 9 Elect Caroline Theus Mgmt For For For 10 Elect David Wood Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NHI CUSIP 63633D104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect W. Andrew Adams Mgmt For For For 1.2 Elect Robert McCabe, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NATIONAL RETAIL PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NNN CUSIP 637417106 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don DeFosset Mgmt For For For 1.2 Elect David Fick Mgmt For For For 1.3 Elect Kevin Habicht Mgmt For For For 1.4 Elect Richard Jennings Mgmt For For For 1.5 Elect Ted Lanier Mgmt For For For 1.6 Elect Robert Legler Mgmt For For For 1.7 Elect Craig Macnab Mgmt For For For 1.8 Elect Robert Martinez Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NEWMARKET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEU CUSIP 651587107 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Phyllis Cothran Mgmt For For For 1.2 Elect Mark Gambill Mgmt For For For 1.3 Elect Bruce Gottwald Mgmt For For For 1.4 Elect Thomas Gottwald Mgmt For For For 1.5 Elect Patrick Hanley Mgmt For For For 1.6 Elect James Rogers Mgmt For For For 1.7 Elect Charles Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NORDSON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NDSN CUSIP 655663102 03/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Mary Puma Mgmt For For For 1.3 Elect William Robinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NORDSTROM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS JWN CUSIP 655664100 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For Against Against 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NORTHEAST UTILITIES TICKER SECURITY ID: MEETING DATE MEETING STATUS NU CUSIP 664397106 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- NUTRISYSTEM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NTRI CUSIP 67069D108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bernstock Mgmt For For For 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For For For 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OMEGA HEALTHCARE INVESTORS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OHI CUSIP 681936100 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Harold Kloosterman Mgmt For For For 1.2 Elect C.Taylor Pickett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Jim Mogg Mgmt For For For 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For For For 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For Against Against 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- OWENS & MINOR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OMI CUSIP 690732102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Richard Fogg Mgmt For For For 1.4 Elect John Gerdelman Mgmt For For For 1.5 Elect Lemuel Lewis Mgmt For For For 1.6 Elect G. Gilmer Minor III Mgmt For For For 1.7 Elect Eddie Moore, Jr. Mgmt For For For 1.8 Elect Peter Redding Mgmt For For For 1.9 Elect James Rogers Mgmt For For For 1.10 Elect Robert Sledd Mgmt For For For 1.11 Elect Craig Smith Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PETSMART, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PETM CUSIP 716768106 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angel Cabrera Mgmt For For For 2 Elect Philip Francis Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Gregory Josefowicz Mgmt For For For 5 Elect Richard Lochridge Mgmt For For For 6 Elect Robert Moran Mgmt For For For 7 Elect Barbara Munder Mgmt For For For 8 Elect Thomas Stemberg Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2011 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNM CUSIP 69349H107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adelmo Archuleta Mgmt For For For 1.2 Elect Patricia Collawn Mgmt For For For 1.3 Elect Julie Dobson Mgmt For For For 1.4 Elect Robert Nordhaus Mgmt For For For 1.5 Elect Manuel Pacheco Mgmt For For For 1.6 Elect Bonnie Reitz Mgmt For For For 1.7 Elect Donald Schwanz Mgmt For For For 1.8 Elect Jeffry Sterba Mgmt For For For 1.9 Elect Bruce Wilkinson Mgmt For For For 1.10 Elect Joan Woodard Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Omnibus Performance Equity Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PII CUSIP 731068102 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Hendrickson Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Amendment to 2007 Omnibus Incentive Plan Mgmt For For For 3 Amendment to Long Term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- POOL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS POOL CUSIP 73278L105 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilson Sexton Mgmt For For For 1.2 Elect Andrew Code Mgmt For For For 1.3 Elect James Gaffney Mgmt For For For 1.4 Elect George Haymaker, Jr. Mgmt For For For 1.5 Elect Manuel Perez de la Mesa Mgmt For For For 1.6 Elect Harlan Seymour Mgmt For For For 1.7 Elect Robert Sledd Mgmt For For For 1.8 Elect John Stokely Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- POST PROPERTIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PPS CUSIP 737464107 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Goddard III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POTLATCH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCH CUSIP 737630103 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerome Knoll Mgmt For For For 2 Elect John Moody Mgmt For For For 3 Elect Lawrence Peiros Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2005 Stock Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PPL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PPL CUSIP 69351T106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect James Miller Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect Natica von Althann Mgmt For For For 1.10 Elect Keith Williamson Mgmt For For For 2 Short-term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 7 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PROLOGIS TICKER SECURITY ID: MEETING DATE MEETING STATUS PLD CUSIP 743410102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PSB CUSIP 69360J107 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Sara Grootwassink Lewis Mgmt For For For 1.8 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE TICKER SECURITY ID: MEETING DATE MEETING STATUS PSA CUSIP 74460D109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Tamara Hughes Gustavson Mgmt For For For 1.4 Elect Uri Harkham Mgmt For For For 1.5 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect Gary Pruitt Mgmt For For For 1.8 Elect Ronald Spogli Mgmt For For For 1.9 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- QUESTAR CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS STR CUSIP 748356102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Teresa Beck Mgmt For For For 2 Elect R. D. Cash Mgmt For For For 3 Elect Laurence Downes Mgmt For For For 4 Elect Ronald Jibson Mgmt For For For 5 Elect Gary Michael Mgmt For For For 6 Elect Bruce Williamson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- RAMCO-GERSHENSON PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS RPT CUSIP 751452202 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Goldberg Mgmt For For For 1.2 Elect Mark Rosenfeld Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- RAYONIER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RYN CUSIP 754907103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Boynton Mgmt For For For 2 Elect Mark Gaumond Mgmt For For For 3 Elect David Oskin Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- REALTY INCOME CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS O CUSIP 756109104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS REG CUSIP 758849103 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Martin Stein, Jr. Mgmt For For For 1.2 Elect Raymond Bank Mgmt For For For 1.3 Elect C. Ronald Blankenship Mgmt For For For 1.4 Elect Alvin Carpenter Mgmt For For For 1.5 Elect J. Dix Druce Jr. Mgmt For For For 1.6 Elect Mary Lou Fiala Mgmt For For For 1.7 Elect Bruce Johnson Mgmt For For For 1.8 Elect Douglas Luke Mgmt For For For 1.9 Elect John Schweitzer Mgmt For For For 1.10 Elect Brian Smith Mgmt For For For 1.11 Elect Thomas Wattles Mgmt For For For 2 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 2011 Omnibus Incentive Plan Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ROSS STORES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROST CUSIP 778296103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Orban Mgmt For For For 1.2 Elect Donald Seiler Mgmt For For For 2 Reapproval of the Incentive Compensation Plan Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SANDERSON FARMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAFM CUSIP 800013104 02/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Lampkin Butts Mgmt For For For 1.2 Elect Beverly Hogan Mgmt For For For 1.3 Elect Phil Livingston Mgmt For For For 1.4 Elect Charles Ritter, Jr. Mgmt For For For 1.5 Elect Joe Sanderson, Jr. Mgmt For For For 2 Amendment to the Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SARA LEE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SLE CUSIP 803111103 10/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Christopher Begley Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Virgis Colbert Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect Laurette Koellner Mgmt For For For 6 Elect Cornelis van Lede Mgmt For For For 7 Elect John McAdam Mgmt For For For 8 Elect Ian Prosser Mgmt For For For 9 Elect Norman Sorensen Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Elect Jonathan Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SENIOR HOUSING PROPERTIES TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS SNH CUSIP 81721M109 05/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frederick Zeytoonjian Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SXT CUSIP 81725T100 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Hank Brown Mgmt For For For 1.2 Elect Fergus Clydesdale Mgmt For For For 1.3 Elect James Croft Mgmt For For For 1.4 Elect William Hickey Mgmt For For For 1.5 Elect Kenneth Manning Mgmt For For For 1.6 Elect Peter Salmon Mgmt For For For 1.7 Elect Elaine Wedral Mgmt For For For 1.8 Elect Essie Whitelaw Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SIAL CUSIP 826552101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Rebecca Bergman Mgmt For For For 2 Elect George Church Mgmt For For For 3 Elect David Harvey Mgmt For For For 4 Elect W. Lee McCollum Mgmt For For For 5 Elect Avi Nash Mgmt For For For 6 Elect Steven Paul Mgmt For For For 7 Elect J. Pedro Reinhard Mgmt For For For 8 Elect Rakesh Sachdev Mgmt For For For 9 Elect D. Dean Spatz Mgmt For For For 10 Elect Barrett Toan Mgmt For For For 11 Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For Against Against 13 Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation Mgmt For For For 14 Elimination of Supermajority Requirement for Business Combinations Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPG CUSIP 828806109 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Melvyn Bergstein Mgmt For For For 2 Elect Linda Bynoe Mgmt For Against Against 3 Elect Larry Glasscock Mgmt For For For 4 Elect Karen Horn Mgmt For For For 5 Elect Allan Hubbard Mgmt For For For 6 Elect Reuben Leibowitz Mgmt For For For 7 Elect Daniel Smith Mgmt For For For 8 Elect J. Albert Smith, Jr. Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SL GREEN REALTY CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLG CUSIP 78440X101 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SONIC AUTOMOTIVE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SAH CUSIP 83545G102 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect O. Bruton Smith Mgmt For For For 1.2 Elect B. Scott Smith Mgmt For For For 1.3 Elect David Smith Mgmt For For For 1.4 Elect William Brooks Mgmt For For For 1.5 Elect William Belk Mgmt For For For 1.6 Elect H. Robert Heller Mgmt For For For 1.7 Elect Robert Rewey Mgmt For For For 1.8 Elect Victor Doolan Mgmt For For For 1.9 Elect David Vorhoff Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOVRAN SELF STORAGE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSS CUSIP 84610H108 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Attea Mgmt For For For 1.2 Elect Kenneth Myszka Mgmt For For For 1.3 Elect John Burns Mgmt For For For 1.4 Elect Anthony Gammie Mgmt For For For 1.5 Elect Charles Lannon Mgmt For For For 1.6 Elect James Boldt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HOT CUSIP 85590A401 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adam Aron Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Thomas Clarke Mgmt For For For 1.4 Elect Clayton Daley, Jr. Mgmt For For For 1.5 Elect Bruce Duncan Mgmt For For For 1.6 Elect Lizanne Galbreath Mgmt For For For 1.7 Elect Eric Hippeau Mgmt For For For 1.8 Elect Stephen Quazzo Mgmt For For For 1.9 Elect Thomas Ryder Mgmt For For For 1.10 Elect Frits van Paasschen Mgmt For For For 1.11 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- STRAYER EDUCATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS STRA CUSIP 863236105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Silberman Mgmt For For For 2 Elect David Coulter Mgmt For For For 3 Elect Charlotte Beason Mgmt For For For 4 Elect William Brock Mgmt For For For 5 Elect John Casteen III Mgmt For For For 6 Elect Robert Grusky Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Todd Milano Mgmt For For For 9 Elect G. Thomas Waite, III Mgmt For For For 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Equity Compensation Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TARGET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TGT CUSIP 87612E106 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Compensation Benchmarking ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Electronic Waste ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCHW CUSIP 808513105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Frank Herringer Mgmt For For For 2 Elect Stephen McLin Mgmt For For For 3 Elect Charles Schwab Mgmt For For For 4 Elect Roger Walther Mgmt For For For 5 Elect Robert Wilson Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2004 Stock Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 10 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 11 Shareholder Proposal Regarding Declassification of the Board ShrHldr Abstain For Against ---------------------------------------------------------------------------------------------------------------- THE FINISH LINE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FINL CUSIP 317923100 07/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Goldsmith Mgmt For For For 1.2 Elect Catherine Langham Mgmt For For For 1.3 Elect Norman Gurwitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE GAP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GPS CUSIP 364760108 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect Mayo Shattuck III Mgmt For For For 1.9 Elect Katherine Tsang Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE MACERICH COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MAC CUSIP 554382101 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Abbey Mgmt For For For 2 Elect Dana Anderson Mgmt For For For 3 Elect Arthur Coppola Mgmt For For For 4 Elect Edward Coppola Mgmt For For For 5 Elect James Cownie Mgmt For For For 6 Elect Fred Hubbell Mgmt For For For 7 Elect Diana Laing Mgmt For For For 8 Elect Stanley Moore Mgmt For For For 9 Elect Mason Ross Mgmt For For For 10 Elect William Sexton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For Against Against 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MHP CUSIP 580645109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pedro Aspe Mgmt For For For 2 Elect Sir Winfried Bischoff Mgmt For For For 3 Elect Douglas Daft Mgmt For For For 4 Elect Willaim Green Mgmt For For For 5 Elect Linda Lorimer Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect Robert McGraw Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Sir Michael Rake Mgmt For For For 10 Elect Edward Rust, Jr. Mgmt For For For 11 Elect Kurt Schmoke Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SHW CUSIP 824348106 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendments to Code of Regulations Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- THE TIMKEN COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TKR CUSIP 887389104 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Ballbach Mgmt For Withhold Against 1.2 Elect Phillip Cox Mgmt For Withhold Against 1.3 Elect Ward Timken, Jr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Advisory Vote on Executive Compensation Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TJX COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TJX CUSIP 872540109 06/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TORCHMARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TMK CUSIP 891027104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mark McAndrew Mgmt For For For 2 Elect Sam Perry Mgmt For For For 3 Elect Lamar Smith Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TORO COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TTC CUSIP 891092108 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Jeffrey Ettinger Mgmt For For For 1.2 Elect Katherine Harless Mgmt For For For 1.3 Elect Inge Thulin Mgmt For For For 1.4 Elect Michael Hoffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS TSCO CUSIP 892356106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Wright Mgmt For For For 1.2 Elect Johnston Adams Mgmt For For For 1.3 Elect William Bass Mgmt For For For 1.4 Elect Peter Bewley Mgmt For For For 1.5 Elect Jack Bingleman Mgmt For For For 1.6 Elect Richard Frost Mgmt For For For 1.7 Elect Cynthia Jamison Mgmt For For For 1.8 Elect George MacKenzie Mgmt For For For 1.9 Elect Edna Morris Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYSON FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TSN CUSIP 902494103 02/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Jim Kever Mgmt For For For 1.4 Elect Kevin McNamara Mgmt For For For 1.5 Elect Brad Sauer Mgmt For For For 1.6 Elect Robert Thurber Mgmt For For For 1.7 Elect Barbara Tyson Mgmt For For For 1.8 Elect Albert Zapanta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding Controlled Atmosphere Killing ShrHldr Against Against For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- U-STORE-IT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS YSI CUSIP 91274F104 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Diefenderfer III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Marianne Keler Mgmt For For For 1.5 Elect David LaRue Mgmt For For For 1.6 Elect John Remondi Mgmt For For For 1.7 Elect Jeffrey Rogatz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UDR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UDR CUSIP 902653104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNIVERSAL HEALTH REALTY INCOME TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS UHT CUSIP 91359E105 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Alan Miller Mgmt For For For 1.2 Elect Randall Stein Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS UBA CUSIP 917286205 03/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kevin Bannon Mgmt For For For 1.2 Elect Peter Herrick Mgmt For For For 1.3 Elect Charles D. Urstadt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Restricted Stock Award Plan Mgmt For Against Against 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- VALERO ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VLO CUSIP 91913Y100 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Stephen Waters Mgmt For For For 3 Elect Randall Weisenburger Mgmt For For For 4 Elect Rayford Wilkins Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2011 Omnibus Stock Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For Against Against 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 10 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 11 Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) ShrHldr Against Against For 12 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- VECTOR GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS VGR CUSIP 92240M108 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bennett LeBow Mgmt For For For 1.2 Elect Howard Lorber Mgmt For Withhold Against 1.3 Elect Ronald Bernstein Mgmt For For For 1.4 Elect Henry Beinstein Mgmt For For For 1.5 Elect Robert Eide Mgmt For For For 1.6 Elect Jeffrey Podell Mgmt For For For 1.7 Elect Jean Sharpe Mgmt For For For 2 Senior Executive Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VECTREN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VVC CUSIP 92240G101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Carl Chapman Mgmt For For For 1.2 Elect James DeGraffenreidt, Jr. Mgmt For For For 1.3 Elect Niel Ellerbrook Mgmt For For For 1.4 Elect John Engelbrecht Mgmt For For For 1.5 Elect Anton George Mgmt For For For 1.6 Elect Martin Jischke Mgmt For For For 1.7 Elect Robert Jones Mgmt For For For 1.8 Elect William Mays Mgmt For For For 1.9 Elect J. Timothy McGinley Mgmt For For For 1.10 Elect R. Daniel Sadlier Mgmt For For For 1.11 Elect Michael Smith Mgmt For For For 1.12 Elect Jean Wojtowicz Mgmt For For For 2 Amendment to the Vectren Corporation At Risk Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VENTAS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VTR CUSIP 92276F100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Debra Cafaro Mgmt For For For 2 Elect Douglas Crocker, II Mgmt For For For 3 Elect Ronald Geary Mgmt For For For 4 Elect Jay Gellert Mgmt For For For 5 Elect Matthew J. Lustig Mgmt For For For 6 Elect Robert Reed Mgmt For For For 7 Elect Sheli Rosenberg Mgmt For For For 8 Elect Glenn Rufrano Mgmt For For For 9 Elect James Shelton Mgmt For For For 10 Elect Thomas Theobald Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS VNO CUSIP 929042109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Anthony Deering Mgmt For Withhold Against 1.2 Elect Michael Lynne Mgmt For Withhold Against 1.3 Elect Ronald Targan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 6 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 7 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For For For 1.3 Elect Jerry Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David J. Brailer Mgmt For For For 2 Elect Steven Davis Mgmt For For For 3 Elect William Foote Mgmt For For For 4 Elect Mark Frissora Mgmt For For For 5 Elect Ginger Graham Mgmt For For For 6 Elect Alan McNally Mgmt For For For 7 Elect Nancy Schlichting Mgmt For For For 8 Elect David Schwartz Mgmt For For For 9 Elect Alejandro Silva Mgmt For For For 10 Elect James Skinner Mgmt For For For 11 Elect Gregory Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Revision to the Purpose Clause Mgmt For For For 14 Elimination of Supermajority Requirement Mgmt For For For 15 Repeal of Fair Price Provision Mgmt For For For 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 1.7 Elect A.J. Wagner Mgmt For For For 1.8 Elect David Beatty Mgmt For For For 1.9 Elect Keith Calder Mgmt For For For 1.10 Elect Graham Mascall Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WASHINGTON REAL ESTATE INVESTMENT TRUST TICKER SECURITY ID: MEETING DATE MEETING STATUS WRE CUSIP 939653101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Edward Civera Mgmt For For For 2 Elect Terence Golden Mgmt For For For 3 Elect Wendelin White Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Elimination of Supermajority Requirement Mgmt For For For 6 Adoption of Majority Vote for Election of Directors Mgmt For For For 7 Amend Declaration of Trust to Update and Modernize Certain Governance and Other Provisions Mgmt For For For 8 Authorization of Preferred Stock Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- WATSCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WSO CUSIP 942622200 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Fedrizzi Mgmt For For For 2 Amendment to the 1996 Qualified Employee Stock Purchase Plan Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLK CUSIP 960413102 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Dorothy Jenkins Mgmt For For For 1.2 Elect Max Lukens Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- XILINX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XLNX CUSIP 983919101 08/11/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Stock Purchase Plan Mgmt For For For 11 Amendment to the 2007 Equity Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YUM! BRANDS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YUM CUSIP 988498101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Dorman Mgmt For For For 2 Elect Massimo Ferragamo Mgmt For For For 3 Elect J. David Grissom Mgmt For For For 4 Elect Bonnie Hill Mgmt For For For 5 Elect Robert Holland, Jr. Mgmt For For For 6 Elect Kenneth Langone Mgmt For For For 7 Elect Jonathan Linen Mgmt For For For 8 Elect Thomas Nelson Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Thomas Ryan Mgmt For For For 11 Elect Jing-Shyh Su Mgmt For For For 12 Elect Robert Walter Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Right to Call a Special Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Balanced Fund ---------------------------------------------------------------------------------------------------------------- ACCENTURE PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ACN CUSIP G1151C101 02/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Authority to Set Fees Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For 10 Authorization to Hold the 2012 Annual Meeting Outside of Ireland Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AKAM CUSIP 00971T101 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Incentive Plan Mgmt For Against Against 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ANR CUSIP 02076X102 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AEP CUSIP 025537101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA TICKER SECURITY ID: MEETING DATE MEETING STATUS ABI CUSIP 03524A108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Amendment Regarding Date of Annual Meeting Mgmt For For For 2 Amendment Regarding Executive Compensation Mgmt For Against Against 3 Amendments to Articles Mgmt For For For 4 Amend Article 24 Mgmt For For For 5 Amend Article 25 Mgmt For For For 6 Amend Article 26BIS Mgmt For For For 7 Amend Article 28 Mgmt For For For 8 Amend Article 30 Mgmt For For For 9 Amend Article 36-BIS Mgmt For For For 10 Disapplication of Preemptive Rights Mgmt For Against Against 11 Authority to Issue Warrants Mgmt For Against Against 12 Authority to Increase Capital with Regards to Issuance Mgmt For Against Against 13 Authority to Issue Warrants to Independent Directors Mgmt For Against Against 14 Authority to Carry Out Formalities Mgmt For Against Against 15 Accounts and Reports; Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board Acts Mgmt For For For 17 Ratification of Auditor Acts Mgmt For For For 18 Elect Stefan Descheemaeker Mgmt For For For 19 Elect Paul Cornet de Ways Ruart Mgmt For For For 20 Elect Kees Storm Mgmt For For For 21 Elect Peter Harf Mgmt For For For 22 Elect Olivier Goudet Mgmt For For For 23 Remuneration Report Mgmt For Against Against 24 Approval of Equity Incentive Grants Mgmt For Against Against 25 Approval of Change in Control Provision Relating to EMTN Program Mgmt For For For 26 Change of Control Provision Relating to the US Dollar Notes Mgmt For For For 27 Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 Mgmt For For For 28 Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS AON CUSIP 037389103 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 2011 Incentive Plan Mgmt For Against Against 21 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- APACHE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS APA CUSIP 037411105 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- APPLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AAPL CUSIP 037833100 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy ShrHldr Against Against For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS BHI CUSIP 057224107 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals under the Annual Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BIIB CUSIP 09062X103 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Caroline Dorsa Mgmt For For For 2 Elect Stelios Papadopoulos Mgmt For For For 3 Elect George Scangos Mgmt For For For 4 Elect Lynn Schenk Mgmt For For For 5 Elect Alexander Denner Mgmt For For For 6 Elect Nancy Leaming Mgmt For For For 7 Elect Richard Mulligan Mgmt For For For 8 Elect Robert Pangia Mgmt For For For 9 Elect Brian Posner Mgmt For For For 10 Elect Eric Rowinsky Mgmt For For For 11 Elect Stephen Sherwin Mgmt For For For 12 Elect William Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Repeal of Classified Board Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BLK CUSIP 09247X101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BP PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS BP CUSIP 055622104 04/14/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Accounts and Reports Mgmt For Against Against 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For Against Against 5 Elect Cynthia Carroll Mgmt For Against Against 6 Elect Sir William Castell Mgmt For Against Against 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For Against Against 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority to Set Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 19 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 20 Authority to Set General Meeting Notice Period at 14 Days Mgmt For Against Against 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BRCD CUSIP 111621306 04/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- C.R. BARD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BCR CUSIP 067383109 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect John Kelly Mgmt For For For 1.2 Elect Gail Naughton Mgmt For For For 1.3 Elect John Weiland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Sustainability Report ShrHldr Against Against For 6 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CARNIVAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CCL CUSIP 143658300 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For Against Against 9 Elect Sir John Parker Mgmt For Against Against 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Directors' Remuneration Report Mgmt For For For 21 Authority to Issue Shares w/ Preemptive Rights Mgmt For For For 22 Authority to Issue Shares w/o Preemptive Rights Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Stock Option Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CITIGROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS C CUSIP 172967101 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Incentive Plan Mgmt For For For 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding Affirmation of Political Nonpartisanship ShrHldr Against Abstain Against 22 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 23 Shareholder Proposal Regarding Risk Management Report ShrHldr Against Against For 24 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 25 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COGENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS COGT CUSIP 19239Y108 08/02/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ming Hsieh Mgmt For For For 1.2 Elect John Bolger Mgmt For For For 1.3 Elect John Stenbit Mgmt For For For 1.4 Elect Kenneth Thornton Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS CL CUSIP 194162103 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect Richard Kogan Mgmt N/A For N/A 7 Elect Delano Lewis Mgmt N/A For N/A 8 Elect J. Pedro Reinhard Mgmt N/A For N/A 9 Elect Stephen Sadove Mgmt N/A For N/A 10 Ratification of Auditor Mgmt N/A For N/A 11 Advisory Vote on Executive Compensation Mgmt N/A For N/A 12 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 13 Shareholder Proposal Regarding the Right to Call a Special Meeting ShrHldr N/A Against N/A ---------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Stock Plan Mgmt For For For 5 Amendment to the 2003 Stock Option Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 9 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVLT CUSIP 204166102 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COVANCE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CVD CUSIP 222816100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS COV CUSIP G2554F105 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority to Set Fees Mgmt For For For 13 Reverse Stock Split Followed by a Forward Stock Split Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DRI CUSIP 237194105 09/14/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- DELL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DELL CUSIP 24702R101 08/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Requirement Mgmt For For For 4 Shareholder Proposal Regarding Reimbursement of Solicitation Expenses ShrHldr Against For Against 5 Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- DENDREON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DNDN CUSIP 24823Q107 06/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Brewer Mgmt For For For 1.2 Elect Mitchell Gold Mgmt For For For 1.3 Elect Pedro Granadillo Mgmt For For For 1.4 Elect David Stump Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DLTR CUSIP 256746108 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Macon Brock, Jr. Mgmt For For For 1.2 Elect Mary Citrino Mgmt For For For 1.3 Elect Thomas Whiddon Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Omnibus Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EMC CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EMC CUSIP 268648102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Meeting Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EMCOR GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EME CUSIP 29084Q100 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/31/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger/Acquisition Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ENSCO PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS ESV CUSIP 29358Q109 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Regarding Historic Dividends Mgmt For For For 9 Release of Shareholders from Claims Regarding Historical Dividends Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EOG CUSIP 26875P101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For Against Against 10 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 11 Shareholder Proposal Regarding Compensation in the Event of a Change in Control ShrHldr Against Against For 12 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EQUINIX, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS EQIX CUSIP 29444U502 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to Certificate of Incorporation to Eliminate Supermajority Voting Mgmt For For For 6 Amendment to Bylaws to Eliminate Supermajority Voting Regarding Removal of Directors for Cause Mgmt For For For 7 Amendment to Bylaws to Eliminate Supermajority Voting Regarding the Amendment of Bylaws Mgmt For For For ---------------------------------------------------------------------------------------------------------------- EXELON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EXC CUSIP 30161N101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Nelson Diaz Mgmt For For For 5 Elect Sue Ling Gin Mgmt For For For 6 Elect Rosemarie Greco Mgmt For For For 7 Elect Paul Joskow Mgmt For For For 8 Elect Richard Mies Mgmt For For For 9 Elect John Palms Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Thomas Ridge Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect John Rowe Mgmt For For For 14 Elect Stephen Steinour Mgmt For For For 15 Elect Donald Thompson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 18 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FDX CUSIP 31428X106 09/27/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 16 Shareholder Proposal Regarding CEO Succession Planning ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FIFTH THIRD BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS FITB CUSIP 316773100 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- FLEXTRONICS INTERNATIONAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS FLEX CUSIP Y2573F102 07/23/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect H. Raymond Bingham Mgmt For For For 2 Elect Willy Shih Mgmt For For For 3 Appointment of Auditor and Authority to Set Fees Mgmt For For For 4 Authority to Issue Ordinary Shares Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For For For 6 Renewal of the Share Purchase Mandate Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FOREST OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS FST CUSIP 346091705 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect H. Craig Clark Mgmt For For For 1.2 Elect James Lee Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BEN CUSIP 354613101 03/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Samuel Armacost Mgmt For For For 2 Elect Charles Crocker Mgmt For For For 3 Elect Joseph Hardiman Mgmt For For For 4 Elect Charles Johnson Mgmt For For For 5 Elect Gregory Johnson Mgmt For For For 6 Elect Rupert Johnson, Jr. Mgmt For For For 7 Elect Mark Pigott Mgmt For For For 8 Elect Chutta Ratnathicam Mgmt For For For 9 Elect Peter Sacerdote Mgmt For For For 10 Elect Laura Stein Mgmt For For For 11 Elect Anne Tatlock Mgmt For For For 12 Elect Geoffrey Yang Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2002 Universal Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCX CUSIP 35671D857 06/15/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- FTI CONSULTING, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS FCN CUSIP 302941109 06/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Berey Mgmt For For For 1.2 Elect Jack Dunn, IV Mgmt For For For 1.3 Elect Gerard Holthaus Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- HERBALIFE LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS HLF CUSIP G4412G101 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Incentive Plan Mgmt For Against Against 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HOSPIRA, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HSP CUSIP 441060100 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Requirement for Removal of Directors For Cause Mgmt For For For 5 Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal Mgmt For For For 6 Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL COAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ICO CUSIP 45928H106 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pollution Report ShrHldr Against Against For 6 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS IP CUSIP 460146103 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David Bronczek Mgmt For For For 2 Elect Ahmet Dorduncu Mgmt For For For 3 Elect Lynn Elsenhans Mgmt For For For 4 Elect John Faraci Mgmt For For For 5 Elect Samir Gibara Mgmt For For For 6 Elect Stacey Mobley Mgmt For For For 7 Elect John Townsend III Mgmt For For For 8 Elect John Turner Mgmt For For For 9 Elect William Walter Mgmt For For For 10 Elect Alberto Weisser Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- KNIGHT TRANSPORTATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KNX CUSIP 499064103 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Bliss Mgmt For For For 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LAZARD LTD TICKER SECURITY ID: MEETING DATE MEETING STATUS LAZ CUSIP G54050102 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Jacobs Mgmt For Withhold Against 1.2 Elect Philip Laskawy Mgmt For For For 1.3 Elect Michael Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS LOW CUSIP 548661107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For Withhold Against 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding Shareholder Approval of Severance Agreements ShrHldr Against For Against 7 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 8 Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MACY'S, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS M CUSIP 55616P104 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For For For 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For For For 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Election of Directors Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MANITOWOC COMPANY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MTW CUSIP 563571108 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MANPOWER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAN CUSIP 56418H100 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Incentive Pool Plan Mgmt For For For 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRVL CUSIP G5876H105 07/08/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ta-Lin Hsu Mgmt For For For 2 Elect John Kassakian Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to Majority Vote Standard for Election of Directors Mgmt For For For 5 Executive Performance Incentive Plan Mgmt For For For 6 Amendment to the 1995 Stock Option Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders Mgmt For For For 10 Elimination of Supermajority Requirement in Article Regarding the Removal of Directors Mgmt For For For 11 Elimination of Supermajority Requirement in Article Regarding Shareholder Action Mgmt For For For 12 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against 13 Shareholder Proposal Regarding Controlled Atmosphere Killing ShrHldr Against Against For 14 Shareholder Proposal Regarding Report on Childhood Obesity ShrHldr Against Against For 15 Shareholder Proposal Regarding Beverage Containers ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MDT CUSIP 585055106 08/25/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NEM CUSIP 651639106 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Glen Barton Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Richard O'Brien Mgmt For For For 8 Elect John Prescott Mgmt For For For 9 Elect Donald Roth Mgmt For For For 10 Elect Simon Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NUAN CUSIP 67020Y100 01/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Paul Ricci Mgmt For For For 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For For For 5 Elect Patrick Hackett Mgmt For For For 6 Elect William Janeway Mgmt For For For 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Elect Mark Laret Mgmt For For For 10 Amendment to the 2000 Stock Plan Mgmt For Against Against 11 Amendment to the 1995 Directors' Stock Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- OCWEN FINANCIAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OCN CUSIP 675746309 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Erbey Mgmt For For For 1.2 Elect Ronald Faris Mgmt For For For 1.3 Elect Ronald Korn Mgmt For For For 1.4 Elect William Lacy Mgmt For For For 1.5 Elect David Reiner Mgmt For For For 1.6 Elect Robert Salcetti Mgmt For For For 1.7 Elect Barry Wish Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- OIL STATES INTERNATIONAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OIS CUSIP 678026105 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Christopher Seaver Mgmt For For For 1.2 Elect Douglas Swanson Mgmt For For For 1.3 Elect Cindy Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PANERA BREAD COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PNRA CUSIP 69840W108 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PATRIOT COAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS PCX CUSIP 70336T104 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J. Joe Adorjan Mgmt For For For 1.2 Elect Janiece Longoria Mgmt For For For 1.3 Elect Michael Scharf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BTU CUSIP 704549104 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 5 2011 Long-Term Equity Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Priorities Report ShrHldr Against Against For 19 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 20 Shareholder Proposal Regarding the Right to Act by Written Consent ShrHldr Against For Against 21 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 22 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PIR CUSIP 720279108 06/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Claire Babrowski Mgmt For For For 2 Elect John Burgoyne Mgmt For For For 3 Elect Hamish Dodds Mgmt For For For 4 Elect Michael Ferrari Mgmt For For For 5 Elect Brendan Hoffman Mgmt For For For 6 Elect Terry London Mgmt For For For 7 Elect Alexander Smith Mgmt For For For 8 Elect Cece Smith Mgmt For For For 9 Reapproval of Performance Goals Under the 2006 Stock Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For For For 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PLEXUS CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLXS CUSIP 729132100 02/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Ralf Boer Mgmt For For For 1.2 Elect Stephen Cortinovis Mgmt For For For 1.3 Elect David Drury Mgmt For For For 1.4 Elect Dean Foate Mgmt For For For 1.5 Elect Peter Kelly Mgmt For For For 1.6 Elect Phil Martens Mgmt For For For 1.7 Elect John Nussbaum Mgmt For For For 1.8 Elect Michael Schrock Mgmt For For For 1.9 Elect Mary Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- POLYCOM, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PLCM CUSIP 73172K104 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 2011 Equity Incentive Plan Mgmt For Against Against 4 Amendment to the 2005 Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- POPULAR, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS BPOP CUSIP 733174106 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFG CUSIP 74251V102 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PRU CUSIP 744320102 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Simple Majority Vote ShrHldr For For For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RSG CUSIP 760759100 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 14 Amendment to the 2007 Stock Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SLB CUSIP 806857108 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Dividends Mgmt For For For 20 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS SIG CUSIP G81276100 06/16/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SWX CUSIP 844895102 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Boughner Mgmt For For For 1.2 Elect Thomas Chestnut Mgmt For For For 1.3 Elect Stephen Comer Mgmt For For For 1.4 Elect LeRoy Hanneman, Jr. Mgmt For For For 1.5 Elect Michael Maffie Mgmt For For For 1.6 Elect Anne Mariucci Mgmt For For For 1.7 Elect Michael Melarkey Mgmt For For For 1.8 Elect Jeffrey Shaw Mgmt For For For 1.9 Elect A. Randall Thoman Mgmt For For For 1.10 Elect Thomas Thomas Mgmt For For For 1.11 Elect Terrence Wright Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- STAPLES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SPLS CUSIP 855030102 06/07/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Basil Anderson Mgmt For Against Against 2 Elect Arthur Blank Mgmt For Against Against 3 Elect Mary Burton Mgmt For Against Against 4 Elect Justin King Mgmt For Against Against 5 Elect Carol Meyrowitz Mgmt For Against Against 6 Elect Rowland Moriarty Mgmt For Against Against 7 Elect Robert Nakasone Mgmt For Against Against 8 Elect Ronald Sargent Mgmt For Against Against 9 Elect Elizabeth Smith Mgmt For Against Against 10 Elect Robert Sulentic Mgmt For Against Against 11 Elect Vijay Vishwanath Mgmt For Against Against 12 Elect Paul Walsh Mgmt For Against Against 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SWIFT ENERGY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS SFY CUSIP 870738101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Compensation Plan Mgmt For Against Against 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TERADATA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS TDC CUSIP 88076W103103 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TERADYNE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TER CUSIP 880770102 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Bagley Mgmt For For For 2 Elect Michael Bradley Mgmt For For For 3 Elect Albert Carnesale Mgmt For For For 4 Elect Daniel Christman Mgmt For For For 5 Elect Edwin Gillis Mgmt For For For 6 Elect Timothy Guertin Mgmt For For For 7 Elect Paul Tufano Mgmt For For For 8 Elect Roy Vallee Mgmt For For For 9 Advisory Vote on Executive Compensation Mgmt For For For 10 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 11 Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TEXAS CAPITAL BANCSHARES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TCBI CUSIP 88224Q107 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect George Jones, Jr. Mgmt For For For 1.2 Elect Peter Bartholow Mgmt For For For 1.3 Elect James Browning Mgmt For For For 1.4 Elect Joseph Grant Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect Larry Helm Mgmt For For For 1.7 Elect James Holland, Jr. Mgmt For For For 1.8 Elect W. McAllister III Mgmt For For For 1.9 Elect Elysia Holt Ragusa Mgmt For For For 1.10 Elect Steven Rosenberg Mgmt For For For 1.11 Elect Robert Stallings Mgmt For For For 1.12 Elect Ian Turpin Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS TXN CUSIP 882508104 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For For For 4 Elect Stephen MacMillan Mgmt For For For 5 Elect Pamela Patsley Mgmt For For For 6 Elect Robert Sanchez Mgmt For For For 7 Elect Wayne Sanders Mgmt For For For 8 Elect Ruth Simmons Mgmt For For For 9 Elect Richard Templeton Mgmt For For For 10 Elect Christine Whitman Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS BA CUSIP 097023105 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For Against Against 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Rajat Gupta Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James McNerney, Jr. Mgmt For For For 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Mary Wilderotter Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE SHAW GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS SHAW CUSIP 820280105 01/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect J.M. Bernhard, Jr. Mgmt For For For 1.2 Elect James Barker Mgmt For For For 1.3 Elect Thomas Capps Mgmt For For For 1.4 Elect Daniel Hoffler Mgmt For For For 1.5 Elect David Hoyle Mgmt For For For 1.6 Elect Michael Mancuso Mgmt For For For 1.7 Elect Albert McAlister Mgmt For For For 1.8 Elect Stephen Tritch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Incentive Plan Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DIS CUSIP 254687106 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For For For 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For Against Against 7 Elect Fred Langhammer Mgmt For For For 8 Elect Aylwin Lewis Mgmt For For For 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For For For 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Advisory Vote on Executive Compensation Mgmt For Against Against 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding One Test Performance Assessment ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TMO CUSIP 883556102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWC CUSIP 88732J207 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS UTX CUSIP 913017109 04/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 18 Shareholder Proposal Regarding Retention of Shares ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS UNH CUSIP 91324P102 05/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For Against Against 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Purchase Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VAR CUSIP 92220P105 02/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Bostrom Mgmt For For For 1.2 Elect Richard Levy Mgmt For For For 1.3 Elect Venkatraman Thyagarajan Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VMWARE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VMW CUSIP 928563402 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WALGREEN CO. TICKER SECURITY ID: MEETING DATE MEETING STATUS WAG CUSIP 931422109 01/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect David J. Brailer Mgmt For For For 2 Elect Steven Davis Mgmt For For For 3 Elect William Foote Mgmt For For For 4 Elect Mark Frissora Mgmt For For For 5 Elect Ginger Graham Mgmt For For For 6 Elect Alan McNally Mgmt For For For 7 Elect Nancy Schlichting Mgmt For For For 8 Elect David Schwartz Mgmt For For For 9 Elect Alejandro Silva Mgmt For For For 10 Elect James Skinner Mgmt For For For 11 Elect Gregory Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Revision to the Purpose Clause Mgmt For For For 14 Elimination of Supermajority Requirement Mgmt For For For 15 Repeal of Fair Price Provision Mgmt For For For 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- WALTER ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WLT CUSIP 93317Q105 04/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 1.7 Elect A.J. Wagner Mgmt For For For 1.8 Elect David Beatty Mgmt For For For 1.9 Elect Keith Calder Mgmt For For For 1.10 Elect Graham Mascall Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WATERS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WAT CUSIP 941848103 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WPI CUSIP 942683103 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Award Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WLL CUSIP 966387102 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WMS INDUSTRIES INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WMS CUSIP 929297109 12/09/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Bahash Mgmt For For For 1.2 Elect Brian Gamache Mgmt For For For 1.3 Elect Patricia Nazemetz Mgmt For For For 1.4 Elect Louis Nicastro Mgmt For For For 1.5 Elect Neil Nicastro Mgmt For For For 1.6 Elect Edward Rabin, Jr. Mgmt For For For 1.7 Elect Ira Sheinfeld Mgmt For For For 1.8 Elect Bobby Siller Mgmt For For For 1.9 Elect William Vareschi, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS WYN CUSIP 98310W108 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Buckman Mgmt For For For 1.2 Elect George Herrera Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS XEL CUSIP 98389B100 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Directors' Stock Equivalent Plan Mgmt For For For 13 Elimination of Cumulative Voting Mgmt For Against Against 14 Amendments to Articles of Incorporation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- YAHOO! INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS YHOO CUSIP 984332106 06/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Carol Bartz Mgmt For For For 2 Elect Roy Bostock Mgmt For For For 3 Elect Patti Hart Mgmt For For For 4 Elect Susan James Mgmt For For For 5 Elect Vyomesh Joshi Mgmt For For For 6 Elect David Kenny Mgmt For For For 7 Elect Arthur Kern Mgmt For For For 8 Elect Brad Smith Mgmt For For For 9 Elect Gary Wilson Mgmt For For For 10 Elect Jerry Yang Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Human Rights in China ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- ZIONS BANCORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ZION CUSIP 989701107 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Jerry Atkin Mgmt For For For 2 Elect Roger Porter Mgmt For For For 3 Elect Stephen Quinn Mgmt For For For 4 Elect L. E. Simmons Mgmt For For For 5 Elect Shelley Thomas Williams Mgmt For For For 6 Elect Steven Wheelwright Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent High Yield Fund ---------------------------------------------------------------------------------------------------------------- NRG ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NRG CUSIP 629377508 07/28/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Kirbyjon Caldwell Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Stephen Cropper Mgmt For For For 4 Elect Kathleen McGinty Mgmt For For For 5 Elect Thomas Weidemeyer Mgmt For For For 6 Amendment to the Long-Term Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SMURFIT-STONE CONTAINER CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS SSCC CUSIP 83272A104 05/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Special United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Merger Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- USA MOBILITY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS USMO CUSIP 90341G103 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For For For 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Samme Thompson Mgmt For For For 1.6 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Diversified Income Plus Fund ---------------------------------------------------------------------------------------------------------------- 3M COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS MMM CUSIP 88579Y101 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES TICKER SECURITY ID: MEETING DATE MEETING STATUS ABT CUSIP 002824100 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS AFL CUSIP 001055102 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For For For 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS AMP CUSIP 03076C106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANALOG DEVICES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ADI CUSIP 032654105 03/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For Against Against 12 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 13 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NLY CUSIP 035710409 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Farrell Mgmt For For For 2 Elect Jonathan Green Mgmt For Against Against 3 Elect John Lambiase Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For Against Against 5 Advisory Vote on Executive Compensation Mgmt For Against Against 6 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 7 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ANWORTH MORTGAGE ASSET CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ANH CUSIP 037347101 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Externalization of Management Mgmt For For For 8 Advisory Vote on Executive Compensation Mgmt For For For 9 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 10 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- ARES CAPITAL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ARCC CUSIP 04010L103 06/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Arougheti Mgmt For Withhold Against 1.2 Elect Ann Bates Mgmt For Withhold Against 1.3 Elect Kenneth Heitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Asset Value Mgmt For For For 4 Approval of an Amendment to the Hurdle Rate of the Investment Advisory Agreement Mgmt For Against Against 5 Approval of an Amendment to the Capital Gains Portion of the Incentive Fee of the Investment Advisory Agreement Mgmt For For For ---------------------------------------------------------------------------------------------------------------- AT&T INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS T CUSIP 00206R102 04/29/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For Against Against 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED TICKER SECURITY ID: MEETING DATE MEETING STATUS AXS CUSIP G0692U109 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Friedman Mgmt For Withhold Against 1.2 Elect Donald Greene Mgmt For For For 1.3 Elect Cheryl-Ann Lister Mgmt For For For 1.4 Elect Thomas Ramey Mgmt For For For 1.5 Elect Wilhelm Zeller Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Appointment of Auditor and Authority to Set Fees Mgmt For For For ---------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS BAC CUSIP 060505104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 19 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against For Against 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Report OTC Derivative Trading ShrHldr Against Against For 22 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 23 Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) ShrHldr Against Against For 24 Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAH CUSIP 14149Y108 11/03/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For Against Against 15 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against For Against 16 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAT CUSIP 149123101 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Short-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For Against Against 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 11 Shareholder Proposal Regarding Review of Human Rights Policies ShrHldr Against Abstain N/A 12 Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CVX CUSIP 166764100 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For 18 Shareholder Proposal Regarding Establishment of Human Rights Committee ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHldr Against Against For 20 Shareholder Proposal Regarding Country Selection Guidelines ShrHldr Against Against For 21 Shareholder Proposal Regarding Financial Risks of Climate Change ShrHldr Against Against For 22 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 23 Shareholder Proposal Regarding Offshore Drilling Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS CMCSA CUSIP 20030N101 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Stock Plan Mgmt For For For 5 Amendment to the 2003 Stock Option Plan Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For Against Against 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 9 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COMPASS DIVERSIFIED HOLDINGS TICKER SECURITY ID: MEETING DATE MEETING STATUS CODI CUSIP 20451Q104 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect James Bottiglieri Mgmt For For For 1.2 Elect Gordon Burns Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONAGRA FOODS, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CAG CUSIP 205887102 09/24/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Stephen Butler Mgmt For For For 1.3 Elect Steven Goldstone Mgmt For For For 1.4 Elect Joie Gregor Mgmt For For For 1.5 Elect Rajive Johri Mgmt For For For 1.6 Elect W.G. Jurgensen Mgmt For Withhold Against 1.7 Elect Richard Lenny Mgmt For For For 1.8 Elect Ruth Ann Marshall Mgmt For For For 1.9 Elect Gary Rodkin Mgmt For For For 1.10 Elect Andrew Schindler Mgmt For For For 1.11 Elect Kenneth Stinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS TICKER SECURITY ID: MEETING DATE MEETING STATUS COP CUSIP 20825C104 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 2011 Omnibus Stock and Performance Incentive Plan Mgmt For For For 18 Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy ShrHldr Against Abstain N/A 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 20 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For 21 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For 22 Shareholder Proposal Regarding Louisiana Wetlands ShrHldr Against Against For 23 Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions ShrHldr Against Against For 24 Shareholder Proposal Regarding the Financial Risks of Climate Change ShrHldr Against Against For 25 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC TICKER SECURITY ID: MEETING DATE MEETING STATUS CBE CUSIP G24140108 05/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Linda Hill Mgmt For For For 2 Elect James Postl Mgmt For For For 3 Elect Mark Thompson Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority to Set Fees Mgmt For For For 6 2011 Omnibus Incentive Compensation Plan Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For Against Against 8 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 9 Authority of Subsidiary to Repurchase Shares Mgmt For For For 10 Authority to Set Price of Reissued Treasury Shares Mgmt For For For ---------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS COST CUSIP 22160K105 01/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Susan Decker Mgmt For For For 1.2 Elect Richard Libenson Mgmt For For For 1.3 Elect John Meisenbach Mgmt For For For 1.4 Elect Charles Munger Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Say When on Pay Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS DVN CUSIP 25179M103 06/08/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Robert Henry Mgmt For For For 1.2 Elect John Hill Mgmt For For For 1.3 Elect Michael Kanovsky Mgmt For For For 1.4 Elect Robert Mosbacher, Jr. Mgmt For For For 1.5 Elect J. Larry Nichols Mgmt For For For 1.6 Elect Duane Radtke Mgmt For For For 1.7 Elect Mary Ricciardello Mgmt For For For 1.8 Elect John Richels Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For Against Against 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Elimination of Supermajority Requirement Mgmt For For For 5 Technical Amendments to Certificate of Incorporation Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- DPL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS DPL CUSIP 233293109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Paul Barbas Mgmt For For For 1.2 Elect Barbara Graham Mgmt For For For 1.3 Elect Glenn Harder Mgmt For For For 2 Elimination of Supermajority Requirement Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 5 Amendment to the 2006 Equity Performance and Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS DD CUSIP 263534109 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 16 Shareholder Proposal Regarding Genetically Engineered Organisms ShrHldr Against Against For 17 Shareholder Proposal Regarding Comparison Between Executive and Employee Pay ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ENERGEN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS EGN CUSIP 29265N108 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Dewey Mgmt For For For 1.2 Elect James McManus II Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS XOM CUSIP 30231G102 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For Against Against 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 5 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 6 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 7 Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy ShrHldr Against Abstain N/A 8 Shareholder Proposal Regarding Human Right to Water ShrHldr Against Abstain N/A 9 Shareholder Proposal Regarding Report on Oil Sands Operations ShrHldr Against Against For 10 Shareholder Proposal Regarding Report on Hydraulic Fracturing ShrHldr Against Against For 11 Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable ShrHldr Against Against For 12 Shareholder Proposal Regarding Greenhouse Gas Emission Goals ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GE CUSIP 369604103 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For Against Against 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 20 Shareholder Proposal Cumulative Voting ShrHldr Against Against For 21 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Restricting Executive Compensation ShrHldr Against Against For 23 Shareholder Proposal Regarding Report on Financial Risks of Climate Change ShrHldr Against Against For 24 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- GENUINE PARTS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS GPC CUSIP 372460105 04/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For For For 1.12 Elect Gary Rollins Mgmt For Withhold Against 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the 2006 Long-Term Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- HARRIS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS HRS CUSIP 413875105 10/22/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Lance Mgmt For For For 2 Elect Thomas Dattilo Mgmt For For For 3 Elect Terry Growcock Mgmt For For For 4 Elect Leslie Kenne Mgmt For For For 5 Elect David Rickard Mgmt For For For 6 Elect James Stoffel Mgmt For For For 7 Elect Gregory Swienton Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Annual Incentive Plan Mgmt For For For 10 Amendment to the 2005 Equity Incentive Plan Mgmt For For For 11 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HILLENBRAND, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HI CUSIP 431571108 02/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Kenneth Camp Mgmt For For For 1.2 Elect Edward Cloues II Mgmt For For For 1.3 Elect W. August Hillenbrand Mgmt For For For 1.4 Elect Thomas Johnson Mgmt For For For 1.5 Elect Neil Novich Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against ---------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HON CUSIP 438516106 04/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For Against Against 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Compensation Plan for Executive Employees Mgmt For For For 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- HUDSON CITY BANCORP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HCBK CUSIP 443683107 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ronald Hermance, Jr. Mgmt For For For 2 Elect William Bardel Mgmt For For For 3 Elect Scott Belair Mgmt For For For 4 Elect Cornelius Golding Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Stock Incentive Plan Mgmt For Against Against 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ITW CUSIP 452308109 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Incentive Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- INTEL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS INTC CUSIP 458140100 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Incentive Plan Mgmt For For For 13 Amendment to the 2006 Stock Purchase Plan Mgmt For For For 14 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS IBM CUSIP 459200101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS IVR CUSIP 46131B100 05/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect G. Mark Armour Mgmt For For For 2 Elect James Balloun Mgmt For For For 3 Elect John Day Mgmt For For For 4 Elect Karen Kelley Mgmt For For For 5 Elect Neil Williams Mgmt For For For 6 Advisory Vote on Executive Compensation Mgmt For For For 7 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 8 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON TICKER SECURITY ID: MEETING DATE MEETING STATUS JNJ CUSIP 478160104 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 16 Shareholder Proposal Regarding Policy on Health Status Discrimination ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Animal Welfare ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS KMB CUSIP 494368103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Mae Jemison Mgmt For For For 7 Elect James Jenness Mgmt For For For 8 Elect Nancy Karch Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Johnson Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Outside Directors' Compensation Plan Mgmt For For For 15 2011 Equity Participation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS KFT CUSIP 50075N104 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Ajay Banga Mgmt For Against Against 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For Against Against 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For Against Against 9 Elect Fedric Reynolds Mgmt For Against Against 10 Elect Irene Rosenfeld Mgmt For Against Against 11 Elect Jean-Francois van Boxmeer Mgmt For Against Against 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED TICKER SECURITY ID: MEETING DATE MEETING STATUS LEG CUSIP 524660107 05/12/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For For For 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 16 Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MRO CUSIP 565849106 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Gregory Boyce Mgmt For Against Against 2 Elect Pierre Brondeau Mgmt For Against Against 3 Elect Clarence Cazalot, Jr. Mgmt For Against Against 4 Elect David Daberko Mgmt For Against Against 5 Elect William Davis, III Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For Against Against 7 Elect Philip Lader Mgmt For Against Against 8 Elect Charles Lee Mgmt For Against Against 9 Elect Michael Phelps Mgmt For Against Against 10 Elect Dennis Reilley Mgmt For Against Against 11 Elect Seth Schofield Mgmt For Against Against 12 Elect John Snow Mgmt For Against Against 13 Elect Thomas Usher Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Special Meeting Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 18 Shareholder Proposal Regarding Safety Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MATTEL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MAT CUSIP 577081102 05/13/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Amendment to the Bylaws Regarding the Right to Call Special Meetings Mgmt For For For 15 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MCD CUSIP 580135101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Compensation Mgmt For For For 8 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 9 Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders Mgmt For For For 10 Elimination of Supermajority Requirement in Article Regarding the Removal of Directors Mgmt For For For 11 Elimination of Supermajority Requirement in Article Regarding Shareholder Action Mgmt For For For 12 Shareholder Proposal Regarding Declassification of the Board ShrHldr Against For Against 13 Shareholder Proposal Regarding Controlled Atmosphere Killing ShrHldr Against Against For 14 Shareholder Proposal Regarding Report on Childhood Obesity ShrHldr Against Against For 15 Shareholder Proposal Regarding Beverage Containers ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS MRK CUSIP 58933Y105 05/24/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Compensation Mgmt For For For 21 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS MSFT CUSIP 594918104 11/16/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Steven Ballmer Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding Formation of Environmental Sustainability Committee ShrHldr Against Abstain N/A ---------------------------------------------------------------------------------------------------------------- MORGAN STANLEY TICKER SECURITY ID: MEETING DATE MEETING STATUS MS CUSIP 617446448 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Incentive Compensation Plan Mgmt For For For 16 Advisory Vote on Executive Compensation Mgmt For For For 17 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NOV CUSIP 637071101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Compensation Mgmt For For For 5 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS NOC CUSIP 666807102 05/18/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Victor Fazio Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Stephen Frank Mgmt For For For 6 Elect Bruce Gordon Mgmt For For For 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect Aulana Peters Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Plan Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For Against Against 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- NV ENERGY, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS NVE CUSIP 67073Y106 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Joseph Anderson, Jr. Mgmt For Withhold Against 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 4 Amendment to the Executive Long-Term Incentive Plan Mgmt For For For 5 Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections Mgmt For For For 6 "Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding Majority Vote for Election of Directors ShrHldr Against For Against 9 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 10 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS OXY CUSIP 674599105 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 17 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For 18 Shareholder Proposal Regarding Environmental Expertise on Board ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- ONEOK, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS OKE CUSIP 682680103 05/25/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Jim Mogg Mgmt For For For 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For For For 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For Against Against 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- PEPSICO, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PEP CUSIP 713448108 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For Against Against 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Election of Directors Mgmt For For For 17 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 18 Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PFIZER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PFE CUSIP 717081103 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 17 Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers ShrHldr Against Against For 18 Shareholder Proposal Regarding Lobbying Priorities Report ShrHldr Against Against For 19 Shareholder Proposal Regarding Pharmaceutical Price Restraints ShrHldr Against Against For 20 Shareholder Proposal Regarding the Right to Act by Written Consent ShrHldr Against For Against 21 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 22 Shareholder Proposal Regarding Transparency in Animal Research ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PM CUSIP 718172109 05/11/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Compensation Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Shareholder proposal Regarding Food Insecurity and Tobacco Use ShrHldr Against Against For 15 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- R.R. DONNELLEY & SONS COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS RRD CUSIP 257867101 05/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For For For 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For For For 9 Elect Oliver Sockwell Mgmt For For For 10 Advisory Vote on Executive Compensation Mgmt For Against Against 11 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding a Sustainable Procurement Report ShrHldr Against Against For 14 Shareholder Proposal Regarding Political Contributions and Political Expenditures ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS ROK CUSIP 773903109 02/01/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Donald Parfet Mgmt For For For 1.2 Elect Steven Kalmanson Mgmt For For For 1.3 Elect James Keane Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 3 Years For ---------------------------------------------------------------------------------------------------------------- RPM INTERNATIONAL INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS RPM CUSIP 749685103 10/07/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect David Daberko Mgmt For Withhold Against 1.2 Elect William Papenbrock Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For Withhold Against 1.4 Elect Thomas Sullivan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS SLRC CUSIP 83413U100 06/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Bruce Spohler Mgmt For Withhold Against 1.2 Elect Steven Hochberg Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Asset Value Mgmt For For For 4 Issuance of Warrants, Options or Rights Mgmt For For For ---------------------------------------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SCCO CUSIP 84265V105 04/28/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect German Larrea Mota Velasco Mgmt For Withhold Against 1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against 1.3 Elect Emilio Carrillo Gamboa Mgmt For For For 1.4 Elect Alfredo Casar Perez Mgmt For Withhold Against 1.5 Elect Luis Castelazo Morales Mgmt For Withhold Against 1.6 Elect Enrique Castillo Sanchez Mejorada Mgmt For Withhold Against 1.7 Elect Alberto de la Parra Zavala Mgmt For Withhold Against 1.8 Elect Xavier Garcia de Quevedo Topete Mgmt For Withhold Against 1.9 Elect Genaro Larrea Mota Velasco Mgmt For Withhold Against 1.10 Elect Daniel Quintanilla Mgmt For Withhold Against 1.11 Elect Luis Miguel Palomino Bonilla Mgmt For For For 1.12 Elect Gilberto Perezalonso Cifuentes Mgmt For Withhold Against 1.13 Elect Juan Rebolledo Gout Mgmt For Withhold Against 1.14 Elect Carlos Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SBUX CUSIP 855244109 03/23/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan Mgmt For For For 14 Amendment to the 2005 Long-Term Equity Incentive Plan Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYK CUSIP 863667101 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Roch Doliveux Mgmt For For For 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Allan Golston Mgmt For For For 1.6 Elect Howard Lance Mgmt For For For 1.7 Elect Stephen MacMillan Mgmt For For For 1.8 Elect William Parfet Mgmt For For For 1.9 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 2011 Performance Incentive Award Plan Mgmt For For For 5 Advisory Vote on Executive Compensation Mgmt For For For 6 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 7 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS SYY CUSIP 871829107 11/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For For For 5 Amendment to the 1974 Employees' Stock Purchase Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS ALL CUSIP 020002101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For Against Against 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For Against Against 5 Elect Ronald LeMay Mgmt For Against Against 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Designation of Delaware Chancery Court as Forum for Derivative Actions Mgmt For Against Against 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Right to Act Written Consent ShrHldr Against For Against 18 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS KO CUSIP 191216100 04/27/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Herbert Allen Mgmt For For For 2 Elect Ronald Allen Mgmt For For For 3 Elect Howard Buffett Mgmt For For For 4 Elect Barry Diller Mgmt For For For 5 Elect Evan Greenberg Mgmt For For For 6 Elect Alexis Herman Mgmt For Against Against 7 Elect Muhtar Kent Mgmt For For For 8 Elect Donald Keough Mgmt For For For 9 Elect Maria Lagomasino Mgmt For For For 10 Elect Donald McHenry Mgmt For For For 11 Elect Sam Nunn Mgmt For For For 12 Elect James Robinson III Mgmt For For For 13 Elect Peter Ueberroth Mgmt For For For 14 Elect Jacob Wallenberg Mgmt For For For 15 Elect James Williams Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Performance Incentive Plan Mgmt For For For 18 Amendment to the 1989 Restricted Stock Award Plan Mgmt For For For 19 Advisory Vote on Executive Compensation Mgmt For For For 20 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 21 Shareholder Proposal Regarding Report on Bisphenol-A ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS GS CUSIP 38141G104 05/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Compensation Mgmt For For For 12 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For 15 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 16 Shareholder Proposal Regarding Retention of Shares After Retirement ShrHldr Against Against For 17 Shareholder Proposal Regarding Report on Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Report on Climate Change ShrHldr Against Against For 19 Shareholder Proposal Regarding Political Contributions and Expenditure Report ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS HD CUSIP 437076102 06/02/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For 13 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING ShrHldr Against Against For 16 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against Against For 17 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT ShrHldr Against Abstain N/A 18 Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS PNC CUSIP 693475105 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For Against Against 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Award Plan Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For For For 19 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For ---------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS PG CUSIP 742718109 10/12/2010 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Rajat Gupta Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James McNerney, Jr. Mgmt For For For 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Mary Wilderotter Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- TIME WARNER INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWX CUSIP 887317303 05/20/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For Against Against 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Elimination of Absolute Majority Voting Requirement Mgmt For For For 18 Shareholder Proposal Regarding Right to Act by Written Consent ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- TRAVELERS COMPANIES, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS TRV CUSIP 89417E109 05/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For Against Against 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Laurie Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For Against Against 14 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. TICKER SECURITY ID: MEETING DATE MEETING STATUS TWO CUSIP 90187B101 05/17/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Mark Ein Mgmt For For For 1.2 Elect William Johnson Mgmt For For For 1.3 Elect Stephen Kasnet Mgmt For For For 1.4 Elect Peter Niculescu Mgmt For For For 1.5 Elect W. Reid Sanders Mgmt For For For 1.6 Elect Thomas Siering Mgmt For For For 1.7 Elect Brian Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- TYCO ELECTRONICS LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS TEL CUSIP H8912P106 03/09/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Juergen Gromer Mgmt For For For 3 Elect Robert Hernandez Mgmt For For For 4 Elect Thomas Lynch Mgmt For For For 5 Elect Daniel Phelan Mgmt For For For 6 Elect Frederic Poses Mgmt For For For 7 Elect Lawrence Smith Mgmt For For For 8 Elect Paula Sneed Mgmt For For For 9 Elect David Steiner Mgmt For For For 10 Elect John Van Scoter Mgmt For For For 11 2010 Annual Report Mgmt For For For 12 Statutory Financial Statements Mgmt For For For 13 Consolidated Financial Statements Mgmt For For For 14 Release Board of Directors and Executive Officers Mgmt For For For 15 Deloitte & Touche Mgmt For For For 16 Deloitte AG, Zurich Mgmt For For For 17 PricewaterhouseCoopers AG, Zurich Mgmt For For For 18 Advisory Vote on Executive Compensation Mgmt For Against Against 19 Frequency of Advisory Vote on Executive Compensation Mgmt N/A 1 Year N/A 20 Dividend Payment/Reduction of Par Value Mgmt For For For 21 Change in Company Name Mgmt For For For 22 Renewal of Authorized Capital Mgmt For For For 23 Reduction of Share Capital Under the Share Repurchase Program Mgmt For For For 24 Share Repurchase Program Mgmt For For For 25 Right to Adjourn Meeting Mgmt For For For ---------------------------------------------------------------------------------------------------------------- U.S. BANCORP TICKER SECURITY ID: MEETING DATE MEETING STATUS USB CUSIP 902973304 04/19/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 17 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- VALIDUS HOLDINGS, LTD. TICKER SECURITY ID: MEETING DATE MEETING STATUS VR CUSIP G9319H102 05/04/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Matthew Grayson Mgmt For Withhold Against 1.2 Elect Jean-Marie Nessi Mgmt For Withhold Against 1.3 Elect Mandakini Puri Mgmt For For For 1.4 Election of Edward Noonan Mgmt For For For 1.5 Election of C.N. Rupert Atkin Mgmt For For For 1.6 Election of Partick Barry Mgmt For For For 1.7 Election of Peter Bilsby Mgmt For For For 1.8 Election of Julian Bosworth Mgmt For For For 1.9 Election of Michale Carpenter Mgmt For For For 1.10 Election of Rodrigo Castro Mgmt For For For 1.11 Election of Jane Clouting Mgmt For For For 1.12 Election of Joesph Consolino Mgmt For For For 1.13 Election of C. Jerome Dill Mgmt For For For 1.14 Election of Andrew Downey Mgmt For For For 1.15 Election of Kerry Emanuel Mgmt For For For 1.16 Election of Jonathan Ewington Mgmt For For For 1.17 Election of Andrew Gibbs Mgmt For For For 1.18 Election of Michael Greene Mgmt For For For 1.19 Election of Nicholas Hales Mgmt For For For 1.20 Election of Mark Johnson Mgmt For For For 1.21 Election of Anthony Keys Mgmt For For For 1.22 Election of Robert Kuzloski Mgmt For For For 1.23 Election of Gillian Langford Mgmt For For For 1.24 Election of Stuart Mercer Mgmt For For For 1.25 Election of Paul Miller Mgmt For For For 1.26 Elect Jean-Marie Nessi Mgmt For Withhold Against 1.27 Election of Julian Ross Mgmt For For For 1.28 Election of Rafel Saer Mgmt For For For 1.29 Election of James Skinner Mgmt For For For 1.30 Election of Verner Southey Mgmt For For For 1.31 Election of Nigel Wachman Mgmt For For For 1.32 Election of Conan Ward Mgmt For For For 1.33 Election of Lixin Zeng Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against 4 Appointment of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS VZ CUSIP 92343V104 05/05/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Compensation Mgmt For For For 15 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 16 Shareholder Proposal Regarding Disclosure of Prior Government Service ShrHldr Against Abstain N/A 17 Shareholder Proposal Regarding Performance-Based Equity Compensation ShrHldr Against Against For 18 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 19 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against ---------------------------------------------------------------------------------------------------------------- VF CORPORATION TICKER SECURITY ID: MEETING DATE MEETING STATUS VFC CUSIP 918204108 04/26/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Juan de Bedout Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect Eric Wiseman Mgmt For For For 2 Advisory Vote on Executive Compensation Mgmt For For For 3 Frequency of Advisory Vote on Executive Compensation Mgmt 2 Years 1 Year Against 4 Adoption of Majority Vote for Election of Directors Mgmt For For For 5 Ratification of Auditor Mgmt For For For ---------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WDR CUSIP 930059100 04/06/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For For For 1.3 Elect Jerry Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY TICKER SECURITY ID: MEETING DATE MEETING STATUS WFC CUSIP 949746101 05/03/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For Against Against 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Compensation Mgmt For For For 16 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right to Call a Special Meeting ShrHldr Against For Against 19 Shareholder Proposal Regarding Cumulative Voting ShrHldr Against For Against 20 Shareholder Proposal Regarding Independent Board Chairman ShrHldr Against Against For 21 Shareholder Proposal Regarding Advisory Vote on Director Compensation ShrHldr Against Against For 22 Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations ShrHldr Against Against For ---------------------------------------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS WWW CUSIP 978097103 04/21/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1.1 Elect William Gerber Mgmt For For For 1.2 Elect Blake Krueger Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Compensation Mgmt For For For 4 Frequency of Advisory Vote on Executive Compensation Mgmt 3 Years 1 Year Against ---------------------------------------------------------------------------------------------------------------- Registrant Name : Thrivent Mutual Funds Fund Name : Thrivent Municipal Bond Fund ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. ---------------------------------------------------------------------------------------------------------------- Registrant : Thrivent Mutual Funds Fund Name : Thrivent Income Fund ---------------------------------------------------------------------------------------------------------------- CIT GROUP INC. TICKER SECURITY ID: MEETING DATE MEETING STATUS CIT CUSIP 125581801 05/10/2011 Voted MEETING TYPE COUNTRY OF TRADE Annual United States ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST MGMT 1 Elect John Thain Mgmt For For For 2 Elect Michael J. Embler Mgmt For For For 3 Elect William Freeman Mgmt For For For 4 Elect David Moffet Mgmt For For For 5 Elect R. Brad Oates Mgmt For For For 6 Elect Marianne Parrs Mgmt For For For 7 Elect Gerald Rosenfeld Mgmt For For For 8 Elect John Ryan Mgmt For For For 9 Elect Seymour Sternberg Mgmt For For For 10 Elect Peter Tobin Mgmt For For For 11 Elect Laura Unger Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Compensation Mgmt For For For 14 Frequency of Advisory Vote on Executive Compensation Mgmt 1 Year 1 Year For 15 2011 Employee Stock Purchase Plan Mgmt For For For ---------------------------------------------------------------------------------------------------------------- Registrant Name : Thrivent Mutual Funds Fund Name : Thrivent Core Bond Fund ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. ---------------------------------------------------------------------------------------------------------------- Registrant Name : Thrivent Mutual Funds Fund Name : Thrivent Government Bond Fund ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. ---------------------------------------------------------------------------------------------------------------- Registrant Name : Thrivent Mutual Funds Fund Name : Thrivent Limited Maturity Bond Fund ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. ---------------------------------------------------------------------------------------------------------------- Registrant Name : Thrivent Mutual Funds Fund Name : Thrivent Money Market Fund ---------------------------------------------------------------------------------------------------------------- THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD COVERED BY THIS REPORT. ----------------------------------------------------------------------------------------------------------------
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: August 25, 2011 | THRIVENT MUTUAL FUNDS | |||
/s/ Russell W. Swansen | ||||
Russell W. Swansen President |