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| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
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| FORM N-PX |
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| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
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| Investment Company Act File Number : | 811-781 |
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| Name of Registrant: | The Putnam Fund For Growth and Income |
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| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | James P. Pappas, Vice President |
| | The Putnam Fund For Growth and Income |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 10/31/09 | |
| Date of reporting period: | |
| | 07/01/2009 - 06/30/2010 |
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| | | | | | |
| Item 1: Proxy Voting Record | | | | | |
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| Registrant : The Putnam Fund For Growth and Income | | | | | |
| Fund Name : The Putnam Fund For Growth and Income | | | | | |
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| Date of fiscal year end : 10/31/2009 | | | | | |
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| 3M Company | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MMM | CUSIP 88579Y101 | 05/11/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1 | Elect Linda Alvarado | Mgmt | For | For | For |
| 2 | Elect George Buckley | Mgmt | For | For | For |
| 3 | Elect Vance Coffman | Mgmt | For | For | For |
| 4 | Elect Michael Eskew | Mgmt | For | For | For |
| 5 | Elect W. James Farrell | Mgmt | For | For | For |
| 6 | Elect Herbert Henkel | Mgmt | For | For | For |
| 7 | Elect Edward Liddy | Mgmt | For | For | For |
| 8 | Elect Robert Morrison | Mgmt | For | For | For |
| 9 | Elect Aulana Peters | Mgmt | For | For | For |
| 10 | Elect Robert Ulrich | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to the 2008 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
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| Abbott Laboratories | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ABT | CUSIP 002824100 | 04/23/2010 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1.1 | Elect Robert Alpern | Mgmt | For | For | For |
| 1.2 | Elect Roxanne Austin | Mgmt | For | For | For |
| 1.3 | Elect William Daley | Mgmt | For | For | For |
| | | | | | |
| | 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| | 1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For |
| | 1.6 | Elect William Osborn | Mgmt | For | For | For |
| | 1.7 | Elect David Owen | Mgmt | For | For | For |
| | 1.8 | Elect Roy Roberts | Mgmt | For | For | For |
| | 1.9 | Elect Samuel Scott III | Mgmt | For | For | For |
| | 1.10 | Elect William Smithburg | Mgmt | For | For | For |
| | 1.11 | Elect Glenn Tilton | Mgmt | For | For | For |
| | 1.12 | Elect Miles White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
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| |
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| Ace Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ACE | CUSIP H0023R105 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Hernandez | Mgmt | For | For | For |
| | 2 | Elect Peter Menikoff | Mgmt | For | For | For |
| | 3 | Elect Robert Ripp | Mgmt | For | For | For |
| | 4 | Elect Theodore Shasta | Mgmt | For | For | For |
| | 5 | Amendments to Articles | Mgmt | For | For | For |
| | 6 | Annual Report | Mgmt | For | For | For |
| | 7 | Statutory Financial Statements | Mgmt | For | For | For |
| | 8 | Consolidated Financial Statements | Mgmt | For | For | For |
| |
| | 9 | Allocation of Disposable Profit | Mgmt | For | For | For |
| | 10 | Discharge of the Board of Directors | Mgmt | For | For | For |
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| | 11 | Authorized Share Capital | Mgmt | For | For | For |
| | 12 | Appointment of Auditor | Mgmt | For | For | For |
| | 13 | Ratification of Auditor (Zurich) | Mgmt | For | For | For |
| | 14 | Ratification of Auditor (US) | Mgmt | For | For | For |
| | 15 | Amendment to the 2004 Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 16 | Approval of Dividend in the Form of | Mgmt | For | For | For |
| | | a Par Value Reduction | | | | |
| | | | | | |
| AerCap Holdings N.V. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AER | CUSIP N00985106 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | 3 | Elect Michael Gradon | Mgmt | For | For | For |
| | 4 | Elect Niall Greene | Mgmt | For | For | For |
| | 5 | Elect Paul Dacier | Mgmt | For | For | For |
| | 6 | Elect Robert Warden | Mgmt | For | For | For |
| | 7 | Elect Gerald Strong | Mgmt | For | For | For |
| | 8 | Elect W. Ingersoll | Mgmt | For | For | For |
| | 9 | Elect Klaus Heineman | Mgmt | For | For | For |
| | 10 | Directors' Fees | Mgmt | For | For | For |
| | 11 | Designation of Mr. Keith A. Helming | Mgmt | For | For | For |
| |
| | 12 | Appointment of Auditor | Mgmt | For | For | For |
| | 13 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 14 | Amendments to Articles | Mgmt | For | For | For |
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| Aetna Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AET | CUSIP 00817Y108 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
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| | 1 | Elect Frank Clark, Jr. | Mgmt | For | For | For |
| | 2 | Elect Betsy Cohen | Mgmt | For | For | For |
| | 3 | Elect Molly Coye | Mgmt | For | For | For |
| | 4 | Elect Roger Farah | Mgmt | For | For | For |
| | 5 | Elect Barbara Franklin | Mgmt | For | For | For |
| | 6 | Elect Jeffrey Garten | Mgmt | For | For | For |
| | 7 | Elect Earl Graves | Mgmt | For�� | For | For |
| | 8 | Elect Gerald Greenwald | Mgmt | For | For | For |
| | 9 | Elect Ellen Hancock | Mgmt | For | For | For |
| | 10 | Elect Richard Harrington | Mgmt | For | For | For |
| | 11 | Elect Edward Ludwig | Mgmt | For | For | For |
| | 12 | Elect Joseph Newhouse | Mgmt | For | For | For |
| | | | | | |
| | 13 | Elect Ronald Williams | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 16 | 2010 Non-Employee Director | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 17 | 2001 Annual Incentive Plan | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
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| Aflac Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AFL | CUSIP 001055102 | 05/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Daniel Amos | Mgmt | For | For | For |
| | 2 | Elect John Shelby Amos, II | Mgmt | For | For | For |
| | 3 | Elect Paul Amos, II | Mgmt | For | For | For |
| | 4 | Elect Michael Armacost | Mgmt | For | For | For |
| | 5 | Elect Kriss Cloninger, III | Mgmt | For | For | For |
| | 6 | Elect Joe Harris | Mgmt | For | For | For |
| | 7 | Elect Elizabeth Hudson | Mgmt | For | For | For |
| | 8 | Elect Douglas Johnson | Mgmt | For | For | For |
| | 9 | Elect Robert Johnson | Mgmt | For | For | For |
| | 10 | Elect Charles Knapp | Mgmt | For | For | For |
| | 11 | Elect E. Stephen Purdom | Mgmt | For | For | For |
| | 12 | Elect Barbara Rimer | Mgmt | For | For | For |
| | 13 | Elect Marvin Schuster | Mgmt | For | For | For |
| | 14 | Elect David Thompson | Mgmt | For | For | For |
| | 15 | Elect Robert Wright | Mgmt | For | For | For |
| | 16 | Elect Takuro Yoshida | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
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| Alcoa Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AA | CUSIP 013817101 | 04/23/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Arthur Collins, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Carlos Ghosn | Mgmt | For | For | For |
| | 1.3 | Elect Michael Morris | Mgmt | For | For | For |
| | 1.4 | Elect E. Stanley O'Neal | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| | 4 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement Relating to Fair Price | | | | |
| | | Protection | | | | |
| | 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement Relating to Director | | | | |
| | | Elections | | | | |
| | 6 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement Relating to Removal | | | | |
| | | of Directors | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
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| Alliance Data Systems | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ADS | CUSIP 018581108 | 06/08/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Lawrence Benveniste | Mgmt | For | For | For |
| | 1.2 | Elect D. Keith Cobb | Mgmt | For | For | For |
| | 1.3 | Elect Kenneth Jensen | Mgmt | For | For | For |
| | 2 | 2010 Omnibus Incentive Plan | Mgmt | For | Against | Against |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
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| Altria Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MO | CUSIP 02209S103 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Elizabeth Bailey | Mgmt | For | For | For |
| | 2 | Elect Gerald Baliles | Mgmt | For | For | For |
| | 3 | Elect John Casteen III | Mgmt | For | For | For |
| | 4 | Elect Dinyar Devitre | Mgmt | For | For | For |
| | 5 | Elect Thomas Farrell II | Mgmt | For | For | For |
| | 6 | Elect Robert Huntley | Mgmt | For | For | For |
| | 7 | Elect Thomas Jones | Mgmt | For | For | For |
| | 8 | Elect George Munoz | Mgmt | For | For | For |
| | 9 | Elect Nabil Sakkab | Mgmt | For | For | For |
| | 10 | Elect Michael Szymanczyk | Mgmt | For | For | For |
| | 11 | 2010 Performance Incentive Plan | Mgmt | For | For | For |
| |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Food Insecurity and Tobacco Use | | | | |
| |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Rights Protocols | | | | |
| |
| |
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| Ameren Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AEE | CUSIP 023608102 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Brauer | Mgmt | For | For | For |
| | 1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For |
| | 1.3 | Elect Walter Galvin | Mgmt | For | For | For |
| | 1.4 | Elect Gayle Jackson | Mgmt | For | For | For |
| | 1.5 | Elect James Johnson | Mgmt | For | For | For |
| | 1.6 | Elect Steven Lipstein | Mgmt | For | For | For |
| | 1.7 | Elect Charles Mueller | Mgmt | For | For | For |
| | 1.8 | Elect Harvey Saligman | Mgmt | For | For | For |
| | 1.9 | Elect Patrick Stokes | Mgmt | For | For | For |
| | 1.10 | Elect Thomas Voss | Mgmt | For | For | For |
| | 1.11 | Elect Stephen Wilson | Mgmt | For | For | For |
| | 1.12 | Elect Jack Woodard | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Review of Nuclear Facility | | | | |
| |
| |
| |
| America Movil SAB de CV | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AMXL | CUSIP 02364W105 | 03/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Tender Offers to Acquire Carso | Mgmt | N/A | For | N/A |
| | | Global Telecom and Telmex | | | | |
| | | International | | | | |
| | 2 | Election of Meeting Delegates | Mgmt | N/A | For | N/A |
| |
| |
| American Electric Power | | | | | | |
| Company, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AEP | CUSIP 025537101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect E. R. Brooks | Mgmt | For | For | For |
| | 2 | Elect Donald Carlton | Mgmt | For | For | For |
| | 3 | Elect James Cordes | Mgmt | For | For | For |
| | 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For |
| | 5 | Elect Linda Goodspeed | Mgmt | For | For | For |
| | 6 | Elect Thomas Hoaglin | Mgmt | For | For | For |
| | 7 | Elect Lester Hudson, Jr. | Mgmt | For | For | For |
| | 8 | Elect Michael Morris | Mgmt | For | For | For |
| | 9 | Elect Lionel Nowell III | Mgmt | For | For | For |
| | 10 | Elect Richard Sandor | Mgmt | For | For | For |
| | 11 | Elect Kathryn Sullivan | Mgmt | For | For | For |
| | 12 | Elect Sara Tucker | Mgmt | For | For | For |
| | 13 | Elect John Turner | Mgmt | For | For | For |
| | 14 | Amendment to the Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| |
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| American Express Company | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AXP | CUSIP 025816109 | 04/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Daniel Akerson | Mgmt | For | For | For |
| | 1.2 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Ursula Burns | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth Chenault | Mgmt | For | For | For |
| | 1.5 | Elect Peter Chernin | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Jan Leschly | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Richard Levin | Mgmt | For | For | For |
| | 1.8 | Elect Richard McGinn | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Edward Miller | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Steven Reinemund | Mgmt | For | For | For |
| | 1.11 | Elect Robert Walter | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Ronald Williams | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | | Compensation | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| AmerisourceBergen Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ABC | CUSIP 03073E105 | 03/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Richard Gochnauer | Mgmt | For | For | For |
| | 2 | Elect Edward Hagenlocker | Mgmt | For | For | For |
| | 3 | Elect Henry McGee | Mgmt | For | For | For |
| | 4 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Amgen Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AMGN | CUSIP 031162100 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect David Baltimore | Mgmt | For | For | For |
| | 2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For |
| | 3 | Elect Francois de Carbonnel | Mgmt | For | For | For |
| | 4 | Elect Jerry Choate | Mgmt | For | For | For |
| | 5 | Elect Vance Coffman | Mgmt | For | For | For |
| | 6 | Elect Frederick Gluck | Mgmt | For | For | For |
| | 7 | Elect Rebecca Henderson | Mgmt | For | For | For |
| | 8 | Elect Frank Herringer | Mgmt | For | For | For |
| | 9 | Elect Gilbert Omenn | Mgmt | For | For | For |
| | 10 | Elect Judith Pelham | Mgmt | For | For | For |
| | 11 | Elect J. Paul Reason | Mgmt | For | For | For |
| | 12 | Elect Leonard Schaeffer | Mgmt | For | For | For |
| | 13 | Elect Kevin Sharer | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Anadarko Petroleum Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | APC | CUSIP 032511107 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
| | 2 | Elect Preston Geren III | Mgmt | For | For | For |
| | 3 | Elect James Hackett | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| | | | | | |
| | 6 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| |
| |
| Apple Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AAPL | CUSIP 037833100 | 02/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Campbell | Mgmt | For | For | For |
| | 1.2 | Elect Millard Drexler | Mgmt | For | For | For |
| | 1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Steven Jobs | Mgmt | For | For | For |
| | 1.5 | Elect Andrea Jung | Mgmt | For | For | For |
| | 1.6 | Elect Arthur Levinson | Mgmt | For | For | For |
| | 1.7 | Elect Jerome York | Mgmt | For | For | For |
| | 2 | Amendment to the 2003 Employee | Mgmt | For | For | For |
| | | Stock Plan | | | | |
| | 3 | Amendment to the 1997 Director | Mgmt | For | For | For |
| | | Stock Option Plan | | | | |
| | 4 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Formation of Sustainability | | | | |
| | | Committee | | | | |
| |
| |
| ASML Holding N.V. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ASML | CUSIP N07059186 | 03/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Management Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | 3 | Ratification of Supervisory Board | Mgmt | For | For | For |
| | | Acts | | | | |
| | | | | | |
| | 4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 5 | Amendment to Compensation | Mgmt | For | For | For |
| | | Policy | | | | |
| | 6 | Performance Share Grants to | Mgmt | For | For | For |
| | | Management Board (Revised | | | | |
| | | Compensation Policy) | | | | |
| | 7 | Performance Share Grants (Current | Mgmt | For | Abstain | Against |
| | | Compensation Policy) | | | | |
| | 8 | Performance Stock Options | Mgmt | For | Abstain | Against |
| | | (Current Compensation Policy) | | | | |
| | 9 | Stock Option Grants to Employees | Mgmt | For | For | For |
| |
| | 10 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 11 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 12 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 13 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 15 | Authority to Cancel Shares | Mgmt | For | For | For |
| | 16 | Authority to Cancel Additional | Mgmt | For | For | For |
| | | Shares | | | | |
| |
| |
| Assured Guaranty Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AGO | CUSIP G0585R106 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against |
| | 1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against |
| | 1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against |
| | 1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against |
| | 1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against |
| | 2 | Bermuda Law Change Amendments | Mgmt | For | For | For |
| |
| | 3 | Corporate Governance | Mgmt | For | For | For |
| | | Amendments | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Appointment of Auditor (Assured | Mgmt | For | For | For |
| | | Guaranty Re Ltd.) | | | | |
| | 6 | Appointment of Auditor (Assured | Mgmt | For | For | For |
| | | Guaranty Ireland Holdings Ltd.) | | | | |
| |
| |
| |
| AT&T INC. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | T | CUSIP 00206R102 | 04/30/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Randall Stephenson | Mgmt | For | For | For |
| | 2 | Elect Gilbert Amelio | Mgmt | For | For | For |
| | 3 | Elect Reuben Anderson | Mgmt | For | For | For |
| | 4 | Elect James Blanchard | Mgmt | For | For | For |
| | 5 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| | 6 | Elect James Kelly | Mgmt | For | For | For |
| | 7 | Elect Jon Madonna | Mgmt | For | For | For |
| | 8 | Elect Lynn Martin | Mgmt | For | For | For |
| | 9 | Elect John McCoy | Mgmt | For | For | For |
| | 10 | Elect Joyce Roche | Mgmt | For | For | For |
| | 11 | Elect Laura Tyson | Mgmt | For | For | For |
| | 12 | Elect Patricia Upton | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Pension Credit Policy | | | | |
| |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | | | | | |
| Atmel Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ATML | CUSIP 049513104 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Steven Laub | Mgmt | For | For | For |
| | 2 | Elect Tsung-Ching Wu | Mgmt | For | For | For |
| | 3 | Elect David Sugishita | Mgmt | For | For | For |
| | 4 | Elect Papken Der Torossian | Mgmt | For | For | For |
| | 5 | Elect Jack Saltich | Mgmt | For | For | For |
| | 6 | Elect Charles Carinalli | Mgmt | For | For | For |
| | 7 | Elect Edward Ross | Mgmt | For | For | For |
| | 8 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Avis Budget Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CAR | CUSIP 053774105 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ronald Nelson | Mgmt | For | For | For |
| | 2 | Elect Mary Choksi | Mgmt | For | For | For |
| | 3 | Elect Leonard Coleman | Mgmt | For | For | For |
| | 4 | Elect Martin Edelman | Mgmt | For | For | For |
| | 5 | Elect John Hardy, Jr. | Mgmt | For | For | For |
| | 6 | Elect Lynn Krominga | Mgmt | For | For | For |
| | 7 | Elect Eduardo Mestre | Mgmt | For | For | For |
| | 8 | Elect F. Robert Salerno | Mgmt | For | For | For |
| | 9 | Elect Stender Sweeney | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Bank of America Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BAC | CUSIP 060505104 | 02/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Bank of America Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BAC | CUSIP 060505104 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Susan Bies | Mgmt | For | For | For |
| | 2 | Elect William Boardman | Mgmt | For | For | For |
| | 3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For |
| | 4 | Elect Virgis Colbert | Mgmt | For | For | For |
| | 5 | Elect Charles Gifford | Mgmt | For | For | For |
| | 6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For |
| | 7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For |
| | 8 | Elect Monica Lozano | Mgmt | For | For | For |
| | 9 | Elect Thomas May | Mgmt | For | For | For |
| | 10 | Elect Brian Moynihan | Mgmt | For | For | For |
| | 11 | Elect Donald Powell | Mgmt | For | For | For |
| | 12 | Elect Charles Rossotti | Mgmt | For | For | For |
| | 13 | Elect Robert Scully | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 16 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 17 | Amendment to the 2003 Key | Mgmt | For | For | For |
| | | Associate Stock Plan | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Disclosure of Prior Government | | | | |
| | | Service | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Non-Deductible Compensation | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | CEO Succession Planning | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report OTC Derivative Trading | | | | |
| | 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Recoupment of Unearned Bonuses | | | | |
| | | (Clawback) | | | | |
| |
| |
| Bank of New York Mellon | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BK | CUSIP 064058100 | 04/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Ruth Bruch | Mgmt | For | For | For |
| | 1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For |
| | 1.3 | Elect Gerald Hassell | Mgmt | For | For | For |
| | 1.4 | Elect Edmund Kelly | Mgmt | For | For | For |
| | 1.5 | Elect Robert Kelly | Mgmt | For | For | For |
| | 1.6 | Elect Richard Kogan | Mgmt | For | For | For |
| | 1.7 | Elect Michael Kowalski | Mgmt | For | For | For |
| | 1.8 | Elect John Luke, Jr. | Mgmt | For | For | For |
| | 1.9 | Elect Robert Mehrabian | Mgmt | For | For | For |
| | 1.10 | Elect Mark Nordenberg | Mgmt | For | For | For |
| | 1.11 | Elect Catherine Rein | Mgmt | For | For | For |
| | 1.12 | Elect William Richardson | Mgmt | For | For | For |
| | 1.13 | Elect Samuel Scott III | Mgmt | For | For | For |
| | 1.14 | Elect John Surma | Mgmt | For | For | For |
| | 1.15 | Elect Wesley von Schack | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Shareholder Approval of Golden | | | | |
| | | Parachutes | | | | |
| | | | | | |
| Baxter International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BAX | CUSIP 071813109 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Blake Devitt | Mgmt | For | For | For |
| | 2 | Elect John Forsyth | Mgmt | For | For | For |
| | 3 | Elect Gail Fosler | Mgmt | For | For | For |
| | 4 | Elect Carole Shapazian | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| |
| Berkshire Hathaway Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BRK.A | CUSIP 084670108 | 01/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Stock Split | Mgmt | For | For | For |
| | 2 | Amendment to Charter Regarding | Mgmt | For | For | For |
| | | Stock Splits | | | | |
| | 3 | Decrease Par Value of Class B | Mgmt | For | For | For |
| | | Common Stock | | | | |
| | 4 | Increase of Authorized Class B | Mgmt | For | For | For |
| | | Common Stock | | | | |
| | 5 | Amendments to Charter Regarding | Mgmt | For | For | For |
| | | Issuance of Stock Certificates | | | | |
| |
| |
| |
| Boston Scientific Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BSX | CUSIP 101137107 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Abele | Mgmt | For | For | For |
| | | | | | |
| | 2 | Elect Katharine Bartlett | Mgmt | For | For | For |
| | 3 | Elect Bruce Byrnes | Mgmt | For | For | For |
| | 4 | Elect Nelda Connors | Mgmt | For | For | For |
| | 5 | Elect J. Raymond Elliott | Mgmt | For | For | For |
| | 6 | Elect Marye Anne Fox | Mgmt | For | For | For |
| | 7 | Elect Ray Groves | Mgmt | For | For | For |
| | 8 | Elect Ernest Mario | Mgmt | For | For | For |
| | 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| | 10 | Elect Pete Nicholas | Mgmt | For | For | For |
| | 11 | Elect Uwe Reinhardt | Mgmt | For | For | For |
| | 12 | Elect John Sununu | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| BP PLC | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BP | CUSIP 055622104 | 04/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | Mgmt | For | For | For |
| | 3 | Elect Paul Anderson | Mgmt | For | Against | Against |
| | 4 | Elect Antony Burgmans | Mgmt | For | Against | Against |
| | 5 | Elect Cynthia Carroll | Mgmt | For | Against | Against |
| | 6 | Elect Sir William Castell | Mgmt | For | Against | Against |
| | 7 | Elect Iain Conn | Mgmt | For | Against | Against |
| | 8 | Elect George David | Mgmt | For | Against | Against |
| | 9 | Elect Ian Davis | Mgmt | For | Against | Against |
| | 10 | Elect Robert Dudley | Mgmt | For | Against | Against |
| | 11 | Elect Douglas Flint | Mgmt | For | Against | Against |
| | 12 | Elect Byron Grote | Mgmt | For | Against | Against |
| | 13 | Elect Anthony Hayward | Mgmt | For | Against | Against |
| | 14 | Elect Andrew Inglis | Mgmt | For | Against | Against |
| | 15 | Elect DeAnne Julius | Mgmt | For | Against | Against |
| | 16 | Elect Carl-Henric Svanberg | Mgmt | For | Against | Against |
| | 17 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 18 | Adoption of New Articles | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/ | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | | | | | |
| | 21 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 22 | Authority to Set General Meeting | Mgmt | For | Against | Against |
| | | Notice Period at 14 Days | | | | |
| |
| | 23 | Renewal of Executive Directors' | Mgmt | For | Abstain | Against |
| | | Incentive Plan | | | | |
| | 24 | Scrip Dividend | Mgmt | For | For | For |
| | 25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Sunrise SAGD Project | | | | |
| |
| |
| |
| Campbell Soup Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CPB | CUSIP 134429109 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Edmund Carpenter | Mgmt | For | For | For |
| | 1.2 | Elect Paul Charron | Mgmt | For | For | For |
| | 1.3 | Elect Douglas Conant | Mgmt | For | For | For |
| | 1.4 | Elect Bennett Dorrance | Mgmt | For | For | For |
| | 1.5 | Elect Harvey Golub | Mgmt | For | For | For |
| | 1.6 | Elect Lawrence Karlson | Mgmt | For | For | For |
| | 1.7 | Elect Randall Larrimore | Mgmt | For | For | For |
| | 1.8 | Elect Mary Malone | Mgmt | For | For | For |
| | 1.9 | Elect Sara Mathew | Mgmt | For | For | For |
| | 1.10 | Elect William Perez | Mgmt | For | For | For |
| | 1.11 | Elect Charles Perrin | Mgmt | For | For | For |
| | 1.12 | Elect A. Barry Rand | Mgmt | For | For | For |
| | 1.13 | Elect Nick Shreiber | Mgmt | For | For | For |
| | 1.14 | Elect Archbold van Beuren | Mgmt | For | For | For |
| | 1.15 | Elect Les Vinney | Mgmt | For | For | For |
| | 1.16 | Elect Charlotte Weber | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Reapproval of the Annual Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| |
| |
| Capital One Financial Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | COF | CUSIP 14040H105 | 04/29/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect W. Ronald Dietz | Mgmt | For | For | For |
| | 2 | Elect Lewis Hay III | Mgmt | For | For | For |
| | 3 | Elect Mayo Shattuck III | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive | Mgmt | For | Abstain | Against |
| | | Compensation | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Declassification of the Board | | | | |
| |
| |
| |
| Cardinal Health, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CAH | CUSIP 14149Y108 | 11/04/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Colleen Arnold | Mgmt | For | For | For |
| | 2 | Elect George Barrett | Mgmt | For | For | For |
| | 3 | Elect Glenn Britt | Mgmt | For | For | For |
| | 4 | Elect Calvin Darden | Mgmt | For | For | For |
| | 5 | Elect Bruce Downey | Mgmt | For | For | For |
| | 6 | Elect John Finn | Mgmt | For | For | For |
| | 7 | Elect Gregory Kenny | Mgmt | For | For | For |
| | 8 | Elect Richard Notebaert | Mgmt | For | For | For |
| | 9 | Elect David Raisbeck | Mgmt | For | For | For |
| | 10 | Elect Jean Spaulding | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Amendment to the Management | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Performance-Based Equity | | | | |
| | | Compensation | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | | | | | |
| Centex Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CTX | CUSIP 152312104 | 08/18/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of the Merger | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Chevron Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CVX | CUSIP 166764100 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Samuel Armacost | Mgmt | For | For | For |
| | 2 | Elect Linnet Deily | Mgmt | For | For | For |
| | 3 | Elect Robert Denham | Mgmt | For | For | For |
| | 4 | Elect Robert Eaton | Mgmt | For | For | For |
| | 5 | Elect Chuck Hagel | Mgmt | For | For | For |
| | 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| | 7 | Elect Franklyn Jenifer | Mgmt | For | For | For |
| | 8 | Elect George Kirkland | Mgmt | For | For | For |
| | 9 | Elect Sam Nunn | Mgmt | For | For | For |
| | 10 | Elect Donald Rice | Mgmt | For | For | For |
| | 11 | Elect Kevin Sharer | Mgmt | For | For | For |
| | 12 | Elect Charles Shoemate | Mgmt | For | For | For |
| | 13 | Elect John Stumpf | Mgmt | For | For | For |
| | 14 | Elect Ronald Sugar | Mgmt | For | For | For |
| | 15 | Elect Carl Ware | Mgmt | For | For | For |
| | 16 | Elect John Watson | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | Mgmt | For | For | For |
| | 18 | Amendment to the By-Laws | Mgmt | For | For | For |
| | | Regarding the Right to Call Special | | | | |
| | | Meetings | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Expertise on Board | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Payments to | | | | |
| | | Governments | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Country Selection Guidelines | | | | |
| |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Financial Risks of | | | | |
| | | Climate Change | | | | |
| | 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Establishment of Human Rights | | | | |
| | | Committee | | | | |
| |
| |
| CHIMERA INVESTMENT | | | | | | |
| CORPORATION | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CIM | CUSIP 16934Q109 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Jeremy Diamond | Mgmt | For | For | For |
| | 1.2 | Elect John Reilly | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Cisco Systems, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CSCO | CUSIP 17275R102 | 11/12/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Carol Bartz | Mgmt | For | For | For |
| | 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| | 3 | Elect Michael Capellas | Mgmt | For | For | For |
| | 4 | Elect Larry Carter | Mgmt | For | For | For |
| | 5 | Elect John Chambers | Mgmt | For | For | For |
| | 6 | Elect Brian Halla | Mgmt | For | For | For |
| | 7 | Elect John Hennessy | Mgmt | For | For | For |
| | 8 | Elect Richard Kovacevich | Mgmt | For | For | For |
| | 9 | Elect Roderick McGeary | Mgmt | For | For | For |
| | 10 | Elect Michael Powell | Mgmt | For | For | For |
| | 11 | Elect Arun Sarin | Mgmt | For | For | For |
| | | | | | |
| | 12 | Elect Steven West | Mgmt | For | For | For |
| | 13 | Elect Jerry Yang | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Formation of a Board Committee on | | | | |
| | | Human Rights | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Internet Fragmentation | | | | |
| |
| |
| |
| Citigroup Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | C | CUSIP 172967101 | 07/24/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Consent | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Amendment to Authorized Preferred | Mgmt | For | For | For |
| | | Stock - The Dividend Blocker | | | | |
| | | Amendment | | | | |
| | 2 | Amendment to Authorized Preferred | Mgmt | For | For | For |
| | | Stock - The Director Amendment | | | | |
| |
| | 3 | Amendment to Authorized Preferred | Mgmt | For | For | For |
| | | Stock - The Retirement Amendment | | | | |
| |
| | 4 | Increase of Preferred Stock | Mgmt | For | Against | Against |
| |
| |
| Citigroup Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | C | CUSIP 172967101 | 09/02/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Consent | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 2 | Reverse Stock Split | Mgmt | For | For | For |
| | 3 | Amendment to Authorized Common | Mgmt | For | Against | Against |
| | | Stock - The Preferred Stock | | | | |
| | | Change | | | | |
| |
| |
| Coca-Cola Enterprises Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CCE | CUSIP 191219104 | 04/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect L. Phillip Humann | Mgmt | For | For | For |
| | 1.2 | Elect Suzanne Labarge | Mgmt | For | For | For |
| | 1.3 | Elect Veronique Morali | Mgmt | For | For | For |
| | 1.4 | Elect Phoebe Wood | Mgmt | For | For | For |
| | 2 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | | Award Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Shareholder Approval of Severance | | | | |
| | | Agreements | | | | |
| |
| |
| |
| Comcast Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CMCSA | CUSIP 20030N101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For |
| | 1.2 | Elect Kenneth Bacon | Mgmt | For | For | For |
| | 1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For |
| | 1.4 | Elect Edward Breen | Mgmt | For | For | For |
| | 1.5 | Elect Julian Brodsky | Mgmt | For | For | For |
| | 1.6 | Elect Joseph Collins | Mgmt | For | For | For |
| | 1.7 | Elect J. Michael Cook | Mgmt | For | For | For |
| | 1.8 | Elect Gerald Hassell | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For |
| | 1.10 | Elect Brian Roberts | Mgmt | For | For | For |
| | | | | | |
| | 1.11 | Elect Ralph Roberts | Mgmt | For | For | For |
| | 1.12 | Elect Judith Rodin | Mgmt | For | For | For |
| | 1.13 | Elect Michael Sovern | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2006 Cash Bonus Plan | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | CEO Succession Planning | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| |
| Conocophillips | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | COP | CUSIP 20825C104 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Richard Armitage | Mgmt | For | For | For |
| | 2 | Elect Richard Auchinleck | Mgmt | For | For | For |
| | 3 | Elect James Copeland, Jr. | Mgmt | For | For | For |
| | 4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
| | 5 | Elect Ruth Harkin | Mgmt | For | For | For |
| | 6 | Elect Harold McGraw III | Mgmt | For | For | For |
| | 7 | Elect James Mulva | Mgmt | For | For | For |
| | 8 | Elect Robert Niblock | Mgmt | For | For | For |
| | 9 | Elect Harald Norvik | Mgmt | For | For | For |
| | 10 | Elect William Reilly | Mgmt | For | For | For |
| | 11 | Elect Bobby Shackouls | Mgmt | For | For | For |
| | 12 | Elect Victoria Tschinkel | Mgmt | For | For | For |
| | 13 | Elect Kathryn Turner | Mgmt | For | For | For |
| | 14 | Elect William Wade, Jr. | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | Against | Against |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Risk Management Report | | | | |
| |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reporting and Reducing | | | | |
| | | Greenhouse Gas Emissions | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Oil Sands Operations | | | | |
| | | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Louisiana Wetlands | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | the Financial Risks of Climate | | | | |
| | | Change | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | TRI Chemicals | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| |
| Covidien Public Limited Company | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | COV | CUSIP G2554F105 | 03/16/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Elect Craig Arnold | Mgmt | For | For | For |
| | 3 | Elect Robert Brust | Mgmt | For | For | For |
| | 4 | Elect John Connors, Jr. | Mgmt | For | For | For |
| | 5 | Elect Christopher Coughlin | Mgmt | For | For | For |
| | 6 | Elect Timothy Donahue | Mgmt | For | For | For |
| | 7 | Elect Kathy Herbert | Mgmt | For | For | For |
| | 8 | Elect Randall Hogan, III | Mgmt | For | For | For |
| | 9 | Elect Richard Meelia | Mgmt | For | For | For |
| | 10 | Elect Dennis Reilley | Mgmt | For | For | For |
| | 11 | Elect Tadataka Yamada | Mgmt | For | For | For |
| | 12 | Elect Joseph Zaccagnino | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 14 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 15 | Authority to Reissue Treasury | Mgmt | For | For | For |
| | | Shares | | | | |
| |
| |
| Cummins Inc. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CMI | CUSIP 231021106 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Bernhard | Mgmt | For | For | For |
| | 2 | Elect Franklin Chang-Diaz | Mgmt | For | For | For |
| | 3 | Elect Robert Herdman | Mgmt | For | For | For |
| | 4 | Elect Alexis Herman | Mgmt | For | For | For |
| | 5 | Elect N. Thomas Linebarger | Mgmt | For | For | For |
| | 6 | Elect William Miller | Mgmt | For | For | For |
| | 7 | Elect Georgia Nelson | Mgmt | For | For | For |
| | 8 | Elect Theodore Solso | Mgmt | For | For | For |
| | 9 | Elect Carl Ware | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| CVS Caremark Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CVS | CUSIP 126650100 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Edwin Banks | Mgmt | For | For | For |
| | 2 | Elect C. David Brown II | Mgmt | For | For | For |
| | 3 | Elect David Dorman | Mgmt | For | For | For |
| | 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For |
| | 5 | Elect Marian Heard | Mgmt | For | For | For |
| | 6 | Elect William Joyce | Mgmt | For | For | For |
| | 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| | 8 | Elect Terrence Murray | Mgmt | For | For | For |
| | 9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For |
| | 10 | Elect Sheli Rosenberg | Mgmt | For | For | For |
| | 11 | Elect Thomas Ryan | Mgmt | For | For | For |
| | 12 | Elect Richard Swift | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For |
| |
| | 15 | Amendment to the Charter to Allow | Mgmt | For | For | For |
| | | Shareholders to Call Special | | | | |
| | | Meetings | | | | |
| | | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Climate Change Principles | | | | |
| |
| |
| |
| D.R. Horton, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DHI | CUSIP 23331A109 | 01/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Donald Horton | Mgmt | For | For | For |
| | 1.2 | Elect Bradley Anderson | Mgmt | For | For | For |
| | 1.3 | Elect Michael Buchanan | Mgmt | For | For | For |
| | 1.4 | Elect Michael Hewatt | Mgmt | For | For | For |
| | 1.5 | Elect Bob Scott | Mgmt | For | For | For |
| | 1.6 | Elect Donald Tomnitz | Mgmt | For | For | For |
| | 1.7 | Elect Bill Wheat | Mgmt | For | For | For |
| | 2 | Adoption of Section 382 | Mgmt | For | Against | Against |
| | | Shareholder Rights Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Dean Foods Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DF | CUSIP 242370104 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Tom Davis | Mgmt | For | For | For |
| | 2 | Elect Gregg Engles | Mgmt | For | For | For |
| | 3 | Elect Jim Turner | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Restricting Tax Gross-up Payments | | | | |
| |
| |
| |
| Deere & Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | DE | CUSIP 244199105 | 02/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Samuel Allen | Mgmt | For | For | For |
| | 2 | Elect Aulana Peters | Mgmt | For | For | For |
| | 3 | Elect David Speer | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | Mgmt | For | For | For |
| | 5 | Amendment to the Omnibus Equity | Mgmt | For | For | For |
| | | and Incentive Plan | | | | |
| | 6 | Short-Term Incentive Bonus Plan | Mgmt | For | For | For |
| |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Internal Executive Compensation | | | | |
| | | Equity | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 10 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | | Independent Chairman | | | | |
| |
| |
| |
| DeVry Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DV | CUSIP 251893103 | 11/11/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Darren Huston | Mgmt | For | For | For |
| | 1.2 | Elect William Keevan | Mgmt | For | For | For |
| | 1.3 | Elect Lyle Logan | Mgmt | For | For | For |
| | 1.4 | Elect Julie McGee | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Animal Welfare | | | | |
| |
| |
| DIRECTV | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DTV | CUSIP 25490A101 | 06/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Neil Austrian | Mgmt | For | For | For |
| | 1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Paul Gould | Mgmt | For | For | For |
| | 1.4 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.5 | Elect Peter Lund | Mgmt | For | For | For |
| | 1.6 | Elect Gregory Maffei | Mgmt | For | For | For |
| | 1.7 | Elect John Malone | Mgmt | For | For | For |
| | 1.8 | Elect Nancy Newcomb | Mgmt | For | For | For |
| | 1.9 | Elect Haim Saban | Mgmt | For | For | For |
| | 1.10 | Elect Michael White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2010 Stock Plan | Mgmt | For | For | For |
| | 4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| DIRECTV Group Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DTV | CUSIP 25459L106 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Agreement and Plan of Merger | Mgmt | For | For | For |
| | 2 | Voting and Right of First Refusal | Mgmt | For | For | For |
| |
| | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| DISH NETWORK CORPORATION | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DISH | CUSIP 25470M109 | 05/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against |
| | 1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| E. I. du Pont de Nemours and | | | | | | |
| Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DD | CUSIP 263534109 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Samuel Bodman | Mgmt | For | For | For |
| | 2 | Elect Richard Brown | Mgmt | For | For | For |
| | 3 | Elect Robert Brown | Mgmt | For | For | For |
| | 4 | Elect Bertrand Collomb | Mgmt | For | For | For |
| | 5 | Elect Curtis Crawford | Mgmt | For | For | For |
| | 6 | Elect Alexander Cutler | Mgmt | For | For | For |
| | 7 | Elect John Dillon | Mgmt | For | For | For |
| | 8 | Elect Eleuthere Du Pont | Mgmt | For | For | For |
| | 9 | Elect Marillyn Hewson | Mgmt | For | For | For |
| | 10 | Elect Lois Juliber | Mgmt | For | For | For |
| | 11 | Elect Ellen Kullman | Mgmt | For | For | For |
| | 12 | Elect William Reilly | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Amendment to Human Rights Policy | | | | |
| | | Regarding Seed Saving Rights | | | | |
| |
| |
| |
| Eagle Materials Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EXP | CUSIP 26969P108 | 08/06/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1.1 | Elect F. William Barnett | Mgmt | For | For | For |
| | 1.2 | Elect David Quinn | Mgmt | For | For | For |
| | 2 | Re-approval of Material Terms of | Mgmt | For | For | For |
| | | Performance Goals under the | | | | |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the Incentive Plan | Mgmt | For | Against | Against |
| |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Edison International | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EIX | CUSIP 281020107 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For |
| | 1.2 | Elect Vanessa Chang | Mgmt | For | For | For |
| | 1.3 | Elect France Cordova | Mgmt | For | For | For |
| | 1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Charles Curtis | Mgmt | For | For | For |
| | 1.6 | Elect Bradford Freeman | Mgmt | For | For | For |
| | 1.7 | Elect Luis Nogales | Mgmt | For | For | For |
| | 1.8 | Elect Ronald Olson | Mgmt | For | For | For |
| | 1.9 | Elect James Rosser | Mgmt | For | For | For |
| | 1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For |
| | 1.11 | Elect Thomas Sutton | Mgmt | For | For | For |
| | 1.12 | Elect Brett White | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| |
| |
| El Paso Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EP | CUSIP 28336L109 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect Juan Braniff | Mgmt | For | For | For |
| | 2 | Elect David Crane | Mgmt | For | For | For |
| | 3 | Elect Douglas Foshee | Mgmt | For | For | For |
| | 4 | Elect Robert Goldman | Mgmt | For | For | For |
| | 5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For |
| | 6 | Elect Thomas Hix | Mgmt | For | For | For |
| | 7 | Elect Ferrell McClean | Mgmt | For | For | For |
| | 8 | Elect Timothy Probert | Mgmt | For | For | For |
| | 9 | Elect Steven Shapiro | Mgmt | For | For | For |
| | 10 | Elect J. Michael Talbert | Mgmt | For | For | For |
| | 11 | Elect Robert Vagt | Mgmt | For | For | For |
| | 12 | Elect John Whitmire | Mgmt | For | For | For |
| | 13 | Amendment to the 2005 Omnibus | Mgmt | For | For | For |
| | | Incentive Compensation Plan | | | | |
| |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Electronic Arts Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ERTS | CUSIP 285512109 | 07/29/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Leonard Coleman | Mgmt | For | For | For |
| | 2 | Elect Jeffrey Huber | Mgmt | For | For | For |
| | 3 | Elect Gary Kusin | Mgmt | For | For | For |
| | 4 | Elect Geraldine Laybourne | Mgmt | For | For | For |
| | 5 | Elect Gregory Maffei | Mgmt | For | For | For |
| | 6 | Elect Vivek Paul | Mgmt | For | For | For |
| | 7 | Elect Lawrence Probst III | Mgmt | For | For | For |
| | 8 | Elect John Riccitiello | Mgmt | For | For | For |
| | 9 | Elect Richard Simonson | Mgmt | For | For | For |
| | 10 | Elect Linda Srere | Mgmt | For | For | For |
| | 11 | Employee Stock Option Exchange | Mgmt | For | Against | Against |
| | | Program | | | | |
| | 12 | Amendment to the 2000 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 13 | Amendment to the 2000 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Eli Lilly and Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LLY | CUSIP 532457108 | 04/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ralph Alvarez | Mgmt | For | For | For |
| | 2 | Elect Winfried Bischoff | Mgmt | For | For | For |
| | 3 | Elect R. David Hoover | Mgmt | For | For | For |
| | 4 | Elect Franklyn Prendergast | Mgmt | For | For | For |
| | 5 | Elect Kathi Seifert | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | Mgmt | For | For | For |
| | 8 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Exclusion of CEOs from | | | | |
| | | Compensation Committee | | | | |
| | 11 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| EMC Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EMC | CUSIP 268648102 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Michael Brown | Mgmt | For | For | For |
| | 2 | Elect Randolph Cowen | Mgmt | For | For | For |
| | 3 | Elect Michael Cronin | Mgmt | For | For | For |
| | 4 | Elect Gail Deegan | Mgmt | For | For | For |
| | 5 | Elect James DiStasio | Mgmt | For | For | For |
| | 6 | Elect John Egan | Mgmt | For | For | For |
| | 7 | Elect Edmund Kelly | Mgmt | For | For | For |
| | | | | | |
| | 8 | Elect Windle Priem | Mgmt | For | For | For |
| | 9 | Elect Paul Sagan | Mgmt | For | For | For |
| | 10 | Elect David Strohm | Mgmt | For | For | For |
| | 11 | Elect Joseph Tucci | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Emerson Electric Co. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EMR | CUSIP 291011104 | 02/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Clemens Boersig | Mgmt | For | For | For |
| | 1.2 | Elect Carlos Fernandez G. | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Walter Galvin | Mgmt | For | For | For |
| | 1.4 | Elect Randall Stephenson | Mgmt | For | For | For |
| | 1.5 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For |
| | 2 | Re-approval of Performance | Mgmt | For | For | For |
| | | Measures under the Annual | | | | |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Energizer Holdings, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ENR | CUSIP 29266R108 | 01/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect R. David Hoover | Mgmt | For | For | For |
| | 1.2 | Elect John Hunter | Mgmt | For | For | For |
| | 1.3 | Elect John Klein | Mgmt | For | For | For |
| | 1.4 | Elect John Roberts | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Entergy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ETR | CUSIP 29364G103 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Maureen Bateman | Mgmt | For | For | For |
| | 2 | Elect W. Frank Blount | Mgmt | For | For | For |
| | 3 | Elect Gary Edwards | Mgmt | For | For | For |
| | 4 | Elect Alexis Herman | Mgmt | For | For | For |
| | 5 | Elect Donald Hintz | Mgmt | For | For | For |
| | 6 | Elect J. Wayne Leonard | Mgmt | For | For | For |
| | 7 | Elect Stuart Levenick | Mgmt | For | For | For |
| | 8 | Elect Stewart Myers | Mgmt | For | For | For |
| | 9 | Elect James Nichols | Mgmt | For | For | For |
| | 10 | Elect William Percy, II | Mgmt | For | For | For |
| | 11 | Elect W.J. Tauzin | Mgmt | For | For | For |
| | 12 | Elect Steven Wilkinson | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Approval of the Executive Annual | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| EOG Resources, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EOG | CUSIP 26875P101 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect George Alcorn | Mgmt | For | For | For |
| | 2 | Elect Charles Crisp | Mgmt | For | For | For |
| | 3 | Elect James Day | Mgmt | For | For | For |
| | 4 | Elect Mark Papa | Mgmt | For | For | For |
| | 5 | Elect H. Leighton Steward | Mgmt | For | For | For |
| | 6 | Elect Donald Textor | Mgmt | For | For | For |
| | 7 | Elect Frank Wisner | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| | 9 | Amendment to the 2008 Omnibus | Mgmt | For | For | For |
| | | Equity Compensation Plan | | | | |
| |
| | 10 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | | | | | |
| | 11 | Amendment to the Executive Officer | Mgmt | For | For | For |
| | | Annual Bonus Plan | | | | |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Hydraulic Fracturing | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Compensation in the Event of a | | | | |
| | | Triggering Event | | | | |
| |
| |
| Everest Re Group, Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RE | CUSIP G3223R108 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Kenneth Duffy | Mgmt | For | For | For |
| | 1.2 | Elect Joseph Taranto | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| |
| |
| Exelon Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EXC | CUSIP 30161N101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Canning Jr. | Mgmt | For | For | For |
| | 2 | Elect M. Walter D'Alessio | Mgmt | For | For | For |
| | 3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
| | 4 | Elect Bruce DeMars | Mgmt | For | For | For |
| | 5 | Elect Nelson Diaz | Mgmt | For | Against | Against |
| | 6 | Elect Sue Ling Gin | Mgmt | For | For | For |
| | 7 | Elect Rosemarie Greco | Mgmt | For | For | For |
| | 8 | Elect Paul Joskow | Mgmt | For | For | For |
| | 9 | Elect Richard Mies | Mgmt | For | For | For |
| | 10 | Elect John Palms | Mgmt | For | For | For |
| | 11 | Elect William Richardson | Mgmt | For | For | For |
| | 12 | Elect Thomas Ridge | Mgmt | For | For | For |
| | 13 | Elect John Rogers, Jr. | Mgmt | For | For | For |
| | | | | | |
| | 14 | Elect John Rowe | Mgmt | For | For | For |
| | 15 | Elect Stephen Steinour | Mgmt | For | For | For |
| | 16 | Elect Donald Thompson | Mgmt | For | For | For |
| | 17 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Exxon Mobil Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XOM | CUSIP 30231G102 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Michael Boskin | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
| | 1.3 | Elect Larry Faulkner | Mgmt | For | For | For |
| | 1.4 | Elect Jay Fishman | Mgmt | For | For | For |
| | 1.5 | Elect Kenneth Frazier | Mgmt | For | For | For |
| | 1.6 | Elect William George | Mgmt | For | For | For |
| | 1.7 | Elect Marilyn Nelson | Mgmt | For | For | For |
| | 1.8 | Elect Samuel Palmisano | Mgmt | For | For | For |
| | 1.9 | Elect Steven Reinemund | Mgmt | For | For | For |
| | 1.10 | Elect Rex Tillerson | Mgmt | For | For | For |
| | 1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reincorporation | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Right to Water | | | | |
| |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Louisiana Wetlands | | | | |
| | | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Oil Sands Operations | | | | |
| |
| | 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Hydraulic Fracturing | | | | |
| |
| | 11 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | | Energy Technology Report | | | | |
| |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Greenhouse Gas Emissions Goals | | | | |
| |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Future Energy Trends | | | | |
| |
| |
| |
| First Solar, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FSLR | CUSIP 336433107 | 06/01/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Michael Ahearn | Mgmt | For | For | For |
| | 1.2 | Elect Robert Gillette | Mgmt | For | For | For |
| | 1.3 | Elect Craig Kennedy | Mgmt | For | For | For |
| | 1.4 | Elect James Nolan | Mgmt | For | For | For |
| | 1.5 | Elect William Post | Mgmt | For | For | For |
| | 1.6 | Elect J. Thomas Presby | Mgmt | For | For | For |
| | 1.7 | Elect Paul Stebbins | Mgmt | For | For | For |
| | 1.8 | Elect Michael Sweeney | Mgmt | For | For | For |
| | 1.9 | Elect Jose Villarreal | Mgmt | For | For | For |
| | 2 | 2010 Omnibus Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Associate Stock Purchase Plan | Mgmt | For | For | For |
| |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Fluor Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FLR | CUSIP 343412102 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect James Hackett | Mgmt | For | For | For |
| | 2 | Elect Kent Kresa | Mgmt | For | For | For |
| | 3 | Elect Nader Sultan | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| |
| Ford Motor Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | F | CUSIP 345370860 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Butler | Mgmt | For | For | For |
| | 1.2 | Elect Kimberly Casiano | Mgmt | For | For | For |
| | 1.3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Edsel Ford II | Mgmt | For | For | For |
| | 1.5 | Elect William Ford, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Richard Gephardt | Mgmt | For | For | For |
| | 1.7 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Richard Manoogian | Mgmt | For | For | For |
| | 1.9 | Elect Ellen Marram | Mgmt | For | For | For |
| | 1.10 | Elect Alan Mulally | Mgmt | For | For | For |
| | 1.11 | Elect Homer Neal | Mgmt | For | For | For |
| | 1.12 | Elect Gerald Shaheen | Mgmt | For | For | For |
| | 1.13 | Elect John Thornton | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Tax Benefit Preservation Plan | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Disclosure of Prior Government | | | | |
| | | Service | | | | |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Recapitalization Plan | | | | |
| |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Carbon Dioxide Reduction | | | | |
| |
| |
| |
| FormFactor, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FORM | CUSIP 346375108 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Chenming Hu | Mgmt | For | For | For |
| | 1.2 | Elect Lothar Maier | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| FOSTER WHEELER AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FWLT | CUSIP H27178104 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Eugene Atkinson | Mgmt | For | For | For |
| | 2 | Elect Steven Demetriou | Mgmt | For | For | For |
| | 3 | Elect Stephanie Hanbury-Brown | Mgmt | For | For | For |
| |
| | 4 | Elect Robert Flexon | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| | 6 | Appointment of Auditor | Mgmt | For | For | For |
| | 7 | Accounts and Reports | Mgmt | For | For | For |
| | 8 | Ratification of Board and | Mgmt | For | For | For |
| | | Management Acts | | | | |
| | 9 | Allocation and Release of Additional | Mgmt | For | For | For |
| | | Paid-In Capital from Capital | | | | |
| | | Contribution to Reserves | | | | |
| |
| | 10 | Amendments to Articles to Change | Mgmt | For | For | For |
| | | the Seat of Foster Wheeler | | | | |
| | | | | | |
| | 11 | Amendments to Articles to Eliminate | Mgmt | For | For | For |
| | | Requirement to List Citizenship of | | | | |
| | | Shareholders in the Share Register | | | | |
| |
| | 12 | Amendments to Articles to Comply | Mgmt | For | For | For |
| | | with the Newly Enacted Swiss | | | | |
| | | Intermediary-Held Securities Act | | | | |
| |
| | 13 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Freeport-McMoRan Copper & Gold | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FCX | CUSIP 35671D857 | 06/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Richard Adkerson | Mgmt | For | For | For |
| | 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Robert Day | Mgmt | For | For | For |
| | 1.4 | Elect Gerald Ford | Mgmt | For | For | For |
| | 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Charles Krulak | Mgmt | For | For | For |
| | 1.7 | Elect Bobby Lackey | Mgmt | For | For | For |
| | 1.8 | Elect Jon Madonna | Mgmt | For | For | For |
| | 1.9 | Elect Dustan McCoy | Mgmt | For | For | For |
| | 1.10 | Elect James Moffett | Mgmt | For | For | For |
| | 1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For |
| | 1.12 | Elect Stephen Siegele | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Expertise on Board | | | | |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Gannett Co., Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GCI | CUSIP 364730101 | 05/04/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Craig Dubow | Mgmt | For | For | For |
| | 1.2 | Elect Howard Elias | Mgmt | For | For | For |
| | 1.3 | Elect Arthur Harper | Mgmt | For | For | For |
| | 1.4 | Elect John Louis | Mgmt | For | For | For |
| | 1.5 | Elect Marjorie Magner | Mgmt | For | For | For |
| | 1.6 | Elect Scott McCune | Mgmt | For | For | For |
| | 1.7 | Elect Duncan McFarland | Mgmt | For | For | For |
| | 1.8 | Elect Donna Shalala | Mgmt | For | For | For |
| | 1.9 | Elect Neal Shapiro | Mgmt | For | For | For |
| | 1.10 | Elect Karen Williams | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2001 Omnibus | Mgmt | For | For | For |
| | | Incentive Compensation Plan | | | | |
| |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Restricting Tax Gross-up Payments | | | | |
| |
| |
| |
| General Electric Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GE | CUSIP 369604103 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
| | 2 | Elect James Cash, Jr. | Mgmt | For | For | For |
| | 3 | Elect Sir William Castell | Mgmt | For | For | For |
| | 4 | Elect Ann Fudge | Mgmt | For | For | For |
| | 5 | Elect Susan Hockfield | Mgmt | For | For | For |
| | 6 | Elect Jeffrey Immelt | Mgmt | For | For | For |
| | 7 | Elect Andrea Jung | Mgmt | For | For | For |
| | 8 | Elect Alan Lafley | Mgmt | For | For | For |
| | 9 | Elect Robert Lane | Mgmt | For | For | For |
| | 10 | Elect Ralph Larsen | Mgmt | For | For | For |
| | 11 | Elect Rochelle Lazarus | Mgmt | For | For | For |
| | 12 | Elect James Mulva | Mgmt | For | For | For |
| | 13 | Elect Sam Nunn | Mgmt | For | For | For |
| | 14 | Elect Roger Penske | Mgmt | For | For | For |
| | 15 | Elect Robert Swieringa | Mgmt | For | For | For |
| | | | | | |
| | 16 | Elect Douglas Warner III | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Regarding Report on Ratio Between | | | | |
| | | Executive and Employee Pay | | | | |
| |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Requiring Key Committee Directors | | | | |
| | | To Receive Less Than 20% Against | | | | |
| | | Votes | | | | |
| |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| General Mills, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GIS | CUSIP 370334104 | 09/21/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Bradbury Anderson | Mgmt | For | For | For |
| | 2 | Elect R. Kerry Clark | Mgmt | For | For | For |
| | 3 | Elect Paul Danos | Mgmt | For | For | For |
| | 4 | Elect William Esrey | Mgmt | For | For | For |
| | 5 | Elect Raymond Gilmartin | Mgmt | For | For | For |
| | 6 | Elect Judith Hope | Mgmt | For | For | For |
| | 7 | Elect Heidi Miller | Mgmt | For | For | For |
| | 8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
| | 9 | Elect Steve Odland | Mgmt | For | For | For |
| | 10 | Elect Kendall Powell | Mgmt | For | For | For |
| | 11 | Elect Lois Quam | Mgmt | For | For | For |
| | 12 | Elect Michael Rose | Mgmt | For | For | For |
| | 13 | Elect Robert Ryan | Mgmt | For | For | For |
| | 14 | Elect Dorothy Terrell | Mgmt | For | For | For |
| | | | | | |
| | 15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against |
| |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| |
| |
| Genzyme Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GENZ | CUSIP 372917104 | 06/16/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Douglas Berthiaume | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bertolini | Mgmt | For | For | For |
| | 1.3 | Elect Gail Boudreaux | Mgmt | For | For | For |
| | 1.4 | Elect Robert Carpenter | Mgmt | For | For | For |
| | 1.5 | Elect Charles Cooney | Mgmt | For | For | For |
| | 1.6 | Elect Victor Dzau | Mgmt | For | For | For |
| | 1.7 | Elect Connie Mack III | Mgmt | For | For | For |
| | 1.8 | Elect Richard Syron | Mgmt | For | For | For |
| | 1.9 | Elect Henri Termeer | Mgmt | For | For | For |
| | 1.10 | Elect Ralph Whitworth | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the 2009 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| |
| | 4 | Amendment to the 2007 Director | Mgmt | For | For | For |
| | | Equity Plan | | | | |
| | 5 | Amendment to Articles of | Mgmt | For | For | For |
| | | Organization Regarding the Right to | | | | |
| | | Call a Special Meeting | | | | |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Goodrich Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GR | CUSIP 382388106 | 04/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Carolyn Corvi | Mgmt | For | For | For |
| | 1.2 | Elect Diane Creel | Mgmt | For | For | For |
| | 1.3 | Elect George Davidson, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect Harris Deloach, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect James Griffith | Mgmt | For | For | For |
| | 1.6 | Elect William Holland | Mgmt | For | For | For |
| | 1.7 | Elect John Jumper | Mgmt | For | For | For |
| | 1.8 | Elect Marshall Larsen | Mgmt | For | For | For |
| | 1.9 | Elect Lloyd Newton | Mgmt | For | For | For |
| | 1.10 | Elect Douglas Olesen | Mgmt | For | For | For |
| | 1.11 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Senior Executive | Mgmt | For | For | For |
| | | Management Incentive Plan | | | | |
| |
| |
| |
| Great Plains Energy Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GXP | CUSIP 391164100 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect D.L. Bodde | Mgmt | For | For | For |
| | 1.2 | Elect M.J.Chesser | Mgmt | For | For | For |
| | 1.3 | Elect W.H. Downey | Mgmt | For | For | For |
| | 1.4 | Elect R.C. Ferguson, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect G.D. Forsee | Mgmt | For | For | For |
| | 1.6 | Elect J.A. Mitchell | Mgmt | For | For | For |
| | 1.7 | Elect W.C. Nelson | Mgmt | For | For | For |
| | 1.8 | Elect J.J. Sherman | Mgmt | For | For | For |
| | 1.9 | Elect L.H. Talbott | Mgmt | For | For | For |
| | 1.10 | Elect R.H. West | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Halliburton Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HAL | CUSIP 406216101 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Alan Bennett | Mgmt | For | For | For |
| | 2 | Elect James Boyd | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | Mgmt | For | For | For |
| | 5 | Elect S. Malcolm Gillis | Mgmt | For | For | For |
| | 6 | Elect James Hackett | Mgmt | For | For | For |
| | 7 | Elect David Lesar | Mgmt | For | For | For |
| | 8 | Elect Robert Malone | Mgmt | For | For | For |
| | 9 | Elect J. Landis Martin | Mgmt | For | For | For |
| | 10 | Elect Debra Reed | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Review of Human Rights Policies | | | | |
| |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| Hewlett-Packard Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HPQ | CUSIP 428236103 | 03/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Marc Andreessen | Mgmt | For | For | For |
| | 2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For |
| | 3 | Elect Sari Baldauf | Mgmt | For | For | For |
| | 4 | Elect Rajiv Gupta | Mgmt | For | For | For |
| | 5 | Elect John Hammergren | Mgmt | For | For | For |
| | 6 | Elect Mark Hurd | Mgmt | For | For | For |
| | 7 | Elect Joel Hyatt | Mgmt | For | For | For |
| | 8 | Elect John Joyce | Mgmt | For | For | For |
| | 9 | Elect Robert Ryan | Mgmt | For | For | For |
| | 10 | Elect Lucille Salhany | Mgmt | For | For | For |
| | | | | | |
| | 11 | Elect G. Kennedy Thompson | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Amendment to the 2004 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 14 | Adopt Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Honeywell International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HON | CUSIP 438516106 | 04/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Gordon Bethune | Mgmt | For | For | For |
| | 2 | Elect Kevin Burke | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| | 4 | Elect David Cote | Mgmt | For | For | For |
| | 5 | Elect D. Scott Davis | Mgmt | For | For | For |
| | 6 | Elect Linnet Deily | Mgmt | For | For | For |
| | 7 | Elect Lord Clive Hollick | Mgmt | For | For | For |
| | 8 | Elect George Paz | Mgmt | For | For | For |
| | 9 | Elect Bradley Sheares | Mgmt | For | For | For |
| | 10 | Elect Michael Wright | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Amendment to Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding the Right | | | | |
| | | to Call a Special Meeting | | | | |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Rights | | | | |
| |
| |
| Hospira, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HSP | CUSIP 441060100 | 05/11/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Connie Curran | Mgmt | For | For | For |
| | 2 | Elect Heino von Prondzynski | Mgmt | For | For | For |
| | 3 | Elect Mark Wheeler | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Integrated Device Technology, Inc. | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IDTI | CUSIP 458118106 | 09/17/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Schofield | Mgmt | For | For | For |
| | 1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For |
| | 1.3 | Elect Umesh Padval | Mgmt | For | For | For |
| | 1.4 | Elect Gordon Parnell | Mgmt | For | For | For |
| | 1.5 | Elect Donald Schrock | Mgmt | For | For | For |
| | 1.6 | Elect Ron Smith | Mgmt | For | For | For |
| | 1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For |
| | 2 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 3 | One-time Option Exchange | Mgmt | For | Against | Against |
| | | Program | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| International Business Machines | | | | | | |
| Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IBM | CUSIP 459200101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Alain Belda | Mgmt | For | For | For |
| | 2 | Elect Cathleen Black | Mgmt | For | For | For |
| | 3 | Elect William Brody | Mgmt | For | For | For |
| | 4 | Elect Kenneth Chenault | Mgmt | For | For | For |
| | 5 | Elect Michael Eskew | Mgmt | For | For | For |
| | | | | | |
| | 6 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| | 7 | Elect Andrew Liveris | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| | 9 | Elect Taizo Nishimuro | Mgmt | For | For | For |
| | 10 | Elect James Owens | Mgmt | For | For | For |
| | 11 | Elect Samuel Palmisano | Mgmt | For | For | For |
| | 12 | Elect Joan Spero | Mgmt | For | For | For |
| | 13 | Elect Sidney Taurel | Mgmt | For | For | For |
| | 14 | Elect Lorenzo Zambrano | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Johnson & Johnson | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JNJ | CUSIP 478160104 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Mary Coleman | Mgmt | For | For | For |
| | 2 | Elect James Cullen | Mgmt | For | For | For |
| | 3 | Elect Michael Johns | Mgmt | For | For | For |
| | 4 | Elect Susan Lindquist | Mgmt | For | For | For |
| | 5 | Elect Anne Mulcahy | Mgmt | For | For | For |
| | 6 | Elect Leo Mullin | Mgmt | For | For | For |
| | 7 | Elect William Perez | Mgmt | For | For | For |
| | 8 | Elect Charles Prince | Mgmt | For | For | For |
| | 9 | Elect David Satcher | Mgmt | For | For | For |
| | 10 | Elect William Weldon | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| | | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| JPMorgan Chase & Co. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JPM | CUSIP 46625H100 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Crandall Bowles | Mgmt | For | For | For |
| | 2 | Elect Stephen Burke | Mgmt | For | For | For |
| | 3 | Elect David Cote | Mgmt | For | For | For |
| | 4 | Elect James Crown | Mgmt | For | For | For |
| | 5 | Elect James Dimon | Mgmt | For | For | For |
| | 6 | Elect Ellen Futter | Mgmt | For | For | For |
| | 7 | Elect William Gray, III | Mgmt | For | For | For |
| | 8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For |
| | 9 | Elect David Novak | Mgmt | For | For | For |
| | 10 | Elect Lee Raymond | Mgmt | For | For | For |
| | 11 | Elect William Weldon | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Affirmation of Political | | | | |
| | | Nonpartisanship | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report OTC Derivative Trading | | | | |
| |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report of Ratio Between CEO and | | | | |
| | | Employee Pay | | | | |
| | | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Kellogg Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | K | CUSIP 487836108 | 04/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For |
| | 1.2 | Elect Gordon Gund | Mgmt | For | For | For |
| | 1.3 | Elect Dorothy Johnson | Mgmt | For | For | For |
| | 1.4 | Elect Ann Korologos | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| |
| Kimberly-Clark Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KMB | CUSIP 494368103 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Alm | Mgmt | For | For | For |
| | 2 | Elect Dennis Beresford | Mgmt | For | For | For |
| | 3 | Elect John Bergstrom | Mgmt | For | For | For |
| | 4 | Elect Abelardo Bru | Mgmt | For | For | For |
| | 5 | Elect Robert Decherd | Mgmt | For | For | For |
| | 6 | Elect Thomas Falk | Mgmt | For | For | For |
| | 7 | Elect Mae Jemison | Mgmt | For | For | For |
| | 8 | Elect James Jenness | Mgmt | For | For | For |
| | 9 | Elect Ian Read | Mgmt | For | For | For |
| | 10 | Elect Linda Rice | Mgmt | For | For | For |
| | 11 | Elect Marc Shapiro | Mgmt | For | For | For |
| | 12 | Elect G. Craig Sullivan | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | | | | | |
| KKR Private Equity Investors, LP | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KPE | CINS G52830109 | 08/14/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Guernsey | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 3 | Approval of the Merger | Mgmt | For | For | For |
| |
| |
| KLA-Tencor Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KLAC | CUSIP 482480100 | 11/04/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Robert Akins | Mgmt | For | For | For |
| | 1.2 | Elect Robert Bond | Mgmt | For | For | For |
| | 1.3 | Elect Kiran Patel | Mgmt | For | For | For |
| | 1.4 | Elect David Wang | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Amendment to the Performance | Mgmt | For | For | For |
| | | Bonus Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Kraft Foods Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KFT | CUSIP 50075N104 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ajaypal Banga | Mgmt | For | For | For |
| | 2 | Elect Myra Hart | Mgmt | For | For | For |
| | 3 | Elect Lois Juliber | Mgmt | For | For | For |
| | 4 | Elect Mark Ketchum | Mgmt | For | For | For |
| | 5 | Elect Richard Lerner | Mgmt | For | For | For |
| | 6 | Elect Mackey McDonald | Mgmt | For | For | For |
| | | | | | |
| | 7 | Elect John Pope | Mgmt | For | For | For |
| | 8 | Elect Fedric Reynolds | Mgmt | For | For | For |
| | 9 | Elect Irene Rosenfeld | Mgmt | For | For | For |
| | 10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For |
| |
| | 11 | Elect Deborah Wright | Mgmt | For | For | For |
| | 12 | Elect Frank Zarb | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| |
| |
| L-3 Communications Holdings, | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LLL | CUSIP 502424104 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Claude Canizares | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Corcoran | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Lewis Kramer | Mgmt | For | For | For |
| | 1.4 | Elect Alan Washkowitz | Mgmt | For | For | For |
| | 2 | Amendment to the 2008 Long Term | Mgmt | For | For | For |
| | | Performance Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Lam Research Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LRCX | CUSIP 512807108 | 11/05/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect James Bagley | Mgmt | For | For | For |
| | 1.2 | Elect David Arscott | Mgmt | For | For | For |
| | 1.3 | Elect Robert Berdahl | Mgmt | For | For | For |
| | 1.4 | Elect Richard Elkus, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Grant Inman | Mgmt | For | For | For |
| | 1.6 | Elect Catherine Lego | Mgmt | For | For | For |
| | 1.7 | Elect Stephen Newberry | Mgmt | For | For | For |
| | 1.8 | Elect Patricia Wolpert | Mgmt | For | For | For |
| | | | | | |
| | 2 | Elimination of Cumulative Voting | Mgmt | For | For | For |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Legg Mason, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LM | CUSIP 524901105 | 07/28/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Robert Angelica | Mgmt | For | For | For |
| | 1.2 | Elect Barry Huff | Mgmt | For | For | For |
| | 1.3 | Elect John Koerner III | Mgmt | For | For | For |
| | 1.4 | Elect Cheryl Krongard | Mgmt | For | For | For |
| | 1.5 | Elect Scott Nuttall | Mgmt | For | For | For |
| | 2 | Amendment to the 1996 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| Lexmark International, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LXK | CUSIP 529771107 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Paul Curlander | Mgmt | For | For | For |
| | 2 | Elect Kathi Seifert | Mgmt | For | For | For |
| | 3 | Elect Jean-Paul Montupet | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Liberty Media Corporation | | | | | | |
| (Entertainment) | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LMDIA | CUSIP 53071M500 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Redemption Proposal | Mgmt | For | For | For |
| | 2 | Minority Redemption | Mgmt | For | For | For |
| | 3 | Merger Agreement | Mgmt | For | For | For |
| | 4 | Contribution Proposal | Mgmt | For | For | For |
| | 5 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Lockheed Martin Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LMT | CUSIP 539830109 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect E. C. Aldridge, Jr. | Mgmt | For | For | For |
| | 2 | Elect Nolan Archibald | Mgmt | For | For | For |
| | 3 | Elect David Burritt | Mgmt | For | For | For |
| | 4 | Elect James Ellis, Jr. | Mgmt | For | For | For |
| | 5 | Elect Gwendolyn King | Mgmt | For | For | For |
| | 6 | Elect James Loy | Mgmt | For | Against | Against |
| | 7 | Elect Douglas McCorkindale | Mgmt | For | For | For |
| | 8 | Elect Joseph Ralston | Mgmt | For | Against | Against |
| | 9 | Elect James Schneider | Mgmt | For | For | For |
| | 10 | Elect Anne Stevens | Mgmt | For | For | For |
| | 11 | Elect Robert Stevens | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Space Weapons | | | | |
| |
| |
| Loews Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | L | CUSIP 540424108 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ann Berman | Mgmt | For | Against | Against |
| | 2 | Elect Joseph Bower | Mgmt | For | Against | Against |
| | | | | | |
| | 3 | Elect Charles Diker | Mgmt | For | Against | Against |
| | 4 | Elect Jacob Frenkel | Mgmt | For | Against | Against |
| | 5 | Elect Paul Fribourg | Mgmt | For | Against | Against |
| | 6 | Elect Walter Harris | Mgmt | For | Against | Against |
| | 7 | Elect Philip Laskawy | Mgmt | For | Against | Against |
| | 8 | Elect Ken Miller | Mgmt | For | Against | Against |
| | 9 | Elect Gloria Scott | Mgmt | For | Against | Against |
| | 10 | Elect Andrew Tisch | Mgmt | For | Against | Against |
| | 11 | Elect James Tisch | Mgmt | For | Against | Against |
| | 12 | Elect Jonathan Tisch | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| |
| |
| Longtop Financial Technologies | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LFT | CUSIP 54318P108 | 03/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Thomas Gurnee | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Zuyun Xue | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Lonking Holdings | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 3339 | CINS G5636C107 | 05/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Cayman Islands | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| | 2 | Accounts and Reports | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Elect LI San Yim | Mgmt | For | Against | Against |
| | 5 | Elect QIU Debo | Mgmt | For | Against | Against |
| | 6 | Elect LUO Jianru | Mgmt | For | Against | Against |
| | 7 | Elect MOU Yan Qun | Mgmt | For | Against | Against |
| | 8 | Elect CHEN Chao | Mgmt | For | Against | Against |
| | 9 | Elect LIN Zhong Ming | Mgmt | For | Against | Against |
| | | | | | |
| | 10 | Elect NGAI Ngan Ying | Mgmt | For | Against | Against |
| | 11 | Elect PAN Longqing | Mgmt | For | Against | Against |
| | 12 | Elect QIAN Shizheng | Mgmt | For | Against | Against |
| | 13 | Elect HAN Xuesong | Mgmt | For | Against | Against |
| | 14 | Directors' Fees | Mgmt | For | For | For |
| | 15 | Elect FANG Deqin | Mgmt | For | Against | Against |
| | 16 | Directors' Fees | Mgmt | For | For | For |
| | 17 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| | 18 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 19 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 20 | Authority to Issue Repurchased | Mgmt | For | For | For |
| | | Shares | | | | |
| | 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| |
| |
| Lorillard, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LO | CUSIP 544147101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Virgis Colbert | Mgmt | For | For | For |
| | 1.2 | Elect Richard Roedel | Mgmt | For | For | For |
| | 1.3 | Elect David Taylor | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Lowe's Companies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LOW | CUSIP 548661107 | 05/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect David Bernauer | Mgmt | For | For | For |
| | 1.2 | Elect Leonard Berry | Mgmt | For | For | For |
| | 1.3 | Elect Dawn Hudson | Mgmt | For | For | For |
| | 1.4 | Elect Robert Niblock | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Right to Call a Special Meeting | Mgmt | For | For | For |
| | | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| |
| Macy's, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | M | CUSIP 55616P104 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For |
| | 1.2 | Elect Deirdre Connelly | Mgmt | For | For | For |
| | 1.3 | Elect Meyer Feldberg | Mgmt | For | For | For |
| | 1.4 | Elect Sara Levinson | Mgmt | For | For | For |
| | 1.5 | Elect Terry Lundgren | Mgmt | For | For | For |
| | 1.6 | Elect Joseph Neubauer | Mgmt | For | For | For |
| | 1.7 | Elect Joseph Pichler | Mgmt | For | For | For |
| | 1.8 | Elect Joyce Roche | Mgmt | For | For | For |
| | 1.9 | Elect Craig Weatherup | Mgmt | For | For | For |
| | 1.10 | Elect Marna Whittington | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Elimination of Supermajority Vote | Mgmt | For | For | For |
| | | Requirements | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| Marathon Oil Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MRO | CUSIP 565849106 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Gregory Boyce | Mgmt | For | For | For |
| | 2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For |
| | 3 | Elect David Daberko | Mgmt | For | For | For |
| | 4 | Elect William Davis, III | Mgmt | For | For | For |
| | | | | | |
| | 5 | Elect Shirley Jackson | Mgmt | For | Against | Against |
| | 6 | Elect Philip Lader | Mgmt | For | For | For |
| | 7 | Elect Charles Lee | Mgmt | For | For | For |
| | 8 | Elect Michael Phelps | Mgmt | For | For | For |
| | 9 | Elect Dennis Reilley | Mgmt | For | For | For |
| | 10 | Elect Seth Schofield | Mgmt | For | For | For |
| | 11 | Elect John Snow | Mgmt | For | For | For |
| | 12 | Elect Thomas Usher | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| |
| |
| Marriott International, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MAR | CUSIP 571903202 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For |
| | 2 | Elect John Marriott III | Mgmt | For | For | For |
| | 3 | Elect Mary Bush | Mgmt | For | For | For |
| | 4 | Elect Lawrence Kellner | Mgmt | For | For | For |
| | 5 | Elect Debra Lee | Mgmt | For | For | For |
| | 6 | Elect George Munoz | Mgmt | For | For | For |
| | 7 | Elect Harry Pearce | Mgmt | For | For | For |
| | 8 | Elect Steven Reinemund | Mgmt | For | For | For |
| | 9 | Elect W. Mitt Romney | Mgmt | For | For | For |
| | 10 | Elect William Shaw | Mgmt | For | For | For |
| | 11 | Elect Lawrence Small | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Marsh & McLennan Companies, | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MMC | CUSIP 571748102 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Leslie Baker | Mgmt | For | For | For |
| | 2 | Elect Zachary Carter | Mgmt | For | For | For |
| | 3 | Elect Brian Duperreault | Mgmt | For | For | For |
| | 4 | Elect Oscar Fanjul | Mgmt | For | For | For |
| | 5 | Elect H. Edward Hanway | Mgmt | For | For | For |
| | 6 | Elect Gwendolyn King | Mgmt | For | For | For |
| | 7 | Elect Bruce Nolop | Mgmt | For | For | For |
| | 8 | Elect Marc Oken | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| |
| |
| Masco Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MAS | CUSIP 574599106 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Dennis Archer | Mgmt | For | For | For |
| | 2 | Elect Anthony Earley, Jr. | Mgmt | For | For | For |
| | 3 | Elect Lisa Payne | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Amendment to the 2005 Long-Term | Mgmt | For | Against | Against |
| | | Stock Incentive Plan | | | | |
| |
| |
| McDonald's Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MCD | CUSIP 580135101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Walter Massey | Mgmt | For | For | For |
| | 2 | Elect John Rogers, Jr. | Mgmt | For | For | For |
| | 3 | Elect Roger Stone | Mgmt | For | For | For |
| | 4 | Elect Miles White | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Controlled Atmosphere Killing | | | | |
| |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cage-Free Eggs | | | | |
| |
| |
| McKesson Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MCK | CUSIP 58155Q103 | 07/22/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Andy Bryant | Mgmt | For | For | For |
| | 2 | Elect Wayne Budd | Mgmt | For | For | For |
| | 3 | Elect John Hammergren | Mgmt | For | For | For |
| | 4 | Elect Alton Irby, III | Mgmt | For | For | For |
| | 5 | Elect M. Christine Jacobs | Mgmt | For | For | For |
| | 6 | Elect Marie Knowles | Mgmt | For | For | For |
| | 7 | Elect David Lawrence | Mgmt | For | For | For |
| | 8 | Elect Edward Mueller | Mgmt | For | For | For |
| | 9 | Elect Jane Shaw | Mgmt | For | For | For |
| | 10 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For |
| |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Survivor Benefits (Golden Coffins) | | | | |
| |
| |
| |
| Medtronic, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MDT | CUSIP 585055106 | 08/27/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Richard Anderson | Mgmt | For | For | For |
| | 1.2 | Elect Victor Dzau | Mgmt | For | For | For |
| | 1.3 | Elect William Hawkins | Mgmt | For | For | For |
| | 1.4 | Elect Shirley Jackson | Mgmt | For | For | For |
| | 1.5 | Elect Denise O'Leary | Mgmt | For | For | For |
| | 1.6 | Elect Robert Pozen | Mgmt | For | For | For |
| | 1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For |
| | 1.8 | Elect Jack Schuler | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Employees | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| |
| | 4 | Amendment to the 2008 Stock | Mgmt | For | For | For |
| | | Award and Incentive Plan | | | | |
| |
| |
| Merck & Co., Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MRK | CUSIP 58933Y105 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Leslie Brun | Mgmt | For | For | For |
| | 2 | Elect Thomas Cech | Mgmt | For | For | For |
| | 3 | Elect Richard Clark | Mgmt | For | For | For |
| | 4 | Elect Thomas Glocer | Mgmt | For | For | For |
| | 5 | Elect Steven Goldstone | Mgmt | For | For | For |
| | 6 | Elect William Harrison, Jr. | Mgmt | For | For | For |
| | 7 | Elect Harry Jacobson | Mgmt | For | For | For |
| | 8 | Elect William Kelley | Mgmt | For | For | For |
| | 9 | Elect C. Robert Kidder | Mgmt | For | For | For |
| | 10 | Elect Rochelle Lazarus | Mgmt | For | For | For |
| | 11 | Elect Carlos Represas | Mgmt | For | For | For |
| | 12 | Elect Patricia Russo | Mgmt | For | For | For |
| | 13 | Elect Thomas Shenk | Mgmt | For | For | For |
| | 14 | Elect Anne Tatlock | Mgmt | For | For | For |
| | 15 | Elect Craig Thompson | Mgmt | For | For | For |
| | 16 | Elect Wendell Weeks | Mgmt | For | For | For |
| | 17 | Elect Peter Wendell | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
| | 19 | 2010 Incentive Stock Plan | Mgmt | For | For | For |
| | | | | | |
| | 20 | 2010 Non-Employee Directors | Mgmt | For | For | For |
| | | Stock Option Plan | | | | |
| |
| |
| Merck & Co., Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MRK | CUSIP 589331107 | 08/07/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| |
| |
| MetLife, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MET | CUSIP 59156R108 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| | 1.2 | Elect Alfred Kelly, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect James Kilts | Mgmt | For | For | For |
| | 1.4 | Elect David Satcher | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| |
| |
| Micron Technology, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MU | CUSIP 595112103 | 12/10/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Steven Appleton | Mgmt | For | For | For |
| | 2 | Elect Teruaki Aoki | Mgmt | For | For | For |
| | 3 | Elect James Bagley | Mgmt | For | For | For |
| | 4 | Elect Robert Bailey | Mgmt | For | For | For |
| | 5 | Elect Mercedes Johnson | Mgmt | For | For | For |
| | 6 | Elect Lawrence Mondry | Mgmt | For | For | For |
| | 7 | Elect Robert Switz | Mgmt | For | For | For |
| | | | | | |
| | 8 | Executive Officer Performance | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Microsoft Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MSFT | CUSIP 594918104 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect William Gates, III | Mgmt | For | For | For |
| | 2 | Elect Steven Ballmer | Mgmt | For | For | For |
| | 3 | Elect Dina Dublon | Mgmt | For | For | For |
| | 4 | Elect Raymond Gilmartin | Mgmt | For | For | For |
| | 5 | Elect Reed Hastings | Mgmt | For | For | For |
| | 6 | Elect Maria Klawe | Mgmt | For | For | For |
| | 7 | Elect David Marquardt | Mgmt | For | For | For |
| | 8 | Elect Charles Noski | Mgmt | For | For | For |
| | 9 | Elect Helmut Panke | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Restoration of Right to Call a | Mgmt | For | For | For |
| | | Special Meeting | | | | |
| | 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adoption of Principles for Health | | | | |
| | | Care Reform | | | | |
| |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Charitable Contributions | | | | |
| |
| |
| |
| Molson Coors Brewing Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TAP | CUSIP 60871R209 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Cleghorn | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Charles Herington | Mgmt | For | Withhold | Against |
| | 1.3 | Elect David O'Brien | Mgmt | For | Withhold | Against |
| | | | | | |
| Morgan Stanley | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MS | CUSIP 617446448 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Roy Bostock | Mgmt | For | For | For |
| | 2 | Elect Erskine Bowles | Mgmt | For | For | For |
| | 3 | Elect Howard Davies | Mgmt | For | For | For |
| | 4 | Elect James Gorman | Mgmt | For | For | For |
| | 5 | Elect James Hance, Jr. | Mgmt | For | For | For |
| | 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For |
| | 7 | Elect C. Robert Kidder | Mgmt | For | For | For |
| | 8 | Elect John Mack | Mgmt | For | For | For |
| | 9 | Elect Donald Nicolaisen | Mgmt | For | For | For |
| | 10 | Elect Charles Noski | Mgmt | For | For | For |
| | 11 | Elect Hutham Olayan | Mgmt | For | For | For |
| | 12 | Elect O. Griffith Sexton | Mgmt | For | For | For |
| | 13 | Elect Laura Tyson | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 16 | Amendment to the 2007 Equity | Mgmt | For | Against | Against |
| | | Incentive Compensation Plan | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report of Ratio Between Executive | | | | |
| | | and Employee Pay | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Recoupment of Unearned Bonuses | | | | |
| | | (Clawback) | | | | |
| | | | | | |
| Motorola, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MOT | CUSIP 620076109 | 05/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Gregory Brown | Mgmt | For | For | For |
| | 2 | Elect David Dorman | Mgmt | For | For | For |
| | 3 | Elect William Hambrecht | Mgmt | For | For | For |
| | 4 | Elect Sanjay Jha | Mgmt | For | For | For |
| | 5 | Elect Keith Meister | Mgmt | For | For | For |
| | 6 | Elect Thomas Meredith | Mgmt | For | For | For |
| | 7 | Elect Samuel Scott III | Mgmt | For | For | For |
| | 8 | Elect James Stengel | Mgmt | For | For | For |
| | 9 | Elect Anthony Vinciquerra | Mgmt | For | For | For |
| | 10 | Elect Douglas Warner III | Mgmt | For | For | For |
| | 11 | Elect John White | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Review of Global Human Rights | | | | |
| | | Standards | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reincorporation | | | | |
| |
| |
| Newell Rubbermaid Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NWL | CUSIP 651229106 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Scott Cowen | Mgmt | For | For | For |
| | 2 | Elect Cynthia Montgomery | Mgmt | For | For | For |
| | 3 | Elect Michael B. Polk | Mgmt | For | For | For |
| | 4 | Elect Michael Todman | Mgmt | For | For | For |
| | 5 | 2010 Stock Plan | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Newfield Exploration Company | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NFX | CUSIP 651290108 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Lee Boothby | Mgmt | For | For | For |
| | 2 | Elect Philip Burguieres | Mgmt | For | For | For |
| | 3 | Elect Pamela Gardner | Mgmt | For | For | For |
| | 4 | Elect John Kemp III | Mgmt | For | For | For |
| | 5 | Elect J. Michael Lacey | Mgmt | For | For | For |
| | 6 | Elect Joseph Netherland | Mgmt | For | For | For |
| | 7 | Elect Howard Newman | Mgmt | For | For | For |
| | 8 | Elect Thomas Ricks | Mgmt | For | For | For |
| | 9 | Elect Juanita Romans | Mgmt | For | For | For |
| | 10 | Elect Charles Shultz | Mgmt | For | For | For |
| | 11 | Elect J. Terry Strange | Mgmt | For | For | For |
| | 12 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Newmont Mining Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NEM | CUSIP 651639106 | 04/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Glen Barton | Mgmt | For | For | For |
| | 1.2 | Elect Vincent Calarco | Mgmt | For | For | For |
| | 1.3 | Elect Joseph Carrabba | Mgmt | For | For | For |
| | 1.4 | Elect Noreen Doyle | Mgmt | For | For | For |
| | 1.5 | Elect Veronica Hagen | Mgmt | For | For | For |
| | 1.6 | Elect Michael Hamson | Mgmt | For | For | For |
| | 1.7 | Elect Richard O'Brien | Mgmt | For | For | For |
| | 1.8 | Elect John Prescott | Mgmt | For | For | For |
| | 1.9 | Elect Donald Roth | Mgmt | For | For | For |
| | 1.10 | Elect James Taranik | Mgmt | For | For | For |
| | 1.11 | Elect Simon Thompson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| | | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| Nexen Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NXY | CUSIP 65334H102 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Berry | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against |
| | 1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against |
| | 1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against |
| | 1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against |
| | 1.11 | Elect John Willson | Mgmt | For | Withhold | Against |
| | 1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| NOKIA OYJ | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NOK1V | CUSIP 654902204 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 3 | Ratification of Board and | Mgmt | For | For | For |
| | | Management Acts | | | | |
| | 4 | Directors' Fees | Mgmt | For | For | For |
| | 5 | Board Size | Mgmt | For | For | For |
| | 6.1 | Elect Lalita Gupte | Mgmt | For | For | For |
| | 6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For |
| | 6.3 | Elect Henning Kagermann | Mgmt | For | For | For |
| | 6.4 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For |
| | 6.5 | Elect Per Karlsson | Mgmt | For | For | For |
| | | | | | |
| | 6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For |
| | 6.7 | Elect Jorma Ollila | Mgmt | For | For | For |
| | 6.8 | Elect Marjorie Scardino | Mgmt | For | For | For |
| | 6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For |
| | 6.10 | Elect Keijo Suila | Mgmt | For | For | For |
| | 7 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | Mgmt | For | For | For |
| | 9 | Amendments to Articles | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 11 | Authority to Issue Shares w/ or w/o | Mgmt | For | Against | Against |
| | | Preemptive Rights | | | | |
| |
| |
| Nordic America Tanker Shipping | | | | | | |
| Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NAT | CUSIP G65773106 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Herbjørn Hansson | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Jim Kelly | Mgmt | For | Withhold | Against |
| | 1.3 | Elect David Gibbons | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Andreas Ugland | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Jan Erik Langangen | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Paul Hopkins | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Richard Vietor | Mgmt | For | Withhold | Against |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| | 3 | Reduction of Share Premium | Mgmt | For | For | For |
| |
| |
| Nordstrom, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JWN | CUSIP 655664100 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Phyllis Campbell | Mgmt | For | For | For |
| | 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| | 3 | Elect Robert Miller | Mgmt | For | For | For |
| | 4 | Elect Blake Nordstrom | Mgmt | For | For | For |
| | 5 | Elect Erik Nordstrom | Mgmt | For | For | For |
| | | | | | |
| | 6 | Elect Peter Nordstrom | Mgmt | For | For | For |
| | 7 | Elect Philip Satre | Mgmt | For | For | For |
| | 8 | Elect Robert Walter | Mgmt | For | For | For |
| | 9 | Elect Alison Winter | Mgmt | For | For | For |
| | 10 | 2010 Equity Incentive Plan | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Nucor Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NUE | CUSIP 670346105 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Daniel DiMicco | Mgmt | For | For | For |
| | 1.2 | Elect James Hlavacek | Mgmt | For | For | For |
| | 1.3 | Elect John Walker | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | Mgmt | For | For | For |
| | 4 | 2010 Stock Option and Award Plan | Mgmt | For | For | For |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| |
| NV Energy, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NVE | CUSIP 67073Y106 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Brian Kennedy | Mgmt | For | For | For |
| | 1.2 | Elect John O'Reilly | Mgmt | For | For | For |
| | 1.3 | Elect Michael Yackira | Mgmt | For | For | For |
| | 2 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| |
| Occidental Petroleum Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OXY | CUSIP 674599105 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Spencer Abraham | Mgmt | For | Against | Against |
| | 2 | Elect John Chalsty | Mgmt | For | Against | Against |
| | 3 | Elect Stephen Chazen | Mgmt | For | Against | Against |
| | 4 | Elect Edward Djerejian | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | Mgmt | For | Against | Against |
| | 6 | Elect Carlos Gutierrez | Mgmt | For | Against | Against |
| | 7 | Elect Ray Irani | Mgmt | For | Against | Against |
| | 8 | Elect Irvin Maloney | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | Mgmt | For | Against | Against |
| | 10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against |
| | 11 | Elect Aziz Syriani | Mgmt | For | Against | Against |
| | 12 | Elect Rosemary Tomich | Mgmt | For | Against | Against |
| | 13 | Elect Walter Weisman | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Re-approval of Performance Goals | Mgmt | For | For | For |
| | | under the 2005 Long-Term Incentive | | | | |
| | | Plan | | | | |
| | 16 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | | Compensation | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Restricting Executive Compensation | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Host Country Regulations | | | | |
| | | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Security of Chemical Facilities | | | | |
| |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Compensation in the Event of a | | | | |
| | | Change of Control | | | | |
| |
| |
| Omnicare, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OCR | CUSIP 681904108 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Crotty | Mgmt | For | For | For |
| | 2 | Elect Joel Gemunder | Mgmt | For | For | For |
| | 3 | Elect Steven Heyer | Mgmt | For | For | For |
| | 4 | Elect Andrea Lindell | Mgmt | For | For | For |
| | 5 | Elect James Shelton | Mgmt | For | For | For |
| | 6 | Elect John Timoney | Mgmt | For | For | For |
| | 7 | Elect Amy Wallman | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Omnicom Group Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OMC | CUSIP 681919106 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Wren | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Crawford | Mgmt | For | For | For |
| | 1.3 | Elect Alan Batkin | Mgmt | For | For | For |
| | 1.4 | Elect Robert Clark | Mgmt | For | For | For |
| | 1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect Errol Cook | Mgmt | For | For | For |
| | 1.7 | Elect Susan Denison | Mgmt | For | For | For |
| | 1.8 | Elect Michael Henning | Mgmt | For | For | For |
| | 1.9 | Elect John Murphy | Mgmt | For | For | For |
| | 1.10 | Elect John Purcell | Mgmt | For | For | For |
| | | | | | |
| | 1.11 | Elect Linda Rice | Mgmt | For | For | For |
| | 1.12 | Elect Gary Roubos | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2007 Incentive | Mgmt | For | Against | Against |
| | | Award Plan | | | | |
| | 4 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| | 5 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | the Approval of Survivor Benefits | | | | |
| | | (Golden Coffins) | | | | |
| |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| |
| Owens Corning | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OC | CUSIP 690742101 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Ralph Hake | Mgmt | For | For | For |
| | 1.2 | Elect F. Philip Handy | Mgmt | For | For | For |
| | 1.3 | Elect Michael Thaman | Mgmt | For | For | For |
| | 2 | 2010 Stock Plan | Mgmt | For | For | For |
| |
| |
| Owens Corning | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OC | CUSIP 690742101 | 12/03/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Landon Hilliard | Mgmt | For | For | For |
| | 1.3 | Elect James McMonagle | Mgmt | For | For | For |
| | 1.4 | Elect W. Howard Morris | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| Parker-Hannifin Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PH | CUSIP 701094104 | 10/28/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Kassling | Mgmt | For | For | For |
| | 1.2 | Elect Robert Kohlhepp | Mgmt | For | For | For |
| | 1.3 | Elect Giulio Mazzalupi | Mgmt | For | For | For |
| | 1.4 | Elect Klaus-Peter Müller | Mgmt | For | For | For |
| | 1.5 | Elect Joseph Scaminace | Mgmt | For | For | For |
| | 1.6 | Elect Wolfgang Schmitt | Mgmt | For | For | For |
| | 1.7 | Elect Markos Tambakeras | Mgmt | For | For | For |
| | 1.8 | Elect James Wainscott | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
| |
| | 4 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| |
| Pfizer Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PFE | CUSIP 717081103 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Dennis Ausiello | Mgmt | For | For | For |
| | 2 | Elect Michael Brown | Mgmt | For | For | For |
| | 3 | Elect M. Anthony Burns | Mgmt | For | For | For |
| | 4 | Elect Robert Burt | Mgmt | For | For | For |
| | 5 | Elect W. Don Cornwell | Mgmt | For | For | For |
| | 6 | Elect Frances Fergusson | Mgmt | For | For | For |
| | 7 | Elect William Gray, III | Mgmt | For | For | For |
| | 8 | Elect Constance Horner | Mgmt | For | For | For |
| | 9 | Elect James Kilts | Mgmt | For | For | For |
| | 10 | Elect Jeffrey Kindler | Mgmt | For | For | For |
| | 11 | Elect George Lorch | Mgmt | For | For | For |
| | 12 | Elect John Mascotte | Mgmt | For | For | For |
| | 13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| | 14 | Elect Stephen Sanger | Mgmt | For | For | For |
| | | | | | |
| | 15 | Elect William Steere, Jr. | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 18 | Amendment to Bylaws Regarding | Mgmt | For | For | For |
| | | the Right to Call a Special Meeting | | | | |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Stock Option Policy | | | | |
| |
| |
| PG&E Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PCG | CUSIP 69331C108 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect David Andrews | Mgmt | For | Against | Against |
| | 2 | Elect Lewis Chew | Mgmt | For | Against | Against |
| | 3 | Elect C. Lee Cox | Mgmt | For | Against | Against |
| | 4 | Elect Peter Darbee | Mgmt | For | Against | Against |
| | 5 | Elect Maryellen Herringer | Mgmt | For | Against | Against |
| | 6 | Elect Roger Kimmel | Mgmt | For | Against | Against |
| | 7 | Elect Richard Meserve | Mgmt | For | Against | Against |
| | 8 | Elect Forrest Miller | Mgmt | For | Against | Against |
| | 9 | Elect Rosendo Parra | Mgmt | For | Against | Against |
| | 10 | Elect Barbara Rambo | Mgmt | For | Against | Against |
| | 11 | Elect Barry Williams | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 14 | Amendment to the 2006 Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Independent Board Chairman | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Key Committee Membership | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | | | | | |
| Philip Morris International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PM | CUSIP 718172109 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Harold Brown | Mgmt | For | For | For |
| | 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For |
| | 3 | Elect Louis Camilleri | Mgmt | For | For | For |
| | 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For |
| | 5 | Elect Jennifer Li | Mgmt | For | For | For |
| | 6 | Elect Graham Mackay | Mgmt | For | For | For |
| | 7 | Elect Sergio Marchionne | Mgmt | For | For | For |
| | 8 | Elect Lucio Noto | Mgmt | For | For | For |
| | 9 | Elect Carlos Slim Helu | Mgmt | For | For | For |
| | 10 | Elect Stephen Wolf | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Food Insecurity and Tobacco Use | | | | |
| |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Human Rights Protocols | | | | |
| |
| |
| |
| Prudential Financial, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PRU | CUSIP 744320102 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Election of Directors | Mgmt | For | For | For |
| | 2 | Elect Gordon Bethune | Mgmt | For | For | For |
| | 3 | Elect Gaston Caperton | Mgmt | For | For | For |
| | 4 | Elect Gilbert Casellas | Mgmt | For | For | For |
| | 5 | Elect James Cullen | Mgmt | For | For | For |
| | 6 | Elect William Gray III | Mgmt | For | For | For |
| | 7 | Elect Mark Grier | Mgmt | For | For | For |
| | 8 | Elect Jon Hanson | Mgmt | For | For | For |
| | 9 | Elect Constance Horner | Mgmt | For | For | For |
| | 10 | Elect Karl Krapek | Mgmt | For | For | For |
| | 11 | Elect Christine Poon | Mgmt | For | For | For |
| | 12 | Elect John Strangfeld | Mgmt | For | For | For |
| | | | | | |
| | 13 | Elect James Unruh | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Pulte Homes, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PHM | CUSIP 745867101 | 08/18/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Issuance of Shares Pursuant to | Mgmt | For | For | For |
| | | Merger | | | | |
| | 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 3 | Company Name Change | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| PulteGroup, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PHM | CUSIP 745867101 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Thomas Schoewe | Mgmt | For | For | For |
| | 1.2 | Elect Timothy Eller | Mgmt | For | For | For |
| | 1.3 | Elect Clint Murchison III | Mgmt | For | For | For |
| | 1.4 | Elect Richard Dugas, Jr. | Mgmt | For | Withhold | Against |
| | 1.5 | Elect David McCammon | Mgmt | For | Withhold | Against |
| | 1.6 | Elect James Postl | Mgmt | For | For | For |
| | 2 | Repeal of Classified Board | Mgmt | For | For | For |
| | 3 | Amendment to Shareholder Rights | Mgmt | For | Against | Against |
| | | Agreement | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Independent Board Chairman | | | | |
| | | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Performance-Based Equity | | | | |
| | | Compensation | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 10 | Shareholder Proposal | ShrHldr | Against | For | Against |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| |
| |
| |
| |
| Putnam Money Market Liquidity | | | | | | |
| Fund | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | CUSIP 746763168 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| | 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| | 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| | 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| | 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| | 1.06 | Elect John Hill | Mgmt | For | For | For |
| | 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| | 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| | 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| | 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| | 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| | 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| | 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| | 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| | 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund | | | | |
| | 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Both Fund Family | | | | |
| | | Breakpoints And Performance Fees | | | | |
| | | | | | |
| | 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Fund Family | | | | |
| | | Breakpoints Only | | | | |
| | 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | | Management Contract For Your | | | | |
| | | Fund: With Performance Fees Only | | | | |
| |
| | 3 | Approving An Amendment To Your | | | | |
| | | Fund's Fundamental Investment | | | | |
| | | Restriction With Respect To: | | | | |
| |
| | 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| | 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| | 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
| |
| | 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| | 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| | 4 | Approving An Amendment To Your | | | | |
| | | Fund's Agreement And Declaration | | | | |
| | | of Trust With Respect To: | | | | |
| |
| | 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| | 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | | Trust | | | | |
| | 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | | Board Institute Procedues To | | | | |
| | | Prevent Holding Investments In | | | | |
| | | Companies That, In The Judgment | | | | |
| | | Of The Board, Substantially | | | | |
| | | Contribute To Genocide Or Crimes | | | | |
| | | Against Humanity, The Most | | | | |
| | | Egregious Violations Of Human | | | | |
| | | Rights. | | | | |
| |
| |
| QUALCOMM Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | QCOM | CUSIP 747525103 | 03/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Barbara Alexander | Mgmt | For | For | For |
| | 1.2 | Elect Stephen Bennett | Mgmt | For | For | For |
| | 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For |
| | 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For |
| | | | | | |
| | 1.5 | Elect Thomas Horton | Mgmt | For | For | For |
| | 1.6 | Elect Irwin Jacobs | Mgmt | For | For | For |
| | 1.7 | Elect Paul Jacobs | Mgmt | For | For | For |
| | 1.8 | Elect Robert Kahn | Mgmt | For | For | For |
| | 1.9 | Elect Sherry Lansing | Mgmt | For | For | For |
| | 1.10 | Elect Duane Nelles | Mgmt | For | For | For |
| | 1.11 | Elect Brent Scowcroft | Mgmt | For | For | For |
| | 1.12 | Elect Marc Stern | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| R.R. Donnelley & Sons Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RRD | CUSIP 257867101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Thomas Quinlan, III | Mgmt | For | For | For |
| | 2 | Elect Stephen Wolf | Mgmt | For | For | For |
| | 3 | Elect Lee Chaden | Mgmt | For | For | For |
| | 4 | Elect Judith Hamilton | Mgmt | For | For | For |
| | 5 | Elect Susan Ivey | Mgmt | For | For | For |
| | 6 | Elect Thomas Johnson | Mgmt | For | For | For |
| | 7 | Elect John Pope | Mgmt | For | For | For |
| | 8 | Elect Michael Riordan | Mgmt | For | For | For |
| | 9 | Elect Oliver Sockwell | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding a | ShrHldr | Against | Against | For |
| | | Sustainable Procurement Policy | | | | |
| |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Compensation in the Event of a | | | | |
| | | Change of Control | | | | |
| |
| |
| Raytheon Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RTN | CUSIP 755111507 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect Vernon Clark | Mgmt | For | For | For |
| | 2 | Elect John Deutch | Mgmt | For | For | For |
| | 3 | Elect Stephen Hadley | Mgmt | For | For | For |
| | 4 | Elect Frederic Poses | Mgmt | For | For | For |
| | 5 | Elect Michael Ruettgers | Mgmt | For | For | For |
| | 6 | Elect Ronald Skates | Mgmt | For | For | For |
| | 7 | Elect William Spivey | Mgmt | For | For | For |
| | 8 | Elect Linda Stuntz | Mgmt | For | For | For |
| | 9 | Elect William Swanson | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Right to Call a Special Meeting | Mgmt | For | For | For |
| | 12 | 2010 Stock Plan | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Supplemental Executive Retirement | | | | |
| | | Plans | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| |
| |
| RenaissanceRe Holdings, Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RNR | CUSIP G7496G103 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Hecht | Mgmt | For | For | For |
| | 1.2 | Elect Henry Klehm III | Mgmt | For | For | For |
| | 1.3 | Elect Ralph Levy | Mgmt | For | For | For |
| | 1.4 | Elect Nicholas Trivisonno | Mgmt | For | For | For |
| | 2 | 2010 Performance Share Plan | Mgmt | For | For | For |
| | 3 | Amendment to the 2001 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Schering-Plough Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| | SGP | CUSIP 806605101 | 08/07/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Schlumberger N.V. (Schlumberger | | | | | | |
| Limited) | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SLB | CUSIP 806857108 | 04/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Philippe Camus | Mgmt | For | For | For |
| | 1.2 | Elect Jamie Gorelick | Mgmt | For | For | For |
| | 1.3 | Elect Andrew Gould | Mgmt | For | For | For |
| | 1.4 | Elect Tony Isaac | Mgmt | For | For | For |
| | 1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| | 1.6 | Elect Adrian Lajous | Mgmt | For | For | For |
| | 1.7 | Elect Michael Marks | Mgmt | For | For | For |
| | 1.8 | Elect Leo Reif | Mgmt | For | For | For |
| | 1.9 | Elect Tore Sandvold | Mgmt | For | For | For |
| | 1.10 | Elect Henri Seydoux | Mgmt | For | For | For |
| | 1.11 | Elect Peter Currie | Mgmt | For | For | For |
| | 1.12 | Elect K.V. Kamath | Mgmt | For | For | For |
| | 2 | Approval of Financial Statements | Mgmt | For | For | For |
| | | and Dividends | | | | |
| | 3 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 4 | Amendment to the Discounted | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| SPX Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SPW | CUSIP 784635104 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect J. Michael Fitzpatrick | Mgmt | For | For | For |
| | 2 | Elect Albert Koch | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| St. Jude Medical, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STJ | CUSIP 790849103 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Stuart Essig | Mgmt | For | For | For |
| | 2 | Elect Barbara Hill | Mgmt | For | For | For |
| | 3 | Elect Michael Rocca | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| |
| |
| |
| Staples, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SPLS | CUSIP 855030102 | 06/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Basil Anderson | Mgmt | For | For | For |
| | 2 | Elect Arthur Blank | Mgmt | For | For | For |
| | 3 | Elect Mary Burton | Mgmt | For | For | For |
| | 4 | Elect Justin King | Mgmt | For | For | For |
| | 5 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| | 6 | Elect Rowland Moriarty | Mgmt | For | For | For |
| | 7 | Elect Robert Nakasone | Mgmt | For | For | For |
| | 8 | Elect Ronald Sargent | Mgmt | For | For | For |
| | 9 | Elect Elizabeth Smith | Mgmt | For | For | For |
| | 10 | Elect Robert Sulentic | Mgmt | For | For | For |
| | 11 | Elect Vijay Vishwanath | Mgmt | For | For | For |
| | 12 | Elect Paul Walsh | Mgmt | For | For | For |
| | 13 | Long Term Cash Incentive Plan | Mgmt | For | For | For |
| | 14 | Amendment to the 2004 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| State Street Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STT | CUSIP 857477103 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Kennett Burnes | Mgmt | For | For | For |
| | 2 | Elect Peter Coym | Mgmt | For | For | For |
| | 3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For |
| | 4 | Elect Amelia Fawcett | Mgmt | For | For | For |
| | 5 | Elect David Gruber | Mgmt | For | For | For |
| | 6 | Elect Linda Hill | Mgmt | For | For | For |
| | 7 | Elect Joseph Hooley | Mgmt | For | For | For |
| | 8 | Elect Robert Kaplan | Mgmt | For | For | For |
| | 9 | Elect Charles LaMantia | Mgmt | For | For | For |
| | 10 | Elect Ronald Logue | Mgmt | For | For | For |
| | 11 | Elect Richard Sergel | Mgmt | For | For | For |
| | 12 | Elect Ronald Skates | Mgmt | For | For | For |
| | 13 | Elect Gregory Summe | Mgmt | For | For | For |
| | 14 | Elect Robert Weissman | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report of Ratio Between Executive | | | | |
| | | and Employee Pay | | | | |
| |
| |
| |
| Steel Dynamics, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STLD | CUSIP 858119100 | 05/20/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Keith Busse | Mgmt | For | For | For |
| | 1.2 | Elect Mark Millett | Mgmt | For | For | For |
| | 1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect John Bates | Mgmt | For | For | For |
| | 1.5 | Elect Frank Byrne | Mgmt | For | For | For |
| | 1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
| | 1.7 | Elect Richard Freeland | Mgmt | For | For | For |
| | 1.8 | Elect Jurgen Kolb | Mgmt | For | For | For |
| | 1.9 | Elect James Marcuccilli | Mgmt | For | For | For |
| | 1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For |
| | 1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| SunTrust Banks, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | STI | CUSIP 867914103 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Beall, II | Mgmt | For | For | For |
| | 2 | Elect Alston Correll | Mgmt | For | For | For |
| | 3 | Elect Jeffrey Crowe | Mgmt | For | For | For |
| | 4 | Elect Patricia Frist | Mgmt | For | For | For |
| | 5 | Elect Blake Garrett | Mgmt | For | For | For |
| | 6 | Elect David Hughes | Mgmt | For | For | For |
| | 7 | Elect M. Douglas Ivester | Mgmt | For | For | For |
| | 8 | Elect J. Hicks Lanier | Mgmt | For | For | For |
| | 9 | Elect William Linnenbringer | Mgmt | For | For | For |
| | 10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For |
| | 11 | Elect Larry Prince | Mgmt | For | For | For |
| | 12 | Elect Frank Royal | Mgmt | For | For | For |
| | 13 | Elect Thomas Watjen | Mgmt | For | For | For |
| | 14 | Elect James Wells III | Mgmt | For | For | For |
| | 15 | Elect Karen Williams | Mgmt | For | For | For |
| | 16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For |
| | 17 | Amendment to the Management | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| | 19 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| |
| |
| |
| SUPERVALU Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SVU | CUSIP 868536103 | 06/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Donald Chappel | Mgmt | For | For | For |
| | 2 | Elect Irwin Cohen | Mgmt | For | For | For |
| | 3 | Elect Ronald Daly | Mgmt | For | For | For |
| | 4 | Elect Susan Engel | Mgmt | For | For | For |
| | 5 | Elect Craig Herkert | Mgmt | For | For | For |
| | 6 | Elect Charles Lillis | Mgmt | For | Against | Against |
| | 7 | Elect Steven Rogers | Mgmt | For | For | For |
| | 8 | Elect Matthew Rubel | Mgmt | For | For | For |
| | 9 | Elect Wayne Sales | Mgmt | For | For | For |
| | 10 | Elect Kathi Seifert | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Adoption of Triennial Advisory Vote | Mgmt | For | For | For |
| | | on Executive Compensation | | | | |
| |
| |
| |
| Symantec Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SYMC | CUSIP 871503108 | 09/23/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Michael Brown | Mgmt | For | For | For |
| | 1.2 | Elect William Coleman, III | Mgmt | For | For | For |
| | 1.3 | Elect Frank Dangeard | Mgmt | For | For | For |
| | 1.4 | Elect Geraldine Laybourne | Mgmt | For | For | For |
| | 1.5 | Elect David Mahoney | Mgmt | For | For | For |
| | 1.6 | Elect Robert Miller | Mgmt | For | For | For |
| | 1.7 | Elect Enrique Salem | Mgmt | For | For | For |
| | 1.8 | Elect Daniel Schulman | Mgmt | For | For | For |
| | | | | | |
| | 1.9 | Elect John Thompson | Mgmt | For | For | For |
| | 1.10 | Elect V. Paul Unruh | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| Target Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TGT | CUSIP 87612E106 | 06/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Calvin Darden | Mgmt | For | For | For |
| | 2 | Elect Anne Mulcahy | Mgmt | For | For | For |
| | 3 | Elect Stephen Sanger | Mgmt | For | For | For |
| | 4 | Elect Gregg Steinhafel | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | Abstain | Against |
| | 6 | Repeal of Classified Board | Mgmt | For | For | For |
| | 7 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 8 | Amendment and Restatement of the | Mgmt | For | Abstain | Against |
| | | Articles of Incorporation | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Texas Instruments Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TXN | CUSIP 882508104 | 04/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For |
| | 2 | Elect David Boren | Mgmt | For | For | For |
| | 3 | Elect Daniel Carp | Mgmt | For | For | For |
| | 4 | Elect Carrie Cox | Mgmt | For | For | For |
| | 5 | Elect David Goode | Mgmt | For | For | For |
| | 6 | Elect Stephen MacMillan | Mgmt | For | For | For |
| | 7 | Elect Pamela Patsley | Mgmt | For | For | For |
| | 8 | Elect Wayne Sanders | Mgmt | For | For | For |
| | | | | | |
| | 9 | Elect Ruth Simmons | Mgmt | For | For | For |
| | 10 | Elect Richard Templeton | Mgmt | For | For | For |
| | 11 | Elect Christine Whitman | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The AES Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AES | CUSIP 00130H105 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Samuel Bodman | Mgmt | For | For | For |
| | 1.2 | Elect Paul Hanrahan | Mgmt | For | For | For |
| | 1.3 | Elect Tarun Khanna | Mgmt | For | For | For |
| | 1.4 | Elect John Koskinen | Mgmt | For | For | For |
| | 1.5 | Elect Philip Lader | Mgmt | For | For | For |
| | 1.6 | Elect Sandra Moose | Mgmt | For | For | For |
| | 1.7 | Elect John Morse, Jr. | Mgmt | For | For | For |
| | 1.8 | Elect Philip Odeen | Mgmt | For | For | For |
| | 1.9 | Elect Charles Rossotti | Mgmt | For | For | For |
| | 1.10 | Elect Sven Sandstrom | Mgmt | For | For | For |
| | 2 | Amendment to the 2003 Long-Term | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 3 | Reapproval of the Performance | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Chubb Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CB | CUSIP 171232101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Zoe Baird | Mgmt | For | For | For |
| | 2 | Elect Sheila Burke | Mgmt | For | For | For |
| | 3 | Elect James Cash, Jr. | Mgmt | For | For | For |
| | 4 | Elect John Finnegan | Mgmt | For | For | For |
| | 5 | Elect Martin McGuinn | Mgmt | For | For | For |
| | 6 | Elect Lawrence Small | Mgmt | For | For | For |
| | 7 | Elect Jess Soderberg | Mgmt | For | For | For |
| | 8 | Elect Daniel Somers | Mgmt | For | For | For |
| | | | | | |
| | 9 | Elect Karen Williams | Mgmt | For | For | For |
| | 10 | Elect James Zimmerman | Mgmt | For | For | For |
| | 11 | Elect Alfred Zollar | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Clorox Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CLX | CUSIP 189054109 | 11/18/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For |
| | 2 | Elect Richard Carmona | Mgmt | For | For | For |
| | 3 | Elect Tully Friedman | Mgmt | For | For | For |
| | 4 | Elect George Harad | Mgmt | For | For | For |
| | 5 | Elect Donald Knauss | Mgmt | For | For | For |
| | 6 | Elect Robert Matschullat | Mgmt | For | For | For |
| | 7 | Elect Gary Michael | Mgmt | For | For | For |
| | 8 | Elect Edward Mueller | Mgmt | For | For | For |
| | 9 | Elect Jan Murley | Mgmt | For | For | For |
| | 10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For |
| | 11 | Elect Carolyn Ticknor | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| |
| The Coca-Cola Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KO | CUSIP 191216100 | 04/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Herbert Allen | Mgmt | For | For | For |
| | 2 | Elect Ronald Allen | Mgmt | For | For | For |
| | 3 | Elect Cathleen Black | Mgmt | For | For | For |
| | 4 | Elect Barry Diller | Mgmt | For | For | For |
| | 5 | Elect Alexis Herman | Mgmt | For | For | For |
| | 6 | Elect Muhtar Kent | Mgmt | For | For | For |
| | 7 | Elect Donald Keough | Mgmt | For | For | For |
| | 8 | Elect Maria Lagomasino | Mgmt | For | For | For |
| | | | | | |
| | 9 | Elect Donald McHenry | Mgmt | For | For | For |
| | 10 | Elect Sam Nunn | Mgmt | For | For | For |
| | 11 | Elect James Robinson III | Mgmt | For | For | For |
| | 12 | Elect Peter Ueberroth | Mgmt | For | For | For |
| | 13 | Elect Jacob Wallenberg | Mgmt | For | Against | Against |
| | 14 | Elect James Williams | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Performance Based Restricted | | | | |
| | | Equity Compensation | | | | |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Bisphenol-A | | | | |
| |
| |
| |
| The Dow Chemical Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DOW | CUSIP 260543103 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Arnold Allemang | Mgmt | For | For | For |
| | 2 | Elect Jacqueline Barton | Mgmt | For | For | For |
| | 3 | Elect James Bell | Mgmt | For | For | For |
| | 4 | Elect Jeff Fettig | Mgmt | For | For | For |
| | 5 | Elect Barbara Franklin | Mgmt | For | For | For |
| | 6 | Elect John Hess | Mgmt | For | Against | Against |
| | 7 | Elect Andrew Liveris | Mgmt | For | For | For |
| | 8 | Elect Paul Polman | Mgmt | For | For | For |
| | 9 | Elect Dennis Reilley | Mgmt | For | For | For |
| | 10 | Elect James Ringler | Mgmt | For | Against | Against |
| | 11 | Elect Ruth Shaw | Mgmt | For | For | For |
| | 12 | Elect Paul Stern | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Amendment to Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding the Right | | | | |
| | | to Call Special Meetings | | | | |
| | | | | | |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Environmental Remediation in the | | | | |
| | | Midland Area | | | | |
| |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| The Estee Lauder Companies Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EL | CUSIP 518439104 | 11/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Rose Marie Bravo | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Paul Fribourg | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mellody Hobson | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Irvine Hockaday, Jr. | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Barry Sternlicht | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Goldman Sachs Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GS | CUSIP 38141G104 | 05/07/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Lloyd Blankfein | Mgmt | For | For | For |
| | 2 | Elect John Bryan | Mgmt | For | For | For |
| | 3 | Elect Gary Cohn | Mgmt | For | For | For |
| | 4 | Elect Claes Dahlback | Mgmt | For | For | For |
| | 5 | Elect Stephen Friedman | Mgmt | For | For | For |
| | 6 | Elect William George | Mgmt | For | For | For |
| | 7 | Elect James Johnson | Mgmt | For | For | For |
| | 8 | Elect Lois Juliber | Mgmt | For | For | For |
| | 9 | Elect Lakshmi Mittal | Mgmt | For | For | For |
| | 10 | Elect James Schiro | Mgmt | For | For | For |
| | 11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| | | | | | |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 14 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 15 | Amendment to Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding the Right | | | | |
| | | to Call Special Meetings | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report OTC Derivative Trading | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Climate Policy | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Ratio Between Executive | | | | |
| | | and Employee Pay | | | | |
| |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| The Hartford Financial Services | | | | | | |
| Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HIG | CUSIP 416515104 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Allardice, III | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | Mgmt | For | For | For |
| | 3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For |
| | 4 | Elect Liam McGee | Mgmt | For | For | For |
| | 5 | Elect Gail McGovern | Mgmt | For | For | For |
| | | | | | |
| | 6 | Elect Michael Morris | Mgmt | For | For | For |
| | 7 | Elect Thomas Renyi | Mgmt | For | For | For |
| | 8 | Elect Charles Strauss | Mgmt | For | For | For |
| | 9 | Elect H. Patrick Swygert | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | 2010 Incentive Stock Plan | Mgmt | For | For | For |
| | 12 | Approve Material Terms of the | Mgmt | For | For | For |
| | | Executive Bonus Program | | | | |
| | 13 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| |
| |
| The Home Depot, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HD | CUSIP 437076102 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect F. Duane Ackerman | Mgmt | For | For | For |
| | 2 | Elect David Batchelder | Mgmt | For | For | For |
| | 3 | Elect Francis Blake | Mgmt | For | For | For |
| | 4 | Elect Ari Bousbib | Mgmt | For | For | For |
| | 5 | Elect Gregory Brenneman | Mgmt | For | For | For |
| | 6 | Elect Albert Carey | Mgmt | For | For | For |
| | 7 | Elect Armando Codina | Mgmt | For | For | For |
| | 8 | Elect Bonnie Hill | Mgmt | For | For | For |
| | 9 | Elect Karen Katen | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Approval of Material Terms of | Mgmt | For | For | For |
| | | Performance Goals Under the 2005 | | | | |
| | | Omnibus Stock Incentive Plan | | | | |
| |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Act by Written Consent | | | | |
| | | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Employment Diversity Report | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reincorporation | | | | |
| |
| |
| The PNC Financial Services | | | | | | |
| Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PNC | CUSIP 693475105 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Richard Berndt | Mgmt | For | Against | Against |
| | 2 | Elect Charles Bunch | Mgmt | For | For | For |
| | 3 | Elect Paul Chellgren | Mgmt | For | For | For |
| | 4 | Elect Robert Clay | Mgmt | For | For | For |
| | 5 | Elect Kay James | Mgmt | For | For | For |
| | 6 | Elect Richard Kelson | Mgmt | For | For | For |
| | 7 | Elect Bruce Lindsay | Mgmt | For | For | For |
| | 8 | Elect Anthony Massaro | Mgmt | For | For | For |
| | 9 | Elect Jane Pepper | Mgmt | For | For | For |
| | 10 | Elect James Rohr | Mgmt | For | For | For |
| | 11 | Elect Donald Shepard | Mgmt | For | For | For |
| | 12 | Elect Lorene Steffes | Mgmt | For | For | For |
| | 13 | Elect Dennis Strigl | Mgmt | For | For | For |
| | 14 | Elect Stephen Thieke | Mgmt | For | For | For |
| | 15 | Elect Thomas Usher | Mgmt | For | For | For |
| | 16 | Elect George Walls, Jr. | Mgmt | For | For | For |
| | 17 | Elect Helge Wehmeier | Mgmt | For | For | For |
| | 18 | Ratification of Auditor | Mgmt | For | For | For |
| | 19 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Shareholder Approval of Golden | | | | |
| | | Parachutes | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Non-Deductible Compensation | | | | |
| | | | | | |
| The Procter & Gamble Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PG | CUSIP 742718109 | 10/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Kenneth Chenault | Mgmt | For | For | For |
| | 2 | Elect Scott Cook | Mgmt | For | Against | Against |
| | 3 | Elect Rajat Gupta | Mgmt | For | For | For |
| | 4 | Elect Alan Lafley | Mgmt | For | For | For |
| | 5 | Elect Charles Lee | Mgmt | For | For | For |
| | 6 | Elect Lynn Martin | Mgmt | For | For | For |
| | 7 | Elect Robert McDonald | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| | 9 | Elect Johnathan Rodgers | Mgmt | For | For | For |
| | 10 | Elect Ralph Snyderman | Mgmt | For | For | For |
| | 11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For |
| | 12 | Elect Patricia Woertz | Mgmt | For | For | For |
| | 13 | Elect Ernesto Zedillo | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Amendments to Code of | Mgmt | For | For | For |
| | | Regulations | | | | |
| | 16 | 2009 Stock and Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| The TJX Companies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TJX | CUSIP 872540109 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Jose Alvarez | Mgmt | For | For | For |
| | 2 | Elect Alan Bennett | Mgmt | For | For | For |
| | 3 | Elect David Brandon | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | Mgmt | For | For | For |
| | 5 | Elect David Ching | Mgmt | For | For | For |
| | | | | | |
| | 6 | Elect Michael Hines | Mgmt | For | For | For |
| | 7 | Elect Amy Lane | Mgmt | For | For | For |
| | 8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| | 9 | Elect John O'Brien | Mgmt | For | For | For |
| | 10 | Elect Willow Shire | Mgmt | For | For | For |
| | 11 | Elect Fletcher Wiley | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| The Travelers Companies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TRV | CUSIP 89417E109 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Alan Beller | Mgmt | For | For | For |
| | 2 | Elect John Dasburg | Mgmt | For | For | For |
| | 3 | Elect Janet Dolan | Mgmt | For | For | For |
| | 4 | Elect Kenneth Duberstein | Mgmt | For | For | For |
| | 5 | Elect Jay Fishman | Mgmt | For | For | For |
| | 6 | Elect Lawrence Graev | Mgmt | For | For | For |
| | 7 | Elect Patricia Higgins | Mgmt | For | For | For |
| | 8 | Elect Thomas Hodgson | Mgmt | For | For | For |
| | 9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For |
| | 10 | Elect Blythe McGarvie | Mgmt | For | For | For |
| | 11 | Elect Donald Shepard | Mgmt | For | For | For |
| | 12 | Elect Laurie Thomsen | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The Walt Disney Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DIS | CUSIP 254687106 | 03/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Susan Arnold | Mgmt | For | For | For |
| | 2 | Elect John Bryson | Mgmt | For | For | For |
| | 3 | Elect John Chen | Mgmt | For | For | For |
| | 4 | Elect Judith Estrin | Mgmt | For | For | For |
| | | | | | |
| | 5 | Elect Robert Iger | Mgmt | For | For | For |
| | 6 | Elect Steven Jobs | Mgmt | For | Against | Against |
| | 7 | Elect Fred Langhammer | Mgmt | For | For | For |
| | 8 | Elect Aylwin Lewis | Mgmt | For | For | For |
| | 9 | Elect Monica Lozano | Mgmt | For | For | For |
| | 10 | Elect Robert Matschullat | Mgmt | For | For | For |
| | 11 | Elect John Pepper, Jr. | Mgmt | For | For | For |
| | 12 | Elect Sheryl Sandberg | Mgmt | For | For | For |
| | 13 | Elect Orin Smith | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 16 | Amendment to Supermajority | Mgmt | For | For | For |
| | | Requirement Regarding Interested | | | | |
| | | Person Transactions | | | | |
| | 17 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement for Bylaw | | | | |
| | | Amendments | | | | |
| | 18 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding Tracking | | | | |
| | | Stock Provisions | | | | |
| | 19 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation Regarding Classified | | | | |
| | | Board Transition Provisions | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 21 | Shareholder Proposal Regarding Ex | ShrHldr | Against | Against | For |
| | | Gay Non-Discrimination Policy | | | | |
| |
| |
| |
| Time Warner Cable Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TWC | CUSIP 88732J207 | 05/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Carole Black | Mgmt | For | For | For |
| | 2 | Elect Glenn Britt | Mgmt | For | For | For |
| | 3 | Elect Thomas Castro | Mgmt | For | For | For |
| | 4 | Elect David Chang | Mgmt | For | For | For |
| | 5 | Elect James Copeland, Jr. | Mgmt | For | For | For |
| | | | | | |
| | 6 | Elect Peter Haje | Mgmt | For | For | For |
| | 7 | Elect Donna James | Mgmt | For | For | For |
| | 8 | Elect Don Logan | Mgmt | For | For | For |
| | 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| | 10 | Elect Wayne Pace | Mgmt | For | For | For |
| | 11 | Elect Edward Shirley | Mgmt | For | For | For |
| | 12 | Elect John Sununu | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Time Warner Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TWX | CUSIP 887317303 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect James Barksdale | Mgmt | For | Against | Against |
| | 2 | Elect William Barr | Mgmt | For | Against | Against |
| | 3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against |
| | 4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against |
| | 5 | Elect Frank Caufield | Mgmt | For | Against | Against |
| | 6 | Elect Robert Clark | Mgmt | For | Against | Against |
| | 7 | Elect Mathias Dopfner | Mgmt | For | Against | Against |
| | 8 | Elect Jessica Einhorn | Mgmt | For | Against | Against |
| | 9 | Elect Fred Hassan | Mgmt | For | Against | Against |
| | 10 | Elect Michael Miles | Mgmt | For | Against | Against |
| | 11 | Elect Kenneth Novack | Mgmt | For | Against | Against |
| | 12 | Elect Deborah Wright | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | 2010 Stock Incentive Plan | Mgmt | For | For | For |
| | 15 | Amendment to the Bylaws | Mgmt | For | For | For |
| | | Regarding the Right to Call a | | | | |
| | | Special Meeting | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| Toll Brothers, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TOL | CUSIP 889478103 | 03/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Zvi Barzilay | Mgmt | For | For | For |
| | 1.2 | Elect Edward Boehne | Mgmt | For | For | For |
| | 1.3 | Elect Richard Braemer | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Carl Marbach | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to Certificate of | Mgmt | For | For | For |
| | | Incorporation to Preserve Value of | | | | |
| | | NOLS | | | | |
| | 4 | Adoption of Section 382 | Mgmt | For | Against | Against |
| | | Shareholder Rights Plan | | | | |
| | 5 | Approval of the Senior Officer | Mgmt | For | Against | Against |
| | | Bonus Plan | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reporting and Reducing | | | | |
| | | Greenhouse Gas Emissions | | | | |
| |
| |
| |
| TOTAL SA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FP | CUSIP 89151E109 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | Mgmt | For | For | For |
| |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Related Party Transactions | Mgmt | For | For | For |
| | 5 | Retirement Indemnity, | Mgmt | For | Against | Against |
| | | Supplementary Pension Plan and | | | | |
| | | Severance Package for Christophe | | | | |
| | | de Margerie | | | | |
| | 6 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 7 | Elect Thierry Desmarest | Mgmt | For | Against | Against |
| | | | | | |
| | 8 | Elect Thierry de Rudder | Mgmt | For | Against | Against |
| | 9 | Elect Gunnar Brock | Mgmt | For | Against | Against |
| | 10 | Appointment of Auditor (Ernst & | Mgmt | For | For | For |
| | | Young Audit) | | | | |
| | 11 | Appointment of Auditor (KPMG | Mgmt | For | For | For |
| | | Audit) | | | | |
| | 12 | Replacement of Alternate Auditor | Mgmt | For | For | For |
| |
| | 13 | Replacement of Alternate Auditor | Mgmt | For | For | For |
| |
| | 14 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities w/ | | | | |
| | | Preemptive Rights; Authority to | | | | |
| | | Increase Capital Through | | | | |
| | | Capitalizations; Authority to Issue | | | | |
| | | Debt Instruments | | | | |
| | 15 | Authority to Issue Shares and/or | Mgmt | For | For | For |
| | | Convertible Securities w/o | | | | |
| | | Preemptive Rights; Authority to | | | | |
| | | Increase Capital in Case of | | | | |
| | | Exchange Offer; Authority to Issue | | | | |
| | | Debt Instruments | | | | |
| |
| | 16 | Authority to Increase Capital in | Mgmt | For | For | For |
| | | Consideration for Contributions in | | | | |
| | | Kind | | | | |
| | 17 | Authority to Issue Shares | Mgmt | For | For | For |
| | | and/Convertible Securities Under | | | | |
| | | Employee Savings Plan | | | | |
| | 18 | Authority to Grant Stock Options | Mgmt | For | For | For |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Collective Investment Funds | | | | |
| | 20 | Elect Claude Clement | Mgmt | For | Against | Against |
| |
| |
| Transocean Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RIG | CUSIP H8817H100 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | | | | | |
| | 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 4 | Amendments to Articles to Change | Mgmt | For | For | For |
| | | Place of Incorportation | | | | |
| | 5 | Renewal of Share Capital | Mgmt | For | For | For |
| | 6 | Amendment to Par Value | Mgmt | For | For | For |
| | 7 | Amendments to Articles to Comply | Mgmt | For | For | For |
| | | with The Swiss Federal Act on | | | | |
| | | Intermediated Securities ("FISA") | | | | |
| |
| | 8 | Elect Steven Newman | Mgmt | For | For | For |
| | 9 | Elect Thomas Cason | Mgmt | For | For | For |
| | 10 | Elect Robert Sprague | Mgmt | For | For | For |
| | 11 | Elect J. Michael Talbert | Mgmt | For | For | For |
| | 12 | Elect John Whitmire | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| TYCO ELECTRONICS LTD. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TEL | CUSIP H8912P106 | 10/08/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of Dividend in the Form of | Mgmt | For | For | For |
| | | a Reduction of Par Value | | | | |
| |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Tyco International Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TYC | CUSIP H89128104 | 03/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | 3.1 | Elect Edward Breen | Mgmt | For | For | For |
| | 3.2 | Elect Michael Daniels | Mgmt | For | For | For |
| | 3.3 | Elect Timothy Donahue | Mgmt | For | For | For |
| | 3.4 | Elect Brian Duperreault | Mgmt | For | For | For |
| | 3.5 | Elect Bruce Gordon | Mgmt | For | For | For |
| | 3.6 | Elect Rajiv Gupta | Mgmt | For | For | For |
| | | | | | |
| | 3.7 | Elect John Krol | Mgmt | For | For | For |
| | 3.8 | Elect Brendan O'Neill | Mgmt | For | For | For |
| | 3.9 | Elect William Stavropoulos | Mgmt | For | For | For |
| | 3.10 | Elect Sandra Wijnberg | Mgmt | For | For | For |
| | 3.11 | Elect R. David Yost | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| | 6 | Appointment of Special Auditor | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | 8 | Special Dividend/Reduction in Par | Mgmt | For | For | For |
| | | Value | | | | |
| | 9 | Adoption of Plurality Vote in | Mgmt | For | For | For |
| | | Contested Elections | | | | |
| | 10 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| U.S. Bancorp | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | USB | CUSIP 902973304 | 04/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For |
| | 2 | Elect Y. Marc Belton | Mgmt | For | For | For |
| | 3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For |
| |
| | 4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For |
| | 5 | Elect Richard Davis | Mgmt | For | For | For |
| | 6 | Elect Joel Johnson | Mgmt | For | For | For |
| | 7 | Elect Olivia Kirtley | Mgmt | For | For | For |
| | 8 | Elect Jerry Levin | Mgmt | For | For | For |
| | 9 | Elect David O'Maley | Mgmt | For | For | For |
| | 10 | Elect O'Dell Owens | Mgmt | For | For | For |
| | 11 | Elect Richard Reiten | Mgmt | For | For | For |
| | 12 | Elect Craig Schnuck | Mgmt | For | For | For |
| | 13 | Elect Patrick Stokes | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Amendment to the 2007 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 16 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | | | | | |
| UAL Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UAUA | CUSIP 902549807 | 06/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Richard Almeida | Mgmt | For | For | For |
| | 1.2 | Elect Mary Bush | Mgmt | For | For | For |
| | 1.3 | Elect W. James Farrell | Mgmt | For | For | For |
| | 1.4 | Elect Jane Garvey | Mgmt | For | For | For |
| | 1.5 | Elect Walter Isaacson | Mgmt | For | For | For |
| | 1.6 | Elect Robert Krebs | Mgmt | For | For | For |
| | 1.7 | Elect Robert Miller | Mgmt | For | For | For |
| | 1.8 | Elect James O'Connor | Mgmt | For | For | For |
| | 1.9 | Elect Glenn Tilton | Mgmt | For | For | For |
| | 1.10 | Elect David Vitale | Mgmt | For | For | For |
| | 1.11 | Elect John Walker | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to Extend the 5% | Mgmt | For | For | For |
| | | Ownership Limit | | | | |
| |
| |
| United States Steel Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | X | CUSIP 912909108 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Drosdick | Mgmt | For | For | For |
| | 1.2 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For |
| | 1.4 | Elect Dan Dinges | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | 2010 Annual Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| |
| |
| United Technologies Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UTX | CUSIP 913017109 | 04/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Louis Chenevert | Mgmt | For | For | For |
| | 1.2 | Elect John Faraci | Mgmt | For | For | For |
| | 1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For |
| | 1.4 | Elect Jamie Gorelick | Mgmt | For | For | For |
| | 1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For |
| | 1.6 | Elect Edward Kangas | Mgmt | For | For | For |
| | 1.7 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.8 | Elect Richard McCormick | Mgmt | For | For | For |
| | 1.9 | Elect Harold McGraw III | Mgmt | For | For | For |
| | 1.10 | Elect Richard Myers | Mgmt | For | For | For |
| | 1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For |
| | 1.12 | Elect Andre Villeneuve | Mgmt | For | For | For |
| | 1.13 | Elect Christine Whitman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| Valero Energy Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VLO | CUSIP 91913Y100 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ruben Escobedo | Mgmt | For | For | For |
| | 2 | Elect Bob Marbut | Mgmt | For | For | For |
| | 3 | Elect Robert Profusek | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Re-approval of the 2005 Omnibus | Mgmt | For | For | For |
| | | Stock Incentive Plan | | | | |
| | 6 | Advisory Vote on Executive | Mgmt | For | Against | Against |
| | | Compensation | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Report on Rainforest Impact | | | | |
| |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| | | | | | |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares After | | | | |
| | | Retirement | | | | |
| |
| |
| Verizon Communications Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VZ | CUSIP 92343V104 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Richard Carrion | Mgmt | For | For | For |
| | 2 | Elect M. Frances Keeth | Mgmt | For | For | For |
| | 3 | Elect Robert Lane | Mgmt | For | For | For |
| | 4 | Elect Sandra Moose | Mgmt | For | For | For |
| | 5 | Elect Joseph Neubauer | Mgmt | For | For | For |
| | 6 | Elect Donald Nicolaisen | Mgmt | For | For | For |
| | 7 | Elect Thomas O'Brien | Mgmt | For | For | For |
| | 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| | 9 | Elect Hugh Price | Mgmt | For | For | For |
| | 10 | Elect Ivan Seidenberg | Mgmt | For | For | For |
| | 11 | Elect Rodney Slater | Mgmt | For | For | For |
| | 12 | Elect John Snow | Mgmt | For | For | For |
| | 13 | Elect John Stafford | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Stock Option Policy | | | | |
| | 17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| |
| | 18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Performance-Based Equity | | | | |
| | | Compensation | | | | |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | CEO Succession Planning | | | | |
| | | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | the Approval of Survivor Benefits | | | | |
| | | (Golden Coffins) | | | | |
| |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Retention of Shares after | | | | |
| | | Retirement | | | | |
| |
| |
| Wal-Mart Stores, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WMT | CUSIP 931142103 | 06/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Aida Alvarez | Mgmt | For | For | For |
| | 2 | Elect James Breyer | Mgmt | For | For | For |
| | 3 | Elect M. Michele Burns | Mgmt | For | Against | Against |
| | 4 | Elect James Cash, Jr. | Mgmt | For | For | For |
| | 5 | Elect Roger Corbett | Mgmt | For | For | For |
| | 6 | Elect Douglas Daft | Mgmt | For | For | For |
| | 7 | Elect Michael Duke | Mgmt | For | For | For |
| | 8 | Elect Gregory Penner | Mgmt | For | For | For |
| | 9 | Elect Steven Reinemund | Mgmt | For | For | For |
| | 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| | 11 | Elect Arne Sorenson | Mgmt | For | For | For |
| | 12 | Elect Jim Walton | Mgmt | For | For | For |
| | 13 | Elect S. Robson Walton | Mgmt | For | For | For |
| | 14 | Elect Christopher Williams | Mgmt | For | For | For |
| | 15 | Elect Linda Wolf | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | Mgmt | For | For | For |
| | 17 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan, Renamed the 2010 | | | | |
| | | Stock Incentive Plan | | | | |
| | 18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For |
| |
| | 19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | | | | | |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Controlled Atmosphere Killing | | | | |
| |
| | 24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Lobbying Priorities Report | | | | |
| |
| |
| |
| Walgreen Co. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WAG | CUSIP 931422109 | 01/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Steven Davis | Mgmt | For | For | For |
| | 1.2 | Elect William Foote | Mgmt | For | For | For |
| | 1.3 | Elect Mark Frissora | Mgmt | For | For | For |
| | 1.4 | Elect Alan McNally | Mgmt | For | For | For |
| | 1.5 | Elect Nancy Schlichting | Mgmt | For | For | For |
| | 1.6 | Elect David Schwartz | Mgmt | For | For | For |
| | 1.7 | Elect Alejandro Silva | Mgmt | For | For | For |
| | 1.8 | Elect James Skinner | Mgmt | For | For | For |
| | 1.9 | Elect Gregory Wasson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Executive Stock | Mgmt | For | For | For |
| | | Option Plan | | | | |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Performance-Based Equity | | | | |
| | | Compensation | | | | |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reviewing Charitable Spending | | | | |
| | | | | | |
| Waste Management, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WM | CUSIP 94106L109 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Pastora Cafferty | Mgmt | For | For | For |
| | 2 | Elect Frank Clark, Jr. | Mgmt | For | For | For |
| | 3 | Elect Patrick Gross | Mgmt | For | Against | Against |
| | 4 | Elect John Pope | Mgmt | For | For | For |
| | 5 | Elect W. Robert Reum | Mgmt | For | For | For |
| | 6 | Elect Steven Rothmeier | Mgmt | For | For | For |
| | 7 | Elect David Steiner | Mgmt | For | For | For |
| | 8 | Elect Thomas Weidemeyer | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Elimination of the Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 11 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| Weatherford International Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WFT | CUSIP H27013103 | 06/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of Financial Statements | Mgmt | For | For | For |
| |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | 3 | Elect Bernard Duroc-Danner | Mgmt | For | For | For |
| | 4 | Elect Samuel Bodman III | Mgmt | For | For | For |
| | 5 | Elect David Butters | Mgmt | For | For | For |
| | 6 | Elect Nicholas Brady | Mgmt | For | Against | Against |
| | 7 | Elect William Macaulay | Mgmt | For | For | For |
| | 8 | Elect Robert Millard | Mgmt | For | For | For |
| | 9 | Elect Robert Moses, Jr. | Mgmt | For | For | For |
| | | | | | |
| | 10 | Elect Guillermo Ortiz | Mgmt | For | For | For |
| | 11 | Elect Emyr Parry | Mgmt | For | For | For |
| | 12 | Elect Robert Rayne | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | Mgmt | For | For | For |
| | 14 | Reclassification of Legal Reserves | Mgmt | For | Abstain | Against |
| | | to Other Reserves | | | | |
| | 15 | Increase in Authorized Share | Mgmt | For | Abstain | Against |
| | | Capital | | | | |
| | 16 | Increase and Allocation of | Mgmt | For | Abstain | Against |
| | | Conditional Share Capital | | | | |
| | 17 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For |
| |
| |
| WellPoint, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WLP | CUSIP 94973V107 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Sheila Burke | Mgmt | For | For | For |
| | 2 | Elect George Schaefer, Jr. | Mgmt | For | For | For |
| | 3 | Elect Jackie Ward | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Conversion to Nonprofit Status | | | | |
| |
| | 6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Lobbying Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reincorporation | | | | |
| |
| |
| Wells Fargo & Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WFC | CUSIP 949746101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect John Baker II | Mgmt | For | Against | Against |
| | 2 | Elect John Chen | Mgmt | For | Against | Against |
| | 3 | Elect Lloyd Dean | Mgmt | For | Against | Against |
| | 4 | Elect Susan Engel | Mgmt | For | Against | Against |
| | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against |
| | 6 | Elect Donald James | Mgmt | For | Against | Against |
| | 7 | Elect Richard McCormick | Mgmt | For | Against | Against |
| | 8 | Elect Mackey McDonald | Mgmt | For | Against | Against |
| | 9 | Elect Cynthia Milligan | Mgmt | For | Against | Against |
| | 10 | Elect Nicholas Moore | Mgmt | For | Against | Against |
| | 11 | Elect Philip Quigley | Mgmt | For | Against | Against |
| | 12 | Elect Judith Runstad | Mgmt | For | Against | Against |
| | 13 | Elect Stephen Sanger | Mgmt | For | Against | Against |
| | 14 | Elect Robert Steel | Mgmt | For | Against | Against |
| | 15 | Elect John Stumpf | Mgmt | For | Against | Against |
| | 16 | Elect Susan Swenson | Mgmt | For | Against | Against |
| | 17 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 18 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 19 | Ratification of Auditor | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Executive | | | | |
| | | Compensation (Say on Pay) | | | | |
| |
| | 21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| | 22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Reviewing Charitable Spending | | | | |
| |
| | 23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| |
| |
| Wyeth | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WYE | CUSIP 983024100 | 07/20/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Approval of the Merger Agreement | Mgmt | For | For | For |
| |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | 3 | Elect Robert Amen | Mgmt | For | For | For |
| | 4 | Elect Michael Critelli | Mgmt | For | For | For |
| | 5 | Elect Frances Fergusson | Mgmt | For | For | For |
| | 6 | Elect Victor Ganzi | Mgmt | For | For | For |
| | 7 | Elect Robert Langer | Mgmt | For | For | For |
| | 8 | Elect John Mascotte | Mgmt | For | For | For |
| | 9 | Elect Raymond McGuire | Mgmt | For | For | For |
| | 10 | Elect Mary Polan | Mgmt | For | For | For |
| | 11 | Elect Bernard Poussot | Mgmt | For | For | For |
| | 12 | Elect Gary Rogers | Mgmt | For | For | For |
| | 13 | Elect John Torell III | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Political Contributions and | | | | |
| | | Expenditure Report | | | | |
| |
| | 16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| |
| Wyndham Worldwide Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WYN | CUSIP 98310W108 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Brian Mulroney | Mgmt | For | For | For |
| | 1.2 | Elect Michael Wargotz | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Equity and | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| |
| |
| XL Capital Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XL | CUSIP G98255105 | 04/30/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1 | Elect Joseph Mauriello | Mgmt | For | Against | Against |
| | 2 | Elect Eugene McQuade | Mgmt | For | Against | Against |
| | 3 | Elect Clayton Rose | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| XL Capital Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XL | CUSIP G98255105 | 04/30/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Reincorporation from Cayman | Mgmt | For | For | For |
| | | Islands to Ireland | | | | |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| | 3 | Creation of Distributable Reserves | Mgmt | For | For | For |
| |
| | 4 | Amendments to Articles - Director | Mgmt | For | Against | Against |
| | | Nomination Procedures | | | | |
| |
| | 5 | Amendments to Articles - Change in | Mgmt | For | For | For |
| | | Company Name | | | | |
| | 6 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| XTO Energy Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XTO | CUSIP 98385X106 | 06/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of the Merger | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Yahoo! Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | YHOO | CUSIP 984332106 | 06/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Carol Bartz | Mgmt | For | For | For |
| | | | | | |
| 2 | Elect Roy Bostock | Mgmt | For | For | For |
| 3 | Elect Patti Hart | Mgmt | For | For | For |
| 4 | Elect Eric Hippeau | Mgmt | For | For | For |
| 5 | Elect Susan James | Mgmt | For | For | For |
| 6 | Elect Vyomesh Joshi | Mgmt | For | For | For |
| 7 | Elect Arthur Kern | Mgmt | For | For | For |
| 8 | Elect Brad Smith | Mgmt | For | For | For |
| 9 | Elect Gary Wilson | Mgmt | For | For | For |
| 10 | Elect Jerry Yang | Mgmt | For | For | For |
| 11 | Amendment to the 1996 Directors' | Mgmt | For | For | For |
| | Stock Plan | | | | |
| 12 | Ratification of Auditor | Mgmt | For | For | For |
| 13 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | Advisory Vote on Compensation | | | | |
| | (Say on Pay) | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | The Putnam Fund for Growth and Income |
| |
| By: | /s/ Jonathan S. Horwitz |
| |
| Name: | Jonathan S. Horwitz |
| |
| Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
| Date: | August 9, 2010 |
