| | | | | | | | |
| Registrant : | The Putnam Fund For Growth and Income | | | |
| Fund Name : | The Putnam Fund For Growth and Income | | | |
| Date of Fiscal Year End: | 10/31/2012 | | | |
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| AbbVie Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABBV | CUSIP 00287Y109 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William Burnside | | Mgmt | For | For | For |
| | 1.2 | Elect Edward Rapp | | Mgmt | For | For | For |
| | 1.3 | Elect Roy Roberts | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 5 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
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| ACE Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACE | CUSIP H0023R105 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert M. Hernandez | | Mgmt | For | For | For |
| | 2 | Elect Peter Menikoff | | Mgmt | For | For | For |
| | 3 | Elect Robert Ripp | | Mgmt | For | For | For |
| | 4 | Elect Theodore Shasta | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 6 | 2012 Annual Report | | Mgmt | For | For | For |
| | 7 | Statutory Financial Statements | | Mgmt | For | For | For |
| | 8 | Consolidated Financial Statements | | Mgmt | For | For | For |
| | 9 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 10 | Discharge of Board of Directors | | Mgmt | For | For | For |
| | 11 | PricewaterhouseCoopers AG, Zurich | | Mgmt | For | For | For |
| | 12 | PricewaterhouseCoopers | | Mgmt | For | For | For |
| | 13 | BDO AG, Zurich | | Mgmt | For | For | For |
| | 14 | Amendment to the 2004 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Distribution Via Par Value Reduction | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
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| Actavis, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ACT | CUSIP 00507K103 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jack Michelson | | Mgmt | For | For | For |
| | 2 | Elect Ronald R. Taylor | | Mgmt | For | For | For |
| | 3 | Elect Andrew L. Turner | | Mgmt | For | For | For |
| | 4 | Elect Paul M. Bisaro | | Mgmt | For | For | For |
| | 5 | Elect Christopher W. Bodine | | Mgmt | For | For | For |
| | 6 | Elect Michel J. Feldman | | Mgmt | For | For | For |
| | 7 | Elect Fred G. Weiss | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
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| ADT Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ADT | CUSIP 00101J106 | | 03/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas J. Colligan | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy M. Donahue | | Mgmt | For | For | For |
| | 1.3 | Elect Robert M. Dutkowsky | | Mgmt | For | For | For |
| | 1.4 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 1.5 | Elect Naren K. Gursahaney | | Mgmt | For | For | For |
| | 1.6 | Elect Bridgette Heller | | Mgmt | For | For | For |
| | 1.7 | Elect Kathleen W Hyle | | Mgmt | For | For | For |
| | 1.8 | Elect Keith A. Meister | | Mgmt | For | For | For |
| | 1.9 | Elect Dinesh Paliwal | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
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| Aetna Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AET | CUSIP 00817Y108 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Fernando Aguirre | | Mgmt | For | For | For |
| | 2 | Elect Mark T. Bertolini | | Mgmt | For | For | For |
| | 3 | Elect Frank M. Clark, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Betsy Z. Cohen | | Mgmt | For | For | For |
| | 5 | Elect Molly J. Coye | | Mgmt | For | For | For |
| | 6 | Elect Roger N. Farah | | Mgmt | For | For | For |
| | 7 | Elect Barbara H. Franklin | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey E. Garten | | Mgmt | For | For | For |
| | 9 | Elect Ellen M. Hancock | | Mgmt | For | For | For |
| | 10 | Elect Richard J. Harrington | | Mgmt | For | For | For |
| | 11 | Elect Edward J. Ludwig | | Mgmt | For | For | For |
| | 12 | Elect Joseph P. Newhouse | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Amendment to the 2010 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Board Oversight of Political Spending | | ShrHldr | Against | Against | For |
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| Aflac Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AFL | CUSIP 001055102 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel P. Amos | | Mgmt | For | For | For |
| | 2 | Elect John Shelby Amos II | | Mgmt | For | For | For |
| | 3 | Elect Paul S. Amos II | | Mgmt | For | For | For |
| | 4 | Elect W. Paul Bowers | | Mgmt | For | For | For |
| | 5 | Elect Kriss Cloninger III | | Mgmt | For | For | For |
| | 6 | Elect Elizabeth J. Hudson | | Mgmt | For | For | For |
| | 7 | Elect Douglas W. Johnson | | Mgmt | For | For | For |
| | 8 | Elect Robert B. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Charles B. Knapp | | Mgmt | For | For | For |
| | 10 | Elect E. Stephen Purdom | | Mgmt | For | For | For |
| | 11 | Elect Barbara K. Rimer | | Mgmt | For | For | For |
| | 12 | Elect Melvin T. Stith | | Mgmt | For | For | For |
| | 13 | Elect David Gary Thompson | | Mgmt | For | For | For |
| | 14 | Elect Takuro Yoshida | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
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| Alcoa Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AA | CUSIP 013817101 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arthur D. Collins, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 3 | Elect E. Stanley O'Neal | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 7 | Right to Call a Special Meeting | | Mgmt | For | For | For |
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| Altria Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MO | CUSIP 02209S103 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gerald L. Baliles | | Mgmt | For | For | For |
| | 2 | Elect Martin J. Barrington | | Mgmt | For | For | For |
| | 3 | Elect John T. Casteen III | | Mgmt | For | For | For |
| | 4 | Elect Dinyar S. Devitre | | Mgmt | For | For | For |
| | 5 | Elect Thomas F. Farrell II | | Mgmt | For | For | For |
| | 6 | Elect Thomas W. Jones | | Mgmt | For | For | For |
| | 7 | Elect Debra J. Kelly-Ennis | | Mgmt | For | For | For |
| | 8 | Elect W. Leo Kiely III | | Mgmt | For | For | For |
| | 9 | Elect Kathryn B. McQuade | | Mgmt | For | For | For |
| | 10 | Elect George Munoz | | Mgmt | For | For | For |
| | 11 | Elect Nabil Y. Sakkab | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
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| Ameren Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEE | CUSIP 023608102 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Stephen F. Brauer | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Catherine S. Brune | | Mgmt | For | For | For |
| | 1.3 | Elect Ellen M. Fitzsimmons | | Mgmt | For | For | For |
| | 1.4 | Elect Walter J. Galvin | | Mgmt | For | For | For |
| | 1.5 | Elect Gayle P.W. Jackson | | Mgmt | For | For | For |
| | 1.6 | Elect James C. Johnson | | Mgmt | For | For | For |
| | 1.7 | Elect Steven H. Lipstein | | Mgmt | For | For | For |
| | 1.8 | Elect Patrick T. Stokes | | Mgmt | For | For | For |
| | 1.9 | Elect Thomas R. Voss | | Mgmt | For | For | For |
| | 1.10 | Elect Stephen R. Wilson | | Mgmt | For | For | For |
| | 1.11 | Elect Jack D. Woodard | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | | ShrHldr | Against | Against | For |
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| American Axle & Manufacturing Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AXL | CUSIP 024061103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Elizabeth A. Chappell | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Steven B Hantler | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect John F Smith | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
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| American Eagle Outfitters, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AEO | CUSIP 02553E106 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Hanson | | Mgmt | For | For | For |
| | 2 | Elect Thomas R. Ketteler | | Mgmt | For | For | For |
| | 3 | Elect Cary D. McMillan | | Mgmt | For | For | For |
| | 4 | Elect David M. Sable | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
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| American International Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AIG | CUSIP 026874784 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert H. Benmosche | | Mgmt | For | For | For |
| | 2 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 3 | Elect John Fitzpatrick | | Mgmt | For | For | For |
| | 4 | Elect William G. Jurgensen | | Mgmt | For | For | For |
| | 5 | Elect Christopher S. Lynch | | Mgmt | For | For | For |
| | 6 | Elect Arthur C. Martinez | | Mgmt | For | For | For |
| | 7 | Elect George L. Miles, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Henry S. Miller | | Mgmt | For | For | For |
| | 9 | Elect Robert S. Miller | | Mgmt | For | For | For |
| | 10 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 11 | Elect Ronald A. Rittenmeyer | | Mgmt | For | For | For |
| | 12 | Elect Douglas M. Steenland | | Mgmt | For | For | For |
| | 13 | Elect Theresa M. Stone | | Mgmt | For | For | For |
| | 14 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
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| Anadarko Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APC | CUSIP 032511107 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin P. Chilton | | Mgmt | For | For | For |
| | 2 | Elect Luke R. Corbett | | Mgmt | For | For | For |
| | 3 | Elect H. Paulett Eberhart | | Mgmt | For | For | For |
| | 4 | Elect Peter J. Fluor | | Mgmt | For | For | For |
| | 5 | Elect Richard L. George | | Mgmt | For | For | For |
| | 6 | Elect Preston M. Geren, III | | Mgmt | For | For | For |
| | 7 | Elect Charles W. Goodyear | | Mgmt | For | For | For |
| | 8 | Elect John R. Gordon | | Mgmt | For | For | For |
| | 9 | Elect Eric D. Mullins | | Mgmt | For | For | For |
| | 10 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 11 | Elect R. A. Walker | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
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| Apache Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | APA | CUSIP 037411105 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Eugene C. Fiedorek | | Mgmt | For | For | For |
| | 2 | Elect Chansoo Joung | | Mgmt | For | For | For |
| | 3 | Elect William C. Montgomery | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Amendment to the 2011 Omnibus Equity Compensation Plan | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
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| Apple Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AAPL | CUSIP 037833100 | | 02/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect William V. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Timothy D. Cook | | Mgmt | For | For | For |
| | 1.3 | Elect Millard S. Drexler | | Mgmt | For | For | For |
| | 1.4 | Elect Albert A. Gore, Jr. | | Mgmt | For | For | For |
| | 1.5 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 1.6 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 1.7 | Elect Arthur D. Levinson | | Mgmt | For | For | For |
| | 1.8 | Elect Ronald D. Sugar | | Mgmt | For | For | For |
| | 2 | Amendments to Articles of Incorporation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
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| Arris Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ARRS | CUSIP 04270V106 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Alex B. Best | | Mgmt | For | For | For |
| | 1.2 | Elect Harry L. Bosco | | Mgmt | For | For | For |
| | 1.3 | Elect James A. Chiddix | | Mgmt | For | For | For |
| | 1.4 | Elect John A. Craig | | Mgmt | For | For | For |
| | 1.5 | Elect Andrew T. Heller | | Mgmt | For | For | For |
| | 1.6 | Elect Matthew B. Kearney | | Mgmt | For | For | For |
| | 1.7 | Elect Robert J. Stanzione | | Mgmt | For | For | For |
| | 1.8 | Elect Debora J. Wilson | | Mgmt | For | For | For |
| | 1.9 | Elect David A. Woodle | | Mgmt | For | For | For |
| | 2 | Amendment to the 2011 Stock Incentive Plan | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Reapproval of the the Material Terms under the Management Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
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| Assured Guaranty Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AGO | CUSIP G0585R106 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Neil Baron | | Mgmt | For | For | For |
| | 1.2 | Elect Francisco L. Borges | | Mgmt | For | For | For |
| | 1.3 | Elect G. Lawrence Buhl | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen A. Cozen | | Mgmt | For | For | For |
| | 1.5 | Elect Dominic J. Frederico | | Mgmt | For | For | For |
| | 1.6 | Elect Bonnie L. Howard | | Mgmt | For | For | For |
| | 1.7 | Elect Patrick W. Kenny | | Mgmt | For | For | For |
| | 1.8 | Elect Simon W. Leathes | | Mgmt | For | For | For |
| | 1.9 | Elect Robin Monro-Davies | | Mgmt | For | For | For |
| | 1.10 | Elect Michael T. O'Kane | | Mgmt | For | For | For |
| | 1.11 | Elect Wilbur L. Ross, Jr. | | Mgmt | For | For | For |
| | 1.12 | Election of Howard W. Albert | | Mgmt | For | For | For |
| | 1.13 | Election of Robert A. Bailenson | | Mgmt | For | For | For |
| | 1.14 | Election of Russell B. Brewer, II | | Mgmt | For | For | For |
| | 1.15 | Election of Gary Burnet | | Mgmt | For | For | For |
| | 1.16 | Election of Stephen Donnarumma | | Mgmt | For | For | For |
| | 1.17 | Election of Dominic J. Frederico | | Mgmt | For | For | For |
| | 1.18 | Election of James M. Michener | | Mgmt | For | For | For |
| | 1.19 | Election of Robert B. Mills | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor for Company Subsidiary | | Mgmt | For | For | For |
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| AT&T Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | T | CUSIP 00206R102 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Randall L. Stephenson | | Mgmt | For | For | For |
| | 2 | Elect Gilbert F. Amelio | | Mgmt | For | For | For |
| | 3 | Elect Reuben V. Anderson | | Mgmt | For | For | For |
| | 4 | Elect James H. Blanchard | | Mgmt | For | For | For |
| | 5 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 6 | Elect Scott T. Ford | | Mgmt | For | For | For |
| | 7 | Elect James P. Kelly | | Mgmt | For | For | For |
| | 8 | Elect Jon C. Madonna | | Mgmt | For | For | For |
| | 9 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 10 | Elect John B. McCoy | | Mgmt | For | For | For |
| | 11 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 12 | Elect Matthew K. Rose | | Mgmt | For | For | For |
| | 13 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Amendment to the Stock Purchase and Deferral Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Political Spending | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lead Batteries | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
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| AutoZone, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | AZO | CUSIP 053332102 | | 12/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sue Gove | | Mgmt | For | For | For |
| | 2 | Elect Earl Graves, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Enderson Guimaraes | | Mgmt | For | For | For |
| | 4 | Elect J.R. Hyde III | | Mgmt | For | For | For |
| | 5 | Elect W. Andrew McKenna | | Mgmt | For | For | For |
| | 6 | Elect George Mrkonic | | Mgmt | For | For | For |
| | 7 | Elect Luis Nieto | | Mgmt | For | For | For |
| | 8 | Elect William Rhodes III | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Bank of America Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAC | CUSIP 060505559 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sharon Allen | | Mgmt | For | For | For |
| | 2 | Elect Susan Bies | | Mgmt | For | For | For |
| | 3 | Elect Jack Bovender, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Frank Bramble, Sr. | | Mgmt | For | For | For |
| | 5 | Elect Arnold Donald | | Mgmt | For | For | For |
| | 6 | Elect Charles Gifford | | Mgmt | For | For | For |
| | 7 | Elect Charles Holliday, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Linda Hudson | | Mgmt | For | For | For |
| | 9 | Elect Monica Lozano | | Mgmt | For | For | For |
| | 10 | Elect Thomas May | | Mgmt | For | For | For |
| | 11 | Elect Brian Moynihan | | Mgmt | For | For | For |
| | 12 | Elect Lionel Nowell, III | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| Bank of New York Mellon Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BK | CUSIP 064058100 | | 04/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ruth E. Bruch | | Mgmt | For | For | For |
| | 2 | Elect Nicholas M. Donofrio | | Mgmt | For | For | For |
| | 3 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 4 | Elect Edmund F. Kelly | | Mgmt | For | For | For |
| | 5 | Elect Richard J. Kogan | | Mgmt | For | For | For |
| | 6 | Elect Michael J. Kowalski | | Mgmt | For | For | For |
| | 7 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Mark A. Nordenberg | | Mgmt | For | For | For |
| | 9 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 10 | Elect William C. Richardson | | Mgmt | For | For | For |
| | 11 | Elect Samuel C. Scott III | | Mgmt | For | For | For |
| | 12 | Elect Wesley W. von Schack | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Barclays plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BARC | CINS G08036124 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Sir David Walker | | Mgmt | For | For | For |
| | 4 | Elect Tim Breedon | | Mgmt | For | For | For |
| | 5 | Elect Antony Jenkins | | Mgmt | For | For | For |
| | 6 | Elect Diane de Saint Victor | | Mgmt | For | For | For |
| | 7 | Elect David Booth | | Mgmt | For | For | For |
| | 8 | Elect Fulvio Conti | | Mgmt | For | For | For |
| | 9 | Elect Simon J. Fraser | | Mgmt | For | Against | Against |
| | 10 | Elect Reuben Jeffery III | | Mgmt | For | For | For |
| | 11 | Elect Christopher Lucas | | Mgmt | For | For | For |
| | 12 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 13 | Elect Sir Michael Rake | | Mgmt | For | For | For |
| | 14 | Elect Sir John Sunderland | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | | Mgmt | For | For | For |
| | 22 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 23 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 24 | Scrip Dividend | | Mgmt | For | For | For |
| | 25 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Barrick Gold Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ABX | CUSIP 067901108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Howard L. Beck | | Mgmt | For | For | For |
| | 1.2 | Elect Charles W. D. Birchall | | Mgmt | For | For | For |
| | 1.3 | Elect Donald J. Carty | | Mgmt | For | For | For |
| | 1.4 | Elect Gustavo A. Cisneros | | Mgmt | For | For | For |
| | 1.5 | Elect Robert M. Franklin | | Mgmt | For | For | For |
| | 1.6 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.7 | Elect Dambisa Moyo | | Mgmt | For | For | For |
| | 1.8 | Elect Brian Mulroney | | Mgmt | For | For | For |
| | 1.9 | Elect Anthony Munk | | Mgmt | For | For | For |
| | 1.10 | Elect Peter Munk | | Mgmt | For | For | For |
| | 1.11 | Elect Steven J. Shapiro | | Mgmt | For | For | For |
| | 1.12 | Elect Jamie C. Sokalsky | | Mgmt | For | For | For |
| | 1.13 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Baxter International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BAX | CUSIP 071813109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas Chen | | Mgmt | For | For | For |
| | 2 | Elect Blake Devitt | | Mgmt | For | For | For |
| | 3 | Elect John Forsyth | | Mgmt | For | For | For |
| | 4 | Elect Gail Fosler | | Mgmt | For | For | For |
| | 5 | Elect Carole Shapazian | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 9 | Restoration of Right to Call a Special Meeting | | Mgmt | For | For | For |
|
|
|
| Bed Bath & Beyond Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBBY | CUSIP 075896100 | | 06/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Warren Eisenberg | | Mgmt | For | For | For |
| | 2 | Elect Leonard Feinstein | | Mgmt | For | For | For |
| | 3 | Elect Steven H. Temares | | Mgmt | For | For | For |
| | 4 | Elect Dean S. Adler | | Mgmt | For | For | For |
| | 5 | Elect Stanley F. Barshay | | Mgmt | For | For | For |
| | 6 | Elect Klaus Eppler | | Mgmt | For | For | For |
| | 7 | Elect Patrick R. Gaston | | Mgmt | For | For | For |
| | 8 | Elect Jordan Heller | | Mgmt | For | For | For |
| | 9 | Elect Victoria A. Morrison | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Best Buy Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BBY | CUSIP 086516101 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bradbury H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Sanjay Khosla | | Mgmt | For | For | For |
| | 3 | Elect Allen U. Lenzmeier | | Mgmt | For | For | For |
| | 4 | Elect Hatim A. Tyabji | | Mgmt | For | For | For |
| | 5 | Elect Russell P. Fradin | | Mgmt | For | For | For |
| | 6 | Elect Hubert Joly | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
| | 8 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 9 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Boeing Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | BA | CUSIP 097023105 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David L. Calhoun | | Mgmt | For | For | For |
| | 2 | Elect Arthur D. Collins, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 4 | Elect Kenneth M. Duberstein | | Mgmt | For | For | For |
| | 5 | Elect Edmund P. Giambastiani, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 7 | Elect Edward M. Liddy | | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Susan C. Schwab | | Mgmt | For | For | For |
| | 10 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 11 | Elect Mike S. Zafirovski | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Cabot Oil & Gas Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COG | CUSIP 127097103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert L. Keiser | | Mgmt | For | For | For |
| | 2 | Elect W. Matt Ralls | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Calpine Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CPN | CUSIP 131347304 | | 05/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frank Cassidy | | Mgmt | For | For | For |
| | 1.2 | Elect Jack A. Fusco | | Mgmt | For | For | For |
| | 1.3 | Elect Robert C. Hinckley | | Mgmt | For | For | For |
| | 1.4 | Elect Michael W. Hofmann | | Mgmt | For | For | For |
| | 1.5 | Elect David C. Merritt | | Mgmt | For | For | For |
| | 1.6 | Elect W. Benjamin Moreland | | Mgmt | For | For | For |
| | 1.7 | Elect Robert A. Mosbacher, Jr. | | Mgmt | For | For | For |
| | 1.8 | Elect Denise M. O'Leary | | Mgmt | For | For | For |
| | 1.9 | Elect J. Stuart Ryan | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Equity Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Cameron International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAM | CUSIP 13342B105 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James T. Hackett | | Mgmt | For | For | For |
| | 2 | Elect Michael E. Patrick | | Mgmt | For | For | For |
| | 3 | Elect Jon Erik Reinhardsen | | Mgmt | For | For | For |
| | 4 | Elect Bruce W. Wilkinson | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the 2005 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Capital One Financial Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COF | CUSIP 14040H105 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard D. Fairbank | | Mgmt | For | For | For |
| | 2 | Elect W. Ronald Dietz | | Mgmt | For | For | For |
| | 3 | Elect Lewis Hay, III | | Mgmt | For | For | For |
| | 4 | Elect Benjamin P. Jenkins, III | | Mgmt | For | For | For |
| | 5 | Elect Peter E. Raskind | | Mgmt | For | For | For |
| | 6 | Elect Mayo A. Shattuck III | | Mgmt | For | For | For |
| | 7 | Elect Bradford H. Warner | | Mgmt | For | For | For |
| | 8 | Elect Catherine G. West | | Mgmt | For | Against | Against |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | | Mgmt | For | For | For |
| | 12 | Elimination of Supermajority Requirement for the Removal of Directors | | Mgmt | For | For | For |
| | 13 | Elimination of Supermajority Requirement for Certain Business Combinations | | Mgmt | For | For | For |
|
|
|
| Celanese Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CE | CUSIP 150870103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jay V. Ihlenfeld | | Mgmt | For | For | For |
| | 2 | Elect Mark C. Rohr | | Mgmt | For | For | For |
| | 3 | Elect Farah M. Walters | | Mgmt | For | For | For |
| | 4 | Elect Edward G. Galante | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Charles Schwab Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SCHW | CUSIP 808513105 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen A. Ellis | | Mgmt | For | For | For |
| | 2 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 3 | Elect Charles R. Schwab | | Mgmt | For | For | For |
| | 4 | Elect Paula A. Sneed | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Chevron Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVX | CUSIP 166764100 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Linnet F. Deily | | Mgmt | For | Against | Against |
| | 2 | Elect Robert E. Denham | | Mgmt | For | Against | Against |
| | 3 | Elect Alice P. Gast | | Mgmt | For | Against | Against |
| | 4 | Elect Enrique Hernandez, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect George L. Kirkland | | Mgmt | For | Against | Against |
| | 6 | Elect Charles W. Moorman, IV | | Mgmt | For | Against | Against |
| | 7 | Elect Kevin W. Sharer | | Mgmt | For | Against | Against |
| | 8 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 9 | Elect Ronald D. Sugar | | Mgmt | For | Against | Against |
| | 10 | Elect Carl Ware | | Mgmt | For | Against | Against |
| | 11 | Elect John S. Watson | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Offshore Drilling Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Report on Climate Change | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Prohibition on Political Spending | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
| | 23 | Shareholder Proposal Regarding Country Selection Guidelines | | ShrHldr | Against | Against | For |
|
|
|
| Chubb Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CB | CUSIP 171232101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zoe Baird Budinger | | Mgmt | For | For | For |
| | 2 | Elect Sheila P. Burke | | Mgmt | For | For | For |
| | 3 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 4 | Elect John D. Finnegan | | Mgmt | For | For | For |
| | 5 | Elect Lawrence W. Kellner | | Mgmt | For | For | For |
| | 6 | Elect Martin G. McGuinn | | Mgmt | For | For | For |
| | 7 | Elect Lawrence M. Small | | Mgmt | For | For | For |
| | 8 | Elect Jess Soderberg | | Mgmt | For | For | For |
| | 9 | Elect Daniel E. Somers | | Mgmt | For | For | For |
| | 10 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 11 | Elect James M. Zimmerman | | Mgmt | For | For | For |
| | 12 | Elect Alfred W. Zollar | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| CIGNA Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CI | CUSIP 125509109 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David M. Cordani | | Mgmt | For | For | For |
| | 2 | Elect Isaiah Harris, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Jane E. Henney | | Mgmt | For | For | For |
| | 4 | Elect Donna F. Zarcone | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Amendment to the Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 8 | Shareholder Proposal Regarding Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Cisco Systems, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CSCO | CUSIP 17275R102 | | 11/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carol Bartz | | Mgmt | For | For | For |
| | 2 | Elect Marc Benioff | | Mgmt | For | For | For |
| | 3 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 4 | Elect Michael Capellas | | Mgmt | For | For | For |
| | 5 | Elect Larry Carter | | Mgmt | For | For | For |
| | 6 | Elect John Chambers | | Mgmt | For | For | For |
| | 7 | Elect Brian Halla | | Mgmt | For | For | For |
| | 8 | Elect John Hennessy | | Mgmt | For | For | For |
| | 9 | Elect Kristina Johnson | | Mgmt | For | For | For |
| | 10 | Elect Richard Kovacevich | | Mgmt | For | For | For |
| | 11 | Elect Roderick McGeary | | Mgmt | For | For | For |
| | 12 | Elect Arun Sarin | | Mgmt | For | For | For |
| | 13 | Elect Steven West | | Mgmt | For | For | For |
| | 14 | Amendment to the Executive Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Report on Conflict Minerals | | ShrHldr | Against | Against | For |
|
|
|
| Citigroup Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | C | CUSIP 172967424 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael L. Corbat | | Mgmt | For | For | For |
| | 2 | Elect Franz B. Humer | | Mgmt | For | For | For |
| | 3 | Elect Robert L. Joss | | Mgmt | For | For | For |
| | 4 | Elect Michael E. O'Neill | | Mgmt | For | For | For |
| | 5 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 6 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 7 | Elect Anthony M. Santomero | | Mgmt | For | For | For |
| | 8 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 9 | Elect Diana L. Taylor | | Mgmt | For | For | For |
| | 10 | Elect William S. Thompson, Jr. | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Director Indemnification | | ShrHldr | Against | Against | For |
|
|
|
| CME Group Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CME | CUSIP 12572Q105 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terrence A. Duffy | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Charles P. Carey | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Mark E. Cermak | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Martin J. Gepsman | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Leo Melamed | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Joseph Niciforo | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect C.C. Odom II | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John F. Sandner | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Dennis A. Suskind | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | For | Against |
|
|
|
| CMS Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMS | CUSIP 125896100 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jon E. Barfield | | Mgmt | For | For | For |
| | 2 | Elect Stephen E. Ewing | | Mgmt | For | For | For |
| | 3 | Elect Richard M. Gabrys | | Mgmt | For | For | For |
| | 4 | Elect William D. Harvey | | Mgmt | For | For | For |
| | 5 | Elect David W. Joos | | Mgmt | For | For | For |
| | 6 | Elect Philip R. Lochner, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Michael T. Monahan | | Mgmt | For | For | For |
| | 8 | Elect John G. Russell | | Mgmt | For | For | For |
| | 9 | Elect Kenneth L. Way | | Mgmt | For | For | For |
| | 10 | Elect Laura H. Wright | | Mgmt | For | For | For |
| | 11 | Elect John B. Yasinsky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Coca-Cola Enterprises, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CCE | CUSIP 19122T109 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jan Bennink | | Mgmt | For | For | For |
| | 1.2 | Elect John F. Brock | | Mgmt | For | For | For |
| | 1.3 | Elect Calvin Darden | | Mgmt | For | For | For |
| | 1.4 | Elect L. Phillip Humann | | Mgmt | For | For | For |
| | 1.5 | Elect Orrin H. Ingram II | | Mgmt | For | For | For |
| | 1.6 | Elect Thomas H. Johnson | | Mgmt | For | For | For |
| | 1.7 | Elect Suzanne B. Labarge | | Mgmt | For | For | For |
| | 1.8 | Elect Veronique Morali | | Mgmt | For | For | For |
| | 1.9 | Elect Andrea L. Saia | | Mgmt | For | For | For |
| | 1.10 | Elect Garry Watts | | Mgmt | For | For | For |
| | 1.11 | Elect Curtis R. Welling | | Mgmt | For | For | For |
| | 1.12 | Elect Phoebe A. Wood | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Comcast Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMCSA | CUSIP 20030N101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Kenneth J. Bacon | | Mgmt | For | For | For |
| | 1.2 | Elect Sheldon M. Bonovitz | | Mgmt | For | For | For |
| | 1.3 | Elect Joseph J. Collins | | Mgmt | For | For | For |
| | 1.4 | Elect J. Michael Cook | | Mgmt | For | For | For |
| | 1.5 | Elect Gerald L. Hassell | | Mgmt | For | For | For |
| | 1.6 | Elect Jeffrey A. Honickman | | Mgmt | For | For | For |
| | 1.7 | Elect Eduardo G. Mestre | | Mgmt | For | For | For |
| | 1.8 | Elect Brian L. Roberts | | Mgmt | For | For | For |
| | 1.9 | Elect Ralph J. Roberts | | Mgmt | For | For | For |
| | 1.10 | Elect Johnathan A. Rodgers | | Mgmt | For | For | For |
| | 1.11 | Elect Judith Rodin | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 4 | Sharheolder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
|
|
|
| ConocoPhillips | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COP | CUSIP 20825C104 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard L. Armitage | | Mgmt | For | For | For |
| | 2 | Elect Richard H. Auchinleck | | Mgmt | For | For | For |
| | 3 | Elect James E. Copeland, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Jody L Freeman | | Mgmt | For | For | For |
| | 5 | Elect Gay Huey Evans | | Mgmt | For | For | For |
| | 6 | Elect Ryan M. Lance | | Mgmt | For | For | For |
| | 7 | Elect Mohd H. Marican | | Mgmt | For | For | For |
| | 8 | Elect Robert A. Niblock | | Mgmt | For | For | For |
| | 9 | Elect Harald J. Norvik | | Mgmt | For | For | For |
| | 10 | Elect William E. Wade, Jr. | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | | ShrHldr | Against | Against | For |
|
|
|
| CONSOL Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNX | CUSIP 20854P109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.2 | Elect Philip W. Baxter | | Mgmt | For | For | For |
| | 1.3 | Elect James E. Altmeyer, Sr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect William E. Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Raj K. Gupta | | Mgmt | For | For | For |
| | 1.6 | Elect David C. Hardesty, Jr. | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect John T. Mills | | Mgmt | For | For | For |
| | 1.8 | Elect William P. Powell | | Mgmt | For | For | For |
| | 1.9 | Elect Joseph T. Williams | | Mgmt | For | For | For |
| | 2 | Amendment to the Executive Annual Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 5 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Climate Change Report | | ShrHldr | Against | Against | For |
|
|
|
| Corning Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GLW | CUSIP 219350105 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Seely Brown | | Mgmt | For | For | For |
| | 2 | Elect Stephanie A. Burns | | Mgmt | For | For | For |
| | 3 | Elect John A. Canning Jr. | | Mgmt | For | For | For |
| | 4 | Elect Richard T. Clark | | Mgmt | For | For | For |
| | 5 | Elect Robert F. Cummings, Jr. | | Mgmt | For | For | For |
| | 6 | Elect James B. Flaws | | Mgmt | For | For | For |
| | 7 | Elect Kurt M. Landgraf | | Mgmt | For | For | For |
| | 8 | Elect Kevin J. Martin | | Mgmt | For | For | For |
| | 9 | Elect Deborah D. Rieman | | Mgmt | For | For | For |
| | 10 | Elect Hansel E. Tookes II | | Mgmt | For | For | For |
| | 11 | Elect Wendell P. Weeks | | Mgmt | For | For | For |
| | 12 | Elect Mark S. Wrighton | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Covidien Public Limited Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | COV | CUSIP G2554F113 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jose E. Almeida | | Mgmt | For | For | For |
| | 2 | Elect Joy A. Amundson | | Mgmt | For | For | For |
| | 3 | Elect Craig Arnold | | Mgmt | For | For | For |
| | 4 | Elect Robert H. Brust | | Mgmt | For | For | For |
| | 5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Christopher J. Coughlin | | Mgmt | For | For | For |
| | 7 | Elect Randall J. Hogan, III | | Mgmt | For | For | For |
| | 8 | Elect Martin D. Madaus | | Mgmt | For | For | For |
| | 9 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 10 | Elect Joseph A. Zaccagnino | | Mgmt | For | For | For |
| | 11 | Appointment of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the Stock and Incentive Plan | | Mgmt | For | For | For |
| | 14 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 15 | Authority to Reissue Treasury Shares | | Mgmt | For | For | For |
| | 16 | Amendments to Articles to Update Share Transfer Procedures | | Mgmt | For | For | For |
| | 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | | Mgmt | For | For | For |
|
|
|
| Cubist Pharmaceuticals, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBST | CUSIP 229678107 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael W. Bonney | | Mgmt | For | For | For |
| | 1.2 | Elect Mark Corrigan | | Mgmt | For | For | For |
| | 1.3 | Elect Alison Lawton | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 4 | Technical Amendment to Bylaws | | Mgmt | For | For | For |
| | 5 | Technical Amendment to Bylaws | | Mgmt | For | For | For |
| | 6 | Technical Amendment to Certificate of Incorporation | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| CVS Caremark Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CVS | CUSIP 126650100 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. David Brown II | | Mgmt | For | For | For |
| | 2 | Elect David W. Dorman | | Mgmt | For | For | For |
| | 3 | Elect Anne M. Finucane | | Mgmt | For | For | For |
| | 4 | Elect Kristen E. Gibney Williams | | Mgmt | For | For | For |
| | 5 | Elect Larry J. Merlo | | Mgmt | For | For | For |
| | 6 | Elect Jean-Pierre Millon | | Mgmt | For | For | For |
| | 7 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 8 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 9 | Elect Tony L. White | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the 2007 Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 13 | Reduction of Voting Thresholds in the Fair Price Provision | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| D.R. Horton, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DHI | CUSIP 23331A109 | | 01/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Donald Horton | | Mgmt | For | For | For |
| | 2 | Elect Bradley Anderson | | Mgmt | For | For | For |
| | 3 | Elect Michael Buchanan | | Mgmt | For | For | For |
| | 4 | Elect Michael Hewatt | | Mgmt | For | For | For |
| | 5 | Elect Bob Scott | | Mgmt | For | For | For |
| | 6 | Elect Donald Tomnitz | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Delta Air Lines, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DAL | CUSIP 247361702 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard H. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Edward H. Bastian | | Mgmt | For | For | For |
| | 3 | Elect Roy J. Bostock | | Mgmt | For | For | For |
| | 4 | Elect John S. Brinzo | | Mgmt | For | For | For |
| | 5 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 6 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 7 | Elect William H. Easter III | | Mgmt | For | For | For |
| | 8 | Elect Mickey P. Foret | | Mgmt | For | For | For |
| | 9 | Elect Shirley C. Franklin | | Mgmt | For | For | For |
| | 10 | Elect David R. Goode | | Mgmt | For | For | For |
| | 11 | Elect George N. Mattson | | Mgmt | For | For | For |
| | 12 | Elect Paula Rosput Reynolds | | Mgmt | For | For | For |
| | 13 | Elect Kenneth C. Rogers | | Mgmt | For | For | For |
| | 14 | Elect Kenneth B. Woodrow | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
|
|
|
| DISH Network Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DISH | CUSIP 25470M109 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph P. Clayton | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect James DeFranco | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Cantey M. Ergen | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Charles W. Ergen | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Steven R. Goodbarn | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Gary S. Howard | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David K. Moskowitz | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Tom A. Ortolf | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Carl E. Vogel | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Dr Pepper Snapple Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DPS | CUSIP 26138E109 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John L. Adams | | Mgmt | For | For | For |
| | 2 | Elect Ronald G. Rogers | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Re-Approval of the Material Terms under the Management Incentive Plan | | Mgmt | For | For | For |
|
|
|
| E.I. du Pont de Nemours and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DD | CUSIP 263534109 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lamberto Andreotti | | Mgmt | For | For | For |
| | 2 | Elect Richard H. Brown | | Mgmt | For | For | For |
| | 3 | Elect Robert A. Brown | | Mgmt | For | For | For |
| | 4 | Elect Bertrand P. Collomb | | Mgmt | For | For | For |
| | 5 | Elect Curtis J. Crawford | | Mgmt | For | For | For |
| | 6 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 7 | Elect Eleuthere I. Du Pont | | Mgmt | For | For | For |
| | 8 | Elect Marillyn A. Hewson | | Mgmt | For | For | For |
| | 9 | Elect Lois D. Juliber | | Mgmt | For | For | For |
| | 10 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 11 | Elect Lee M. Thomas | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Genetically Modified Organisms | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Report on Executive Compensation | | ShrHldr | Against | Against | For |
|
|
|
| Eaton Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP 278058102 | | 10/26/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Merger/Acquisition | | Mgmt | For | For | For |
| | 2 | Reduction in Share Premium Account to Create Distributable Reserves | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Golden Parachutes | | Mgmt | For | For | For |
| | 4 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Eaton Corporation plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETN | CUSIP G29183103 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect George S. Barrett | | Mgmt | For | For | For |
| | 2 | Elect Todd M. Bluedorn | | Mgmt | For | For | For |
| | 3 | Elect Christopher M. Connor | | Mgmt | For | For | For |
| | 4 | Elect Michael J. Critelli | | Mgmt | For | For | For |
| | 5 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 6 | Elect Charles E. Golden | | Mgmt | For | For | For |
| | 7 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 8 | Elect Arthur E. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Ned C. Lautenbach | | Mgmt | For | For | For |
| | 10 | Elect Deborah L. McCoy | | Mgmt | For | For | For |
| | 11 | Elect Gregory R. Page | | Mgmt | For | For | For |
| | 12 | Elect Gerald B. Smith | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 14 | Senior Executive Incentive Compensation Plan | | Mgmt | For | For | For |
| | 15 | Executive Strategic Incentive Plan | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Issuance of Treasury Shares | | Mgmt | For | For | For |
|
|
|
| Edison International | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EIX | CUSIP 281020107 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jagjeet S. Bindra | | Mgmt | For | For | For |
| | 2 | Elect Vanessa C.L. Chang | | Mgmt | For | For | For |
| | 3 | Elect France A. Cordova | | Mgmt | For | For | For |
| | 4 | Elect Theodore F. Craver, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Bradford M. Freeman | | Mgmt | For | For | For |
| | 6 | Elect Luis G. Nogales | | Mgmt | For | For | For |
| | 7 | Elect Ronald L. Olson | | Mgmt | For | For | For |
| | 8 | Elect Richard T. Schlosberg, III | | Mgmt | For | For | For |
| | 9 | Elect Thomas C. Sutton | | Mgmt | For | For | For |
| | 10 | Elect Peter J. Taylor | | Mgmt | For | For | For |
| | 11 | Elect Brett White | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Eli Lilly and Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLY | CUSIP 532457108 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph Alvarez | | Mgmt | For | For | For |
| | 2 | Elect Sir Winfried Bischoff | | Mgmt | For | For | For |
| | 3 | Elect R. David Hoover | | Mgmt | For | For | For |
| | 4 | Elect Franklyn G. Prendergast | | Mgmt | For | For | For |
| | 5 | Elect Kathi P. Seifert | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | | Mgmt | For | For | For |
|
|
|
| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ERJ | CUSIP 29082A107 | | 03/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Amendments to Articles Regarding Management and Board Functions | | Mgmt | For | For | For |
| | 2 | Amendments to Articles Regarding Board Size and Election of Directors | | Mgmt | For | For | For |
| | 3 | Amendments to Articles | | Mgmt | For | For | For |
|
|
|
| Embraer SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ERJ | CUSIP 29082A107 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Election of Directors | | Mgmt | For | For | For |
| | 4 | Election of Supervisory Council | | Mgmt | For | For | For |
| | 5 | Remuneration Policy | | Mgmt | For | Against | Against |
| | 6 | Supervisory Council's Fees | | Mgmt | For | For | For |
| | 7 | Amendments to the Stock Option Plan | | Mgmt | For | For | For |
| | 8 | Stock Option Plan for Board of Directors | | Mgmt | For | For | For |
|
|
|
| Energen Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | EGN | CUSIP 29265N108 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect T. Michael Goodrich | | Mgmt | For | For | For |
| | 1.2 | Elect Jay Grinney | | Mgmt | For | For | For |
| | 1.3 | Elect Frances Powell Hawes | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | | Mgmt | For | For | For |
| | 5 | Repeal of Classified Board | | Mgmt | For | For | For |
|
|
|
| Entergy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ETR | CUSIP 29364G103 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Maureen S. Bateman | | Mgmt | For | For | For |
| | 2 | Elect Leo P. Denault | | Mgmt | For | For | For |
| | 3 | Elect Gary W. Edwards | | Mgmt | For | For | For |
| | 4 | Elect Alexis M. Herman | | Mgmt | For | For | For |
| | 5 | Elect Donald C. Hintz | | Mgmt | For | For | For |
| | 6 | Elect Stuart L. Levenick | | Mgmt | For | For | For |
| | 7 | Elect Blanche L. Lincoln | | Mgmt | For | For | For |
| | 8 | Elect Stewart C. Myers | | Mgmt | For | For | For |
| | 9 | Elect W.J. Tauzin | | Mgmt | For | For | For |
| | 10 | Elect Steven V. Wilkinson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Regarding Nuclear Fuel Storage and Safety | | ShrHldr | Against | Against | For |
|
|
|
| Equity LifeStyle Properties, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ELS | CUSIP 29472R108 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Philip Calian | | Mgmt | For | For | For |
| | 1.2 | Elect David Contis | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Dobrowski | | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Heneghan | | Mgmt | For | For | For |
| | 1.5 | Elect Marguerite Nader | | Mgmt | For | For | For |
| | 1.6 | Elect Sheli Rosenberg | | Mgmt | For | For | For |
| | 1.7 | Elect Howard Walker | | Mgmt | For | For | For |
| | 1.8 | Elect Gary Waterman | | Mgmt | For | For | For |
| | 1.9 | Elect William Young | | Mgmt | For | For | For |
| | 1.10 | Elect Samuel Zell | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Everest Re Group, Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RE | CUSIP G3223R108 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dominic J. Addesso | | Mgmt | For | For | For |
| | 1.2 | Elect John J. Amore | | Mgmt | For | For | For |
| | 1.3 | Elect John R. Dunne | | Mgmt | For | For | For |
| | 1.4 | Elect Joseph V. Taranto | | Mgmt | For | For | For |
| | 1.5 | Elect John A. Weber | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Express Scripts Holding Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ESRX | CUSIP 30219G108 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gary Benanav | | Mgmt | For | For | For |
| | 2 | Elect Maura Breen | | Mgmt | For | For | For |
| | 3 | Elect William DeLaney | | Mgmt | For | For | For |
| | 4 | Elect Nicholas LaHowchic | | Mgmt | For | For | For |
| | 5 | Elect Thomas Mac Mahon | | Mgmt | For | For | For |
| | 6 | Elect Frank Mergenthaler | | Mgmt | For | For | For |
| | 7 | Elect Woodrow Myers, Jr. | | Mgmt | For | For | For |
| | 8 | Elect John Parker, Jr. | | Mgmt | For | For | For |
| | 9 | Elect George Paz | | Mgmt | For | For | For |
| | 10 | Elect William Roper | | Mgmt | For | For | For |
| | 11 | Elect Samuel Skinner | | Mgmt | For | For | For |
| | 12 | Elect Seymour Sternberg | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Exxon Mobil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XOM | CUSIP 30231G102 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Boskin | | Mgmt | For | For | For |
| | 1.2 | Elect Peter Brabeck-Letmathe | | Mgmt | For | For | For |
| | 1.3 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 1.4 | Elect Larry R. Faulkner | | Mgmt | For | For | For |
| | 1.5 | Elect Jay S. Fishman | | Mgmt | For | For | For |
| | 1.6 | Elect Henrietta H. Fore | | Mgmt | For | For | For |
| | 1.7 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 1.8 | Elect William W. George | | Mgmt | For | For | For |
| | 1.9 | Elect Samuel J. Palmisano | | Mgmt | For | For | For |
| | 1.10 | Elect Steven S. Reinemund | | Mgmt | For | For | For |
| | 1.11 | Elect Rex W. Tillerson | | Mgmt | For | For | For |
| | 1.12 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 1.13 | Elect Edward E. Whitacre, Jr. | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Multiple Board Service | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Hydraulic Fracturing | | ShrHldr | Against | Against | For |
| | 11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | | ShrHldr | Against | Against | For |
|
|
|
| FedEx Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FDX | CUSIP 31428X106 | | 09/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James Barksdale | | Mgmt | For | For | For |
| | 2 | Elect John Edwardson | | Mgmt | For | For | For |
| | 3 | Elect Shirley Jackson | | Mgmt | For | For | For |
| | 4 | Elect Steven Loranger | | Mgmt | For | For | For |
| | 5 | Elect Gary Loveman | | Mgmt | For | For | For |
| | 6 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 7 | Elect Joshua Ramo | | Mgmt | For | For | For |
| | 8 | Elect Susan Schwab | | Mgmt | For | For | For |
| | 9 | Elect Frederick Smith | | Mgmt | For | For | For |
| | 10 | Elect Joshua Smith | | Mgmt | For | For | For |
| | 11 | Elect David Steiner | | Mgmt | For | For | For |
| | 12 | Elect Paul Walsh | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| Fidelity National Information Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FIS | CUSIP 31620M106 | | 05/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephan A. James | | Mgmt | For | For | For |
| | 2 | Elect Frank R. Martire | | Mgmt | For | For | For |
| | 3 | Elect Gary A. Norcross | | Mgmt | For | For | For |
| | 4 | Elect James B. Stallings | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Amendment to the 2008 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fifth Third Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FITB | CUSIP 316773209 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Darryl F. Allen | | Mgmt | For | For | For |
| | 2 | Elect Evan Bayh | | Mgmt | For | For | For |
| | 3 | Elect Ulysses L. Bridgeman, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Emerson L. Brumback | | Mgmt | For | For | For |
| | 5 | Elect James P. Hackett | | Mgmt | For | For | For |
| | 6 | Elect Gary R. Heminger | | Mgmt | For | For | For |
| | 7 | Elect Jewell D. Hoover | | Mgmt | For | For | For |
| | 8 | Elect William M. Isaac | | Mgmt | For | For | For |
| | 9 | Elect Kevin T. Kabat | | Mgmt | For | For | For |
| | 10 | Elect Mitchel D. Livingston | | Mgmt | For | For | For |
| | 11 | Elect Michael B. McCallister | | Mgmt | For | For | For |
| | 12 | Elect Hendrick G. Meijer | | Mgmt | For | For | For |
| | 13 | Elect John J. Schiff, Jr. | | Mgmt | For | For | For |
| | 14 | Elect Marsha C. Williams | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| First Horizon National Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FHN | CUSIP 320517105 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Carter | | Mgmt | For | For | For |
| | 2 | Elect John C. Compton | | Mgmt | For | For | For |
| | 3 | Elect Mark A. Emkes | | Mgmt | For | For | For |
| | 4 | Elect Corydon J. Gilchrist | | Mgmt | For | For | For |
| | 5 | Elect Vicky B. Gregg | | Mgmt | For | For | For |
| | 6 | Elect D. Bryan Jordan | | Mgmt | For | For | For |
| | 7 | Elect R. Brad Martin | | Mgmt | For | For | For |
| | 8 | Elect Scott M. Niswonger | | Mgmt | For | For | For |
| | 9 | Elect Vicki R. Palmer | | Mgmt | For | For | For |
| | 10 | Elect Colin V. Reed | | Mgmt | For | For | For |
| | 11 | Elect Luke Yancy III | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| First Solar, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FSLR | CUSIP 336433107 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Michael J. Ahearn | | Mgmt | For | For | For |
| | 1.2 | Elect Richard D. Chapman | | Mgmt | For | For | For |
| | 1.3 | Elect George A. Hambro | | Mgmt | For | For | For |
| | 1.4 | Elect James A. Hughes | | Mgmt | For | For | For |
| | 1.5 | Elect Craig Kennedy | | Mgmt | For | For | For |
| | 1.6 | Elect James F. Nolan | | Mgmt | For | For | For |
| | 1.7 | Elect William J. Post | | Mgmt | For | For | For |
| | 1.8 | Elect J. Thomas Presby | | Mgmt | For | For | For |
| | 1.9 | Elect Paul H. Stebbins | | Mgmt | For | For | For |
| | 1.10 | Elect Michael T. Sweeney | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
| | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
|
|
|
| Firstenergy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FE | CUSIP 337932107 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Paul T. Addison | | Mgmt | For | For | For |
| | 1.2 | Elect Anthony J. Alexander | | Mgmt | For | For | For |
| | 1.3 | Elect Michael J. Anderson | | Mgmt | For | For | For |
| | 1.4 | Elect Carol A. Cartwright | | Mgmt | For | For | For |
| | 1.5 | Elect William T. Cottle | | Mgmt | For | For | For |
| | 1.6 | Elect Robert B. Heisler, Jr. | | Mgmt | For | For | For |
| | 1.7 | Elect Julia L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Ted J. Kleisner | | Mgmt | For | For | For |
| | 1.9 | Elect Donald T. Misheff | | Mgmt | For | For | For |
| | 1.10 | Elect Ernest J. Novak, Jr. | | Mgmt | For | For | For |
| | 1.11 | Elect Christopher D. Pappas | | Mgmt | For | For | For |
| | 1.12 | Elect Catherine A. Rein | | Mgmt | For | For | For |
| | 1.13 | Elect George M. Smart | | Mgmt | For | For | For |
| | 1.14 | Elect Wesley M. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Elimination of Supermajority Requirement | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Compensation Benchmarking | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 9 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Ford Motor Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | F | CUSIP 345370860 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen G. Butler | | Mgmt | For | For | For |
| | 2 | Elect Kimberly A. Casiano | | Mgmt | For | For | For |
| | 3 | Elect Anthony F. Earley, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Edsel B. Ford II | | Mgmt | For | For | For |
| | 5 | Elect William C. Ford, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Richard A. Gephardt | | Mgmt | For | For | For |
| | 7 | Elect James H. Hance, Jr. | | Mgmt | For | For | For |
| | 8 | Elect William W. Helman IV | | Mgmt | For | For | For |
| | 9 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Richard A. Manoogian | | Mgmt | For | For | For |
| | 11 | Elect Ellen R. Marram | | Mgmt | For | For | For |
| | 12 | Elect Alan Mulally | | Mgmt | For | For | For |
| | 13 | Elect Homer A. Neal | | Mgmt | For | For | For |
| | 14 | Elect Gerald L. Shaheen | | Mgmt | For | For | For |
| | 15 | Elect John L. Thornton | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 18 | Reapproval of the Annual Incentive Compensation Plan | | Mgmt | For | For | For |
| | 19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 20 | Approval of the Tax Benefit Preservation Plan | | Mgmt | For | For | For |
| | 21 | Shareholder Proposal Regarding Recapitalization | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
|
|
|
| Gemalto N.V. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GTO | CINS N3465M108 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Netherlands | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Ratification of CEO Acts | | Mgmt | For | For | For |
| | 4 | Ratification of Non-Executive Directors' Acts | | Mgmt | For | For | For |
| | 5 | Elect Buford Alexander | | Mgmt | For | For | For |
| | 6 | Elect John Ormerod | | Mgmt | For | For | For |
| | 7 | Elect Homaira Akbari | | Mgmt | For | For | For |
| | 8 | Directors' Fees | | Mgmt | For | For | For |
| | 9 | Amendments to Articles | | Mgmt | For | Against | Against |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | Against | Against |
| | 12 | Authority to Suppress Preemptive Rights | | Mgmt | For | Against | Against |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| General Dynamics Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GD | CUSIP 369550108 | | 05/01/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary Barra | | Mgmt | For | For | For |
| | 2 | Elect Nicholas Chabraja | | Mgmt | For | For | For |
| | 3 | Elect James Crown | | Mgmt | For | For | For |
| | 4 | Elect William Fricks | | Mgmt | For | For | For |
| | 5 | Elect Paul Kaminski | | Mgmt | For | For | For |
| | 6 | Elect John Keane | | Mgmt | For | For | For |
| | 7 | Elect Lester Lyles | | Mgmt | For | For | For |
| | 8 | Elect Phebe Novakovic | | Mgmt | For | For | For |
| | 9 | Elect William Osborn | | Mgmt | For | For | For |
| | 10 | Elect Sir Robert Walmsley | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 13 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| General Electric Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GE | CUSIP 369604103 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect W. Geoffrey Beattie | | Mgmt | For | For | For |
| | 2 | Elect John J. Brennan | | Mgmt | For | For | For |
| | 3 | Elect James I. Cash, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Francisco D'Souza | | Mgmt | For | For | For |
| | 5 | Elect Marijn E. Dekkers | | Mgmt | For | For | For |
| | 6 | Elect Ann M. Fudge | | Mgmt | For | For | For |
| | 7 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 8 | Elect Jeffrey R. Immelt | | Mgmt | For | For | For |
| | 9 | Elect Andrea Jung | | Mgmt | For | For | For |
| | 10 | Elect Robert W. Lane | | Mgmt | For | For | For |
| | 11 | Elect Ralph S. Larsen | | Mgmt | For | For | For |
| | 12 | Elect Rochelle B. Lazarus | | Mgmt | For | For | For |
| | 13 | Elect James J. Mulva | | Mgmt | For | For | For |
| | 14 | Elect Mary L. Schapiro | | Mgmt | For | For | For |
| | 15 | Elect Robert J. Swieringa | | Mgmt | For | For | For |
| | 16 | Elect James S. Tisch | | Mgmt | For | For | For |
| | 17 | Elect Douglas A. Warner III | | Mgmt | For | For | For |
| | 18 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 19 | Ratification of Auditor | | Mgmt | For | For | For |
| | 20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Term Limits | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 23 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 25 | Shareholder Proposal Regarding Double Board Nominees | | ShrHldr | Against | Against | For |
|
|
|
| General Motors Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GM | CUSIP 37045V100 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel F. Akerson | | Mgmt | For | For | For |
| | 2 | Elect David Bonderman | | Mgmt | For | Against | Against |
| | 3 | Elect Erroll B. Davis, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Stephen J. Girsky | | Mgmt | For | For | For |
| | 5 | Elect E. Neville Isdell | | Mgmt | For | For | For |
| | 6 | Elect Robert D. Krebs | | Mgmt | For | For | For |
| | 7 | Elect Kathryn V. Marinello | | Mgmt | For | For | For |
| | 8 | Elect Michael G. Mullen | | Mgmt | For | For | For |
| | 9 | Elect James J. Mulva | | Mgmt | For | For | For |
| | 10 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 11 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 12 | Elect Theodore M. Solso | | Mgmt | For | For | For |
| | 13 | Elect Carol M. Stephenson | | Mgmt | For | For | For |
| | 14 | Elect Cynthia A. Telles | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Goldman Sachs Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GS | CUSIP 38141G104 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lloyd C. Blankfein | | Mgmt | For | For | For |
| | 2 | Elect M. Michele Burns | | Mgmt | For | For | For |
| | 3 | Elect Gary D. Cohn | | Mgmt | For | For | For |
| | 4 | Elect Claes Dahlback | | Mgmt | For | For | For |
| | 5 | Elect William W. George | | Mgmt | For | For | For |
| | 6 | Elect James A. Johnson | | Mgmt | For | For | For |
| | 7 | Elect Lakshmi N. Mittal | | Mgmt | For | For | For |
| | 8 | Elect Adebayo O. Ogunlesi | | Mgmt | For | For | For |
| | 9 | Elect James J. Schiro | | Mgmt | For | For | For |
| | 10 | Elect Debra L. Spar | | Mgmt | For | For | For |
| | 11 | Elect Mark E. Tucker | | Mgmt | For | For | For |
| | 12 | Elect David A. Viniar | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Stock Incentive Plan | | Mgmt | For | Against | Against |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Formation of Human Rights Committee | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Sale of the Company | | ShrHldr | Against | Against | For |
|
|
|
| Great Plains Energy Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GXP | CUSIP 391164100 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Terry Bassham | | Mgmt | For | For | For |
| | 1.2 | Elect David L. Bodde | | Mgmt | For | For | For |
| | 1.3 | Elect Randall C. Ferguson, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Gary D. Forsee | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas D. Hyde | | Mgmt | For | For | For |
| | 1.6 | Elect James A. Mitchell | | Mgmt | For | For | For |
| | 1.7 | Elect Ann D. Murtlow | | Mgmt | For | For | For |
| | 1.8 | Elect John J. Sherman | | Mgmt | For | For | For |
| | 1.9 | Elect Linda H. Talbott | | Mgmt | For | For | For |
| | 1.10 | Elect Robert H. West | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Gulfport Energy Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GPOR | CUSIP 402635304 | | 06/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Donald Dillingham | | Mgmt | For | For | For |
| | 1.2 | Elect Craig Groeschel | | Mgmt | For | For | For |
| | 1.3 | Elect David L. Houston | | Mgmt | For | For | For |
| | 1.4 | Elect James D. Palm | | Mgmt | For | For | For |
| | 1.5 | Elect Scott E. Streller | | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| H.B. Fuller Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FUL | CUSIP 359694106 | | 04/11/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Dante C. Parrini | | Mgmt | For | For | For |
| | 1.2 | Elect John C. van Roden, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect James J. Owens | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | 2013 Master Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Halliburton Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAL | CUSIP 406216101 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alan M. Bennett | | Mgmt | For | For | For |
| | 2 | Elect James Boyd | | Mgmt | For | For | For |
| | 3 | Elect Milton Carroll | | Mgmt | For | For | For |
| | 4 | Elect Nance Dicciani | | Mgmt | For | For | For |
| | 5 | Elect Murry Gerber | | Mgmt | For | For | For |
| | 6 | Elect Jose Grubisich | | Mgmt | For | For | For |
| | 7 | Elect Abdallah Jum'ah | | Mgmt | For | For | For |
| | 8 | Elect David Lesar | | Mgmt | For | For | For |
| | 9 | Elect Robert Malone | | Mgmt | For | For | For |
| | 10 | Elect Landis Martin | | Mgmt | For | For | For |
| | 11 | Elect Debra Reed | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to Company Stock and Incentive Plan | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
|
|
|
| Hartford Financial Services Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HIG | CUSIP 416515104 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robert B. Allardice III | | Mgmt | For | For | For |
| | 2 | Elect Trevor Fetter | | Mgmt | For | For | For |
| | 3 | Elect Paul G. Kirk, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Liam E. McGee | | Mgmt | For | For | For |
| | 5 | Elect Kathryn A. Mikells | | Mgmt | For | For | For |
| | 6 | Elect Michael G. Morris | | Mgmt | For | For | For |
| | 7 | Elect Thomas A. Renyi | | Mgmt | For | For | For |
| | 8 | Elect Charles B. Strauss | | Mgmt | For | For | For |
| | 9 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Hasbro, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HAS | CUSIP 418056107 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 1.2 | Elect Alan R. Batkin | | Mgmt | For | For | For |
| | 1.3 | Elect Frank J. Biondi, Jr. | | Mgmt | For | For | For |
| | 1.4 | Elect Kenneth A. Bronfin | | Mgmt | For | For | For |
| | 1.5 | Elect John M. Connors, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Michael W.O. Garrett | | Mgmt | For | For | For |
| | 1.7 | Elect Lisa Gersh | | Mgmt | For | For | For |
| | 1.8 | Elect Brian D. Goldner | | Mgmt | For | For | For |
| | 1.9 | Elect Jack M. Greenberg | | Mgmt | For | For | For |
| | 1.10 | Elect Alan Hassenfeld | | Mgmt | For | For | For |
| | 1.11 | Elect Tracy A. Leinbach | | Mgmt | For | For | For |
| | 1.12 | Elect Edward M. Philip | | Mgmt | For | For | For |
| | 1.13 | Elect Alfred J. Verrecchia | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 2003 Stock Incentive Performance Plan | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Supplier Sustainability Report | | ShrHldr | Against | Against | For |
|
|
|
| Hess Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HES | CUSIP 42809H107 | | 05/16/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rodney Chase | | Mgmt | N/A | TNA | N/A |
| | 1.2 | Elect Harvey Golub | | Mgmt | N/A | TNA | N/A |
| | 1.3 | Elect Karl Kurz | | Mgmt | N/A | TNA | N/A |
| | 1.4 | Elect David McManus | | Mgmt | N/A | TNA | N/A |
| | 1.5 | Elect Marshall Smith | | Mgmt | N/A | TNA | N/A |
| | 2 | Ratification of Auditor | | Mgmt | N/A | TNA | N/A |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | N/A | TNA | N/A |
| | 4 | Repeal of Classified Board | | Mgmt | N/A | TNA | N/A |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | N/A | TNA | N/A |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | N/A | TNA | N/A |
| | 7 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | N/A | TNA | N/A |
| | 8 | Shareholder Proposal Regarding Bylaw Amendments | | ShrHldr | N/A | TNA | N/A |
|
|
|
| Hess Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HES | CUSIP 42809H107 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Krenicki, Jr. | | Mgmt | For | For | For |
| | 1.2 | Elect Kevin Meyers | | Mgmt | For | For | For |
| | 1.3 | Elect Frederic Reynolds | | Mgmt | For | For | For |
| | 1.4 | Elect William Schrader | | Mgmt | For | For | For |
| | 1.5 | Elect Mark Williams | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Bylaw Amendments | | ShrHldr | Against | For | Against |
|
|
|
| Hewlett-Packard Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HPQ | CUSIP 428236103 | | 03/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Marc Andreessen | | Mgmt | For | For | For |
| | 2 | Elect Shumeet Banerji | | Mgmt | For | For | For |
| | 3 | Elect Rajiv Gupta | | Mgmt | For | For | For |
| | 4 | Elect John Hammergren | | Mgmt | For | For | For |
| | 5 | Elect Raymond. Lane | | Mgmt | For | For | For |
| | 6 | Elect Ann Livermore | | Mgmt | For | For | For |
| | 7 | Elect Gary Reiner | | Mgmt | For | For | For |
| | 8 | Elect Patricia Russo | | Mgmt | For | For | For |
| | 9 | Elect G. Kennedy Thompson | | Mgmt | For | For | For |
| | 10 | Elect Margaret Whitman | | Mgmt | For | For | For |
| | 11 | Elect Ralph Whitworth | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | Amendment to Bylaws to Permit Shareholder Proxy Access | | Mgmt | For | For | For |
| | 15 | Amendment to the 2004 Stock Incentive Plan | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Review of Human Rights | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| Honeywell International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HON | CUSIP 438516106 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 2 | Elect Kevin Burke | | Mgmt | For | For | For |
| | 3 | Elect Jaime Chico Pardo | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Davis | | Mgmt | For | For | For |
| | 6 | Elect Linnet F. Deily | | Mgmt | For | For | For |
| | 7 | Elect Judd Gregg | | Mgmt | For | For | For |
| | 8 | Elect Lord Clive Hollick | | Mgmt | For | For | For |
| | 9 | Elect Grace D. Lieblein | | Mgmt | For | For | For |
| | 10 | Elect George Paz | | Mgmt | For | For | For |
| | 11 | Elect Bradley T. Sheares | | Mgmt | For | For | For |
| | 12 | Elect Robin L. Washington | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Humana Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUM | CUSIP 444859102 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bruce D. Broussard | | Mgmt | For | For | For |
| | 2 | Elect Frank A. D'Amelio | | Mgmt | For | For | For |
| | 3 | Elect W. Roy Dunbar | | Mgmt | For | For | For |
| | 4 | Elect Kurt Hilzinger | | Mgmt | For | For | For |
| | 5 | Elect David Jones Jr. | | Mgmt | For | For | For |
| | 6 | Elect Michael McCallister | | Mgmt | For | For | For |
| | 7 | Elect William McDonald | | Mgmt | For | For | For |
| | 8 | Elect William Mitchell | | Mgmt | For | For | For |
| | 9 | Elect David Nash | | Mgmt | For | For | For |
| | 10 | Elect James O'Brien | | Mgmt | For | For | For |
| | 11 | Elect Marissa Peterson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | | ShrHldr | Against | Against | For |
|
|
|
| Huntsman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HUN | CUSIP 447011107 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Nolan D. Archibald | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect M. Anthony Burns | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Jon M. Huntsman, Jr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Robert J. Margetts | | Mgmt | For | Withhold | Against |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Declassification of the Board | | ShrHldr | Against | For | Against |
|
|
|
| Ingersoll-Rand Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IR | CUSIP G47791101 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ann C. Berzin | | Mgmt | For | For | For |
| | 2 | Elect John G. Bruton | | Mgmt | For | For | For |
| | 3 | Elect Jared L. Cohon | | Mgmt | For | For | For |
| | 4 | Elect Gary D. Forsee | | Mgmt | For | For | For |
| | 5 | Elect Edward E. Hagenlocker | | Mgmt | For | For | For |
| | 6 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 7 | Elect Michael Lamach | | Mgmt | For | For | For |
| | 8 | Elect Theodore E. Martin | | Mgmt | For | For | For |
| | 9 | Elect Nelson Peltz | | Mgmt | For | For | For |
| | 10 | Elect John P. Surma | | Mgmt | For | For | For |
| | 11 | Elect Richard J. Swift | | Mgmt | For | For | For |
| | 12 | Elect Tony L. White | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 15 | Approval of the Incentive Stock Plan of 2013 | | Mgmt | For | For | For |
| | 16 | Amendment to Allow the Board to Declare Non-Cash Dividends | | Mgmt | For | For | For |
| | 17 | Capital Reduction and Creation of Distributable Reserves | | Mgmt | For | For | For |
| | 18 | Expand Authority to Execute Instruments of Transfer | | Mgmt | For | For | For |
| | 19 | Provide Escheatment in Accordance with US Laws | | Mgmt | For | For | For |
|
|
|
| Intel Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | INTC | CUSIP 458140100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Charlene Barshefsky | | Mgmt | For | Against | Against |
| | 2 | Elect Andy D. Bryant | | Mgmt | For | For | For |
| | 3 | Elect Susan L. Decker | | Mgmt | For | For | For |
| | 4 | Elect John J. Donahoe | | Mgmt | For | For | For |
| | 5 | Elect Reed E. Hundt | | Mgmt | For | For | For |
| | 6 | Elect James D. Plummer | | Mgmt | For | For | For |
| | 7 | Elect David S. Pottruck | | Mgmt | For | For | For |
| | 8 | Elect Frank D. Yeary | | Mgmt | For | For | For |
| | 9 | Elect David B. Yoffie | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Amendment to the 2006 Equity Incentive Plan | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| International Business Machines Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IBM | CUSIP 459200101 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Alain J. P. Belda | | Mgmt | For | For | For |
| | 2 | Elect William R. Brody | | Mgmt | For | For | For |
| | 3 | Elect Kenneth I. Chenault | | Mgmt | For | For | For |
| | 4 | Elect Michael L. Eskew | | Mgmt | For | For | For |
| | 5 | Elect David N. Farr | | Mgmt | For | For | For |
| | 6 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 7 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 8 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 9 | Elect James W. Owens | | Mgmt | For | For | For |
| | 10 | Elect Virginia M. Rometty | | Mgmt | For | For | For |
| | 11 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 12 | Elect Sidney Taurel | | Mgmt | For | For | For |
| | 13 | Elect Lorenzo H Zambrano | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| International Paper Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IP | CUSIP 460146103 | | 05/13/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David J. Bronczek | | Mgmt | For | For | For |
| | 2 | Elect Ahmet C. Dorduncu | | Mgmt | For | For | For |
| | 3 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 4 | Elect Ilene S. Gordon | | Mgmt | For | For | For |
| | 5 | Elect Stacey J. Mobley | | Mgmt | For | For | For |
| | 6 | Elect Joan E. Spero | | Mgmt | For | For | For |
| | 7 | Elect John L. Townsend, III | | Mgmt | For | For | For |
| | 8 | Elect John F. Turner | | Mgmt | For | For | For |
| | 9 | Elect William G. Walter | | Mgmt | For | For | For |
| | 10 | Elect J. Steven Whisler | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Right to Act by Written Consent | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Investors Bancorp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ISBC | CUSIP 46146P102 | | 05/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Plan of Merger | | Mgmt | For | For | For |
| | 2.1 | Elect Domenick A. Cama | | Mgmt | For | For | For |
| | 2.2 | Elect James J. Garibaldi | | Mgmt | For | For | For |
| | 2.3 | Elect Vincent D. Manahan III | | Mgmt | For | For | For |
| | 2.4 | Elect James H. Ward III | | Mgmt | For | For | For |
| | 3 | Approval of the Executive Officer Annual Incentive Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| J.C. Penney Company, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCP | CUSIP 708160106 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William A. Ackman | | Mgmt | For | For | For |
| | 2 | Elect Colleen C. Barrett | | Mgmt | For | For | For |
| | 3 | Elect Thomas J. Engibous | | Mgmt | For | For | For |
| | 4 | Elect Kent B. Foster | | Mgmt | For | For | For |
| | 5 | Elect Geraldine B. Laybourne | | Mgmt | For | For | For |
| | 6 | Elect Leonard H. Roberts | | Mgmt | For | For | For |
| | 7 | Elect Steven Roth | | Mgmt | For | For | For |
| | 8 | Elect Javier G. Teruel | | Mgmt | For | For | For |
| | 9 | Elect R. Gerald Turner | | Mgmt | For | For | For |
| | 10 | Elect Myron E. Ullman III | | Mgmt | For | For | For |
| | 11 | Elect Mary Beth West | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Japan Airlines Company Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 9201 | CINS J25979121 | | 06/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Amendments to Articles | | Mgmt | For | For | For |
| | 3 | Elect Masaru Ohnishi | | Mgmt | For | For | For |
| | 4 | Elect Yoshiharu Ueki | | Mgmt | For | For | For |
| | 5 | Elect Hirohide Kamikawa | | Mgmt | For | For | For |
| | 6 | Elect Nobuhiro Satou | | Mgmt | For | For | For |
| | 7 | Elect Junko Ohkawa | | Mgmt | For | For | For |
| | 8 | Elect Tatsuo Kainaka | | Mgmt | For | For | For |
| | 9 | Elect Kimie Iwata | | Mgmt | For | For | For |
|
|
|
| Johnson & Johnson | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JNJ | CUSIP 478160104 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Mary Sue Coleman | | Mgmt | For | For | For |
| | 2 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 3 | Elect Ian E.L. Davis | | Mgmt | For | For | For |
| | 4 | Elect Alex Gorsky | | Mgmt | For | For | For |
| | 5 | Elect Michael M. E. Johns | | Mgmt | For | For | For |
| | 6 | Elect Susan L. Lindquist | | Mgmt | For | For | For |
| | 7 | Elect Anne M. Mulcahy | | Mgmt | For | For | For |
| | 8 | Elect Leo F. Mullin | | Mgmt | For | For | For |
| | 9 | Elect William D. Perez | | Mgmt | For | For | For |
| | 10 | Elect Charles Prince | | Mgmt | For | For | For |
| | 11 | Elect A. Eugene Washington | | Mgmt | For | For | For |
| | 12 | Elect Ronald A. Williams | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Johnson Controls, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JCI | CUSIP 478366107 | | 01/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Abney | | Mgmt | For | For | For |
| | 1.2 | Elect Julie Bushman | | Mgmt | For | For | For |
| | 1.3 | Elect Eugenio Clariond Reyes-Retana | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey Joerres | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 4 | 2012 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Joy Global Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JOY | CUSIP 481165108 | | 03/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Steven L. Gerard | | Mgmt | For | For | For |
| | 1.2 | Elect John T. Gremp | | Mgmt | For | For | For |
| | 1.3 | Elect John N. Hanson | | Mgmt | For | For | For |
| | 1.4 | Elect Gale E. Klappa | | Mgmt | For | For | For |
| | 1.5 | Elect Richard B. Loynd | | Mgmt | For | For | For |
| | 1.6 | Elect P. Eric Siegert | | Mgmt | For | For | For |
| | 1.7 | Elect Michael W. Sutherlin | | Mgmt | For | For | For |
| | 1.8 | Elect James H. Tate | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | | Mgmt | N/A | For | N/A |
|
|
|
| JPMorgan Chase & Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | JPM | CUSIP 46625H100 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James A. Bell | | Mgmt | For | For | For |
| | 2 | Elect Crandall C. Bowles | | Mgmt | For | For | For |
| | 3 | Elect Stephen B. Burke | | Mgmt | For | For | For |
| | 4 | Elect David M. Cote | | Mgmt | For | For | For |
| | 5 | Elect James S. Crown | | Mgmt | For | For | For |
| | 6 | Elect James Dimon | | Mgmt | For | For | For |
| | 7 | Elect Timothy P. Flynn | | Mgmt | For | For | For |
| | 8 | Elect Ellen V. Futter | | Mgmt | For | For | For |
| | 9 | Elect Laban P. Jackson, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Lee R. Raymond | | Mgmt | For | For | For |
| | 11 | Elect William C. Weldon | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Allow Shareholders to Act by Written Consent | | Mgmt | For | For | For |
| | 15 | Key Executive Performance Plan | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Genocide-Free Investing | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| KBR, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KBR | CUSIP 48242W106 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect W. Frank Blount | | Mgmt | For | For | For |
| | 1.2 | Elect Loren K. Carroll | | Mgmt | For | For | For |
| | 1.3 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffrey E. Curtiss | | Mgmt | For | For | For |
| | 1.5 | Elect Jack B. Moore | | Mgmt | For | For | For |
| | 1.6 | Elect William P. Utt | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Keycorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEY | CUSIP 493267108 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Edward P. Campbell | | Mgmt | For | For | For |
| | 1.2 | Elect Joseph A. Carrabba | | Mgmt | For | For | For |
| | 1.3 | Elect Charles P. Cooley | | Mgmt | For | For | For |
| | 1.4 | Elect Alexander M. Cutler | | Mgmt | For | For | For |
| | 1.5 | Elect H. James Dallas | | Mgmt | For | For | For |
| | 1.6 | Elect Elizabeth R. Gile | | Mgmt | For | For | For |
| | 1.7 | Elect Ruth Ann M. Gillis | | Mgmt | For | For | For |
| | 1.8 | Elect William G. Gisel, Jr. | | Mgmt | For | For | For |
| | 1.9 | Elect Richard J. Hipple | | Mgmt | For | For | For |
| | 1.10 | Elect Kristen L. Manos | | Mgmt | For | For | For |
| | 1.11 | Elect Beth E. Mooney | | Mgmt | For | For | For |
| | 1.12 | Elect Barbara R. Snyder | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2013 Equity Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Kirby Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KEX | CUSIP 497266106 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect C. Sean Day | | Mgmt | For | Against | Against |
| | 2 | Elect William M. Lamont, Jr. | | Mgmt | For | For | For |
| | 3 | Elect William M. Waterman | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| L-3 Communications Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LLL | CUSIP 502424104 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Claude Canizares | | Mgmt | For | For | For |
| | 2 | Elect Thomas Corcoran | | Mgmt | For | For | For |
| | 3 | Elect Lloyd Newton | | Mgmt | For | For | For |
| | 4 | Elect Vincent Pagano, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Alan Washkowitz | | Mgmt | For | For | For |
| | 6 | Amendment to the 2008 Long Term Performance Plan | | Mgmt | For | For | For |
| | 7 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 8 | Elimination of Board Supermajority Requirement | | Mgmt | For | For | For |
| | 9 | Provide Right to Act by Written Consent | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Lam Research Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LRCX | CUSIP 512807108 | | 11/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin Anstice | | Mgmt | For | For | For |
| | 1.2 | Elect Eric Brandt | | Mgmt | For | For | For |
| | 1.3 | Elect Michael Cannon | | Mgmt | For | For | For |
| | 1.4 | Elect Youssef El-Mansy | | Mgmt | For | For | For |
| | 1.5 | Elect Christine Heckart | | Mgmt | For | For | For |
| | 1.6 | Elect Grant Inman | | Mgmt | For | For | For |
| | 1.7 | Elect Catherine Lego | | Mgmt | For | For | For |
| | 1.8 | Elect Stephen Newberry | | Mgmt | For | For | For |
| | 1.9 | Elect Krishna Saraswat | | Mgmt | For | For | For |
| | 1.10 | Elect William Spivey | | Mgmt | For | For | For |
| | 1.11 | Elect Abhijit Talwalkar | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| LeapFrog Enterprises, Inc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LF | CUSIP 52186N106 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Barbour | | Mgmt | For | For | For |
| | 1.2 | Elect William B. Chiasson | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas J. Kalinske | | Mgmt | For | For | For |
| | 1.4 | Elect Stanley E. Maron | | Mgmt | For | For | For |
| | 1.5 | Elect E. Stanton McKee, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Theodore R. Mitchell | | Mgmt | For | For | For |
| | 1.7 | Elect Randy O. Rissman | | Mgmt | For | For | For |
| | 1.8 | Elect Caden Wang | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
|
|
|
| Legg Mason, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LM | CUSIP 524901 | | 07/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Angelica | | Mgmt | For | For | For |
| | 1.2 | Elect Barry Huff | | Mgmt | For | For | For |
| | 1.3 | Elect John Koerner III | | Mgmt | For | For | For |
| | 1.4 | Elect Cheryl Krongard | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Lorillard, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LO | CUSIP 544147101 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 2 | Elect Andrew H. Card, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Virgis W. Colbert | | Mgmt | For | For | For |
| | 4 | Elect Richard W. Roedel | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Lowe's Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LOW | CUSIP 548661107 | | 05/31/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Raul Alvarez | | Mgmt | For | For | For |
| | 1.2 | Elect David W. Bernauer | | Mgmt | For | For | For |
| | 1.3 | Elect Leonard L. Berry | | Mgmt | For | For | For |
| | 1.4 | Elect Peter C. Browning | | Mgmt | For | For | For |
| | 1.5 | Elect Richard W. Dreiling | | Mgmt | For | For | For |
| | 1.6 | Elect Dawn E. Hudson | | Mgmt | For | For | For |
| | 1.7 | Elect Robert L. Johnson | | Mgmt | For | For | For |
| | 1.8 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 1.9 | Elect Richard K. Lochridge | | Mgmt | For | For | For |
| | 1.10 | Elect Robert A. Niblock | | Mgmt | For | For | For |
| | 1.11 | Elect Eric C. Wiseman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| LyondellBasell Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jacques Aigrain | | Mgmt | For | For | For |
| | 1.2 | Elect Scott M. Kleinman | | Mgmt | For | For | For |
| | 1.3 | Elect Bruce A. Smith | | Mgmt | For | For | For |
| | 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | | Mgmt | For | For | For |
| | 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | | Mgmt | For | For | For |
| | 4 | Discharge From Liability Of Members Of The Supervisory Board | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 7 | Approval of Compensation of the Members of the Supervisory Board | | Mgmt | For | For | For |
| | 8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | | Mgmt | For | For | For |
| | 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | | Mgmt | For | For | For |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | | Mgmt | For | For | For |
| | 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | | Mgmt | For | For | For |
|
|
|
| Macy's Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | M | CUSIP 55616P104 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 2 | Elect Deirdre P. Connelly | | Mgmt | For | For | For |
| | 3 | Elect Meyer Feldberg | | Mgmt | For | For | For |
| | 4 | Elect Sara Levinson | | Mgmt | For | For | For |
| | 5 | Elect Terry J. Lundgren | | Mgmt | For | For | For |
| | 6 | Elect Joseph Neubauer | | Mgmt | For | For | For |
| | 7 | Elect Joyce M. Roche | | Mgmt | For | For | For |
| | 8 | Elect Paul C. Varga | | Mgmt | For | For | For |
| | 9 | Elect Craig E. Weatherup | | Mgmt | For | For | For |
| | 10 | Elect Marna C. Whittington | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Marathon Oil Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRO | CUSIP 565849106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Gregory H. Boyce | | Mgmt | For | For | For |
| | 2 | Elect Pierre R. Brondeau | | Mgmt | For | For | For |
| | 3 | Elect Clarence P. Cazalot, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Linda Z. Cook | | Mgmt | For | For | For |
| | 5 | Elect Shirley A. Jackson | | Mgmt | For | For | For |
| | 6 | Elect Philip Lader | | Mgmt | For | For | For |
| | 7 | Elect Michael E.J. Phelps | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Marsh & McLennan Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MMC | CUSIP 571748102 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Zachary W. Carter | | Mgmt | For | For | For |
| | 2 | Elect Oscar Fanjul Martin | | Mgmt | For | For | For |
| | 3 | Elect Daniel S. Glaser | | Mgmt | For | For | For |
| | 4 | Elect H. Edward Hanway | | Mgmt | For | For | For |
| | 5 | Elect Ian Lang | | Mgmt | For | For | For |
| | 6 | Elect Elaine La Roche | | Mgmt | For | For | For |
| | 7 | Elect Steven A. Mills | | Mgmt | For | For | For |
| | 8 | Elect Bruce P. Nolop | | Mgmt | For | For | For |
| | 9 | Elect Marc D. Oken | | Mgmt | For | For | For |
| | 10 | Elect Morton O. Schapiro | | Mgmt | For | For | For |
| | 11 | Elect Adele S. Simmons | | Mgmt | For | For | For |
| | 12 | Elect Lloyd M. Yates | | Mgmt | For | For | For |
| | 13 | Elect R. David Yost | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| McDermott International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MDR | CUSIP 580037109 | | 05/07/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John F. Bookout III | | Mgmt | For | For | For |
| | 1.2 | Elect Roger A. Brown | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen G. Hanks | | Mgmt | For | For | For |
| | 1.4 | Elect Stephen M. Johnson | | Mgmt | For | For | For |
| | 1.5 | Elect D. Bradley McWilliams | | Mgmt | For | For | For |
| | 1.6 | Elect William H. Schumann III | | Mgmt | For | For | For |
| | 1.7 | Elect Mary Shafer-Malicki | | Mgmt | For | For | For |
| | 1.8 | Elect David A. Trice | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| McDonald's Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MCD | CUSIP 580135101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Walter E. Massey | | Mgmt | For | For | For |
| | 2 | Elect John W. Rogers, Jr. | | Mgmt | For | For | For |
| | 3 | Elect Roger W. Stone | | Mgmt | For | For | For |
| | 4 | Elect Miles D. White | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Review of Human Rights Policies | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Report on Childhood Obesity | | ShrHldr | Against | Against | For |
|
|
|
| MeadWestvaco Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MWV | CUSIP 583334107 | | 04/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Campbell | | Mgmt | For | For | For |
| | 2 | Elect James G. Kaiser | | Mgmt | For | For | For |
| | 3 | Elect Richard B. Kelson | | Mgmt | For | For | For |
| | 4 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 5 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 6 | Elect Douglas S. Luke | | Mgmt | For | For | For |
| | 7 | Elect John A. Luke, Jr. | | Mgmt | For | For | For |
| | 8 | Elect Gracia C. Martore | | Mgmt | For | For | For |
| | 9 | Elect Timothy H. Powers | | Mgmt | For | For | For |
| | 10 | Elect Jane L. Warner | | Mgmt | For | For | For |
| | 11 | Elect Alan D. Wilson | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Amendment to the 2005 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Merck & Co., Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MRK | CUSIP 58933Y105 | | 05/28/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Leslie A. Brun | | Mgmt | For | For | For |
| | 2 | Elect Thomas R. Cech | | Mgmt | For | For | For |
| | 3 | Elect Kenneth C. Frazier | | Mgmt | For | For | For |
| | 4 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 5 | Elect William B. Harrison, Jr. | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Rochelle B. Lazarus | | Mgmt | For | For | For |
| | 8 | Elect Carlos E. Represas | | Mgmt | For | For | For |
| | 9 | Elect Patricia F. Russo | | Mgmt | For | For | For |
| | 10 | Elect Craig B. Thompson | | Mgmt | For | For | For |
| | 11 | Elect Wendell P. Weeks | | Mgmt | For | For | For |
| | 12 | Elect Peter C. Wendell | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | | ShrHldr | Against | Against | For |
|
|
|
| MetLife, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MET | CUSIP 59156R108 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect R. Glenn Hubbard | | Mgmt | For | For | For |
| | 2 | Elect Steven A. Kandarian | | Mgmt | For | For | For |
| | 3 | Elect John M. Keane | | Mgmt | For | For | For |
| | 4 | Elect Alfred F. Kelly, Jr. | | Mgmt | For | For | For |
| | 5 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 6 | Elect Catherine R. Kinney | | Mgmt | For | For | For |
| | 7 | Elect Hugh B. Price | | Mgmt | For | For | For |
| | 8 | Elect Kenton J. Sicchitano | | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Microsoft Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MSFT | CUSIP 594918104 | | 11/28/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Steven Ballmer | | Mgmt | For | For | For |
| | 2 | Elect Dina Dublon | | Mgmt | For | For | For |
| | 3 | Elect William Gates III | | Mgmt | For | For | For |
| | 4 | Elect Maria Klawe | | Mgmt | For | For | For |
| | 5 | Elect Stephen Luczo | | Mgmt | For | For | For |
| | 6 | Elect David Marquardt | | Mgmt | For | For | For |
| | 7 | Elect Charles Noski | | Mgmt | For | For | For |
| | 8 | Elect Helmut Panke | | Mgmt | For | For | For |
| | 9 | Elect John Thompson | | Mgmt | For | For | For |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 11 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Cumulative Voting | | ShrHldr | Against | Against | For |
|
|
|
| Morgan Stanley | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MS | CUSIP 617446448 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Erskine B. Bowles | | Mgmt | For | For | For |
| | 2 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 3 | Elect Thomas H. Glocer | | Mgmt | For | For | For |
| | 4 | Elect James P. Gorman | | Mgmt | For | For | For |
| | 5 | Elect Robert H. Herz | | Mgmt | For | For | For |
| | 6 | Elect C. Robert Kidder | | Mgmt | For | For | For |
| | 7 | Elect Klaus Kleinfield | | Mgmt | For | For | For |
| | 8 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 9 | Elect Hutham S. Olayan | | Mgmt | For | For | For |
| | 10 | Elect James W. Owens | | Mgmt | For | For | For |
| | 11 | Elect O. Griffith Sexton | | Mgmt | For | For | For |
| | 12 | Elect Ryosuke Tamakoshi | | Mgmt | For | For | For |
| | 13 | Elect Masaaki Tanaka | | Mgmt | For | For | For |
| | 14 | Elect Laura D'Andrea Tyson | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 17 | Amendment to the 2007 Equity Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | | Mgmt | For | Against | Against |
| | 19 | Amendment to the Annual Incentive Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Nabors Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBR | CUSIP G6359F103 | | 06/04/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James R. Crane | | Mgmt | For | For | For |
| | 1.2 | Elect Michael C. Linn | | Mgmt | For | For | For |
| | 1.3 | Elect John V. Lombardi | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Howard Wolf | | Mgmt | For | For | For |
| | 1.5 | Elect John Yearwood | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | 2013 Incentive Bonus Plan | | Mgmt | For | For | For |
| | 4 | 2013 Stock Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | ShrHldr | Against | Against | For |
| | 7 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 8 | Shareholder Proposal Regarding Retention of Shares | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 10 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| National Grid Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NG | CINS G6375K151 | | 07/30/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Elect Sir Peter Gershon | | Mgmt | For | For | For |
| | 4 | Elect Steven Holliday | | Mgmt | For | For | For |
| | 5 | Elect Andrew Bonfield | | Mgmt | For | For | For |
| | 6 | Elect Thomas King | | Mgmt | For | For | For |
| | 7 | Elect Nick Winser | | Mgmt | For | For | For |
| | 8 | Elect Kenneth Harvey | | Mgmt | For | For | For |
| | 9 | Elect Linda Adamany | | Mgmt | For | For | For |
| | 10 | Elect Philip Aiken | | Mgmt | For | Against | Against |
| | 11 | Elect Nora Brownell | | Mgmt | For | For | For |
| | 12 | Elect Paul Golby | | Mgmt | For | For | For |
| | 13 | Elect Ruth Kelly | | Mgmt | For | For | For |
| | 14 | Elect Maria Richter | | Mgmt | For | For | For |
| | 15 | Elect George Rose | | Mgmt | For | For | For |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 18 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 21 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 22 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
| | 23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | | Mgmt | For | For | For |
|
|
|
| Navistar International Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NAV | CUSIP 63934E108 | | 02/19/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect John Pope | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Vincent Intrieri | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Hammes | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Mark Rachesky | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Samuel Merksamer | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Stanley McChrystal | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | 2013 Performance Incentive Plan | | Mgmt | For | For | For |
|
|
|
| NetApp, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NTAP | CUSIP 64110D104 | | 08/31/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Daniel Warmenhoven | | Mgmt | For | For | For |
| | 1.2 | Elect Nicholas Moore | | Mgmt | For | For | For |
| | 1.3 | Elect Thomas Georgens | | Mgmt | For | For | For |
| | 1.4 | Elect Jeffry Allen | | Mgmt | For | For | For |
| | 1.5 | Elect Alan Earhart | | Mgmt | For | For | For |
| | 1.6 | Elect Gerald Held | | Mgmt | For | For | For |
| | 1.7 | Elect T. Michael Nevens | | Mgmt | For | For | For |
| | 1.8 | Elect George Shaheen | | Mgmt | For | For | For |
| | 1.9 | Elect Robert Wall | | Mgmt | For | For | For |
| | 1.10 | Elect Richard Wallace | | Mgmt | For | For | For |
| | 2 | Amendment to the 1999 Stock Option Plan | | Mgmt | For | Against | Against |
| | 3 | Amendment to the Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | N/A | For | N/A |
|
|
|
| Newmont Mining Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NEM | CUSIP 651639106 | | 04/24/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Bruce R. Brook | | Mgmt | For | For | For |
| | 2 | Elect J. Kofi Bucknor | | Mgmt | For | For | For |
| | 3 | Elect Vincent A. Calarco | | Mgmt | For | For | For |
| | 4 | Elect Joseph A. Carrabba | | Mgmt | For | For | For |
| | 5 | Elect Noreen Doyle | | Mgmt | For | For | For |
| | 6 | Elect Gary J. Goldberg | | Mgmt | For | For | For |
| | 7 | Elect Veronica M. Hagen | | Mgmt | For | For | For |
| | 8 | Elect Jane Nelson | | Mgmt | For | For | For |
| | 9 | Elect Donald C. Roth | | Mgmt | For | For | For |
| | 10 | Elect Simon R. Thompson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
| | 14 | Performance Pay Plan | | Mgmt | For | For | For |
|
|
|
| NextEra Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NEE | CUSIP 65339F101 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Sherry S. Barrat | | Mgmt | For | For | For |
| | 2 | Elect Robert M. Beall II | | Mgmt | For | For | For |
| | 3 | Elect James L. Camaren | | Mgmt | For | For | For |
| | 4 | Elect Kenneth B. Dunn | | Mgmt | For | For | For |
| | 5 | Elect Lewis Hay, III | | Mgmt | For | For | For |
| | 6 | Elect Toni Jennings | | Mgmt | For | For | For |
| | 7 | Elect James L. Robo | | Mgmt | For | For | For |
| | 8 | Elect Rudy E. Schupp | | Mgmt | For | For | For |
| | 9 | Elect John L. Skolds | | Mgmt | For | For | For |
| | 10 | Elect William H. Swanson | | Mgmt | For | For | For |
| | 11 | Elect Michael H. Thaman | | Mgmt | For | For | For |
| | 12 | Elect Hansel E. Tookes II | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Regarding Nuclear Fuel Storage and Safety | | ShrHldr | Against | Against | For |
|
|
|
| Nissan Motor Co Ltd | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | 7201 | CINS J57160129 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Japan | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Carlos Ghosn | | Mgmt | For | For | For |
| | 3 | Elect Toshiyuki Shiga | | Mgmt | For | For | For |
| | 4 | Elect Hiroto Saikawa | | Mgmt | For | For | For |
| | 5 | Elect Colin Dodge | | Mgmt | For | For | For |
| | 6 | Elect Mitsuhiko Yamashita | | Mgmt | For | For | For |
| | 7 | Elect Hidetoshi Imazu | | Mgmt | For | For | For |
| | 8 | Elect Greg Kelly | | Mgmt | For | For | For |
| | 9 | Elect Jean-Baptiste Duzan | | Mgmt | For | For | For |
| | 10 | Elect Katsumi Nakamura | | Mgmt | For | For | For |
| | 11 | Equity Compensation Plan | | Mgmt | For | For | For |
|
|
|
| Noble Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NBL | CUSIP 655044105 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jeffrey L. Berenson | | Mgmt | For | For | For |
| | 2 | Elect Michael A. Cawley | | Mgmt | For | For | For |
| | 3 | Elect Edward F. Cox | | Mgmt | For | For | For |
| | 4 | Elect Charles D. Davidson | | Mgmt | For | For | For |
| | 5 | Elect Thomas J. Edelman | | Mgmt | For | For | For |
| | 6 | Elect Eric P. Grubman | | Mgmt | For | For | For |
| | 7 | Elect Kirby L. Hedrick | | Mgmt | For | For | For |
| | 8 | Elect Scott D. Urban | | Mgmt | For | For | For |
| | 9 | Elect William T. Van Kleef | | Mgmt | For | For | For |
| | 10 | Elect Molly K. Williamson | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | | Mgmt | For | For | For |
| | 14 | Adoption of Exclusive Forum Provisions | | Mgmt | For | Against | Against |
| | 15 | Bundled Technical Amendments to Bylaws | | Mgmt | For | For | For |
|
|
|
| NORDIC AMERICAN TANKERS LIMITED | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NAT | CUSIP G65773106 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Herbjorn Hansson | | Mgmt | For | Against | Against |
| | 2 | Elect Andreas Ove Ugland | | Mgmt | For | Against | Against |
| | 3 | Elect Jim Kelly | | Mgmt | For | Against | Against |
| | 4 | Elect Jan Erik Langangen | | Mgmt | For | Against | Against |
| | 5 | Elect Paul J. Hopkins | | Mgmt | For | Against | Against |
| | 6 | Elect Richard H. K. Vietor | | Mgmt | For | Against | Against |
| | 7 | Elect James L. Gibbons | | Mgmt | For | Against | Against |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
|
|
|
| Northrop Grumman Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NOC | CUSIP 666807102 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Wesley G. Bush | | Mgmt | For | For | For |
| | 2 | Elect Victor H. Fazio | | Mgmt | For | For | For |
| | 3 | Elect Donald E. Felsinger | | Mgmt | For | For | For |
| | 4 | Elect Stephen E. Frank | | Mgmt | For | For | For |
| | 5 | Elect Bruce S. Gordon | | Mgmt | For | For | For |
| | 6 | Elect Madeleine A. Kleiner | | Mgmt | For | For | For |
| | 7 | Elect Karl J. Krapek | | Mgmt | For | For | For |
| | 8 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 9 | Elect Aulana L. Peters | | Mgmt | For | For | For |
| | 10 | Elect Gary Roughead | | Mgmt | For | For | For |
| | 11 | Elect Thomas M. Schoewe | | Mgmt | For | For | For |
| | 12 | Elect Kevin W. Sharer | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | Against | For |
|
|
|
| NRG Energy, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NRG | CUSIP 629377508 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kirbyjon H. Caldwell | | Mgmt | For | For | For |
| | 2 | Elect David W. Crane | | Mgmt | For | For | For |
| | 3 | Elect Kathleen A. McGinty | | Mgmt | For | For | For |
| | 4 | Elect Evan J. Silverstein | | Mgmt | For | For | For |
| | 5 | Elect Thomas H. Weidemeyer | | Mgmt | For | For | For |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Nucor Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NUE | CUSIP 670346105 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Peter C. Browning | | Mgmt | For | For | For |
| | 1.2 | Elect Clayton C. Daley, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Daniel R. DiMicco | | Mgmt | For | For | For |
| | 1.4 | Elect John J. Ferriola | | Mgmt | For | For | For |
| | 1.5 | Elect Harvey B. Gantt | | Mgmt | For | For | For |
| | 1.6 | Elect Victoria F. Haynes | | Mgmt | For | For | For |
| | 1.7 | Elect Bernard L. Kasriel | | Mgmt | For | For | For |
| | 1.8 | Elect Christopher J. Kearney | | Mgmt | For | For | For |
| | 1.9 | Elect Raymond J. Milchovich | | Mgmt | For | For | For |
| | 1.10 | Elect John H. Walker | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | | Mgmt | For | For | For |
| | 4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | | Mgmt | For | For | For |
| | 5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | | Mgmt | For | For | For |
| | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Occidental Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OXY | CUSIP 674599105 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect E. Spencer Abraham | | Mgmt | For | Against | Against |
| | 2 | Elect Howard Atkins | | Mgmt | For | Against | Against |
| | 3 | Elect Stephen Chazen | | Mgmt | For | For | For |
| | 4 | Elect Edward Djerejian | | Mgmt | For | Against | Against |
| | 5 | Elect John Feick | | Mgmt | For | For | For |
| | 6 | Elect Margaret Foran | | Mgmt | For | For | For |
| | 7 | Elect Carlos Gutierrez | | Mgmt | For | For | For |
| | 8 | Elect Ray Irani | | Mgmt | For | Against | Against |
| | 9 | Elect Avedick Poladian | | Mgmt | For | Against | Against |
| | 10 | Elect Aziz Syriani | | Mgmt | For | Against | Against |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Oil States International, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OIS | CUSIP 678026105 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Martin A. Lambert | | Mgmt | For | For | For |
| | 1.2 | Elect Mark G. Papa | | Mgmt | For | For | For |
| | 1.3 | Elect Stephen A. Wells | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | Amendment to the 2001 Equity Participation Plan | | Mgmt | For | For | For |
| | 5 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| Oracle Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ORCL | CUSIP 68389X105 | | 11/07/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Jeffrey Berg | | Mgmt | For | For | For |
| | 1.2 | Elect H. Raymond Bingham | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Michael Boskin | | Mgmt | For | For | For |
| | 1.4 | Elect Safra Catz | | Mgmt | For | For | For |
| | 1.5 | Elect Bruce Chizen | | Mgmt | For | For | For |
| | 1.6 | Elect George Conrades | | Mgmt | For | For | For |
| | 1.7 | Elect Lawrence Ellison | | Mgmt | For | For | For |
| | 1.8 | Elect Hector Garcia-Molina | | Mgmt | For | For | For |
| | 1.9 | Elect Jeffrey Henley | | Mgmt | For | For | For |
| | 1.10 | Elect Mark Hurd | | Mgmt | For | For | For |
| | 1.11 | Elect Donald Lucas | | Mgmt | For | For | For |
| | 1.12 | Elect Naomi Seligman | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Amendment to the 1993 Directors' Stock Plan | | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | | ShrHldr | Against | Against | For |
| | 6 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Owens Corning | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OC | CUSIP 690742101 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ralph F. Hake | | Mgmt | For | For | For |
| | 1.2 | Elect J. Brian Ferguson | | Mgmt | For | For | For |
| | 1.3 | Elect F. Philip Handy | | Mgmt | For | For | For |
| | 1.4 | Elect Michael H. Thaman | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 4 | 2013 Stock Plan | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Petrofac Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFC | CINS G7052T101 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Jersey | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 4 | Elect Norman Murray | | Mgmt | For | Against | Against |
| | 5 | Elect Thomas Thune Andersen | | Mgmt | For | Against | Against |
| | 6 | Elect Stefano Cao | | Mgmt | For | Against | Against |
| | 7 | Elect Roxanne Decyk | | Mgmt | For | Against | Against |
| | 8 | Elect Rene Medori | | Mgmt | For | Against | Against |
| | 9 | Elect Rijnhard van Tets | | Mgmt | For | Against | Against |
| | 10 | Elect Ayman Asfari | | Mgmt | For | Against | Against |
| | 11 | Elect Maroun Semaan | | Mgmt | For | Against | Against |
| | 12 | Elect Marwan Chedid | | Mgmt | For | Against | Against |
| | 13 | Elect Andrew G. Inglis | | Mgmt | For | Against | Against |
| | 14 | Elect Tim Weller | | Mgmt | For | Against | Against |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 20 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Pfizer Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PFE | CUSIP 717081103 | | 04/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Dennis A. Ausiello | | Mgmt | For | For | For |
| | 2 | Elect M. Anthony Burns | | Mgmt | For | For | For |
| | 3 | Elect W. Don Cornwell | | Mgmt | For | For | For |
| | 4 | Elect Frances D. Fergusson | | Mgmt | For | For | For |
| | 5 | Elect William H. Gray, III | | Mgmt | For | For | For |
| | 6 | Elect Helen H. Hobbs | | Mgmt | For | For | For |
| | 7 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 8 | Elect James M. Kilts | | Mgmt | For | For | For |
| | 9 | Elect George A. Lorch | | Mgmt | For | For | For |
| | 10 | Elect Suzanne Nora Johnson | | Mgmt | For | For | For |
| | 11 | Elect Ian C. Read | | Mgmt | For | For | For |
| | 12 | Elect Stephen W. Sanger | | Mgmt | For | For | For |
| | 13 | Elect Marc Tessier-Lavigne | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| PG&E Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PCG | CUSIP 69331C108 | | 05/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect David R. Andrews | | Mgmt | For | Against | Against |
| | 2 | Elect Lewis Chew | | Mgmt | For | Against | Against |
| | 3 | Elect C. Lee Cox | | Mgmt | For | Against | Against |
| | 4 | Elect Anthony F. Earley, Jr. | | Mgmt | For | Against | Against |
| | 5 | Elect Fred J. Fowler | | Mgmt | For | Against | Against |
| | 6 | Elect Maryellen C. Herringer | | Mgmt | For | Against | Against |
| | 7 | Elect Roger H. Kimmel | | Mgmt | For | Against | Against |
| | 8 | Elect Richard A. Meserve | | Mgmt | For | Against | Against |
| | 9 | Elect Forrest E. Miller | | Mgmt | For | Against | Against |
| | 10 | Elect Rosendo G. Parra | | Mgmt | For | Against | Against |
| | 11 | Elect Barbara L. Rambo | | Mgmt | For | Against | Against |
| | 12 | Elect Barry Lawson Williams | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| Philip Morris International Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PM | CUSIP 718172109 | | 05/08/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Harold Brown | | Mgmt | For | For | For |
| | 2 | Elect Mathis Cabiallavetta | | Mgmt | For | For | For |
| | 3 | Elect Andre Calantzopoulos | | Mgmt | For | For | For |
| | 4 | Elect Louis Camilleri | | Mgmt | For | For | For |
| | 5 | Elect J. Dudley Fishburn | | Mgmt | For | For | For |
| | 6 | Elect Jennifer Li | | Mgmt | For | For | For |
| | 7 | Elect Graham Mackay | | Mgmt | For | For | For |
| | 8 | Elect Sergio Marchionne | | Mgmt | For | For | For |
| | 9 | Elect Kalpana Morparia | | Mgmt | For | For | For |
| | 10 | Elect Lucio Noto | | Mgmt | For | For | For |
| | 11 | Elect Robert Polet | | Mgmt | For | For | For |
| | 12 | Elect Carlos Slim Helu | | Mgmt | For | For | For |
| | 13 | Elect Stephen Wolf | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Polycom, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PLCM | CUSIP 73172K104 | | 06/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Andrew M. Miller | | Mgmt | For | For | For |
| | 2 | Elect Betsy S. Atkins | | Mgmt | For | For | For |
| | 3 | Elect David G. DeWalt | | Mgmt | For | For | For |
| | 4 | Elect John A. Kelley, Jr. | | Mgmt | For | For | For |
| | 5 | Elect D. Scott Mercer | | Mgmt | For | For | For |
| | 6 | Elect William A. Owens | | Mgmt | For | For | For |
| | 7 | Elect Kevin T. Parker | | Mgmt | For | For | For |
| | 8 | Amendment to the 2011 Equity Incentive Plan | | Mgmt | For | Against | Against |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| PPL Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PPL | CUSIP 69351T106 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Frederick M. Bernthal | | Mgmt | For | For | For |
| | 1.2 | Elect John W. Conway | | Mgmt | For | For | For |
| | 1.3 | Elect Philip G. Cox | | Mgmt | For | For | For |
| | 1.4 | Elect Steven G. Elliott | | Mgmt | For | For | For |
| | 1.5 | Elect Louise K. Goeser | | Mgmt | For | For | For |
| | 1.6 | Elect Stuart E. Graham | | Mgmt | For | For | For |
| | 1.7 | Elect Stuart Heydt | | Mgmt | For | For | For |
| | 1.8 | Elect Raja Rajamannar | | Mgmt | For | For | For |
| | 1.9 | Elect Craig A. Rogerson | | Mgmt | For | For | For |
| | 1.10 | Elect William H. Spence | | Mgmt | For | For | For |
| | 1.11 | Elect Natica von Althann | | Mgmt | For | For | For |
| | 1.12 | Elect Keith H. Williamson | | Mgmt | For | For | For |
| | 2 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
|
|
|
| Prudential Financial, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRU | CUSIP 744320102 | | 05/14/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Thomas J. Baltimore Jr. | | Mgmt | For | For | For |
| | 2 | Elect Gordon M. Bethune | | Mgmt | For | For | For |
| | 3 | Elect Gaston Caperton | | Mgmt | For | For | For |
| | 4 | Elect Gilbert F. Casellas | | Mgmt | For | For | For |
| | 5 | Elect James G. Cullen | | Mgmt | For | For | For |
| | 6 | Elect William H. Gray, III | | Mgmt | For | For | For |
| | 7 | Elect Mark B. Grier | | Mgmt | For | For | For |
| | 8 | Elect Constance J. Horner | | Mgmt | For | For | For |
| | 9 | Elect Martina Hund-Mejean | | Mgmt | For | For | For |
| | 10 | Elect Karl J. Krapek | | Mgmt | For | For | For |
| | 11 | Elect Christine A. Poon | | Mgmt | For | For | For |
| | 12 | Elect John R. Strangfeld | | Mgmt | For | For | For |
| | 13 | Elect James A. Unruh | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Prudential plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PRU | CINS G72899100 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Philip Remnant | | Mgmt | For | For | For |
| | 5 | Elect Howard J. Davies | | Mgmt | For | For | For |
| | 6 | Elect Rob Devey | | Mgmt | For | For | For |
| | 7 | Elect John W. Foley | | Mgmt | For | For | For |
| | 8 | Elect Michael W.O. Garrett | | Mgmt | For | For | For |
| | 9 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 10 | Elect Alexander Johnston | | Mgmt | For | For | For |
| | 11 | Elect Paul Manduca | | Mgmt | For | For | For |
| | 12 | Elect Michael G. A. McLintock | | Mgmt | For | For | For |
| | 13 | Elect Kaikhushru Nargolwala | | Mgmt | For | For | For |
| | 14 | Elect Nic Nicandrou | | Mgmt | For | For | For |
| | 15 | Elect Barry Stowe | | Mgmt | For | For | For |
| | 16 | Elect Tidjane Thiam | | Mgmt | For | For | For |
| | 17 | Elect Lord Andrew Turnbull | | Mgmt | For | For | For |
| | 18 | Elect Michael A. Wells | | Mgmt | For | For | For |
| | 19 | Appointment of Auditor | | Mgmt | For | For | For |
| | 20 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 21 | Authorisation of Political Donations | | Mgmt | For | For | For |
| | 22 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 23 | Authority to Issue Repurchased Shares | | Mgmt | For | For | For |
| | 24 | Savings-Related Share Option Scheme | | Mgmt | For | For | For |
| | 25 | Long Term incentive Plan | | Mgmt | For | For | For |
| | 26 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 27 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 28 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| QUALCOMM Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | QCOM | CUSIP 747525103 | | 03/05/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Barbara T. Alexander | | Mgmt | For | For | For |
| | 2 | Elect Donald G. Cruickshank | | Mgmt | For | For | For |
| | 3 | Elect Raymond V. Dittamore | | Mgmt | For | For | For |
| | 4 | Elect Susan Hockfield | | Mgmt | For | For | For |
| | 5 | Elect Thomas W. Horton | | Mgmt | For | For | For |
| | 6 | Elect Paul E. Jacobs | | Mgmt | For | For | For |
| | 7 | Elect Sherry Lansing | | Mgmt | For | For | For |
| | 8 | Elect Duane A. Nelles | | Mgmt | For | For | For |
| | 9 | Elect Francisco Ros | | Mgmt | For | For | For |
| | 10 | Elect Brent Scowcroft | | Mgmt | For | For | For |
| | 11 | Elect Marc I. Stern | | Mgmt | For | For | For |
| | 12 | Amendment to the 2006 Long-Term Incentive Plan | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Rexel SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RXL | CINS F7782J366 | | 05/22/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 4 | Accounts and Reports | | Mgmt | For | For | For |
| | 5 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Scrip Dividend | | Mgmt | For | For | For |
| | 8 | Related Party Transactions (Re-Invoicing Agreements) | | Mgmt | For | For | For |
| | 9 | Related Party Transactions (Purchase and Indenture Agreements) | | Mgmt | For | For | For |
| | 10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | | Mgmt | For | For | For |
| | 11 | Elect Representative of Eurazeo | | Mgmt | For | Against | Against |
| | 12 | Elect Manfred Kindle | | Mgmt | For | Against | Against |
| | 13 | Elect Thomas Farrell | | Mgmt | For | Against | Against |
| | 14 | Elect Vivianne Akriche | | Mgmt | For | Against | Against |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | Against | Against |
| | 16 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| | 17 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 18 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 19 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 20 | Employee Stock Purchase Plan for Overseas Employees | | Mgmt | For | For | For |
| | 21 | Amend Article 23 | | Mgmt | For | Against | Against |
| | 22 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Rio Tinto plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RIO | CINS G75754104 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United Kingdom | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Robert E. Brown | | Mgmt | For | For | For |
| | 4 | Elect Vivienne Cox | | Mgmt | For | For | For |
| | 5 | Elect Jan du Plessis | | Mgmt | For | For | For |
| | 6 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 7 | Elect Michael Fitzpatrick | | Mgmt | For | For | For |
| | 8 | Elect Ann Godbehere | | Mgmt | For | For | For |
| | 9 | Elect Richard R. Goodmanson | | Mgmt | For | For | For |
| | 10 | Elect Lord John Kerr of Kinlochard | | Mgmt | For | For | For |
| | 11 | Elect Chris J. Lynch | | Mgmt | For | For | For |
| | 12 | Elect Paul M. Tellier | | Mgmt | For | For | For |
| | 13 | Elect John S. Varley | | Mgmt | For | For | For |
| | 14 | Elect Samuel M.C. Walsh | | Mgmt | For | For | For |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For |
| | 16 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 17 | Performance Share Plan | | Mgmt | For | For | For |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 20 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 21 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Royal Dutch Shell Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RDSB | CUSIP 780259206 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Josef Ackermann | | Mgmt | For | For | For |
| | 4 | Elect Guy Elliott | | Mgmt | For | For | For |
| | 5 | Elect Simon Henry | | Mgmt | For | For | For |
| | 6 | Elect Charles O. Holliday, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Gerard Kleisterlee | | Mgmt | For | For | For |
| | 8 | Elect Jorma Ollila | | Mgmt | For | For | For |
| | 9 | Elect Sir Nigel Sheinwald | | Mgmt | For | For | For |
| | 10 | Elect Linda G. Stuntz | | Mgmt | For | For | For |
| | 11 | Elect Peter Voser | | Mgmt | For | For | For |
| | 12 | Elect Hans Wijers | | Mgmt | For | For | For |
| | 13 | Elect Gerrit Zalm | | Mgmt | For | For | For |
| | 14 | Appointment of Auditor | | Mgmt | For | For | For |
| | 15 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 18 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 19 | Authorisation of Political Donations | | Mgmt | For | For | For |
|
|
|
| SanDisk Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SNDK | CUSIP 80004C101 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 2 | Elect Kevin A. DeNuccio | | Mgmt | For | For | For |
| | 3 | Elect Irwin Federman | | Mgmt | For | For | For |
| | 4 | Elect Steven J. Gomo | | Mgmt | For | For | For |
| | 5 | Elect Eddy W. Hartenstein | | Mgmt | For | For | For |
| | 6 | Elect Chenming Hu | | Mgmt | For | For | For |
| | 7 | Elect Catherine P. Lego | | Mgmt | For | For | For |
| | 8 | Elect Sanjay Mehrotra | | Mgmt | For | For | For |
| | 9 | 2013 Incentive Plan | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Sanofi | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SAN | CUSIP 80105N105 | | 05/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Elect Fabienne Lecorvaisier | | Mgmt | For | Against | Against |
| | 5 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | | Mgmt | For | For | For |
| | 7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | | Mgmt | For | For | For |
| | 8 | Authority to Increase Capital in Consideration for Contributions in Kind | | Mgmt | For | For | For |
| | 9 | Greenshoe | | Mgmt | For | For | For |
| | 10 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 11 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Authority to Issue Restricted Shares | | Mgmt | For | For | For |
| | 13 | Authority to Grant Stock Options | | Mgmt | For | For | For |
| | 14 | Authority to Cancel Shares and Reduce Share Capital | | Mgmt | For | For | For |
| | 15 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Schlumberger N.V. (Schlumberger Limited) | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SLB | CUSIP 806857108 | | 04/10/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Peter L.S. Currie | | Mgmt | For | For | For |
| | 2 | Elect Anthony Isaac | | Mgmt | For | For | For |
| | 3 | Elect K.V. Kamath | | Mgmt | For | For | For |
| | 4 | Elect Paal Kibsgaard | | Mgmt | For | For | For |
| | 5 | Elect Nikolay Kudryavtsev | | Mgmt | For | For | For |
| | 6 | Elect Adrian Lajous | | Mgmt | For | For | For |
| | 7 | Elect Michael E. Marks | | Mgmt | For | For | For |
| | 8 | Elect Lubna Olayan | | Mgmt | For | For | For |
| | 9 | Elect Leo Rafael Reif | | Mgmt | For | For | For |
| | 10 | Elect Tore I. Sandvold | | Mgmt | For | For | For |
| | 11 | Elect Henri Seydoux | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Approval of Financial Statements/Dividends | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Amendment to the Discounted Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Shire Plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SHP | CUSIP 82481R106 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Directors' Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect William M. Burns | | Mgmt | For | For | For |
| | 4 | Elect Matthew W. Emmens | | Mgmt | For | For | For |
| | 5 | Elect David Ginsburg | | Mgmt | For | For | For |
| | 6 | Elect Graham Hetherington | | Mgmt | For | For | For |
| | 7 | Elect David Kappler | | Mgmt | For | For | For |
| | 8 | Elect Susan Kilsby | | Mgmt | For | For | For |
| | 9 | Elect Anne Minto | | Mgmt | For | For | For |
| | 10 | Elect David M. Stout | | Mgmt | For | For | For |
| | 11 | Elect Steven Gillis | | Mgmt | For | For | For |
| | 12 | Elect Flemming Ornskov | | Mgmt | For | For | For |
| | 13 | Appointment of Auditor | | Mgmt | For | For | For |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For |
| | 15 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against |
|
|
|
| Southwestern Energy Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWN | CUSIP 845467109 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Gass | | Mgmt | For | For | For |
| | 2 | Elect Catherine A. Kehr | | Mgmt | For | For | For |
| | 3 | Elect Greg D. Kerley | | Mgmt | For | For | For |
| | 4 | Elect Harold M. Korell | | Mgmt | For | For | For |
| | 5 | Elect Vello A. Kuuskraa | | Mgmt | For | For | For |
| | 6 | Elect Kenneth R. Mourton | | Mgmt | For | For | For |
| | 7 | Elect Steven L. Mueller | | Mgmt | For | For | For |
| | 8 | Elect Elliott Pew | | Mgmt | For | For | For |
| | 9 | Elect Alan H. Stevens | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | 2013 Incentive Plan | | Mgmt | For | For | For |
|
|
|
| St. Jude Medical, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STJ | CUSIP 790849103 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Stuart M. Essig | | Mgmt | For | For | For |
| | 2 | Elect Barbara B. Hill | | Mgmt | For | For | For |
| | 3 | Elect Michael A. Rocca | | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Stanley Black & Decker, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SWK | CUSIP 854502101 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect George W. Buckley | | Mgmt | For | For | For |
| | 1.2 | Elect Patrick D. Campbell | | Mgmt | For | For | For |
| | 1.3 | Elect Carlos M. Cardoso | | Mgmt | For | For | For |
| | 1.4 | Elect Robert B. Coutts | | Mgmt | For | For | For |
| | 1.5 | Elect Benjamin H. Griswold, IV | | Mgmt | For | For | For |
| | 1.6 | Elect John F. Lundgren | | Mgmt | For | For | For |
| | 1.7 | Elect Anthony Luiso | | Mgmt | For | For | For |
| | 1.8 | Elect Marianne M. Parrs | | Mgmt | For | For | For |
| | 1.9 | Elect Robert L. Ryan | | Mgmt | For | For | For |
| | 2 | 2013 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Staples, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPLS | CUSIP 855030102 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Basil L. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Arthur M. Blank | | Mgmt | For | For | For |
| | 3 | Elect Drew G. Faust | | Mgmt | For | For | For |
| | 4 | Elect Justin King | | Mgmt | For | For | For |
| | 5 | Elect Carol Meyrowitz | | Mgmt | For | For | For |
| | 6 | Elect Rowland T. Moriarty | | Mgmt | For | For | For |
| | 7 | Elect Robert C. Nakasone | | Mgmt | For | For | For |
| | 8 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| | 9 | Elect Elizabeth A. Smith | | Mgmt | For | For | For |
| | 10 | Elect Robert E. Sulentic | | Mgmt | For | For | For |
| | 11 | Elect Raul Vazquez | | Mgmt | For | For | For |
| | 12 | Elect Vijay Vishwanath | | Mgmt | For | For | For |
| | 13 | Elect Paul F. Walsh | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| State Street Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | STT | CUSIP 857477103 | | 05/15/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kennett F. Burnes | | Mgmt | For | For | For |
| | 2 | Elect Peter Coym | | Mgmt | For | For | For |
| | 3 | Elect Patrick de Saint-Aignan | | Mgmt | For | For | For |
| | 4 | Elect Amelia C. Fawcett | | Mgmt | For | For | For |
| | 5 | Elect Linda A. Hill | | Mgmt | For | For | For |
| | 6 | Elect Joseph L. Hooley | | Mgmt | For | For | For |
| | 7 | Elect Robert S. Kaplan | | Mgmt | For | For | For |
| | 8 | Elect Richard P. Sergel | | Mgmt | For | For | For |
| | 9 | Elect Ronald L. Skates | | Mgmt | For | For | For |
| | 10 | Elect Gregory L. Summe | | Mgmt | For | For | For |
| | 11 | Elect Thomas J. Wilson | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Suncor Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SU | CUSIP 867224107 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Canada | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Mel E. Benson | | Mgmt | For | For | For |
| | 1.2 | Elect Dominic D'Alessandro | | Mgmt | For | For | For |
| | 1.3 | Elect John T. Ferguson | | Mgmt | For | For | For |
| | 1.4 | Elect W. Douglas Ford | | Mgmt | For | For | For |
| | 1.5 | Elect Paul Haseldonckx | | Mgmt | For | For | For |
| | 1.6 | Elect John R. Huff | | Mgmt | For | For | For |
| | 1.7 | Elect Jacques Lamarre | | Mgmt | For | For | For |
| | 1.8 | Elect Maureen McCaw | | Mgmt | For | For | For |
| | 1.9 | Elect Michael W. O'Brien | | Mgmt | For | For | For |
| | 1.10 | Elect James W. Simpson | | Mgmt | For | For | For |
| | 1.11 | Elect Eira M. Thomas | | Mgmt | For | For | For |
| | 1.12 | Elect Steven W. Williams | | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 3 | Amendment to the Stock Option Plan | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Target Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TGT | CUSIP 87612E106 | | 06/12/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Roxanne S. Austin | | Mgmt | For | Against | Against |
| | 2 | Elect Douglas M. Baker, Jr. | | Mgmt | For | Against | Against |
| | 3 | Elect Henrique de Castro | | Mgmt | For | Against | Against |
| | 4 | Elect Calvin Darden | | Mgmt | For | Against | Against |
| | 5 | Elect Mary N. Dillon | | Mgmt | For | Against | Against |
| | 6 | Elect James A. Johnson | | Mgmt | For | Against | Against |
| | 7 | Elect Mary E. Minnick | | Mgmt | For | Against | Against |
| | 8 | Elect Anne M. Mulcahy | | Mgmt | For | Against | Against |
| | 9 | Elect Derica W. Rice | | Mgmt | For | Against | Against |
| | 10 | Elect Gregg W. Steinhafel | | Mgmt | For | Against | Against |
| | 11 | Elect John G. Stumpf | | Mgmt | For | Against | Against |
| | 12 | Elect Solomon D. Trujillo | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 16 | Shareholder Proposal Regarding Report on Electronic Waste | | ShrHldr | Against | Against | For |
|
|
|
| TE Connectivity Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEL | CUSIP H84989104 | | 07/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Reallocation of Legal Reserves to Free Reserves | | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | | Mgmt | For | For | For |
|
|
|
| Teva Pharmaceutical Industries Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEVA | CUSIP 881624209 | | 09/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 2 | Elect Phillip Frost | | Mgmt | For | Against | Against |
| | 3 | Elect Roger Abravanel | | Mgmt | For | Against | Against |
| | 4 | Elect Richard Lerner | | Mgmt | For | Against | Against |
| | 5 | Elect Galia Maor | | Mgmt | For | Against | Against |
| | 6 | Elect Erez Vigodman | | Mgmt | For | Against | Against |
| | 7 | Directors' Fees | | Mgmt | For | For | For |
| | 8 | Fee and Reimbursement to Chairman Phillip Frost | | Mgmt | For | For | For |
| | 9 | Payment to Vice Chairman Moshe Many | | Mgmt | For | For | For |
| | 10 | Amendments to Articles | | Mgmt | For | For | For |
| | 11 | Indemnification of Directors/Officers | | Mgmt | For | For | For |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
|
|
|
| Texas Instruments Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TXN | CUSIP 882508104 | | 04/18/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ralph W. Babb, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Mark A. Blinn | | Mgmt | For | For | For |
| | 3 | Elect Daniel A. Carp | | Mgmt | For | For | For |
| | 4 | Elect Carrie S. Cox | | Mgmt | For | For | For |
| | 5 | Elect Pamela H. Patsley | | Mgmt | For | For | For |
| | 6 | Elect Robert E. Sanchez | | Mgmt | For | For | For |
| | 7 | Elect Wayne R. Sanders | | Mgmt | For | For | For |
| | 8 | Elect Ruth J. Simmons | | Mgmt | For | For | For |
| | 9 | Elect Richard K. Templeton | | Mgmt | For | For | For |
| | 10 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| The Allstate Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ALL | CUSIP 020002101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect F. Duane Ackerman | | Mgmt | For | For | For |
| | 2 | Elect Robert D. Beyer | | Mgmt | For | For | For |
| | 3 | Elect Kermit R. Crawford | | Mgmt | For | For | For |
| | 4 | Elect Jack M. Greenberg | | Mgmt | For | For | For |
| | 5 | Elect Herbert L. Henkel | | Mgmt | For | For | For |
| | 6 | Elect Ronald T. LeMay | | Mgmt | For | For | For |
| | 7 | Elect Andrea Redmond | | Mgmt | For | For | For |
| | 8 | Elect H. John Riley, Jr. | | Mgmt | For | For | For |
| | 9 | Elect John W. Rowe | | Mgmt | For | For | For |
| | 10 | Elect Judith A. Sprieser | | Mgmt | For | For | For |
| | 11 | Elect Mary Alice Taylor | | Mgmt | For | For | For |
| | 12 | Elect Thomas J. Wilson | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Equity Incentive Plan | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
| | 17 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| The Dow Chemical Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DOW | CUSIP 260543103 | | 05/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Arnold A. Allemang | | Mgmt | For | For | For |
| | 2 | Elect Ajay S. Banga | | Mgmt | For | For | For |
| | 3 | Elect Jacqueline K. Barton | | Mgmt | For | For | For |
| | 4 | Elect James A. Bell | | Mgmt | For | For | For |
| | 5 | Elect Jeff M. Fettig | | Mgmt | For | For | For |
| | 6 | Elect Andrew N. Liveris | | Mgmt | For | For | For |
| | 7 | Elect Paul Polman | | Mgmt | For | For | For |
| | 8 | Elect Dennis H. Reilley | | Mgmt | For | For | For |
| | 9 | Elect James M. Ringler | | Mgmt | For | Against | Against |
| | 10 | Elect Ruth G. Shaw | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | | ShrHldr | Against | Against | For |
|
|
|
| The Hillshire Brands Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | HSH | CUSIP 432589109 | | 10/25/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Todd Becker | | Mgmt | For | For | For |
| | 2 | Elect Christopher Begley | | Mgmt | For | For | For |
| | 3 | Elect Ellen Brothers | | Mgmt | For | For | For |
| | 4 | Elect Virgis Colbert | | Mgmt | For | For | For |
| | 5 | Elect Sean Connolly | | Mgmt | For | For | For |
| | 6 | Elect Laurette Koellner | | Mgmt | For | For | For |
| | 7 | Elect Craig Omtvedt | | Mgmt | For | For | For |
| | 8 | Elect Ian Prosser | | Mgmt | For | For | For |
| | 9 | Elect Jonathan Ward | | Mgmt | For | For | For |
| | 10 | Elect James White | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | 2012 Long-Term Incentive Stock Plan | | Mgmt | For | For | For |
|
|
|
| The Kroger Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KR | CUSIP 501044101 | | 06/27/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Reuben V. Anderson | | Mgmt | For | For | For |
| | 2 | Elect Robert D. Beyer | | Mgmt | For | For | For |
| | 3 | Elect David B. Dillon | | Mgmt | For | For | For |
| | 4 | Elect Susan J. Kropf | | Mgmt | For | For | For |
| | 5 | Elect John T. LaMacchia | | Mgmt | For | For | For |
| | 6 | Elect David B. Lewis | | Mgmt | For | For | For |
| | 7 | Elect W. Rodney McMullen | | Mgmt | For | For | For |
| | 8 | Elect Jorge P. Montoya | | Mgmt | For | For | For |
| | 9 | Elect Clyde R. Moore | | Mgmt | For | For | For |
| | 10 | Elect Susan M. Phillips | | Mgmt | For | For | For |
| | 11 | Elect Steven R. Rogel | | Mgmt | For | For | For |
| | 12 | Elect James A. Runde | | Mgmt | For | For | For |
| | 13 | Elect Ronald L. Sargent | | Mgmt | For | For | For |
| | 14 | Elect Bobby S. Shackouls | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Human Rights Report | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | | ShrHldr | Against | Against | For |
|
|
|
| The Procter & Gamble Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | PG | CUSIP 742718109 | | 10/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Angela Braly | | Mgmt | For | For | For |
| | 2 | Elect Kenneth Chenault | | Mgmt | For | For | For |
| | 3 | Elect Scott Cook | | Mgmt | For | For | For |
| | 4 | Elect Susan Desmond-Hellmann | | Mgmt | For | For | For |
| | 5 | Elect Robert McDonald | | Mgmt | For | For | For |
| | 6 | Elect W. James McNerney, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Johnathan Rodgers | | Mgmt | For | For | For |
| | 8 | Elect Margaret Whitman | | Mgmt | For | For | For |
| | 9 | Elect Mary Wilderotter | | Mgmt | For | For | For |
| | 10 | Elect Patricia Woertz | | Mgmt | For | For | For |
| | 11 | Elect Ernesto Zedillo | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Extended Producer Responsibility | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
|
|
|
| The Walt Disney Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DIS | CUSIP 254687106 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Susan E. Arnold | | Mgmt | For | For | For |
| | 2 | Elect John S. Chen | | Mgmt | For | For | For |
| | 3 | Elect Judith L. Estrin | | Mgmt | For | For | For |
| | 4 | Elect Robert A. Iger | | Mgmt | For | For | For |
| | 5 | Elect Fred H. Langhammer | | Mgmt | For | For | For |
| | 6 | Elect Aylwin B. Lewis | | Mgmt | For | For | For |
| | 7 | Elect Monica C. Lozano | | Mgmt | For | For | For |
| | 8 | Elect Robert W. Matschullat | | Mgmt | For | For | For |
| | 9 | Elect Sheryl Sandberg | | Mgmt | For | For | For |
| | 10 | Elect Orin C. Smith | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Amendment to the 2002 Executive Performance Plan | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Separation of Chairman and CEO | | ShrHldr | Against | For | Against |
|
|
|
| Time Warner Cable, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TWC | CUSIP 88732J207 | | 05/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Carole Black | | Mgmt | For | For | For |
| | 2 | Elect Glenn A. Britt | | Mgmt | For | For | For |
| | 3 | Elect Thomas H. Castro | | Mgmt | For | For | For |
| | 4 | Elect David C. Chang | | Mgmt | For | For | For |
| | 5 | Elect James E. Copeland, Jr. | | Mgmt | For | For | For |
| | 6 | Elect Peter R. Haje | | Mgmt | For | For | For |
| | 7 | Elect Donna A. James | | Mgmt | For | For | For |
| | 8 | Elect Don Logan | | Mgmt | For | For | For |
| | 9 | Elect N.J. Nicholas, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Wayne H. Pace | | Mgmt | For | For | For |
| | 11 | Elect Edward D. Shirley | | Mgmt | For | For | For |
| | 12 | Elect John E. Sununu | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Shareholder Proposal Regarding Political Spending Report | | ShrHldr | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Time Warner Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TWX | CUSIP 887317303 | | 05/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James L. Barksdale | | Mgmt | For | For | For |
| | 2 | Elect William P. Barr | | Mgmt | For | For | For |
| | 3 | Elect Jeffrey L. Bewkes | | Mgmt | For | For | For |
| | 4 | Elect Stephen F. Bollenbach | | Mgmt | For | For | For |
| | 5 | Elect Robert C. Clark | | Mgmt | For | For | For |
| | 6 | Elect Mathias Dopfner | | Mgmt | For | For | For |
| | 7 | Elect Jessica P. Einhorn | | Mgmt | For | For | For |
| | 8 | Elect Fred Hassan | | Mgmt | For | For | For |
| | 9 | Elect Kenneth J. Novack | | Mgmt | For | For | For |
| | 10 | Elect Paul D. Wachter | | Mgmt | For | For | For |
| | 11 | Elect Deborah C. Wright | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | 2013 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Total SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FP | CUSIP 89151E109 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 5 | Elect Thierry Desmarest | | Mgmt | For | Against | Against |
| | 6 | Elect Gunnar Brock | | Mgmt | For | Against | Against |
| | 7 | Elect Gerard Lamarche | | Mgmt | For | Against | Against |
| | 8 | Elect Charles Keller | | Mgmt | For | Against | Against |
| | 9 | Directors' Fees | | Mgmt | For | For | For |
| | 10 | Authority to Grant Stock Options | | Mgmt | For | For | For |
| | 11 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Creation of an Independent Ethics Committee | | Mgmt | Against | Against | For |
| | 13 | Shareholder Proposal Regarding Linking Executive Pay to Industrial Safety | | Mgmt | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Diversity Label | | Mgmt | Against | Against | For |
| | 15 | Shareholder Proposal Regarding Employee Representation on Compensation Committee | | Mgmt | Against | Against | For |
| | 16 | Shareholder Proposal Regarding Loyalty Dividend | | Mgmt | Against | Against | For |
|
|
|
| Total System Services, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TSS | CUSIP 891906109 | | 04/30/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect James H. Blanchard | | Mgmt | For | For | For |
| | 2 | Elect Richard Y. Bradley | | Mgmt | For | For | For |
| | 3 | Elect Kriss Cloninger III | | Mgmt | For | For | For |
| | 4 | Elect Walter W. Driver, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Gardiner W. Garrard, Jr. | | Mgmt | For | Against | Against |
| | 6 | Elect Sidney E. Harris | | Mgmt | For | For | For |
| | 7 | Elect Mason H. Lampton | | Mgmt | For | For | For |
| | 8 | Elect H. Lynn Page | | Mgmt | For | For | For |
| | 9 | Elect Philip W. Tomlinson | | Mgmt | For | For | For |
| | 10 | Elect John T. Turner | | Mgmt | For | For | For |
| | 11 | Elect Richard W. Ussery | | Mgmt | For | For | For |
| | 12 | Elect M. Troy Woods | | Mgmt | For | For | For |
| | 13 | Elect James D. Yancey | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Transocean Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RIG | CUSIP H8817H100 | | 05/17/2013 | | Take No Action | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | N/A | TNA | N/A |
| | 2 | Allocation of Profits/Dividends | | Mgmt | N/A | TNA | N/A |
| | 3 | Payment of a Dividend in Principle | | Mgmt | N/A | TNA | N/A |
| | 4 | Management Proposal Regarding Dividend of $2.24 Per Share | | Mgmt | N/A | TNA | N/A |
| | 5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | | Mgmt | N/A | TNA | N/A |
| | 6 | Authority to Issue Shares | | Mgmt | N/A | TNA | N/A |
| | 7 | Shareholder Proposal Regarding Declassification of Board | | Mgmt | N/A | TNA | N/A |
| | 8 | Elect Frederico Curado | | Mgmt | N/A | TNA | N/A |
| | 9 | Elect Steven Newman | | Mgmt | N/A | TNA | N/A |
| | 10 | Elect Thomas Cason | | Mgmt | N/A | TNA | N/A |
| | 11 | Elect Robert Sprague | | Mgmt | N/A | TNA | N/A |
| | 12 | Elect J. Michael Talbert | | Mgmt | N/A | TNA | N/A |
| | 13 | Elect John Lipinski | | Mgmt | N/A | TNA | N/A |
| | 14 | Elect Jose Maria Alapont | | Mgmt | N/A | TNA | N/A |
| | 15 | Elect Samuel Merksamer | | Mgmt | N/A | TNA | N/A |
| | 16 | Appointment of Auditor | | Mgmt | N/A | TNA | N/A |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | N/A | TNA | N/A |
|
|
|
| Transocean Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | RIG | CUSIP H8817H100 | | 05/17/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Proxy Contest | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 3 | Payment of a Dividend in Principle | | Mgmt | For | For | For |
| | 4 | Management Proposal Regarding Dividend of $2.24 Per Share | | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | | Mgmt | N/A | Against | N/A |
| | 6 | Authority to Issue Shares | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Declassification of Board | | Mgmt | N/A | For | N/A |
| | 8 | Elect Frederico Curado | | Mgmt | For | For | For |
| | 9 | Elect Steven Newman | | Mgmt | For | For | For |
| | 10 | Elect Thomas Cason | | Mgmt | For | For | For |
| | 11 | Elect Robert Sprague | | Mgmt | For | For | For |
| | 12 | Elect J. Michael Talbert | | Mgmt | For | Against | Against |
| | 13 | Elect John Lipinski | | Mgmt | Against | Against | For |
| | 14 | Elect Jose Maria Alapont | | Mgmt | Against | Against | For |
| | 15 | Elect Samuel Merksamer | | Mgmt | Against | For | Against |
| | 16 | Appointment of Auditor | | Mgmt | For | For | For |
| | 17 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Tronox Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TROX | CUSIP Q9235V101 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Thomas Casey | | Mgmt | For | For | For |
| | 1.2 | Elect Andrew P. Hines | | Mgmt | For | For | For |
| | 1.3 | Elect Wayne A. Hinman | | Mgmt | For | For | For |
| | 1.4 | Elect Ilan Kaufthal | | Mgmt | For | For | For |
| | 1.5 | Elect Jeffry N. Quinn | | Mgmt | For | For | For |
| | 1.6 | Elect Peter Johnston | | Mgmt | For | For | For |
| | 2 | Annual Performance Bonus Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 03/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3.1 | Elect Edward D. Breen | | Mgmt | For | For | For |
| | 3.2 | Elect Michael E. Daniels | | Mgmt | For | For | For |
| | 3.3 | Elect Frank M. Drendel | | Mgmt | For | For | For |
| | 3.4 | Elect Brian Duperreault | | Mgmt | For | For | For |
| | 3.5 | Elect Rajiv L. Gupta | | Mgmt | For | For | For |
| | 3.6 | Elect John A. Krol | | Mgmt | For | For | For |
| | 3.7 | Elect George R. Oliver | | Mgmt | For | For | For |
| | 3.8 | Elect Brendan R. O'Neill | | Mgmt | For | For | For |
| | 3.9 | Elect Sandra S. Wijnberg | | Mgmt | For | For | For |
| | 3.10 | Elect R. David Yost | | Mgmt | For | For | For |
| | 4 | Appointment of Auditor | | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For |
| | 6 | Appointment of Special Auditor | | Mgmt | For | For | For |
| | 7 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 8 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 9 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 10 | Renewal of Authorized Share Capital | | Mgmt | For | For | For |
| | 11 | Approval of a Reduction in Registered Share Capital | | Mgmt | For | For | For |
|
|
|
| Tyco International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TYC | CUSIP H89128104 | | 09/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | The ADT Spin-off | | Mgmt | For | For | For |
| | 2 | The Tyco Flow Control Spin-off | | Mgmt | For | For | For |
| | 3.1 | Elect George Oliver | | Mgmt | For | For | For |
| | 3.2 | Elect Frank Drendel | | Mgmt | For | For | For |
| | 4 | Approval of Ordinary Cash Dividends | | Mgmt | For | For | For |
| | 5 | 2012 Stock and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| U.S. Bancorp | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | USB | CUSIP 902973304 | | 04/16/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Douglas M. Baker, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Y. Marc Belton | | Mgmt | For | For | For |
| | 3 | Elect Victoria Buyniski Gluckman | | Mgmt | For | For | For |
| | 4 | Elect Arthur D. Collins, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Richard K. Davis | | Mgmt | For | For | For |
| | 6 | Elect Roland A. Hernandez | | Mgmt | For | For | For |
| | 7 | Elect Doreen Woo Ho | | Mgmt | For | For | For |
| | 8 | Elect Joel W. Johnson | | Mgmt | For | For | For |
| | 9 | Elect Olivia F. Kirtley | | Mgmt | For | For | For |
| | 10 | Elect Jerry W. Levin | | Mgmt | For | For | For |
| | 11 | Elect David B. O'Maley | | Mgmt | For | For | For |
| | 12 | Elect O'Dell M. Owens | | Mgmt | For | For | For |
| | 13 | Elect Craig D. Schnuck | | Mgmt | For | For | For |
| | 14 | Elect Patrick T. Stokes | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
|
|
|
| United Technologies Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UTX | CUSIP 913017109 | | 04/29/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Louis Chenevert | | Mgmt | For | For | For |
| | 2 | Elect John V. Faraci | | Mgmt | For | For | For |
| | 3 | Elect Jean-Pierre Garnier | | Mgmt | For | For | For |
| | 4 | Elect Jamie S. Gorelick | | Mgmt | For | For | For |
| | 5 | Elect Edward A. Kangas | | Mgmt | For | For | For |
| | 6 | Elect Ellen J. Kullman | | Mgmt | For | For | For |
| | 7 | Elect Marshall O. Larsen | | Mgmt | For | For | For |
| | 8 | Elect Harold W. McGraw III | | Mgmt | For | For | For |
| | 9 | Elect Richard B. Myers | | Mgmt | For | For | For |
| | 10 | Elect H. Patrick Swygert | | Mgmt | For | For | For |
| | 11 | Elect Andre Villeneuve | | Mgmt | For | For | For |
| | 12 | Elect Christine Todd Whitman | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| UnitedHealth Group Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | UNH | CUSIP 91324P102 | | 06/03/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect William C. Ballard, Jr. | | Mgmt | For | For | For |
| | 2 | Elect Edson Bueno | | Mgmt | For | For | For |
| | 3 | Elect Richard T. Burke | | Mgmt | For | For | For |
| | 4 | Elect Robert J. Darretta | | Mgmt | For | For | For |
| | 5 | Elect Stephen J. Hemsley | | Mgmt | For | For | For |
| | 6 | Elect Michele J. Hooper | | Mgmt | For | For | For |
| | 7 | Elect Rodger A. Lawson | | Mgmt | For | For | For |
| | 8 | Elect Douglas W. Leatherdale | | Mgmt | For | For | For |
| | 9 | Elect Glenn M. Renwick | | Mgmt | For | For | For |
| | 10 | Elect Kenneth I. Shine | | Mgmt | For | For | For |
| | 11 | Elect Gail R. Wilensky | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
|
|
|
| Valeo SA | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FR | CINS F96221126 | | 06/06/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Mix | France | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Consolidated Accounts and Reports | | Mgmt | For | For | For |
| | 3 | Elect Gerard Blanc | | Mgmt | For | Against | Against |
| | 4 | Elect Michael Jay | | Mgmt | For | Against | Against |
| | 5 | Elect Sophie Dutordoir | | Mgmt | For | Against | Against |
| | 6 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| | 7 | Related Party Transactions | | Mgmt | For | For | For |
| | 8 | Authority to Repurchase Shares | | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| | 10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | | Mgmt | For | For | For |
| | 11 | Authority to Increase Capital Through Capitalizations | | Mgmt | For | For | For |
| | 12 | Greenshoe | | Mgmt | For | For | For |
| | 13 | Authority to Cancel Shares and Reduce Capital | | Mgmt | For | For | For |
| | 14 | Employee Stock Purchase Plan | | Mgmt | For | For | For |
| | 15 | Authorization of Legal Formalities | | Mgmt | For | For | For |
|
|
|
| Verizon Communications Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VZ | CUSIP 92343V104 | | 05/02/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Richard L. Carrion | | Mgmt | For | For | For |
| | 2 | Elect Melanie L. Healey | | Mgmt | For | For | For |
| | 3 | Elect M. Frances Keeth | | Mgmt | For | For | For |
| | 4 | Elect Robert W. Lane | | Mgmt | For | For | For |
| | 5 | Elect Lowell C. McAdam | | Mgmt | For | For | For |
| | 6 | Elect Sandra O. Moose | | Mgmt | For | For | For |
| | 7 | Elect Joseph Neubauer | | Mgmt | For | For | For |
| | 8 | Elect Donald T. Nicolaisen | | Mgmt | For | For | For |
| | 9 | Elect Clarence Otis, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Hugh B. Price | | Mgmt | For | For | For |
| | 11 | Elect Rodney E. Slater | | Mgmt | For | For | For |
| | 12 | Elect Kathryn A. Tesija | | Mgmt | For | For | For |
| | 13 | Elect Gregory D. Wasson | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Amendment to the 2009 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Network Neutrality | | ShrHldr | Against | Against | For |
| | 18 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 19 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | | ShrHldr | Against | Against | For |
| | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHldr | Against | Against | For |
| | 22 | Shareholder Proposal Regarding Right to Act by Written Consent | | ShrHldr | Against | Against | For |
|
|
|
| Vodafone Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VOD | CUSIP 92857W209 | | 07/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | N/A | For | N/A |
| | 2 | Elect Gerard Kleisterlee | | Mgmt | N/A | For | N/A |
| | 3 | Elect Vittorio Colao | | Mgmt | N/A | For | N/A |
| | 4 | Elect Andy Halford | | Mgmt | N/A | For | N/A |
| | 5 | Elect Steve Pusey | | Mgmt | N/A | For | N/A |
| | 6 | Elect Renee James | | Mgmt | N/A | For | N/A |
| | 7 | Elect Alan Jebson | | Mgmt | N/A | For | N/A |
| | 8 | Elect Samuel Jonah | | Mgmt | N/A | For | N/A |
| | 9 | Elect Nick Land | | Mgmt | N/A | For | N/A |
| | 10 | Elect Anne Lauvergeon | | Mgmt | N/A | For | N/A |
| | 11 | Elect Luc Vandevelde | | Mgmt | N/A | For | N/A |
| | 12 | Elect Anthony Watson | | Mgmt | N/A | For | N/A |
| | 13 | Elect Philip Yea | | Mgmt | N/A | For | N/A |
| | 14 | Allocation of Profits/Dividends | | Mgmt | N/A | For | N/A |
| | 15 | Directors' Remuneration Report | | Mgmt | N/A | For | N/A |
| | 16 | Appointment of Auditor | | Mgmt | N/A | For | N/A |
| | 17 | Authority to Set Auditor's Fees | | Mgmt | N/A | For | N/A |
| | 18 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | N/A | For | N/A |
| | 19 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | N/A | For | N/A |
| | 20 | Authority to Repurchase Shares | | Mgmt | N/A | For | N/A |
| | 21 | Authorisation of Political Donations | | Mgmt | N/A | For | N/A |
| | 22 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | N/A | Against | N/A |
|
|
|
| Walgreen Co. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WAG | CUSIP 931422109 | | 01/09/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Janice Babiak | | Mgmt | For | For | For |
| | 2 | Elect David J. Brailer | | Mgmt | For | For | For |
| | 3 | Elect Steven Davis | | Mgmt | For | For | For |
| | 4 | Elect William Foote | | Mgmt | For | For | For |
| | 5 | Elect Mark Frissora | | Mgmt | For | For | For |
| | 6 | Elect Ginger Graham | | Mgmt | For | For | For |
| | 7 | Elect Alan McNally | | Mgmt | For | For | For |
| | 8 | Elect Dominic Murphy | | Mgmt | For | For | For |
| | 9 | Elect Stefano Pessina | | Mgmt | For | For | For |
| | 10 | Elect Nancy Schlichting | | Mgmt | For | For | For |
| | 11 | Elect Alejandro Silva | | Mgmt | For | For | For |
| | 12 | Elect James Skinner | | Mgmt | For | For | For |
| | 13 | Elect Gregory Wasson | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | 2013 Omnibus Incentive Plan | | Mgmt | For | For | For |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For |
| | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | | ShrHldr | Against | Against | For |
|
|
|
| Weatherford International Ltd. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFT | CUSIP H27013103 | | 06/20/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Accounts and Reports | | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | | Mgmt | For | For | For |
| | 3 | Elect Bernard J. Duroc-Danner | | Mgmt | For | For | For |
| | 4 | Elect Nicholas F. Brady | | Mgmt | For | For | For |
| | 5 | Elect David J. Butters | | Mgmt | For | For | For |
| | 6 | Elect John D. Gass | | Mgmt | For | For | For |
| | 7 | Elect Francis S. Kalman | | Mgmt | For | For | For |
| | 8 | Elect William E. Macaulay | | Mgmt | For | For | For |
| | 9 | Elect Robert K. Moses, Jr. | | Mgmt | For | For | For |
| | 10 | Elect Guillermo Ortiz | | Mgmt | For | For | For |
| | 11 | Elect Emyr J. Parry | | Mgmt | For | For | For |
| | 12 | Elect Robert A. Rayne | | Mgmt | For | For | For |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Increase in Authorized Capital | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Wells Fargo & Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | WFC | CUSIP 949746101 | | 04/23/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Baker II | | Mgmt | For | For | For |
| | 2 | Elect Elaine L. Chao | | Mgmt | For | For | For |
| | 3 | Elect John S. Chen | | Mgmt | For | For | For |
| | 4 | Elect Lloyd H. Dean | | Mgmt | For | For | For |
| | 5 | Elect Susan E. Engel | | Mgmt | For | For | For |
| | 6 | Elect Enrique Hernandez, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Donald M. James | | Mgmt | For | For | For |
| | 8 | Elect Cynthia H. Milligan | | Mgmt | For | For | For |
| | 9 | Elect Federico F. Pena | | Mgmt | For | For | For |
| | 10 | Elect Howard V. Richardson | | Mgmt | For | For | For |
| | 11 | Elect Judith M. Runstad | | Mgmt | For | For | For |
| | 12 | Elect Stephen W. Sanger | | Mgmt | For | For | For |
| | 13 | Elect John G. Stumpf | | Mgmt | For | For | For |
| | 14 | Elect Susan G. Swenson | | Mgmt | For | For | For |
| | 15 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | | Mgmt | For | For | For |
| | 17 | Ratification of Auditor | | Mgmt | For | For | For |
| | 18 | Shareholder Proposal Regarding Independent Board Chairman | | ShrHldr | Against | For | Against |
| | 19 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | | ShrHldr | Against | Against | For |
|
|
|
| Xerox Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XRX | CUSIP 984121103 | | 05/21/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Glenn A. Britt | | Mgmt | For | For | For |
| | 2 | Elect Ursula M. Burns | | Mgmt | For | For | For |
| | 3 | Elect Richard J. Harrington | | Mgmt | For | For | For |
| | 4 | Elect William C. Hunter | | Mgmt | For | For | For |
| | 5 | Elect Robert J. Keegan | | Mgmt | For | For | For |
| | 6 | Elect Robert A. McDonald | | Mgmt | For | For | For |
| | 7 | Elect Charles Prince | | Mgmt | For | For | For |
| | 8 | Elect Ann N. Reese | | Mgmt | For | For | For |
| | 9 | Elect Sara M. Tucker | | Mgmt | For | For | For |
| | 10 | Elect Mary Agnes Wilderotter | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | | Mgmt | For | For | For |
|
|
|
| XL Group plc | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | XL | CUSIP G98290102 | | 04/26/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Joseph Mauriello | | Mgmt | For | For | For |
| | 2 | Elect Eugene M. McQuade | | Mgmt | For | For | For |
| | 3 | Elect Clayton S. Rose | | Mgmt | For | For | For |
| | 4 | Ratification of Auditor and Authority to Set Remuneration | | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Yahoo Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | YHOO | CUSIP 984332106 | | 06/25/2013 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John D. Hayes | | Mgmt | For | For | For |
| | 2 | Elect Susan M. James | | Mgmt | For | For | For |
| | 3 | Elect Max R. Levchin | | Mgmt | For | For | For |
| | 4 | Elect Peter Liguori | | Mgmt | For | For | For |
| | 5 | Elect Daniel S. Loeb | | Mgmt | For | For | For |
| | 6 | Elect Marissa A. Mayer | | Mgmt | For | For | For |
| | 7 | Elect Thomas J. McInerney | | Mgmt | For | For | For |
| | 8 | Elect Maynard G. Webb, Jr. | | Mgmt | For | For | For |
| | 9 | Elect Harry J. Wilson | | Mgmt | For | For | For |
| | 10 | Elect Michael J. Wolf | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Shareholder Regarding Corporate Social Responsibility Report | | ShrHldr | Against | Against | For |
| | 14 | Shareholder Proposal Regarding Report on Political Spending | | ShrHldr | Against | Against | For |
| |
