UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-159 | ||||||||
Name of Registrant: | Putnam Investors Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Investors Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 7/31/10 | ||||||||
Date of reporting period: | 07/01/2010 - 06/30/2011 |
Registrant : | Putnam Investors Fund | |||||||
Fund Name : | Putnam Investors Fund | |||||||
Date of fiscal year end: | 07/31/2010 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.10 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Charles Giancarlo | Mgmt | For | For | For | |||
3 | Elect Dennis Hightower | Mgmt | For | For | For | |||
4 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
5 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
7 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
10 | Authorization to Hold the 2012 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Ace Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||
4 | Elect Michael Connors | Mgmt | For | For | For | |||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
6 | Elect John Krol | Mgmt | For | For | For | |||
7 | Approval of Annual Report | Mgmt | For | For | For | |||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||
15 | Approval Of Dividends From Legal Reserves | Mgmt | For | For | For | |||
16 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||
4 | Elect John Warnock | Mgmt | For | For | For | |||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||
4 | Elect Molly Coye | Mgmt | For | For | For | |||
5 | Elect Roger Farah | Mgmt | For | For | For | |||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Robert Wright | Mgmt | For | For | For | |||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
2 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
3 | Elect Gerald Johanneson | Mgmt | For | For | For | |||
4 | Elect Thomas LaSorda | Mgmt | For | For | For | |||
5 | Elect George Minnich | Mgmt | For | For | For | |||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | |||
7 | Elect Daniel Ustian | Mgmt | For | For | For | |||
8 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||
2 | Elect David Lawrence | Mgmt | For | For | For | |||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Alpha Natural Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||
Alpha Natural Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP 021441100 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Daane | Mgmt | For | For | For | |||
2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||
3 | Elect Kevin McGarity | Mgmt | For | For | For | |||
4 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||
7 | Elect Susan Wang | Mgmt | For | For | For | |||
8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
11 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Siri Marshall | Mgmt | For | For | For | |||
2 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
3 | Elect William Turner | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | Against | Against | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Francois de Carbonnel | Mgmt | For | Against | Against | |||
4 | Elect Vance Coffman | Mgmt | For | Against | Against | |||
5 | Elect Rebecca Henderson | Mgmt | For | Against | Against | |||
6 | Elect Frank Herringer | Mgmt | For | Against | Against | |||
7 | Elect Gilbert Omenn | Mgmt | For | Against | Against | |||
8 | Elect Judith Pelham | Mgmt | For | Against | Against | |||
9 | Elect J. Paul Reason | Mgmt | For | Against | Against | |||
10 | Elect Leonard Schaeffer | Mgmt | For | Against | Against | |||
11 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
AnnTaylor Stores Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANN | CUSIP 035623107 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dale Hilpert | Mgmt | For | For | For | |||
2 | Elect Ronald Hovsepian | Mgmt | For | For | For | |||
3 | Elect Linda Huett | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||
2 | Elect Howard Carver | Mgmt | For | For | For | |||
3 | Elect Juan Cento | Mgmt | For | For | For | |||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||
5 | Elect David Kelso | Mgmt | For | For | For | |||
6 | Elect Charles Koch | Mgmt | For | For | For | |||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||
9 | Elect John Swainson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||
4 | Elect James Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect James Kelly | Mgmt | For | For | For | |||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||
9 | Elect John McCoy | Mgmt | For | For | For | |||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
5 | Elect Sean Maloney | Mgmt | For | For | For | |||
6 | Elect Mary McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
8 | Elect Charles Robel | Mgmt | For | For | For | |||
9 | Elect Steven West | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barker | Mgmt | For | For | For | |||
2 | Elect Ken Hicks | Mgmt | For | For | For | |||
3 | Elect Debra Reed | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
Avis Budget Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Nelson | Mgmt | For | For | For | |||
2 | Elect Mary Choksi | Mgmt | For | For | For | |||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | |||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn Krominga | Mgmt | For | For | For | |||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |||
9 | Elect Stender Sweeney | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven Temares | Mgmt | For | For | For | |||
4 | Elect Dean Adler | Mgmt | For | For | For | |||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 04/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Murry Gerber | Mgmt | For | For | For | |||
1.2 | Elect James Grosfeld | Mgmt | For | For | For | |||
1.3 | Elect Sir Deryck Maughan | Mgmt | For | For | For | |||
1.4 | Elect Thomas Montag | Mgmt | For | For | For | |||
1.5 | Elect Linda Gosden Robinson | Mgmt | For | For | For | |||
1.6 | Elect John Varley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Campus Crest Communities Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 04/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted Rollins | Mgmt | For | For | For | |||
1.2 | Elect Michael Hartnett | Mgmt | For | For | For | |||
1.3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
1.4 | Elect Richard Kahlbaugh | Mgmt | For | Withhold | Against | |||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||
1.6 | Elect William Popeo | Mgmt | For | For | For | |||
1.7 | Elect Daniel Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patrick Gross | Mgmt | For | Against | Against | |||
2 | Elect Ann Hackett | Mgmt | For | For | For | |||
3 | Elect Pierre Leroy | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
2 | Elect George Barrett | Mgmt | For | For | For | |||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||
7 | Elect John Finn | Mgmt | For | For | For | |||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||
9 | Elect James Mongan | Mgmt | For | For | For | |||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
1.5 | Elect David Goode | Mgmt | For | For | For | |||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Peter Magowan | Mgmt | For | For | For | |||
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
1.10 | Elect William Osborn | Mgmt | For | For | For | |||
1.11 | Elect Charles Powell | Mgmt | For | For | For | |||
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Susan Schwab | Mgmt | For | For | For | |||
1.14 | Elect Joshua Smith | Mgmt | For | For | For | |||
1.15 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||
CBL & Associates Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBL | CUSIP 124830100 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Lebovitz | Mgmt | For | For | For | |||
1.2 | Elect Gary Bryenton | Mgmt | For | For | For | |||
1.3 | Elect Gary Nay | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Check Point Software Technologies Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHKP | CUSIP M22465104 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gil Shwed | Mgmt | For | For | For | |||
1.2 | Elect Marius Nacht | Mgmt | For | For | For | |||
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For | |||
1.4 | Elect Dan Propper | Mgmt | For | For | For | |||
1.5 | Elect David Rubner | Mgmt | For | For | For | |||
1.6 | Elect Tal Shavit | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect George Kirkland | Mgmt | For | For | For | |||
7 | Elect Donald Rice | Mgmt | For | For | For | |||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||
12 | Elect Carl Ware | Mgmt | For | For | For | |||
13 | Elect John Watson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
2 | Elect Carol Wait | Mgmt | For | For | For | |||
3 | Elect William Zollars | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Hentschel | Mgmt | For | For | For | |||
2 | Elect F. H. Merelli | Mgmt | For | For | For | |||
3 | Elect L. Paul Teague | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
4 | Elect Robert Joss | Mgmt | For | For | For | |||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||
1.9 | Elect Veronique Morali | Mgmt | For | Withhold | Against | |||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||
Coventry Health Care, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect John Breaux | Mgmt | For | For | For | |||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | |||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | |||
1.3 | Elect Michael Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
6 | Elect Marian Heard | Mgmt | For | For | For | |||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.10 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||
1.4 | Elect David Stump | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||
2 | Elect Mary Bush | Mgmt | For | For | For | |||
3 | Elect Gregory Case | Mgmt | For | For | For | |||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||
9 | Elect David Nelms | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joyce Roche | Mgmt | For | For | For | |||
2 | Elect Wayne Sanders | Mgmt | For | For | For | |||
3 | Elect Jack Stahl | Mgmt | For | For | For | |||
4 | Elect Larry Young | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
E. I. du Pont de Nemours and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Brown | Mgmt | For | For | For | |||
2 | Elect Robert Brown | Mgmt | For | For | For | |||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||
6 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Barrett | Mgmt | For | For | For | |||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||
4 | Elect Gregory Page | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||
3 | Elect France Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||
9 | Elect James Rosser | Mgmt | For | For | For | |||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||
12 | Elect Brett White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Farr | Mgmt | For | For | For | |||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ward Klein | Mgmt | For | For | For | |||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||
3 | Elect John Roberts | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||
9 | Elect William Percy, II | Mgmt | For | For | For | |||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.6 | Elect William George | Mgmt | For | For | For | |||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||
1.5 | Elect William Post | Mgmt | For | For | For | |||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||
12 | Elect Homer Neal | Mgmt | For | For | For | |||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||
14 | Elect John Thornton | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fossil, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOSL | CUSIP 349882100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine Agather | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Boyer | Mgmt | For | For | For | |||
1.3 | Elect Kosta Kartsotis | Mgmt | For | For | For | |||
1.4 | Elect Elysia Ragusa | Mgmt | For | For | For | |||
1.5 | Elect Jal Shroff | Mgmt | For | For | For | |||
1.6 | Elect James Skinner | Mgmt | For | For | For | |||
1.7 | Elect Michael Steinberg | Mgmt | For | For | For | |||
1.8 | Elect Donald Stone | Mgmt | For | For | For | |||
1.9 | Elect James Zimmerman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Gartner, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IT | CUSIP 366651107 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Bingle | Mgmt | For | For | For | |||
2 | Elect Richard Bressler | Mgmt | For | For | For | |||
3 | Elect Karen Dykstra | Mgmt | For | For | For | |||
4 | Elect Russell Fradin | Mgmt | For | For | For | |||
5 | Elect Anne Sutherland Fuchs | Mgmt | For | For | For | |||
6 | Elect William Grabe | Mgmt | For | For | For | |||
7 | Elect Eugene Hall | Mgmt | For | For | For | |||
8 | Elect Stephen Pagliuca | Mgmt | For | For | For | |||
9 | Elect James Smith | Mgmt | For | For | For | |||
10 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect George Joulwan | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect William Osborn | Mgmt | For | For | For | |||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | Against | Against | |||
2 | Elect David Bonderman | Mgmt | For | Against | Against | |||
3 | Elect Erroll Davis, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Stephen Girsky | Mgmt | For | Against | Against | |||
5 | Elect E. Neville Isdell | Mgmt | For | Against | Against | |||
6 | Elect Robert Krebs | Mgmt | For | Against | Against | |||
7 | Elect Philip Laskawy | Mgmt | For | Against | Against | |||
8 | Elect Kathryn Marinello | Mgmt | For | Against | Against | |||
9 | Elect Patricia Russo | Mgmt | For | Against | Against | |||
10 | Elect Carol Stephenson | Mgmt | For | Against | Against | |||
11 | Elect Cynthia Telles | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Lance | Mgmt | For | For | For | |||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||
5 | Elect David Rickard | Mgmt | For | For | For | |||
6 | Elect James Stoffel | Mgmt | For | For | For | |||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Flaherty III | Mgmt | For | For | For | |||
2 | Elect Christine Garvey | Mgmt | For | For | For | |||
3 | Elect David Henry | Mgmt | For | For | For | |||
4 | Elect Lauralee Martin | Mgmt | For | For | For | |||
5 | Elect Michael McKee | Mgmt | For | For | For | |||
6 | Elect Peter Rhein | Mgmt | For | For | For | |||
7 | Elect Kenneth Roath | Mgmt | For | For | For | |||
8 | Elect Richard Rosenberg | Mgmt | For | For | For | |||
9 | Elect Joseph Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924309 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For | |||
1.2 | Elect John Chidsey | Mgmt | For | For | For | |||
1.3 | Elect Donald Correll | Mgmt | For | For | For | |||
1.4 | Elect Yvonne Curl | Mgmt | For | For | For | |||
1.5 | Elect Charles Elson | Mgmt | For | For | For | |||
1.6 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.7 | Elect Jon Hanson | Mgmt | For | For | For | |||
1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
7 | Elect John Hammergren | Mgmt | For | For | For | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Crown | Mgmt | For | For | For | |||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
7 | Elect David Speer | Mgmt | For | For | For | |||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||
10 | Elect Anre Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect John Bruton | Mgmt | For | For | For | |||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||
10 | Elect Richard Swift | Mgmt | For | For | For | |||
11 | Elect Tony White | Mgmt | For | For | For | |||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | For | For | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect James Owens | Mgmt | For | For | For | |||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
10 | Elect Joan Spero | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | |||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||
4 | Elect John Faraci | Mgmt | For | For | For | |||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||
7 | Elect John Townsend III | Mgmt | For | For | For | |||
8 | Elect John Turner | Mgmt | For | For | For | |||
9 | Elect William Walter | Mgmt | For | For | For | |||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Interpublic Group of Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||
3 | Elect Jill Considine | Mgmt | For | For | For | |||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||
7 | Elect William Kerr | Mgmt | For | For | For | |||
8 | Elect Michael Roth | Mgmt | For | For | For | |||
9 | Elect David Thomas | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Michael Johns | Mgmt | For | For | For | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||
8 | Elect William Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect David Satcher | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||
Kansas City Southern | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSU | CUSIP 485170302 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Davis | Mgmt | For | For | For | |||
1.2 | Elect Robert Druten | Mgmt | For | For | For | |||
1.3 | Elect Rodney Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Huff | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Richard Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Alm | Mgmt | For | For | For | |||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||
6 | Elect Mae Jemison | Mgmt | For | For | For | |||
7 | Elect James Jenness | Mgmt | For | For | For | |||
8 | Elect Nancy Karch | Mgmt | For | For | For | |||
9 | Elect Ian Read | Mgmt | For | For | For | |||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
11 | Elect Marc Shapiro | Mgmt | For | For | For | |||
12 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | 2011 Equity Participation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Capo | Mgmt | For | For | For | |||
2 | Elect Curtis Clawson | Mgmt | For | For | For | |||
3 | Elect Jonathan Foster | Mgmt | For | For | For | |||
4 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | |||
5 | Elect Robert Rossiter | Mgmt | For | For | For | |||
6 | Elect Donald Runkle | Mgmt | For | For | For | |||
7 | Elect Gregory Smith | Mgmt | For | For | For | |||
8 | Elect Henry Wallace | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Limited Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTD | CUSIP 532716107 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna James | Mgmt | For | For | For | |||
2 | Elect Jeffrey Miro | Mgmt | For | For | For | |||
3 | Elect Raymond Zimmerman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2011 Stock Option Performance and Incentive Plan | Mgmt | For | For | For | |||
6 | 2011 Cash Incentive Compensation Performance Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Lincare Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Linn Energy, LLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LINE | CUSIP 536020100 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Linn | Mgmt | For | For | For | |||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | |||
1.3 | Elect George Alcorn | Mgmt | For | For | For | |||
1.4 | Elect Terrence Jacobs | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||
1.6 | Elect Joseph McCoy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||
12 | Elect John Snow | Mgmt | For | Against | Against | |||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Olivie | Mgmt | For | For | For | |||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MBIA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBI | CUSIP 55262C100 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Brown | Mgmt | For | For | For | |||
2 | Elect David Coulter | Mgmt | For | For | For | |||
3 | Elect Claire Gaudiani | Mgmt | For | For | For | |||
4 | Elect Steven Gilbert | Mgmt | For | For | For | |||
5 | Elect Daniel Kearney | Mgmt | For | For | For | |||
6 | Elect Kewsong Lee | Mgmt | For | For | For | |||
7 | Elect Charles Rinehart | Mgmt | For | For | For | |||
8 | Elect Theodore Shasta | Mgmt | For | For | For | |||
9 | Elect Richard Vaughan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Campbell | Mgmt | For | For | For | |||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | |||
3 | Elect James Kaiser | Mgmt | For | For | For | |||
4 | Elect Richard Kelson | Mgmt | For | For | For | |||
5 | Elect James Kilts | Mgmt | For | For | For | |||
6 | Elect Susan Kropf | Mgmt | For | For | For | |||
7 | Elect Douglas Luke | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert McCormack | Mgmt | For | For | For | |||
10 | Elect Timothy Powers | Mgmt | For | For | For | |||
11 | Elect Jane Warner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Kandarian | Mgmt | For | For | For | |||
1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For | For | |||
1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Grise | Mgmt | For | For | For | |||
1.5 | Elect Lulu Wang | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 12/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Appleton | Mgmt | For | For | For | |||
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |||
3 | Elect James Bagley | Mgmt | For | For | For | |||
4 | Elect Robert Bailey | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |||
7 | Elect Robert Switz | Mgmt | For | For | For | |||
8 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect John Mack | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mosaic Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOS | CUSIP 61945A107 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Recapitalization and Spin-off | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Motorola Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSI | CUSIP 620076307 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Brown | Mgmt | For | For | For | |||
2 | Elect William Bratton | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Michael Hayden | Mgmt | For | For | For | |||
5 | Elect Vincent Intrieri | Mgmt | For | Against | Against | |||
6 | Elect Judy Lewent | Mgmt | For | For | For | |||
7 | Elect Samuel Scott III | Mgmt | For | For | For | |||
8 | Elect John White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the Omnibus Incentive Plan of 2006 | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Review of Global Human Rights Standards | ShrHldr | Against | Against | For | |||
Motorola, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOT | CUSIP 620076109 | 11/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
2 | Amendment to Certificate of Incorporation to Effect Reverse Stock Split | Mgmt | For | For | For | |||
Nalco Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLC | CUSIP 62985Q101 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Pertz | Mgmt | For | For | For | |||
1.2 | Elect Daniel Sanders | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Newell Rubbermaid Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOK1V | CUSIP 654902204 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | For | For | |||
6.1 | Elect Stephen Elop | Mgmt | For | For | For | |||
6.2 | Elect Bengt Holmstrom | Mgmt | For | For | For | |||
6.3 | Elect Henning Kagermann | Mgmt | For | Withhold | Against | |||
6.4 | Elect Per Karlsson | Mgmt | For | For | For | |||
6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | |||
6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | |||
6.7 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||
6.8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Stock Option Program 2011 | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management and Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | For | For | |||
5 | Re-elect Ann Fudge | Mgmt | For | For | For | |||
6 | Re-elect Pierre Landolt | Mgmt | For | For | For | |||
7 | Re-elect Ulrich Lehner | Mgmt | For | Against | Against | |||
8 | Elect Enrico Vanni | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 04/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Merger Agreement | Mgmt | For | For | For | |||
2 | Approval of Share Issuance | Mgmt | For | For | For | |||
3 | Additional and/or Counter-Proposals | Mgmt | For | Against | Against | |||
Novellus Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the Fair Price Provisions | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Jay Collins | Mgmt | For | For | For | |||
1.2 | Elect D. Michael Hughes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect William Montgoris | Mgmt | For | For | For | |||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||
7 | Elect David Szymanski | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||
4 | Elect Robert Clark | Mgmt | For | For | For | |||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
6 | Elect Errol Cook | Mgmt | For | For | For | |||
7 | Elect Susan Denison | Mgmt | For | For | For | |||
8 | Elect Michael Henning | Mgmt | For | For | For | |||
9 | Elect John Murphy | Mgmt | For | For | For | |||
10 | Elect John Purcell | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Plains Exploration & Production Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXP | CUSIP 726505100 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Flores | Mgmt | For | For | For | |||
2 | Elect Isaac Arnold, Jr. | Mgmt | For | For | For | |||
3 | Elect Alan Buckwalter, III | Mgmt | For | For | For | |||
4 | Elect Jerry Dees | Mgmt | For | For | For | |||
5 | Elect Tom Delimitros | Mgmt | For | For | For | |||
6 | Elect Thomas Fry, III | Mgmt | For | For | For | |||
7 | Elect Charles Groat | Mgmt | For | For | For | |||
8 | Elect John Lollar | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||
1.3 | Elect Michele Hooper | Mgmt | For | For | For | |||
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||
5 | Elect James Cullen | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Mark Grier | Mgmt | For | For | For | |||
8 | Elect Constance Horner | Mgmt | For | For | For | |||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||
11 | Elect Christine Poon | Mgmt | For | For | For | |||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||
13 | Elect James Unruh | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Qwest Communications International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||
2 | Elect John Deutch | Mgmt | For | For | For | |||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||
7 | Elect William Spivey | Mgmt | For | For | For | |||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||
9 | Elect William Swanson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||
RenaissanceRe Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bushnell | Mgmt | For | For | For | |||
1.2 | Elect James Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Orban | Mgmt | For | For | For | |||
1.2 | Elect Donald Seiler | Mgmt | For | For | For | |||
2 | Reapproval of the Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ryder System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
R | CUSIP 783549108 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Beard | Mgmt | For | For | For | |||
2 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
3 | Elect Lynn Martin | Mgmt | For | For | For | |||
4 | Elect Hansel Tookes II | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Safeway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWY | CUSIP 786514208 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Burd | Mgmt | For | For | For | |||
2 | Elect Janet Grove | Mgmt | For | For | For | |||
3 | Elect Mohan Gyani | Mgmt | For | For | For | |||
4 | Elect Paul Hazen | Mgmt | For | For | For | |||
5 | Elect Frank Herringer | Mgmt | For | For | For | |||
6 | Elect Kenneth Oder | Mgmt | For | For | For | |||
7 | Elect T. Gary Rogers | Mgmt | For | For | For | |||
8 | Elect Arun Sarin | Mgmt | For | For | For | |||
9 | Elect Michael Shannon | Mgmt | For | For | For | |||
10 | Elect William Tauscher | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Equity and Incentive Award Plan | Mgmt | For | For | For | |||
14 | Re-approval of the 2001 Operating Performance Bonus Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Amendment to Governing Structure | Mgmt | For | For | For | |||
10 | Adoption of New Articles | Mgmt | For | For | For | |||
11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | |||
12 | Elect Jean-Paul Herteman | Mgmt | For | Against | Against | |||
13 | Elect Francis Mer | Mgmt | For | Against | Against | |||
14 | Elect Giovanni Bisignani | Mgmt | For | Against | Against | |||
15 | Elect Jean-Lou Chameau | Mgmt | For | Against | Against | |||
16 | Elect Odile Desforges | Mgmt | For | Against | Against | |||
17 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||
18 | Elect Xavier Lagarde | Mgmt | For | Against | Against | |||
19 | Elect Michel Lucas | Mgmt | For | Against | Against | |||
20 | Elect Elisabeth Lulin | Mgmt | For | Against | Against | |||
21 | Election of Representatives of the State | Mgmt | For | Against | Against | |||
22 | Elect Christian Halary | Mgmt | For | Against | Against | |||
23 | Elect Marc Aubry | Mgmt | For | Against | Against | |||
24 | Elect Caroline Gregoire-Sainte Marie as Censor | Mgmt | For | For | For | |||
25 | Directors' Fees | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For | For | |||
30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
31 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||
36 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||
38 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHldr | For | For | For | |||
42 | Shareholder Proposal Regarding Employee Representation | ShrHldr | Against | Against | For | |||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Sara Lee Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLE | CUSIP 803111103 | 10/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Begley | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Virgis Colbert | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect Laurette Koellner | Mgmt | For | For | For | |||
6 | Elect Cornelis van Lede | Mgmt | For | For | For | |||
7 | Elect John McAdam | Mgmt | For | For | For | |||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||
9 | Elect Norman Sorensen | Mgmt | For | For | For | |||
10 | Elect Jeffrey Ubben | Mgmt | For | For | For | |||
11 | Elect Jonathan Ward | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||
2 | Elect Peter Currie | Mgmt | For | For | For | |||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
8 | Elect Michael Marks | Mgmt | For | For | For | |||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
18 | Amendements to Articles | Mgmt | For | For | For | |||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele Lauro | Mgmt | For | For | For | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | For | For | |||
2 | Termination of Administrative Services Agreement | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Seadrill Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDRL | CUSIP G7945E105 | 09/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Fredriksen | Mgmt | For | Against | Against | |||
2 | Elect Tor Olav Troim | Mgmt | For | Against | Against | |||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | |||
4 | Elect Kjell Jacobsen | Mgmt | For | Against | Against | |||
5 | Elect Kathrine Fredriksen | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Seagate Technology Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||
4 | Elect C.S. Park | Mgmt | For | For | For | |||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||
7 | Elect John Thompson | Mgmt | For | For | For | |||
8 | Elect Edward Zander | Mgmt | For | For | For | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | |||
6 | Elect William Hickey | Mgmt | For | For | For | |||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | |||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | |||
9 | Elect William Marino | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2002 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Sensata Technologies Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ST | CUSIP N7902X106 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Wroe, Jr. or Mark Roskam | Mgmt | For | Against | Against | |||
2 | Elect Ed Conrad or Mark Roskam | Mgmt | For | Against | Against | |||
3 | Elect Paul Edgerley or Mark Roskam | Mgmt | For | Against | Against | |||
4 | Elect Michael Jacobson or Mark Roskam | Mgmt | For | Against | Against | |||
5 | Elect John Lewis or Mark Roskam | Mgmt | For | Against | Against | |||
6 | Elect Seth Meisel or Mark Roskam | Mgmt | For | Against | Against | |||
7 | Elect Charles Peffer or Mark Roskam | Mgmt | For | Against | Against | |||
8 | Elect Michael Ward or Mark Roskam | Mgmt | For | Against | Against | |||
9 | Elect Stephen Zide or Mark Roskam | Mgmt | For | Against | Against | |||
10 | Elect Kirk Pond or Mark Roskam | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Signet Jewelers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIG | CUSIP G81276100 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||
3 | Elect Michael Barnes | Mgmt | For | For | For | |||
4 | Elect Robert Blanchard | Mgmt | For | For | For | |||
5 | Elect Dale Hilpert | Mgmt | For | For | For | |||
6 | Elect Russell Walls | Mgmt | For | For | For | |||
7 | Elect Marianne Parrs | Mgmt | For | For | For | |||
8 | Elect Thomas Plaskett | Mgmt | For | For | For | |||
9 | Elect Sir Malcolm Williamson | Mgmt | For | For | For | |||
10 | Elect Michael Barnes | Mgmt | For | For | For | |||
11 | Elect Robert Blanchard | Mgmt | For | For | For | |||
12 | Elect Dale Hilpert | Mgmt | For | For | For | |||
13 | Elect Russell Walls | Mgmt | For | For | For | |||
14 | Elect Marianne Parrs | Mgmt | For | For | For | |||
15 | Elect Thomas Plaskett | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Smith International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Somaxon Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOMX | CUSIP 834453102 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Hale | Mgmt | For | For | For | |||
1.2 | Elect Michael Eagle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||
2 | Elect Alston Correll | Mgmt | For | For | For | |||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||
5 | Elect David Hughes | Mgmt | For | For | For | |||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||
11 | Elect Frank Royal | Mgmt | For | For | For | |||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||
13 | Elect James Wells III | Mgmt | For | For | For | |||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||
4 | Elect James Johnson | Mgmt | For | For | For | |||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
7 | Elect Derica Rice | Mgmt | For | For | For | |||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||
Teck Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Terreno Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNO | CUSIP 88146M101 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Blake Baird | Mgmt | For | For | For | |||
1.2 | Elect Michael Coke | Mgmt | For | For | For | |||
1.3 | Elect LeRoy Carlson | Mgmt | For | For | For | |||
1.4 | Elect Peter Merlone | Mgmt | For | For | For | |||
1.5 | Elect Douglas Pasquale | Mgmt | For | For | For | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | For | For | |||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Donald Keough | Mgmt | For | For | For | |||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||
12 | Elect James Robinson III | Mgmt | For | For | For | |||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||
15 | Elect James Williams | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||
7 | Elect John Hess | Mgmt | For | For | For | |||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||
9 | Elect Paul Polman | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||
13 | Elect Paul Stern | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
The Estée Lauder Companies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | |||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | |||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect John Bryan | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||
6 | Elect Michael Morris | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela Arway | Mgmt | For | For | For | |||
1.2 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||
1.3 | Elect Charles Davis | Mgmt | For | For | For | |||
1.4 | Elect James Mead | Mgmt | For | For | For | |||
1.5 | Elect James Nevels | Mgmt | For | For | For | |||
1.6 | Elect Anthony Palmer | Mgmt | For | For | For | |||
1.7 | Elect Thomas Ridge | Mgmt | For | For | For | |||
1.8 | Elect David Shedlarz | Mgmt | For | For | For | |||
1.9 | Elect David West | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||
The McGraw-Hill Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHP | CUSIP 580645109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect Douglas Daft | Mgmt | For | For | For | |||
4 | Elect Willaim Green | Mgmt | For | For | For | |||
5 | Elect Linda Lorimer | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect Robert McGraw | Mgmt | For | For | For | |||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
10 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Kurt Schmoke | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||
4 | Elect Kay James | Mgmt | For | Against | Against | |||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
The Shaw Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James Barker | Mgmt | For | For | For | |||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Ballbach | Mgmt | For | Withhold | Against | |||
1.2 | Elect Phillip Cox | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ward Timken, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||
5 | Elect Robert Iger | Mgmt | For | For | For | |||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
13 | Elect Orin Smith | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||
2 | Elect William Barr | Mgmt | For | Against | Against | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Increase in Authorized Capital | Mgmt | For | For | For | |||
8 | Board Size | Mgmt | For | For | For | |||
9 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
10 | Elect Steve Lucas | Mgmt | For | For | For | |||
11 | Elect Tan Ek Kia | Mgmt | For | For | For | |||
12 | Elect Martin McNamara | Mgmt | For | For | For | |||
13 | Elect Ian Strachan | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Beller | Mgmt | For | For | For | |||
2 | Elect John Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Laurie Thomsen | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francois Castaing | Mgmt | For | For | For | |||
1.2 | Elect Michael Gambrell | Mgmt | For | For | For | |||
1.3 | Elect Paul O'Neill | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
UAL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAUA | CUSIP 902549807 | 09/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amend Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Actions Adversely Affecting Preferred Stock | Mgmt | For | For | For | |||
17 | Removal of Directors | Mgmt | For | For | For | |||
18 | Changing the Authorized Amount of Capital Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Abstain | N/A | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||
3 | Elect Henry Duques | Mgmt | For | For | For | |||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Continental Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||
1.13 | Elect John Walker | Mgmt | For | For | For | |||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect William Johnson | Mgmt | For | For | For | |||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||
10 | Elect John Thompson | Mgmt | For | For | For | |||
11 | Elect Carol Tome | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
3 | Elect Robert Lane | Mgmt | For | For | For | |||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
9 | Elect Hugh Price | Mgmt | For | For | For | |||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
VF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juan de Bedout | Mgmt | For | For | For | |||
1.2 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.3 | Elect Eric Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |||
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |||
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |||
1.6 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |||
1.7 | Elect A.J. Wagner | Mgmt | For | For | For | |||
1.8 | Elect David Beatty | Mgmt | For | For | For | |||
1.9 | Elect Keith Calder | Mgmt | For | For | For | |||
1.10 | Elect Graham Mascall | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Financial Statements | Mgmt | For | For | For | |||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
3 | Elect Bernard Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Samuel Bodman III | Mgmt | For | For | For | |||
5 | Elect Nicholas Brady | Mgmt | For | For | For | |||
6 | Elect David Butters | Mgmt | For | For | For | |||
7 | Elect William Macaulay | Mgmt | For | For | For | |||
8 | Elect Robert Millard | Mgmt | For | For | For | |||
9 | Elect Robert Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
11 | Elect Emyr Parry | Mgmt | For | For | For | |||
12 | Elect Robert Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
WellPoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||
3 | Elect William Mays | Mgmt | For | For | For | |||
4 | Elect William Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Murdy | Mgmt | For | For | For | |||
2 | Elect John Kieckhefer | Mgmt | For | For | For | |||
3 | Elect Charles Williamson | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||
4 | Elect John Vereker | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investors Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2011 | |