UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-159 | ||||||||
Name of Registrant: | Putnam Investors Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Investors Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 7/31/12 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Investors Fund | |||||||
Fund Name : | Putnam Investors Fund | |||||||
Date of Fiscal Year End: | 07/31/2012 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Burnside | Mgmt | For | For | For | |||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | |||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect William Kimsey | Mgmt | For | For | For | |||
3 | Elect Robert Lipp | Mgmt | For | For | For | |||
4 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
5 | Elect Gilles Pelisson | Mgmt | For | For | For | |||
6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | |||
10 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | |||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | |||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | |||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
13 | Elect David Gary Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect P. George Benson | Mgmt | For | For | For | |||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
4 | Elect George E. Minnich | Mgmt | For | For | For | |||
5 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
6 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
7 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
8 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
9 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Akamai Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAM | CUSIP 00971T101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
2 | Elect F. Thomson Leighton | Mgmt | For | For | For | |||
3 | Elect Paul Sagan | Mgmt | For | For | For | |||
4 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Amendment to Certificate of Incorporation Regarding Director Removal | Mgmt | For | For | For | |||
8 | Amendment to Certificate of Incorporation Removing Supermajority Voting Provisions | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E.I. Pyott | Mgmt | For | For | For | |||
2 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
4 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
5 | Elect Trevor M. Jones | Mgmt | For | For | For | |||
6 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | |||
7 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
8 | Elect Timothy D. Proctor | Mgmt | For | For | For | |||
9 | Elect Russell T. Ray | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | |||
2 | Elect D. Keith Cobb | Mgmt | For | For | For | |||
3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Alpha Natural Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANR | CUSIP 02076X102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin S. Crutchfield | Mgmt | For | For | For | |||
2 | Elect Angelo C. Brisimitzakis | Mgmt | For | For | For | |||
3 | Elect William J. Crowley, Jr. | Mgmt | For | For | For | |||
4 | Elect E. Linn Draper Jr. | Mgmt | For | For | For | |||
5 | Elect Glenn A. Eisenberg | Mgmt | For | For | For | |||
6 | Elect Deborah M. Fretz | Mgmt | For | For | For | |||
7 | Elect P. Michael Giftos | Mgmt | For | For | For | |||
8 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||
9 | Elect Joel Richards, III | Mgmt | For | For | For | |||
10 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Water Management Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
7 | Elect Michael G. Morris | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | |||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | |||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
14 | Elect John F. Turner | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
3 | Elect Warren D. Knowlton | Mgmt | For | For | For | |||
4 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
3 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
4 | Elect Susan M. James | Mgmt | For | For | For | |||
5 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
6 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect James E. Rogers | Mgmt | For | For | For | |||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
11 | Elect Robert H. Swan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | |||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
1.4 | Elect John A. Craig | Mgmt | For | For | For | |||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
4 | Elect James H. Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect Scott T. Ford | Mgmt | For | For | For | |||
7 | Elect James P. Kelly | Mgmt | For | For | For | |||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
10 | Elect John B. McCoy | Mgmt | For | For | For | |||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Chen | Mgmt | For | For | For | |||
2 | Elect Blake Devitt | Mgmt | For | For | For | |||
3 | Elect John Forsyth | Mgmt | For | For | For | |||
4 | Elect Gail Fosler | Mgmt | For | For | For | |||
5 | Elect Carole Shapazian | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine Burzik | Mgmt | For | For | For | |||
4 | Elect Edward DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall Larsen | Mgmt | For | For | For | |||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | |||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | |||
11 | Elect James Orr | Mgmt | For | For | For | |||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
13 | Elect Rebecca Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram Scott | Mgmt | For | For | For | |||
15 | Elect Alfred Sommer | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Amendment to Fair Price Provision | Mgmt | For | For | For | |||
19 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||
Bemis Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMS | CUSIP 081437105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David S. Haffner | Mgmt | For | For | For | |||
1.2 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
1.3 | Elect David T. Szczupak | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
CA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 08/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jens Alder | Mgmt | For | For | For | |||
2 | Elect Raymond Bromark | Mgmt | For | For | For | |||
3 | Elect Gary Fernandes | Mgmt | For | For | For | |||
4 | Elect Rohit Kapoor | Mgmt | For | For | For | |||
5 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
6 | Elect Christopher Lofgren | Mgmt | For | For | For | |||
7 | Elect William McCracken | Mgmt | For | For | For | |||
8 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
9 | Elect Laura Unger | Mgmt | For | For | For | |||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
11 | Elect Ron Zambonini | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2012 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Canadian National Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNR | CUSIP 136375102 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael R. Armellino | Mgmt | For | For | For | |||
1.2 | Elect A. Charles Baillie | Mgmt | For | For | For | |||
1.3 | Elect Hugh J. Bolton | Mgmt | For | For | For | |||
1.4 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.5 | Elect Gordon D. Giffin | Mgmt | For | For | For | |||
1.6 | Elect Edith E. Holiday | Mgmt | For | Withhold | Against | |||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
1.8 | Elect Denis Losier | Mgmt | For | For | For | |||
1.9 | Elect Edward C. Lumley | Mgmt | For | For | For | |||
1.10 | Elect David G.A. McLean | Mgmt | For | For | For | |||
1.11 | Elect Claude Mongeau | Mgmt | For | For | For | |||
1.12 | Elect James E. O'Connor | Mgmt | For | For | For | |||
1.13 | Elect Robert Pace | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital Bank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBF | CUSIP 139794101 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles F. Atkins | Mgmt | For | For | For | |||
1.2 | Elect Martha M. Bachman | Mgmt | For | For | For | |||
1.3 | Elect Richard M. DeMartini | Mgmt | For | For | For | |||
1.4 | Elect Peter N. Foss | Mgmt | For | For | For | |||
1.5 | Elect William A. Hodges | Mgmt | For | For | For | |||
1.6 | Elect Oscar A. Keller III | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey E. Kirt | Mgmt | For | For | For | |||
1.8 | Elect Samuel E. Lynch | Mgmt | For | For | For | |||
1.9 | Elect Marc D. Oken | Mgmt | For | For | For | |||
1.10 | Elect R. Eugene Taylor | Mgmt | For | For | For | |||
1.11 | Elect William G. Ward, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2013 Omnibus Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CareFusion Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip L. Francis | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Milton Carroll | Mgmt | For | For | For | |||
2 | Elect Michael P. Johnson | Mgmt | For | For | For | |||
3 | Elect Janiece M. Longoria | Mgmt | For | For | For | |||
4 | Elect David M. McClanahan | Mgmt | For | For | For | |||
5 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
6 | Elect R. A. Walker | Mgmt | For | For | For | |||
7 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
3 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Chefs' Warehouse Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHEF | CUSIP 163086101 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dominick Cerbone | Mgmt | For | For | For | |||
1.2 | Elect John A. Couri | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Cugine | Mgmt | For | For | For | |||
1.4 | Elect Alan C. Guarino | Mgmt | For | For | For | |||
1.5 | Elect Stephen Hanson | Mgmt | For | For | For | |||
1.6 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.7 | Elect John Pappas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
10 | Elect Carl Ware | Mgmt | For | Against | Against | |||
11 | Elect John S. Watson | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
CNH Global N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNH | CUSIP N20935206 | 12/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Special Dividend | Mgmt | For | For | For | |||
3 | Transfer of Reserves | Mgmt | For | For | For | |||
4 | Compensation of Special Committee | Mgmt | For | For | For | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John F. Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
1.10 | Elect Garry Watts | Mgmt | For | For | For | |||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Community Health Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYH | CUSIP 203668108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Larry Cash | Mgmt | For | For | For | |||
2 | Elect John A. Clerico | Mgmt | For | For | For | |||
3 | Elect James S. Ely III | Mgmt | For | For | For | |||
4 | Elect John A. Fry | Mgmt | For | For | For | |||
5 | Elect William N. Jennings | Mgmt | For | For | For | |||
6 | Elect Julia B. North | Mgmt | For | For | For | |||
7 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
8 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2009 Stock Option and Award Plan | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Clark | Mgmt | For | For | For | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
6 | Elect James B. Flaws | Mgmt | For | For | For | |||
7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
8 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
9 | Elect Deborah D. Rieman | Mgmt | For | For | For | |||
10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect William Gates | Mgmt | For | For | For | |||
1.3 | Elect Hamilton James | Mgmt | For | For | For | |||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | |||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect David W. Dorman | Mgmt | For | For | For | |||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
8 | Elect David W. Nelms | Mgmt | For | For | For | |||
9 | Elect E. Follin Smith | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Moffett | Mgmt | For | For | For | |||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repurchase of Shares | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Windle B. Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Heinrich | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect John Hunter III | Mgmt | For | For | For | |||
4 | Elect John Klein | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ensco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESV | CUSIP G3157S106 | 05/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francis S Kalman | Mgmt | For | For | For | |||
2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | |||
3 | Elect Mary Francis | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
ExactTarget Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ET | CUSIP 30064K105 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Julie M.B. Bradley | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Maxwell | Mgmt | For | For | For | |||
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P303 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pamela L. Coe | Mgmt | For | Withhold | Against | |||
1.3 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jonathan L. Dolgen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Victor A. Kaufman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter M. Kern | Mgmt | For | Withhold | Against | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||
1.9 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | For | For | |||
3 | 2013 Employee Stock Plan and 2013 International Employee Stock Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | |||
2 | Elect Evan Bayh | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect William M. Isaac | Mgmt | For | For | For | |||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | |||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | |||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | |||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | |||
1.7 | Elect William J. Post | Mgmt | For | For | For | |||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Flowserve Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLS | CUSIP 34354P105 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gayla J. Delly | Mgmt | For | For | For | |||
1.2 | Elect Rick J. Mills | Mgmt | For | For | For | |||
1.3 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
1.4 | Elect William C. Rusnack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Fluor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLR | CUSIP 343412102 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter K. Barker | Mgmt | For | Against | Against | |||
2 | Elect Alan M. Bennett | Mgmt | For | Against | Against | |||
3 | Elect Rosemary T. Berkery | Mgmt | For | Against | Against | |||
4 | Elect James T. Hackett | Mgmt | For | Against | Against | |||
5 | Elect Kent Kresa | Mgmt | For | Against | Against | |||
6 | Elect Dean R. O'Hare | Mgmt | For | Against | Against | |||
7 | Elect Armando J. Olivera | Mgmt | For | Against | Against | |||
8 | Elect David T. Seaton | Mgmt | For | Against | Against | |||
9 | Elect Nader H. Sultan | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Executive Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Foot Locker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FL | CUSIP 344849104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ken C. Hicks | Mgmt | For | For | For | |||
1.2 | Elect Guillermo G. Marmol | Mgmt | For | For | For | |||
1.3 | Elect Dona D. Young | Mgmt | For | For | For | |||
1.4 | Elect Maxine Clark | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2013 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect William W. Helman IV | Mgmt | For | For | For | |||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | |||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
12 | Elect Alan Mulally | Mgmt | For | For | For | |||
13 | Elect Homer A. Neal | Mgmt | For | For | For | |||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
15 | Elect John L. Thornton | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Gannett Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCI | CUSIP 364730101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Cody | Mgmt | For | For | For | |||
2 | Elect Howard D Elias | Mgmt | For | For | For | |||
3 | Elect John J. Louis | Mgmt | For | For | For | |||
4 | Elect Marjorie Magner | Mgmt | For | For | For | |||
5 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
6 | Elect Scott K McCune | Mgmt | For | For | For | |||
7 | Elect Duncan M. McFarland | Mgmt | For | For | For | |||
8 | Elect Susan Ness | Mgmt | For | For | For | |||
9 | Elect Neal Shapiro | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | |||
2 | Elect Domenico De Sole | Mgmt | For | For | For | |||
3 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
4 | Elect William S. Fisher | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Glenn K. Murphy | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Paul Kaminski | Mgmt | For | For | For | |||
6 | Elect John Keane | Mgmt | For | For | For | |||
7 | Elect Lester Lyles | Mgmt | For | For | For | |||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
6 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
9 | Elect Andrea Jung | Mgmt | For | For | For | |||
10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
11 | Elect Ralph S. Larsen | Mgmt | For | For | For | |||
12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
13 | Elect James J. Mulva | Mgmt | For | For | For | |||
14 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
15 | Elect Robert J. Swieringa | Mgmt | For | For | For | |||
16 | Elect James S. Tisch | Mgmt | For | For | For | |||
17 | Elect Douglas A. Warner III | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Term Limits | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | |||
1.6 | Elect John C. Martin | Mgmt | For | For | For | |||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect James J. Schiro | Mgmt | For | For | For | |||
10 | Elect Debra L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam E. McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Bracken | Mgmt | For | Withhold | Against | |||
1.2 | Elect R. Milton Johnson | Mgmt | For | Withhold | Against | |||
1.3 | Elect John P. Connaughton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kenneth Freeman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Thomas F. Frist, III | Mgmt | For | Withhold | Against | |||
1.6 | Elect William R. Frist | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christopher R. Gordon | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jay O. Light | Mgmt | For | Withhold | Against | |||
1.9 | Elect Geoffrey G. Meyers | Mgmt | For | Withhold | Against | |||
1.10 | Elect Michael W. Michelson | Mgmt | For | Withhold | Against | |||
1.11 | Elect James C. Momtazee | Mgmt | For | Withhold | Against | |||
1.12 | Elect Stephen G. Pagliuca | Mgmt | For | Withhold | Against | |||
1.13 | Elect Wayne J. Riley | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
1.2 | Elect Keith Cozza | Mgmt | For | For | For | |||
1.3 | Elect Leroy T. Barnes, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Bermingham | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Dunn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney Chase | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Harvey Golub | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Karl Kurz | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect David McManus | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Marshall Smith | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Repeal of Classified Board | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | N/A | TNA | N/A | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Krenicki, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Kevin Meyers | Mgmt | For | For | For | |||
1.3 | Elect Frederic Reynolds | Mgmt | For | For | For | |||
1.4 | Elect William Schrader | Mgmt | For | For | For | |||
1.5 | Elect Mark Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHldr | Against | For | Against | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Raymond. Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Ignite Restaurant Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRG | CUSIP 451730105 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Zane Leshner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph N. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
2 | Elect John G. Bruton | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Constance J. Horner | Mgmt | For | For | For | |||
7 | Elect Michael Lamach | Mgmt | For | For | For | |||
8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect John P. Surma | Mgmt | For | For | For | |||
11 | Elect Richard J. Swift | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Approval of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | |||
16 | Amendment to Allow the Board to Declare Non-Cash Dividends | Mgmt | For | For | For | |||
17 | Capital Reduction and Creation of Distributable Reserves | Mgmt | For | For | For | |||
18 | Expand Authority to Execute Instruments of Transfer | Mgmt | For | For | For | |||
19 | Provide Escheatment in Accordance with US Laws | Mgmt | For | For | For | |||
Ingredion Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGR | CUSIP 457187102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Almeida | Mgmt | For | For | For | |||
2 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | |||
3 | Elect David B. Fischer | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
6 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
7 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
8 | Elect Barbara A. Klein | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | |||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect James D. Plummer | Mgmt | For | For | For | |||
7 | Elect David S. Pottruck | Mgmt | For | For | For | |||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
9 | Elect David B. Yoffie | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | |||
2 | Elect William R. Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect David N. Farr | Mgmt | For | For | For | |||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
11 | Elect Joan E. Spero | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
6 | Elect Joan E. Spero | Mgmt | For | For | For | |||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
8 | Elect John F. Turner | Mgmt | For | For | For | |||
9 | Elect William G. Walter | Mgmt | For | For | For | |||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Right to Act by Written Consent | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Iridium Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRDM | CUSIP 46269C102 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert H. Niehaus | Mgmt | For | For | For | |||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||
1.3 | Elect Thomas C. Canfield | Mgmt | For | For | For | |||
1.4 | Elect Peter M. Dawkins | Mgmt | For | For | For | |||
1.5 | Elect Matthew J. Desch | Mgmt | For | For | For | |||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||
1.7 | Elect Eric T. Olson | Mgmt | For | For | For | |||
1.8 | Elect Steven B. Pfeiffer | Mgmt | For | For | For | |||
1.9 | Elect Parker W. Rush | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth O'Keefe | Mgmt | For | For | For | |||
2 | Elect Alan Sebulsky | Mgmt | For | For | For | |||
3 | Elect Catherine Sohn | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | |||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Key Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Alm | Mgmt | For | For | For | |||
2 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
4 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
5 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
6 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect James M. Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Ian C. Read | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | |||
3 | Elect Lloyd Newton | Mgmt | For | For | For | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | |||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
2 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
3 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
4 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
5 | Elect Donald L. Runkle | Mgmt | For | For | For | |||
6 | Elect Matthew J. Simoncini | Mgmt | For | For | For | |||
7 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
8 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Leggett & Platt, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEG | CUSIP 524660107 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert E. Brunner | Mgmt | For | For | For | |||
2 | Elect Ralph W. Clark | Mgmt | For | For | For | |||
3 | Elect Robert G. Culp, III | Mgmt | For | For | For | |||
4 | Elect Robert Ted Enloe, III | Mgmt | For | For | For | |||
5 | Elect Richard T. Fisher | Mgmt | For | For | For | |||
6 | Elect Matthew C. Flanigan | Mgmt | For | For | For | |||
7 | Elect Karl G. Glassman | Mgmt | For | For | For | |||
8 | Elect David S. Haffner | Mgmt | For | For | For | |||
9 | Elect Joseph W. McClanathan | Mgmt | For | For | For | |||
10 | Elect Judy C. Odom | Mgmt | For | For | For | |||
11 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Avery | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect William P. Payne | Mgmt | For | For | For | |||
4 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | |||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter G. Bowie | Mgmt | For | For | For | |||
1.3 | Elect J. Trevor Eyton | Mgmt | For | For | For | |||
1.4 | Elect V. Peter Harder | Mgmt | For | For | For | |||
1.5 | Elect Barbara Judge | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.7 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.8 | Elect Lawrence Worrall | Mgmt | For | For | For | |||
1.9 | Elect William Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Manning & Napier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MN | CUSIP 56382Q102 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Manning | Mgmt | For | For | For | |||
1.2 | Elect B. Reuben Auspitz | Mgmt | For | For | For | |||
1.3 | Elect Patrick Cunningham | Mgmt | For | For | For | |||
1.4 | Elect Barbara Goodstein | Mgmt | For | For | For | |||
1.5 | Elect Richard M. Hurwitz | Mgmt | For | For | For | |||
1.6 | Elect Edward J. Pettinella | Mgmt | For | For | For | |||
1.7 | Elect Robert M. Zak | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis W. Archer | Mgmt | For | For | For | |||
2 | Elect Donald R. Parfet | Mgmt | For | For | For | |||
3 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Approval of Performance Metrics under the 2005 Long Term Stock Incentive Plan | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter E. Massey | Mgmt | For | For | For | |||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger W. Stone | Mgmt | For | For | For | |||
4 | Elect Miles D. White | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
3 | Elect John M. Keane | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Hugh B. Price | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MetroPCS Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCS | CUSIP 591708102 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Recapitalization | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Director Designation Agreement | Mgmt | For | For | For | |||
5 | Director Removal | Mgmt | For | For | For | |||
6 | Deutsche Telekom Approvals | Mgmt | For | For | For | |||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
8 | Action by Written Consent | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | |||
10 | Exclusive Forum Provision | Mgmt | For | For | For | |||
11 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen Luczo | Mgmt | For | For | For | |||
6 | Elect David Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles Noski | Mgmt | For | For | For | |||
8 | Elect Helmut Panke | Mgmt | For | For | For | |||
9 | Elect John Thompson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Mohawk Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHK | CUSIP 608190104 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Fiedler | Mgmt | For | For | For | |||
1.2 | Elect W. Christopher Wellborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | |||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank W. Blue | Mgmt | For | For | For | |||
2 | Elect Steven A. Cosse | Mgmt | For | For | For | |||
3 | Elect Claiborne P. Deming | Mgmt | For | For | For | |||
4 | Elect Robert A. Hermes | Mgmt | For | For | For | |||
5 | Elect James V. Kelley | Mgmt | For | For | For | |||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | |||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
8 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | |||
9 | Elect Neal E. Schmale | Mgmt | For | For | For | |||
10 | Elect David J. H. Smith | Mgmt | For | For | For | |||
11 | Elect Caroline G. Theus | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | For | For | |||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | |||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
National Bank Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBHC | CUSIP 633707104 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | |||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | |||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | |||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | |||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Newell Rubbermaid, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott S. Cowen | Mgmt | For | For | For | |||
2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | |||
3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | |||
4 | Elect Michael B. Polk | Mgmt | For | For | For | |||
5 | Elect Michael A. Todman | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2013 Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect David W. Crane | Mgmt | For | For | For | |||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | |||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 11/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Change in Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
3 | Elect Susan Clark | Mgmt | For | For | For | |||
4 | Elect Stephen Frank | Mgmt | For | For | For | |||
5 | Elect Brian Kennedy | Mgmt | For | For | For | |||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | |||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect Donald Snyder | Mgmt | For | For | For | |||
10 | Elect Michael W. Yackira | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | Against | Against | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
1.2 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
1.3 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
1.4 | Elect Thomas L. Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Petsmart, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETM | CUSIP 716768106 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angel Cabrera | Mgmt | For | For | For | |||
2 | Elect Rita V. Foley | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | |||
5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | |||
6 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
7 | Elect Robert F. Moran | Mgmt | For | For | For | |||
8 | Elect Barbara A. Munder | Mgmt | For | For | For | |||
9 | Elect Thomas G. Stemberg | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect William H. Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance J. Horner | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect George A. Lorch | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Greg C. Garland | Mgmt | For | For | For | |||
2 | Elect John E. Lowe | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Post Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POST | CUSIP 737446104 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Curl | Mgmt | For | For | For | |||
1.2 | Elect William Danforth | Mgmt | For | For | For | |||
1.3 | Elect David Skarie | Mgmt | For | For | For | |||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PPG Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPG | CUSIP 693506107 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James G. Berges | Mgmt | For | For | For | |||
1.2 | Elect John V. Faraci | Mgmt | For | For | For | |||
1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.4 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
1.10 | Elect William H. Spence | Mgmt | For | For | For | |||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | |||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore Jr. | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||
4 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
5 | Elect James G. Cullen | Mgmt | For | For | For | |||
6 | Elect William H. Gray, III | Mgmt | For | For | For | |||
7 | Elect Mark B. Grier | Mgmt | For | For | For | |||
8 | Elect Constance J. Horner | Mgmt | For | For | For | |||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
10 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
11 | Elect Christine A. Poon | Mgmt | For | For | For | |||
12 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
13 | Elect James A. Unruh | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Public Service Enterprise Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEG | CUSIP 744573106 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | |||
2 | Elect William V. Hickey | Mgmt | For | For | For | |||
3 | Elect Ralph Izzo | Mgmt | For | For | For | |||
4 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||
8 | Elect Richard J. Swift | Mgmt | For | For | For | |||
9 | Elect Susan Tomasky | Mgmt | For | For | For | |||
10 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
11 | Elect Marc I. Stern | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
6 | Elect William R. Spivey | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William H. Swanson | Mgmt | For | For | For | |||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Red Robin Gourmet Burgers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRGB | CUSIP 75689M101 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Aiken | Mgmt | For | For | For | |||
2 | Elect Lloyd L. Hill | Mgmt | For | For | For | |||
3 | Elect Richard J. Howell | Mgmt | For | For | For | |||
4 | Elect Glenn B. Kaufman | Mgmt | For | For | For | |||
5 | Elect Stuart I. Oran | Mgmt | For | For | For | |||
6 | Elect James T. Rothe | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Caribbean Cruises Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCL | CUSIP V7780T103 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William L. Kimsey | Mgmt | For | For | For | |||
2 | Elect Thomas J. Pritzker | Mgmt | For | For | For | |||
3 | Elect Bernt Reitan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CUSIP 80105N105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
9 | Greenshoe | Mgmt | For | For | For | |||
10 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Fiedler | Mgmt | For | For | For | |||
2 | Elect James P. Holden | Mgmt | For | For | For | |||
3 | Elect W. Dudley Lehman | Mgmt | For | For | For | |||
4 | Elect Edward H. Rensi | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
8 | Elect John T. Montford | Mgmt | For | For | For | |||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect Linda A. Hill | Mgmt | For | For | For | |||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Srikant M. Datar | Mgmt | For | Against | Against | |||
3 | Elect Roch Doliveux | Mgmt | For | Against | Against | |||
4 | Elect Louis L. Francesconi | Mgmt | For | Against | Against | |||
5 | Elect Allan C. Golston | Mgmt | For | Against | Against | |||
6 | Elect Howard L. Lance | Mgmt | For | Against | Against | |||
7 | Elect Kevin A. Lobo | Mgmt | For | Against | Against | |||
8 | Elect William U. Parfet | Mgmt | For | Against | Against | |||
9 | Elect Ronda E. Stryker | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Symantec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 10/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Bennett | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect Frank Dangeard | Mgmt | For | For | For | |||
4 | Elect Stephen Gillett | Mgmt | For | For | For | |||
5 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||
6 | Elect David Mahoney | Mgmt | For | For | For | |||
7 | Elect Robert Miller | Mgmt | For | For | For | |||
8 | Elect Daniel Schulman | Mgmt | For | For | For | |||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | |||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | |||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
4 | Elect Jack M. Greenberg | Mgmt | For | For | For | |||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
6 | Elect Ronald T. LeMay | Mgmt | For | For | For | |||
7 | Elect Andrea Redmond | Mgmt | For | For | For | |||
8 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
9 | Elect John W. Rowe | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
11 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
4 | Elect Richard M. Daley | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | For | For | |||
6 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
7 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Muhtar Kent | Mgmt | For | For | For | |||
10 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
12 | Elect Donald F. McHenry | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James D. Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | |||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Stock Split | Mgmt | For | For | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
The Hillshire Brands Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher Begley | Mgmt | For | For | For | |||
3 | Elect Ellen Brothers | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Sean Connolly | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | |||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||
9 | Elect Jonathan Ward | Mgmt | For | For | For | |||
10 | Elect James White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | |||
6 | Elect David B. Lewis | Mgmt | For | For | For | |||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect James A. Runde | Mgmt | For | For | For | |||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
The NASDAQ OMX Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDAQ | CUSIP 631103108 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven D. Black | Mgmt | For | For | For | |||
2 | Elect Borje Ekholm | Mgmt | For | For | For | |||
3 | Elect Robert Greifeld | Mgmt | For | For | For | |||
4 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
5 | Elect Essa Kazim | Mgmt | For | For | For | |||
6 | Elect John D. Markese | Mgmt | For | For | For | |||
7 | Elect Ellyn A. McColgan | Mgmt | For | For | For | |||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Amendments to the Certificate of Incorporation to Make Non-substantive Changes | Mgmt | For | For | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect William Demchak | Mgmt | For | For | For | |||
5 | Elect Kay Coles James | Mgmt | For | For | For | |||
6 | Elect Richard Kelson | Mgmt | For | For | For | |||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
8 | Elect Anthony Massaro | Mgmt | For | For | For | |||
9 | Elect Jane Pepper | Mgmt | For | For | For | |||
10 | Elect James Rohr | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Lorene Steffes | Mgmt | For | For | For | |||
13 | Elect Dennis Strigl | Mgmt | For | For | For | |||
14 | Elect Thomas Usher | Mgmt | For | For | For | |||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authorization of Preferred Stock | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
6 | Elect Marc N. Casper | Mgmt | For | For | For | |||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
4 | Elect David C. Chang | Mgmt | For | For | For | |||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter R. Haje | Mgmt | For | For | For | |||
7 | Elect Donna A. James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
12 | Elect John E. Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Blanchard | Mgmt | For | For | For | |||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | |||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
8 | Elect H. Lynn Page | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Elect James D. Yancey | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Trinity Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRN | CUSIP 896522109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John L. Adams | Mgmt | For | For | For | |||
1.2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
1.3 | Elect David W. Biegler | Mgmt | For | For | For | |||
1.4 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
1.5 | Elect Ronald J. Gafford | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Melendy E. Lovett | Mgmt | For | For | For | |||
1.8 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.9 | Elect Douglas L. Rock | Mgmt | For | For | For | |||
1.10 | Elect Timothy R. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
4 | Annual Incentive Plan | Mgmt | For | Abstain | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | |||
1.2 | Elect John C. Plant | Mgmt | For | For | For | |||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 9/14/12 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas J. Donohue | Mgmt | For | For | For | |||
4 | Elect Archie W. Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Elect James R. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
2 | Elect Alison Davis | Mgmt | For | For | For | |||
3 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
4 | Elect Henry C. Duques | Mgmt | For | For | For | |||
5 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
6 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
7 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
8 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
2 | Elect Ruben M. Escobedo | Mgmt | For | For | For | |||
3 | Elect William R. Klesse | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Bob Marbut | Mgmt | For | For | For | |||
6 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
8 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
9 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
10 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
4 | Elect Robert W. Lane | Mgmt | For | For | For | |||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Hugh B. Price | Mgmt | For | For | For | |||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
ViroPharma Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VPHM | CUSIP 928241108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Claypool | Mgmt | For | For | For | |||
1.2 | Elect Julie H McHugh | Mgmt | For | For | For | |||
2 | Annual Incentive Plan | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Jim C. Walton | Mgmt | For | For | For | |||
12 | Elect S. Robson Walton | Mgmt | For | For | For | |||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven Davis | Mgmt | For | For | For | |||
4 | Elect William Foote | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger Graham | Mgmt | For | For | For | |||
7 | Elect Alan McNally | Mgmt | For | For | For | |||
8 | Elect Dominic Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra Cafaro | Mgmt | For | For | For | |||
2 | Elect Mark Emmert | Mgmt | For | For | For | |||
3 | Elect Daniel Fulton | Mgmt | For | For | For | |||
4 | Elect John Kieckhefer | Mgmt | For | For | For | |||
5 | Elect Wayne Murdy | Mgmt | For | For | For | |||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | |||
7 | Elect Doyle Simons | Mgmt | For | For | For | |||
8 | Elect Richard Sinkfield | Mgmt | For | For | For | |||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
10 | Elect Kim Williams | Mgmt | For | For | For | |||
11 | Elect Charles Williamson | Mgmt | For | For | For | |||
12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | CUSIP 963320106 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Allen | Mgmt | For | For | For | |||
2 | Elect Gary DiCamillo | Mgmt | For | For | For | |||
3 | Elect Diane Dietz | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect Michael Johnston | Mgmt | For | For | For | |||
6 | Elect William Kerr | Mgmt | For | For | For | |||
7 | Elect John Liu | Mgmt | For | For | For | |||
8 | Elect Harish Manwani | Mgmt | For | For | For | |||
9 | Elect William Perez | Mgmt | For | For | For | |||
10 | Elect Michael Todman | Mgmt | For | For | For | |||
11 | Elect Michael White | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Omnibus Stock Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||
WPP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CUSIP 92937A102 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Colin Day | Mgmt | For | For | For | |||
6 | Elect Esther Dyson | Mgmt | For | For | For | |||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | |||
8 | Elect Philip Lader | Mgmt | For | For | For | |||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
10 | Elect Mark Read | Mgmt | For | For | For | |||
11 | Elect Paul Richardson | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
13 | Elect Timothy Shriver | Mgmt | For | For | For | |||
14 | Elect Martin Sorrell | Mgmt | For | For | For | |||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
16 | Elect Roger Agnelli | Mgmt | For | For | For | |||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
18 | Elect Hugo Shong | Mgmt | For | For | For | |||
19 | Elect Sally Susman | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
4 | Elect William C. Hunter | Mgmt | For | For | For | |||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | |||
7 | Elect Charles Prince | Mgmt | For | For | For | |||
8 | Elect Ann N. Reese | Mgmt | For | For | For | |||
9 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
4 | Elect David C. Dvorak | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investors Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |