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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act File Number : | 811-1561 |
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Name of Registrant: | Putnam Vista Fund |
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Address of Principal Executive Offices: | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
| |
Name and address of agent of service: | |
| James P. Pappas, Vice President |
| Putnam Vista Fund | |
| One Post Office Square |
| Boston, Massachusetts 02109 |
| |
CC: | | |
| John W. Gerstmayr, Esq. |
| Ropes & Gray LLP | |
| One International Place |
| Boston, Massachusetts 02110 |
| |
Registrant's telephone number including area code: |
| (617) 292-1000 | |
Date of fiscal year end: | |
| 07/31/2008 | |
Date of reporting period: | |
| 07/01/2008 - 06/30/2009 |
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| | | | | | |
Item 1: Proxy Voting Record | | | | | | |
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Registrant : Putnam Vista Fund | | | | | | |
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Activision Blizzard, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ATVI | CUSIP9 00507V109 | 09/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Philippe Capron | Mgmt | For | Withhold | Against |
| 1.2 | Elect Robert Corti | Mgmt | For | Withhold | Against |
| 1.3 | Elect Frederic Crepin | Mgmt | For | Withhold | Against |
| 1.4 | Elect Bruce Hack | Mgmt | For | Withhold | Against |
| 1.5 | Elect Brian Kelly | Mgmt | For | Withhold | Against |
| 1.6 | Elect Robert Kotick | Mgmt | For | Withhold | Against |
| 1.7 | Elect Jean-Bernard Levy | Mgmt | For | Withhold | Against |
| 1.8 | Elect Robert Morgado | Mgmt | For | Withhold | Against |
| 1.9 | Elect Douglas Morris | Mgmt | For | Withhold | Against |
| 1.10 | Elect Rene Penisson | Mgmt | For | Withhold | Against |
| 1.11 | Elect Richard Sarnoff | Mgmt | For | Withhold | Against |
| 2 | APPROVAL OF THE ACTIVISION | Mgmt | For | For | For |
| | BLIZZARD, INC. 2008 INCENTIVE | | | | |
| | PLAN. | | | | |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Board Diversity | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Advisory Vote on Compensation | | | | |
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Advance Auto Parts, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AAP | CUSIP9 00751Y106 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For |
| 1.2 | Elect John Brouillard | Mgmt | For | For | For |
| 1.3 | Elect Darren Jackson | Mgmt | For | For | For |
| 1.4 | Elect William Oglesby | Mgmt | For | For | For |
| 1.5 | Elect Gilbert Ray | Mgmt | For | For | For |
| 1.6 | Elect Carlos Saladrigas | Mgmt | For | For | For |
| 1.7 | Elect Francesca Spinelli | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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Affiliated Computer Services, Inc. | | | | | | |
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| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ACS | CUSIP9 008190100 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Darwin Deason | Mgmt | For | For | For |
| 1.2 | Elect Lynn Blodgett | Mgmt | For | For | For |
| 1.3 | Elect Robert Druskin | Mgmt | For | For | For |
| 1.4 | Elect Kurt Krauss | Mgmt | For | For | For |
| 1.5 | Elect Ted Miller, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Paul Sullivan | Mgmt | For | For | For |
| 1.7 | Elect Frank Varasano | Mgmt | For | For | For |
| 2 | Senior Executive Annual Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
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Agnico-Eagle Mines Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AEM | CUSIP9 008474108 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Leanne Baker | Mgmt | For | For | For |
| 1.2 | Elect Douglas Beaumont | Mgmt | For | For | For |
| 1.3 | Elect Sean Boyd | Mgmt | For | For | For |
| 1.4 | Elect Clifford Davis | Mgmt | For | For | For |
| 1.5 | Elect David Garofalo | Mgmt | For | For | For |
| 1.6 | Elect Bernard Kraft | Mgmt | For | For | For |
| 1.7 | Elect Mel Leiderman | Mgmt | For | For | For |
| 1.8 | Elect James Nasso | Mgmt | For | For | For |
| 1.9 | Elect J. Merfyn Roberts | Mgmt | For | For | For |
| 1.10 | Elect Eberhard Scherkus | Mgmt | For | For | For |
| 1.11 | Elect Howard Stockford | Mgmt | For | For | For |
| 1.12 | Elect Pertti Voutilainen | Mgmt | For | For | For |
| 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
| 3 | Amendment to Employee Share | Mgmt | For | For | For |
| | Purchase Plan | | | | |
| 4 | Amendment to Stock Option Plan | Mgmt | For | For | For |
| | | | | | |
| 5 | Amendments to By-laws | Mgmt | For | For | For |
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Alexion Pharmaceuticals, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ALXN | CUSIP9 015351109 | 05/13/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Leonard Bell | Mgmt | For | For | For |
| 1.2 | Elect Max Link | Mgmt | For | For | For |
| 1.3 | Elect Joseph Madri | Mgmt | For | For | For |
| 1.4 | Elect Larry Mathis | Mgmt | For | For | For |
| 1.5 | Elect R. Douglas Norby | Mgmt | For | For | For |
| 1.6 | Elect Alvin Parven | Mgmt | For | For | For |
| 1.7 | Elect Ruedi Waeger | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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Alliance Data Systems | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ADS | CUSIP9 018581108 | 06/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect J. Michael Parks | Mgmt | For | For | For |
| 1.2 | Elect Edward J. Heffernan | Mgmt | For | For | For |
| 1.3 | Elect Robert Minicucci | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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Alliant Techsystems Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ATK | CUSIP9 018804104 | 08/05/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Frances Cook | Mgmt | For | For | For |
| 1.2 | Elect Martin Faga | Mgmt | For | For | For |
| 1.3 | Elect Ronald Fogleman | Mgmt | For | For | For |
| 1.4 | Elect Cynthia Lesher | Mgmt | For | For | For |
| 1.5 | Elect Douglas Maine | Mgmt | For | For | For |
| 1.6 | Elect Roman Martinez IV | Mgmt | For | For | For |
| 1.7 | Elect Daniel Murphy | Mgmt | For | For | For |
| 1.8 | Elect Mark Ronald | Mgmt | For | For | For |
| | | | | | |
| 1.9 | Elect Michael Smith | Mgmt | For | For | For |
| 1.10 | Elect William Van Dyke | Mgmt | For | For | For |
| 2 | APPOINTMENT OF | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM | | | | |
| 3 | Increase Authorized Shares | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Health Care Reform Principles | | | | |
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Alpha Natural Resources, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ANR | CUSIP9 02076X102 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Mary Ellen Bowers | Mgmt | For | For | For |
| 1.2 | Elect John Brinzo | Mgmt | For | For | For |
| 1.3 | Elect Hermann Buerger | Mgmt | For | For | For |
| 1.4 | Elect Kevin Crutchfield | Mgmt | For | For | For |
| 1.5 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Glenn Eisenberg | Mgmt | For | For | For |
| 1.7 | Elect John Fox, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Michael Quillen | Mgmt | For | For | For |
| 1.9 | Elect Ted Wood | Mgmt | For | For | For |
| 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
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Altera Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ALTR | CUSIP9 021441100 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect John Daane | Mgmt | For | For | For |
| 2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For |
| 3 | Elect Kevin McGarity | Mgmt | For | For | For |
| 4 | Elect Gregory Myers | Mgmt | For | For | For |
| 5 | Elect Krish Prabhu | Mgmt | For | For | For |
| 6 | Elect John Shoemaker | Mgmt | For | For | For |
| 7 | Elect Susan Wang | Mgmt | For | For | For |
| 8 | Amendment to the 2005 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| | | | | | |
| 9 | Amendment to the 1987 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
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American Tower Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AMT | CUSIP9 029912201 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Raymond Dolan | Mgmt | For | For | For |
| 2 | Elect Ronald Dykes | Mgmt | For | For | For |
| 3 | Elect Carolyn Katz | Mgmt | For | For | For |
| 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
| 5 | Elect JoAnn Reed | Mgmt | For | For | For |
| 6 | Elect Pamela Reeve | Mgmt | For | For | For |
| 7 | Elect David Sharbutt | Mgmt | For | For | For |
| 8 | Elect James Taiclet, Jr. | Mgmt | For | For | For |
| 9 | Elect Samme Thompson | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
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Anadarko Petroleum Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| APC | CUSIP9 032511107 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert Allison, Jr. | Mgmt | For | For | For |
| 2 | Elect Peter Fluor | Mgmt | For | For | For |
| 3 | Elect John Poduska, Sr. | Mgmt | For | For | For |
| 4 | Elect Paula Reynolds | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Repeal of Classified Board | Mgmt | For | For | For |
| 7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Expression Anti- | | | | |
| | Bias Policy | | | | |
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Aqua America, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WTR | CUSIP9 03836W103 | 05/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
| 1.2 | Elect Richard Glanton | Mgmt | For | For | For |
| 1.3 | Elect Lon Greenberg | Mgmt | For | For | For |
| 2 | 2009 Omnibus Equity | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Sustainability Report | | | | |
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Autodesk, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ADSK | CUSIP9 052769106 | 06/11/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Carl Bass | Mgmt | For | For | For |
| 2 | Elect Crawford Beveridge | Mgmt | For | For | For |
| 3 | Elect J. Hallam Dawson | Mgmt | For | For | For |
| 4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For |
| 5 | Elect Sean Maloney | Mgmt | For | For | For |
| 6 | Elect Elizabeth Nelson | Mgmt | For | For | For |
| 7 | Elect Charles Robel | Mgmt | For | For | For |
| 8 | Elect Steven West | Mgmt | For | For | For |
| 9 | Ratification of Auditor | Mgmt | For | For | For |
| 10 | 2010 Outside Directors' Stock Plan | Mgmt | For | For | For |
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AutoZone, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AZO | CUSIP9 053332102 | 12/17/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Crowley | Mgmt | For | For | For |
| 1.2 | Elect Sue Gove | Mgmt | For | For | For |
| 1.3 | Elect Earl Graves, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Robert Grusky | Mgmt | For | For | For |
| 1.5 | Elect J.R. Hyde, III | Mgmt | For | For | For |
| 1.6 | Elect W. Andrew McKenna | Mgmt | For | For | For |
| 1.7 | Elect George Mrkonic, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Luis Nieto | Mgmt | For | For | For |
| 1.9 | Elect William Rhodes, III | Mgmt | For | For | For |
| 1.10 | Elect Theodore Ullyot | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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Big Lots, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BIG | CUSIP9 089302103 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Berger | Mgmt | For | For | For |
| 1.2 | Elect Steven Fishman | Mgmt | For | For | For |
| 1.3 | Elect Peter Hayes | Mgmt | For | For | For |
| 1.4 | Elect David Kollat | Mgmt | For | For | For |
| 1.5 | Elect Brenda Lauderback | Mgmt | For | For | For |
| 1.6 | Elect Philip Mallott | Mgmt | For | For | For |
| 1.7 | Elect Russell Solt | Mgmt | For | For | For |
| 1.8 | Elect James Tener | Mgmt | For | For | For |
| 1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
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BMC Software, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BMC | CUSIP9 055921100 | 07/22/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect B.Garland Cupp | Mgmt | For | For | For |
| 1.2 | Elect Robert Beauchamp | Mgmt | For | For | For |
| 1.3 | Elect Jon Barfield | Mgmt | For | For | For |
| 1.4 | Elect Gary Bloom | Mgmt | For | For | For |
| 1.5 | Elect Meldon Gafner | Mgmt | For | For | For |
| 1.6 | Elect P. Thomas Jenkins | Mgmt | For | For | For |
| 1.7 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Kathleen O'Neil | Mgmt | For | For | For |
| 1.9 | Elect Tom Tinsley | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
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Brocade Communications | | | | | | |
Systems | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BRCD | CUSIP9 111621306 | 04/15/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: JUDY | Mgmt | For | For | For |
| | BRUNER | | | | |
| 2 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | L. HOUSE | | | | |
| 3 | ELECTION OF DIRECTOR: L. | Mgmt | For | For | For |
| | WILLIAM KRAUSE | | | | |
| 4 | APPROVAL OF THE 2009 STOCK | Mgmt | For | For | For |
| | PLAN | | | | |
| 5 | APPROVAL OF THE 2009 | Mgmt | For | For | For |
| | DIRECTOR PLAN | | | | |
| 6 | APPROVAL OF THE 2009 | Mgmt | For | For | For |
| | EMPLOYEE STOCK PURCHASE | | | | |
| | PLAN | | | | |
| 7 | Ratification of Auditor | Mgmt | For | For | For |
| 8 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Simple Majority Vote | | | | |
| 9 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Declassification of the Board | | | | |
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Burger King Holdings Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BKC | CUSIP9 121208201 | 11/20/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Chidsey | Mgmt | For | Withhold | Against |
| 1.2 | Elect Richard Boyce | Mgmt | For | Withhold | Against |
| 1.3 | Elect David Brandon | Mgmt | For | Withhold | Against |
| 1.4 | Elect Ronald Dykes | Mgmt | For | Withhold | Against |
| 1.5 | Elect Peter Formanek | Mgmt | For | Withhold | Against |
| 1.6 | Elect Manuel Garcia | Mgmt | For | Withhold | Against |
| 1.7 | Elect Sanjeev Mehra | Mgmt | For | Withhold | Against |
| 1.8 | Elect Stephen Pagliuca | Mgmt | For | Withhold | Against |
| 1.9 | Elect Brian Swette | Mgmt | For | Withhold | Against |
| 1.10 | Elect Kneeland Youngblood | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
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C.R. Bard, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BCR | CUSIP9 067383109 | 04/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Marc Breslawsky | Mgmt | For | For | For |
| 1.2 | Elect Herbert Henkel | Mgmt | For | For | For |
| 1.3 | Elect Tommy Thompson | Mgmt | For | For | For |
| 1.4 | Elect Timothy Ring | Mgmt | For | For | For |
| 2 | Amendment to the Executive Bonus | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Amendment to the 2003 Long Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Cabot Oil & Gas Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| COG | CUSIP9 127097103 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: RHYS | Mgmt | For | For | For |
| | J. BEST | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT KELLEY | | | | |
| 3 | ELECTION OF DIRECTOR: P. | Mgmt | For | For | For |
| | DEXTER PEACOCK | | | | |
| 4 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 5 | Amendment to the 2004 Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Career Education Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CECO | CUSIP9 141665109 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DENNIS H. CHOOKASZIAN | | | | |
| 2 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | W. DEVONSHIRE | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | PATRICK W. GROSS | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | GREGORY L. JACKSON | | | | |
| | | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS B. LALLY | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | STEVEN H. LESNIK | | | | |
| 7 | ELECTION OF DIRECTOR: GARY | Mgmt | For | For | For |
| | E. MCCULLOUGH | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EDWARD A. SNYDER | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | LESLIE T. THORNTON | | | | |
| 10 | Ratification of Auditor | Mgmt | For | Against | Against |
|
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CarMax, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KMX | CUSIP9 143130102 | 06/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Garten | Mgmt | For | For | For |
| 1.2 | Elect Vivian Stephenson | Mgmt | For | For | For |
| 1.3 | Elect Beth Stewart | Mgmt | For | For | For |
| 1.4 | Elect William Tiefel | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2002 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 4 | Amendment to the 2002 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
|
|
CenturyTel, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CTL | CUSIP9 156700106 | 01/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Issuance of Stock Pursuant to | Mgmt | For | For | For |
| | Merger | | | | |
| 2 | Article Amendment Regarding Votes | Mgmt | For | For | For |
| | Per Share | | | | |
| 3 | Increase in Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Cephalon, Inc. | | | | | | |
| | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CEPH | CUSIP9 156708109 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For |
| 1.2 | Elect William Egan | Mgmt | For | For | For |
| 1.3 | Elect Martyn Greenacre | Mgmt | For | For | For |
| 1.4 | Elect Vaughn Kailian | Mgmt | For | For | For |
| 1.5 | Elect Kevin Moley | Mgmt | For | For | For |
| 1.6 | Elect Charles Sanders | Mgmt | For | For | For |
| 1.7 | Elect Gail Wilensky | Mgmt | For | For | For |
| 1.8 | Elect Dennis Winger | Mgmt | For | For | For |
| 2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | Compensation Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
CF Industries Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CF | CUSIP9 125269100 | 04/21/2009 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Stephen Furbacher | Mgmt | N/A | TNA | N/A |
| 2 | Elect David Harvey | Mgmt | N/A | TNA | N/A |
| 3 | Elect John Johnson | Mgmt | N/A | TNA | N/A |
| 4 | Ratification of Auditor | Mgmt | N/A | TNA | N/A |
| 5 | 2009 Equity and Incentive Plan | Mgmt | N/A | TNA | N/A |
|
|
CF Industries Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CF | CUSIP9 125269100 | 04/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Stephen Furbacher | Mgmt | For | For | For |
| 1.2 | Elect David Harvey | Mgmt | For | For | For |
| 1.3 | Elect John Johnson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Equity and Incentive Plan | Mgmt | For | For | For |
|
|
Chesapeake Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| CHK | CUSIP9 165167107 | 06/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Richard Davidson | Mgmt | For | For | For |
| 1.2 | Elect V. Burns Hargis | Mgmt | For | For | For |
| 1.3 | Elect Charles Maxwell | Mgmt | For | For | For |
| 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 3 | Amendment to the Long Term | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Declassification of the Board | | | | |
| 6 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Majority Vote for Election of | | | | |
| | Directors | | | | |
| 7 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Adopting Sexual Orientation and | | | | |
| | Gender Identity Anti-Bias Policy | | | | |
|
|
Cliffs Natural Resources Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CLF | CUSIP9 18683K101 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald Cambre | Mgmt | For | Withhold | Against |
| 1.2 | Elect Joseph Carrabba | Mgmt | For | Withhold | Against |
| 1.3 | Elect Susan Cunningham | Mgmt | For | Withhold | Against |
| 1.4 | Elect Barry Eldridge | Mgmt | For | Withhold | Against |
| 1.5 | Elect Susan Green | Mgmt | For | Withhold | Against |
| 1.6 | Elect James Ireland III | Mgmt | For | Withhold | Against |
| 1.7 | Elect Francis McAllister | Mgmt | For | Withhold | Against |
| 1.8 | Elect Roger Phillips | Mgmt | For | Withhold | Against |
| 1.9 | Elect Richard Riederer | Mgmt | For | Withhold | Against |
| 1.10 | Elect Alan Schwartz | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Continental Resources Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CLR | CUSIP9 212015101 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Grant | Mgmt | For | Withhold | Against |
| 1.2 | Elect Mark Monroe | Mgmt | For | Withhold | Against |
| 1.3 | Elect Lon McCain | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Copart, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CPRT | CUSIP9 217204106 | 04/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Approval of Stock Option Grant to | Mgmt | For | For | For |
| | Certain Executives | | | | |
|
|
Copart, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CPRT | CUSIP9 217204106 | 12/11/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Willis Johnson | Mgmt | For | For | For |
| 1.2 | Elect A. Jayson Adair | Mgmt | For | For | For |
| 1.3 | Elect James Meeks | Mgmt | For | For | For |
| 1.4 | Elect Steven Cohan | Mgmt | For | For | For |
| 1.5 | Elect Daniel Englander | Mgmt | For | For | For |
| 1.6 | Elect Barry Rosenstein | Mgmt | For | For | For |
| 1.7 | Elect Thomas Smith | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Dean Foods Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DF | CUSIP9 242370104 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Janet Hill | Mgmt | For | For | For |
| 1.2 | Elect Hector Nevares | Mgmt | For | For | For |
| 2 | Amendment to the 2007 Stock | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Diana Shipping Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DSX | CUSIP9 Y2066G104 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Simeon Palios | Mgmt | For | Withhold | Against |
| 1.2 | Elect Anastassis Margaronis | Mgmt | For | Withhold | Against |
| 1.3 | Elect Ioannis Zafirakis | Mgmt | For | Withhold | Against |
| 2 | Appointment of Auditor | Mgmt | For | For | For |
|
|
EchoStar Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SATS | CUSIP9 278768106 | 05/11/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against |
| 1.2 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against |
| 1.3 | Elect Michael Dugan | Mgmt | For | Withhold | Against |
| 1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against |
| 1.5 | Elect David Moskowitz | Mgmt | For | Withhold | Against |
| 1.6 | Elect Tom Ortolf | Mgmt | For | Withhold | Against |
| 1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the Employee Stock | Mgmt | For | Against | Against |
| | Purchase Plan | | | | |
| 4 | Amendments to the 2008 Stock | Mgmt | For | Against | Against |
| | Incentive Plan and the 2008 | | | | |
| | Director Plan | | | | |
|
|
Edison International | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EIX | CUSIP9 281020107 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vanessa Chang | Mgmt | For | For | For |
| 1.2 | Elect France Córdova | Mgmt | For | For | For |
| 1.3 | Elect Theodore Craver, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.5 | Elect Bradford Freeman | Mgmt | For | For | For |
| 1.6 | Elect Luis Nogales | Mgmt | For | For | For |
| 1.7 | Elect Ronald Olson | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect James Rosser | Mgmt | For | For | For |
| 1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For |
| 1.10 | Elect Thomas Sutton | Mgmt | For | For | For |
| 1.11 | Elect Brett White | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2007 | Mgmt | For | For | For |
| | Performance Incentive Plan | | | | |
| 4 | SHAREHOLDER PROPOSAL | ShrHoldr | Against | Against | For |
| | REGARDING SHAREHOLDER | | | | |
| | SAY ON EXECUTIVE PAY. | | | | |
|
|
Edwards Lifesciences Corporation | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EW | CUSIP9 28176E108 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Mike Bowlin | Mgmt | For | For | For |
| 2 | Elect Barbara McNeil | Mgmt | For | For | For |
| 3 | Elect Michael Mussallem | Mgmt | For | For | For |
| 4 | Elect William Link | Mgmt | For | For | For |
| 5 | Amendment to the Long-Term Stock | Mgmt | For | Against | Against |
| | Incentive Compensation Program | | | | |
|
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
EQT Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| EQT | CUSIP9 26884L109 | 04/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Philip Behrman | Mgmt | For | For | For |
| 1.2 | Elect A. Bray Cary, Jr. | Mgmt | For | For | For |
| 1.3 | Elect Barbara Jeremiah | Mgmt | For | For | For |
| 1.4 | Elect Lee Todd, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | APPROVE EQT CORPORATION | Mgmt | For | For | For |
| | 2009 LONG-TERM INCENTIVE | | | | |
| | PLAN | | | | |
| 4 | APPROVE EQT CORPORATION | Mgmt | For | For | For |
| | 2008 EMPLOYEE STOCK | | | | |
| | PURCHASE PLAN | | | | |
| | | | | | |
Exco Resources, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| XCO | CUSIP9 269279402 | 06/04/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Douglas Miller | Mgmt | For | For | For |
| 1.2 | Elect Stephen Smith | Mgmt | For | For | For |
| 1.3 | Elect Jeffrey Benjamin | Mgmt | For | For | For |
| 1.4 | Elect Vincent Cebula | Mgmt | For | For | For |
| 1.5 | Elect Earl Ellis | Mgmt | For | For | For |
| 1.6 | Elect B. James Ford | Mgmt | For | For | For |
| 1.7 | Elect T. Boone Pickens | Mgmt | For | Withhold | Against |
| 1.8 | Elect Jeffrey Serota | Mgmt | For | For | For |
| 1.9 | Elect Robert Stillwell | Mgmt | For | For | For |
| 2 | Amendment to the 2005 Long-Term | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Express Scripts, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ESRX | CUSIP9 302182100 | 05/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gary Benanav | Mgmt | For | For | For |
| 1.2 | Elect Frank Borelli | Mgmt | For | For | For |
| 1.3 | Elect Maura Breen | Mgmt | For | For | For |
| 1.4 | Elect Nicholas LaHowchic | Mgmt | For | For | For |
| 1.5 | Elect Thomas Mac Mahon | Mgmt | For | For | For |
| 1.6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
| 1.7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For |
| 1.8 | Elect John Parker, Jr. | Mgmt | For | For | For |
| 1.9 | Elect George Paz | Mgmt | For | For | For |
| 1.10 | Elect Samuel Skinner | Mgmt | For | For | For |
| 1.11 | Elect Seymour Sternberg | Mgmt | For | For | For |
| 1.12 | Elect Barrett Toan | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
F5 Networks, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FFIV | CUSIP9 315616102 | 03/12/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF ONE CLASS I | Mgmt | For | For | For |
| | DIRECTOR: KARL D. GUELICH | | | | |
| 2 | PROPOSAL TO APPROVE AN | Mgmt | For | Against | Against |
| | AMENDMENT TO THE 2005 | | | | |
| | EQUITY INCENTIVE PLAN. | | | | |
| 3 | PROPOSAL TO APPROVE AN | Mgmt | For | For | For |
| | AMENDMENT TO THE 1999 | | | | |
| | EMPLOYEE STOCK PURCHASE | | | | |
| | PLAN. | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Flowserve Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FLS | CUSIP9 34354P105 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Roger Fix | Mgmt | For | For | For |
| 1.2 | Elect Lewis Kling | Mgmt | For | For | For |
| 1.3 | Elect James Rollans | Mgmt | For | For | For |
| 2 | Equity and Incentive Compensation | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Fluor Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FLR | CUSIP9 343412102 | 05/06/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Peter Barker | Mgmt | For | For | For |
| 2 | Elect Alan Boeckmann | Mgmt | For | For | For |
| 3 | Elect Vilma Martinez | Mgmt | For | For | For |
| 4 | Elect Dean O'Hare | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
|
|
FMC Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FMC | CUSIP9 302491303 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Patricia Buffler | Mgmt | For | For | For |
| 2 | Elect G. Peter D'Aloia | Mgmt | For | For | For |
| 3 | Elect C. Scott Greer | Mgmt | For | For | For |
| 4 | Elect Paul Norris | Mgmt | For | For | For |
| 5 | Elect Dirk Kempthorne | Mgmt | For | For | For |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Foot Locker, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FL | CUSIP9 344849104 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Alan Feldman | Mgmt | For | For | For |
| 1.2 | Elect Jarobin Gilbert, Jr. | Mgmt | For | For | For |
| 1.3 | Elect David Schwartz | Mgmt | For | For | For |
| 1.4 | Elect Cheryl Turpin | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Change in Board Size | Mgmt | For | For | For |
|
|
Foster Wheeler AG | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FWLT | CUSIP9 G36535139 | 01/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Reincorporation from Bermuda to | Mgmt | For | For | For |
| | Switzerland | | | | |
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
|
|
Foundation Coal Holdings Inc | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FCL | CUSIP9 35039W100 | 05/13/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Roberts | Mgmt | For | For | For |
| 1.2 | Elect Kurt Kost | Mgmt | For | For | For |
| 1.3 | Elect William Crowley, Jr. | Mgmt | For | For | For |
| 1.4 | Elect David Foley | Mgmt | For | For | For |
| 1.5 | Elect P. Michael Giftos | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Alex Krueger | Mgmt | For | For | For |
| 1.7 | Elect Joel Richards, III | Mgmt | For | For | For |
| 1.8 | Elect Robert Scharp | Mgmt | For | For | For |
| 1.9 | Elect Thomas Shockley, III | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Frontier Oil Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| FTO | CUSIP9 35914P105 | 04/29/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Gibbs | Mgmt | For | For | For |
| 1.2 | Elect Douglas Bech | Mgmt | For | For | For |
| 1.3 | Elect G. Clyde Buck | Mgmt | For | For | For |
| 1.4 | Elect T. Michael Dossey | Mgmt | For | For | For |
| 1.5 | Elect Michael Jennings | Mgmt | For | For | For |
| 1.6 | Elect James Lee | Mgmt | For | For | For |
| 1.7 | Elect Paul Loyd, Jr. | Mgmt | For | For | For |
| 1.8 | Elect Michael Rose | Mgmt | For | For | For |
| 2 | TO APPROVE THE SECOND | Mgmt | For | For | For |
| | AMENDED AND RESTATED | | | | |
| | ARTICLES OF INCORPORATION. | | | | |
|
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
GameStop Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GME | CUSIP9 36467W109 | 06/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Daniel A. DeMatteo | Mgmt | For | For | For |
| 1.2 | Elect Michael Rosen | Mgmt | For | For | For |
| 1.3 | Elect Edward A. Volkwein | Mgmt | For | For | For |
| 2 | Amendment to the 2001 Incentive | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Garmin Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GRMN | CUSIP9 G37260109 | 06/05/2009 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Min Kao | Mgmt | For | TNA | N/A |
| 1.2 | Elect Charles Peffer | Mgmt | For | TNA | N/A |
| 2 | Ratification of Auditor | Mgmt | For | TNA | N/A |
| 3 | Amendment to the 2005 Equity | Mgmt | For | TNA | N/A |
| | Incentive Plan | | | | |
| 4 | Amendment to the 2000 Directors' | Mgmt | For | TNA | N/A |
| | Option Plan | | | | |
| 5 | Transaction of Other Business | Mgmt | For | TNA | N/A |
|
|
Genzyme Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GENZ | CUSIP9 372917104 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Douglas Berthiaume | Mgmt | For | For | For |
| 2 | Elect Gail Boudreaux | Mgmt | For | For | For |
| 3 | Elect Robert Carpenter | Mgmt | For | For | For |
| 4 | Elect Charles Cooney | Mgmt | For | For | For |
| 5 | Elect Victor Dzau | Mgmt | For | For | For |
| 6 | Elect Connie Mack, III | Mgmt | For | For | For |
| 7 | Elect Richard Syron | Mgmt | For | For | For |
| 8 | Elect Henri Termeer | Mgmt | For | For | For |
| 9 | Amendment to the 2004 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 10 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Goldcorp Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GGA | CUSIP9 380956409 | 05/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ian Telfer | Mgmt | For | For | For |
| 1.2 | Elect Douglas Holtby | Mgmt | For | For | For |
| 1.3 | Elect Charles Jeannes | Mgmt | For | For | For |
| 1.4 | Elect John Bell | Mgmt | For | For | For |
| 1.5 | Elect Lawrence Bell | Mgmt | For | For | For |
| 1.6 | Elect Beverley Briscoe | Mgmt | For | For | For |
| 1.7 | Elect Peter Dey | Mgmt | For | For | For |
| | | | | | |
| 1.8 | Elect P. Randy Reifel | Mgmt | For | For | For |
| 1.9 | Elect A. Dan Rovig | Mgmt | For | For | For |
| 1.10 | Elect Kenneth Williamson | Mgmt | For | For | For |
| 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
|
|
Greenhill & Co., Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| GHL | CUSIP9 395259104 | 04/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Greenhill | Mgmt | For | For | For |
| 1.2 | Elect Scott Bok | Mgmt | For | For | For |
| 1.3 | Elect Simon Borrows | Mgmt | For | For | For |
| 1.4 | Elect John Danforth | Mgmt | For | For | For |
| 1.5 | Elect Steven Goldstone | Mgmt | For | For | For |
| 1.6 | Elect Stephen Key | Mgmt | For | For | For |
| 1.7 | Elect Robert Blakely | Mgmt | For | For | For |
| 2 | RATIFICATION OF SELECTION OF | Mgmt | For | For | For |
| | ERNST & YOUNG LLP AS | | | | |
| | INDEPENDENT AUDITORS. | | | | |
|
|
H&R Block, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HRB | CUSIP9 093671105 | 09/04/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: ALAN | Mgmt | For | For | For |
| | M. BENNETT | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | THOMAS M. BLOCH | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RICHARD C. BREEDEN | | | | |
| 4 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT A. GERARD | | | | |
| 5 | ELECTION OF DIRECTOR: LEN J. | Mgmt | For | For | For |
| | LAUER | | | | |
| 6 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | B. LEWIS | | | | |
| 7 | ELECTION OF DIRECTOR: TOM | Mgmt | For | For | For |
| | D. SEIP | | | | |
| | | | | | |
| 8 | ELECTION OF DIRECTOR: L. | Mgmt | For | For | For |
| | EDWARD SHAW, JR. | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | RUSSELL P. SMYTH | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHRISTIANNA WOOD | | | | |
| 11 | Amendment to Articles Regarding | Mgmt | For | For | For |
| | Independent Chairman of the Board | | | | |
|
| 12 | Amendment to Articles Regarding | Mgmt | For | For | For |
| | Board Size | | | | |
| 13 | Amendment to Articles Regarding | Mgmt | For | For | For |
| | Director Term Limits | | | | |
| 14 | Amendment to Articles Regarding | Mgmt | For | For | For |
| | Authorized Preferred Stock | | | | |
|
| 15 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
| 16 | 2008 Deferred Stock Unit Plan for | Mgmt | For | For | For |
| | Outside Directors | | | | |
| 17 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Harris Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HRS | CUSIP9 413875105 | 10/24/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Lewis Hay III | Mgmt | For | For | For |
| 2 | ELECTION OF A DIRECTOR FOR | Mgmt | For | For | For |
| | A THREE-YEAR TERM EXPIRING | | | | |
| | IN 2011: KAREN KATEN | | | | |
|
| 3 | Elect Stephen Kaufman | Mgmt | For | For | For |
| 4 | Elect Hansel Tookes II | Mgmt | For | For | For |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
| 6 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 7 | Declassification of Board | Mgmt | For | For | For |
|
|
Hewitt Associates, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HEW | CUSIP9 42822Q100 | 02/04/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Conaty | Mgmt | For | For | For |
| 1.2 | Elect Michele Hunt | Mgmt | For | For | For |
| 1.3 | Elect Cary McMillan | Mgmt | For | For | For |
| 2 | RATIFICATION OF ERNST & | Mgmt | For | For | For |
| | YOUNG LLP AS INDEPENDENT | | | | |
| | PUBLIC ACCOUNTANTS. | | | | |
|
|
HLTH Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HLTH | CUSIP9 40422Y101 | 12/10/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Neil Dimick | Mgmt | For | For | For |
| 1.2 | Elect Joseph Smith | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Humana Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HUM | CUSIP9 444859102 | 04/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: DAVID | Mgmt | For | For | For |
| | A. JONES, JR. | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | FRANK A. D AMELIO | | | | |
| 3 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For |
| | ROY DUNBAR | | | | |
| 4 | ELECTION OF DIRECTOR: KURT | Mgmt | For | For | For |
| | J. HILZINGER | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL B. MCCALLISTER | | | | |
| 6 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM J. MCDONALD | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | WILLIAM E. MITCHELL | | | | |
| 8 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | J. O BRIEN | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MARISSA T. PETERSON | | | | |
| | | | | | |
| 10 | ELECTION OF DIRECTOR: W. | Mgmt | For | For | For |
| | ANN REYNOLDS, PH.D. | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Illumina, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ILMN | CUSIP9 452327109 | 09/09/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | APPROVAL OF AMENDMENT TO | Mgmt | For | For | For |
| | THE CERTIFICATE OF | | | | |
| | INCORPORATION. | | | | |
|
|
Intrepid Potash, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IPI | CUSIP9 46121Y102 | 05/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Terry Considine | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
ITT Educational Services, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ESI | CUSIP9 45068B109 | 05/05/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Joanna Lau | Mgmt | For | For | For |
| 2 | Elect Samuel Odle | Mgmt | For | For | For |
| 3 | Elect John Yena | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Ivanhoe Mines Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| IVN | CUSIP9 46579N103 | 05/08/2009 | | Take No Action |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Friedland | Mgmt | For | TNA | N/A |
| | | | | | |
| 1.2 | Elect David Huberman | Mgmt | For | TNA | N/A |
| 1.3 | Elect John Macken | Mgmt | For | TNA | N/A |
| 1.4 | Elect Peter Meredith | Mgmt | For | TNA | N/A |
| 1.5 | Elect Bret Clayton | Mgmt | For | TNA | N/A |
| 1.6 | Elect Kjeld Thygesen | Mgmt | For | TNA | N/A |
| 1.7 | Elect Robert Hanson | Mgmt | For | TNA | N/A |
| 1.8 | Elect Markus Faber | Mgmt | For | TNA | N/A |
| 1.9 | Elect Howard Balloch | Mgmt | For | TNA | N/A |
| 1.10 | Elect David Korbin | Mgmt | For | TNA | N/A |
| 1.11 | Elect R. Edward Flood | Mgmt | For | TNA | N/A |
| 1.12 | Elect Livia Mahler | Mgmt | For | TNA | N/A |
| 2 | Appointment of Auditor and | Mgmt | For | TNA | N/A |
| | Authority to Set Fees | | | | |
| 3 | Amendments to Equity Incentive | Mgmt | For | TNA | N/A |
| | Plan | | | | |
|
|
Jabil Circuit, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JBL | CUSIP9 466313103 | 01/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Laurence Grafstein | Mgmt | For | For | For |
| 1.2 | Elect Mel Lavitt | Mgmt | For | For | For |
| 1.3 | Elect Timothy Main | Mgmt | For | For | For |
| 1.4 | Elect William Morean | Mgmt | For | For | For |
| 1.5 | Elect Lawrence Murphy | Mgmt | For | For | For |
| 1.6 | Elect Frank Newman | Mgmt | For | For | For |
| 1.7 | Elect Steven Raymund | Mgmt | For | For | For |
| 1.8 | Elect Thomas Sansone | Mgmt | For | For | For |
| 1.9 | Elect Kathleen Walters | Mgmt | For | For | For |
| 2 | Amendment to the 2002 Stock | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Amendment to the 2002 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
John Wiley & Sons, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JWB | CUSIP9 968223206 | 09/18/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect Kim Jones | Mgmt | For | Withhold | Against |
| 1.2 | Elect Raymond McDaniel, Jr. | Mgmt | For | Withhold | Against |
| 1.3 | Elect William Plummer | Mgmt | For | Withhold | Against |
| 2 | PROPOSAL TO RATIFY THE | Mgmt | For | For | For |
| | APPOINTMENT OF KPMG LLP AS | | | | |
| | INDEPENDENT ACCOUNTANTS. | | | | |
|
|
|
Joy Global Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JOYG | CUSIP9 481165108 | 02/24/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Gerard | Mgmt | For | For | For |
| 1.2 | Elect John Hanson | Mgmt | For | For | For |
| 1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
| 1.4 | Elect Gale Klappa | Mgmt | For | For | For |
| 1.5 | Elect Richard Loynd | Mgmt | For | For | For |
| 1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
| 1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
| 1.8 | Elect James Tate | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Kimco Realty Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| KIM | CUSIP9 49446R109 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Milton Cooper | Mgmt | For | For | For |
| 1.2 | Elect Richard Dooley | Mgmt | For | For | For |
| 1.3 | Elect Joe Grills | Mgmt | For | For | For |
| 1.4 | Elect David Henry | Mgmt | For | For | For |
| 1.5 | Elect F. Patrick Hughes | Mgmt | For | For | For |
| 1.6 | Elect Frank Lourenso | Mgmt | For | Withhold | Against |
| 1.7 | Elect Richard Saltzman | Mgmt | For | For | For |
| 1.8 | Elect Philip Coviello | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
L-3 Communications Holdings, | | | | | | |
Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| LLL | CUSIP9 502424104 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Millard | Mgmt | For | For | For |
| 1.2 | Elect Arthur Simon | Mgmt | For | For | For |
| 2 | 2009 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Lazard Ltd | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LAZ | CUSIP9 G54050102 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Steven Heyer | Mgmt | For | For | For |
| 1.2 | Elect Sylvia Jay | Mgmt | For | For | For |
| 1.3 | Elect Vernon Jordan, Jr. | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Linear Technology Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| LLTC | CUSIP9 535678106 | 11/05/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For |
| 1.2 | Elect David Lee | Mgmt | For | For | For |
| 1.3 | Elect Lothar Maier | Mgmt | For | For | For |
| 1.4 | Elect Richard Moley | Mgmt | For | For | For |
| 1.5 | Elect Thomas Volpe | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Macy's Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| M | CUSIP9 55616P104 | 05/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For |
| 1.2 | Elect Deirdre Connelly | Mgmt | For | For | For |
| 1.3 | Elect Meyer Feldberg | Mgmt | For | For | For |
| | | | | | |
| 1.4 | Elect Sara Levinson | Mgmt | For | For | For |
| 1.5 | Elect Terry Lundgren | Mgmt | For | For | For |
| 1.6 | Elect Joseph Neubauer | Mgmt | For | For | For |
| 1.7 | Elect Joseph Pichler | Mgmt | For | For | For |
| 1.8 | Elect Joyce Roché | Mgmt | For | For | For |
| 1.9 | Elect Karl von der Heyden | Mgmt | For | For | For |
| 1.10 | Elect Craig Weatherup | Mgmt | For | For | For |
| 1.11 | Elect Marna Whittington | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Omnibus Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | For | Against |
| | Simple Majority Vote | | | | |
| 5 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Retention of Shares After | | | | |
| | Retirement | | | | |
|
|
ManTech International Corporation | | | | | | |
|
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MANT | CUSIP9 564563104 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Pedersen | Mgmt | For | For | For |
| 1.2 | Elect Richard Armitage | Mgmt | For | For | For |
| 1.3 | Elect Mary Bush | Mgmt | For | For | For |
| 1.4 | Elect Barry Campbell | Mgmt | For | For | For |
| 1.5 | Elect Robert Coleman | Mgmt | For | For | For |
| 1.6 | Elect Walter Fatzinger, Jr. | Mgmt | For | For | For |
| 1.7 | Elect David Jeremiah | Mgmt | For | For | For |
| 1.8 | Elect Richard Kerr | Mgmt | For | For | For |
| 1.9 | Elect Kenneth Minihan | Mgmt | For | For | For |
| 1.10 | Elect Stephen Porter | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Martek Biosciences Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MATK | CUSIP9 572901106 | 03/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | HARRY J. D ANDREA | | | | |
| | | | | | |
| 2 | ELECTION OF DIRECTOR: JAMES | Mgmt | For | For | For |
| | R. BEERY | | | | |
| 3 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MICHAEL G. DEVINE | | | | |
| 4 | ELECTION OF DIRECTOR: STEVE | Mgmt | For | For | For |
| | DUBIN | | | | |
| 5 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT J. FLANAGAN | | | | |
| 6 | ELECTION OF DIRECTOR: POLLY | Mgmt | For | For | For |
| | B. KAWALEK | | | | |
| 7 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | JEROME C. KELLER | | | | |
| 8 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | DOUGLAS J. MACMASTER, JR. | | | | |
| 9 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | ROBERT H. MAYER | | | | |
| 10 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | EUGENE H. ROTBERG | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Marvell Technology Group Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MRVL | CUSIP9 G5876H105 | 07/11/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF CLASS 1 | Mgmt | For | For | For |
| | DIRECTOR: JOHN G. KASSAKIAN | | | | |
|
| 2 | ELECTION OF CLASS 2 | Mgmt | For | For | For |
| | DIRECTOR: KUO WEI (HERBERT) | | | | |
| | CHANG | | | | |
| 3 | ELECTION OF CLASS 2 | Mgmt | For | For | For |
| | DIRECTOR: JUERGEN GROMER, | | | | |
| | PH.D. | | | | |
| 4 | ELECTION OF CLASS 2 | Mgmt | For | For | For |
| | DIRECTOR: ARTURO KRUEGER | | | | |
| 5 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Matthews International | | | | | | |
Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MATW | CUSIP9 577128101 | 02/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| | | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect William Stallkamp | Mgmt | For | For | For |
| 1.2 | Elect Joseph Bartolacci | Mgmt | For | For | For |
| 1.3 | Elect Katherine Dietze | Mgmt | For | For | For |
| 1.4 | Elect Glenn Mahone | Mgmt | For | For | For |
| 2 | TO APPROVE THE ADOPTION OF | Mgmt | For | For | For |
| | THE 2008 MANAGEMENT | | | | |
| | INCENTIVE PLAN. | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Maxim Integrated Products, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MXIM | CUSIP9 57772K101 | 12/15/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Tunc Doluca | Mgmt | For | For | For |
| 1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For |
| 1.3 | Elect James Bergman | Mgmt | For | For | For |
| 1.4 | Elect Joseph Bronson | Mgmt | For | For | For |
| 1.5 | Elect Robert Grady | Mgmt | For | For | For |
| 1.6 | Elect William Watkins | Mgmt | For | For | For |
| 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2008 Employee Stock Purchase | Mgmt | For | For | For |
| | Plan | | | | |
|
|
McAfee, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MFE | CUSIP9 579064106 | 04/27/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For |
| | LESLIE G. DENEND | | | | |
| 2 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For |
| | DAVID G. DEWALT | | | | |
| 3 | ELECTION OF DIRECTOR: MR. | Mgmt | For | For | For |
| | CHARLES J. ROBEL | | | | |
| 4 | Amendment to Declassify the Board | Mgmt | For | For | For |
| | | | | | |
| 5 | APPROVAL OF THE | Mgmt | For | For | For |
| | AMENDMENTS TO OUR 1997 | | | | |
| | STOCK INCENTIVE PLAN, AS | | | | |
| | AMENDED. | | | | |
| 6 | Amendment to the 2002 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 7 | Amendment to the 1993 Stock | Mgmt | For | Against | Against |
| | Option Plan for Outside Directors | | | | |
| 8 | Ratification of Auditor | Mgmt | For | For | For |
|
|
McAfee, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MFE | CUSIP9 579064106 | 07/28/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Thomas Darcy | Mgmt | For | For | For |
| 1.2 | Elect Denise O'Leary | Mgmt | For | For | For |
| 1.3 | Elect Robert Pangia | Mgmt | For | For | For |
| 1.4 | Elect Carl Bass | Mgmt | For | For | For |
| 1.5 | Elect Jeffrey Miller | Mgmt | For | For | For |
| 1.6 | Elect Anthony Zingzale | Mgmt | For | For | For |
| 2 | APPROVAL OF THE EXECUTIVE | Mgmt | For | For | For |
| | BONUS PLAN. | | | | |
| 3 | APPROVAL OF THE | Mgmt | For | For | For |
| | AMENDMENTS TO THE 1997 | | | | |
| | STOCK INCENTIVE PLAN, AS | | | | |
| | AMENDED. | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Morgan Stanley China A Share | | | | | | |
Fund Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| CAF | CUSIP9 617468103 | 06/17/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Michael Bozic | Mgmt | For | Withhold | Against |
| 1.2 | Elect Michael Klein | Mgmt | For | Withhold | Against |
| 1.3 | Elect W. Allen Reed | Mgmt | For | Withhold | Against |
|
|
Mosaic Co. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | | | | | |
| MOSPRM | CUSIP9 61945A107 | 10/09/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect David Mathis | Mgmt | For | Withhold | Against |
| 1.2 | Elect James Popowich | Mgmt | For | Withhold | Against |
| 1.3 | Elect James Prokopanko | Mgmt | For | Withhold | Against |
| 1.4 | Elect Steven Seibert | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
NGP Capital Resources Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NLC | CUSIP9 62985Q101 | 05/01/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect J. Erik Fyrwald | Mgmt | For | For | For |
| 1.2 | Elect Richard Marchese | Mgmt | For | For | For |
| 1.3 | Elect Paul Norris | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
NII Holdings, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NIHD | CUSIP9 62913F201 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Cope | Mgmt | For | For | For |
| 1.2 | Elect Raymond Dolan | Mgmt | For | For | For |
| 1.3 | Elect Carolyn Katz | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Noble Energy, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NBL | CUSIP9 655044105 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Berenson | Mgmt | For | For | For |
| 1.2 | Elect Michael Cawley | Mgmt | For | For | For |
| 1.3 | Elect Edward Cox | Mgmt | For | For | For |
| 1.4 | Elect Charles Davidson | Mgmt | For | For | For |
| 1.5 | Elect Thomas Edelman | Mgmt | For | For | For |
| | | | | | |
| 1.6 | Elect Eric Grubman | Mgmt | For | For | For |
| 1.7 | Elect Kirby Hedrick | Mgmt | For | For | For |
| 1.8 | Elect Scott Urban | Mgmt | For | For | For |
| 1.9 | Elect William Van Kleef | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 1992 Stock | Mgmt | For | For | For |
| | Option and Restricted Stock Plan | | | | |
|
|
Nordstrom, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| JWN | CUSIP9 655664100 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Phyllis Campbell | Mgmt | For | For | For |
| 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| 3 | Elect Robert Miller | Mgmt | For | For | For |
| 4 | Elect Blake Nordstrom | Mgmt | For | For | For |
| 5 | Elect Erik Nordstrom | Mgmt | For | For | For |
| 6 | Elect Peter Nordstrom | Mgmt | For | For | For |
| 7 | Elect Philip Satre | Mgmt | For | For | For |
| 8 | Elect Robert Walter | Mgmt | For | For | For |
| 9 | Elect Alison Winter | Mgmt | For | For | For |
| 10 | Ratification of Auditor | Mgmt | For | For | For |
| 11 | Executive Management Bonus Plan | Mgmt | For | For | For |
|
|
|
Northern Trust Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NTRS | CUSIP9 665859104 | 04/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Linda Walker Bynoe | Mgmt | For | For | For |
| 1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For |
| 1.3 | Elect Susan Crown | Mgmt | For | For | For |
| 1.4 | Elect Dipak Jain | Mgmt | For | For | For |
| 1.5 | Elect Arthur Kelly | Mgmt | For | For | For |
| 1.6 | Elect Robert McCormack | Mgmt | For | For | For |
| 1.7 | Elect Edward Mooney | Mgmt | For | For | For |
| 1.8 | Elect William Osborn | Mgmt | For | For | For |
| 1.9 | Elect John Rowe | Mgmt | For | For | For |
| 1.10 | Elect Harold Smith | Mgmt | For | For | For |
| 1.11 | Elect William Smithburg | Mgmt | For | For | For |
| | | | | | |
| 1.12 | Elect Enrique Sosa | Mgmt | For | For | For |
| 1.13 | Elect Charles Tribbett III | Mgmt | For | For | For |
| 1.14 | Elect Frederick Waddell | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote on Executive | Mgmt | For | For | For |
| | Compensation | | | | |
|
|
NV Energy, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NVE | CUSIP9 67073Y106 | 04/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Susan Clark | Mgmt | For | For | For |
| 1.2 | Elect Theodore Day | Mgmt | For | Withhold | Against |
| 1.3 | Elect Stephen Frank | Mgmt | For | For | For |
| 1.4 | Elect Maureen Mullarkey | Mgmt | For | For | For |
| 1.5 | Elect Donald Snyder | Mgmt | For | For | For |
| 2 | Repeal of Classified Board | Mgmt | For | For | For |
| 3 | TO RATIFY THE SELECTION OF | Mgmt | For | For | For |
| | INDEPENDENT REGISTERED | | | | |
| | PUBLIC ACCOUNTING FIRM. | | | | |
|
|
NVIDIA Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| NVDA | CUSIP9 67066G104 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Tench Coxe | Mgmt | For | For | For |
| 1.2 | Elect Mark Perry | Mgmt | For | For | For |
| 1.3 | Elect Mark Stevens | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
OSI Pharmaceuticals, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| OSIP | CUSIP9 671040103 | 06/17/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Ingram | Mgmt | For | Withhold | Against |
| 1.2 | Elect Colin Goddard | Mgmt | For | Withhold | Against |
| 1.3 | Elect Santo Costa | Mgmt | For | Withhold | Against |
| | | | | | |
| 1.4 | Elect Joseph Klein, III | Mgmt | For | Withhold | Against |
| 1.5 | Elect Kenneth Lee, Jr. | Mgmt | For | Withhold | Against |
| 1.6 | Elect Viren Mehta | Mgmt | For | Withhold | Against |
| 1.7 | Elect David Niemiec | Mgmt | For | Withhold | Against |
| 1.8 | Elect Herbert Pinedo | Mgmt | For | Withhold | Against |
| 1.9 | Elect Katharine Stevenson | Mgmt | For | Withhold | Against |
| 1.10 | Elect John White | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Peabody Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| BTU | CUSIP9 704549104 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Gregory Boyce | Mgmt | For | For | For |
| 1.2 | Elect William James | Mgmt | For | For | For |
| 1.3 | Elect Robert Karn III | Mgmt | For | For | For |
| 1.4 | Elect M. Frances Keeth | Mgmt | For | For | For |
| 1.5 | Elect Henry Lentz | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Reapproval of the Material Terms of | Mgmt | For | For | For |
| | the 2004 Long-Term Equity | | | | |
| | Incentive Plan | | | | |
|
|
People's United Financial, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PBCT | CUSIP9 712704105 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Carter | Mgmt | For | For | For |
| 1.2 | Elect Jerry Franklin | Mgmt | For | For | For |
| 1.3 | Elect Eunice Groark | Mgmt | For | For | For |
| 1.4 | Elect James Thomas | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Petrohawk Energy Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| HK | CUSIP9 716495106 | 06/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect James Christmas | Mgmt | For | Withhold | Against |
| 1.2 | Elect James Irish III | Mgmt | For | Withhold | Against |
| 1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against |
| 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | Stock | | | | |
| 3 | Amendment to the 2004 Employee | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 4 | Amendment to the 2004 Non- | Mgmt | For | For | For |
| | Employee Director Incentive Plan | | | | |
|
| 5 | Authority of Board to Amend Bylaws | Mgmt | For | Against | Against |
| | Without Shareholder Consent | | | | |
|
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Polo Ralph Lauren Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RL | CUSIP9 731572103 | 08/07/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Frank Bennack, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Joel Fleishman | Mgmt | For | For | For |
| 1.3 | Elect Terry Semel | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Precision Castparts Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PCP | CUSIP9 740189105 | 08/12/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Don Graber | Mgmt | For | For | For |
| 1.2 | Elect Lester Lyles | Mgmt | For | For | For |
| 2 | APPROVAL OF THE 2008 | Mgmt | For | For | For |
| | EMPLOYEE STOCK PURCHASE | | | | |
| | PLAN | | | | |
| 3 | APPROVAL OF AMENDMENTS TO | Mgmt | For | For | For |
| | THE 2001 STOCK INCENTIVE | | | | |
| | PLAN | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
priceline.com Incorporated | | | | | | |
| | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PCLN | CUSIP9 741503403 | 06/03/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For |
| 1.2 | Elect Ralph Bahna | Mgmt | For | For | For |
| 1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Jan Docter | Mgmt | For | For | For |
| 1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For |
| 1.6 | Elect James Guyette | Mgmt | For | For | For |
| 1.7 | Elect Nancy Peretsman | Mgmt | For | For | For |
| 1.8 | Elect Craig Rydin | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Restoration of Right to Call a | Mgmt | For | For | For |
| | Special Meeting | | | | |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Right to Call a Special Meeting | | | | |
|
|
QLogic Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| QLGC | CUSIP9 747277101 | 08/28/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect H.K. Desai | Mgmt | For | For | For |
| 1.2 | Elect Joel Birnbaum | Mgmt | For | For | For |
| 1.3 | Elect James Fiebiger | Mgmt | For | For | For |
| 1.4 | Elect Balakrishnan Iyer | Mgmt | For | Withhold | Against |
| 1.5 | Elect Kathryn Lewis | Mgmt | For | For | For |
| 1.6 | Elect George Wells | Mgmt | For | For | For |
| 2 | Amendment to the 2005 | Mgmt | For | Against | Against |
| | Performance Incentive Plan | | | | |
| 3 | Amendment to the 1998 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 4 | RATIFICATION OF APPOINTMENT | Mgmt | For | Against | Against |
| | OF KPMG LLP AS INDEPENDENT | | | | |
| | AUDITORS | | | | |
|
|
Quanta Services, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| PWR | CUSIP9 74762E102 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect James Ball | Mgmt | For | For | For |
| 1.2 | Elect John Colson | Mgmt | For | For | For |
| 1.3 | Elect John Conaway | Mgmt | For | For | For |
| 1.4 | Elect Ralph DiSibio | Mgmt | For | For | For |
| 1.5 | Elect Bernard Fried | Mgmt | For | For | For |
| 1.6 | Elect Louis Golm | Mgmt | For | For | For |
| 1.7 | Elect Worthing Jackman | Mgmt | For | For | For |
| 1.8 | Elect Bruce Ranck | Mgmt | For | For | For |
| 1.9 | Elect John Wilson | Mgmt | For | For | For |
| 1.10 | Elect Pat Wood, III | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Quest Diagnostics | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| DGX | CUSIP9 74834L100 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Jenne Britell | Mgmt | For | For | For |
| 2 | Elect Gail Wilensky | Mgmt | For | For | For |
| 3 | Elect John Ziegler | Mgmt | For | For | For |
| 4 | Amendment to the Employee Long- | Mgmt | For | For | For |
| | Term Incentive Plan | | | | |
| 5 | Amendment to the Long-Term | Mgmt | For | For | For |
| | Incentive Plan for Non-Employee | | | | |
| | Directors | | | | |
| 6 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Range Resources Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RRC | CUSIP9 75281A109 | 05/20/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Charles Blackburn | Mgmt | For | For | For |
| 2 | Elect Anthony Dub | Mgmt | For | For | For |
| 3 | Elect V. Richard Eales | Mgmt | For | For | For |
| 4 | Elect Allen Finkelson | Mgmt | For | For | For |
| 5 | Elect James Funk | Mgmt | For | For | For |
| 6 | Elect Jonathan Linker | Mgmt | For | For | For |
| 7 | Elect Kevin McCarthy | Mgmt | For | For | For |
| 8 | Elect John Pinkerton | Mgmt | For | For | For |
| 9 | Elect Jeffrey Ventura | Mgmt | For | For | For |
| | | | | | |
| 10 | Amendment to the 2005 Equity- | Mgmt | For | For | For |
| | Based Compensation Plan | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Red Hat, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RHT | CUSIP9 756577102 | 08/14/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Narendra Gupta | Mgmt | For | For | For |
| 1.2 | Elect William Kaiser | Mgmt | For | For | For |
| 1.3 | Elect James Whitehurst | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the 2004 Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
|
|
REX ENERGY CORPORATION | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| REXX | CUSIP9 761565100 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Lance Shaner | Mgmt | For | For | For |
| 1.2 | Elect Benjamin Hulburt | Mgmt | For | For | For |
| 1.3 | Elect Daniel Churay | Mgmt | For | For | For |
| 1.4 | Elect John Lombardi | Mgmt | For | For | For |
| 1.5 | Elect John Higbee | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Rockwell Automation, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ROK | CUSIP9 773903109 | 02/04/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For |
| 1.2 | Elect Verne Istock | Mgmt | For | For | For |
| 1.3 | Elect Donald Parfet | Mgmt | For | For | For |
| 1.4 | Elect David Speer | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
Sequenom, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SQNM | CUSIP9 817337405 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ernst-Gunter Afting | Mgmt | For | Withhold | Against |
| 1.2 | Elect Charles R. Cantor | Mgmt | For | Withhold | Against |
| 1.3 | Elect John Fazio | Mgmt | For | Withhold | Against |
| 1.4 | Elect Harry Hixson, Jr. | Mgmt | For | Withhold | Against |
| 1.5 | Elect Richard Lerner | Mgmt | For | Withhold | Against |
| 1.6 | Elect Ronald Lindsay | Mgmt | For | Withhold | Against |
| 1.7 | Elect Harry Stylli | Mgmt | For | Withhold | Against |
| 1.8 | Elect Kathleen Wiltsey | Mgmt | For | Withhold | Against |
| 2 | Amendment to the 2006 Equity | Mgmt | For | Against | Against |
| | Incentive Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Shaw Group Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SGR | CUSIP9 820280105 | 01/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For |
| 1.2 | Elect James Barker | Mgmt | For | For | For |
| 1.3 | Elect Thos. Capps | Mgmt | For | For | For |
| 1.4 | Elect Daniel Hoffler | Mgmt | For | For | For |
| 1.5 | Elect David Hoyle | Mgmt | For | For | For |
| 1.6 | Elect Michael Mancuso | Mgmt | For | For | For |
| 1.7 | Elect Albert McAlister | Mgmt | For | For | For |
| 2 | 2008 Omnibus Incentive Plan | Mgmt | For | For | For |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
| 4 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Approval of Survivor Benefits | | | | |
| | (Golden Coffins) | | | | |
| 5 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Sino-Forest Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SNOFF | CUSIP9 82934H101 | 05/25/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | Canada | | | | |
| | | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Election of Directors (Slate) | Mgmt | For | For | For |
| 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | Authority to Set Fees | | | | |
|
|
Sohu.com, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SOHU | CUSIP9 83408W103 | 06/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Charles Zhang | Mgmt | For | For | For |
| 1.2 | Elect Charles Huang | Mgmt | For | For | For |
| 1.3 | Elect Dave Qi | Mgmt | For | For | For |
| 1.4 | Elect Shi Wang | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Southwestern Energy Company | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SWN | CUSIP9 845467109 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For |
| 1.2 | Elect Robert Howard | Mgmt | For | For | For |
| 1.3 | Elect Harold Korell | Mgmt | For | For | For |
| 1.4 | Elect Vello Kuuskraa | Mgmt | For | For | For |
| 1.5 | Elect Kenneth Mourton | Mgmt | For | For | For |
| 1.6 | Elect Charles Scharlau | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Sprint Nextel Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| S | CUSIP9 852061100 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert Bennett | Mgmt | For | For | For |
| 2 | Elect Gordon Bethune | Mgmt | For | For | For |
| 3 | Elect Larry Glasscock | Mgmt | For | For | For |
| 4 | Elect James Hance, Jr. | Mgmt | For | For | For |
| 5 | Elect Daniel Hesse | Mgmt | For | For | For |
| 6 | Elect Janet Hill | Mgmt | For | For | For |
| | | | | | |
| 7 | Elect Frank Ianna | Mgmt | For | For | For |
| 8 | Elect Sven-Christer Nilsson | Mgmt | For | For | For |
| 9 | Elect William Nuti | Mgmt | For | For | For |
| 10 | Elect Rodney O'Neal | Mgmt | For | For | For |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
| 12 | Amendment to the 1988 Employees | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 13 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Special Meetings | | | | |
| 14 | Shareholder Proposal Regarding | ShrHoldr | Against | Against | For |
| | Political Contributions and | | | | |
| | Expenditure Report | | | | |
|
|
SPX Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| SPW | CUSIP9 784635104 | 04/22/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | CHRISTOPHER J. KEARNEY | | | | |
| 2 | ELECTION OF DIRECTOR: | Mgmt | For | For | For |
| | MARTHA B. WYRSCH | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
St. Jude Medical, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| STJ | CUSIP9 790849103 | 05/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect John Brown | Mgmt | For | For | For |
| 1.2 | Elect Daniel Starks | Mgmt | For | For | For |
| 2 | Management Incentive | Mgmt | For | For | For |
| | Compensation Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Steel Dynamics, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| STLD | CUSIP9 858119100 | 05/21/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.1 | Elect Keith Busse | Mgmt | For | For | For |
| 1.2 | Elect Mark Millett | Mgmt | For | For | For |
| 1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For |
| 1.4 | Elect John Bates | Mgmt | For | For | For |
| 1.5 | Elect Frank Byrne | Mgmt | For | For | For |
| 1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
| 1.7 | Elect Richard Freeland | Mgmt | For | For | For |
| 1.8 | Elect Jürgen Kolb | Mgmt | For | For | For |
| 1.9 | Elect James Marcuccilli | Mgmt | For | For | For |
| 1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
TD Ameritrade Holding Corp. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| AMTD | CUSIP9 87236Y108 | 02/18/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect W. Edmund Clark | Mgmt | For | Withhold | Against |
| 1.2 | Elect Mark Mitchell | Mgmt | For | Withhold | Against |
| 1.3 | Elect Joseph Moglia | Mgmt | For | Withhold | Against |
| 1.4 | Elect Thomas Ricketts | Mgmt | For | Withhold | Against |
| 1.5 | Elect Fredric Tomczyk | Mgmt | For | Withhold | Against |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
|
|
Terex Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TEX | CUSIP9 880779103 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald DeFeo | Mgmt | For | For | For |
| 1.2 | Elect G. Chris Andersen | Mgmt | For | For | For |
| 1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For |
| 1.4 | Elect Don DeFosset | Mgmt | For | For | For |
| 1.5 | Elect William Fike | Mgmt | For | For | For |
| 1.6 | Elect Thomas Hansen | Mgmt | For | For | For |
| 1.7 | Elect Donald Jacobs | Mgmt | For | For | For |
| 1.8 | Elect David Sachs | Mgmt | For | For | For |
| 1.9 | Elect Oren Shaffer | Mgmt | For | For | For |
| 1.10 | Elect David Wang | Mgmt | For | For | For |
| 1.11 | Elect Helge Wehmeier | Mgmt | For | For | For |
| | | | | | |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Omnibus Incentive Plan | Mgmt | For | For | For |
|
|
The Men's Wearhouse Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| MW | CUSIP9 587118100 | 06/23/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect George Zimmer | Mgmt | For | For | For |
| 1.2 | Elect David Edwab | Mgmt | For | For | For |
| 1.3 | Elect Rinaldo Brutoco | Mgmt | For | For | For |
| 1.4 | Elect Michael Ray | Mgmt | For | For | For |
| 1.5 | Elect Sheldon Stein | Mgmt | For | For | For |
| 1.6 | Elect Deepak Chopra | Mgmt | For | For | For |
| 1.7 | Elect William Sechrest | Mgmt | For | For | For |
| 1.8 | Elect Larry Katzen | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
TIBCO Software Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| TIBX | CUSIP9 88632Q103 | 04/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Vivek Ranadive | Mgmt | For | For | For |
| 1.2 | Elect Eric Dunn | Mgmt | For | For | For |
| 1.3 | Elect Narendra Gupta | Mgmt | For | For | For |
| 1.4 | Elect Peter Job | Mgmt | For | For | For |
| 1.5 | Elect Philip Wood | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Transocean Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| RIG | CUSIP9 H8817H100 | 05/15/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Accounts and Reports | Mgmt | For | For | For |
| 2 | Ratification of Board and | Mgmt | For | For | For |
| | Management Acts | | | | |
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | | | | | |
| 5 | Amendment to the Long-Term | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 6 | Elect W. Richard Anderson | Mgmt | For | For | For |
| 7 | Elect Richard George | Mgmt | For | For | For |
| 8 | Elect Robert Long | Mgmt | For | For | For |
| 9 | Elect Edward Muller | Mgmt | For | For | For |
| 10 | Elect Victor Grijalva | Mgmt | For | For | For |
| 11 | Appointment of Auditor | Mgmt | For | For | For |
|
|
UTi Worldwide Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| UTIW | CUSIP9 G87210103 | 06/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Brian Belchers | Mgmt | For | For | For |
| 1.2 | Elect Roger MacFarlane | Mgmt | For | For | For |
| 1.3 | Elect Matthys Wessels | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | 2009 Long Term Incentive Plan | Mgmt | For | For | For |
| 4 | Executive Incentive Plan | Mgmt | For | For | For |
|
|
Valeant Pharmaceuticals | | | | | | |
International | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VRX | CUSIP9 91911X104 | 05/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Robert Ingram | Mgmt | For | Against | Against |
| 2 | Elect Lawrence Kugelman | Mgmt | For | For | For |
| 3 | Elect Theo Melas-Kyriazi | Mgmt | For | For | For |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Varian Medical Systems, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VAR | CUSIP9 92220P105 | 02/12/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Timothy Guertin | Mgmt | For | For | For |
| 1.2 | Elect David Martin, Jr. | Mgmt | For | For | For |
| | | | | | |
| 1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For |
|
| 1.4 | Elect Venkatraman Thyagarajan | Mgmt | For | For | For |
| 2 | Amendment to the 2005 Omnibus | Mgmt | For | Against | Against |
| | Stock Plan | | | | |
| 3 | TO APPROVE THE VARIAN | Mgmt | For | For | For |
| | MEDICAL SYSTEMS, INC. | | | | |
| | MANAGEMENT INCENTIVE PLAN. | | | | |
|
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Vertex Pharmaceuticals | | | | | | |
Incorporated | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VRTX | CUSIP9 92532F100 | 05/14/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Roger Brimblecombe | Mgmt | For | For | For |
| 1.2 | Elect Bruce Sachs | Mgmt | For | For | For |
| 2 | Amendment to the 2006 Stock and | Mgmt | For | Against | Against |
| | Option Plan | | | | |
| 3 | Ratification of Auditor | Mgmt | For | For | For |
|
|
VF Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VFC | CUSIP9 918204108 | 04/28/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Robert Hurst | Mgmt | For | For | For |
| 1.2 | Elect W. Alan McCollough | Mgmt | For | For | For |
| 1.3 | Elect M. Rust Sharp | Mgmt | For | For | For |
| 1.4 | Elect Raymond Viault | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Virgin Media Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| VMED | CUSIP9 92769L101 | 06/10/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Neil Berkett | Mgmt | For | For | For |
| | | | | | |
| 1.2 | Elect Steven Simmons | Mgmt | For | For | For |
| 1.3 | Elect George Zoffinger | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
| 3 | Amendment to the Sharesave Plan | Mgmt | For | Abstain | Against |
|
|
|
Warnaco Group Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WAC | CUSIP9 934390402 | 05/13/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect David Bell | Mgmt | For | For | For |
| 2 | Elect Robert Bowman | Mgmt | For | For | For |
| 3 | Elect Richard Goeltz | Mgmt | For | For | For |
| 4 | Elect Joseph Gromek | Mgmt | For | For | For |
| 5 | Elect Sheila Hopkins | Mgmt | For | For | For |
| 6 | Elect Charles Perrin | Mgmt | For | For | For |
| 7 | Elect Nancy Reardon | Mgmt | For | For | For |
| 8 | Elect Donald Seeley | Mgmt | For | For | For |
| 9 | Elect Cheryl Turpin | Mgmt | For | For | For |
| 10 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 11 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Watson Pharmaceuticals, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WPI | CUSIP9 942683103 | 05/08/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Ronald Taylor | Mgmt | For | For | For |
| 1.2 | Elect Andrew Turner | Mgmt | For | For | For |
| 1.3 | Elect Jack Michelson | Mgmt | For | For | For |
| 2 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Weatherford International Ltd. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| WFT | CUSIP9 H27013103 | 05/07/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Elect Bernard Duroc-Danner | Mgmt | For | For | For |
| | | | | | |
| 2 | Elect David Butters | Mgmt | For | For | For |
| 3 | Elect Nicholas Brady | Mgmt | For | For | For |
| 4 | Elect William Macaulay | Mgmt | For | For | For |
| 5 | Elect Robert Millard | Mgmt | For | For | For |
| 6 | Elect Robert Moses, Jr. | Mgmt | For | For | For |
| 7 | Elect Robert Rayne | Mgmt | For | Against | Against |
| 8 | Appointment of Auditor | Mgmt | For | For | For |
|
|
Xilinx, Inc. | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| XLNX | CUSIP9 983919101 | 08/14/2008 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Willem Roelandts | Mgmt | For | For | For |
| 1.2 | Elect Moshe Gavrielov | Mgmt | For | For | For |
| 1.3 | Elect John Doyle | Mgmt | For | For | For |
| 1.4 | Elect Jerald Fishman | Mgmt | For | For | For |
| 1.5 | Elect Philip Gianos | Mgmt | For | For | For |
| 1.6 | Elect William Howard, Jr. | Mgmt | For | For | For |
| 1.7 | Elect J. Michael Patterson | Mgmt | For | For | For |
| 1.8 | Elect Marshall Turner | Mgmt | For | For | For |
| 1.9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For |
| 2 | Amendment to the 1990 Employee | Mgmt | For | For | For |
| | Qualified Stock Purchase Plan | | | | |
|
| 3 | Amendment to the 2007 Equity | Mgmt | For | For | For |
| | Incentive Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
|
|
Zoran Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| ZRAN | CUSIP9 98975F101 | 06/26/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | United States | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1.1 | Elect Levy Gerzberg | Mgmt | For | For | For |
| 1.2 | Elect Uzia Galil | Mgmt | For | For | For |
| 1.3 | Elect Raymond Burgess | Mgmt | For | For | For |
| 1.4 | Elect James Meindl | Mgmt | For | For | For |
| 1.5 | Elect Jim Owens, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Arthur Stabenow | Mgmt | For | For | For |
| 1.7 | Elect Philip Young | Mgmt | For | For | For |
| | | | | | |
| 2 | Amendment to the 2005 Outside | Mgmt | For | Against | Against |
| | Directors Equity Plan | | | | |
| 3 | Amendment to the 1995 Employee | Mgmt | For | For | For |
| | Stock Purchase Plan | | | | |
| 4 | Ratification of Auditor | Mgmt | For | For | For |
| 5 | Option exchange program | Mgmt | For | Against | Against |
|
|
ZTE Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS Y0004F105 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Annual | China | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Financial Statements | Mgmt | For | For | For |
| 2 | Directors' Report | Mgmt | For | For | For |
| 3 | Supervisors' Report | Mgmt | For | For | For |
| 4 | President's Report | Mgmt | For | For | For |
| 5 | Accounts and Reports | Mgmt | For | For | For |
| 6 | Framework Purchase Agreement for | Mgmt | For | Against | Against |
| | 2009 | | | | |
| 7 | Application for Credit Lines to | Mgmt | For | For | For |
| | National Development Bank | | | | |
| 8 | Application for Credit Lines to the | Mgmt | For | For | For |
| | Bank of China Limited | | | | |
| 9 | Appointment of PRC Auditor and | Mgmt | For | Abstain | Against |
| | Authority to Set Fees | | | | |
| 10 | Appointment of Hong Kong Auditor | Mgmt | For | For | For |
| | and Authority to Set Fees | | | | |
| 11 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| 12 | Authority to Issue Shares w/o | Mgmt | For | For | For |
| | Preemptive Rights | | | | |
| 13 | Amendments to Articles | Mgmt | For | For | For |
| 14 | Amendments to Articles and Rules | Mgmt | For | For | For |
|
|
|
ZTE Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS Y0004F105 | 05/19/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Other | China | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| | | | | | |
ZTE Corporation | | | | | | |
| Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CINS Y0004F105 | 06/30/2009 | | Voted | |
| Meeting Type | Country of Trade | | | | |
| Special | China | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
| 3 | Elect QU Xiaohui | Mgmt | For | Against | Against |
| 4 | Elect CHEN Naiwei | Mgmt | For | Against | Against |
| 5 | Elect WEI Wei | Mgmt | For | Against | Against |
| 6 | Provision of Guarantee | Mgmt | For | For | For |
| 7 | Provision of Performance | Mgmt | For | For | For |
| | Guarantee | | | | |
| 8 | Renewal of General Mandate to | Mgmt | For | For | For |
| | Issue Shares w/out Preemptive | | | | |
| | Rights | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
Registrant: | Putnam Vista Fund |
| |
By: | /s/ Charles E. Porter |
| |
Name: | Charles E. Porter |
| |
Title: | Executive Vice President, Associate Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
Date: | August 3, 2009 |