| | | |
| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
| |
| Investment Company Act File Number : | 811-1561 |
| |
| Name of Registrant: | Putnam Vista Fund |
| |
| Address of Principal Executive Offices: | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| Name and address of agent of service: | |
| | James P. Pappas, Vice President |
| | Putnam Vista Fund | |
| | One Post Office Square |
| | Boston, Massachusetts 02109 |
| CC: | | |
| | John W. Gerstmayr, Esq. |
| | Ropes & Gray LLP | |
| | One International Place |
| | Boston, Massachusetts 02110 |
| Registrant's telephone number including area code: |
| | (617) 292-1000 | |
| Date of fiscal year end: | |
| | 7/31/09 | |
| Date of reporting period: | |
| | 07/01/2009 - 06/30/2010 |
| | |
| | | | | | |
| Item 1: Proxy Voting Record | | | | | | |
| |
| Registrant : Putnam Vista Fund | | | | | | |
| Fund Name : Putnam Vista Fund | | | | | | |
| |
| Date of fiscal year end : 07/31/2009 | | | | | | |
| |
| |
| AerCap Holdings N.V. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AER | CUSIP N00985106 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Accounts and Reports | Mgmt | For | For | For |
| | 2 | Ratification of Board Acts | Mgmt | For | For | For |
| | 3 | Elect Michael Gradon | Mgmt | For | For | For |
| | 4 | Elect Niall Greene | Mgmt | For | For | For |
| | 5 | Elect Paul Dacier | Mgmt | For | For | For |
| | 6 | Elect Robert Warden | Mgmt | For | For | For |
| | 7 | Elect Gerald Strong | Mgmt | For | For | For |
| | 8 | Elect W. Ingersoll | Mgmt | For | For | For |
| | 9 | Elect Klaus Heineman | Mgmt | For | For | For |
| | 10 | Directors' Fees | Mgmt | For | For | For |
| | 11 | Designation of Mr. Keith A. Helming | Mgmt | For | For | For |
| |
| | 12 | Appointment of Auditor | Mgmt | For | For | For |
| | 13 | Authority to Repurchase Shares | Mgmt | For | For | For |
| | 14 | Amendments to Articles | Mgmt | For | For | For |
| |
| |
| Agco Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AGCO | CUSIP 001084102 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Francsico Roberto Andre Gros | Mgmt | For | Withhold | Against |
| |
| | 1.2 | Elect Gerald Johanneson | Mgmt | For | For | For |
| | 1.3 | Elect George Minnich | Mgmt | For | For | For |
| | 1.4 | Elect Curtis Moll | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Alexion Pharmaceuticals, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ALXN | CUSIP 015351109 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Leonard Bell | Mgmt | For | For | For |
| | 1.2 | Elect Max Link | Mgmt | For | For | For |
| | 1.3 | Elect William Keller | Mgmt | For | For | For |
| | 1.4 | Elect Joseph Madri | Mgmt | For | For | For |
| | 1.5 | Elect Larry Mathis | Mgmt | For | For | For |
| | 1.6 | Elect R. Douglas Norby | Mgmt | For | For | For |
| | 1.7 | Elect Alvin Parven | Mgmt | For | For | For |
| | 1.8 | Elect Andreas Rummelt | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Incentive | Mgmt | For | Against | Against |
| | | Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Align Technology, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ALGN | CUSIP 016255101 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect David Collins | Mgmt | For | For | For |
| | 2 | Elect Joseph Lacob | Mgmt | For | Against | Against |
| | 3 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For |
| | 4 | Elect George Morrow | Mgmt | For | For | For |
| | 5 | Elect David Nagel | Mgmt | For | For | For |
| | 6 | Elect Thomas Prescott | Mgmt | For | For | For |
| | 7 | Elect Greg Santora | Mgmt | For | For | For |
| | 8 | Elect Warren Thaler | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Amendment to the 2005 Incentive | Mgmt | For | Against | Against |
| | | Plan | | | | |
| | 11 | 2010 Employee Stock Purchase | Mgmt | For | For | For |
| | | Plan | | | | |
| | | | | | |
| |
| | | | | | | |
| Alpha Natural Resources, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ANR | CUSIP 02076X102 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Michael Quillen | Mgmt | For | For | For |
| | 1.2 | Elect William Crowley Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For |
| | 1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For |
| | 1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For |
| | 1.6 | Elect John Fox, Jr. | Mgmt | For | For | For |
| | 1.7 | Elect P. Michael Giftos | Mgmt | For | For | For |
| | 1.8 | Elect Joel Richards III | Mgmt | For | For | For |
| | 1.9 | Elect James Roberts | Mgmt | For | For | For |
| | 1.10 | Elect Ted Wood | Mgmt | For | For | For |
| | 2 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Alpha Natural Resources, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ANR | CUSIP 02076X102 | 07/31/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of the Merger | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Altera Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ALTR | CUSIP 021441100 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Daane | Mgmt | For | For | For |
| | 2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For |
| | 3 | Elect Kevin McGarity | Mgmt | For | For | For |
| | 4 | Elect T. Michael Nevens | Mgmt | For | For | For |
| | 5 | Elect Krish Prabhu | Mgmt | For | For | For |
| | 6 | Elect John Shoemaker | Mgmt | For | For | For |
| | 7 | Elect Susan Wang | Mgmt | For | For | For |
| | | | | | |
| | 8 | Amendment to the 2005 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 9 | Amendment to the 2005 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 10 | Amendment to the 1987 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 11 | Ratification of Auditor | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Simple Majority Vote | | | | |
| |
| |
| American Axle & Manufacturing | | | | | | |
| Holdings, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AXL | CUSIP 024061103 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Salvatore Bonanno, Sr. | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Elizabeth Chappell | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Henry Yang | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Amylin Pharmaceuticals, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AMLN | CUSIP 032346108 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Adrian Adams | Mgmt | For | For | For |
| | 1.2 | Elect Teresa Beck | Mgmt | For | For | For |
| | 1.3 | Elect M. Kathleen Behrens | Mgmt | For | For | For |
| | 1.4 | Elect Daniel Bradbury | Mgmt | For | For | For |
| | 1.5 | Elect Paul Clark | Mgmt | For | For | For |
| | 1.6 | Elect Paulo Costa | Mgmt | For | For | For |
| | 1.7 | Elect Alexander Denner | Mgmt | For | For | For |
| | 1.8 | Elect Karin Eastham | Mgmt | For | For | For |
| | 1.9 | Elect James Gavin III | Mgmt | For | For | For |
| | 1.10 | Elect Jay Skyler | Mgmt | For | For | For |
| | 1.11 | Elect Joseph Sullivan | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| Anadarko Petroleum Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | APC | CUSIP 032511107 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
| | 2 | Elect Preston Geren III | Mgmt | For | For | For |
| | 3 | Elect James Hackett | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Adopting Sexual Orientation and | | | | |
| | | Gender Identity Anti-Bias Policy | | | | |
| |
| | 6 | Shareholder Proposal | ShrHldr | Against | Against | For |
| | | Reimbursement of Solicitation | | | | |
| | | Expenses | | | | |
| |
| |
| Apartment Investment and | | | | | | |
| Management Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AIV | CUSIP 03748R101 | 04/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect James Bailey | Mgmt | For | For | For |
| | 2 | Elect Terry Considine | Mgmt | For | For | For |
| | 3 | Elect Richard Ellwood | Mgmt | For | For | For |
| | 4 | Elect Thomas Keltner | Mgmt | For | For | For |
| | 5 | Elect J. Landis Martin | Mgmt | For | For | For |
| | 6 | Elect Robert Miller | Mgmt | For | For | For |
| | 7 | Elect Kathleen Nelson | Mgmt | For | For | For |
| | 8 | Elect Michael Stein | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Assurant, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AIZ | CUSIP 04621X108 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Howard Carver | Mgmt | For | For | For |
| | 1.2 | Elect Juan Cento | Mgmt | For | For | For |
| | 1.3 | Elect Allen Freedman | Mgmt | For | For | For |
| | 1.4 | Elect Elaine Rosen | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| | 4 | Repeal of Classified Board | Mgmt | For | For | For |
| | 5 | Amendment to the Long Term | Mgmt | For | For | For |
| | | Equity Incentive Plan | | | | |
| |
| |
| Atlas Energy, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ATLS | CUSIP 049298102 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Carlton Arrendell | Mgmt | For | For | For |
| | 1.2 | Elect Jonathan Cohen | Mgmt | For | For | For |
| | 1.3 | Elect Donald Delson | Mgmt | For | For | For |
| |
| |
| Autodesk, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ADSK | CUSIP 052769106 | 06/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Carl Bass | Mgmt | For | For | For |
| | 2 | Elect Crawford Beveridge | Mgmt | For | For | For |
| | 3 | Elect J. Hallam Dawson | Mgmt | For | For | For |
| | 4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For |
| | 5 | Elect Sean Maloney | Mgmt | For | For | For |
| | 6 | Elect Mary McDowell | Mgmt | For | For | For |
| | 7 | Elect Charles Robel | Mgmt | For | For | For |
| | 8 | Elect Steven West | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Executive Incentive Plan | Mgmt | For | Against | Against |
| | 11 | Amendments to the 2008 Employee | Mgmt | For | Against | Against |
| | | Stock Plan | | | | |
| | | | | | |
| |
| | | | | | | |
| Avery Dennison Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | AVY | CUSIP 053611109 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Rolf Borjesson | Mgmt | For | For | For |
| | 2 | Elect Peter Mullin | Mgmt | For | For | For |
| | 3 | Elect Patrick Siewert | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement and the Interested | | | | |
| | | Persons Stock Repurchase | | | | |
| | | Provision | | | | |
| | 6 | Amendment to the Stock Option and | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| |
| |
| Bed Bath & Beyond Inc | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BBBY | CUSIP 075896100 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Warren Eisenberg | Mgmt | For | For | For |
| | 2 | Elect Leonard Feinstein | Mgmt | For | For | For |
| | 3 | Elect Steven Temares | Mgmt | For | For | For |
| | 4 | Elect Dean Adler | Mgmt | For | For | For |
| | 5 | Elect Stanley Barshay | Mgmt | For | For | For |
| | 6 | Elect Klaus Eppler | Mgmt | For | For | For |
| | 7 | Elect Patrick Gaston | Mgmt | For | For | For |
| | 8 | Elect Jordan Heller | Mgmt | For | For | For |
| | 9 | Elect Victoria Morrison | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| BioMarin Pharmaceutical Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BMRN | CUSIP 09061G101 | 05/12/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| | 1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For |
| | 1.2 | Elect Michael Grey | Mgmt | For | For | For |
| | 1.3 | Elect Elaine Heron | Mgmt | For | For | For |
| | 1.4 | Elect Pierre Lapalme | Mgmt | For | For | For |
| | 1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For |
| | 1.6 | Elect Alan Lewis | Mgmt | For | For | For |
| | 1.7 | Elect Richard Meier | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Share | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Brookfield Properties Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BPO | CUSIP 112900105 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Board Size | Mgmt | For | For | For |
| | 2.1 | Elect Gordon Arnell | Mgmt | For | For | For |
| | 2.2 | Elect William Cahill | Mgmt | For | For | For |
| | 2.3 | Elect Richard Clark | Mgmt | For | For | For |
| | 2.4 | Elect Jack Cockwell | Mgmt | For | Withhold | Against |
| | 2.5 | Elect Roderick Fraser | Mgmt | For | For | For |
| | 2.6 | Elect Paul McFarlane | Mgmt | For | For | For |
| | 2.7 | Elect Allan Olson | Mgmt | For | For | For |
| | 2.8 | Elect Robert Stelzl | Mgmt | For | For | For |
| | 2.9 | Elect Diana Taylor | Mgmt | For | For | For |
| | 2.10 | Elect John E. Zuccotti | Mgmt | For | For | For |
| | 3 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| |
| |
| Bruker Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BRKR | CUSIP 116794108 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Wolf-Dieter Emmerich | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Brenda Furlong | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Frank Laukien | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Richard Packer | Mgmt | For | Withhold | Against |
| | | | | | |
| | 2 | 2010 Incentive Compensation Plan | Mgmt | For | For | For |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| CapitalSource Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CSE | CUSIP 14055X102 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Andrew Fremder | Mgmt | For | For | For |
| | 1.2 | Elect C. William Hosler | Mgmt | For | For | For |
| | 1.3 | Elect James J. Pieczynski | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Equity Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| |
| |
| Cerner Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CERN | CUSIP 156782104 | 05/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Gerald Bisbee, Jr. | Mgmt | For | For | For |
| | 1.2 | Elect Linda Dillman | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the Performance- | Mgmt | For | For | For |
| | | Based Compensation Plan | | | | |
| |
| |
| |
| Check Point Software Tech LT | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CHKP | CUSIP M22465104 | 06/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Gil Shwed | Mgmt | For | For | For |
| | 1.2 | Elect Marius Nacht | Mgmt | For | For | For |
| | 1.3 | Elect Jerry Ungerman | Mgmt | For | For | For |
| | 1.4 | Elect Dan Propper | Mgmt | For | For | For |
| | | | | | |
| | 1.5 | Elect David Rubner | Mgmt | For | For | For |
| | 1.6 | Elect Tal Shavit | Mgmt | For | For | For |
| | 2 | Appointment of Auditor | Mgmt | For | For | For |
| | 3 | Approval of Compensation for the | Mgmt | For | For | For |
| | | Company's Chairman and CEO, Gil | | | | |
| | | Shwed | | | | |
| |
| |
| Chicago Bridge & Iron Company | | | | | | |
| N.V. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CBI | CUSIP 167250109 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Michael Underwood | Mgmt | For | For | For |
| | 2 | Election of Management Board | Mgmt | For | For | For |
| | 3 | Accounts and Reports | Mgmt | For | For | For |
| | 4 | Ratification of Management Acts | Mgmt | For | For | For |
| |
| | 5 | Ratification of Board Acts | Mgmt | For | For | For |
| | 6 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 7 | Appointment of Auditor | Mgmt | For | For | For |
| | 8 | Incentive Compensation Plan | Mgmt | For | For | For |
| | 9 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 10 | Supervisory Board Fees | Mgmt | For | For | For |
| |
| |
| Clear Channel Outdoor Holdings, | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CCO | CUSIP 18451C109 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Blair E. Hendrix | Mgmt | For | Against | Against |
| | 2 | Elect Daniel G. Jones | Mgmt | For | Against | Against |
| | 3 | Elect Scott R. Wells | Mgmt | For | Against | Against |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Cliffs Natural Resources Inc. | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CLF | CUSIP 18683K101 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Ronald Cambre | Mgmt | For | For | For |
| | 1.2 | Elect Joseph Carrabba | Mgmt | For | For | For |
| | 1.3 | Elect Susan Cunningham | Mgmt | For | For | For |
| | 1.4 | Elect Barry Eldridge | Mgmt | For | For | For |
| | 1.5 | Elect Susan Green | Mgmt | For | For | For |
| | 1.6 | Elect Janice Henry | Mgmt | For | For | For |
| | 1.7 | Elect James Kirsch | Mgmt | For | For | For |
| | 1.8 | Elect Francis McAllister | Mgmt | For | For | For |
| | 1.9 | Elect Roger Phillips | Mgmt | For | For | For |
| | 1.10 | Elect Richard Riederer | Mgmt | For | For | For |
| | 1.11 | Elect Alan Schwartz | Mgmt | For | For | For |
| | 2 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 3 | Amendment to the 2007 Incentive | Mgmt | For | For | For |
| | | Equity Plan | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Constellation Energy Group, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CEG | CUSIP 210371100 | 05/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Yves de Balmann | Mgmt | For | For | For |
| | 2 | Elect Ann Berzin | Mgmt | For | For | For |
| | 3 | Elect James Brady | Mgmt | For | For | For |
| | 4 | Elect Daniel Camus | Mgmt | For | For | For |
| | 5 | Elect James Curtiss | Mgmt | For | For | For |
| | 6 | Elect Freeman Hrabowski III | Mgmt | For | For | For |
| | 7 | Elect Nancy Lampton | Mgmt | For | For | For |
| | 8 | Elect Robert Lawless | Mgmt | For | For | For |
| | 9 | Elect Mayo Shattuck III | Mgmt | For | For | For |
| | 10 | Elect John Skolds | Mgmt | For | For | For |
| | 11 | Elect Michael Sullivan | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Amendment to the 2007 Long-Term | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | | | | | |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| Core Laboratories N.V. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CLB | CUSIP N22717107 | 06/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect D. John Ogren | Mgmt | For | For | For |
| | 1.2 | Elect Joseph R. Perna | Mgmt | For | For | For |
| | 1.3 | Elect Jacobus Schouten | Mgmt | For | For | For |
| | 2 | Accounts and Reports | Mgmt | For | Against | Against |
| | 3 | Authority to Cancel Shares | Mgmt | For | For | For |
| | 4 | Authority to Repurchase Shares | Mgmt | For | For | For |
| |
| | 5 | Authority to Issue Common and | Mgmt | For | For | For |
| | | Preference Shares w/ Preemptive | | | | |
| | | Rights | | | | |
| | 6 | Authority to Limit or Eliminate | Mgmt | For | For | For |
| | | Preemptive Rights | | | | |
| | 7 | Amendments to Articles of | Mgmt | For | For | For |
| | | Association - Bundled | | | | |
| | 8 | Stock Split | Mgmt | For | For | For |
| | 9 | Appointment of Auditor | Mgmt | For | For | For |
| |
| |
| Corn Products International, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CPO | CUSIP 219023108 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Ilene Gordon | Mgmt | For | For | For |
| | 1.2 | Elect Karen Hendricks | Mgmt | For | For | For |
| | 1.3 | Elect Barbara Klein | Mgmt | For | For | For |
| | 1.4 | Elect Dwayne Wilson | Mgmt | For | For | For |
| | 2 | Repeal of Classified Board | Mgmt | For | For | For |
| | 3 | Amendment to the Stock Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| | 4 | Amendment to Annual Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| | | | | | |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Cummins Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CMI | CUSIP 231021106 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Bernhard | Mgmt | For | For | For |
| | 2 | Elect Franklin Chang-Diaz | Mgmt | For | For | For |
| | 3 | Elect Robert Herdman | Mgmt | For | For | For |
| | 4 | Elect Alexis Herman | Mgmt | For | For | For |
| | 5 | Elect N. Thomas Linebarger | Mgmt | For | For | For |
| | 6 | Elect William Miller | Mgmt | For | For | For |
| | 7 | Elect Georgia Nelson | Mgmt | For | For | For |
| | 8 | Elect Theodore Solso | Mgmt | For | For | For |
| | 9 | Elect Carl Ware | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Cytec Industries Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CYT | CUSIP 232820100 | 04/22/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Chris Davis | Mgmt | For | For | For |
| | 2 | Elect Shane Fleming | Mgmt | For | For | For |
| | 3 | Elect William Powell | Mgmt | For | For | For |
| | 4 | Elect Louis Hoynes, Jr. | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Dendreon Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DNDN | CUSIP 24823Q107 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Gerardo Canet | Mgmt | For | For | For |
| | 1.2 | Elect Bogdan Dziurzynski | Mgmt | For | For | For |
| | 1.3 | Elect Douglas Watson | Mgmt | For | For | For |
| | | | | | |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| DISH NETWORK CORPORATION | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DISH | CUSIP 25470M109 | 05/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect James DeFranco | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Cantey Ergen | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Gary Howard | Mgmt | For | Withhold | Against |
| | 1.6 | Elect David Moskowitz | Mgmt | For | Withhold | Against |
| | 1.7 | Elect Tom Ortolf | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Carl Vogel | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Edwards Lifesciences Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | EW | CUSIP 28176E108 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Ingram | Mgmt | For | Against | Against |
| | 2 | Elect William Link | Mgmt | For | For | For |
| | 3 | Elect Wesley von Schack | Mgmt | For | For | For |
| | 4 | Amendment to the Long-Term Stock | Mgmt | For | Against | Against |
| | | Incentive Compensation Program | | | | |
| |
| | 5 | Amendment to the Nonemployee | Mgmt | For | For | For |
| | | Directors Stock Incentive Program | | | | |
| |
| | 6 | 2010 Incentive Plan | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Electronic Arts Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ERTS | CUSIP 285512109 | 07/29/2009 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Leonard Coleman | Mgmt | For | For | For |
| | 2 | Elect Jeffrey Huber | Mgmt | For | For | For |
| | 3 | Elect Gary Kusin | Mgmt | For | For | For |
| | 4 | Elect Geraldine Laybourne | Mgmt | For | For | For |
| | 5 | Elect Gregory Maffei | Mgmt | For | For | For |
| | 6 | Elect Vivek Paul | Mgmt | For | For | For |
| | 7 | Elect Lawrence Probst III | Mgmt | For | For | For |
| | 8 | Elect John Riccitiello | Mgmt | For | For | For |
| | 9 | Elect Richard Simonson | Mgmt | For | For | For |
| | 10 | Elect Linda Srere | Mgmt | For | For | For |
| | 11 | Employee Stock Option Exchange | Mgmt | For | Against | Against |
| | | Program | | | | |
| | 12 | Amendment to the 2000 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 13 | Amendment to the 2000 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| | 14 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Emulex Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ELX | CUSIP 292475209 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Fred Cox | Mgmt | For | For | For |
| | 1.2 | Elect Michael Downey | Mgmt | For | For | For |
| | 1.3 | Elect Bruce Edwards | Mgmt | For | For | For |
| | 1.4 | Elect Paul Folino | Mgmt | For | For | For |
| | 1.5 | Elect Robert Goon | Mgmt | For | For | For |
| | 1.6 | Elect Don Lyle | Mgmt | For | For | For |
| | 1.7 | Elect James McCluney | Mgmt | For | For | For |
| | 1.8 | Elect Dean Yoost | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| F5 Networks, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FFIV | CUSIP 315616102 | 03/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Deborah Bevier | Mgmt | For | For | For |
| | 2 | Elect Alan Higginson | Mgmt | For | For | For |
| | 3 | Elect John McAdam | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Fifth Third Bancorp | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FITB | CUSIP 316773100 | 04/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Darryl Allen | Mgmt | For | For | For |
| | 1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Emerson Brumback | Mgmt | For | For | For |
| | 1.4 | Elect James Hackett | Mgmt | For | For | For |
| | 1.5 | Elect Gary Heminger | Mgmt | For | For | For |
| | 1.6 | Elect Jewell Hoover | Mgmt | For | For | For |
| | 1.7 | Elect Kevin Kabat | Mgmt | For | For | For |
| | 1.8 | Elect Mitchel Livingston | Mgmt | For | For | For |
| | 1.9 | Elect Hendrick Meijer | Mgmt | For | For | For |
| | 1.10 | Elect John Schiff, Jr. | Mgmt | For | For | For |
| | 1.11 | Elect Dudley Taft | Mgmt | For | For | For |
| | 1.12 | Elect Marsha Williams | Mgmt | For | For | For |
| | 2 | Adoption of Majority Vote for | Mgmt | For | For | For |
| | | Election of Directors | | | | |
| | 3 | Elimination of Cumulative Voting | Mgmt | For | For | For |
| |
| | 4 | Amendment to the Code of | Mgmt | For | Against | Against |
| | | Regulations | | | | |
| | 5 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| | 6 | Ratification of Auditor | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Independent Board Chairman | | | | |
| |
| |
| |
| Fortune Brands, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FO | CUSIP 349631101 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Anne Tatlock | Mgmt | For | For | For |
| | 2 | Elect Norman Wesley | Mgmt | For | For | For |
| | 3 | Elect Peter Wilson | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Elimination of Supermajority | Mgmt | For | For | For |
| | | Requirement | | | | |
| | 6 | 2010 Non-Employee Director Stock | Mgmt | For | For | For |
| | | Plan | | | | |
| | 7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| |
| FOSTER WHEELER AG | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | FWLT | CUSIP H27178104 | 05/05/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Eugene Atkinson | Mgmt | For | For | For |
| | 2 | Elect Steven Demetriou | Mgmt | For | For | For |
| | 3 | Elect Stephanie Hanbury-Brown | Mgmt | For | For | For |
| |
| | 4 | Elect Robert Flexon | Mgmt | For | For | For |
| | 5 | Appointment of Auditor | Mgmt | For | For | For |
| | 6 | Appointment of Auditor | Mgmt | For | For | For |
| | 7 | Accounts and Reports | Mgmt | For | For | For |
| | 8 | Ratification of Board and | Mgmt | For | For | For |
| | | Management Acts | | | | |
| | 9 | Allocation and Release of Additional | Mgmt | For | For | For |
| | | Paid-In Capital from Capital | | | | |
| | | Contribution to Reserves | | | | |
| |
| | 10 | Amendments to Articles to Change | Mgmt | For | For | For |
| | | the Seat of Foster Wheeler | | | | |
| |
| | 11 | Amendments to Articles to Eliminate | Mgmt | For | For | For |
| | | Requirement to List Citizenship of | | | | |
| | | Shareholders in the Share Register | | | | |
| | | | | | |
| | 12 | Amendments to Articles to Comply | Mgmt | For | For | For |
| | | with the Newly Enacted Swiss | | | | |
| | | Intermediary-Held Securities Act | | | | |
| |
| | 13 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Gannett Co., Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GCI | CUSIP 364730101 | 05/04/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Craig Dubow | Mgmt | For | For | For |
| | 1.2 | Elect Howard Elias | Mgmt | For | For | For |
| | 1.3 | Elect Arthur Harper | Mgmt | For | For | For |
| | 1.4 | Elect John Louis | Mgmt | For | For | For |
| | 1.5 | Elect Marjorie Magner | Mgmt | For | For | For |
| | 1.6 | Elect Scott McCune | Mgmt | For | For | For |
| | 1.7 | Elect Duncan McFarland | Mgmt | For | For | For |
| | 1.8 | Elect Donna Shalala | Mgmt | For | For | For |
| | 1.9 | Elect Neal Shapiro | Mgmt | For | For | For |
| | 1.10 | Elect Karen Williams | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2001 Omnibus | Mgmt | For | For | For |
| | | Incentive Compensation Plan | | | | |
| |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against |
| | | Restricting Tax Gross-up Payments | | | | |
| |
| |
| Genesis Lease Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GLS | CUSIP 37183T107 | 03/23/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approval of the Merger | Mgmt | For | For | For |
| | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| |
| |
| Gentex Corporation | | | | | | |
| | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | GNTX | CUSIP 371901109 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Mulder | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Frederick Sotok | Mgmt | For | For | For |
| | 1.3 | Elect Wallace Tsuha | Mgmt | For | For | For |
| | 2 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Harman International Industries, | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HAR | CUSIP 413086109 | 12/08/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Dinesh Paliwal | Mgmt | For | For | For |
| | 1.2 | Elect Edward Meyer | Mgmt | For | For | For |
| | 1.3 | Elect Gary Steel | Mgmt | For | For | For |
| |
| |
| Health Management Associates, | | | | | | |
| Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HMA | CUSIP 421933102 | 05/18/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Schoen | Mgmt | For | For | For |
| | 1.2 | Elect Gary Newsome | Mgmt | For | For | For |
| | 1.3 | Elect Kent Dauten | Mgmt | For | For | For |
| | 1.4 | Elect Donald Kiernan | Mgmt | For | For | For |
| | 1.5 | Elect Robert Knox | Mgmt | For | For | For |
| | 1.6 | Elect William Mayberry | Mgmt | For | For | For |
| | 1.7 | Elect Vicki O'Meara | Mgmt | For | For | For |
| | 1.8 | Elect William Steere, Jr. | Mgmt | For | For | For |
| | 1.9 | Elect Randolph Westerfield | Mgmt | For | For | For |
| | | | | | |
| | 2 | Amendment to the 1996 Executive | Mgmt | For | For | For |
| | | Incentive Compensation Plan | | | | |
| |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Human Genome Sciences, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | HGSI | CUSIP 444903108 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Richard Danzig | Mgmt | For | For | For |
| | 1.2 | Elect Jurgen Drews | Mgmt | For | For | For |
| | 1.3 | Elect Maxine Gowen | Mgmt | For | For | For |
| | 1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For |
| | 1.5 | Elect Argeris Karabelas | Mgmt | For | For | For |
| | 1.6 | Elect John LaMattina | Mgmt | For | For | For |
| | 1.7 | Elect Augustine Lawlor | Mgmt | For | For | For |
| | 1.8 | Elect H. Thomas Watkins | Mgmt | For | For | For |
| | 1.9 | Elect Robert Young | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| InterMune, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ITMN | CUSIP 45884X103 | 05/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect David Kabakoff | Mgmt | For | For | For |
| | 1.2 | Elect Daniel Welch | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| International Game Technology | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IGT | CUSIP 459902102 | 03/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Paget Alves | Mgmt | For | For | For |
| | 1.2 | Elect Patti Hart | Mgmt | For | For | For |
| | | | | | |
| | 1.3 | Elect Robert Mathewson | Mgmt | For | For | For |
| | 1.4 | Elect Thomas Matthews | Mgmt | For | For | For |
| | 1.5 | Elect Robert Miller | Mgmt | For | For | For |
| | 1.6 | Elect Frederick Rentschler | Mgmt | For | For | For |
| | 1.7 | Elect David Roberson | Mgmt | For | For | For |
| | 1.8 | Elect Philip Satre | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| International Game Technology | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IGT | CUSIP 459902102 | 09/30/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Stock Option Exchange Program for | Mgmt | For | Against | Against |
| | | Eligible Employees | | | | |
| |
| |
| International Rectifier Corporation | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | IRF | CUSIP 460254105 | 11/09/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Robert Attiyeh | Mgmt | For | For | For |
| | 1.2 | Elect Oleg Khaykin | Mgmt | For | For | For |
| | 1.3 | Elect James Plummer | Mgmt | For | For | For |
| | 2 | Repeal of Classified Board | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Director Age | | | | |
| |
| |
| iShares MSCI Brazil Index Fund | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XBZ | CUSIP 464286400 | 01/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | George G.C. Parker | Mgmt | For | Withhold | Against |
| | | | | | |
| | 1.2 | J. Darrell Duffie | Mgmt | For | Withhold | Against |
| | 1.3 | Cecilia H. Herbert | Mgmt | For | Withhold | Against |
| | 1.4 | Charles A. Hurty | Mgmt | For | Withhold | Against |
| | 1.5 | John E. Kerrigan | Mgmt | For | Withhold | Against |
| | 1.6 | Robert H. Silver | Mgmt | For | Withhold | Against |
| | 1.7 | Lee T. Kranefuss | Mgmt | For | Withhold | Against |
| | 1.8 | John E. Martinez | Mgmt | For | Withhold | Against |
| | 1.9 | Robert S. Kapito | Mgmt | For | Withhold | Against |
| |
| |
| iShares MSCI Brazil Index Fund | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XBZ | CUSIP 464286400 | 01/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Approve a new investment advisory | Mgmt | For | For | For |
| | | agreement between each Company, | | | | |
| | | on behalf of each of its funds and | | | | |
| | | Barclays Global Fund Advisors [the | | | | |
| | | adviser] | | | | |
| |
| | 2 | | Mgmt | For | For | For |
| | | To Approve A Change In The | | | | |
| | | Classification Of The Fund S | | | | |
| | | Investment Objective From A | | | | |
| | | Fundamental Investment Policy To A | | | | |
| | | Non-Fundamental Investment | | | | |
| | | Policy. | | | | |
| |
| |
| JA Solar Holdings Co., Ltd. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JASO | CUSIP 466090107 | 08/03/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Baofang Jin | Mgmt | For | Against | Against |
| | 2 | Elect Huaijin Yang | Mgmt | For | Against | Against |
| | 3 | Elect Bingyan Ren | Mgmt | For | Against | Against |
| | 4 | Elect Honghua Xu | Mgmt | For | Against | Against |
| | 5 | Elect Jian Xie | Mgmt | For | Against | Against |
| | 6 | Elect Jiqing Huang | Mgmt | For | Against | Against |
| | 7 | Elect Hope Ni | Mgmt | For | Against | Against |
| | | | | | |
| | 8 | Amendment to Articles of | Mgmt | For | For | For |
| | | Association | | | | |
| |
| |
| Jabil Circuit, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JBL | CUSIP 466313103 | 01/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Mel Lavitt | Mgmt | For | For | For |
| | 1.2 | Elect Timothy Main | Mgmt | For | For | For |
| | 1.3 | Elect William Morean | Mgmt | For | For | For |
| | 1.4 | Elect Lawrence Murphy | Mgmt | For | For | For |
| | 1.5 | Elect Frank Newman | Mgmt | For | For | For |
| | 1.6 | Elect Steven Raymund | Mgmt | For | For | For |
| | 1.7 | Elect Thomas Sansone | Mgmt | For | For | For |
| | 1.8 | Elect David Stout | Mgmt | For | For | For |
| | 1.9 | Elect Kathleen Walters | Mgmt | For | For | For |
| | 2 | Amendment to the 2002 Stock | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | 4 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Jones Lang LaSalle Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JLL | CUSIP 48020Q107 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Colin Dyer | Mgmt | For | For | For |
| | 2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For |
| | 3 | Elect DeAnne Julius | Mgmt | For | For | For |
| | 4 | Elect Ming Lu | Mgmt | For | For | For |
| | 5 | Elect Lauralee Martin | Mgmt | For | For | For |
| | 6 | Elect Sheila Penrose | Mgmt | For | For | For |
| | 7 | Elect David Rickard | Mgmt | For | For | For |
| | 8 | Elect Roger Staubach | Mgmt | For | For | For |
| | 9 | Elect Thomas Theobald | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Transaction of Other Business | Mgmt | For | Against | Against |
| | | | | | |
| |
| | | | | | | |
| Joy Global Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | JOYG | CUSIP 481165108 | 03/09/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Steven Gerard | Mgmt | For | For | For |
| | 1.2 | Elect John Hanson | Mgmt | For | For | For |
| | 1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For |
| | 1.4 | Elect Gale Klappa | Mgmt | For | For | For |
| | 1.5 | Elect Richard Loynd | Mgmt | For | For | For |
| | 1.6 | Elect P. Eric Siegert | Mgmt | For | For | For |
| | 1.7 | Elect Michael Sutherlin | Mgmt | For | For | For |
| | 1.8 | Elect James Tate | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Kansas City Southern | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KSU | CUSIP 485170302 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Lu Cordova | Mgmt | For | For | For |
| | 1.2 | Elect Terrence Dunn | Mgmt | For | For | For |
| | 1.3 | Elect Antonio Garza, Jr. | Mgmt | For | For | For |
| | 1.4 | Elect David Starling | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Keycorp | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KEY | CUSIP 493267108 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect William Bares | Mgmt | For | For | For |
| | 1.2 | Elect Joseph Carrabba | Mgmt | For | For | For |
| | 1.3 | Elect Carol Cartwright | Mgmt | For | For | For |
| | 1.4 | Elect Alexander Cutler | Mgmt | For | For | For |
| | 1.5 | Elect Elizabeth Gile | Mgmt | For | For | For |
| | 1.6 | Elect Ruth Ann Gillis | Mgmt | For | For | For |
| | | | | | |
| | 1.7 | Elect Kristen Manos | Mgmt | For | For | For |
| | 1.8 | Elect Eduardo Menasce | Mgmt | For | For | For |
| | 1.9 | Elect Henry Meyer III | Mgmt | For | For | For |
| | 1.10 | Elect Edward Stack | Mgmt | For | For | For |
| | 1.11 | Elect Thomas Stevens | Mgmt | For | For | For |
| | 2 | 2010 Equity Compensation Plan | Mgmt | For | For | For |
| |
| | 3 | Amendment to Authorized Preferred | Mgmt | For | For | For |
| | | Stock | | | | |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Advisory Vote on Executive | Mgmt | For | For | For |
| | | Compensation | | | | |
| |
| |
| Kinetic Concepts, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | KCI | CUSIP 49460W208 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Ronald Dollens | Mgmt | For | For | For |
| | 1.2 | Elect Catherine Burzik | Mgmt | For | For | For |
| | 1.3 | Elect John Byrnes | Mgmt | For | For | For |
| | 1.4 | Elect Harry Jacobson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| L-3 Communications Holdings, Inc. | | | | | | |
| |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LLL | CUSIP 502424104 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Claude Canizares | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Corcoran | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Lewis Kramer | Mgmt | For | For | For |
| | 1.4 | Elect Alan Washkowitz | Mgmt | For | For | For |
| | 2 | Amendment to the 2008 Long Term | Mgmt | For | For | For |
| | | Performance Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| Las Vegas Sands Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LVS | CUSIP 517834107 | 06/03/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Sheldon Adelson | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Irwin Chafetz | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainability Report | | | | |
| |
| | 4 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Lennox International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LII | CUSIP 526107107 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Todd Bluedorn | Mgmt | For | For | For |
| | 1.2 | Elect Janet Cooper | Mgmt | For | For | For |
| | 1.3 | Elect Charles Henry | Mgmt | For | For | For |
| | 1.4 | Elect Terry Stinson | Mgmt | For | For | For |
| | 1.5 | Elect Richard Thompson | Mgmt | For | For | For |
| | 2 | Amended and Restated 2010 | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Liberty Global, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LBTYA | CUSIP 530555101 | 06/17/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Miranda Curtis | Mgmt | For | For | For |
| | 1.2 | Elect John Dick | Mgmt | For | For | For |
| | 1.3 | Elect J.C. Sparkman | Mgmt | For | For | For |
| | 1.4 | Elect J. David Wargo | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Incentive | Mgmt | For | For | For |
| | | Plan | | | | |
| | | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Life Technologies Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LIFE | CUSIP 53217V109 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect George Adam | Mgmt | For | For | For |
| | 1.2 | Elect Raymond Dittamore | Mgmt | For | For | For |
| | 1.3 | Elect Arnold Levine | Mgmt | For | For | For |
| | 1.4 | Elect Bradley Lorimier | Mgmt | For | For | For |
| | 1.5 | Elect David U'Prichard | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | Against | Against |
| | 3 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation of the Company | | | | |
| | | (Adoption of Majority Vote for | | | | |
| | | Election of Directors) | | | | |
| | 4 | Amendment to the Certificate of | Mgmt | For | For | For |
| | | Incorporation of the Company | | | | |
| | | (Elimination of Supermajority | | | | |
| | | Requirement) | | | | |
| | 5 | Amendment to the Bylaws of the | Mgmt | For | For | For |
| | | Company (Adoption of Majority Vote | | | | |
| | | for Election of Directors) | | | | |
| |
| | 6 | Amendment to the Bylaws of the | Mgmt | For | For | For |
| | | Company (Elimination of | | | | |
| | | Supermajority Provisions) | | | | |
| | 7 | 2010 Incentive Compensation Plan | Mgmt | For | For | For |
| |
| |
| Lincare Holdings Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LNCR | CUSIP 532791100 | 05/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Byrnes | Mgmt | For | For | For |
| | 1.2 | Elect Stuart Altman | Mgmt | For | For | For |
| | 1.3 | Elect Chester Black | Mgmt | For | For | For |
| | 1.4 | Elect Frank Byrne | Mgmt | For | For | For |
| | | | | | |
| | 1.5 | Elect William Miller III | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Lincoln Electric Holdings, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | LECO | CUSIP 533900106 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stephen Hanks | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Kathryn Lincoln | Mgmt | For | Withhold | Against |
| | 1.3 | Elect William Macdonald, III | Mgmt | For | Withhold | Against |
| | 1.4 | Elect George Walls, Jr. | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Loews Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | L | CUSIP 540424108 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Ann Berman | Mgmt | For | Against | Against |
| | 2 | Elect Joseph Bower | Mgmt | For | Against | Against |
| | 3 | Elect Charles Diker | Mgmt | For | Against | Against |
| | 4 | Elect Jacob Frenkel | Mgmt | For | Against | Against |
| | 5 | Elect Paul Fribourg | Mgmt | For | Against | Against |
| | 6 | Elect Walter Harris | Mgmt | For | Against | Against |
| | 7 | Elect Philip Laskawy | Mgmt | For | Against | Against |
| | 8 | Elect Ken Miller | Mgmt | For | Against | Against |
| | 9 | Elect Gloria Scott | Mgmt | For | Against | Against |
| | 10 | Elect Andrew Tisch | Mgmt | For | Against | Against |
| | 11 | Elect James Tisch | Mgmt | For | Against | Against |
| | 12 | Elect Jonathan Tisch | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| |
| |
| Masco Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MAS | CUSIP 574599106 | 05/11/2010 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Dennis Archer | Mgmt | For | For | For |
| | 2 | Elect Anthony Earley, Jr. | Mgmt | For | For | For |
| | 3 | Elect Lisa Payne | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| | 5 | Amendment to the 2005 Long-Term | Mgmt | For | Against | Against |
| | | Stock Incentive Plan | | | | |
| |
| |
| Maxim Integrated Products, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MXIM | CUSIP 57772K101 | 12/10/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Tunc Doluca | Mgmt | For | For | For |
| | 1.2 | Elect B. Kipling Hagopian | Mgmt | For | For | For |
| | 1.3 | Elect James Bergman | Mgmt | For | For | For |
| | 1.4 | Elect Joseph Bronson | Mgmt | For | For | For |
| | 1.5 | Elect Robert Grady | Mgmt | For | For | For |
| | 1.6 | Elect William Watkins | Mgmt | For | For | For |
| | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2008 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| |
| | 4 | Amendment to the 1996 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 5 | Executive Bonus Plan | Mgmt | For | For | For |
| |
| |
| Mettler-Toledo International Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | MTD | CUSIP 592688105 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Spoerry | Mgmt | For | Against | Against |
| | 2 | Elect Wah-Hui Chu | Mgmt | For | For | For |
| | 3 | Elect Francis Contino | Mgmt | For | For | For |
| | 4 | Elect Olivier Filliol | Mgmt | For | For | For |
| | | | | | |
| | 5 | Elect Michael Kelly | Mgmt | For | For | For |
| | 6 | Elect Martin Madaus | Mgmt | For | For | For |
| | 7 | Elect Hans Ulrich Maerki | Mgmt | For | For | For |
| | 8 | Elect George Milne, Jr. | Mgmt | For | For | For |
| | 9 | Elect Thomas Salice | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Netflix, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NFLX | CUSIP 64110L106 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Timothy Haley | Mgmt | For | For | For |
| | 1.2 | Elect Gregory Stanger | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2002 Employee | Mgmt | For | For | For |
| | | Stock Purchase Plan | | | | |
| |
| |
| NII Holdings, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NIHD | CUSIP 62913F201 | 05/11/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Steven Dussek | Mgmt | For | For | For |
| | 1.2 | Elect Donald Guthrie | Mgmt | For | For | For |
| | 1.3 | Elect Steven Shindler | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2004 Incentive | Mgmt | For | Against | Against |
| | | Compensation Plan | | | | |
| |
| |
| NVIDIA Corporation | | | | | | |
| �� | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | NVDA | CUSIP 67066G104 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect James Gaither | Mgmt | For | For | For |
| | | | | | |
| | 2 | Elect Jen-Hsun Huang | Mgmt | For | For | For |
| | 3 | Elect A. Brooke Seawell | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Officemax Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OMX | CUSIP 67622P101 | 04/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Dorrit Bern | Mgmt | For | For | For |
| | 2 | Elect Warren Bryant | Mgmt | For | For | For |
| | 3 | Elect Joseph DePinto | Mgmt | For | For | For |
| | 4 | Elect Sam Duncan | Mgmt | For | For | For |
| | 5 | Elect Rakesh Gangwal | Mgmt | For | For | For |
| | 6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For |
| |
| | 7 | Elect William Montgoris | Mgmt | For | For | For |
| | 8 | Elect David Szymanski | Mgmt | For | For | For |
| | 9 | Ratification of Auditor | Mgmt | For | For | For |
| | 10 | Amendment to the 2003 Incentive | Mgmt | For | For | For |
| | | and Performance Plan | | | | |
| |
| |
| Oil States International, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | OIS | CUSIP 678026105 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Martin Lambert | Mgmt | For | For | For |
| | 1.2 | Elect Mark Papa | Mgmt | For | For | For |
| | 1.3 | Elect Stephen Wells | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Onyx Pharmaceuticals, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ONXX | CUSIP 683399109 | 05/26/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Corinne Nevinny | Mgmt | For | For | For |
| | 1.2 | Elect Thomas Wiggans | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Patterson Companies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PDCO | CUSIP 703395103 | 09/14/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ellen Rudnick | Mgmt | For | For | For |
| | 1.2 | Elect Harold Slavkin | Mgmt | For | For | For |
| | 1.3 | Elect James Wiltz | Mgmt | For | For | For |
| | 1.4 | Elect Les Vinney | Mgmt | For | For | For |
| | 2 | Amendment to the Equity Incentive | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| PerkinElmer, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PKI | CUSIP 714046109 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Robert Friel | Mgmt | For | For | For |
| | 2 | Elect Nicholas Lopardo | Mgmt | For | For | For |
| | 3 | Elect Alexis Michas | Mgmt | For | For | For |
| | 4 | Elect James Mullen | Mgmt | For | For | For |
| | 5 | Elect Vicki Sato | Mgmt | For | For | For |
| | 6 | Elect Gabriel Schmergel | Mgmt | For | For | For |
| | 7 | Elect Kenton Sicchitano | Mgmt | For | For | For |
| | 8 | Elect Patrick Sullivan | Mgmt | For | For | For |
| | 9 | Elect G. Robert Tod | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Petroleum Geo-Services ASA | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PGS | CINS R69628114 | 04/29/2010 | | Take No Action |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Annual | Norway | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
| 3 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A |
| 4 | Election of an Individual to Check | Mgmt | For | TNA | N/A |
| | Minutes | | | | |
| 5 | Accounts and Reports | Mgmt | For | TNA | N/A |
| 6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A |
| 7 | Elect Francis Gugen | Mgmt | For | TNA | N/A |
| 8 | Elect Harald Norvik | Mgmt | For | TNA | N/A |
| 9 | Elect Daniel Piette | Mgmt | For | TNA | N/A |
| 10 | Elect Holly van Deursen | Mgmt | For | TNA | N/A |
| 11 | Elect Annette Malm Justad | Mgmt | For | TNA | N/A |
| 12 | Elect Carol Bell | Mgmt | For | TNA | N/A |
| 13 | Elect Ingar Skaug | Mgmt | For | TNA | N/A |
| 14 | Elect Roger O’Neil | Mgmt | For | TNA | N/A |
| 15 | Elect C. Maury Devine | Mgmt | For | TNA | N/A |
| 16 | Elect Hanne Harlem | Mgmt | For | TNA | N/A |
| 17 | Directors' and Nominating | Mgmt | For | TNA | N/A |
| | Committee Fees | | | | |
| 18 | Compensation Guidelines for Board | Mgmt | For | TNA | N/A |
| | of Directors | | | | |
| 19 | Compensation Guidelines for | Mgmt | For | TNA | N/A |
| | Nominating Committee | | | | |
| 20 | Compensation Policy | Mgmt | For | TNA | N/A |
| 21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A |
| |
| 22 | Amendment Regarding Voting | Mgmt | For | TNA | N/A |
| 23 | Authority to Set Extraordinary | Mgmt | For | TNA | N/A |
| | Meeting Notice Period at 14 Days | | | | |
| |
| 24 | Employee Stock Option Plan | Mgmt | For | TNA | N/A |
| 25 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | Preemptive Rights | | | | |
| 26 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A |
| | Preemptive Rights Pursuant to | | | | |
| | Stock Option Plan | | | | |
| 27 | Authority to Issue Convertible | Mgmt | For | TNA | N/A |
| | Bonds | | | | |
| 28 | Ratification of Board Acts | Mgmt | For | TNA | N/A |
| | | | | | |
| |
| | | | | | | |
| Pioneer Natural Resources | | | | | | |
| Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PXD | CUSIP 723787107 | 05/14/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Andrew Lundquist | Mgmt | For | For | For |
| | 1.2 | Elect Charles Ramsey, Jr. | Mgmt | For | For | For |
| | 1.3 | Elect Frank Risch | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Shareholder Proposal Regarding | ShrHldr | Abstain | For | Against |
| | | Majority Vote for Election of | | | | |
| | | Directors | | | | |
| |
| |
| Polycom, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | PLCM | CUSIP 73172K104 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Robert Hagerty | Mgmt | For | For | For |
| | 1.2 | Elect Michael Kourey | Mgmt | For | For | For |
| | 1.3 | Elect Betsy Atkins | Mgmt | For | For | For |
| | 1.4 | Elect David DeWalt | Mgmt | For | For | For |
| | 1.5 | Elect John Kelley, Jr. | Mgmt | For | For | For |
| | 1.6 | Elect D. Scott Mercer | Mgmt | For | For | For |
| | 1.7 | Elect William Owens | Mgmt | For | For | For |
| | 1.8 | Elect Kevin Parker | Mgmt | For | For | For |
| | 2 | Amendment to the 2004 Equity | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| |
| |
| Putnam Money Market Liquidity | | | | | | |
| Fund | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting | |
| | | CUSIP 746763168 | 11/19/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Special | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | | | | | |
| 1.01 | Elect Ravi Akhoury | Mgmt | For | For | For |
| 1.02 | Elect Jameson Baxter | Mgmt | For | For | For |
| 1.03 | Elect Charles Curtis | Mgmt | For | For | For |
| 1.04 | Elect Robert Darretta | Mgmt | For | For | For |
| 1.05 | Elect Myra Drucker | Mgmt | For | For | For |
| 1.06 | Elect John Hill | Mgmt | For | For | For |
| 1.07 | Elect Paul Joskow | Mgmt | For | For | For |
| 1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For |
| 1.09 | Elect Kenneth Leibler | Mgmt | For | For | For |
| 1.10 | Elect Robert Patterson | Mgmt | For | For | For |
| 1.11 | Elect George Putnam, III | Mgmt | For | For | For |
| 1.12 | Elect Robert Reynolds | Mgmt | For | For | For |
| 1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For |
| 1.14 | Elect Richard Worley | Mgmt | For | For | For |
| 2 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund | | | | |
| 2.01 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Both Fund Family | | | | |
| | Breakpoints And Performance Fees | | | | |
| |
| 2.02 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Fund Family | | | | |
| | Breakpoints Only | | | | |
| 2.03 | Approving A Proposed New | N/A | N/A | N/A | N/A |
| | Management Contract For Your | | | | |
| | Fund: With Performance Fees Only | | | | |
| |
| 3 | Approving An Amendment To Your | | | | |
| | Fund's Fundamental Investment | | | | |
| | Restriction With Respect To: | | | | |
| |
| 3.01 | Investments in Commodities | N/A | N/A | N/A | N/A |
| 3.02 | Diversification of Investments | N/A | N/A | N/A | N/A |
| 3.03 | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
| |
| 3.04 | Borrowing | N/A | N/A | N/A | N/A |
| 3.05 | Making Loans | N/A | N/A | N/A | N/A |
| 4 | Approving An Amendment To Your | | | | |
| | Fund's Agreement And Declaration | | | | |
| | of Trust With Respect To: | | | | |
| |
| 4.01 | The Duration Of The Trust | N/A | N/A | N/A | N/A |
| 4.02 | Redemption At The Option Of The | N/A | N/A | N/A | N/A |
| | Trust | | | | |
| | | | | | |
| | 5 | Shareholders Request That The | N/A | N/A | N/A | N/A |
| | | Board Institute Procedues To | | | | |
| | | Prevent Holding Investments In | | | | |
| | | Companies That, In The Judgment | | | | |
| | | Of The Board, Substantially | | | | |
| | | Contribute To Genocide Or Crimes | | | | |
| | | Against Humanity, The Most | | | | |
| | | Egregious Violations Of Human | | | | |
| | | Rights. | | | | |
| |
| |
| Quest Diagnostics Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | DGX | CUSIP 74834L100 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect John Baldwin | Mgmt | For | For | For |
| | 2 | Elect Surya Mohapatra | Mgmt | For | For | For |
| | 3 | Elect Gary Pfeiffer | Mgmt | For | For | For |
| | 4 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Rambus Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RMBS | CUSIP 750917106 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Sunlin Chou | Mgmt | For | For | For |
| | 1.2 | Elect Bruce Dunlevie | Mgmt | For | For | For |
| | 1.3 | Elect Mark Horowitz | Mgmt | For | For | For |
| | 1.4 | Elect Harold Hughes | Mgmt | For | For | For |
| | 1.5 | Elect Abraham Sofaer | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Red Hat, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RHT | CUSIP 756577102 | 08/13/2009 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Micheline Chau | Mgmt | For | For | For |
| | 1.2 | Elect Marye Anne Fox | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| REX ENERGY CORPORATION | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | REXX | CUSIP 761565100 | 06/24/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Lance Shaner | Mgmt | For | For | For |
| | 1.2 | Elect Benjamin Hulburt | Mgmt | For | For | For |
| | 1.3 | Elect Daniel Churay | Mgmt | For | For | For |
| | 1.4 | Elect John Lombardi | Mgmt | For | For | For |
| | 1.5 | Elect John Higbee | Mgmt | For | For | For |
| | 1.6 | Elect Eric Mattson | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Riverbed Technology, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | RVBD | CUSIP 768573107 | 05/25/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Mark Floyd | Mgmt | For | For | For |
| | 1.2 | Elect Christopher Schaepe | Mgmt | For | For | For |
| | 1.3 | Elect James Swartz | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Equity | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| |
| |
| Ross Stores, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ROST | CUSIP 778296103 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Michael Bush | Mgmt | For | For | For |
| | | | | | |
| | 1.2 | Elect Norman Ferber | Mgmt | For | For | For |
| | 1.3 | Elect Gregory Quesnel | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Saks Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SKS | CUSIP 79377W108 | 06/08/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Robert Carter | Mgmt | For | For | For |
| | 1.2 | Elect Donald Hess | Mgmt | For | For | For |
| | 1.3 | Elect Jerry Levin | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Repeal of Classified Board | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Cumulative Voting | | | | |
| |
| |
| salesforce.com, inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | CRM | CUSIP 79466L302 | 06/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Stratton Sclavos | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Tomlinson | Mgmt | For | For | For |
| | 1.3 | Elect Shirley Young | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | Against | Against |
| |
| |
| SanDisk Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SNDK | CUSIP 80004C101 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Eli Harari | Mgmt | For | For | For |
| | 1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For |
| | 1.3 | Elect Irwin Federman | Mgmt | For | For | For |
| | 1.4 | Elect Steve Gomo | Mgmt | For | For | For |
| | 1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For |
| | | | | | |
| | 1.6 | Elect Chenming Hu | Mgmt | For | For | For |
| | 1.7 | Elect Catherine Lego | Mgmt | For | For | For |
| | 1.8 | Elect Michael Marks | Mgmt | For | For | For |
| | 1.9 | Elect James Meindl | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Sino-Forest Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TRE | CUSIP 82934H101 | 05/31/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | Canada | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Election of Directors (Slate) | Mgmt | For | For | For |
| | 2 | Appointment of Auditor and | Mgmt | For | For | For |
| | | Authority to Set Fees | | | | |
| |
| |
| SL Green Realty Corp. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | SLG | CUSIP 78440X101 | 06/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Edwin Burton III | Mgmt | For | For | For |
| | 2 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Option and Incentive Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Sotheby's | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | BID | CUSIP 835898107 | 05/06/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Angelo | Mgmt | For | For | For |
| | 1.2 | Elect Michael Blakenham | Mgmt | For | For | For |
| | 1.3 | Elect The Duke of Devonshire | Mgmt | For | For | For |
| | 1.4 | Elect James Murdoch | Mgmt | For | For | For |
| | 1.5 | Elect Allen Questrom | Mgmt | For | For | For |
| | 1.6 | Elect William Ruprecht | Mgmt | For | For | For |
| | 1.7 | Elect Michael Sovern | Mgmt | For | For | For |
| | | | | | |
| | 1.8 | Elect Donald Stewart | Mgmt | For | For | For |
| | 1.9 | Elect Robert Taubman | Mgmt | For | For | For |
| | 1.10 | Elect Diana Taylor | Mgmt | For | For | For |
| | 1.11 | Elect Dennis Weibling | Mgmt | For | For | For |
| | 1.12 | Elect Robin Woodhead | Mgmt | For | For | For |
| | 2 | Amendment to the 1998 Stock | Mgmt | For | For | For |
| | | Compensation Plan for Non- | | | | |
| | | Employee Directors | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Terex Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TEX | CUSIP 880779103 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Ronald DeFeo | Mgmt | For | For | For |
| | 1.2 | Elect G. Chris Andersen | Mgmt | For | For | For |
| | 1.3 | Elect Paula Cholmondeley | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Don DeFosset | Mgmt | For | For | For |
| | 1.5 | Elect William Fike | Mgmt | For | For | For |
| | 1.6 | Elect Thomas Hansen | Mgmt | For | For | For |
| | 1.7 | Elect David Sachs | Mgmt | For | For | For |
| | 1.8 | Elect Oren Shaffer | Mgmt | For | For | For |
| | 1.9 | Elect David Wang | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Textron Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TXT | CUSIP 883203101 | 04/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Kathleen Bader | Mgmt | For | For | For |
| | 2 | Elect R. Kerry Clark | Mgmt | For | For | For |
| | 3 | Elect Ivor Evans | Mgmt | For | For | For |
| | 4 | Elect Charles Powell | Mgmt | For | For | For |
| | 5 | Elect James Ziemer | Mgmt | For | For | For |
| | 6 | One-time Stock Option Exchange | Mgmt | For | Against | Against |
| | | Program | | | | |
| | 7 | Repeal of Classified Board | Mgmt | For | For | For |
| | 8 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| The Talbots, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TLB | CUSIP 874161102 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Marjorie Bowen | Mgmt | For | For | For |
| | 1.2 | Elect John Gleeson | Mgmt | For | For | For |
| | 1.3 | Elect Andrew Madsen | Mgmt | For | For | For |
| | 1.4 | Elect Gary Pfeiffer | Mgmt | For | For | For |
| | 1.5 | Elect Trudy Sullivan | Mgmt | For | For | For |
| | 1.6 | Elect Susan Swain | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| The TJX Companies, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TJX | CUSIP 872540109 | 06/02/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Jose Alvarez | Mgmt | For | For | For |
| | 2 | Elect Alan Bennett | Mgmt | For | For | For |
| | 3 | Elect David Brandon | Mgmt | For | For | For |
| | 4 | Elect Bernard Cammarata | Mgmt | For | For | For |
| | 5 | Elect David Ching | Mgmt | For | For | For |
| | 6 | Elect Michael Hines | Mgmt | For | For | For |
| | 7 | Elect Amy Lane | Mgmt | For | For | For |
| | 8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| | 9 | Elect John O'Brien | Mgmt | For | For | For |
| | 10 | Elect Willow Shire | Mgmt | For | For | For |
| | 11 | Elect Fletcher Wiley | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | Mgmt | For | For | For |
| | 13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Advisory Vote on Compensation | | | | |
| | | (Say on Pay) | | | | |
| |
| |
| THQ Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | THQI | CUSIP 872443403 | 08/06/2009 | | Voted | |
| | | | | | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Brian Farrell | Mgmt | For | For | For |
| | 1.2 | Elect Lawrence Burstein | Mgmt | For | For | For |
| | 1.3 | Elect Henry DeNero | Mgmt | For | For | For |
| | 1.4 | Elect Brian Dougherty | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Jeffrey Griffiths | Mgmt | For | For | For |
| | 1.6 | Elect Gary Rieschel | Mgmt | For | For | For |
| | 1.7 | Elect James Whims | Mgmt | For | For | For |
| | 2 | Amendment to the Employee Stock | Mgmt | For | For | For |
| | | Purchase Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Trimble Navigation Limited | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | TRMB | CUSIP 896239100 | 05/19/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Steven Berglund | Mgmt | For | For | For |
| | 1.2 | Elect John Goodrich | Mgmt | For | For | For |
| | 1.3 | Elect William Hart | Mgmt | For | For | For |
| | 1.4 | Elect Merit Janow | Mgmt | For | For | For |
| | 1.5 | Elect Ulf Johansson | Mgmt | For | For | For |
| | 1.6 | Elect Bradford Parkinson | Mgmt | For | For | For |
| | 1.7 | Elect Mark Peek | Mgmt | For | For | For |
| | 1.8 | Elect Nickolas Vande Steeg | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | Mgmt | For | Against | Against |
| |
| |
| Unisys Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UIS | CUSIP 909214306 | 04/29/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Amendment to Declassify the Board | Mgmt | For | For | For |
| |
| | 2 | Increase the Mandatory Retirement | Mgmt | For | Against | Against |
| | | Age | | | | |
| | | | | | |
| | 3 | Decrease in the Maximum and | Mgmt | For | For | For |
| | | Minimum Board Size Requirements | | | | |
| |
| | 4 | Elect Henry Duques | Mgmt | For | For | For |
| | 5 | Elect Theodore Martin | Mgmt | For | For | For |
| | 6 | Elect Charles McQuade | Mgmt | For | For | For |
| | 7 | Ratification of Auditor | Mgmt | For | For | For |
| | 8 | Unisys Corporation 2010 Long Term | Mgmt | For | For | For |
| | | Incentive and Equity Compensation | | | | |
| | | Plan | | | | |
| |
| |
| United States Steel Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | X | CUSIP 912909108 | 04/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect John Drosdick | Mgmt | For | For | For |
| | 1.2 | Elect Charles Lee | Mgmt | For | For | For |
| | 1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For |
| | 1.4 | Elect Dan Dinges | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2005 Stock | Mgmt | For | For | For |
| | | Incentive Plan | | | | |
| | 4 | 2010 Annual Incentive | Mgmt | For | For | For |
| | | Compensation Plan | | | | |
| |
| |
| United Therapeutics Delaware | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | UTHR | CUSIP 91307C102 | 06/28/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Christopher Causey | Mgmt | For | For | For |
| | 1.2 | Elect Richard Giltner | Mgmt | For | For | For |
| | 1.3 | Elect R. Paul Gray | Mgmt | For | For | For |
| | 2 | Increase of Authorized Common | Mgmt | For | For | For |
| | | Stock | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| VeriSign, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VRSN | CUSIP 92343E102 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect D. James Bidzos | Mgmt | For | For | For |
| | 1.2 | Elect William Chenevich | Mgmt | For | For | For |
| | 1.3 | Elect Kathleen Cote | Mgmt | For | For | For |
| | 1.4 | Elect Mark McLaughlin | Mgmt | For | For | For |
| | 1.5 | Elect Roger Moore | Mgmt | For | For | For |
| | 1.6 | Elect John Roach | Mgmt | For | For | For |
| | 1.7 | Elect Louis Simpson | Mgmt | For | For | For |
| | 1.8 | Elect Timothy Tomlinson | Mgmt | For | For | For |
| | 2 | Annual Incentive Compensation | Mgmt | For | Against | Against |
| | | Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Vertex Pharmaceuticals | | | | | | |
| Incorporated | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VRTX | CUSIP 92532F100 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Joshua Boger | Mgmt | For | For | For |
| | 1.2 | Elect Charles Sanders | Mgmt | For | For | For |
| | 1.3 | Elect Elaine Ullian | Mgmt | For | For | For |
| | 2 | Amendment to the 2006 Stock and | Mgmt | For | Against | Against |
| | | Option Plan | | | | |
| | 3 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| VMware, Inc. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | VMW | CUSIP 928563402 | 05/21/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Ratification of Auditor | Mgmt | For | For | For |
| | | | | | |
| |
| | | | | | | |
| WABCO HOLDINGS INC. | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WBC | CUSIP 92927K102 | 05/27/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Jacques Esculier | Mgmt | For | For | For |
| | 1.2 | Elect Kenneth Martin | Mgmt | For | For | For |
| | 1.3 | Elect Donald Stebbins | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Weyerhaeuser Company | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WY | CUSIP 962166104 | 04/15/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Richard Sinkfield | Mgmt | For | For | For |
| | 2 | Elect D. Michael Steuert | Mgmt | For | For | For |
| | 3 | Elect Kim Williams | Mgmt | For | For | For |
| | 4 | Repeal of Classified Board and | Mgmt | For | For | For |
| | | Removal of Supermajority Voting | | | | |
| | | Provisions | | | | |
| | 5 | Issuance of Common Stock | Mgmt | For | For | For |
| | 6 | Increase Authorized Shares | Mgmt | For | For | For |
| | 7 | Amendment to the Articles to | Mgmt | For | For | For |
| | | Impose Ownership and Transfer | | | | |
| | | Restrictions | | | | |
| | 8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Right to Call a Special Meeting | | | | |
| |
| | 9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For |
| | | Sustainable Forestry | | | | |
| |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| Wyndham Worldwide Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | WYN | CUSIP 98310W108 | 05/13/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect Brian Mulroney | Mgmt | For | For | For |
| | 1.2 | Elect Michael Wargotz | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| | 3 | Amendment to the 2006 Equity and | Mgmt | For | Against | Against |
| | | Incentive Plan | | | | |
| |
| |
| Xerox Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | XRX | CUSIP 984121103 | 05/20/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1 | Elect Glenn Britt | Mgmt | For | For | For |
| | 2 | Elect Ursula Burns | Mgmt | For | For | For |
| | 3 | Elect Richard Harrington | Mgmt | For | For | For |
| | 4 | Elect William Hunter | Mgmt | For | For | For |
| | 5 | Elect Robert McDonald | Mgmt | For | For | For |
| | 6 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| | 7 | Elect Charles Prince | Mgmt | For | For | For |
| | 8 | Elect Ann Reese | Mgmt | For | For | For |
| | 9 | Elect Mary Wilderotter | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | Mgmt | For | For | For |
| | 11 | Amendment to the 2004 | Mgmt | For | For | For |
| | | Performance Incentive Plan | | | | |
| |
| |
| Zoll Medical Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | ZOLL | CUSIP 989922109 | 02/10/2010 | | Voted | |
| | Meeting Type | Country of Trade | | | | |
| | Annual | United States | | | | |
| | Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| | 1.1 | Elect James Biondi | Mgmt | For | For | For |
| | 1.2 | Elect Robert Halliday | Mgmt | For | For | For |
| | 1.3 | Elect Lewis Rosenblum | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | Mgmt | For | For | For |
| |
| |
| ZTE Corporation | | | | | | |
| | Ticker | Security ID: | Meeting Date | | Meeting Status |
| | 763 | CINS Y0004F105 | 12/29/2009 | | Voted | |
| | | | | | |
| Meeting Type | Country of Trade | | | | |
| Special | China | | | | |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| |
| 1 | Specific System for Selection and | Mgmt | For | For | For |
| | Appointment of Accountants' Firms | | | | |
| |
| 2 | Framework Purchase Agreement | Mgmt | For | For | For |
| |
| 3 | Provision of Performance | Mgmt | For | For | For |
| | Guarantee for Wholly-owned | | | | |
| | Subsidiary ZTE Telecom India | | | | |
| | Private Limited | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| |
| Registrant: | Putnam Vista Fund |
| |
| By: | /s/ Jonathan S. Horwitz |
| |
| Name: | Jonathan S. Horwitz |
| |
| Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
| Compliance Liaison |
| |
| Date: | August 9, 2010 |
