UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): April 18, 2006
Commission File No. 1-14778
DOR BIOPHARMA, INC.
(Exact name of small business issuer as specified in its charter)
DELAWARE | 41-1505029 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) | |
1691 Michigan Ave., Suite 435 Miami, FL | 33139 | |
(Address of principal executive offices) | (Zip Code) | |
(305) 534-3383 | ||
(Issuer’s telephone number, including area code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
Dor BioPharma, Inc. (the “Company”) did not maintain a shareholder equity balance of at least $6 million in accordance with Section 1003(a)(iii) of the AMEX Company Guide. Accordingly, on April 18, 2006, the Company’s common stock was delisted from AMEX and began trading on the Over-the-Counter Bulletin Board under the ticker symbol “DORB.”
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits.
99.1 Press Release issued by the Company dated April 18, 2006.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DOR BIOPHARMA, INC.
By: /s/ Michael T. Sember
Name: Michael T. Sember
Title: President and Chief Executive Officer
Date: April 20, 2006
EXHIBIT INDEX
99.1 Press Release issued by the Company dated April 18, 2006.