Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Mgmt Recommendation | Vote Cast | For / Against Mgmt |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 1 | Elect Linda G. Alvarado | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 2 | Elect Vance D. Coffman | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 3 | Elect Michael L. Eskew | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 4 | Elect W. James Farrell | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 5 | Elect Herbert L. Henkel | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 6 | Elect Muhtar Kent | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 7 | Elect Edward M. Liddy | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 8 | Elect Robert S. Morrison | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 9 | Elect Aulana L. Peters | Management | For | Against | Against |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 10 | Elect Inge G. Thulin | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 11 | Elect Robert J. Ulrich | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 12 | Ratification of Auditor | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
3M Co. | MMM | 88579Y101 | 5/14/2013 | 15 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | Shareholder | Against | Against | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.1 | Elect Robert J. Alpern | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.2 | Elect Roxanne S. Austin | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.3 | Elect Sally E. Blount | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.4 | Elect W. James Farrell | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.5 | Elect Edward M. Liddy | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.6 | Elect Nancy McKinstry | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.7 | Elect Phebe N. Novakovic | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.8 | Elect William A. Osborn | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.9 | Elect Samuel C. Scott III | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.10 | Elect Glenn F. Tilton | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 1.11 | Elect Miles D. White | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 4 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 7 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against | For |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | For | Against |
Abbott Laboratories | ABT | 002824100 | 4/26/2013 | 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 1.1 | Elect William Burnside | Management | For | For 98% Withhold 2% | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 1.2 | Elect Edward Rapp | Management | For | For 99% Withhold 1% | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 1.3 | Elect Roy Roberts | Management | For | For 98% Withhold 2% | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 2 | Ratification of Auditor | Management | For | For 99% Against 1% | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | For 96% Against 4% | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1YR 80% 2YR 0% 3YR 19% Abstain 1% | For |
Abbvie Inc. | ABBV | 00287Y109 | 5/6/2013 | 5 | 2013 Stock Incentive Plan | Management | For | For 94% Against 5% Abstain 1% | For |
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | ETF | 00301T102 | 3/14/2013 | 1 | Amendments to Investment Objective/Investment Restriction | Management | For | For 98% Against 2% | For |
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | ETF | 00301TA00 | 3/14/2013 | 1.1 | Elect Enrique R. Arzac | Management | For | For 96% Withhold 4% | Against |
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. | ETF | 00301TA00 | 3/14/2013 | 1.2 | Elect James J. Cattano | Management | For | For 40% Withhold 60% | For |
Aberdeen Israel Fund Inc. | ISL | 00301L109 | 3/14/2013 | 1.1 | Elect Lawrence J. Fox | Management | For | For 94% Withold 6% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.1 | Elect Enrique R. Arzac | Management | For | For 84% Abstain 16% | Against |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.2 | Elect Phyllis O. Bonanno | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.3 | Elect Kenneth J. Dale | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.4 | Elect Frederic A. Escherich | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.5 | Elect Roger W. Gale | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.6 | Elect Kathleen T. McGahran | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.7 | Elect Craig R. Smith | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 1.8 | Elect Mark E. Stoeckle | Management | For | For 84% Abstain 16% | For |
Adams Express Co. | ADX | 006212104 | 3/19/2013 | 2 | Ratification of Auditor | Management | For | For 68% Against 1% Abstain 31% | For |
Advent Claymore Convertible Securities and Income Fund | AGC | 007639107 | 10/24/2012 | 1 | Elect Tracy Maitland | Management | For | For 96% Against 4% | For |
Advent/Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 10/24/2012 | 1 | Elect Tracy Maitland | Management | For | For 96% Against 4% | For |
Advent/Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 10/24/2012 | 2 | Elect Ronald Nyberg | Management | For | For 96% Against 4% | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 1 | Elect Daniel P. Amos | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 2 | Elect John Shelby Amos II | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 3 | Elect Paul S. Amos II | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 4 | Elect W. Paul Bowers | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 5 | Elect Kriss Cloninger III | Management | For | Against | Against |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 6 | Elect Elizabeth J. Hudson | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 7 | Elect Douglas W. Johnson | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 8 | Elect Robert B. Johnson | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 9 | Elect Charles B. Knapp | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 10 | Elect E. Stephen Purdom | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 11 | Elect Barbara K. Rimer | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 12 | Elect Melvin T. Stith | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 13 | Elect David Gary Thompson | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 14 | Elect Takuro Yoshida | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Aflac Incorporated | AFL | 001055102 | 5/6/2013 | 16 | Ratification of Auditor | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 1 | Elect William Davis, III | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 2 | Elect W. Douglas Ford | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 3 | Elect Evert Henkes | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 4 | Elect Margaret McGlynn | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 5 | Ratification of Auditor | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 6 | Advisory Vote on Executive Compensation | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 7 | Amendment to the Long-Term Incentive Plan | Management | For | For | For |
Air Products & Chemicals Inc. | APD | 009158106 | 1/24/2013 | 8 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 1 | Elect David E.I. Pyott | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 2 | Elect Michael R. Gallagher | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 3 | Elect Deborah Dunsire | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 4 | Elect Dawn E. Hudson | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 5 | Elect Trevor M. Jones | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 6 | Elect Louis J. Lavigne, Jr. | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 7 | Elect Peter J. McDonnell | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 8 | Elect Timothy D. Proctor | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 9 | Elect Russell T. Ray | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 10 | Ratification of Auditor | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 11 | Advisory Vote on Executive Compensation | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 12 | Right to Call a Special Meeting | Management | For | For | For |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Allergan Inc. | AGN | 018490102 | 4/30/2013 | 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
AllianzGI Equity and Convertible Income Fund | NIE | 00119P102 | 7/19/2012 | 1.1 | Elect James Jacobson | Management | For | For 99% Withhold 1% | For |
AllianzGI Equity and Convertible Income Fund | NIE | 00119P102 | 7/19/2012 | 1.2 | Elect John Maney | Management | For | For 99% Withhold 1% | For |
AllianzGI Global Equity & Convertible Income Fund | NGZ | 00119R108 | 12/19/2012 | 1.1 | Elect Deborah DeCotis | Management | For | For 97% Withhold 3% | For |
AllianzGI Global Equity & Convertible Income Fund | NGZ | 00119R108 | 12/19/2012 | 1.2 | Elect John Maney | Management | For | For 97% Withhold 3% | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 2 | Elect Robert D. Beyer | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 3 | Elect Kermit R. Crawford | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 4 | Elect Jack M. Greenberg | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 5 | Elect Herbert L. Henkel | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 6 | Elect Ronald T. LeMay | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 7 | Elect Andrea Redmond | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 8 | Elect H. John Riley, Jr. | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 9 | Elect John W. Rowe | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 10 | Elect Judith A. Sprieser | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 11 | Elect Mary Alice Taylor | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 12 | Elect Thomas J. Wilson | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 14 | 2013 Equity Incentive Plan | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 15 | Ratification of Auditor | Management | For | For | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Allstate Corp. | ALL | 020002101 | 5/21/2013 | 1 | Elect F. Duane Ackerman | Management | For | For | For |
Alpine Total Dynamic Dividend Fund | AOD | 021060108 | 5/21/2013 | 1.1 | Elect James A. Jacobson | Management | For | For 94% Withhold 6% | For |
Alpine Total Dynamic Dividend Fund | AOD | 021060108 | 5/21/2013 | 1.2 | Elect H. Guy Leibler | Management | For | For 94% Withhold 6% | For |
Alpine Total Dynamic Dividend Fund | AOD | 021060108 | 5/21/2013 | 2 | Transaction of Other Business | Management | For | For 86% Against 12% Abstain 2% | Against |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 1 | Elect Gerald L. Baliles | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 2 | Elect Martin J. Barrington | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 3 | Elect John T. Casteen III | Management | For | Against | Against |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 4 | Elect Dinyar S. Devitre | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 5 | Elect Thomas F. Farrell II | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 6 | Elect Thomas W. Jones | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 7 | Elect Debra J. Kelly-Ennis | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 8 | Elect W. Leo Kiely III | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 9 | Elect Kathryn B. McQuade | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 10 | Elect George Muñoz | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 11 | Elect Nabil Y. Sakkab | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 12 | Ratification of Auditor | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
Altria Group Inc. | MO | 02209S103 | 5/16/2013 | 14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.1 | Elect Charlene Barshefsky | Management | For | Withhold | Against |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.2 | Elect Ursula M. Burns | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.3 | Elect Kenneth I. Chenault | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.4 | Elect Peter Chernin | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.5 | Elect Anne Lauvergeon | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.6 | Elect Theodore J. Leonsis | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.7 | Elect Richard C. Levin | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.8 | Elect Richard A. McGinn | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.9 | Elect Samuel J. Palmisano | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.10 | Elect Steven S. Reinemund | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.11 | Elect Daniel L. Vasella | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.12 | Elect Robert D. Walter | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 1.13 | Elect Ronald A. Williams | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 2 | Ratification of Auditor | Management | For | For | For |
American Express Co. | AXP | 025816109 | 4/29/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
American Express Co. | AXP | 025816109 | 4/29/2013 | 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 1 | Elect James M. Cracchiolo | Management | For | For 97% Against 3% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 2 | Elect Lon R. Greenberg | Management | For | For 93% Against 7% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 3 | Elect Warren D. Knowlton | Management | For | For 94% Against 6% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 4 | Elect W. Walker Lewis | Management | For | For 95% Against 5% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 5 | Elect Siri S. Marshall | Management | For | For 94% Against 6% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 6 | Elect Jeffrey Noddle | Management | For | For 95% Against 5% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 7 | Elect H. Jay Sarles | Management | For | For 86% Against 14% | Against |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 8 | Elect Robert F. Sharpe, Jr. | Management | For | For 94% Against 6% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 9 | Elect William H. Turner | Management | For | For 99% Against 1% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 10 | Advisory Vote on Executive Compensation | Management | For | For 87% Against 13% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 11 | Ratification of Auditor | Management | For | For 97% Against 3% | For |
Ameriprise Financial Inc. | AMP | 03076C106 | 4/24/2013 | 12 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For 86% Against 14% | Against |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 1 | Elect David Baltimore | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 2 | Elect Frank J. Biondi, Jr. | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 3 | Elect Robert A. Bradway | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 4 | Elect François de Carbonnel | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 5 | Elect Vance D. Coffman | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 6 | Elect Robert A. Eckert | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 7 | Elect Rebecca M. Henderson | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 8 | Elect Frank C. Herringer | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 9 | Elect Tyler Jacks | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 10 | Elect Gilbert S. Omenn | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 11 | Elect Judith C. Pelham | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 12 | Elect Leonard D. Schaeffer | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 13 | Elect Ronald D. Sugar | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Amgen Inc. | AMGN | 031162100 | 5/22/2013 | 16 | Amendment to the 2009 Equity Incentive Plan | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 1 | Elect Lester B. Knight | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 2 | Elect Gregory C. Case | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 3 | Elect Fulvio Conti | Management | For | Against | Against |
Aon plc | AON | G0408V102 | 5/17/2013 | 4 | Elect Cheryl A. Francis | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 5 | Elect Edgar D. Jannotta | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 6 | Elect J. Michael Losh | Management | For | Against | Against |
Aon plc | AON | G0408V102 | 5/17/2013 | 7 | Elect Robert S. Morrison | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 8 | Elect Richard B. Myers | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 9 | Elect Richard C. Notebaert | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 10 | Elect Gloria Santona | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 11 | Elect Carolyn Y. Woo | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 12 | Accounts and Reports | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 15 | Authority to Set Auditor's Fees | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 16 | Advisory Vote on Executive Compensation | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 17 | U.K. Remuneration Report | Management | For | For | For |
Aon plc | AON | G0408V102 | 5/17/2013 | 18 | Global Share Purchase Plan | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.1 | Elect William V. Campbell | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.2 | Elect Timothy D. Cook | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.3 | Elect Millard S. Drexler | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.4 | Elect Albert A. Gore, Jr. | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.5 | Elect Robert A. Iger | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.6 | Elect Andrea Jung | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.7 | Elect Arthur D. Levinson | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 1.8 | Elect Ronald D. Sugar | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 2 | Amendments to Articles of Incorporation | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 3 | Ratification of Auditor | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 4 | Advisory Vote on Executive Compensation | Management | For | For | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Apple Inc. | AAPL | 037833100 | 2/27/2013 | 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 1 | Elect Randall L. Stephenson | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 2 | Elect Gilbert F. Amelio | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 3 | Elect Reuben V. Anderson | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 4 | Elect James H. Blanchard | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 5 | Elect Jaime Chico Pardo | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 6 | Elect Scott T. Ford | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 7 | Elect James P. Kelly | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 8 | Elect Jon C. Madonna | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 9 | Elect Michael B. McCallister | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 10 | Elect John B. McCoy | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 11 | Elect Joyce M. Roché | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 12 | Elect Matthew K. Rose | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 13 | Elect Laura D'Andrea Tyson | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 14 | Ratification of Auditor | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 16 | Amendment to the Stock Purchase and Deferral Plan | Management | For | For | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 17 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | Against | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 18 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Against | For |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | Shareholder | Against | For | Against |
AT&T, Inc. | T | 00206R102 | 4/26/2013 | 20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1 | Amendment to Terms of Preferred Stock | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 2 | Right to Adjourn Meeting | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.1 | Elect John A. Allison IV | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.2 | Elect Jennifer S. Banner | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.3 | Elect K. David Boyer, Jr. | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.4 | Elect Anna R. Cablik | Management | For | Withhold | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.5 | Elect Ronald E. Deal | Management | For | Withhold | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.6 | Elect James A. Faulkner | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.7 | Elect I. Patricia Henry | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.8 | Elect John P. Howe III | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.9 | Elect Eric C. Kendrick | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.10 | Elect Kelly S. King | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.11 | Elect Louis B. Lynn | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.12 | Elect Edward C. Milligan | Management | For | Withhold | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.13 | Elect Charles A. Patton | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.14 | Elect Nido R. Qubein | Management | For | Withhold | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.15 | Elect Tollie W. Rich, Jr. | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.16 | Elect Thomas E. Skains | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.17 | Elect Thomas N. Thompson | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.18 | Elect Edwin H. Welch Ph.D. | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 1.19 | Elect Stephen T. Williams | Management | For | Withhold | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 2 | Ratification of Auditor | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | For | For |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 4 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | For | Against |
BB&T Corp. | BBT | 054937107 | 4/23/2013 | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.1 | Elect Warren Buffett | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.2 | Elect Charles Munger | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.3 | Elect Howard Buffett | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.4 | Elect Stephen Burke | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.5 | Elect Susan Decker | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.6 | Elect William Gates III | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.7 | Elect David Gottesman | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.8 | Elect Charlotte Guyman | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.9 | Elect Donald Keough | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.10 | Elect Thomas Murphy | Management | For | Withhold | Against |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.11 | Elect Ronald Olson | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.12 | Elect Walter Scott, Jr. | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 1.13 | Elect Meryl B. Witmer | Management | For | For | For |
Berkshire Hathaway Inc. | BRKA | 084670702 | 5/4/2013 | 2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 1 | Elect Caroline Dorsa | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 2 | Elect Stelios Papadopoulos | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 3 | Elect George A. Scangos | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 4 | Elect Lynn Schenk | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 5 | Elect Alexander J. Denner | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 6 | Elect Nancy L. Leaming | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 7 | Elect Richard C. Mulligan | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 8 | Elect Robert W. Pangia | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 9 | Elect Brian S. Posner | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 10 | Elect Eric K. Rowinsky | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 11 | Elect Stephen A. Sherwin | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 12 | Elect William D. Young | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 16 | Amendment to the 2008 Omnibus Incentive Plan | Management | For | For | For |
Biogen Idec Inc. | BIIB | 09062X103 | 6/12/2013 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.1 | Elect Paul Audet | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.2 | Elect Michael Castellano | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.3 | Elect Richard Cavanagh | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.4 | Elect Frank Fabozzi | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.5 | Elect Kathleen Feldstein | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.6 | Elect James Flynn | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.7 | Elect Henry Gabbay | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.8 | Elect Jerrold Harris | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.9 | Elect R. Glenn Hubbard | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.10 | Elect W. Carl Kester | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 7/27/2012 | 1.11 | Elect Karen Robards | Management | For | For 96% Withhold 4% | For |
BlackRock Diversified Income Strategies Portfolio Inc. | DVF | 09255W102 | 9/13/2012 | 1 | BlackRock Floating Rate Income Strategies Fund II, Inc. | Management | For | For 92.5% Against 5.5% Abstain 2% | For |
BlackRock Ecosolutions Investment Trust | BQR | 092546100 | 7/27/2012 | 1.2 | Elect James Flynn | Management | For | For 98% Withhold 2% | For |
BlackRock Ecosolutions Investment Trust | BQR | 092546100 | 7/27/2012 | 1.3 | Elect Karen Robards | Management | For | For 98% Withhold 2% | For |
BlackRock EcoSolutions Investment Trust | BQR | 092546100 | 7/27/2012 | 1.1 | Elect Frank Fabozzi | Management | For | For 98% Withhold 2% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.1 | Elect Paul Audet | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.2 | Elect Michael Castellano | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.3 | Elect Richard Cavanagh | Management | For | For 98% Against 2% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.4 | Elect Frank Fabozzi | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.5 | Elect Kathleen Feldstein | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.6 | Elect James Flynn | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.7 | Elect Henry Gabbay | Management | For | For 98% Against 2% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.8 | Elect Jerrold Harris | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.9 | Elect R. Glenn Hubbard | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.10 | Elect W. Carl Kester | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Capital and Income Fund Inc | CII | 09256A109 | 7/27/2012 | 1.11 | Elect Karen Robards | Management | For | For 97% Against 3% | For |
BlackRock Enhanced Dividend Achievers Trust | BDJ | 09251A104 | 7/27/2012 | 1.1 | Elect Frank Fabozzi | Management | For | For 97% Withhold 3% | For |
BlackRock Enhanced Dividend Achievers Trust | BDJ | 09251A104 | 7/27/2012 | 1.2 | Elect James Flynn | Management | For | For 97% Withhold 3% | For |
BlackRock Enhanced Dividend Achievers Trust | BDJ | 09251A104 | 7/27/2012 | 1.3 | Elect Karen Robards | Management | For | For 97% Withhold 3% | For |
BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/27/2012 | 1.1 | Elect Frank Fabozzi | Management | For | For 97% Withhold 3% | For |
BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/27/2012 | 1.2 | Elect James Flynn | Management | For | For 97% Withhold 3% | For |
BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/27/2012 | 1.3 | Elect Karen Robards | Management | For | For 97% Withhold 3% | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 1 | Elect Abdlatif Yousef Al-Hamad | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 2 | Elect Mathis Cabiallavetta | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 3 | Elect Dennis D. Dammerman | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 4 | Elect Jessica P. Einhorn | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 5 | Elect Fabrizio Freda | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 6 | Elect David H. Komansky | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 7 | Elect James E. Rohr | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 8 | Elect Susan L. Wagner | Management | For | For | For |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 9 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
BlackRock Inc. | BLK | 09247X101 | 5/30/2013 | 10 | Ratification of Auditor | Management | For | For | For |
BlackRock International Growth and Income Trust | BGY | 092524107 | 7/27/2012 | 1.1 | Elect Frank Fabozzi | Management | For | For 96% Withhold 4% | For |
BlackRock International Growth and Income Trust | BGY | 092524107 | 7/27/2012 | 1.2 | Elect James Flynn | Management | For | For 96% Withhold 4% | For |
BlackRock International Growth and Income Trust | BGY | 092524107 | 7/27/2012 | 1.3 | Elect Karen Robards | Management | For | For 96% Withhold 4% | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 1 | Elect Lamberto Andreotti | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 2 | Elect Lewis B. Campbell | Management | For | Against | Against |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 3 | Elect James M. Cornelius | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 4 | Elect Laurie H. Glimcher | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 5 | Elect Michael Grobstein | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 6 | Elect Alan J. Lacy | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 7 | Elect Vicki L. Sato | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 8 | Elect Elliott Sigal | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 9 | Elect Gerald L. Storch | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 10 | Elect Togo D. West, Jr. | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 11 | Ratification of Auditor | Management | For | For | For |
Bristol-Myers Squibb Co. | BMY | 110122108 | 5/7/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 1 | Elect Richard D. Fairbank | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 2 | Elect W. Ronald Dietz | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 3 | Elect Lewis Hay, III | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 4 | Elect Benjamin P. Jenkins, III | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 5 | Elect Peter E. Raskind | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 6 | Elect Mayo A. Shattuck III | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 7 | Elect Bradford H. Warner | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 8 | Elect Catherine G. West | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 9 | Ratification of Auditor | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 10 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 12 | Elimination of Supermajority Requirement for the Removal of Directors | Management | For | For | For |
Capital One Financial Corp. | COF | 14040H105 | 5/2/2013 | 13 | Elimination of Supermajority Requirement for Certain Business Combinations | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 1 | Elect Colleen Arnold | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 2 | Elect George Barrett | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 3 | Elect Glenn Britt | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 4 | Elect Carrie Cox | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 5 | Elect Calvin Darden | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 6 | Elect Bruce Downey | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 7 | Elect John Finn | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 8 | Elect Clayton Jones | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 9 | Elect Gregory Kenny | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 10 | Elect David King | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 11 | Elect Richard Notebaert | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 12 | Elect Jean Spaulding | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 13 | Ratification of Auditor | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.1 | Elect Robert J. Hugin | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.2 | Elect Richard W. Barker D. Phil | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.3 | Elect Michael D. Casey | Management | For | Withhold | Against |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.4 | Elect Carrie S. Cox | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.5 | Elect Rodman L. Drake | Management | For | Withhold | Against |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.6 | Elect Michael Friedman | Management | For | Withhold | Against |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.7 | Elect Gilla Kaplan | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.8 | Elect James J. Loughlin | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 1.9 | Elect Ernest Mario | Management | For | Withhold | Against |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against | Against |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 4 | Advisory Vote on Executive Compensation | Management | For | For | For |
Celgene Corp. | CELG | 151020104 | 6/12/2013 | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Central Europe, Russia and Turkey Fund Inc. | CEE | 153436100 | 4/19/2013 | 1 | Amendment to Investment Objective | Management | For | For 99.17% Against 0.63% Abstain 0.20% | For |
Central Europe, Russia and Turkey Fund Inc. | CEE | 153436100 | 6/26/2013 | 1.1 | Elect Wilhelm Bender | Management | For | For 91.5% Withhold 8.5% | For |
Central Europe, Russia and Turkey Fund Inc. | CEE | 153436100 | 6/26/2013 | 1.2 | Elect Detlef Bierbaum | Management | For | For 91.5% Withhold 8.5% | For |
Central Europe, Russia and Turkey Fund Inc. | CEE | 153436100 | 6/26/2013 | 1.3 | Elect Richard Karl Goeltz | Management | For | For 91.5% Withhold 8.5% | For |
Central Europe, Russia and Turkey Fund Inc. | CEE | 153436100 | 6/26/2013 | 2 | Ratification of Auditor | Management | For | For 99% Abstain 1% | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 1 | Elect Linnet F. Deily | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 2 | Elect Robert E. Denham | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 3 | Elect Alice P. Gast | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 4 | Elect Enrique Hernandez, Jr. | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 5 | Elect George L. Kirkland | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 6 | Elect Charles W. Moorman, IV | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 7 | Elect Kevin W. Sharer | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 8 | Elect John G. Stumpf | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 9 | Elect Ronald D. Sugar | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 10 | Elect Carl Ware | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 11 | Elect John S. Watson | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 12 | Ratification of Auditor | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 14 | Amendment to the Long-Term Incentive Plan | Management | For | For | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 15 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 16 | Shareholder Proposal Regarding Offshore Drilling Report | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 17 | Shareholder Proposal Regarding Report on Climate Change | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 19 | Shareholder Proposal Regarding Prohibition on Political Spending | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 22 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against | For |
Chevron Corp. | CVX | 166764100 | 5/29/2013 | 23 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 1 | Elect David M. Cordani | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 2 | Elect Isaiah Harris, Jr. | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 3 | Elect Jane E. Henney | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 4 | Elect Donna F. Zarcone | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 5 | Ratification of Auditor | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 6 | Advisory Vote on Executive Compensation | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 7 | Amendment to the Long-Term Incentive Plan | Management | For | For | For |
Cigna Corp. | CI | 125509109 | 4/24/2013 | 8 | Shareholder Proposal Regarding Political Spending | Shareholder | Against | Against | For |
Clough Global Allocation Fund | GLV | 18913Y103 | 7/16/2012 | 1.1 | Elect James Canty | Management | For | For | For |
Clough Global Allocation Fund | GLV | 18913Y103 | 7/16/2012 | 1.2 | Elect Robert Butler | Management | For | For | For |
Clough Global Allocation Fund | GLV | 18913Y103 | 7/16/2012 | 1.3 | Elect Richard Rantzow | Management | For | For | For |
Clough Global Equity Fund | GLQ | 18914C100 | 7/16/2012 | 1.1 | Elect Andrew Boynton | Management | For | For | For |
Clough Global Equity Fund | GLQ | 18914C100 | 7/16/2012 | 1.2 | Elect Adam Crescenzi | Management | For | For | For |
Clough Global Equity Fund | GLQ | 18914C100 | 7/16/2012 | 1.3 | Elect Jerry Rutledge | Management | For | For | For |
Clough Global Opportunities Fund | GLO | 18914E106 | 7/16/2012 | 1.1 | Elect Edmund Burke | Management | For | For | For |
Clough Global Opportunities Fund | GLO | 18914E106 | 7/16/2012 | 1.2 | Elect John Mee | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 7/10/2012 | 1 | Approval of Stock Split | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 1 | Elect Herbert A. Allen | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 2 | Elect Ronald W. Allen | Management | For | Against | Against |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 3 | Elect Howard G. Buffett | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 4 | Elect Richard M. Daley | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 5 | Elect Barry Diller | Management | For | Against | Against |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 6 | Elect Helene D. Gayle | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 7 | Elect Evan G. Greenberg | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 8 | Elect Alexis M. Herman | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 9 | Elect Muhtar Kent | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 10 | Elect Robert A. Kotick | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 11 | Elect Maria Elena Lagomasino | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 12 | Elect Donald F. McHenry | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 13 | Elect Sam Nunn | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 14 | Elect James D. Robinson III | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 15 | Elect Peter V. Ueberroth | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 16 | Elect Jacob Wallenberg | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 17 | Ratification of Auditor | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 18 | Advisory Vote on Executive Compensation | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Management | For | For | For |
Coca-Cola Company | KO | 191216100 | 4/24/2013 | 20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | Shareholder | Against | Against | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 1 | Elect Maureen Breakiron-Evans | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 2 | Elect John E. Klein | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 3 | Elect Lakshmi Narayanan | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 4 | Advisory Vote on Executive Compensation | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 5 | Repeal of Classified Board | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 6 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 7 | Ratification of Auditor | Management | For | For | For |
Cognizant Technology Solutions Corp. | CTSH | 192446102 | 6/4/2013 | 8 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 1 | Elect Nikesh Arora | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 2 | Elect John T. Cahill | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 3 | Elect Ian M. Cook | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 4 | Elect Helene D. Gayle | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 5 | Elect Ellen M. Hancock | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 6 | Elect Joseph Jimenez | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 7 | Elect Richard J. Kogan | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 8 | Elect Delano E. Lewis | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 9 | Elect J. Pedro Reinhard | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 10 | Elect Stephen I. Sadove | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 11 | Ratification of Auditor | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 13 | 2013 Incentive Compensation Plan | Management | For | For | For |
Colgate-Palmolive Company | CL | 194162103 | 5/10/2013 | 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.1 | Elect Kenneth J. Bacon | Management | For | Withhold | Against |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.2 | Elect Sheldon M. Bonovitz | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.3 | Elect Joseph J. Collins | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.4 | Elect J. Michael Cook | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.5 | Elect Gerald L. Hassell | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.6 | Elect Jeffrey A. Honickman | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.7 | Elect Eduardo G. Mestre | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.8 | Elect Brian L. Roberts | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.9 | Elect Ralph J. Roberts | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.10 | Elect Johnathan A. Rodgers | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 1.11 | Elect Judith Rodin | Management | For | Withhold | Against |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against |
Comcast Corp. | CMCSA | 20030N101 | 5/15/2013 | 4 | Sharheolder Proposal Regarding Recapitalization | Shareholder | Against | For | Against |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 8 | Elect Robert A. Niblock | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 9 | Elect Harald J. Norvik | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 10 | Elect William E. Wade, Jr. | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 11 | Ratification of Auditor | Management | For | Against | Against |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | Shareholder | Against | For | Against |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 1 | Elect Richard L. Armitage | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 2 | Elect Richard H. Auchinleck | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 3 | Elect James E. Copeland, Jr. | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 4 | Elect Jody L Freeman | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 5 | Elect Gay Huey Evans | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 6 | Elect Ryan M. Lance | Management | For | For | For |
ConocoPhillips | COP | 20825C104 | 5/14/2013 | 7 | Elect Mohd H. Marican | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 1 | Elect Kevin Burke | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 2 | Elect Vincent A. Calarco | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 3 | Elect George Campbell, Jr. | Management | For | Against | Against |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 4 | Elect Gordon J. Davis | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 5 | Elect Michael J. Del Giudice | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 6 | Elect Ellen V. Futter | Management | For | Against | Against |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 7 | Elect John F. Hennessy III | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 8 | Elect John F. Killian | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 9 | Elect Eugene R. McGrath | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 10 | Elect Sally H. Piñero | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 11 | Elect Michael W. Ranger | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 12 | Elect L. Frederick Sutherland | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 14 | Long Term Incentive Plan | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Consolidated Edison, Inc. | ED | 209115104 | 5/20/2013 | 16 | Shareholder Proposal Regarding Compensation Benchmarking | Shareholder | Against | Against | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 1.1 | Elect Benjamin Carson, Sr. | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 1.2 | Elect William Gates | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 1.3 | Elect Hamilton James | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 1.4 | Elect W. Craig Jelinek | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 1.5 | Elect Jill Ruckelshaus | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | For | For |
Costco Wholesale Corporation | COST | 22160K105 | 1/24/2013 | 4 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against |
Covidien plc | COV | G2554F113 | 3/20/2013 | 1 | Elect Jose E. Almeida | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 2 | Elect Joy A. Amundson | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 3 | Elect Craig Arnold | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 4 | Elect Robert H. Brust | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 5 | Elect John M. Connors, Jr. | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 6 | Elect Christopher J. Coughlin | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 7 | Elect Randall J. Hogan, III | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 8 | Elect Martin D. Madaus | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 9 | Elect Dennis H. Reilley | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 10 | Elect Joseph A. Zaccagnino | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 11 | Appointment of Auditor and Authority to Set Remuneration | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 13 | Amendment to the Stock and Incentive Plan | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 14 | Authority to Repurchase Shares | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 15 | Authority to Reissue Treasury Shares | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 16 | Amendments to Articles to Update Share Transfer Procedures | Management | For | For | For |
Covidien plc | COV | G2554F113 | 3/20/2013 | 17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Management | For | For | For |
Cutwater Select Income Fund | CSI | 232229104 | 6/26/2013 | 1.1 | Elect W. Thacher Brown | Management | For | For 97.5% Withhold 2.5% | For |
Cutwater Select Income Fund | CSI | 232229104 | 6/26/2013 | 1.2 | Elect Ellen D. Harvey | Management | For | For 97.5% Withhold 2.5% | For |
Cutwater Select Income Fund | CSI | 232229104 | 6/26/2013 | 1.3 | Elect Thomas E. Spock | Management | For | For 97.5% Withhold 2.5% | For |
Cutwater Select Income Fund | CSI | 232229104 | 6/26/2013 | 1.4 | Elect Suzanne P. Welsh | Management | For | For 97.5% Withhold 2.5% | Against |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 1 | Elect C. David Brown II | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 2 | Elect David W. Dorman | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 3 | Elect Anne M. Finucane | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 4 | Elect Kristen E. Gibney Williams | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 5 | Elect Larry J. Merlo | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 6 | Elect Jean-Pierre Millon | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 7 | Elect Richard J. Swift | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 8 | Elect William C. Weldon | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 9 | Elect Tony L. White | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 10 | Ratification of Auditor | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 11 | Advisory Vote on Executive Compensation | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 12 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 13 | Reduction of Voting Thresholds in the Fair Price Provision | Management | For | For | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For |
CVS Caremark Corporation | CVS | 126650100 | 5/9/2013 | 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 1 | Elect Samuel R. Allen | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 2 | Elect Crandall C. Bowles | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 3 | Elect Vance D. Coffman | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 4 | Elect Charles O. Holliday, Jr. | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 5 | Elect Dipak C. Jain | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 6 | Elect Clayton M. Jones | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 7 | Elect Joachim Milberg | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 8 | Elect Richard B. Myers | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 9 | Elect Thomas H. Patrick | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 10 | Elect Aulana L. Peters | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 11 | Elect Sherry M. Smith | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 13 | Re-approval of Mid-Term Incentive Plan | Management | For | For | For |
Deere & Co. | DE | 244199105 | 2/27/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 1 | Elect Jeffrey S. Aronin | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 2 | Elect Mary K. Bush | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 3 | Elect Gregory C. Case | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 4 | Elect Cynthia A. Glassman | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 5 | Elect Richard H. Lenny | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 6 | Elect Thomas G. Maheras | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 7 | Elect Michael H. Moskow | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 8 | Elect David W. Nelms | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 9 | Elect E. Follin Smith | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 10 | Elect Mark A. Thierer | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 11 | Elect Lawrence A. Weinbach | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Discover Financial Services | DFS | 254709108 | 4/17/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.1 | Elect John Amboian | Management | For | For 98% Against 2% Abstain 0% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.2 | Elect Robert Bremner | Management | For | For 98% Against 2% Abstain 0% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.3 | Elect Jack Evans | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.4 | Elect David Kundert | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.5 | Elect Judith Stockdale | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.6 | Elect Carole Stone | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.7 | Elect Virginia Stringer | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.8 | Elect Terence Toth | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.9 | Elect William Hunter | Management | For | For 98% Against 2% | For |
Dow 30 Premium & Dividend Income Fund Inc. | DPD | 260582101 | 4/3/2013 | 1.10 | Elect William Schneider | Management | For | For 98% Against 2% | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.1 | Elect William Barnet III | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.2 | Elect G. Alex Bernhardt, Sr. | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.3 | Elect Michael G. Browning | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.4 | Elect Harris E. DeLoach, Jr. | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.5 | Elect Daniel R. DiMicco | Management | For | Withhold | Against |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.6 | Elect John H. Forsgren | Management | For | Withhold | Against |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.7 | Elect Ann Maynard Gray | Management | For | Withhold | Against |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.8 | Elect James H. Hance, Jr. | Management | For | Withhold | Against |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.9 | Elect John T. Herron | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.10 | Elect James B. Hyler, Jr. | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.11 | Elect E. Marie McKee | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.12 | Elect E. James Reinsch | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.13 | Elect James T. Rhodes | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.14 | Elect James E. Rogers | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.15 | Elect Carlos A. Saladrigas | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 1.16 | Elect Philip R. Sharp | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 4 | Amended Short-Term Incentive Plan | Management | For | For | For |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Duke Energy Corp. | DUK | 26441C204 | 5/2/2013 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against |
Eaton Vance Enhanced Equity Income Fund | EOI | 278274105 | 7/20/2012 | 1.1 | Elect Scott Eston | Management | For | For 91.5% Withhold 8.5% | For |
Eaton Vance Enhanced Equity Income Fund | EOI | 278274105 | 7/20/2012 | 1.2 | Elect William Park | Management | For | For 91.5% Withhold 8.5% | For |
Eaton Vance Enhanced Equity Income Fund | EOI | 278274105 | 7/20/2012 | 1.3 | Elect Ronald Pearlman | Management | For | For 91.5% Withhold 8.5% | For |
Eaton Vance Enhanced Equity Income Fund | EOI | 278274105 | 7/20/2012 | 1.4 | Elect Harriett Taggart | Management | For | For 91.5% Withhold 8.5% | For |
Eaton Vance Enhanced Equity Income Fund II | EOS | 278277108 | 4/19/2013 | 1.1 | Elect Lynn A. Stout | Management | For | For 93% Withhold 7% | For |
Eaton Vance Enhanced Equity Income Fund II | EOS | 278277108 | 4/19/2013 | 1.2 | Elect Harriet T. Taggart | Management | For | For 93% Withhold 7% | For |
Eaton Vance Enhanced Equity Income Fund II | EOS | 278277108 | 4/19/2013 | 1.3 | Elect Ralph F. Verni | Management | For | For 93% Withhold 7% | For |
Eaton Vance Risk-Managed Diversified Equity Income Fund | ETJ | 27829G106 | 4/19/2013 | 1.1 | Elect Lynn A. Stout | Management | For | For 90% Withhold 10% | For |
Eaton Vance Risk-Managed Diversified Equity Income Fund | ETJ | 27829G106 | 4/19/2013 | 1.2 | Elect Harriet T. Taggart | Management | For | For 90% Withhold 10% | For |
Eaton Vance Risk-Managed Diversified Equity Income Fund | ETJ | 27829G106 | 4/19/2013 | 1.3 | Elect Ralph F. Verni | Management | For | Fpr 90% Withhold 10% | For |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | ETO | 27828U106 | 2/15/2013 | 1.1 | Elect Ronald Pearlman | Management | For | For 97% Withhold 3% | For |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | ETO | 27828U106 | 2/15/2013 | 1.2 | Elect Helen Peters | Management | For | For 97% Withhold 3% | For |
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund | ETO | 27828U106 | 2/15/2013 | 1.3 | Elect Ralph Verni | Management | For | For 97% Withhold 3% | For |
Eaton Vance Tax-Managed Diversified Equity Income Fund | ETY | 27828N102 | 8/24/2012 | 1.1 | Elect Scott Eston | Management | For | For 91% Withhold 9% | For |
Eaton Vance Tax-Managed Diversified Equity Income Fund | ETY | 27828N102 | 8/24/2012 | 1.2 | Elect Harriett Taggart | Management | For | For 91% Withhold 9% | For |
Eaton Vance Tax-Managed Diversified Equity Income Fund | ETY | 27828N102 | 8/24/2012 | 1.3 | Elect Helen Peters | Management | For | For 91% Withhold 9% | For |
Eaton Vance Tax-Managed Diversified Equity Income Fund | ETY | 27828N102 | 8/24/2012 | 1.4 | Elect Lynn Stout | Management | For | For 91% Withhold 9% | For |
Eaton Vance Tax-Managed Diversified Equity Income Fund | ETY | 27828N102 | 8/24/2012 | 1.5 | Elect Ralph Verni | Management | For | For 91% Withhold 9% | For |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | ETW | 27829C105 | 4/19/2013 | 1.1 | Elect William H. Park | Management | For | For 92% Withhold 8% | For |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | ETW | 27829C105 | 4/19/2013 | 1.2 | Elect Ronald A. Pearlman | Management | For | For 91% Withhold 9% | For |
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund | ETW | 27829C105 | 4/19/2013 | 1.3 | Elect Harriet T. Taggart | Management | For | For 92% Withhold 8% | For |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund | EXG | 27829F108 | 8/24/2012 | 1.1 | Elect Scott Eston | Management | For | For 96% Withhold 4% | For |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund | EXG | 27829F108 | 8/24/2012 | 1.2 | Elect Ronald Pearlman | Management | For | For 96% Withhold 4% | For |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund | EXG | 27829F108 | 8/24/2012 | 1.3 | Elect Helen Peters | Management | For | For 96% Withhold 4% | For |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund | EXG | 27829F108 | 8/24/2012 | 1.4 | Elect Lynn Stout | Management | For | For 96% Withhold 4% | For |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund | EXG | 27829F108 | 8/24/2012 | 1.5 | Elect Ralph Verni | Management | For | For 96% Withhold 4% | For |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 1 | Elect David M. Moffett | Management | For | For | For |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 2 | Elect Richard T. Schlosberg, III | Management | For | For | For |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 3 | Elect Thomas J. Tierney | Management | For | For | For |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 4 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 6 | Shareholder Proposal Regarding Privacy and Data Security | Shareholder | Against | Against | For |
eBay Inc. | EBAY | 278642103 | 4/18/2013 | 7 | Ratification of Auditor | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 1 | Elect Douglas M. Baker, Jr. | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 2 | Elect Barbara J. Beck | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 3 | Elect Leslie S. Biller | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 4 | Elect Stephen I. Chazen | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 5 | Elect Jerry A. Grundhofer | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 6 | Elect Arthur J. Higgins | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 7 | Elect Joel W. Johnson | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 8 | Elect Michael Larson | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 9 | Elect Jerry W. Levin | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 10 | Elect Robert L. Lumpkins | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 11 | Elect Victoria J. Reich | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 12 | Elect Mary M. VanDeWeghe | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 13 | Elect John J. Zillmer | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 15 | Amendment to the 2010 Stock Incentive Plan | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 16 | Advisory Vote on Executive Compensation | Management | For | For | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Ecolab, Inc. | ECL | 278865100 | 5/2/2013 | 18 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 1 | Elect Charles Crisp | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 2 | Elect James Day | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 3 | Elect Mark Papa | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 4 | Elect H. Leighton Steward | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 5 | Elect Donald Textor | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 6 | Elect William Thomas | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 7 | Elect Frank Wisner | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 8 | Ratification of Auditor | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Management | For | For | For |
EOG Resources, Inc. | EOG | 26875P101 | 5/2/2013 | 10 | Advisory Vote on Executive Compensation | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.7 | Elect Kenneth C. Frazier | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.8 | Elect William W. George | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.9 | Elect Samuel J. Palmisano | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.10 | Elect Steven S. Reinemund | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.11 | Elect Rex W. Tillerson | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.12 | Elect William C. Weldon | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.13 | Elect Edward E. Whitacre, Jr. | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | Shareholder | Against | For | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 6 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | Shareholder | Against | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | For | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 10 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.1 | Elect Michael J. Boskin | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.2 | Elect Peter Brabeck-Letmathe | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.3 | Elect Ursula M. Burns | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.4 | Elect Larry R. Faulkner | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.5 | Elect Jay S. Fishman | Management | For | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 5/29/2013 | 1.6 | Elect Henrietta H. Fore | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.1 | Elect Mark Bernstein | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.2 | Elect Pamela Davies | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.3 | Elect Sharon Decker | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.4 | Elect Edward Dolby | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.5 | Elect Glenn Eisenberg | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.6 | Elect Edward Garden | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.7 | Elect Howard Levine | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.8 | Elect George Mahoney, Jr. | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.9 | Elect James Martin | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.10 | Elect Harvey Morgan | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 1.11 | Elect Dale Pond | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 2 | Advisory Vote on Executive Compensation | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 3 | Employee Stock Purchase Plan | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 4 | Ratification of Auditor | Management | For | For | For |
Family Dollar Stores, Inc. | FDO | 307000109 | 1/17/2013 | 5 | Shareholder Proposal Regarding Adoption of ILO Conventions in Business Partner Code of Conduct | Shareholder | Against | Against | For |
Federated Enhanced Treasure Income Fund | FTT | 314162108 | 9/14/2012 | 1.3 | Elect Charles Mansfield, Jr. | Management | For | For 86% Withhold 14% | For |
Federated Enhanced Treasury Income Fund | FTT | 314162108 | 9/14/2012 | 1.1 | Elect J. Christopher Donahue | Management | For | For 86% Withhold 14% | For |
Federated Enhanced Treasury Income Fund | FTT | 314162108 | 9/14/2012 | 1.2 | Elect Peter Madden | Management | For | For 86% Withhold 14% | For |
Federated Enhanced Treasury Income Fund | FTT | 314162108 | 9/14/2012 | 2 | Amendment to Declaration of Trust Regarding Director Age | Management | For | For 77% Against 14% Abstain 9% | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 1 | Elect James Barksdale | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 2 | Elect John Edwardson | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 3 | Elect Shirley Jackson | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 4 | Elect Steven Loranger | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 5 | Elect Gary Loveman | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 6 | Elect R. Brad Martin | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 7 | Elect Joshua Ramo | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 8 | Elect Susan Schwab | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 9 | Elect Frederick Smith | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 10 | Elect Joshua Smith | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 11 | Elect David Steiner | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 12 | Elect Paul Walsh | Management | For | Against | Against |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 13 | Ratification of Auditor | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
FedEx Corporation | FDX | 31428X106 | 9/24/2012 | 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | Shareholder | Against | For | Against |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 1 | Elect Darryl F. Allen | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 2 | Elect Evan Bayh | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 3 | Elect Ulysses L. Bridgeman, Jr. | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 4 | Elect Emerson L. Brumback | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 5 | Elect James P. Hackett | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 6 | Elect Gary R. Heminger | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 7 | Elect Jewell D. Hoover | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 8 | Elect William M. Isaac | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 9 | Elect Kevin T. Kabat | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 10 | Elect Mitchel D. Livingston | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 11 | Elect Michael B. McCallister | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 12 | Elect Hendrick G. Meijer | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 13 | Elect John J. Schiff, Jr. | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 14 | Elect Marsha C. Williams | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 15 | Ratification of Auditor | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 16 | Advisory Vote on Executive Compensation | Management | For | For | For |
Fifth Third Bancorp | FITB | 316773100 | 4/16/2013 | 17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
First Trust High Income Long/Short Fund | FSD | 33738E109 | 4/17/2013 | 1.1 | Elect James A. Bowen | Management | For | For 94% Withhold 6% | For |
First Trust High Income Long/Short Fund | FSD | 33738E109 | 4/17/2013 | 1.2 | Elect Niel B. Nielson | Management | For | For 94% Withhold 6% | For |
First Trust/Aberdeen Emerging Opportunity Fund | FEO | 33731L100 | 4/17/2013 | 1.1 | Elect James A. Bowen | Management | For | For 94% Withhold 6% | For |
First Trust/Aberdeen Emerging Opportunity Fund | FEO | 33731L100 | 4/17/2013 | 1.2 | Elect Niel B. Nielson | Management | For | For 94% Withhold 6% | For |
First Trust/Aberdeen Emerging Opportunity Fund | FEO | 337353304 | 4/17/2013 | 1.1 | Elect James A. Bowen | Management | For | For 94% Withhold 6% | For |
First Trust/Aberdeen Emerging Opportunity Fund | FEO | 337353304 | 4/17/2013 | 1.2 | Elect Niel B. Nielson | Management | For | For 94% Withhold 6% | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 1 | Elect Samuel H. Armacost | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 2 | Elect Peter K. Barker | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 3 | Elect Charles Crocker | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 4 | Elect Charles B. Johnson | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 5 | Elect Gregory E. Johnson | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 6 | Elect Rupert H. Johnson, Jr. | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 7 | Elect Mark C. Pigott | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 8 | Elect Chutta Ratnathicam | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 9 | Elect Laura Stein | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 10 | Elect Anne M. Tatlock | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 11 | Elect Geoffrey Y. Yang | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 12 | Ratification of Auditor | Management | For | For | For |
Franklin Resources, Inc. | BEN | 354613101 | 3/13/2013 | 13 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 1 | Elect Adrian D.P. Bellamy | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 2 | Elect Domenico De Sole | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 3 | Elect Robert J. Fisher | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 4 | Elect William S. Fisher | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 5 | Elect Isabella D. Goren | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 6 | Elect Bob L. Martin | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 7 | Elect Jorge P. Montoya | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 8 | Elect Glenn K. Murphy | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 9 | Elect Mayo A. Shattuck III | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 10 | Elect Katherine Tsang | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 11 | Ratification of Auditor | Management | For | For | For |
Gap, Inc. (The) | GPS | 364760108 | 5/21/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
GDL Fund (The) | GDL | 361570104 | 5/13/2013 | 1.1 | Elect Edward T. Tokar | Management | For | For 98% Withhold 2% | For |
GDL Fund (The) | GDL | 361570104 | 5/13/2013 | 1.2 | Elect Salvatore J. Zizza | Management | For | For 98% Withhold 2% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.1 | Elect Rodney B. Berens | Management | For | For 83% Withhold 17% | Against |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.2 | Elect Lewis B. Cullman | Management | For | For 86% Withhold 14% | Against |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.3 | Elect Spencer Davidson | Management | For | For 91% Withhold 9% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.4 | Elect Gerald M. Edelman | Management | For | For 90% Withhold 10% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.5 | Elect John D. Gordan, III | Management | For | For 91% Withhold 9% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.6 | Elect Betsy F. Gotbaum | Management | For | For 94% Withhold 6% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.7 | Elect Sidney R. Knafel | Management | For | For 91% Withhold 9% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.8 | Elect Daniel M. Neidich | Management | For | For 82% Withhold 18% | Against |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 1.9 | Elect Jeffrey W. Priest | Management | For | For 91% Withhold 9% | For |
General American Investors Co., Inc. | GAM | 368802104 | 4/10/2013 | 2 | Ratification of Auditor | Management | For | For 94% Withhold 6% | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 1 | Elect W. Geoffrey Beattie | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 2 | Elect John J. Brennan | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 3 | Elect James I. Cash, Jr. | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 4 | Elect Francisco D'Souza | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 5 | Elect Marijn E. Dekkers | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 6 | Elect Ann M. Fudge | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 7 | Elect Susan Hockfield | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 8 | Elect Jeffrey R. Immelt | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 9 | Elect Andrea Jung | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 10 | Elect Robert W. Lane | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 11 | Elect Ralph S. Larsen | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 12 | Elect Rochelle B. Lazarus | Management | For | Against | Against |
General Electric Co. | GE | 369604103 | 4/24/2013 | 13 | Elect James J. Mulva | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 14 | Elect Mary L. Schapiro | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 15 | Elect Robert J. Swieringa | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 16 | Elect James S. Tisch | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 17 | Elect Douglas A. Warner III | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 18 | Advisory Vote on Executive Compensation | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 19 | Ratification of Auditor | Management | For | For | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | Shareholder | Against | Against | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 21 | Shareholder Proposal Regarding Term Limits | Shareholder | Against | Against | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 22 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
General Electric Co. | GE | 369604103 | 4/24/2013 | 23 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
General Electric Co. | GE | 369604103 | 4/24/2013 | 24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
General Electric Co. | GE | 369604103 | 4/24/2013 | 25 | Shareholder Proposal Regarding Double Board Nominees | Shareholder | Against | Against | For |
Global Income & Currency Fund Inc. | GCF | 378968101 | 11/16/2012 | 1 | Reorganization | Management | For | For 98% Against 2% | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.1 | Elect Larry Page | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.2 | Elect Sergey Brin | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.3 | Elect Eric E. Schmidt | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.4 | Elect L. John Doerr | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.5 | Elect Diane B. Greene | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.6 | Elect John L. Hennessy | Management | For | Withhold | Against |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.7 | Elect Ann Mather | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.8 | Elect Paul S. Otellini | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.9 | Elect K. Ram Shriram | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 1.10 | Elect Shirley M. Tilghman | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 3 | Shareholder Proposal Regarding Lead Batteries | Shareholder | Against | Against | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For | Against |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Google Inc. | GOOG | 38259P508 | 6/6/2013 | 6 | Shareholder Proposal Regarding CEO Succession Planning | Shareholder | Against | Against | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 1 | Elect F. Duane Ackerman | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 2 | Elect Francis S. Blake | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 3 | Elect Ari Bousbib | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 4 | Elect Gregory D. Brenneman | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 5 | Elect J. Frank Brown | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 6 | Elect Albert P. Carey | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 7 | Elect Armando M. Codina | Management | For | Against | Against |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 8 | Elect Bonnie G. Hill | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 9 | Elect Karen Katen | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 10 | Elect Mark Vadon | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 11 | Ratification of Auditor | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 13 | Approval of the Material Terms under the Management Incentive Plan | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Management | For | For | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against | For |
Home Depot, Inc. | HD | 437076102 | 5/23/2013 | 16 | Shareholder Proposal Regarding Stormwater Management Policy | Shareholder | Against | Against | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 1 | Elect Gordon M. Bethune | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 2 | Elect Kevin Burke | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 3 | Elect Jaime Chico Pardo | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 4 | Elect David M. Cote | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 5 | Elect D. Scott Davis | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 6 | Elect Linnet F. Deily | Management | For | Against | Against |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 7 | Elect Judd Gregg | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 8 | Elect Lord Clive Hollick | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 9 | Elect Grace D. Lieblein | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 10 | Elect George Paz | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 11 | Elect Bradley T. Sheares | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 12 | Elect Robin L. Washington | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Honeywell International, Inc. | HON | 438516106 | 4/22/2013 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 1 | Elect Daniel J. Brutto | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 2 | Elect Susan Crown | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 3 | Elect Don H. Davis, Jr. | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 4 | Elect James W. Griffith | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 5 | Elect Robert C. McCormack | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 6 | Elect Robert S. Morrison | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 7 | Elect E. Scott Santi | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 8 | Elect James A. Skinner | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 9 | Elect David B. Smith, Jr. | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 10 | Elect Pamela B. Strobel | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 11 | Elect Kevin M. Warren | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 12 | Elect Anré D. Williams | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Illinois Tool Works, Inc. | ITW | 452308109 | 5/3/2013 | 15 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against |
India Fund Inc. | IFN | 454089103 | 5/17/2013 | 1.1 | Elect J. Marc Hardy | Management | For | For 94% Withhold 6% | For |
India Fund Inc. | IFN | 454089103 | 5/17/2013 | 1.2 | Elect Hugh Young | Management | For | For 94% Withhold 6% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 7/5/2012 | 1.1 | Elect Colleen Baldwin | Management | For | For | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 7/5/2012 | 1.2 | Elect John Boyer | Management | For | For | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 7/5/2012 | 1.3 | Elect Patricia Chadwick | Management | For | For | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 1 | Approval of a New Investment Advisory Agreement | Management | For | For 36% Against 2% Abstain 1% Broker Non-Vote 61% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 2 | Approval of a New Sub-Advisory Agreement | Management | For | For 36% Against 2% Abstain 1% Broker Non-Vote 61% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 3.1 | Elect John V. Boyer | Management | For | For 96% Against 4% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 3.2 | Elect Patricia W. Chadwick | Management | For | For 96% Against 4% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 3.3 | Elect Albert E. DePrince, Jr. | Management | For | For 96% Against 4% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 3.4 | Elect Martin J. Gavin | Management | For | For 96% Against 4% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 3.5 | Elect Sheryl K. Pressler | Management | For | For 96% Against 4% | For |
ING Global Equity Dividend and Premium Opportunity Fund | IGD | 45684E107 | 5/6/2013 | 4 | Approval of a New Sub-Advisory Agreement | Management | For | For 36% Against 2% Abstain 1% Broker Non-Vote 61% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 7/5/2012 | 1.1 | Elect Colleen Baldwin | Management | For | For | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 7/5/2012 | 1.2 | Elect John Boyer | Management | For | For | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 7/5/2012 | 1.3 | Elect Patricia Chadwick | Management | For | For | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 1 | Approval of a New Investment Advisory Agreement | Management | For | For 36% Against 2% Abstain 1% Broker Non-Vote 61% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 2 | Approval of a New Sub-Advisory Agreement | Management | For | For 36% Against 2% Abstain 1% Broker Non-Vote 61% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 3.1 | Elect John V. Boyer | Management | For | For 97% Against 3% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 3.2 | Elect Patricia W. Chadwick | Management | For | For 97% Against 3% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 3.3 | Elect Albert E. DePrince, Jr. | Management | For | For 97% Against 3% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 3.4 | Elect Martin J. Gavin | Management | For | For 97% Against 3% | For |
ING Risk Managed Natural Resources Fund | IRR | 449810100 | 6/6/2013 | 3.5 | Elect Sheryl K. Pressler | Management | For | For 97% Against 3% | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 1 | Elect Alain J. P. Belda | Management | For | Against | Against |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 2 | Elect William R. Brody | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 3 | Elect Kenneth I. Chenault | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 4 | Elect Michael L. Eskew | Management | For | Against | Against |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 5 | Elect David N. Farr | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 6 | Elect Shirley A. Jackson | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 7 | Elect Andrew N. Liveris | Management | For | Against | Against |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 8 | Elect W. James McNerney, Jr. | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 9 | Elect James W. Owens | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 10 | Elect Virginia M. Rometty | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 11 | Elect Joan E. Spero | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 12 | Elect Sidney Taurel | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 13 | Elect Lorenzo H Zambrano | Management | For | Against | Against |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 14 | Ratification of Auditor | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
International Business Machines Corp. | IBM | 459200101 | 4/30/2013 | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 1 | Elect David J. Bronczek | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 2 | Elect Ahmet C. Dördüncü | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 3 | Elect John V. Faraci | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 4 | Elect Ilene S. Gordon | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 5 | Elect Stacey J. Mobley | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 6 | Elect Joan E. Spero | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 7 | Elect John L. Townsend, III | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 8 | Elect John F. Turner | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 9 | Elect William G. Walter | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 10 | Elect J. Steven Whisler | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 11 | Ratification of Auditor | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 12 | Right to Act by Written Consent | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
International Paper Co. | IP | 460146103 | 5/13/2013 | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For |
Intuitive Surgical Inc. | ISRG | 46120E602 | 4/25/2013 | 1 | Elect Amal M. Johnson | Management | For | For | For |
Intuitive Surgical Inc. | ISRG | 46120E602 | 4/25/2013 | 2 | Elect Eric H. Halvorson | Management | For | For | For |
Intuitive Surgical Inc. | ISRG | 46120E602 | 4/25/2013 | 3 | Elect Alan J. Levy | Management | For | Against | Against |
Intuitive Surgical Inc. | ISRG | 46120E602 | 4/25/2013 | 4 | Amendment to the 2010 Incentive Award Plan | Management | For | Against | Against |
Intuitive Surgical Inc. | ISRG | 46120E602 | 4/25/2013 | 5 | Advisory Vote on Executive Compensation | Management | For | For | For |
Intuitive Surgical Inc. | ISRG | 46120E602 | 4/25/2013 | 6 | Ratification of Auditor | Management | For | For | For |
Invesco Quality Municipal Income Trust | IQI | 61745P874 | 6/24/2013 | 1.1 | Elect Michael F. Klein | Management | For | For 97% Withhold 3% | For |
Invesco Quality Municipal Income Trust | IQI | 61745P874 | 6/24/2013 | 1.2 | Elect Michael E. Nugent | Management | For | For 97% Withhold 3% | For |
Invesco Quality Municipal Income Trust | IQI | 61745P874 | 6/24/2013 | 1.3 | Elect W. Allen Reed | Management | For | For 97% Withhold 3% | For |
Invesco Senior Income Trust | VVR | 46132R104 | 7/17/2012 | 1 | Amendment and Restatement of the Agreement and Declaration of Trust | Management | For | For 95% Against 3% Abstain 2% | Against |
Invesco Senior Income Trust | VVR | 46132R104 | 7/17/2012 | 2.1 | Elect Linda Hutton Heagy | Management | For | For 98% Withhold 2% | For |
Invesco Senior Income Trust | VVR | 46132R104 | 7/17/2012 | 2.2 | Elect Wayne Whalen | Management | For | For 97% Withhold 3% | For |
Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 12/4/2012 | 1.1 | Elect Rodney Buck | Management | For | For 88% Against 12% | For |
Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 12/4/2012 | 1.2 | Elect David Chemidlin | Management | For | For 87% Against 13% | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 1 | Elect Mary Sue Coleman | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 2 | Elect James G. Cullen | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 3 | Elect Ian E.L. Davis | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 4 | Elect Alex Gorsky | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 5 | Elect Michael M. E. Johns | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 6 | Elect Susan L. Lindquist | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 7 | Elect Anne M. Mulcahy | Management | For | Against | Against |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 8 | Elect Leo F. Mullin | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 9 | Elect William D. Perez | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 10 | Elect Charles Prince | Management | For | Against | Against |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 11 | Elect A. Eugene Washington | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 12 | Elect Ronald A. Williams | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | Shareholder | Against | Against | For |
Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 1 | Elect James A. Bell | Management | For | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 2 | Elect Crandall C. Bowles | Management | For | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 3 | Elect Stephen B. Burke | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 4 | Elect David M. Cote | Management | For | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 5 | Elect James S. Crown | Management | For | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 6 | Elect James Dimon | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 7 | Elect Timothy P. Flynn | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 8 | Elect Ellen V. Futter | Management | For | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 9 | Elect Laban P. Jackson, Jr. | Management | For | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 10 | Elect Lee R. Raymond | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 11 | Elect William C. Weldon | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 12 | Ratification of Auditor | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 14 | Allow Shareholders to Act by Written Consent | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 15 | Key Executive Performance Plan | Management | For | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 18 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 5/21/2013 | 19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Lazard World Dividend & Income Fund Inc. | LOR | 521076109 | 4/26/2013 | 1.1 | Elect Charles L. Carroll | Management | For | For 98% Withhold 2% | For |
Lazard World Dividend & Income Fund Inc. | LOR | 521076109 | 4/26/2013 | 1.2 | Elect Leon M. Pollack | Management | For | For 99% Withhold 1% | For |
Lazard World Dividend & Income Fund Inc. | LOR | 521076109 | 4/26/2013 | 1.3 | Elect Robert M. Solmson | Management | For | For 98% Withhold 2% | For |
Liberty All-Star Growth Fund Inc. | ASG | 529900102 | 7/30/2012 | 1.1 | Elect Thomas Brock | Management | For | For 94% Withhold 6% | For |
Liberty All-Star Growth Fund Inc. | ASG | 529900102 | 7/30/2012 | 1.2 | Elect John Neuhauser | Management | For | For 94% Withhold 6% | For |
Liberty All-Star Growth Fund Inc. | ASG | 529900102 | 7/30/2012 | 1.3 | Elect Edmund J. Burke | Management | For | For 91% Withhold 9% | For |
Liberty All-Star Growth Fund Inc. | ASG | 529900102 | 7/30/2012 | 2 | Shareholder Proposal Regarding Self-Tender Offer | Shareholder | Against | For 13% Against 85% Abstain 2% | For |
Liberty All-Star Growth Fund Inc. | ASG | 529900102 | 12/20/2012 | 1 | Approval of New Portfolio Management Agreement | Management | For | For 93% Against 4% Abstain 3% | For |
Liberty All-Star Growth Fund Inc. | ASG | 529900102 | 12/20/2012 | 2 | Approval of a Manager of Managers Arrangement | Management | For | For 93% Against 5% Abstain 2% | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 1 | Elect Nolan D. Archibald | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 2 | Elect Rosalind G. Brewer | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 3 | Elect David B. Burritt | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 4 | Elect James O. Ellis, Jr. | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 5 | Elect Thomas J. Falk | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 6 | Elect Marillyn A. Hewson | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 7 | Elect Gwendolyn S. King | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 8 | Elect James M. Loy | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 9 | Elect Douglas H. McCorkindale | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 10 | Elect Joseph W. Ralston | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 11 | Elect Anne L. Stevens | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 12 | Elect Robert J. Stevens | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Lockheed Martin Corp. | LMT | 539830109 | 4/25/2013 | 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.1 | Elect Raul Alvarez | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.2 | Elect David W. Bernauer | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.3 | Elect Leonard L. Berry | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.4 | Elect Peter C. Browning | Management | For | Withhold | Against |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.5 | Elect Richard W. Dreiling | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.6 | Elect Dawn E. Hudson | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.7 | Elect Robert L. Johnson | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.8 | Elect Marshall O. Larsen | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.9 | Elect Richard K. Lochridge | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.10 | Elect Robert A. Niblock | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 1.11 | Elect Eric C. Wiseman | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | 5/31/2013 | 4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Madison Strategic Sector Premium Fund | MSP | 558268108 | 7/27/2012 | 1.1 | Elect Philip Blake | Management | For | For 92% Withhold 8% | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 1 | Elect Gregory H. Boyce | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 2 | Elect Pierre R. Brondeau | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 3 | Elect Clarence P. Cazalot, Jr. | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 4 | Elect Linda Z. Cook | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 5 | Elect Shirley A. Jackson | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 6 | Elect Philip Lader | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 7 | Elect Michael E.J. Phelps | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 8 | Elect Dennis H. Reilley | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 9 | Ratification of Auditor | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 10 | Advisory Vote on Executive Compensation | Management | For | For | For |
Marathon Oil Corporation | MRO | 565849106 | 4/24/2013 | 11 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 1 | Elect Zachary W. Carter | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 2 | Elect Óscar Fanjul Martín | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 3 | Elect Daniel S. Glaser | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 4 | Elect H. Edward Hanway | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 5 | Elect Ian Lang | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 6 | Elect Elaine La Roche | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 7 | Elect Steven A. Mills | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 8 | Elect Bruce P. Nolop | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 9 | Elect Marc D. Oken | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 10 | Elect Morton O. Schapiro | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 11 | Elect Adele S. Simmons | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 12 | Elect Lloyd M. Yates | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 13 | Elect R. David Yost | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/16/2013 | 15 | Ratification of Auditor | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 14 | Ratification of Auditor | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 1 | Elect Richard Haythornthwaite | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 2 | Elect Ajay S. Banga | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 3 | Elect Silvio Barzi | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 4 | Elect David R. Carlucci | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 5 | Elect Steven J. Freiberg | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 6 | Elect Nancy J. Karch | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 7 | Elect Marc Olivié | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 8 | Elect Rima Qureshi | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 9 | Elect José Octavio Reyes Lagunes | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 10 | Elect Mark Schwartz | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 11 | Elect Jackson P. TAI | Management | For | For | For |
MasterCard Inc. | MA | 57636Q104 | 6/18/2013 | 12 | Elect Edward Suning Tian | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 1 | Elect Walter E. Massey | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 2 | Elect John W. Rogers, Jr. | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 3 | Elect Roger W. Stone | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 4 | Elect Miles D. White | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 5 | Advisory Vote on Executive Compensation | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 6 | Ratification of Auditor | Management | For | For | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 9 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against | For |
McDonald`s Corp. | MCD | 580135101 | 5/23/2013 | 10 | Shareholder Proposal Regarding Report on Childhood Obesity | Shareholder | Against | Against | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 1 | Elect Andy Bryant | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 2 | Elect Wayne Budd | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 3 | Elect John Hammergren | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 4 | Elect Alton Irby III | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 5 | Elect M. Christine Jacobs | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 6 | Elect Marie Knowles | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 7 | Elect David Lawrence | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 8 | Elect Edward Mueller | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 9 | Elect Jane Shaw | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 10 | Ratification of Auditor | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 11 | Advisory Vote on Executive Compensation | Management | For | For | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 1 | Elect Leslie A. Brun | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 2 | Elect Thomas R. Cech | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 3 | Elect Kenneth C. Frazier | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 4 | Elect Thomas H. Glocer | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 5 | Elect William B. Harrison, Jr. | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 6 | Elect C. Robert Kidder | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 7 | Elect Rochelle B. Lazarus | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 8 | Elect Carlos E. Represas | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 9 | Elect Patricia F. Russo | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 10 | Elect Craig B. Thompson | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 11 | Elect Wendell P. Weeks | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 12 | Elect Peter C. Wendell | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | Shareholder | Against | Against | For |
Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | 18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | Shareholder | Against | Against | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 1 | Elect R. Glenn Hubbard | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 2 | Elect Steven A. Kandarian | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 3 | Elect John M. Keane | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 4 | Elect Alfred F. Kelly, Jr. | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 5 | Elect James M. Kilts | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 6 | Elect Catherine R. Kinney | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 7 | Elect Hugh B. Price | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 8 | Elect Kenton J. Sicchitano | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 9 | Ratification of Auditor | Management | For | For | For |
MetLife Inc. | MET | 59156R108 | 4/23/2013 | 10 | Advisory Vote on Executive Compensation | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 1 | Elect Steven Ballmer | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 2 | Elect Dina Dublon | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 3 | Elect William Gates III | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 4 | Elect Maria Klawe | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 5 | Elect Stephen Luczo | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 6 | Elect David Marquardt | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 7 | Elect Charles Noski | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 8 | Elect Helmut Panke | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 9 | Elect John Thompson | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 10 | Advisory Vote on Executive Compensation | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 11 | Amendment to the Employee Stock Purchase Plan | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 12 | Ratification of Auditor | Management | For | For | For |
Microsoft Corporation | MSFT | 594918104 | 11/28/2012 | 13 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For |
Morgan Stanley China A Share Fund Inc. | CAF | 617468103 | 7/24/2012 | 1.1 | Elect Michael Bozic | Management | For | For 88% Withhold 12% | For |
Morgan Stanley China A Share Fund Inc. | CAF | 617468103 | 7/24/2012 | 1.2 | Elect Michael Klein | Management | For | For 88% Withhold 12% | For |
Morgan Stanley China A Share Fund Inc. | CAF | 617468103 | 7/24/2012 | 1.3 | Elect W. Allen Reed | Management | For | For 88% Withhold 12% | For |
Morgan Stanley Emerging Markets Domestic Debt Fund Inc. | EDD | 617477104 | 6/24/2013 | 1.1 | Elect Frank L. Bowman | Management | For | For 98.5% Abstain 1.5% | For |
Morgan Stanley Emerging Markets Domestic Debt Fund Inc. | EDD | 617477104 | 6/24/2013 | 1.2 | Elect James F. Higgins | Management | For | For 98.5% Abstain 1.5% | For |
Morgan Stanley Emerging Markets Domestic Debt Fund Inc. | EDD | 617477104 | 6/24/2013 | 1.3 | Elect Manuel H. Johnson | Management | For | For 98.5% Abstain 1.5% | For |
Morgan Stanley India Investment Fund Inc. | IIF | 61745C105 | 7/24/2012 | 1.1 | Elect Joseph Kearns | Management | For | For 66% Withhold 34% | For |
Morgan Stanley India Investment Fund Inc. | IIF | 61745C105 | 7/24/2012 | 1.2 | Elect M.J. Marcel Descroizilles | Management | For | For 95% Withhold 5% | For |
Morgan Stanley India Investment Fund Inc. | IIF | 61745C105 | 6/24/2013 | 1.1 | Elect Arthur Lev | Management | For | For 57% Withhold 43% | For |
Morgan Stanley India Investment Fund Inc. | IIF | 61745C105 | 6/24/2013 | 1.2 | Elect Fergus Reid | Management | For | For 57% Withhold 43% | Against |
New Germany Fund Inc. | GF | 644465106 | 6/26/2013 | 1.1 | Elect Detlef Bierbaum | Management | For | For 88.5% Withhold 11.5% | For |
New Germany Fund Inc. | GF | 644465106 | 6/26/2013 | 1.2 | Elect Christian H. Strenger | Management | For | For 88.5% Withhold 11.5% | For |
New Germany Fund Inc. | GF | 644465106 | 6/26/2013 | 1.3 | Elect Robert H. Wadsworth | Management | For | For 88.5% Withhold 11.5% | For |
New Germany Fund Inc. | GF | 644465106 | 6/26/2013 | 1.4 | Elect Wilhelm Bender | Management | For | For 88.5% Withhold 11.5% | For |
New Germany Fund Inc. | GF | 644465106 | 6/26/2013 | 2 | Ratification of Auditor | Management | For | For 96% Against 2% Abstain 2% | For |
News Corp. | NWSA | 65248E203 | 6/11/2013 | 1 | Certificate Amendment Regarding Separation Transactions | Management | For | For | For |
News Corp. | NWSA | 65248E203 | 6/11/2013 | 2 | Certificate Amendment Regarding Non-Cash Distributions | Management | For | For | For |
News Corp. | NWSA | 65248E203 | 6/11/2013 | 3 | Company Name Change | Management | For | For | For |
News Corp. | NWSA | 65248E203 | 6/11/2013 | 4 | Resident Status | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 1 | Elect Sherry S. Barrat | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 2 | Elect Robert M. Beall II | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 3 | Elect James L. Camaren | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 4 | Elect Kenneth B. Dunn | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 5 | Elect Lewis Hay, III | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 6 | Elect Toni Jennings | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 7 | Elect James L. Robo | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 8 | Elect Rudy E. Schupp | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 9 | Elect John L. Skolds | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 10 | Elect William H. Swanson | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 11 | Elect Michael H. Thaman | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 12 | Elect Hansel E. Tookes II | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 13 | Ratification of Auditor | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
NextEra Energy Inc. | NEE | 65339F101 | 5/23/2013 | 16 | Shareholder Regarding Nuclear Fuel Storage and Safety | Shareholder | Against | Against | For |
Nuveen Diversified Currency Opportunities Fund | JGT | 67090N109 | 4/3/2013 | 1.1 | Elect William Hunter | Management | For | For 98% Against 2% | For |
Nuveen Diversified Currency Opportunities Fund | JGT | 67090N109 | 4/3/2013 | 1.2 | Elect Judith Stockdale | Management | For | For 98% Against 2% | For |
Nuveen Diversified Currency Opportunities Fund | JGT | 67090N109 | 4/3/2013 | 1.3 | Elect Carole Stone | Management | For | For 98% Against 2% | For |
Nuveen Diversified Currency Opportunities Fund | JGT | 67090N109 | 4/3/2013 | 1.4 | Elect Virginia Stringer | Management | For | For 98% Against 2% | For |
Nuveen Global Value Opportunities Fund | JGV | 6706EH103 | 4/3/2013 | 1.1 | Elect William Hunter | Management | For | For 98% Against 2% | For |
Nuveen Global Value Opportunities Fund | JGV | 6706EH103 | 4/3/2013 | 1.2 | Elect Judith Stockdale | Management | For | For 98% Against 2% | For |
Nuveen Global Value Opportunities Fund | JGV | 6706EH103 | 4/3/2013 | 1.3 | Elect Carole Stone | Management | For | For 98% Against 2% | For |
Nuveen Global Value Opportunities Fund | JGV | 6706EH103 | 4/3/2013 | 1.4 | Elect Virginia Stringer | Management | For | For 98% Against 2% | For |
Nuveen Quality Preferred Income Fund | JTP | 67071S101 | 4/3/2013 | 1.1 | Elect William Hunter | Management | For | For 96.753% Against 3.247% | For |
Nuveen Quality Preferred Income Fund | JTP | 67071S101 | 4/3/2013 | 1.2 | Elect Judith Stockdale | Management | For | For 96.441% Against 3.559% | For |
Nuveen Quality Preferred Income Fund | JTP | 67071S101 | 4/3/2013 | 1.3 | Elect Carole Stone | Management | For | For 96.535% Against 3.465% | For |
Nuveen Quality Preferred Income Fund | JTP | 67071S101 | 4/3/2013 | 1.4 | Elect Virginia Stringer | Management | For | For 95.369% Against 3.361% | For |
Nuveen Quality Preferred Income Fund III | JHP | 67072W101 | 4/3/2013 | 1.1 | Elect William Hunter | Management | For | For 96.845% Against 3.155% | For |
Nuveen Quality Preferred Income Fund III | JHP | 67072W101 | 4/3/2013 | 1.2 | Elect Judith Stockdale | Management | For | For 96.652% Against 3.348% | For |
Nuveen Quality Preferred Income Fund III | JHP | 67072W101 | 4/3/2013 | 1.3 | Elect Carole Stone | Management | For | For 96.753% Against 3.3247% | For |
Nuveen Quality Preferred Income Fund III | JHP | 67072W101 | 4/3/2013 | 1.4 | Elect Virginia Stringer | Management | For | For 96.784% Against 3.216% | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 1 | Elect John D. Wren | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 2 | Elect Bruce Crawford | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 3 | Elect Alan R. Batkin | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 4 | Elect Mary C. Choksi | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 5 | Elect Robert C. Clark | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 6 | Elect Leonard S. Coleman, Jr. | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 7 | Elect Errol M. Cook | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 8 | Elect Susan S. Denison | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 9 | Elect Michael A. Henning | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 10 | Elect John R. Murphy | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 11 | Elect John R. Purcell | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 12 | Elect Linda Johnson Rice | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 13 | Elect Gary L. Roubos | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 15 | 2013 Incentive Award Plan | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 16 | Advisory Vote on Executive Compensation | Management | For | For | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 17 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against | For |
Omnicom Group, Inc. | OMC | 681919106 | 5/21/2013 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.1 | Elect Jeffrey Berg | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.2 | Elect H. Raymond Bingham | Management | For | Withhold | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.3 | Elect Michael Boskin | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.4 | Elect Safra Catz | Management | For | Withhold | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.5 | Elect Bruce Chizen | Management | For | Withhold | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.6 | Elect George Conrades | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.7 | Elect Lawrence Ellison | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.8 | Elect Hector Garcia-Molina | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.9 | Elect Jeffrey Henley | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.10 | Elect Mark Hurd | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.11 | Elect Donald Lucas | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 1.12 | Elect Naomi Seligman | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 2 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 3 | Amendment to the 1993 Directors' Stock Plan | Management | For | Against | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 4 | Ratification of Auditor | Management | For | For | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | Shareholder | Against | For | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For |
Oracle Corp. | ORCL | 68389X105 | 11/7/2012 | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.1 | Elect Enrique R. Arzac | Management | For | For 90% Abstain 10% | Against |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.2 | Elect Phyllis O. Bonanno | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.3 | Elect Kenneth J. Dale | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.4 | Elect Frederic A. Escherich | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.5 | Elect Roger W. Gale | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.6 | Elect Kathleen T. McGahran | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.7 | Elect Craig R. Smith | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 1.8 | Elect Mark E. Stoeckle | Management | For | For 90% Abstain 10% | For |
Petroleum & Resources Corp. | PEO | 716549100 | 3/19/2013 | 2 | Ratification of Auditor | Management | For | For 90% Against 1% Abstain 9% | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 1 | Elect Harold Brown | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 2 | Elect Mathis Cabiallavetta | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 3 | Elect Andre Calantzopoulos | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 4 | Elect Louis Camilleri | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 5 | Elect J. Dudley Fishburn | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 6 | Elect Jennifer Li | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 7 | Elect Graham Mackay | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 8 | Elect Sergio Marchionne | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 9 | Elect Kalpana Morparia | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 10 | Elect Lucio Noto | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 11 | Elect Robert Polet | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 12 | Elect Carlos Slim Helú | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 13 | Elect Stephen Wolf | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Philip Morris International Inc. | PM | 718172109 | 5/8/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Phillips 66 | PSX | 718546104 | 5/8/2013 | 1 | Elect Greg C. Garland | Management | For | For | For |
Phillips 66 | PSX | 718546104 | 5/8/2013 | 2 | Elect John E. Lowe | Management | For | For | For |
Phillips 66 | PSX | 718546104 | 5/8/2013 | 3 | Ratification of Auditor | Management | For | Against | Against |
Phillips 66 | PSX | 718546104 | 5/8/2013 | 4 | 2013 Omnibus Stock and Performance Incentive Plan | Management | For | For | For |
Phillips 66 | PSX | 718546104 | 5/8/2013 | 5 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Phillips 66 | PSX | 718546104 | 5/8/2013 | 6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 4 | Ratification of Auditor | Management | For | For | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 5 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 1.1 | Elect James G. Berges | Management | For | For | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 1.2 | Elect John V. Faraci | Management | For | For | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 1.3 | Elect Victoria F. Haynes | Management | For | For | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 1.4 | Elect Martin H. Richenhagen | Management | For | For | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 2 | Advisory Vote on Executive Compensation | Management | For | For | For |
PPG Industries, Inc. | PPG | 693506107 | 4/18/2013 | 3 | Repeal of Classified Board | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 1 | Elect Stephen F. Angel | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 2 | Elect Oscar Bernardes | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 3 | Elect Bret K. Clayton | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 4 | Elect Nance K. Dicciani | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 5 | Elect Edward G. Galante | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 6 | Elect Claire W. Gargalli | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 7 | Elect Ira D. Hall | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 8 | Elect Raymond W. LeBoeuf | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 9 | Elect Larry D. McVay | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 10 | Elect Wayne T. Smith | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 11 | Elect Robert L. Wood | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against | For |
Praxair, Inc. | PX | 74005P104 | 4/23/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 1 | Elect Albert R. Gamper, Jr. | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 2 | Elect William V. Hickey | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 3 | Elect Ralph Izzo | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 4 | Elect Shirley A. Jackson | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 5 | Elect David Lilley | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 6 | Elect Thomas A. Renyi | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 7 | Elect Hak Cheol Shin | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 8 | Elect Richard J. Swift | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 9 | Elect Susan Tomasky | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 10 | Elect Alfred W. Zollar | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 11 | Advisory Vote on Executive Compensation | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 12 | Amendment to the 2004 Long-Term Incentive Plan | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 13 | Amendment to the Employee Stock Purchase Plan | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Public Service Enterprise Group Inc. | PEG | 744573106 | 4/16/2013 | 15 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.1 | Elect Ronald L. Havner, Jr. | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.2 | Elect Tamara Hughes Gustavson | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.3 | Elect Uri P. Harkham | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.4 | Elect B. Wayne Hughes, Jr. | Management | For | Withhold | Against |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.5 | Elect Avedick B. Poladian | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.6 | Elect Gary E. Pruitt | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.7 | Elect Ronald P. Spogli | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 1.8 | Elect Daniel C. Staton | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 2 | Ratification of Auditor | Management | For | For | For |
Public Storage | PSA | 74460D109 | 5/9/2013 | 3 | Advisory Vote on Executive Compensation | Management | For | For | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 1 | Change in Board Size | Management | For | For 95% Against 3% Abstain 2% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.1 | Elect Liaquat Ahamed | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.2 | Elect Ravi Akhoury | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.3 | Elect Jameson Baxter | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.4 | Elect Barbara Baumann | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.5 | Elect Charles Curtis | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.6 | Elect Robert Darretta | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.7 | Elect Katinka Domotorffy | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.8 | Elect John Hill | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.9 | Elect Paul Joskow | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.10 | Elect Elizabeth Kennan | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.11 | Elect Kenneth Leibler | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.12 | Elect Robert Patterson | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.13 | Elect George Putnam, III | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.14 | Elect Robert Reynolds | Management | For | For 95% Withhold 5% | For |
Putnam Premier Income Trust | PPT | 746853100 | 1/31/2013 | 2.15 | Elect W. Thomas Stephens | Management | For | For 95% Withhold 5% | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 1 | Elect Barbara T. Alexander | Management | For | Against | Against |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 2 | Elect Donald G. Cruickshank | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 3 | Elect Raymond V. Dittamore | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 4 | Elect Susan Hockfield | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 5 | Elect Thomas W. Horton | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 6 | Elect Paul E. Jacobs | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 7 | Elect Sherry Lansing | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 8 | Elect Duane A. Nelles | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 9 | Elect Francisco Ros | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 10 | Elect Brent Scowcroft | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 11 | Elect Marc I. Stern | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 12 | Amendment to the 2006 Long-Term Incentive Plan | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 13 | Ratification of Auditor | Management | For | For | For |
QUALCOMM, Inc. | QCOM | 747525103 | 3/5/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Reaves Utility Income Fund | UTG | 756158101 | 5/3/2013 | 1.1 | Elect Jeremy W. Deems | Management | For | For 97% Against 3% | For |
Reaves Utility Income Fund | UTG | 756158101 | 5/3/2013 | 1.2 | Elect Jeremy O. May | Management | For | For 98% Against 2% | For |
Royce Focus Trust Inc. | FUND | 78080N108 | 9/20/2012 | 1.1 | Elect Charles Royce | Management | For | For 99% Withhold 1% | For |
Royce Focus Trust Inc. | FUND | 78080N108 | 9/20/2012 | 1.2 | Elect G. Peter O'Brien | Management | For | For 99% Withhold 1% | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 1 | Elect Peter L.S. Currie | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 2 | Elect Anthony Isaac | Management | For | Against | Against |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 3 | Elect K.V. Kamath | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 4 | Elect Paal Kibsgaard | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 5 | Elect Nikolay Kudryavtsev | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 6 | Elect Adrian Lajous | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 7 | Elect Michael E. Marks | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 8 | Elect Lubna Olayan | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 9 | Elect Leo Rafael Reif | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 10 | Elect Tore I. Sandvold | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 11 | Elect Henri Seydoux | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 13 | Approval of Financial Statements/Dividends | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 15 | 2013 Omnibus Incentive Plan | Management | For | For | For |
Schlumberger Ltd. | SLB | 806857108 | 4/10/2013 | 16 | Amendment to the Discounted Stock Purchase Plan | Management | For | For | For |
Singapore Fund Inc. | SGF | 82929L109 | 6/10/2013 | 1 | Elect David G. Harmert | Management | For | For 93% Against 7% | For |
Singapore Fund Inc. | SGF | 82929L109 | 6/10/2013 | 2 | Elect Rahn K. Portert | Management | For | For 93% Against 7% | For |
Southern Company | SO | 842587107 | 5/22/2013 | 1 | Elect Juanita Powell Baranco | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 2 | Elect Jon A. Boscia | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 3 | Elect Henry A. Clark III | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 4 | Elect Thomas A. Fanning | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 5 | Elect David J. Grain | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 6 | Elect H. William Habermeyer, Jr. | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 7 | Elect Veronica M. Hagen | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 8 | Elect Warren A. Hood, Jr. | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 9 | Elect Donald M. James | Management | For | Against | Against |
Southern Company | SO | 842587107 | 5/22/2013 | 10 | Elect Dale E. Klein | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 11 | Elect William G. Smith, Jr. | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 12 | Elect Steven R. Specker | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 13 | Elect E. Jenner Wood III | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 16 | Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 17 | Elimination of Certain Supermajority Vote Requirements | Management | For | For | For |
Southern Company | SO | 842587107 | 5/22/2013 | 18 | Reduction of Voting Thresholds in the Fair Price Provision | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 1 | Elect Robert M. Beall II | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 2 | Elect Alston D. Correll | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 3 | Elect Jeffrey C. Crowe | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 4 | Elect David H. Hughes | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 5 | Elect M. Douglas Ivester | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 6 | Elect Kyle P. Legg | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 7 | Elect William A. Linnenbringer | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 8 | Elect Donna S. Morea | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 9 | Elect David M. Ratcliffe | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 10 | Elect William H. Rogers, Jr. | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 11 | Elect Frank W. Scruggs | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 12 | Elect Thomas R. Watjen | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 13 | Elect Phail Wynn, Jr. | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
SunTrust Banks, Inc. | STI | 867914103 | 4/23/2013 | 15 | Ratification of Auditor | Management | For | For | For |
Swiss Helvetia Fund Inc. | SWZ | 870875101 | 6/19/2013 | 1.1 | Elect Jean-Marc Boillat | Management | For | For 70% Abstain 30% | For |
Swiss Helvetia Fund Inc. | SWZ | 870875101 | 6/19/2013 | 1.2 | Elect R. Clark Hooper | Management | For | For 70% Abstain 30% | For |
Swiss Helvetia Fund Inc. | SWZ | 870875101 | 6/19/2013 | 1.3 | Elect Alexandre de Takacsy | Management | For | For 70% Abstain 30% | For |
Swiss Helvetia Fund Inc. | SWZ | 870875101 | 6/19/2013 | 2 | Ratification of Auditor | Management | For | For 95.5% Against 4% Abstain 0.5% | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 1 | Elect Edward C. Bernard | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 2 | Elect James T. Brady | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 3 | Elect Mary K. Bush | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 4 | Elect Donald B. Hebb, Jr. | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 5 | Elect Freeman A. Hrabowski, III | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 6 | Elect James A.C. Kennedy | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 7 | Elect Robert F. MacLellan | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 8 | Elect Brian C. Rogers | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 9 | Elect Alfred Sommer | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 10 | Elect Dwight S. Taylor | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 11 | Elect Anne Marie Whittemore | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 12 | Advisory Vote on Executive Compensation | Management | For | For | For |
T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Taiwan Fund Inc. | TWN | 874036106 | 4/23/2013 | 1.1 | Elect Michael F. Holland | Management | For | For 95% Withhold 5% | Against |
Taiwan Fund Inc. | TWN | 874036106 | 4/23/2013 | 1.2 | Elect Joe O. Rogers | Management | For | For 96% Withhold 4% | For |
Taiwan Fund Inc. | TWN | 874036106 | 4/23/2013 | 1.3 | Elect Bing Shen | Management | For | For 96% Withhold 4% | For |
Taiwan Fund Inc. | TWN | 874036106 | 4/23/2013 | 1.4 | Elect M. Christopher Canavan, Jr. | Management | For | For 53% Withhold 47% | For |
Taiwan Fund Inc. | TWN | 874036106 | 4/23/2013 | 1.5 | Elect Anthony Kai Yiu Lo | Management | For | For 49% Withhold 51% | For |
Taiwan Fund Inc. | TWN | 874036106 | 4/23/2013 | 1.6 | Elect William C. Kirby | Management | For | For 96% Withhold 4% | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 1 | Elect Roxanne S. Austin | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 2 | Elect Douglas M. Baker, Jr. | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 3 | Elect Henrique de Castro | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 4 | Elect Calvin Darden | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 5 | Elect Mary N. Dillon | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 6 | Elect James A. Johnson | Management | For | Against | Against |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 7 | Elect Mary E. Minnick | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 8 | Elect Anne M. Mulcahy | Management | For | Against | Against |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 9 | Elect Derica W. Rice | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 10 | Elect Gregg W. Steinhafel | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 11 | Elect John G. Stumpf | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 12 | Elect Solomon D. Trujillo | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Target Corp. | TGT | 87612E106 | 6/12/2013 | 16 | Shareholder Proposal Regarding Report on Electronic Waste | Shareholder | Against | Against | For |
Templeton Dragon Fund Inc. | TDF | 88018T101 | 5/31/2013 | 1.1 | Elect Edith E. Holiday | Management | For | For 70% Withhold 30% | For |
Templeton Dragon Fund Inc. | TDF | 88018T101 | 5/31/2013 | 1.2 | Elect Larry D. Thompson | Management | For | For 70% Withhold 30% | For |
Templeton Dragon Fund Inc. | TDF | 88018T101 | 5/31/2013 | 1.3 | Elect Rupert H. Johnson, Jr. | Management | For | For 70% Withhold 30% | For |
Templeton Dragon Fund Inc. | TDF | 88018T101 | 5/31/2013 | 1.4 | Elect Gregory E. Johnson | Management | For | For 70% Withhold 30% | For |
Templeton Dragon Fund Inc. | TDF | 88018T101 | 5/31/2013 | 2 | Ratification of Auditor | Management | For | For 98% Against 1% Abstain 1% | For |
Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2013 | 1.1 | Elect Frank A. Olson | Management | For | For 25% Withhold 75% | For |
Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2013 | 1.2 | Elect Constantine D. Tseretopoulos | Management | For | For 25% Withhold 75% | For |
Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2013 | 1.3 | Elect Charles B. Johnson | Management | For | For 25% Withhold 75% | For |
Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2013 | 1.4 | Elect Gregory E. Johnson | Management | For | For 25% Withhold 75% | For |
Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2013 | 2 | Ratification of Auditor | Management | For | For 100% | For |
Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2013 | 3 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | For 75% Abstain 25% | For |
Thai Fund Inc. | TTF | 882904105 | 6/24/2013 | 1.1 | Elect Frank L. Bowman | Management | For | For 49% Abstain 51% | For |
Thai Fund Inc. | TTF | 882904105 | 6/24/2013 | 1.2 | Elect James F. Higgins | Management | For | For 49% Abstain 51% | For |
Thai Fund Inc. | TTF | 882904105 | 6/24/2013 | 1.3 | Elect Manuel H. Johnson | Management | For | For 49% Abstain 51% | For |
Thai Fund Inc. | TTF | 882904105 | 6/24/2013 | 2 | Termination of Contractual Investment Plan | Management | For | For 99% Against 1% | For |
Thai Fund Inc. | TTF | 882904105 | 6/24/2013 | 3 | Shareholder Proposal Regarding Termination of Management Agreements | Shareholder | Against | For 5% Against 94% Abstain 1% | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 1 | Elect Carole Black | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 2 | Elect Glenn A. Britt | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 3 | Elect Thomas H. Castro | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 4 | Elect David C. Chang | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 5 | Elect James E. Copeland, Jr. | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 6 | Elect Peter R. Haje | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 7 | Elect Donna A. James | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 8 | Elect Don Logan | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 9 | Elect N.J. Nicholas, Jr. | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 10 | Elect Wayne H. Pace | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 11 | Elect Edward D. Shirley | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 12 | Elect John E. Sununu | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Time Warner Cable Inc. | TWC | 88732J207 | 5/16/2013 | 15 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | For | Against |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 1 | Elect James L. Barksdale | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 2 | Elect William P. Barr | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 3 | Elect Jeffrey L. Bewkes | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 4 | Elect Stephen F. Bollenbach | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 5 | Elect Robert C. Clark | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 6 | Elect Mathias Döpfner | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 7 | Elect Jessica P. Einhorn | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 8 | Elect Fred Hassan | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 9 | Elect Kenneth J. Novack | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 10 | Elect Paul D. Wachter | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 11 | Elect Deborah C. Wright | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 12 | Ratification of Auditor | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
Time Warner Inc. | TWX | 887317303 | 5/23/2013 | 14 | 2013 Stock Incentive Plan | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 1 | Elect Zein Abdalla | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 2 | Elect José B. Alvarez | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 3 | Elect Alan M. Bennett | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 4 | Elect Bernard Cammarata | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 5 | Elect David T. Ching | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 6 | Elect Michael F. Hines | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 7 | Elect Amy B. Lane | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 8 | Elect Dawn G. Lepore | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 9 | Elect Carol Meyrowitz | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 10 | Elect John F. O'Brien | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 11 | Elect Willow B. Shire | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 12 | Ratification of Auditor | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 13 | Amendment to the Stock Incentive Plan | Management | For | For | For |
TJX Companies, Inc. | TJX | 872540109 | 6/11/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Tri-Continental Corp. | TY | 895436103 | 4/17/2013 | 1.1 | Elect Leroy C. Richie | Management | For | For 83% Withhold 17% | For |
Tri-Continental Corp. | TY | 895436103 | 4/17/2013 | 1.2 | Elect William F. Truscott | Management | For | For 83% Wthhold 17% | For |
Tri-Continental Corp. | TY | 895436103 | 4/17/2013 | 2 | Ratification of Auditor | Management | For | For 92% Against 18% | For |
Turkish Investment Fund Inc. | TKF | 900145103 | 6/24/2013 | 1.1 | Elect Frank L. Bowman | Management | For | For 80% Abstain 20% | For |
Turkish Investment Fund Inc. | TKF | 900145103 | 6/24/2013 | 1.2 | Elect James F. Higgins | Management | For | For 80% Abstain 20% | For |
Turkish Investment Fund Inc. | TKF | 900145103 | 6/24/2013 | 1.3 | Elect Manuel H. Johnson | Management | For | For 80% Abstain 20% | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 1 | Elect Douglas M. Baker, Jr. | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 2 | Elect Y. Marc Belton | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 3 | Elect Victoria Buyniski Gluckman | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 4 | Elect Arthur D. Collins, Jr. | Management | For | Against | Against |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 5 | Elect Richard K. Davis | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 6 | Elect Roland A. Hernandez | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 7 | Elect Doreen Woo Ho | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 8 | Elect Joel W. Johnson | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 9 | Elect Olivia F. Kirtley | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 10 | Elect Jerry W. Levin | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 11 | Elect David B. O'Maley | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 12 | Elect O'Dell M. Owens | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 13 | Elect Craig D. Schnuck | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 14 | Elect Patrick T. Stokes | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 15 | Ratification of Auditor | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 16 | Advisory Vote on Executive Compensation | Management | For | For | For |
U. S. Bancorp | USB | 902973304 | 4/16/2013 | 17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 1 | Elect Andrew H. Card, Jr. | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 2 | Elect Erroll B. Davis, Jr. | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 3 | Elect Thomas J. Donohue | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 4 | Elect Archie W. Dunham | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 5 | Elect Judith Richards Hope | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 6 | Elect John J. Koraleski | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 7 | Elect Charles C. Krulak | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 8 | Elect Michael R. McCarthy | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 9 | Elect Michael W. McConnell | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 10 | Elect Thomas F. McLarty III | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 11 | Elect Steven R. Rogel | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 12 | Elect Jose H. Villarreal | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 13 | Elect James R. Young | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 16 | 2013 Stock Incentive Plan | Management | For | For | For |
Union Pacific Corp. | UNP | 907818108 | 5/16/2013 | 17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 1 | Elect Louis Chênevert | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 2 | Elect John V. Faraci | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 3 | Elect Jean-Pierre Garnier | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 4 | Elect Jamie S. Gorelick | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 5 | Elect Edward A. Kangas | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 6 | Elect Ellen J. Kullman | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 7 | Elect Marshall O. Larsen | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 8 | Elect Harold W. McGraw III | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 9 | Elect Richard B. Myers | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 10 | Elect H. Patrick Swygert | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 11 | Elect André Villeneuve | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 12 | Elect Christine Todd Whitman | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 13 | Ratification of Auditor | Management | For | For | For |
United Technologies Corp. | UTX | 913017109 | 4/29/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 1 | Elect Richard L. Carrión | Management | For | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 2 | Elect Melanie L. Healey | Management | For | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 3 | Elect M. Frances Keeth | Management | For | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 4 | Elect Robert W. Lane | Management | For | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 5 | Elect Lowell C. McAdam | Management | For | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 6 | Elect Sandra O. Moose | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 7 | Elect Joseph Neubauer | Management | For | Against | Against |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 8 | Elect Donald T. Nicolaisen | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 9 | Elect Clarence Otis, Jr. | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 10 | Elect Hugh B. Price | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 11 | Elect Rodney E. Slater | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 12 | Elect Kathryn A. Tesija | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 13 | Elect Gregory D. Wasson | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 14 | Ratification of Auditor | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 16 | Amendment to the 2009 Long-Term Incentive Plan | Management | For | For | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 17 | Shareholder Proposal Regarding Network Neutrality | Shareholder | Against | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 5/2/2013 | 18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 19 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | Shareholder | Against | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For | Against |
Verizon Communications Inc. | VZ | 92343V104 | 5/2/2013 | 22 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 1 | Elect Aida M. Alvarez | Management | For | Against | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 2 | Elect James I. Cash, Jr. | Management | For | Against | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 3 | Elect Roger C. Corbett | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 4 | Elect Douglas N. Daft | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 5 | Elect Michael T. Duke | Management | For | Against | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 6 | Elect Timothy P. Flynn | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 7 | Elect Marissa A. Mayer | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 8 | Elect Gregory B. Penner | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 9 | Elect Steven S. Reinemund | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 10 | Elect H. Lee Scott, Jr. | Management | For | Against | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 11 | Elect Jim C. Walton | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 12 | Elect S. Robson Walton | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 13 | Elect Christopher J. Williams | Management | For | Against | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 14 | Elect Linda S. Wolf | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 15 | Ratification of Auditor | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 16 | Advisory Vote on Executive Compensation | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 17 | Approval of the Management Incentive Plan | Management | For | For | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 18 | Shareholder Proposal Regarding Right to Call Special Meeting | Shareholder | Against | For | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 19 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against | For |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Wal-Mart Stores, Inc. | WMT | 931142103 | 6/7/2013 | 21 | Shareholder Proposal Regarding Recoupment Report | Shareholder | Against | For | Against |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 1 | Elect Susan E. Arnold | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 2 | Elect John S. Chen | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 3 | Elect Judith L. Estrin | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 4 | Elect Robert A. Iger | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 5 | Elect Fred H. Langhammer | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 6 | Elect Aylwin B. Lewis | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 7 | Elect Monica C. Lozano | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 8 | Elect Robert W. Matschullat | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 9 | Elect Sheryl Sandberg | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 10 | Elect Orin C. Smith | Management | For | Against | Against |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 11 | Ratification of Auditor | Management | For | For | For |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 12 | Amendment to the 2002 Executive Performance Plan | Management | For | Against | Against |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | Against | Against |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against |
Walt Disney Co. | DIS | 254687106 | 3/6/2013 | 15 | Shareholder Proposal Regarding Separation of Chairman and CEO | Shareholder | Against | For | Against |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 1 | Elect John D. Baker II | Management | For | Against | Against |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 2 | Elect Elaine L. Chao | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 3 | Elect John S. Chen | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 4 | Elect Lloyd H. Dean | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 5 | Elect Susan E. Engel | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 6 | Elect Enrique Hernandez, Jr. | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 7 | Elect Donald M. James | Management | For | Against | Against |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 8 | Elect Cynthia H. Milligan | Management | For | Against | Against |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 9 | Elect Federico F. Peña | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 10 | Elect Howard V. Richardson | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 11 | Elect Judith M. Runstad | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 12 | Elect Stephen W. Sanger | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 13 | Elect John G. Stumpf | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 14 | Elect Susan G. Swenson | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 15 | Advisory Vote on Executive Compensation | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 17 | Ratification of Auditor | Management | For | For | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For |
Wells Fargo & Co. | WFC | 949746101 | 4/23/2013 | 20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Against | For |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 4/30/2013 | 1.1 | Elect Kenneth D. Fuller | Management | For | For 95% Withhold 5% | For |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | WIW | 95766R104 | 4/30/2013 | 1.2 | Elect Ronald E. Toupin, Jr. | Management | For | For 95% Withhold 5% | Against |
Western Asset/Claymore Inflation-Linked Securities & Income Fund | WIA | 95766Q106 | 4/30/2013 | 1.1 | Elect Michael Larson | Management | For | For 95% Withhold 5% | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 1 | Elect Debra Cafaro | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 2 | Elect Mark Emmert | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 3 | Elect Daniel Fulton | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 4 | Elect John Kieckhefer | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 5 | Elect Wayne Murdy | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 6 | Elect Nicole Piasecki | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 7 | Elect Doyle Simons | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 8 | Elect Richard Sinkfield | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 9 | Elect D. Michael Steuert | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 10 | Elect Kim Williams | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 11 | Elect Charles Williamson | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 12 | 2013 Long Term Incentive Plan | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 13 | Advisory Vote on Executive Compensation | Management | For | For | For |
Weyerhaeuser Co. | WY | 962166104 | 4/11/2013 | 14 | Ratification of Auditor | Management | For | For | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 1 | Elect John A. Carrig | Management | For | For 93% Abstain 7% | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 2 | Elect Henry E. Lentz | Management | For | For 90% Abstain 10% | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 3 | Elect William G. Lowrie | Management | For | For 92% Abstain 8% | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 4 | Advisory Vote on Executive Compensation | Management | For | For 92% Against 8% | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1Year 95% 2 Year 1% 3 Year 4% | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 6 | 2013 Incentive Plan | Management | For | For 98% Against 2% | For |
WPX Energy Inc. | WPX | 98212B103 | 5/22/2013 | 7 | Ratification of Auditor | Management | For | For 100% | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 1 | Elect Gail K. Boudreaux | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 2 | Elect Fredric W. Corrigan | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 3 | Elect Richard K. Davis | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 4 | Elect Benjamin G.S. Fowke III | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 5 | Elect Albert F. Moreno | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 6 | Elect Richard T. O'Brien | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 7 | Elect Christopher J. Policinski | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 8 | Elect A. Patricia Sampson | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 9 | Elect James J. Sheppard | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 10 | Elect David A. Westerlund | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 11 | Elect Kim Williams | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 12 | Elect Timothy V. Wolf | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 13 | Ratification of Auditor | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 14 | Advisory Vote on Executive Compensation | Management | For | For | For |
Xcel Energy, Inc. | XEL | 98389B100 | 5/22/2013 | 15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 1 | Elect John D. Hayes | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 2 | Elect Susan M. James | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 3 | Elect Max R. Levchin | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 4 | Elect Peter Liguori | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 5 | Elect Daniel S. Loeb | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 6 | Elect Marissa A. Mayer | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 7 | Elect Thomas J. McInerney | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 8 | Elect Maynard G. Webb, Jr. | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 9 | Elect Harry J. Wilson | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 10 | Elect Michael J. Wolf | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 11 | Advisory Vote on Executive Compensation | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 12 | Ratification of Auditor | Management | For | For | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 13 | Shareholder Regarding Corporate Social Responsibility Report | Shareholder | Against | Against | For |
Yahoo Inc. | YHOO | 984332106 | 6/25/2013 | 14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | For | Against |
Zweig Fund Inc. | ZF | 989834205 | 5/14/2013 | 1.1 | Elect George R. Aylward | Management | For | For 87.5% Withhold 12.5% | For |
Zweig Fund Inc. | ZF | 989834205 | 5/14/2013 | 1.2 | Elect William H. Wright II | Management | For | For 87.5% Withhold 12.5% | For |
Zweig Total Return Fund Inc. | ZTR | 989837208 | 5/14/2013 | 1.1 | Elect George R. Aylward | Management | For | For 90% Withhold 10% | For |
Zweig Total Return Fund Inc. | ZTR | 989837208 | 5/14/2013 | 1.2 | Elect William H. Wright II | Management | For | For 90% Withhold 10% | For |