| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Management Recommendation | Vote Cast | For / Against Management |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 1 | Elect Sondra L. Barbour | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 2 | Elect Thomas K. Brown | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 3 | Elect Vance D. Coffman | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 4 | Elect David B. Dillon | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 5 | Elect Michael L. Eskew | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 6 | Elect Herbert L. Henkel | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 7 | Elect Muhtar Kent | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 8 | Elect Edward M. Liddy | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 9 | Elect Gregory R. Page | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 11 | Elect Robert J. Ulrich | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 12 | Elect Patricia A. Woertz | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 16 | Shareholder Proposal Regarding Special Meetings | ShrHoldr | Against | For | Against |
| 3M Company | MMM | 88579Y101 | 5/10/2016 | 17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.3 | Elect Sally E. Blount | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.5 | Elect Edward M. Liddy | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.6 | Elect Nancy McKinstry | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.8 | Elect William A. Osborn | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 1.11 | Elect Miles D. White | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/29/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 1.2 | Elect Brett J. Hart | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 4 | Repeal of Classified Board | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/6/2016 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/24/2016 | 1 | Elect Neville J. Miles | Mgmt | For | For 79% Against 18% Abstain 3% | For |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/24/2016 | 2 | Elect Moritz Sell | Mgmt | For | For 80% Against 18% Abstain 2% | For |
| Aberdeen Chile Fund Inc | CH | 00301W105 | 3/24/2016 | 1 | Elect Lawrence J. Fox | Mgmt | For | For 95% Against 4% Abstain 1% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 6/22/2016 | 1 | Election of Directors | Mgmt | For | 21% For and 79% Against. | For |
| Aberdeen Israel Fund Inc | ISL | 00305P106 | 3/24/2016 | 1 | Elect James J. Cattano | Mgmt | For | For 98% Against 1% Abstain 1% | For |
| Aberdeen Israel Fund Inc | ISL | 00301L109 | 3/24/2016 | 1 | Elect Lawrence J. Fox | Mgmt | For | For 95% Against 4% Abstain 1% | For |
| Aberdeen Singapore Fund Inc | SGF | 003244100 | 6/22/2016 | 1 | Elect David G. Harmer | Mgmt | For | 71% For and 29% Against | For |
| Aberdeen Singapore Fund Inc | SGF | 003244100 | 6/22/2016 | 2 | Elect Rahn K. Porter | Mgmt | For | 71% For and 29% Against | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 1 | Increase in Authorized Share Capital | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 2 | Company Name Change | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 3 | Merger/Acquisition | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 4 | Elect Sheila P. Burke | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 5 | Elect James I. Cash, Jr. | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 7 | Elect James M. Zimmerman | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 8 | Board Compensation | Mgmt | For | For | For |
| ACE Limited | ACE | H0023R105 | 10/22/2015 | 9 | Additional or Miscellanious Proposals | ShrHoldr | For | Abstain | Against |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.1 | Elect Enrique R. Arzac | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.3 | Elect Kenneth J. Dale | Mgmt | For | For 89% Withhold 11% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.4 | Elect Frederic A. Escherich | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.5 | Elect Roger W. Gale | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.6 | Elect Kathleen T. McGahran | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.7 | Elect Craig R. Smith | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 1.8 | Elect Mark E. Stoeckle | Mgmt | For | For 87% Withhold 13% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/14/2016 | 2 | Ratification of Auditor | Mgmt | For | For 97% Abstain 3% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 9/30/2015 | 1 | Elect Tracy V. Maitland | Mgmt | For | For 76% Against 2% Abstain 22% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 9/30/2015 | 2 | Elect Ronald A. Nyberg | Mgmt | For | For 76% Against 2% Abstain 22% | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 1 | Elect Fernando Aguirre | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 4 | Elect Betsy Z. Cohen | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 5 | Elect Molly J. Coye | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 6 | Elect Roger N. Farah | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 7 | Elect Jeffrey E. Garten | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 8 | Elect Ellen M. Hancock | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 9 | Elect Richard J. Harrington | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 10 | Elect Edward J. Ludwig | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 11 | Elect Joseph P. Newhouse | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 12 | Elect Olympia J. Snowe | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 14 | Approval of the 2016 Employee Stock Purchase Plan | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/20/2016 | 16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For |
| Aetna Inc. | AET | 00817Y108 | 10/19/2015 | 1 | Merger | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 10/19/2015 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 10/19/2015 | 1 | Merger | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 10/19/2015 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 1 | Elect Susan K. Carter | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 2 | Elect Charles I. Cogut | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 3 | Elect Seifi Ghasemi | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 4 | Elect David H. Y. Ho | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 5 | Elect Margaret G. McGlynn | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 7 | Ratification of Auditor | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2016 | 8 | Approval of Annual Incentive Plan Terms | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.1 | Elect Nesli Basgoz | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.3 | Elect James H. Bloem | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.7 | Elect Catherine M. Klema | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 1.12 | Elect Fred G. Weiss | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 8 | Reduction of Company Capital | Mgmt | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Allergan plc | AGN | G0177J108 | 5/5/2016 | 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 6/30/2016 | 1.1 | Elect Deborah A. DeCotis | Mgmt | For | For 91% Withhold 9% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 6/30/2016 | 1.2 | Elect Bradford K. Gallagher | Mgmt | For | For 91% Withhold 9% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 6/30/2016 | 1.3 | Elect James A. Jacobson | Mgmt | For | For 85% Withhold 15% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 6/30/2016 | 1.4 | Elect Barbara R. Claussen | Mgmt | For | For 95% Withhold 5% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 6/30/2016 | 1.5 | Elect A. Douglas Eu | Mgmt | For | For 94% Withhold 6% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 018825109 | 6/30/2016 | 1.1 | Elect William B. Ogden IV | Mgmt | For | For 94% Withhold 6% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 018825109 | 6/30/2016 | 1.2 | Elect Barbara R. Claussen | Mgmt | For | For 95% Withhold 5% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 018825109 | 6/30/2016 | 1.3 | Elect A. Douglas Eu | Mgmt | For | For 94% Withhold 6% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 018828103 | 6/30/2016 | 1.1 | Elect Hans W. Kertess | Mgmt | N/A | For 94% Withhold 6% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 018828103 | 6/30/2016 | 1.2 | Elect William B. Ogden IV | Mgmt | N/A | For 94% Withhold 6% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 018828103 | 6/30/2016 | 1.3 | Elect Barbara R. Claussen | Mgmt | N/A | For 95% Withhold 5% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 018828103 | 6/30/2016 | 1.4 | Elect A. Douglas Eu | Mgmt | N/A | For 94% Withhold 6% | N/A |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 1 | Elect Kermit R. Crawford | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 2 | Elect Michael L. Eskew | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 3 | Elect Herbert L. Henkel | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 4 | Elect Siddharth N. Mehta | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 5 | Elect Jacques P. Perold | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 6 | Elect Andrea Redmond | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 7 | Elect John W. Rowe | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 8 | Elect Judith A. Sprieser | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 9 | Elect Mary Alice Taylor | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 10 | Elect Thomas J. Wilson | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Allstate Corporation | ALL | 020002101 | 5/24/2016 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.1 | Elect Larry Page | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.5 | Elect Diane B. Greene | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.8 | Elect Alan R. Mulally | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.9 | Elect Paul S. Otellini | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.10 | Elect K. Ram Shriram | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 4 | Amendment to Google Inc.'s Certificate of Incorporation | Mgmt | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/8/2016 | 10 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/17/2016 | 1.1 | Elect James A. Jacobson | Mgmt | For | For 85% Withhold 15% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/17/2016 | 1.2 | Elect H. Guy Leibler | Mgmt | For | For 85% Withhold 15% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/17/2016 | 2 | Transaction of Other Business | Mgmt | For | For 55% Against 39% Abstain 6% | Against |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 5/17/2016 | 1.1 | Elect James A. Jacobson | Mgmt | For | For 85% Withhold 15% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 5/17/2016 | 1.2 | Elect H. Guy Leibler | Mgmt | For | For 85% Withhold 15% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 5/17/2016 | 2 | Transaction of Other Business | Mgmt | For | For 55% Against 39% Abstain 6% | Against |
| Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 5/17/2016 | 1.1 | Elect James A. Jacobson | Mgmt | For | For 85% Withhold 15% | For |
| Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 5/17/2016 | 1.2 | Elect H. Guy Leibler | Mgmt | For | For 85% Withhold 15% | For |
| Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 5/17/2016 | 2 | Transaction of Other Business | Mgmt | For | For 55% Against 39% Abstain 6% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 2 | Elect Tom A. Alberg | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 3 | Elect John Seely Brown | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 4 | Elect William B. Gordon | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 6 | Elect Judith A McGrath | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 10 | Elect Wendell P. Weeks | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/17/2016 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 2 | Elect Ursula M. Burns | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 4 | Elect Peter Chernin | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 5 | Elect Ralph de la Vega | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 6 | Elect Anne L. Lauvergeon | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 7 | Elect Micheal O. Leavitt | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 8 | Elect Theodore J. Leonsis | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 9 | Elect Richard C. Levin | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 10 | Elect Samuel J. Palmisano | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 11 | Elect Daniel L. Vasella | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 12 | Elect Robert D. Walter | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 13 | Elect Ronald A. Williams | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| American Express Company | AXP | 025816109 | 5/2/2016 | 16 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 18 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/2/2016 | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/2/2016 | 21 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 1 | Elect W. Don Cornwell | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 2 | Elect Peter R. Fisher | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 3 | Elect John Fitzpatrick | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 4 | Elect Peter D. Hancock | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 5 | Elect William G. Jurgensen | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 6 | Elect Christopher S. Lynch | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 7 | Elect Samuel J. Merksamer | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 8 | Elect George L. Miles, Jr. | Mgmt | For | Against | Against |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 9 | Elect Henry S. Miller | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 10 | Elect Robert S. Miller | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 11 | Elect Linda A. Mills | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 13 | Elect John A. Paulson | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 15 | Elect Douglas M. Steenland | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 16 | Elect Theresa M. Stone | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/11/2016 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 1 | Elect Raymond P. Dolan | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 2 | Elect Robert D. Hormats | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 3 | Elect Carolyn Katz | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 5 | Elect Craig Macnab | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 6 | Elect JoAnn A. Reed | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 8 | Elect David E. Sharbutt | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 10 | Elect Samme L. Thompson | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 6/1/2016 | 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 1 | Elect David Baltimore | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 4 | Elect Francois de Carbonnel | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 5 | Elect Robert A. Eckert | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 6 | Elect Greg C. Garland | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 7 | Elect Fred Hassan | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 9 | Elect Frank C. Herringer | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 10 | Elect Tyler Jacks | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 11 | Elect Judith C. Pelham | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 12 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 13 | Elect R. Sanders Williams | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2016 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 1 | Elect Lewis Hay, III | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 2 | Elect George A. Schaefer, Jr. | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 3 | Elect Joseph R. Swedish | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/19/2016 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Anthem, Inc. | ANTM | 036752103 | 12/3/2015 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 12/3/2015 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 1 | Elect Lester B. Knight | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 2 | Elect Gregory C. Case | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 3 | Elect Fulvio Conti | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 4 | Elect Cheryl Francis | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 5 | Elect James W. Leng | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 6 | Elect J. Michael Losh | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 7 | Elect Robert S. Morrison | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 8 | Elect Richard B. Myers | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 9 | Elect Richard C. Notebaert | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 10 | Elect Gloria Santona | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 11 | Elect Carolyn Y. Woo | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/24/2016 | 13 | Remuneration Report (Advisory) | Mgmt | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/24/2016 | 14 | Accounts and Reports | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 16 | Ratification of Statutory Auditor | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 18 | Approval of Share Repurchase Contracts and
Repurchase Counterparties | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2016 | 21 | Authorization of Political Donations and Expenditures | Mgmt | For | For | For |
| Apollo Senior Floating Rate Fund Inc. | AFT | 037638103 | 5/19/2016 | 1.1 | Elect Glenn N. Marchak | Mgmt | For | For 89% Withhold 11% | For |
| Apollo Senior Floating Rate Fund Inc. | AFT | 037638103 | 5/19/2016 | 1.2 | Elect Todd J. Slotkin | Mgmt | For | For 89% Withhold 11% | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 1 | Elect James A. Bell | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 2 | Elect Timothy D. Cook | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 3 | Elect Albert A. Gore | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 4 | Elect Robert A. Iger | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 5 | Elect Andrea Jung | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 6 | Elect Arthur D. Levinson | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 7 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 8 | Elect Susan L. Wagner | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 9 | Ratification of Auditor | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2016 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 3 | Elect Richard W. Fisher | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 4 | Elect Scott T. Ford | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 6 | Elect William E. Kennard | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 7 | Elect Michael McCallister | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 8 | Elect Beth E. Mooney | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 10 | Elect Matthew K. Rose | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| AT and T Inc. | T | 00206R102 | 4/29/2016 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.2 | Elect Peter Bisson | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.3 | Elect Richard T. Clark | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.4 | Elect Eric C. Fast | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.5 | Elect Linda R. Gooden | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.6 | Elect Michael P. Gregoire | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.7 | Elect R. Glenn Hubbard | Mgmt | For | For 97% Withhold 3% | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.8 | Elect John P. Jones | Mgmt | For | Withhold | Against |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/10/2015 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Avenue Income Credit Strategies Fund | ACP | 05358E106 | 5/12/2016 | 1.1 | Elect Julie Dien Ledoux | Mgmt | For | For 94% Withhold 6%
Insufficient number of directors on board | Against |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.2 | Elect Charles T. Munger | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.5 | Elect Susan L. Decker | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.6 | Elect William H. Gates III | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.7 | Elect David S. Gottesman | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.10 | Elect Ronald L. Olson | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 4/30/2016 | 2 | Shareholder Proposal Regarding Reporting Of Climate Change Risks | ShrHoldr | Against | For | Against |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.1 | Elect Michael J. Castellano | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.3 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.4 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.5 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.6 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.7 | Elect R. Glenn Hubbard | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.8 | Elect W. Carl Kester | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.9 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.10 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.11 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.1 | Elect Michael J. Castellano | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.3 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.4 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.5 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.6 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.7 | Elect R. Glenn Hubbard | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.8 | Elect W. Carl Kester | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.9 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.10 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/29/2015 | 1.11 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.1 | Elect Michael J. Castellano | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.3 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.4 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.5 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.6 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.7 | Elect R. Glenn Hubbard | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.8 | Elect W. Carl Kester | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.9 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.10 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.11 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.1 | Elect Michael J. Castellano | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.2 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.3 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.4 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.5 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.6 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.7 | Elect R. Glenn Hubbard | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.8 | Elect W. Carl Kester | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.9 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.10 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Debt Strategies Fund, Inc. | DSU | 09255R103 | 7/29/2015 | 1.11 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.2 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.3 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.4 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.5 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.2 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.3 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.4 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/29/2015 | 1.5 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.2 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.3 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.4 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.5 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.2 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.3 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.4 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2015 | 1.5 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/29/2015 | 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/29/2015 | 1.2 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/29/2015 | 1.3 | Elect Babara G. Novick | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/29/2015 | 1.4 | Elect John M. Perlowski | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/29/2015 | 1.5 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 1 | Elect David L. Calhoun | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 5 | Elect Lynn J. Good | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 7 | Elect Edward M. Liddy | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 8 | Elect Dennis A. Muilenburg | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 9 | Elect Susan C. Schwab | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 10 | Elect Randall L. Stephenson | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 12 | Elect Mike S. Zafirovski | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Boeing Company | BA | 097023105 | 5/2/2016 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| Boeing Company | BA | 097023105 | 5/2/2016 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Boeing Company | BA | 097023105 | 5/2/2016 | 18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | ShrHoldr | Against | Against | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 1 | Elect Nelda J. Connors | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 2 | Elect Charles J. Dockendorff | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 3 | Elect Donna A. James | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 4 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 5 | Elect Edward J. Ludwig | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 6 | Elect Stephen P. MacMillan | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 7 | Elect Michael F. Mahoney | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 8 | Elect David J. Roux | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 9 | Elect John E. Sununu | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 10 | Elect Ellen M. Zane | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/3/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Calamos Funds | CHW | 12811L107 | 6/30/2016 | 1.1 | Elect Virginia G. Breen | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Funds | CHW | 12811L107 | 6/30/2016 | 1.2 | Elect Theresa A. Hamacher | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Funds | CHW | 12811L107 | 6/30/2016 | 1.3 | Elect Stephen B. Timbers | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Global Total Return Fund | CGO | 128118106 | 6/30/2016 | 1.1 | Elect Virginia G. Breen | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Global Total Return Fund | CGO | 128118106 | 6/30/2016 | 1.2 | Elect Theresa A. Hamacher | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Global Total Return Fund | CGO | 128118106 | 6/30/2016 | 1.3 | Elect Stephen B. Timbers | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Strategic Total Return Fund | CSQ | 128125101 | 6/30/2016 | 1.1 | Elect Virginia G. Breen | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Strategic Total Return Fund | CSQ | 128125101 | 6/30/2016 | 1.2 | Elect Theresa A. Hamacher | Mgmt | For | For 96% Withhold 4% | For |
| Calamos Strategic Total Return Fund | CSQ | 128125101 | 6/30/2016 | 1.3 | Elect Stephen B. Timbers | Mgmt | For | For 96% Withhold 4% | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 1 | Elect David J. Anderson | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 2 | Elect Colleen F. Arnold | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 3 | Elect George S. Barrett | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 4 | Elect Carrie S. Cox | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 5 | Elect Calvin Darden | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 6 | Elect Bruce L. Downey | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 8 | Elect Clayton M. Jones | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 9 | Elect Gregory B. Kenny | Mgmt | For | Against | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 10 | Elect Nancy Killefer | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 11 | Elect David P. King | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/4/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/7/2015 | 1 | Elect Asuka Nakahara | Mgmt | For | For 98% Withhold 2% | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.1 | Elect Robert J. Hugin | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.2 | Elect Mark J. Alles | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.3 | Elect Richard W. Barker | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.4 | Elect Michael W. Bonney | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.5 | Elect Michael D. Casey | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.6 | Elect Carrie S. Cox | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.7 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.8 | Elect Michael A. Friedman | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.9 | Elect Julia A. Haller | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.10 | Elect Gilla Kaplan | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.11 | Elect James J. Loughlin | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 1.12 | Elect Ernest Mario | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 5 | Exclusive Forum Provision | Mgmt | For | Against | Against |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| Celgene Corporation | CELG | 151020104 | 6/15/2016 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 1 | Elect Alexander B. Cummings, Jr. | Mgmt | For | Abstain | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 2 | Elect Linnet F. Deily | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 3 | Elect Robert E. Denham | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 4 | Elect Alice P. Gast | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 8 | Elect John G. Stumpf | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 9 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 10 | Elect Inge G. Thulin | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 11 | Elect John S. Watson | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 14 | Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan | Mgmt | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 16 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 17 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 18 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 19 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 20 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/25/2016 | 22 | Shareholder Proposal Regarding Right to Call a Special meeting | ShrHoldr | Against | Against | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 1 | Accounts and Reports | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 2 | Allocation of Profits/Dividends | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 3 | Dividends from Reserves | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 4 | Ratification of Board Acts | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 5 | Election of Statutory Auditors | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 6 | Appointment of Auditor | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 7 | Appointment of Special Auditor | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 8 | Elect Evan G. Greenberg | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 9 | Elect Robert M. Hernandez | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 10 | Elect Michael G. Atieh | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 11 | Elect Sheila P. Burke | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 12 | Elect James I. Cash, Jr. | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 13 | Elect Mary A. Cirillo | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 14 | Elect Michael P. Connors | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 15 | Elect John A. Edwardson | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 16 | Elect Lawrence W. Kellner | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 17 | Elect Leo F. Mullin | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 18 | Elect Kimberly Ross | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 19 | Elect Robert W. Scully | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 21 | Elect Theodore Shasta | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 22 | Elect David H. Sidwell | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 23 | Elect Olivier Steimer | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 24 | Elect James M. Zimmerman | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 26 | Elect Michael P. Connors | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 27 | Elect Mary A. Cirillo | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 28 | Elect Robert M. Hernandez | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 29 | Elect Robert W. Scully | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 30 | Elect James M. Zimmerman | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 35 | Executive Compensation | Mgmt | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/19/2016 | 37 | Additional or Miscellaneous Proposals | Mgmt | For | Abstain | Against |
| CIGNA Corporation | CI | 125509109 | 4/27/2016 | 1 | Elect David M. Cordani | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/27/2016 | 2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/27/2016 | 3 | Elect Jane E. Henney | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/27/2016 | 4 | Elect Donna F. Zarcone | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/27/2016 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/27/2016 | 6 | Ratification of Auditor | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 12/3/2015 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 12/3/2015 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 12/3/2015 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 3 | Elect Michael D. Capellas | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 4 | Elect John T. Chambers | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 5 | Elect Brian L. Halla | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 6 | Elect John L. Hennessy | Mgmt | For | Against | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 7 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 8 | Elect Roderick C. McGeary | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 9 | Elect Charles H. Robbins | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 10 | Elect Arun Sarin | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 11 | Elect Steven M. West | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2015 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/28/2015 | 1.1 | Elect Robert L. Butler | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/28/2015 | 1.2 | Elect James E. Canty | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/28/2015 | 1.3 | Elect Richard C. Rantzow | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/28/2015 | 1.1 | Elect Robert L. Butler | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/28/2015 | 1.2 | Elect James E. Canty | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/28/2015 | 1.3 | Elect Richard C. Rantzow | Mgmt | For | For 96% Withhold 4% | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 1 | Elect Zein Abdalla | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 2 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 3 | Elect Jonathan Chadwick | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 4 | Elect Francisco D'Souza | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 5 | Elect John N. Fox, Jr. | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 6 | Elect John E. Klein | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 7 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 8 | Elect Lakshmi Narayanan | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 9 | Elect Michael Patsalos-Fox | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 10 | Elect Robert E. Weissman | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 11 | Elect Thomas M. Wendel | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/15/2016 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/28/2016 | 1.1 | Elect Joseph M. Harvey | Mgmt | For | For 95% Withhold 5% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/28/2016 | 1.2 | Elect Gerald J. Maginnis | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/28/2016 | 1.3 | Elect Richard J. Norman | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/28/2016 | 1.4 | Elect Frank K. Ross | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/28/2016 | 1.1 | Elect Joseph M. Harvey | Mgmt | For | For 95% Withhold 5% | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/28/2016 | 1.2 | Elect Gerald J. Maginnis | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/28/2016 | 1.3 | Elect Richard J. Norman | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/28/2016 | 1.4 | Elect Frank K. Ross | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/28/2016 | 1.1 | Elect Joseph M. Harvey | Mgmt | For | For 95% Withhold 5% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/28/2016 | 1.2 | Elect Gerald J. Maginnis | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/28/2016 | 1.3 | Elect Richard J. Norman | Mgmt | For | For 94% Withhold 6% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/28/2016 | 1.4 | Elect Frank K. Ross | Mgmt | For | For 94% Withhold 6% | For |
| Cohen and Steers Funds | INB | 19248M103 | 4/28/2016 | 1.1 | Elect Joseph M. Harvey | Mgmt | For | For 95% Withhold 5% | For |
| Cohen and Steers Funds | INB | 19248M103 | 4/28/2016 | 1.2 | Elect Gerald J. Maginnis | Mgmt | For | For 94% Withhold 6% | For |
| Cohen and Steers Funds | INB | 19248M103 | 4/28/2016 | 1.3 | Elect Richard J. Norman | Mgmt | For | For 94% Withhold 6% | For |
| Cohen and Steers Funds | INB | 19248M103 | 4/28/2016 | 1.4 | Elect Frank K. Ross | Mgmt | For | For 94% Withhold 6% | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.4 | Elect Edward D. Breen | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.5 | Elect Joseph J. Collins | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 1.11 | Elect Judith Rodin | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/19/2016 | 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 12/10/2015 | 1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 1.1 | Elect Hamilton E. James | Mgmt | For | Withhold | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 1.2 | Elect W. Craig Jelinek | Mgmt | For | Withhold | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 1.3 | Elect John W. Stanton | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 1.4 | Elect Maggie Wilderotter | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/29/2016 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Cutwater Select Income Fund | CSI | 232229104 | 6/15/2016 | 1.1 | Elect W. Thacher Brown | Mgmt | For | For 100% | For |
| Cutwater Select Income Fund | CSI | 232229104 | 6/15/2016 | 1.2 | Elect Ellen D. Harvey | Mgmt | For | For 100% | For |
| Cutwater Select Income Fund | CSI | 232229104 | 6/15/2016 | 1.3 | Elect Thomas E. Spock | Mgmt | For | For 100% | For |
| Cutwater Select Income Fund | CSI | 232229104 | 6/15/2016 | 1.4 | Elect Suzanne P. Welsh | Mgmt | For | For 100% | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 2 | Elect C. David Brown II | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 5 | Elect David W. Dorman | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 9 | Elect Richard J. Swift | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 10 | Elect William C. Weldon | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 11 | Elect Tony L. White | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For |
| CVS Health Corporation | CVS | 126650100 | 5/19/2016 | 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 4 | Elect Teri List-Stoll | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 6 | Elect Mitchell P. Rales | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 7 | Elect Steven M. Rales | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 8 | Elect John T. Schwieters | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 9 | Elect Alan G. Spoon | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 10 | Elect Elias A. Zerhouni | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Danaher Corporation | DHR | 235851102 | 5/10/2016 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | A 10% threshold for calling a special meeting is appropriate | Against |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.1 | Elect Thomas L. Bennett | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.2 | Elect Ann Borowiec | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.3 | Elect Joseph W. Chow | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.4 | Elect John A. Fry | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.5 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.6 | Elect Thomas K. Whitford | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.7 | Elect Lucinda S. Landreth | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.8 | Elect Janet L. Yeomans | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.1 | Elect Thomas L. Bennett | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.2 | Elect Ann Borowiec | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.3 | Elect Joseph W. Chow | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.4 | Elect John A. Fry | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.5 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.6 | Elect Thomas K. Whitford | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.7 | Elect Lucinda S. Landreth | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/19/2015 | 1.8 | Elect Janet L. Yeomans | Mgmt | For | For 97% Withhold 3% | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 1 | Elect Richard H. Anderson | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 2 | Elect Edward H. Bastian | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 3 | Elect Francis S. Blake | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 4 | Elect Daniel A. Carp | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 5 | Elect David G. DeWalt | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 6 | Elect Thomas E. Donilon | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 7 | Elect William H. Easter III | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 8 | Elect Mickey P. Foret | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 9 | Elect Shirley C. Franklin | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 10 | Elect George N. Mattson | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 11 | Elect Douglas R Ralph | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 12 | Elect Sergio A. L. Rial | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 13 | Elect Kathy N. Waller | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 16 | Amendment to the 2007 Performance Compensation Plan | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 17 | Ratification of Auditor | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 18 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 25158Y102 | 9/30/2015 | 1.1 | Elect Keith R. Fox | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 25158Y102 | 9/30/2015 | 1.2 | Elect Richard J. Herring | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 25158Y102 | 9/30/2015 | 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 25158Y102 | 9/30/2015 | 2 | For Deutsche Global High Income Fund, Inc. and Deutsche High Income Opportunities Fund, Inc., Amend Charter to Limit the Existence of the Funds | Mgmt | For | For 97.5% Against 1.5% Abstain 1% | For |
| Deutsche Multi-Market Income Trust | KMM | 25160E102 | 9/30/2015 | 1.1 | Elect Keith R. Fox | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche Multi-Market Income Trust | KMM | 25160E102 | 9/30/2015 | 1.2 | Elect Richard J. Herring | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche Multi-Market Income Trust | KMM | 25160E102 | 9/30/2015 | 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche Strategic Income Trust | KST | 25160F109 | 9/30/2015 | 1.1 | Elect Keith R. Fox | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche Strategic Income Trust | KST | 25160F109 | 9/30/2015 | 1.2 | Elect Richard J. Herring | Mgmt | For | For 63% Withhold 37% | For |
| Deutsche Strategic Income Trust | KST | 25160F109 | 9/30/2015 | 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For 63% Withhold 37% | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 1 | Elect William P. Barr | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 2 | Elect Helen E. Dragas | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 4 | Elect Thomas F. Farrell II | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 5 | Elect John W. Harris | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 6 | Elect Mark J. Kington | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 7 | Elect Pamela L. Royal | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 8 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 9 | Elect Michael E. Szymanczyk | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 10 | Elect David A. Wollard | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 14 | Shareholder Proposal Regarding Financial Analysis of North Ana 3 Construction | ShrHoldr | Against | Against | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 16 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 17 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/11/2016 | 18 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | Against | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 1 | Elect Ajay Banga | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 2 | Elect Jacqueline K. Barton | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 3 | Elect James A. Bell | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 4 | Elect Richard K. Davis | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 5 | Elect Jeff M. Fettig | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 6 | Elect Andrew N. Liveris | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 7 | Elect Mark Loughridge | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 8 | Elect Raymond J. Milchovich | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 9 | Elect Robert S. Miller | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 10 | Elect Paul Polman | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 11 | Elect Dennis H. Reilley | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 12 | Elect James M. Ringler | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 13 | Elect Ruth G. Shaw | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/12/2016 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/15/2016 | 1.1 | Elect Phillip R. McLoughlin | Mgmt | For | For 97% Withhold 3% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/15/2016 | 1.2 | Elect Nathan I. Partain | Mgmt | For | For 97% Withhold 3% | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 2 | Elect Barbara J. Beck | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 3 | Elect Leslie S. Biller | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 4 | Elect Carl M. Casale | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 5 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 6 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 7 | Elect Jerry A. Grundhofer | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 8 | Elect Arthur J. Higgins | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 9 | Elect Michael Larson | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 10 | Elect Jerry W. Levin | Mgmt | For | Against | Against |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 11 | Elect David W. MacLennan | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 12 | Elect Tracy B. McKibben | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 13 | Elect Victoria J. Reich | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 14 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 15 | Elect John J. Zillmer | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 17 | Amendment to the 2001 Non-Employee Director Stock Option and Deferred Compensation Plan | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/5/2016 | 19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 1 | Elect Ralph Alvarez | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 2 | Elect R. David Hoover | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 3 | Elect Juan R. Luciano | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 5 | Elect Kathi P. Seifert | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 7 | Ratification of Auditor | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/2/2016 | 8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 1 | Elect Janet F. Clark | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 2 | Elect Charles R. Crisp | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 3 | Elect James C. Day | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 4 | Elect H. Leighton Steward | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 5 | Elect Donald F. Textor | Mgmt | For | Against | Against |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 6 | Elect William R. Thomas | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 7 | Elect Frank G. Wisner | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/26/2016 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 1 | Elect Maura C. Breen | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 2 | Elect William J. DeLaney | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 3 | Elect Elder Granger | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 8 | Elect Roderick A. Palmore | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 9 | Elect George Paz | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 10 | Elect William L. Roper | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 11 | Elect Seymour Sternberg | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 12 | Elect Timothy Wentworth | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 15 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/4/2016 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.1 | Elect Michael J. Boskin | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.3 | Elect Angela F. Braly | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.4 | Elect Ursula M. Burns | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.6 | Elect Jay S. Fishman | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.11 | Elect Steven S Reinemund | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.13 | Elect William C. Weldon | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 1.14 | Elect Darren W. Woods | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/25/2016 | 14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.4 | Elect Reed Hastings | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.5 | Elect Jan Koum | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 4 | Ratification of 2013 Grants to Non-Employee Directors | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 6 | Annual Compensation Program for Non-Employee Directors | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 7 | Approve Establishment of Class C Stock and Associated Rights | Mgmt | For | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Mgmt | For | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 10 | Provide for Conversion Events of Class B Stock | Mgmt | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 11 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | ShrHoldr | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 6/20/2016 | 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 1 | Elect James L. Barksdale | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 2 | Elect John A. Edwardson | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 3 | Elect Marvin Ellison | Mgmt | For | Against | Against |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 4 | Elect Kimberly A. Jabal | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 5 | Elect Shirley Ann Jackson | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 6 | Elect Gary W. Loveman | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 7 | Elect R. Brad Martin | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 8 | Elect Joshua C. Ramo | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 9 | Elect Susan C. Schwab | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 10 | Elect Frederick W. Smith | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 11 | Elect David P. Steiner | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 12 | Elect Paul S. Walsh | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 16 | Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 17 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/28/2015 | 21 | Shareholder Proposal Regarding Report of Values in Political Spending | ShrHoldr | Against | Against | For |
| Fiduciary-Claymore MLP Opportunity Fund | FMO | 31647Q106 | 4/6/2016 | 1 | Elect Robert B. Karn III | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Fiduciary-Claymore MLP Opportunity Fund | FMO | 31647Q106 | 4/6/2016 | 2 | Elect Maynard F. Oliverius | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Fiduciary-Claymore MLP Opportunity Fund | FMO | 31647Q106 | 4/6/2016 | 3 | Elect Ronald E. Toupin Jr. | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/22/2016 | 1.1 | Elect James A. Bowen | Mgmt | For | For 98% Withhold 2% | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/22/2016 | 1.2 | Elect Niel B. Nielson | Mgmt | For | For 97% Withhold 3% | For |
| First Trust Energy Income and Growth Fund | FIF | 33738C103 | 4/22/2016 | 1.1 | Elect James A. Bowen | Mgmt | For | For 98% Withhold 2% | For |
| First Trust Energy Income and Growth Fund | FIF | 33738C103 | 4/22/2016 | 1.2 | Elect Niel B. Nielson | Mgmt | For | For 97% Withhold 3% | For |
| First Trust Enhanced Equity Income Fund | FFA | 337318109 | 4/22/2016 | 1.1 | Elect James A. Bowen | Mgmt | For | For 98% Withhold 2% | For |
| First Trust Enhanced Equity Income Fund | FFA | 337318109 | 4/22/2016 | 1.2 | Elect Niel B. Nielson | Mgmt | For | For 97% Withhold 3% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.1 | Elect Alison Davis | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.2 | Elect Christopher M. Flink | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.3 | Elect Daniel P. Kearney | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.4 | Elect Dennis F. Lynch | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.5 | Elect Denis J. O'Leary | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.6 | Elect Glenn M. Renwick | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.7 | Elect Kim M. Robak | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.8 | Elect J.D. Sherman | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.9 | Elect Doyle R. Simons | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.10 | Elect Thomas C. Wertheimer | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 1.11 | Elect Jeffery W. Yabuki | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/18/2016 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.1 | Elect Harris J. Ashton | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.2 | Elect Mary C. Choksi | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.3 | Elect Edith E. Holiday | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.4 | Elect Gregory E. Johnson | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.5 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.6 | Elect J. Michael Luttig | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.7 | Elect Frank A. Olson | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.8 | Elect Larry D. Thompson | Mgmt | For | For 92% Withhold 8% | For |
| Franklin Universal Trust | FT | 355145103 | 3/18/2016 | 1.9 | Elect John B. Wilson | Mgmt | For | For 92% Withhold 8% | For |
| Gabelli Convertible and Income Securities Fund Inc | GCV | 36240B109 | 5/9/2016 | 1.1 | Elect Mario J. Gabelli | Mgmt | For | For 78% Withhold 22% | For |
| Gabelli Convertible and Income Securities Fund Inc | GCV | 36240B109 | 5/9/2016 | 1.2 | Elect Thomas H. Dinsmore | Mgmt | For | For 97% Withhold 3% | For |
| Gabelli Convertible and Income Securities Fund Inc | GCV | 36240B109 | 5/9/2016 | 1.3 | Elect Daniel D. Harding | Mgmt | For | For 97% Withhold 3% | For |
| Gabelli Global Utility & Income Trust. | GLU | 36242L105 | 5/9/2016 | 1.1 | Elect Vincent D. Enright | Mgmt | For | For 94% Withhold 6% | For |
| Gabelli Global Utility & Income Trust. | GLU | 36242L105 | 5/9/2016 | 1.2 | Elect Michael J. Melarkey | Mgmt | For | For 94% Withhold 6% | For |
| Gabelli Multimedia Trust Inc | GGT | 36239Q109 | 5/9/2016 | 1.1 | Elect Mario J. Gabelli | Mgmt | For | For 78% Withhold 22% | For |
| Gabelli Multimedia Trust Inc | GGT | 36239Q109 | 5/9/2016 | 1.2 | Elect Christopher J. Marangi | Mgmt | For | For 93% Withhold 7% | For |
| GAMCO Natural Resources, Gold & Income Trust | GGN | 36465A109 | 5/9/2016 | 1.1 | Elect Vincent D. Enright | Mgmt | For | For 94% Withhold 6% | For |
| GAMCO Natural Resources, Gold & Income Trust | GGN | 36465A109 | 5/9/2016 | 1.2 | Elect Michael J. Melarkey | Mgmt | For | For 94% Withhold 6% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/9/2016 | 1.1 | Elect James P. Conn | Mgmt | For | For 85% Withhold 15% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/9/2016 | 1.2 | Elect Vincent D. Enright | Mgmt | For | For 94% Withhold 6% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/9/2016 | 1.3 | Elect Kuni Nakamura | Mgmt | For | For 86% Withhold 14% | For |
| GDL Fund | GDL | 361570104 | 5/9/2016 | 1.1 | Elect Edward T. Tokar | Mgmt | For | For 97% Withhold 3% | For |
| GDL Fund | GDL | 361570104 | 5/9/2016 | 1.2 | Elect Salvatore J. Zizza | Mgmt | For | For 52% Withhold 48% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.1 | Elect Rodney B. Berens | Mgmt | For | For 78% Withhold 22%
No financial expert | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.2 | Elect Lewis B. Cullman | Mgmt | For | For 78% Withhold 22% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.3 | Elect Spencer Davidson | Mgmt | For | For 76% Withhold 24%
Affiliate/ Insider on nominating/ governance committee | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.4 | Elect John D. Gordan, III | Mgmt | For | For 79% Withhold 21% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.5 | Elect Betsy F. Gotbaum | Mgmt | For | For 78% Withhold 22% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.6 | Elect Sidney R. Knafel | Mgmt | For | For 79% Withhold 21% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.7 | Elect Daniel M. Neidich | Mgmt | For | For 79% Withhold 21% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.8 | Elect Jeffrey W. Priest | Mgmt | For | For 82% Withhold 18% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 1.9 | Elect Henry R. Schirmer | Mgmt | For | For 83% Withhold 17% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/13/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 1 | Elect Mary T. Barra | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 3 | Elect James S. Crown | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 4 | Elect Rudy F. deLeon | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 5 | Elect William P. Fricks | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 6 | Elect John M. Keane | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 7 | Elect Lester L. Lyles | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 8 | Elect Mark M. Malcolm | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 9 | Elect James N. Mattis | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 10 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 11 | Elect William A. Osborn | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 12 | Elect Laura J. Schumacher | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 15 | Executive Annual Incentive Plan | Mgmt | For | Against | Against |
| General Dynamics Corporation | GD | 369550108 | 5/4/2016 | 16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 1 | Elect Sebastien Bazin | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 3 | Elect John J. Brennan | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 4 | Elect Francisco D'Souza | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 6 | Elect Peter B. Henry | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 7 | Elect Susan Hockfield | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 9 | Elect Andrea Jung | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 10 | Elect Robert W. Lane | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 12 | Elect Lowell C. McAdam | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 13 | Elect James J. Mulva | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 14 | Elect James E. Rohr | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 15 | Elect Mary L. Schapiro | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 16 | Elect James S. Tisch | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| General Electric Company | GE | 369604103 | 4/27/2016 | 21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/27/2016 | 24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 1 | Elect John F. Cogan | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 2 | Elect Kevin E. Lofton | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 3 | Elect John W. Madigan | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 4 | Elect John C. Martin | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 5 | Elect John F. Milligan | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 6 | Elect Nicholas G. Moore | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 7 | Elect Richard J. Whitley | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 8 | Elect Gayle E. Wilson | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 9 | Elect Per Wold-Olsen | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/11/2016 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Global High Income Fund Inc | GHI | 37933G108 | 2/18/2016 | 1 | Liquidation of the Fund | Mgmt | For | For 100% Against 0% Abstain 0% | For |
| Global High Income Fund Inc | GHI | 37933G108 | 2/18/2016 | 2.1 | Elect Richard R. Burt | Mgmt | For | For 80% Withhold 20% | For |
| Global High Income Fund Inc | GHI | 37933G108 | 2/18/2016 | 2.2 | Elect Meyer Feldberg | Mgmt | For | For 80% Withhold 20% | For |
| Guggenheim Enhanced Equity Strategy Fund | GGE | 40167K100 | 4/6/2016 | 1 | Elect Robert B. Karn III | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Guggenheim Enhanced Equity Strategy Fund | GGE | 40167K100 | 4/6/2016 | 2 | Elect Maynard F. Oliverius | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Guggenheim Enhanced Equity Strategy Fund | GGE | 40167K100 | 4/6/2016 | 3 | Elect Ronald E. Toupin Jr. | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GOF | 40167F101 | 4/6/2016 | 1 | Elect Randall C. Barnes | Mgmt | N/A | For 96% Against 2% Abstain 2% | N/A |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GOF | 40167F101 | 4/6/2016 | 2 | Elect Donald C. Cacciapaglia | Mgmt | N/A | For 96% Against 2% Abstain 2% | N/A |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GOF | 40167F101 | 4/6/2016 | 3 | Elect Donald A. Chubb Jr. | Mgmt | N/A | For 96% Against 3% Abstain 1% | N/A |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GOF | 40167F101 | 4/6/2016 | 4 | Elect Roman Friedrich III | Mgmt | N/A | For 95% Against 3% Abstain 2% | N/A |
| Guggenheim Funds Investment Advisors LLC | GPM | 40167B100 | 4/6/2016 | 1.1 | Elect Robert B. Karn III | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Guggenheim Funds Investment Advisors LLC | GPM | 40167B100 | 4/6/2016 | 1.2 | Elect Maynard F. Oliverius | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Guggenheim Funds Investment Advisors LLC | GPM | 40167B100 | 4/6/2016 | 1.3 | Elect Ronald E. Toupin Jr. | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 1 | Elect William S. Ayer | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 2 | Elect Kevin Burke | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 4 | Elect David M. Cote | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 5 | Elect D. Scott Davis | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 6 | Elect Linnet F. Deily | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 7 | Elect Judd Gregg | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 8 | Elect Clive Hollick | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 9 | Elect Grace D. Lieblein | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 10 | Elect George Paz | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 11 | Elect Bradley T. Sheares | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 12 | Elect Robin L. Washington | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 15 | 2016 Stock Incentive Plan | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Honeywell International Inc. | HON | 438516106 | 4/25/2016 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 1 | Elect Daniel J. Brutto | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 2 | Elect Susan Crown | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 3 | Elect James W. Griffith | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 4 | Elect Richard H. Lenny | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 5 | Elect Robert S. Morrison | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 6 | Elect E. Scott Santi | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 7 | Elect James A. Skinner | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 8 | Elect David B. Smith, Jr. | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 9 | Elect Pamela B. Strobel | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 10 | Elect Kevin M. Warren | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 11 | Elect Anre D. Williams | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 14 | Right to Call a Special Meeting | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 15 | Re-approval of the 2011 Cash Incentive Plan | Mgmt | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/6/2016 | 16 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 2 | Elect Aneel Bhusri | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 3 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 4 | Elect John J. Donahoe | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 5 | Elect Reed E. Hundt | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 6 | Elect Brian M. Krzanich | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 7 | Elect James D. Plummer | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 8 | Elect David S. Pottruck | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 9 | Elect Frank D. Yeary | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 10 | Elect David B. Yoffie | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/19/2016 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 1 | Elect Charles R. Crisp | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 2 | Elect Jean-Marc Forneri | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 3 | Elect Lord Hague of Richmond | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 4 | Elect Fred W. Hatfield | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 5 | Elect Frederic V. Salerno | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 6 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 7 | Elect Judith A. Sprieser | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 8 | Elect Vincent Tese | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/13/2016 | 11 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For |
| Invesco Funds | VLT | 46131F101 | 8/26/2015 | 1.1 | Elect James T. Bunch | Mgmt | For | For 95% Withhold 5% | For |
| Invesco Funds | VLT | 46131F101 | 8/26/2015 | 1.2 | Elect Bruce L. Crockett | Mgmt | For | For 95% Withhold 5% | For |
| Invesco Funds | VLT | 46131F101 | 8/26/2015 | 1.3 | Elect Rodney F. Dammeyer | Mgmt | For | For 95% Withhold 5% | For |
| Invesco Funds | VLT | 46131F101 | 8/26/2015 | 1.4 | Elect Jack M. Fields, Jr. | Mgmt | For | For 95% Withhold 5% | For |
| Invesco Funds | VLT | 46131F101 | 8/26/2015 | 1.5 | Elect Martin L. Flanagan | Mgmt | For | For 95.5% Withhold 4.5% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 2/3/2016 | 1.1 | Elect James R. Boyle | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 2/3/2016 | 1.2 | Elect Craig Bromley | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 2/3/2016 | 1.3 | Elect Deborah C. Jackson | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 2/3/2016 | 1.4 | Elect James M. Oates | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 2/3/2016 | 1.5 | Elect Steven R. Pruchansky | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/3/2016 | 1.1 | Elect James R. Boyle | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/3/2016 | 1.2 | Elect Craig Bromley | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/3/2016 | 1.3 | Elect Deborah C. Jackson | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/3/2016 | 1.4 | Elect James M. Oates | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/3/2016 | 1.5 | Elect Steven R. Pruchansky | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.1 | Elect Charles L. Bardelis | Mgmt | For | For 93% Withhold 7% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.2 | Elect James R. Boyle | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.3 | Elect Craig Bromley | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.4 | Elect Peter S. Burgess | Mgmt | For | For 94% Withhold 6% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.5 | Elect William H. Cunningham | Mgmt | For | For 94% Withhold 6% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.6 | Elect Grace K. Fey | Mgmt | For | For 94% Withhold 6% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.7 | Elect Theron S. Hoffman | Mgmt | For | For 94% Withhold 6% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.8 | Elect Deborah C. Jackson | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.9 | Elect Hassell H. McClellan | Mgmt | For | For 94% Withhold 6% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.10 | Elect James M. Oates | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.11 | Elect Steven R. Pruchansky | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.12 | Elect Gregory A. Russo | Mgmt | For | For 94% Withhold 6% | For |
| John Hancock Investors Trust | JHI | 410142103 | 2/3/2016 | 1.13 | Elect Warren A. Thomson | Mgmt | For | For 94% Withhold 6% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 1 | Elect Mary C. Beckerle | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 2 | Elect D. Scott Davis | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 4 | Elect Alex Gorsky | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 8 | Elect William D. Perez | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 9 | Elect Charles Prince | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2016 | 17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.1 | Elect David P. Abney | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.2 | Elect Natalie A. Black | Mgmt | For | Withhold | Against |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.3 | Elect Julie L. Bushman | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.4 | Elect Raymond L. Conner | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.5 | Elect Richard Goodman | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.7 | Elect William H. Lacy | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.8 | Elect Alex A. Molinaroli | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.9 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 1.10 | Elect Mark P. Vergnano | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Johnson Controls, Inc. | JCI | 478366107 | 1/27/2016 | 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 2 | Elect James A. Bell | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 5 | Elect James S. Crown | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 6 | Elect James Dimon | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 9 | Elect Michael A. Neal | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 11 | Elect William C. Weldon | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/17/2016 | 19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 1 | Elect John F. Bergstrom | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 2 | Elect Abelardo E. Bru | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 3 | Elect Robert W. Decherd | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 4 | Elect Thomas J. Falk | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 5 | Elect Fabian T. Garcia | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 6 | Elect Mae C. Jemison | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 7 | Elect James M. Jenness | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 8 | Elect Nancy J. Karch | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 9 | Elect Ian C. Read | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 10 | Elect Marc J. Shapiro | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 11 | Elect Michael D. White | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 14 | REAPPROVAL OF PERFORMANCE GOALS UNDER THE 2011 EQUITY PARTICIPATION PLAN | Mgmt | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 5/4/2016 | 15 | Amendment to the 2011 Outside Directors' Compensation Plan | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 7/1/2015 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 7/1/2015 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 7/1/2015 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 1 | Elect Gregory E. Abel | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 2 | Elect Alexandre Behring | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 3 | Elect Warren E. Buffett | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 4 | Elect John T. Cahill | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 5 | Elect Tracy Britt Cool | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 8 | Elect Mackey J. McDonald | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 9 | Elect John C. Pope | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/21/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 2 | Elect Robert D. Beyer | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 3 | Elect Anne Gates | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 4 | Elect Susan J. Kropf | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 5 | Elect W. Rodney McMullen | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 7 | Elect Clyde R. Moore | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 8 | Elect Susan M. Phillips | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 9 | Elect James A. Runde | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 10 | Elect Ronald L. Sargent | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 11 | Elect Bobby S. Shackouls | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/23/2016 | 17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/22/2016 | 1 | Elect Kenneth S. Davidson | Mgmt | For | For 88% Abstain 12% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/22/2016 | 2 | Elect Nancy A. Eckl | Mgmt | For | For 88% Abstain 12% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/22/2016 | 3 | Elect Trevor W. Morrison | Mgmt | For | For 88% Abstain 12% | For |
| Lazard World Dividend & Income Fund Inc | LOR | 521076109 | 4/22/2016 | 1 | Elect Robert M. Solmson | Mgmt | For | For 74% Abstain 26% | For |
| Lazard World Dividend & Income Fund Inc | LOR | 521076109 | 4/22/2016 | 2 | Elect Charles L. Carroll | Mgmt | For | For 74% Abstain 26% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 2/25/2016 | 1 | Approval of a new Portfolio Management Agreement for Liberty All-Star Equity Fund | Mgmt | For | For 87% Against 11% Abstain 2% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/27/2015 | 1.1 | Elect John A. Benning | Mgmt | For | For 88% Withhold 12% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/27/2015 | 1.2 | Elect Edmund J. Burke | Mgmt | For | For 67% Withhold 33% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/27/2015 | 2 | Shareholder Proposal to Authorize Self-Tender Offer for Shares of The Equity Fund | ShrHoldr | Against | For 21.5% Against 75.5% Abstain 3% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/27/2015 | 1.1 | Elect John A. Benning | Mgmt | For | For 88% Withhold 12% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/27/2015 | 1.2 | Elect Edmund J. Burke | Mgmt | For | For 67% Withhold 33% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/27/2015 | 2 | Shareholder Proposal to Authorize Self-Tender Offer for Shares of The Equity Fund | ShrHoldr | Against | For 21.5% Against 75.5% Abstain 3% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 11/19/2015 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | For | For 86% Against 12% Abstain 2% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/27/2015 | 1.1 | Elect Thomas W. Brock | Mgmt | For | For 91% Withhold 9% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/27/2015 | 1.2 | Elect John J. Neuhauser | Mgmt | For | For 90% Withhold 10% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/27/2015 | 1.3 | Elect Edmund J. Burke | Mgmt | For | For 67% Withhold 33% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/27/2015 | 1.1 | Elect Thomas W. Brock | Mgmt | For | For 91% Withhold 9% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/27/2015 | 1.2 | Elect John J. Neuhauser | Mgmt | For | For 90% Withhold 10% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/27/2015 | 1.3 | Elect Edmund J. Burke | Mgmt | For | For 67% Withhold 33% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 3/24/2016 | 1.1 | Elect Leslie H. Gelb | Mgmt | For | For 94% Withhold 6% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 3/24/2016 | 1.2 | Elect William R. Hutchinson | Mgmt | For | For 94% Withhold 6% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 3/24/2016 | 1.3 | Elect Jane E. Trust | Mgmt | For | For 92% Withhold 8% | For |
| LMP Real Estate Income Fund Inc. | RIT | 50208C108 | 5/18/2016 | 1 | Reorganization | Mgmt | For | For 95% Against 3% Abstain 2% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 1 | Elect Daniel F. Akerson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 2 | Elect Nolan D. Archibald | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 3 | Elect Rosalind G. Brewer | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 4 | Elect David B. Burritt | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 5 | Elect Bruce A. Carlson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 7 | Elect Thomas J. Falk | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 8 | Elect Marillyn A. Hewson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 9 | Elect James M. Loy | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 10 | Elect Joseph W. Ralston | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 11 | Elect Anne L. Stevens | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 14 | Re-approval of the 2011 Incentive Performance Award Plan for the Purposes of Section 162(m) | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/28/2016 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.1 | Elect Raul Alvarez | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.2 | Elect Angela F. Braly | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.3 | Elect Sandra B. Cochran | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.8 | Elect James H Morgan | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.9 | Elect Robert A. Niblock | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.10 | Elect Bertram L. Scott | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 2 | Approval of the 2016 Annual Incentive Plan | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/27/2016 | 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 1 | Elect Jacques Aigrain | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 2 | Elect Lincoln Benet | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 3 | Elect Nance K. Dicciani | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 4 | Elect Bruce A. Smith | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 5 | Elect Thomas Aebischer | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 6 | Elect Dan Coombs | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 7 | Elect James D. Guilfoyle | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 8 | Adoption of Dutch Statutory Annual Accounts for 2015 | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 9 | Discharge From Liability of Members of the Management | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 10 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 11 | Appointment of Auditor | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 12 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 13 | Allocation of Dividends | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 14 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/11/2016 | 15 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/15/2016 | 1.1 | Elect Thomas W. Hunersen | Mgmt | For | For 94% Withhold 6% | For |
| Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund | MFD | 55607W100 | 4/22/2016 | 1.1 | Elect James A. Bowen | Mgmt | For | For 98% Withhold 2% | For |
| Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund | MFD | 55607W100 | 4/22/2016 | 1.2 | Elect Niel B. Nielson | Mgmt | For | For 97% Withhold 3% | For |
| Madison Covered Call & Equity Strategy Fund | MCN | 557437100 | 7/31/2015 | 1.1 | Elect James R. Imhoff, Jr. | Mgmt | For | For 96% Withhold 4% | For |
| Madison Covered Call & Equity Strategy Fund | MCN | 557437100 | 7/31/2015 | 1.2 | Elect Steven P. Riege | Mgmt | For | For 96% Withhold 4% | For |
| Madison Strategic Sector Premium Fund | MSP | 558268108 | 7/31/2015 | 1.1 | Elect Philip E. Blake | Mgmt | For | For 86% Withhold 14% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 2 | Elect Daniel S. Glaser | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 3 | Elect H. Edward Hanway | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 4 | Elect Elaine La Roche | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 5 | Elect Maria Silvia Bastos Marques | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 6 | Elect Steven A. Mills | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 7 | Elect Bruce P. Nolop | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 8 | Elect Marc D. Oken | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 9 | Elect Morton O. Schapiro | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 10 | Elect Lloyd M. Yates | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 11 | Elect R. David Yost | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/19/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 2 | Elect Ajay Banga | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 3 | Elect Silvio Barzi | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 4 | Elect David R. Carlucci | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 5 | Elect Steven J. Freiberg | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 6 | Elect Julius Genachowski | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 7 | Elect Merit E. Janow | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 8 | Elect Nancy J. Karch | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 9 | Elect Oki Matsumoto | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 10 | Elect Rima Qureshi | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 12 | Elect Jackson P. Tai | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| MasterCard Incorporated | MA | 57636Q104 | 6/28/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 1 | Elect Sir Winfried Bischoff | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 2 | Elect William D. Green | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 4 | Elect Rebecca Jacoby | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 5 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 6 | Elect Douglas L. Peterson | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 7 | Elect Sir Michael Rake | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 9 | Elect Kurt L. Schmoke | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 10 | Elect Richard E. Thornburgh | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 11 | Company Name Change | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 12 | Reduce the Required Minimum Number of Directors from 12 Members to 8 Members. | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| McGraw Hill Financial, Inc. | MHFI | 580645109 | 4/27/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 1 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 2 | Elect Wayne A. Budd | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 3 | Elect N. Anthony Coles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 4 | Elect John H. Hammergren | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 5 | Elect Alton F. Irby III | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 6 | Elect M. Christine Jacobs | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 7 | Elect Donald R. Knauss | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 8 | Elect Marie L. Knowles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 9 | Elect David M. Lawrence | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 10 | Elect Edward A. Mueller | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 11 | Elect Susan R. Salka | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 14 | Reapproval of the Management Cash Incentive Plan | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 15 | Adoption of Proxy Access Bylaw | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 1 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 2 | Elect Wayne A. Budd | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 3 | Elect N. Anthony Coles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 4 | Elect John H. Hammergren | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 5 | Elect Alton F. Irby III | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 6 | Elect M. Christine Jacobs | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 7 | Elect Donald R. Knauss | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 8 | Elect Marie L. Knowles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 9 | Elect David M. Lawrence | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 10 | Elect Edward A. Mueller | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 11 | Elect Susan R. Salka | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 14 | Reapproval of the Management Cash Incentive Plan | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 15 | Adoption of Proxy Access Bylaw | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/29/2015 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 3 | Elect Pamela J. Craig | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 5 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 9 | Elect Paul B. Rothman | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 10 | Elect Patricia F. Russo | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 11 | Elect Craig B. Thompson | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 12 | Elect Wendell P. Weeks | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 13 | Elect Peter C. Wendell | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/24/2016 | 18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For |
| Mexico Fund Inc | MXF | 592835102 | 3/16/2016 | 1.1 | Elect Edward P. Djerejian | Mgmt | For | For 94% Withhold 6% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/16/2016 | 1.2 | Elect Claudio Gonzalez Laporte | Mgmt | For | For 75% Withhold 25% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/16/2016 | 1.3 | Elect Alberto Osorio Morales | Mgmt | For | For 77% Withhold 23% | For |
| MFS High Income Municipal Trust | CXE | 59318D104 | 10/1/2015 | 1.1 | Elect Robert E. Butler | Mgmt | For | For 94% Withhold 6% | For |
| MFS High Income Municipal Trust | CXE | 59318D104 | 10/1/2015 | 1.2 | Elect David H. Gunning | Mgmt | For | For 94% Withhold 6% | For |
| MFS High Income Municipal Trust | CXE | 59318D104 | 10/1/2015 | 1.3 | Elect Robin A. Stelmach | Mgmt | For | For 95% Withhold 5% | For |
| MFS Intermediate High Income Fund | CIF | 59318T109 | 10/1/2015 | 1.1 | Elect Robert E. Butler | Mgmt | For | For 94% Withhold 6% | For |
| MFS Intermediate High Income Fund | CIF | 59318T109 | 10/1/2015 | 1.2 | Elect David H. Gunning | Mgmt | For | For 94% Withhold 6% | For |
| MFS Intermediate High Income Fund | CIF | 59318T109 | 10/1/2015 | 1.3 | Elect Robin A. Stelmach | Mgmt | For | For 95% Withhold 5% | For |
| MFS Investment Grade Municipal Trust | CXH | 59318B108 | 10/1/2015 | 1.1 | Elect Robert E. Butler | Mgmt | For | For 94% Withhold 6% | For |
| MFS Investment Grade Municipal Trust | CXH | 59318B108 | 10/1/2015 | 1.2 | Elect David H. Gunning | Mgmt | For | For 94% Withhold 6% | For |
| MFS Investment Grade Municipal Trust | CXH | 59318B108 | 10/1/2015 | 1.3 | Elect Robin A. Stelmach | Mgmt | For | For 95% Withhold 5% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 1 | Elect William H. Gates III | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 3 | Elect G. Mason Morfit | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 4 | Elect Satya Nadella | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 5 | Elect Charles H. Noski | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 7 | Elect Sandra E. Peterson | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 9 | Elect John W. Stanton | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 10 | Elect John W. Thompson | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 11 | Elect Padmasree Warrior | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 6 | Elect Joseph Neubauer | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 7 | Elect Nelson Peltz | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 10 | Elect Christiana Shi | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 11 | Elect Patrick T. Siewert | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 12 | Elect Ruth J. Simmons | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/18/2016 | 18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | Withhold | Against |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.3 | Elect Mark J. Hall | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.4 | Elect Norman C. Epstein | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.5 | Elect Gary P. Fayard | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.7 | Elect Sydney Selati | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.9 | Elect Kathy N. Waller | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Mgmt | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Monster Beverage Corporation | MNST | 61174X109 | 6/14/2016 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 1 | Elect Basil L. Anderson | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 2 | Elect Jorge A. Bermudez | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 3 | Elect Darrell Duffie | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 4 | Elect Kathryn M. Hill | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 5 | Elect Ewald Kist | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 6 | Elect Raymond W. McDaniel, Jr. | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 7 | Elect Henry A. McKinnell, Jr. | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 8 | Elect Leslie F. Seidman | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 9 | Elect Bruce Van Saun | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/12/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Neuberger Berman High Yield Strategies Fund | NHS | 64128C106 | 8/24/2015 | 1.1 | Elect Robert Conti | Mgmt | For | For 88% Withhold 12% | For |
| Neuberger Berman High Yield Strategies Fund | NHS | 64128C106 | 8/24/2015 | 1.2 | Elect Michael M. Knetter | Mgmt | For | For 88% Withhold 12% | For |
| Neuberger Berman High Yield Strategies Fund | NHS | 64128C106 | 8/24/2015 | 1.3 | Elect Peter P. Trapp | Mgmt | For | For 88% Withhold 12% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 8/24/2015 | 1.1 | Elect Robert Conti | Mgmt | For | For 88% Withhold 12% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 8/24/2015 | 1.2 | Elect Michael M. Knetter | Mgmt | For | For 88% Withhold 12% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 8/24/2015 | 1.3 | Elect Peter P. Trapp | Mgmt | For | For 88% Withhold 12% | For |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 1 | Elect K. Rupert Murdoch | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 2 | Elect Lachlan K. Murdoch | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 3 | Elect Robert J. Thomson | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 4 | Elect Jose Maria Aznar | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 5 | Elect Natalie Bancroft | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 6 | Elect Peter L. Barnes | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 7 | Elect Elaine L. Chao | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 8 | Elect John Elkann | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 9 | Elect Joel I. Klein | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 10 | Elect James Murdoch | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 11 | Elect Ana Paula Pessoa | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 12 | Elect Masroor T. Siddiqui | Mgmt | For | Against | Against |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| News Corp. | NWS | 65249B208 | 10/14/2015 | 15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 1 | Elect Sherry S. Barrat | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 2 | Elect James L. Camaren | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 3 | Elect Kenneth B. Dunn | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 4 | Elect Naren K. Gursahaney | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 5 | Elect Kirk S. Hachigian | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 6 | Elect Toni Jennings | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 7 | Elect Amy B. Lane | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 8 | Elect James L. Robo | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 9 | Elect Rudy E. Schupp | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 10 | Elect John L. Skolds | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 11 | Elect William H. Swanson | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 15 | Reapproval of material terms of the 2011 Long Term Incentive Plan | Mgmt | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/19/2016 | 18 | Shareholder Proposal on Sea Level Rise Risks Report | ShrHoldr | Against | Against | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 1 | Elect Wesley G. Bush | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 2 | Elect Marianne C. Brown | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 3 | Elect Victor H. Fazio | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 4 | Elect Donald E. Felsinger | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 5 | Elect Ann M. Fudge | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 6 | Elect Bruce S. Gordon | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 7 | Elect William H. Hernandez | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 9 | Elect Karl J. Krapek | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 10 | Elect Richard B. Myers | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 11 | Elect Gary Roughead | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 12 | Elect Thomas M. Schoewe | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 13 | Elect James S. Turley | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/18/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/22/2016 | 1.1 | Elect William Curt Hunter | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/22/2016 | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/22/2016 | 1.3 | Elect Carole E. Stone | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Credit Strategies Income Fund | JQC | 67073D102 | 4/22/2016 | 1.4 | Elect Margaret L. Wolff | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Dividend Advantage Municipal Fund | NXZ | 67070X101 | 2/10/2016 | 1 | Issuance of Common Stock in Connection with the Reorganizations (NZF) | Mgmt | For | For 86% Against 11% Abstain 3%
Reorganization not in best interests of shareholders | Against |
| Nuveen Dividend Advantage Municipal Fund | NXZ | 67070X101 | 2/10/2016 | 2 | Approval of a New Investment Management Agreement (NZF) | Mgmt | For | For 86% Against 11% Abstain 3%
Excessive Fees | Against |
| Nuveen Dividend Advantage Municipal Fund | NXZ | 67070X101 | 2/10/2016 | 3 | Approval of a New Sub-Advisory Agreement (NZF) | Mgmt | For | For 86% Against 11% Abstain 3%
Excessive Fees | Against |
| Nuveen Dividend Advantage Municipal Fund | NZF | 67070X101 | 8/5/2015 | 1.1 | Elect Jack B. Evans | Mgmt | For | For 77% Withhold 23% | For |
| Nuveen Dividend Advantage Municipal Fund | NZF | 67070X101 | 8/5/2015 | 1.2 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 77.5% Withhold 22.5% | For |
| Nuveen Dividend Advantage Municipal Income Fund | NVG | 67071L106 | 8/5/2015 | 1.1 | Elect Jack B. Evans | Mgmt | For | For 77% Withhold 23% | For |
| Nuveen Dividend Advantage Municipal Income Fund | NVG | 67071L106 | 8/5/2015 | 1.2 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 77.5% Withhold 22.5% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/22/2016 | 1.1 | Elect William Curt Hunter | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/22/2016 | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/22/2016 | 1.3 | Elect Carole E. Stone | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/22/2016 | 1.4 | Elect Margaret L. Wolff | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Premium Income Municpal Fund 4 Inc | NPT | 670699107 | 8/5/2015 | 1.1 | Elect Jack B. Evans | Mgmt | For | For 77% Withhold 23% | For |
| Nuveen Premium Income Municpal Fund 4 Inc | NPT | 670699107 | 8/5/2015 | 1.2 | Elect William J. Schneider | Mgmt | For | For 94% Withhold 6% | For |
| Nuveen Premium Income Municpal Fund 4 Inc | NPT | 670699107 | 8/5/2015 | 1.3 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 77.5% Withhold 22.5% | For |
| Nuveen Premium Income Municpal Fund 4 Inc | NPT | 670699107 | 8/5/2015 | 1.1 | Elect Jack B. Evans | Mgmt | For | For 77% Withhold 23% | For |
| Nuveen Premium Income Municpal Fund 4 Inc | NPT | 670699107 | 8/5/2015 | 1.2 | Elect William J. Schneider | Mgmt | For | For 94% Withhold 6% | For |
| Nuveen Premium Income Municpal Fund 4 Inc | NPT | 670699107 | 8/5/2015 | 1.3 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 77.5% Withhold 22.5% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.1 | Elect William Adams, IV | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.2 | Elect Jack B. Evans | Mgmt | For | For 77% Withhold 23% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.3 | Elect David J. Kundert | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.4 | Elect John K. Nelson | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.5 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 77.5% Withhold 22.5% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.6 | Elect Judith M. Stockdale | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.7 | Elect Carole E. Stone | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.8 | Elect Virginia L. Stringer | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Quality Municipal Fund Inc | NQI | 67062N103 | 8/5/2015 | 1.9 | Elect Terence J. Toth | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 4/22/2016 | 1.1 | Elect William Curt Hunter | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 4/22/2016 | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 4/22/2016 | 1.3 | Elect Carole E. Stone | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 4/22/2016 | 1.4 | Elect Margaret L. Wolff | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.1 | Elect William Adams, IV | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.2 | Elect Jack B. Evans | Mgmt | For | For 77% Withhold 23% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.3 | Elect David J. Kundert | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.4 | Elect John K. Nelson | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.5 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 77.5% Withhold 22.5% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.6 | Elect Judith M. Stockdale | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.7 | Elect Carole E. Stone | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.8 | Elect Virginia L. Stringer | Mgmt | For | For 90% Withhold 10% | For |
| Nuveen Select Quality Municipal Fund | NQS | 670973106 | 8/5/2015 | 1.9 | Elect Terence J. Toth | Mgmt | For | For 90% Withhold 10% | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.3 | Elect Michael J. Boskin | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.4 | Elect Safra A. Catz | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.10 | Elect Mark V. Hurd | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.11 | Elect Leon E. Panetta | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/18/2015 | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 1 | Elect Greg C. Garland | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 2 | Elect John E. Lowe | Mgmt | For | Against | Against |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/4/2016 | 5 | Repeal of Classified Board | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 1 | Elect James G. Berges | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 2 | Elect John V. Faraci | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 3 | Elect Victoria F. Haynes | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 4 | Elect Michael H. McGarry | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 6 | Approval of Performance Goals Under Omnibus Incentive Plan | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 7 | Approval of the Omnibus Incentive Plan | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/21/2016 | 9 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 1 | Elect Rodney C. Adkins | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 2 | Elect John W. Conway | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 3 | Elect Steven G. Elliott | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 4 | Elect Raja Rajamannar | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 5 | Elect Craig A. Rogerson | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 6 | Elect William H. Spence | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 7 | Elect Natica von Althann | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 8 | Elect Keith H. Williamson | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 9 | Elect Armando Zagalo De Lima | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 11 | 2016 Short-Term Incentive Plan | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 12 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| PPL Corporation | PPL | 69351T106 | 5/25/2016 | 15 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 1 | Elect Peter B. Delaney | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 2 | Elect Mark Donegan | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 3 | Elect Don R. Graber | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 4 | Elect Lester L. Lyles | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 5 | Elect Vernon E. Oechsle | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 6 | Elect James F. Palmer | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 7 | Elect Rick Schmidt | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 8 | Elect Richard L. Wambold | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 9 | Elect Timothy A. Wicks | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 10 | Elect Janet C. Wolfenbarger | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Precision Castparts Corp. | PCP | 740189105 | 8/17/2015 | 13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Precision Castparts Corp. | PCP | 740189105 | 11/19/2015 | 1 | Acquisition | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 11/19/2015 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 1 | Elect Willie A. Deese | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 2 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 3 | Elect William V. Hickey | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 4 | Elect Ralph Izzo | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 5 | Elect Shirley Ann Jackson | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 6 | Elect David Lilley | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 7 | Elect Thomas A. Renyi | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 8 | Elect Hak Cheol Shin | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 9 | Elect Richard J. Swift | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 10 | Elect Susan Tomasky | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 11 | Elect Alfred W. Zollar | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/19/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 1 | Elect Tracy A Atkinson | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 2 | Elect Robert E. Beauchamp | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 3 | Elect James E. Cartwright | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 4 | Elect Vernon E. Clark | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 5 | Elect Stephen J. Hadley | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 6 | Elect Thomas A. Kennedy | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 7 | Elect Letitia A Long | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 8 | Elect George R. Oliver | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 9 | Elect Michael C. Ruettgers | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 10 | Elect William R. Spivey | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 13 | Adoption of an Exclusive Forum Provision | Mgmt | For | Against | Against |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For |
| Raytheon Company | RTN | 755111507 | 5/26/2016 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 1 | Elect Susan M. Cameron | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 2 | Elect Martin D. Feinstein | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 3 | Elect Murray S. Kessler | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 4 | Elect Lionel L. Nowell III | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 5 | Elect Ricardo Oberlander | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 6 | Elect Jerome Abelman | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 7 | Elect Robert E. Lerwill | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 8 | AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 9 | Increase of Authorized Shares of Common Stock | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 12 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For |
| Reynolds American Inc. | RAI | 761713106 | 5/5/2016 | 13 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For |
| RMR Real Estate Income Fund. | RIF | 76970B101 | 4/14/2016 | 1 | Elect Arthur G. Koumantzelis | Mgmt | For | For 88% Against 11% Abstain 1% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2015 | 1.1 | Elect Charles M. Royce | Mgmt | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2015 | 1.2 | Elect G. Peter O'Brien | Mgmt | For | For 97% Withhold 3% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2015 | 1.3 | Elect David L. Meister | Mgmt | For | For 97% Withhold 3% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2015 | 1.1 | Elect Charles M. Royce | Mgmt | For | For 98% Withhold 2% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2015 | 1.2 | Elect G. Peter O'Brien | Mgmt | For | For 97% Withhold 3% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2015 | 1.3 | Elect David L. Meister | Mgmt | For | For 97% Withhold 3% | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 3 | Elect Paal Kibsgaard | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 5 | Elect Michael E. Marks | Mgmt | For | Against | Against |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 6 | Elect Indra K. Nooyi | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 7 | Elect Lubna S. Olayan | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 8 | Elect Leo Rafael Reif | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 9 | Elect Tore I. Sandvold | Mgmt | For | Against | Against |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 10 | Elect Henri Seydoux | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 14 | Amendments to Articles of Incorporation | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 15 | Ratification of Board Size | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/6/2016 | 16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 1 | Elect Arthur F. Anton | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 2 | Elect Christopher M. Connor | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 3 | Elect David F. Hodnik | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 4 | Elect Thomas G. Kadien | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 5 | Elect Richard J. Kramer | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 6 | Elect Susan J. Kropf | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 7 | Elect John G. Morikis | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 8 | Elect Christine A. Poon | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 10 | Elect Matthew Thornton | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 11 | Elect Steven H. Wunning | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 13 | Amendment to the 2006 Stock Plan for Nonemployee Directors | Mgmt | For | For | For |
| Sherwin-Williams Company | SHW | 824348106 | 4/20/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 1 | Elect David W. Biegler | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 2 | Elect J. Veronica Biggins | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 3 | Elect Douglas H. Brooks | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 4 | Elect William H. Cunningham | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 5 | Elect John G. Denison | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 6 | Elect Thomas W. Gilligan | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 7 | Elect Gary C. Kelly | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 8 | Elect Grace D. Lieblein | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 9 | Elect Nancy B. Loeffler | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 10 | Elect John T. Montford | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 11 | Elect Ron Ricks | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/18/2016 | 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/24/2015 | 1.1 | Elect W. Whitney George | Mgmt | For | For 99% Withhold 1% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/24/2015 | 1.2 | Elect James R. Pierce, Jr. | Mgmt | For | For 99% Withhold 1% | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 1 | Elect Howard Schultz | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 2 | Elect William W. Bradley | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 3 | Elect Mary N. Dillon | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 4 | Elect Robert M. Gates | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 5 | Elect Mellody Hobson | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 6 | Elect Kevin R. Johnson | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 7 | Elect Joshua C. Ramo | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 9 | Elect Clara Shih | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 10 | Elect Javier G. Teruel | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 12 | Elect Craig E. Weatherup | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 14 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 16 | Shareholder Proposal Regarding Proxy Acess | ShrHoldr | Against | For | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/23/2016 | 17 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 2 | Elect Srikant Datar | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 3 | Elect Roch Doliveux | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 4 | Elect Louise L. Francesconi | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 5 | Elect Allan C. Golston | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 6 | Elect Kevin A. Lobo | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 7 | Elect William U. Parfet | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 8 | Elect Andrew K Silvernail | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 9 | Elect Ronda E. Stryker | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 11 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/27/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/26/2016 | 1.1 | Elect Edith E. Holiday | Mgmt | For | For 55% Withhold 45% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/26/2016 | 1.2 | Elect Larry D. Thompson | Mgmt | For | For 55% Withhold 45% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/26/2016 | 1.3 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For 55% Withhold 45% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/26/2016 | 1.4 | Elect Gregory E. Johnson | Mgmt | For | For 55% Withhold 45% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/26/2016 | 2 | Ratification of Auditor | Mgmt | For | For 99% Against .5% Abstain .5% | For |
| The Asia Pacific Fund, Inc. | APB | 044901106 | 8/19/2015 | 1.1 | Elect Jessica M. Bibliowicz | Mgmt | For | For 82.5% Withhold 17.5% | For |
| The Asia Pacific Fund, Inc. | APB | 044901106 | 8/19/2015 | 1.2 | Elect David G.P. Scholfield | Mgmt | For | For 82.5% Withhold 17.5% | For |
| The Asia Pacific Fund, Inc. | APB | 044901106 | 8/19/2015 | 1.3 | Elect William G. Tung | Mgmt | For | For 82.5% Withhold 17.5% | For |
| The Asia Pacific Fund, Inc. | APB | 044901106 | 8/19/2015 | 1.4 | Elect Christopher Sykes | Mgmt | For | For 83% Withhold 17% | For |
| The Asia Pacific Fund, Inc. | APB | 044901106 | 8/19/2015 | 2 | Amendment to Investment Objective | Mgmt | For | For 80% Against 19.5% Abstain .5% | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 1 | Elect Gerard J. Arpey | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 2 | Elect Ari Bousbib | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 3 | Elect Gregory D. Brenneman | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 4 | Elect J. Frank Brown | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 5 | Elect Albert P. Carey | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 6 | Elect Armando Codina | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 7 | Elect Helena B. Foulkes | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 8 | Elect Linda R. Gooden | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 9 | Elect Wayne M. Hewett | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 10 | Elect Karen Katen | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 11 | Elect Craig A. Menear | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 12 | Elect Mark Vadon | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/19/2016 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| The India Fund, Inc. | IFN | 454089103 | 6/22/2016 | 1 | Elect Nisha Kumar | Mgmt | For | 94% For and 6% Against | For |
| The India Fund, Inc. | IFN | 454089103 | 6/22/2016 | 2 | Elect J. Marc Hardy | Mgmt | For | 75% For and 25% Against | For |
| The India Fund, Inc. | IFN | 454089103 | 6/22/2016 | 3 | Elect Hugh Young | Mgmt | For | 76% For and 24% Against | For |
| The India Fund, Inc. | IFN | 454089103 | 6/22/2016 | 4 | Elect Nancy Yao Maasbach | Mgmt | For | 94% For and 6% Against | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 1 | Elect Charles E. Bunch | Mgmt | For | Against | Against |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 3 | Elect William S. Demchak | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 4 | Elect Andrew T. Feldstein | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 5 | Elect Daniel R. Hesse | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 6 | Elect Kay Coles James | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 7 | Elect Richard B. Kelson | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 8 | Elect Jane G. Pepper | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 9 | Elect Donald J. Shepard | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 10 | Elect Lorene K. Steffes | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 11 | Elect Dennis F. Strigl | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 12 | Elect Michael J. Ward | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 13 | Elect Gregory D. Wasson | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 15 | 2016 Incentive Award Plan | Mgmt | For | For | For |
| The PNC Financial Services Group Inc. | PNC | 693475105 | 4/26/2016 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 6/23/2016 | 1.1 | Elect Jean-Marc Boillat | Mgmt | For | 62% For 38% Withhold | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 6/23/2016 | 2 | Ratification of Auditor | Mgmt | For | For 99% Against .5% Abstain .5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 6/23/2016 | 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | 83% For 15% Against 2% Abstain | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 1 | Elect Marc N. Casper | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 2 | Elect Nelson J. Chai | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 3 | Elect C. Martin Harris | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 4 | Elect Tyler Jacks | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 5 | Elect Judy C. Lewent | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 6 | Elect Thomas J. Lynch | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 7 | Elect Jim P. Manzi | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 8 | Elect William G. Parrett | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 9 | Elect Scott M. Sperling | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 10 | Elect Elaine S. Ullian | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/18/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 1 | Elect Carole Black | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 2 | Elect Thomas H. Castro | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 3 | Elect David C. Chang | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 5 | Elect Peter R. Haje | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 6 | Elect Donna A. James | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 7 | Elect Don Logan | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 8 | Elect Robert D. Marcus | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 10 | Elect Wayne H. Pace | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 11 | Elect Edward D. Shirley | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 12 | Elect John E. Sununu | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 1 | Elect Carole Black | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 2 | Elect Thomas H. Castro | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 3 | Elect David C. Chang | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 5 | Elect Peter R. Haje | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 6 | Elect Donna A. James | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 7 | Elect Don Logan | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 8 | Elect Robert D. Marcus | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 10 | Elect Wayne H. Pace | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 11 | Elect Edward D. Shirley | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 12 | Elect John E. Sununu | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Time Warner Cable, Inc. | TWC | 88732J207 | 7/1/2015 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 9/21/2015 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 9/21/2015 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against |
| Tortoise Energy Independence Fund Inc | NDP | 89148K101 | 5/19/2016 | 1.1 | Elect H. Kevin Birzer | Mgmt | For | For 96% Withhold 4% | For |
| Tortoise Energy Independence Fund Inc | NDP | 89148K101 | 5/19/2016 | 1.2 | Elect Alexandra Herger | Mgmt | For | For 96% Withhold 4% | For |
| Tortoise Energy Independence Fund Inc | NDP | 89148K101 | 5/19/2016 | 2 | Ratification of Auditor | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 1 | Elect Alan L. Beller | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 2 | Elect John H. Dasburg | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 5 | Elect Jay S. Fishman | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 6 | Elect Patricia L. Higgins | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 7 | Elect Thomas R. Hodgson | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 8 | Elect William J. Kane | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 10 | Elect Philip T. Ruegger III | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 11 | Elect Todd C. Schermerhorn | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 12 | Elect Alan D. Schnitzer | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 13 | Elect Donald J. Shepard | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 14 | Elect Laurie J. Thomsen | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 17 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/19/2016 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 1 | Elect K. Rupert Murdoch | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 2 | Elect Lachlan K. Murdoch | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 3 | Elect Delphine Arnault | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 4 | Elect James W. Breyer | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 5 | Elect Chase Carey | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 6 | Elect David F. DeVoe | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 7 | Elect Viet D. Dinh | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 8 | Elect Roderick Ian Eddington | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 9 | Elect James Murdoch | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 10 | Elect Jacques Nasser | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 11 | Elect Robert S. Silberman | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 12 | Elect Tidjane Thiam | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 13 | Elect Jeffrey W. Ubben | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2015 | 16 | Declaration of Domicile | Mgmt | N/A | For | N/A |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 2 | Elect Edson Bueno | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 3 | Elect Richard T. Burke | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 4 | Elect Robert J. Darretta | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 6 | Elect Michele J. Hooper | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 7 | Elect Rodger A. Lawson | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 8 | Elect Glenn M. Renwick | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 9 | Elect Kenneth I. Shine | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 10 | Elect Gail R. Wilensky | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/6/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 1 | Elect Joseph W Gorder | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 2 | Elect Deborah P. Majoras | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 3 | Elect Donald L. Nickles | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 4 | Elect Philip J. Pfeiffer | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 5 | Elect Robert A. Profusek | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 6 | Elect Susan Kaufman Purcell | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 7 | Elect Stephen M. Waters | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 8 | Elect Randall J. Weisenburger | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 9 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 12 | Amendment to Articles Regarding Removal of Directors | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/12/2016 | 13 | Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m) | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 3 | Elect Richard L. Carrion | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 4 | Elect Melanie L. Healey | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 5 | Elect M. Frances Keeth | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 7 | Elect Lowell C. McAdam | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 10 | Elect Rodney E. Slater | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 11 | Elect Kathryn A. Tesija | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 12 | Elect Gregory D. Wasson | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 13 | Elect Gregory G. Weaver | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 1 | Elect Lloyd A. Carney | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 2 | Elect Mary B. Cranston | Mgmt | For | Against | Against |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 5 | Elect Robert W. Matschullat | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 6 | Elect Cathy E. Minehan | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 8 | Elect David J. Pang | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 9 | Elect Charles W. Scharf | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 10 | Elect John A.C. Swainson | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 13 | Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 14 | Amendment to the Visa Inc. Incentive Plan | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 2/3/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Voya Funds | IAE | 92912P108 | 7/1/2015 | 1.1 | Elect Colleen D. Baldwin | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912P108 | 7/1/2015 | 1.2 | Elect Peter S. Drotch | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912P108 | 7/1/2015 | 1.3 | Elect Russell H. Jones | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912P108 | 7/1/2015 | 1.4 | Elect Joseph E. Obermeyer | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912T100 | 7/1/2015 | 1.1 | Elect Colleen D. Baldwin | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912T100 | 7/1/2015 | 1.2 | Elect Peter S. Drotch | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912T100 | 7/1/2015 | 1.3 | Elect Russell H. Jones | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Funds | IAE | 92912T100 | 7/1/2015 | 1.4 | Elect Joseph E. Obermeyer | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.1 | Elect Colleen D. Baldwin | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.2 | Elect Peter S. Drotch | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.3 | Elect Russell H. Jones | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.4 | Elect Joseph E. Obermeyer | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.1 | Elect Colleen D. Baldwin | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.2 | Elect Peter S. Drotch | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.3 | Elect Russell H. Jones | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/1/2015 | 1.4 | Elect Joseph E. Obermeyer | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.1 | Elect Colleen D. Baldwin | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.2 | Elect John V. Boyer | Mgmt | For | For: 97% Withhold: 3% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.3 | Elect Patricia W. Chadwick | Mgmt | For | For: 97% Withhold: 3% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.4 | Elect Albert E. DePrince, Jr. | Mgmt | For | For: 97% Withhold: 3% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.5 | Elect Peter S. Drotch | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.6 | Elect Russell H. Jones | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.7 | Elect Patricia W. Kenny | Mgmt | For | For: 97% Withhold: 3% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.8 | Elect Joseph E. Obermeyer | Mgmt | For | For: 92% Withhold 8% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.9 | Elect Sheryl K. Pressler | Mgmt | For | For: 97% Withhold: 3% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.10 | Elect Roger B. Vincent | Mgmt | For | For: 97% Withhold: 3% | For |
| Voya Prime Rate Trust | PPR | 92913A100 | 7/1/2015 | 1.11 | Elect Shaun P. Mathews | Mgmt | For | For: 97% Withhold: 3% | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 1 | Elect James I. Cash, Jr. | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 2 | Elect Pamela J. Craig | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 3 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 4 | Elect Thomas W. Horton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 5 | Elect Marissa A. Mayer | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 6 | Elect C. Douglas McMillon | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 7 | Elect Gregory B. Penner | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 8 | Elect Steven S. Reinemund | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 9 | Elect Kevin Y. Systrom | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 10 | Elect S. Robson Walton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 11 | Elect Steuart Walton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 12 | Elect Linda S. Wolf | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/3/2016 | 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 1 | Elect Janice M. Babiak | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 2 | Elect David J. Brailer | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 3 | Elect William C. Foote | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 4 | Elect Ginger L. Graham | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 5 | Elect John A. Lederer | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 6 | Elect Dominic P. Murphy | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 7 | Elect Stefano Pessina | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 8 | Elect Barry Rosenstein | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 10 | Elect Nancy M. Schlichting | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 11 | Elect James A. Skinner | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/27/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 1 | Elect Susan E. Arnold | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 2 | Elect John S. Chen | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 3 | Elect Jack Dorsey | Mgmt | For | Against | Against |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 4 | Elect Robert A. Iger | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 5 | Elect Maria Elena Langomasino | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 6 | Elect Fred H. Langhammer | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 7 | Elect Aylwin B. Lewis | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 8 | Elect Robert W. Matschullat | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 9 | Elect Mark G. Parker | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 10 | Elect Sheryl Sandberg | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 11 | Elect Orin C. Smith | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 14 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For |
| Walt Disney Co. | DIS | 254687106 | 3/3/2016 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Wells Fargo Advantage Income Opportunities Fund | ERH | 94987E109 | 12/7/2015 | 1.1 | Elect William R. Ebsworth | Mgmt | For | For 93% Withhold 7% | For |
| Wells Fargo Advantage Income Opportunities Fund | ERH | 94987E109 | 12/7/2015 | 1.2 | Elect Jane A. Freeman | Mgmt | For | For 92% Withhold 8% | For |
| Wells Fargo Advantage Income Opportunities Fund | ERH | 94987E109 | 12/7/2015 | 1.3 | Elect Judith M. Johnson | Mgmt | For | For 93% Withhold 7% | For |
| Wells Fargo Advantage Income Opportunities Fund | ERH | 94987E109 | 12/7/2015 | 1.4 | Elect Donald C. Willeke | Mgmt | For | For 93% Withhold 7% | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 1 | Elect John D. Baker II | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 3 | Elect John S. Chen | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 6 | Elect Susan E. Engel | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 8 | Elect Donald M. James | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 10 | Elect Federico F. Pena | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 11 | Elect James H. Quigley | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 12 | Elect Stephen W. Sanger | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 13 | Elect John G. Stumpf | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 14 | Elect Susan G. Swenson | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 17 | Ratification of Auditor | Mgmt | For | For | For |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Wells Fargo and Company | WFC | 949746101 | 4/26/2016 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/8/2016 | 1.1 | Elect Peter G. Gordon | Mgmt | For | For 83% Withhold 17% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/8/2016 | 1.2 | Elect Timothy J. Penny | Mgmt | For | For 83% Withhold 17% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/8/2016 | 1.3 | Elect Michael S. Scofield | Mgmt | For | For 83% Withhold 17% | For |
| Western Asset Emerging Markets Income Fund Inc. | EMD | 95766E103 | 9/25/2015 | 1.1 | Elect Paolo M. Cucchi | Mgmt | For | For 78% Withhold 22% | For |
| Western Asset Emerging Markets Income Fund Inc. | EMD | 95766E103 | 9/25/2015 | 1.2 | Elect Leslie H. Gelb | Mgmt | For | For 94% Withhold 6% | For |
| Western Asset Emerging Markets Income Fund Inc. | EMD | 95766E103 | 9/25/2015 | 1.3 | Elect Riordan Roett | Mgmt | For | For 79% Withhold 21% | For |
| Western Asset Emerging Markets Income Fund Inc. | EMD | 95766E103 | 9/25/2015 | 1.4 | Elect Robert D. Agdern | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Emerging Markets Income Fund Inc. | EMD | 95766E103 | 9/25/2015 | 1.5 | Elect Jane E. Trust | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Global Partners Income Fund Inc | GDF | 95766G108 | 12/14/2015 | 1.1 | Elect Robert D. Agdern | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Global Partners Income Fund Inc | GDF | 95766G108 | 12/14/2015 | 1.2 | Elect William R. Hutchinson | Mgmt | For | For 94% Withhold 6% | For |
| Western Asset Global Partners Income Fund Inc | GDF | 95766G108 | 12/14/2015 | 1.3 | Elect Jane E. Trust | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Managed High Income Fund Inc. | MHY | 95766L107 | 8/21/2015 | 1.1 | Elect Robert D. Agdern | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Managed High Income Fund Inc. | MHY | 95766L107 | 8/21/2015 | 1.2 | Elect Daniel P. Cronin | Mgmt | For | For 93% Withhold 7% | For |
| Western Asset Managed High Income Fund Inc. | MHY | 95766L107 | 8/21/2015 | 1.3 | Elect Jane E. Trust | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Managed High Income Fund Inc. | MHY | 95766L107 | 8/21/2015 | 1.1 | Elect Robert D. Agdern | Mgmt | For | For 92% Withhold 8% | For |
| Western Asset Managed High Income Fund Inc. | MHY | 95766L107 | 8/21/2015 | 1.2 | Elect Daniel P. Cronin | Mgmt | For | For 93% Withhold 7% | For |
| Western Asset Managed High Income Fund Inc. | MHY | 95766L107 | 8/21/2015 | 1.3 | Elect Jane E. Trust | Mgmt | For | For 92% Withhold 8% | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 1 | Elect Gail K. Boudreaux | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 2 | Elect Richard K. Davis | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 4 | Elect Richard T. O'Brien | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 5 | Elect Christopher J. Policinski | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 6 | Elect James T. Prokopanko | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 7 | Elect A. Patricia Sampson | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 8 | Elect James J. Sheppard | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 9 | Elect David A. Westerlund | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 10 | Elect Kim Williams | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 11 | Elect Timothy V. Wolf | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/18/2016 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
