Cornerstone Strategic Value Fund, Inc.
Benjamin V. Mollozzi, Esq.
c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
ITEM 1. PROXY VOTING RECORD.
Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Ballot Status | Management Recommendation | Vote Cast | For/
Against
Management |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 1 | Elect Sondra L. Barbour | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 4 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 5 | Elect Herbert L. Henkel | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 6 | Elect Amy E. Hood | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 7 | Elect Muhtar Kent | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 8 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 9 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 10 | Elect Michael F. Roman | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 11 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 12 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| 3M Company | MMM | 88579Y101 | 5/8/2018 | 16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.4 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.5 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.6 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.7 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.8 | Elect Samuel C. Scott III | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.9 | Elect Daniel J. Starks | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.10 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.11 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 1.12 | Elect Miles D. White | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/27/2018 | 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.1 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.2 | Elect Richard A. Gonzalez | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.3 | Elect Rebecca B. Roberts | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 1.4 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 5 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 6 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/4/2018 | 9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 1 | Increase of Authorized Common Stock | Mgmt | Voted | For | For 90% Against 8% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 2 | Issuance of Common Stock | Mgmt | Voted | For | For 91% Against 8% Abstain 1% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 3 | Approve the Elimination of the Fund's Fundamental Investment Policy to Invest Primarily in Chilean Securities | Mgmt | Voted | For | For 90% Against 8% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 4 | Amendment to Fundamental Investment Restriction Regarding Borrowing | Mgmt | Voted | For | For 89% Against 9% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 5 | Amendment to the Investment Advisory Agreement | Mgmt | Voted | For | For 95% Against 4% Abstain 1% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 96% Against 2% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 2 | Elect C. William Maher | Mgmt | Voted | For | For 96% Against 2% Abstain 2% | For |
| Aberdeen Chile Fund, Inc. | CH | 00301W105 | 1/26/2018 | 3 | Elect Rahn K. Porter | Mgmt | Voted | For | For 89% Against 2% Abstain 9% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 4/2/2018 | 1 | Reorganizations of the Aberdeen Greater China Fund, Inc. into the Aberdeen Chile Fund | Mgmt | Voted | For | For 97.5% Against 2% Abstain .5% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306J109 | 6/20/2018 | 1 | Elect Radhika Ajmera | Mgmt | Voted | For | For 85% Against 5% Abstain 10% | For |
| Aberdeen Singapore Fund Inc | SGF | 003244100 | 4/2/2018 | 1 | Reorganizations of the Aberdeen Singapore Fund, Inc. into the Aberdeen Chile Fund | Mgmt | Voted | N/A | For 95% Against 4.5% Abstain .5% | N/A |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Adams Diversified Equity Fund | ADX | 006212104 | 4/19/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/19/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 2 | Elect Edward W. Barnholt | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 3 | Elect Robert K. Burgess | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 4 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 5 | Elect James E. Daley | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 6 | Elect Laura B. Desmond | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 7 | Elect Charles M. Geschke | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 8 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 9 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 10 | Elect John E. Warnock | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Adobe Systems Incorporated | ADBE | 00724F101 | 4/12/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 9/27/2017 | 1 | Elect Daniel L. Black | Mgmt | Voted | For | For 98% Against 0.5% Abstain 1.5% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 9/27/2017 | 2 | Elect Michael A. Smart | Mgmt | Voted | For | For 98% Against 0.5% Abstain 1.5% | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 1 | Elect Fernando Aguirre | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 3 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 4 | Elect Molly J. Coye | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 6 | Elect Jeffrey E. Garten | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 7 | Elect Ellen M. Hancock | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 8 | Elect Richard J. Harrington | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 9 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 10 | Elect Olympia J. Snowe | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Aetna Inc. | AET | 00817Y108 | 5/18/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 3 | Elect Seifi Ghasemi | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 4 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 5 | Elect David H. Y. Ho | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 6 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/25/2018 | 11 | Approval of Performance Terms under LTIP (Proposal Withdrawn) | Mgmt | Voted | For | Abstain | Against |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 1 | Elect Nesli Basgoz | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 2 | Elect Paul M. Bisaro | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 3 | Elect Joseph H. Boccuzi | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 4 | Elect Christopher W. Bodine | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 5 | Elect Adriane M. Brown | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 6 | Elect Christopher J. Coughlin | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 7 | Elect Carol Anthony Davidson | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 8 | Elect Catherine M. Klema | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 9 | Elect Peter J. McDonnell | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 10 | Elect Patrick J. O'Sullivan | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 11 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 12 | Elect Fred G. Weiss | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/2/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/13/2017 | 1.1 | Elect F. Ford Drummond | Mgmt | Voted | N/A | For 97% Withhold 3% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/13/2017 | 1.2 | Elect Alan Rappaport | Mgmt | Voted | N/A | For 97% Withhold 3% | N/A |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/13/2017 | 1.3 | Elect Davey S. Scoon | Mgmt | Voted | N/A | For 97% Withhold 3% | N/A |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 1 | Amendment to the Investment Advisory Agreement | Mgmt | Voted | For | For 90% Against 7% Abstain 3% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.1 | Elect John Sievwright | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.2 | Elect P. Gerald Malone | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.3 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 3/14/2018 | 2.4 | Elect Martin Gilbert | Mgmt | Voted | For | For 92% Against 8% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 1 | Amendment to the Investment Advisory Agreement | Mgmt | Voted | For | For 88% Against 9% Abstain 3% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 2 | Approval of a Sub-Advisory Agreement with Aberdeen Asset Management Inc. | Mgmt | Voted | For | For 88% Against 9% Abstain 3% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.1 | Elect John Sievwright | Mgmt | Voted | For | For 90% Against 10% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.2 | Elect P. Gerald Malone | Mgmt | Voted | For | For 90% Against 10% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.3 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 90% Against 10% | For |
| Alpine Global Premier Properties Fund | AWP | 02083A103 | 3/14/2018 | 3.4 | Elect Martin Gilbert | Mgmt | Voted | For | For 90% Against 10% | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 1 | Elect John T. Casteen III | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 2 | Elect Dinyar S. Devitre | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 3 | Elect Thomas F. Farrell II | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 4 | Elect Debra J. Kelly-Ennis | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 5 | Elect W. Leo Kiely III | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 6 | Elect Kathryn B. McQuade | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 7 | Elect George Munoz | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 8 | Elect Mark E. Newman | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 9 | Elect Nabil Y. Sakkab | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 10 | Elect Virginia E. Shanks | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 11 | Elect Howard Willard III | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/17/2018 | 14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 2 | Elect Tom A. Alberg | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 3 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 4 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 5 | Elect Judith A. McGrath | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 6 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 7 | Elect Thomas O. Ryder | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 8 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 9 | Elect Wendell P. Weeks | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Voted | Against | Abstain | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/30/2018 | 14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 5 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 6 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 7 | Elect Sandra Beach Lin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 8 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 9 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 10 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 11 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 12 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 2 | Elect John J. Brennan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 3 | Elect Peter Chernin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 4 | Elect Ralph de la Vega | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 5 | Elect Anne M. A. Lauvergeon | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 6 | Elect Micheal O. Leavitt | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 7 | Elect Theodore Leonsis | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 8 | Elect Richard C. Levin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 9 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 10 | Elect Stephen J. Squeri | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 13 | Elect Christopher Young | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/7/2018 | 16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/7/2018 | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 1 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 2 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 3 | Elect Robert D. Hormats | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 4 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 5 | Elect Craig Macnab | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 6 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 7 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 8 | Elect David E. Sharbutt | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 9 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 10 | Elect Samme L. Thompson | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 1 | Elect James M. Cracchiolo | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 2 | Elect Dianne Neal Blixt | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 3 | Elect Amy DiGeso | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 4 | Elect Lon R. Greenberg | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 5 | Elect Jeffrey Noddle | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 6 | Elect Robert F. Sharpe, Jr. | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 7 | Elect Christopher J. Williams | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 8 | Elect W. Edward Walter | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/25/2018 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 2 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 3 | Elect Brian J. Druker | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 4 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 5 | Elect Greg C. Garland | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 6 | Elect Fred Hassan | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 7 | Elect Rebecca M. Henderson | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 8 | Elect Frank C. Herringer | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 9 | Elect Charles M. Holley, Jr. | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 10 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 11 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 12 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 13 | Elect R. Sanders Williams | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/22/2018 | 16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 1 | Elect Ray Stata | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 2 | Elect Vincent Roche | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 3 | Elect James A. Champy | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 4 | Elect Bruce R. Evans | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 5 | Elect Edward H. Frank | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 6 | Elect Mark M. Little | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 7 | Elect Neil Novich | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 8 | Elect Kenton J. Sicchitano | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 9 | Elect Lisa T. Su | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Analog Devices, Inc. | ADI | 032654105 | 3/14/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 1 | Elect Lester B. Knight | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 2 | Elect Gregory C. Case | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 3 | Elect Jin-Yong Cai | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 4 | Elect Jeffrey C. Campbell | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 5 | Elect Fulvio Conti | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 6 | Elect Cheryl Francis | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 7 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 11 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/22/2018 | 13 | Remuneration Report (Advisory) | Mgmt | Voted | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/22/2018 | 14 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 16 | Ratification of Statutory Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 17 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 18 | Approval of Share Repurchase Contracts and
Repurchase Counterparties | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/22/2018 | 21 | Authorisation of Political Donations | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 1 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 4 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 5 | Elect Andrea Jung | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 6 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 7 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 8 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/13/2018 | 13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Voted | Against | Against | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 1 | Elect Judy Bruner | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 2 | Elect Eric Chen | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 3 | Elect Aart J. de Geus | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 4 | Elect Gary E. Dickerson | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 5 | Elect Stephen R. Forrest | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 6 | Elect Thomas J. Iannotti | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 7 | Elect Alexander A. Karsner | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 8 | Elect Adrianna C. Ma | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 9 | Elect Scott A. McGregor | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 10 | Elect Dennis D. Powell | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Applied Materials, Inc. | AMAT | 038222105 | 3/8/2018 | 14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 1 | Elect Randall L. Stephenson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 3 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 4 | Elect Scott T. Ford | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 5 | Elect Glenn H. Hutchins | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 6 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 7 | Elect Michael B. McCallister | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 8 | Elect Beth E. Mooney | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 9 | Elect Joyce M. Roche | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 10 | Elect Matthew K. Rose | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 11 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 12 | Elect Laura D'Andrea Tyson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 13 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 16 | Stock Purchase and Deferral Plan | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 17 | Approval of the 2018 Incentive Plan | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/27/2018 | 21 | Shareholder Proposal Regarding Lowering
Threshold for Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 1 | Elect Sharon L. Allen | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 2 | Elect Susan S. Bies | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 5 | Elect Pierre J. P. de Weck | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 6 | Elect Arnold W. Donald | Mgmt | Voted | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 7 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 9 | Elect Thomas J. May | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 10 | Elect Brian T. Moynihan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 11 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 12 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 13 | Elect Thomas D. Woods | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 14 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 15 | Elect Maria T. Zuber | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/25/2018 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 1 | Elect Steven D. Black | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 2 | Elect Linda Z. Cook | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 3 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 4 | Elect Edward P. Garden | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 5 | Elect Jeffrey A. Goldstein | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 6 | Elect John M. Hinshaw | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 7 | Elect Edmund F. Kelly | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 8 | Elect Jennifer B. Morgan | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 9 | Elect Mark A. Nordenberg | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 10 | Elect Elizabeth E. Robinson | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 11 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 12 | Elect Samuel C. Scott III | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/10/2018 | 16 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Voted | Against | Against | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 2 | Elect Thomas F. Chen | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 3 | Elect John D. Forsyth | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 4 | Elect James R. Gavin III | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 5 | Elect Peter S. Hellman | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 6 | Elect Munib Islam | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 7 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 8 | Elect Stephen N. Oesterle | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 9 | Elect Carole J. Shapazian | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 10 | Elect Cathy R. Smith | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 11 | Elect Thomas T. Stallkamp | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 12 | Elect Albert P.L. Stroucken | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Baxter International Inc. | BAX | 071813109 | 5/8/2018 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 1 | Elect Catherine M. Burzik | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 2 | Elect R. Andrew Eckert | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 4 | Elect Claire M. Fraser | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 5 | Elect Christopher Jones | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 6 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 7 | Elect Gary A. Mecklenburg | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 8 | Elect David F. Melcher | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 9 | Elect Willard J. Overlock, Jr. | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 10 | Elect Claire Pomeroy | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 11 | Elect Rebecca W. Rimel | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 12 | Elect Timothy M. Ring | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 13 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/23/2018 | 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.1 | Elect Michael J. Castellano | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.2 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.3 | Elect W. Carl Kester | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/25/2017 | 1.4 | Elect John M. Perlowski | Mgmt | Voted | For | For 97% Withhold 3% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.1 | Elect Michael J. Castellano | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.2 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.3 | Elect W. Carl Kester | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/25/2017 | 1.4 | Elect John M. Perlowski | Mgmt | Voted | For | For 98% Withhold 2% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 1 | Elect Mathis Cabiallavetta | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 2 | Elect Pamela Daley | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 3 | Elect William S. Demchak | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 4 | Elect Jessica P. Einhorn | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 5 | Elect Laurence D. Fink | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 6 | Elect William E. Ford | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 7 | Elect Fabrizio Freda | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 8 | Elect Murry S. Gerber | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 9 | Elect Margaret L. Johnson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 10 | Elect Robert S. Kapito | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 11 | Elect Sir Deryck C. Maughan | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 12 | Elect Cheryl D. Mills | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 13 | Elect Gordon M. Nixon | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 14 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 15 | Elect Ivan G. Seidenberg | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 16 | Elect Marco Antonio Slim Domit | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 17 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 18 | Elect Mark Wilson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 19 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 21 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/23/2018 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.1 | Elect Timothy M. Armstrong | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.2 | Elect Jeffrey H. Boyd | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.3 | Elect Jeffrey E. Epstein | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.4 | Elect Glenn D. Fogel | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.5 | Elect Mirian M. Graddick-Weir | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.6 | Elect James M. Guyette | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.8 | Elect Charles H. Noski | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.9 | Elect Nancy B. Peretsman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.10 | Elect Nicholas J. Read | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.11 | Elect Thomas E. Rothman | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.12 | Elect Craig W. Rydin | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 1.13 | Elect Lynn M. Vojvodich | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 4 | Amendment to the 1999 Omnibus Plan | Mgmt | Voted | For | For | For |
| Booking Holdings Inc. | BKNG | 09857L108 | 6/7/2018 | 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 1 | Elect Nelda J. Connors | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 2 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 3 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 4 | Elect Donna A. James | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 5 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 6 | Elect Stephen P. MacMillan | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 7 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 8 | Elect David J. Roux | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 9 | Elect John E. Sununu | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 10 | Elect Ellen M. Zane | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 2/23/2018 | 1.1 | Elect Robert D. Agdern | Mgmt | Voted | For | For 99% Withhold 1% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 2/23/2018 | 1.2 | Elect Eileen A. Kamerick | Mgmt | Voted | For | For 99% Withhold 1% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 2/23/2018 | 1.3 | Elect Riordan Roett | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 1 | Elect John D. McCallion | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 2 | Elect Diane E. Offereins | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 3 | Elect Patrick J. Shouvlin | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 7 | Approval of the 2017 Stock and Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 8 | Approval of the 2017 Non-Management Director Stock Compensation Plan | Mgmt | Voted | For | For | For |
| Brighthouse Financial, Inc. | BHF | 10922N103 | 5/23/2018 | 9 | Approval of Performance Goals Under Temporary Incentive Deferred Compensation Plan | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 1 | Accounts and Reports | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 2 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 3 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 4 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 5 | Elect Richard Burrows | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 6 | Elect Nicandro Durante | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 7 | Elect Susan J. Farr | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 8 | Elect Marion Helmes | Mgmt | Voted | For | Against | Against |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 9 | Elect Savio Kwan | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 10 | Elect Dimitri Panayotopoulos | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 11 | Elect Kieran Poynter | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 12 | Elect Ben Stevens | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 13 | Elect Luc Jobin | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 14 | Elect Holly K. Koeppel | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 15 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 18 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 19 | Authorisation of Political Donations | Mgmt | Voted | For | For | For |
| British American Tobacco plc | BATS | 110448107 | 4/25/2018 | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 3/23/2018 | 1 | Reincorporation/Change of Continuance | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 1 | Elect Hock E. Tan | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 2 | Elect James V. Diller, Sr. | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 3 | Elect Gayla J. Delly | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 4 | Elect Lewis C. Eggebrecht | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 5 | Elect Kenneth Y. Hao | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 6 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 7 | Elect Check Kian Low | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 8 | Elect Donald Macleod | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 9 | Elect Peter J. Marks | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 10 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | Voted | For | For | For |
| Broadcom Limited | AVGO | Y09827109 | 4/4/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 1 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 2 | Elect Colleen F. Arnold | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 3 | Elect George S. Barrett | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 5 | Elect Calvin Darden | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 6 | Elect Bruce L. Downey | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 7 | Elect Patricia Hemingway Hall | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 8 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 9 | Elect Gregory B. Kenny | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 10 | Elect Nancy Killefer | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 11 | Elect David P. King | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/8/2017 | 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 1 | Elect Micky Arison | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 2 | Elect Jonathon Band | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 3 | Elect Jason G. Cahilly | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 4 | Elect Helen Deeble | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 5 | Elect Arnold W. Donald | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 6 | Elect Richard J. Glasier | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 7 | Elect Debra J. Kelly-Ennis | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 8 | Elect John Parker | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 9 | Elect Stuart Subotnick | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 10 | Elect Laura A. Weil | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 11 | Elect Randall J. Weisenburger | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 13 | Approval of Directors' Remuneration Report | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 14 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 15 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 16 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Carnival Corporation | CCL | 143658300 | 4/11/2018 | 19 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 1 | Elect Kelly A. Ayotte | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 3 | Elect Daniel M. Dickinson | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 4 | Elect Juan Gallardo | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 5 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 6 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 7 | Elect Debra L. Reed | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 8 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 10 | Elect Jim Umpleby III | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 12 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/13/2018 | 17 | Shareholder Proposal Regarding Human Rights Expertise
on Board | ShrHoldr | Voted | Against | Against | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/16/2017 | 1.1 | Elect T. Ritson Ferguson | Mgmt | Voted | For | For 97% Withhold 3% No independent lead or presiding director | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/16/2017 | 1.2 | Elect Frederick S. Hammer | Mgmt | Voted | For | For 64% Withhold 36% | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.1 | Elect Mark J. Alles | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.2 | Elect Richard W. Barker | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.3 | Elect Hans E. Bishop | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.4 | Elect Michael W. Bonney | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.5 | Elect Michael D. Casey | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.6 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.7 | Elect Michael A. Friedman | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.8 | Elect Julia A. Haller | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.9 | Elect Patricia Hemingway Hall | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.10 | Elect James J. Loughlin | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.11 | Elect Ernest Mario | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 1.12 | Elect John H. Weiland | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Celgene Corporation | CELG | 151020104 | 6/13/2018 | 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 63% Withhold 37% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.2 | Elect Walter C. Dostmann | Mgmt | Voted | For | For 64% Withhold 36% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.4 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 1.5 | Elect Christopher Pleister | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 3 | Amendment to CEE's Fundamental Investment Objective and Policy | Mgmt | Voted | For | For 69% Against 30% Abstain 1% | For |
| Central Europe, Russia and Turkey Fund Inc | CEE | 153436100 | 7/25/2017 | 4 | Amendment to CEE's Investment Policy Regarding Industry Concentration | Mgmt | Voted | For | For 65% Against 34% Abstain 1% | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 1 | Elect Walter W. Bettinger II | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 2 | Elect Joan T. Dea | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 3 | Elect Christopher V. Dodds | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 4 | Elect Mark A. Goldfarb | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 5 | Elect Charles A. Ruffel | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 9 | Adoption of Proxy Access | Mgmt | Voted | For | For | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Voted | Against | Against | For |
| Charles Schwab Corp. | SCHW | 808513105 | 5/15/2018 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 1 | Elect W. Lance Conn | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 2 | Elect Kim C. Goodman | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 3 | Elect Craig A. Jacobson | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 4 | Elect Gregory B. Maffei | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 5 | Elect John C. Malone | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 6 | Elect John D. Markley, Jr. | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 7 | Elect David C. Merritt | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 8 | Elect Steven A. Miron | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 9 | Elect Balan Nair | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 10 | Elect Michael A. Newhouse | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 11 | Elect Mauricio Ramos | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 12 | Elect Thomas M. Rutledge | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 13 | Elect Eric L. Zinterhofer | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/25/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 2 | Elect John B. Frank | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 3 | Elect Alice P. Gast | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 4 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 5 | Elect Charles W. Moorman, IV | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 6 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 7 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 8 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 9 | Elect D. James Umpleby | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 10 | Elect Michael K. Wirth | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 16 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/30/2018 | 19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| China Fund Inc | CHN | 169373107 | 8/30/2017 | 1 | Approval of a New Investment Advisory Agreement and Management Agreement | Mgmt | Voted | For | For 59% Against 40% Abstain 1% | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 1 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 2 | Elect Eric J. Foss | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 3 | Elect Isaiah Harris, Jr. | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 4 | Elect Roman Martinez IV | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 5 | Elect John M. Partridge | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 6 | Elect James E. Rogers | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 7 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 8 | Elect Donna F. Zarcone | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 9 | Elect William D. Zollars | Mgmt | Voted | For | Against | Against |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/25/2018 | 12 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 1 | Elect Michael L. Corbat | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 2 | Elect Ellen M. Costello | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 3 | Elect John C. Dugan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 4 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 5 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 6 | Elect Franz B. Humer | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 7 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 8 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 9 | Elect Eugene M. McQuade | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 10 | Elect Michael E. O'Neill | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 11 | Elect Gary M. Reiner | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 12 | Elect Anthony M. Santomero | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 13 | Elect Diana L. Taylor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 14 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 15 | Elect Deborah C. Wright | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/24/2018 | 25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 1.1 | Elect Robert L. Butler | Mgmt | Voted | For | For | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 1.2 | Elect Karen DiGravio | Mgmt | Voted | For | For | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 1.3 | Elect Kevin McNally | Mgmt | Voted | For | For | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 8/3/2017 | 2 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Voted | Against | For | Against |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 1 | Elect Terrence A. Duffy | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 2 | Elect Timothy S. Bitsberger | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 3 | Elect Charles P. Carey | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 4 | Elect Dennis H. Chookaszian | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 5 | Elect Ana Dutra | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 6 | Elect Martin J. Gepsman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 7 | Elect Larry G. Gerdes | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 8 | Elect Daniel R. Glickman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 9 | Elect Deborah J. Lucas | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 10 | Elect Alex J. Pollock | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 11 | Elect Terry L. Savage | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 12 | Elect William R. Shepard | Mgmt | Voted | For | Against | Against |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 13 | Elect Howard J. Siegel | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 14 | Elect Dennis A. Suskind | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/9/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.1 | Elect George Grossman | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.2 | Elect Jane F. Magpiong | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.3 | Elect Robert H. Steers | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Cohen & Steers Infrastructure Fund Inc | UTF | 19248A109 | 4/26/2018 | 1.4 | Elect C. Edward Ward, Jr. | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.1 | Elect George Grossman | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.2 | Elect Jane F. Magpiong | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.3 | Elect Robert H. Steers | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/26/2018 | 1.4 | Elect C. Edward Ward, Jr. | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.2 | Elect Madeline S. Bell | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.3 | Elect Sheldon M. Bonovitz | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 3 | Advisory vote on executive compensation | Mgmt | Voted | For | Against | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/11/2018 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.1 | Elect Bradley A. Alford | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.3 | Elect Stephen G. Butler | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.4 | Elect Sean M. Connolly | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.5 | Elect Thomas W. Dickson | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.6 | Elect Steven F. Goldstone | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.7 | Elect Joie Gregor | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.8 | Elect Rajive Johri | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.9 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.10 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 1.11 | Elect Craig P. Omtvedt | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ConAgra Brands, Inc. | CAG | 205887102 | 9/22/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 1 | Elect Steven L. Beal | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 2 | Elect Tucker S. Bridwell | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 3 | Elect Mark Puckett | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 4 | Elect Joseph Wright | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2018 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 1 | Elect Charles E. Bunch | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 2 | Elect Caroline Maury Devine | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 3 | Elect John V. Faraci | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 4 | Elect Jody L Freeman | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 5 | Elect Gay Huey Evans | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 6 | Elect Ryan M. Lance | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 7 | Elect Sharmila Mulligan | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 8 | Elect Arjun N. Murti | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 9 | Elect Robert A. Niblock | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 10 | Elect Harald J. Norvik | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/15/2018 | 13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.1 | Elect Jerry Fowden | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.2 | Elect Barry A. Fromberg | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.3 | Elect Robert L. Hanson | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.4 | Elect Ernesto M. Hernandez | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.5 | Elect James A. Locke III | Mgmt | Voted | For | Withhold | Against |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.6 | Elect Daniel J. McCarthy | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.7 | Elect Richard Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.8 | Elect Robert Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.9 | Elect Judy A. Schmeling | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 1.10 | Elect Keith E. Wandell | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/18/2017 | 5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 1.1 | Elect Kenneth D. Denman | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 1.2 | Elect W. Craig Jelinek | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 1.3 | Elect Jeffrey S. Raikes | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2018 | 5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Voted | Against | Against | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 1 | Elect Donna M. Alvarado | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 2 | Elect John B. Breaux | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 3 | Elect Pamela L. Carter | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 4 | Elect James M. Foote | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 5 | Elect Steven T. Halverson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 6 | Elect Paul C. Hilal | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 7 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 8 | Elect John D. McPherson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 9 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 10 | Elect Dennis H. Reilley | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 11 | Elect Linda H. Riefler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 12 | Elect J. Steven Whisler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 13 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/18/2018 | 16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 1 | Elect N. Thomas Linebarger | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 2 | Elect Richard J. Freeland | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 3 | Elect Robert J. Bernhard | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 4 | Elect Franklin R. Chang-Diaz | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 5 | Elect Bruno V. Di Leo Allen | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 6 | Elect Stephen B. Dobbs | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 7 | Elect Robert K. Herdman | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 8 | Elect Alexis M. Herman | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 9 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 10 | Elect William I. Miller | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 11 | Elect Georgia R. Nelson | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 12 | Elect Karen H. Quintos | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/8/2018 | 16 | Shareholder Proposal Regarding Right to Call a Special
Meeting | ShrHoldr | Voted | Against | For | Against |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 1 | Elect Richard M. Bracken | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 2 | Elect C. David Brown II | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 6 | Elect Anne M. Finucane | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 7 | Elect Larry J. Merlo | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 8 | Elect Jean-Pierre Millon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 9 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 10 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 11 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 6/4/2018 | 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 1 | Elect Donald J. Ehrlich | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 2 | Elect Linda P. Hefner Filler | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 3 | Elect Thomas P. Joyce, Jr. | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 4 | Elect Teri List-Stoll | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 5 | Elect Walter G. Lohr, Jr. | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 6 | Elect Mitchell P. Rales | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 7 | Elect Steven M. Rales | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 8 | Elect John T. Schwieters | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 9 | Elect Alan G. Spoon | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 10 | Elect Raymond C. Stevens | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 11 | Elect Elias A. Zerhouni | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/8/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.1 | Elect Thomas L. Bennett | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.2 | Elect Ann Borowiec | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.3 | Elect Joseph W. Chow | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.4 | Elect John A. Fry | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.5 | Elect Shawn Lytle | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.6 | Elect Frances A. Sevilla-Sacasa | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.7 | Elect Thomas K. Whitford | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.8 | Elect Lucinda S. Landreth | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/16/2017 | 1.9 | Elect Janet L. Yeomans | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Delphi Automotive PLC | DLPH | G27823106 | 11/7/2017 | 1 | Company Name Change | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 1 | Elect Edward H. Bastian | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 2 | Elect Francis S. Blake | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 3 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 4 | Elect Ashton B. Carter | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 5 | Elect David G. DeWalt | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 6 | Elect William H. Easter III | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 7 | Elect Michael P. Huerta | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 8 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 9 | Elect George N. Mattson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 10 | Elect Douglas R Ralph | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 11 | Elect Sergio A. L. Rial | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 12 | Elect Kathy N. Waller | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/29/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 1 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 2 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 3 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 4 | Elect Robert A. Brown | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 5 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 6 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 7 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 8 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 9 | Elect Andrew N. Liveris | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 10 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 11 | Elect Paul Polman | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 12 | Elect Dennis H. Reilley | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 13 | Elect James M. Ringler | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 14 | Elect Ruth G. Shaw | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 15 | Elect Lee M. Thomas | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 16 | Elect Patrick J. Ward | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Voted | Against | Against | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Voted | Against | Against | For |
| DowDuPont Inc. | DWDP | 26078J100 | 4/25/2018 | 24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.1 | Elect Gerard M. Anderson | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.2 | Elect David A. Brandon | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.3 | Elect W. Frank Fountain, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.4 | Elect Charles G. McClure | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.5 | Elect Gail J. McGovern | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.6 | Elect Mark A. Murray | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.7 | Elect James B. Nicholson | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.8 | Elect Josue Robles, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.9 | Elect Ruth G. Shaw | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.10 | Elect Robert C. Skaggs, Jr. | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.11 | Elect David A. Thomas | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 1.12 | Elect James H. Vandenberghe | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 4 | Amendment to the Long Term Incentive Plan | Mgmt | Voted | For | For | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 5 | Shareholder Proposal Regarding an Economic Analysis on Closure of the Fermi 2 Nuclear Plant | ShrHoldr | Voted | Against | Against | For |
| DTE Energy Company | DTE | 233331107 | 5/3/2018 | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/13/2018 | 1.1 | Elect Donald C. Burke | Mgmt | Voted | For | For 97% Against 3% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/13/2018 | 1.2 | Elect Clifford W. Hoffman | Mgmt | Voted | For | For 97% Against 3% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/13/2018 | 1.3 | Elect Eileen A. Moran | Mgmt | Voted | For | For 97% Against 3% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 5/24/2018 | 1 | Elect Ronald J. Burton | Mgmt | Voted | For | For 77% Against 20% Abstain 3% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 5/24/2018 | 2 | Elect Steven A. Baffico | Mgmt | Voted | For | For 77% Against 20% Abstain 3% | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 2 | Elect Barbara J. Beck | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 3 | Elect Leslie S. Biller | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 4 | Elect Carl M. Casale | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 5 | Elect Stephen I. Chazen | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 6 | Elect Jeffrey M. Ettinger | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 7 | Elect Arthur J. Higgins | Mgmt | Voted | For | Against | Against |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 8 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 9 | Elect David W. MacLennan | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 10 | Elect Tracy B. McKibben | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 11 | Elect Victoria J. Reich | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 12 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 13 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/3/2018 | 16 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Voted | Against | Against | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 1 | Elect Michael C. Camunez | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 2 | Elect Vanessa C.L. Chang | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 3 | Elect James T. Morris | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 4 | Elect Timothy T. O'Toole | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 5 | Elect Pedro J. Pizarro | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 6 | Elect Linda G. Stuntz | Mgmt | Voted | For | Against | Against |
| Edison International | EIX | 281020107 | 4/26/2018 | 7 | Elect William P. Sullivan | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 8 | Elect Ellen O. Tauscher | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 9 | Elect Peter J. Taylor | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 10 | Elect Brett White | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Edison International | EIX | 281020107 | 4/26/2018 | 13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 1 | Elect Michael A. Mussallem | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 2 | Elect Kieran T. Gallahue | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 3 | Elect Leslie Stone Heisz | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 4 | Elect William J. Link | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 5 | Elect Steven R. Loranger | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 6 | Elect Martha H. Marsh | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 7 | Elect Wesley W. von Schack | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 8 | Elect Nicholas J. Valeriani | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/17/2018 | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 1 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 3 | Elect Robert P. Daniels | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 4 | Elect James C. Day | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 5 | Elect C. Christopher Gaut | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 6 | Elect Donald F. Textor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 7 | Elect William R. Thomas | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 8 | Elect Frank G. Wisner | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/24/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 2 | Elect Wei Sun Christianson | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 3 | Elect Fabrizio Freda | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 4 | Elect Jane Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 5 | Elect Leonard A. Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2017 | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.1 | Elect Christian H. Strenger | Mgmt | Voted | For | For 87% Withhold 13% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 88% Withhold 12% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 88% Withhold 12% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 1.4 | Elect Christopher Pleister | Mgmt | Voted | For | For 88% Withhold 12% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0.5% Abstain 0.5% | For |
| European Equity Fund Inc | EEA | 298768102 | 7/25/2017 | 3 | Amendment to EEA's Fundamental Investment Objective and Policy | Mgmt | Voted | For | For 87% Against 12% Abstain 1% | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 1 | Elect Maura C. Breen | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 3 | Elect Elder Granger | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 4 | Elect Nicholas J. LaHowchic | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 5 | Elect Thomas P. Mac Mahon | Mgmt | Voted | For | Against | Against |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 6 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 7 | Elect Frank Mergenthaler | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 8 | Elect Woodrow A. Myers, Jr. | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 9 | Elect Roderick A. Palmore | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 10 | Elect George Paz | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 11 | Elect William L. Roper | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 12 | Elect Seymour Sternberg | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 13 | Elect Timothy Wentworth | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/10/2018 | 17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 1 | Elect Susan K. Avery | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 3 | Elect Ursula M. Burns | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 4 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 5 | Elect Steven A. Kandarian | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 6 | Elect Douglas R. Oberhelman | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 7 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 8 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 9 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 10 | Elect Darren W. Woods | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/30/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.1 | Elect Marc L. Andreessen | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.2 | Elect Erskine B. Bowles | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.3 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.5 | Elect Reed Hastings | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.6 | Elect Jan Koum | Mgmt | Voted | For | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.7 | Elect Sheryl K. Sandberg | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.8 | Elect Peter A. Thiel | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 1.9 | Elect Mark Zuckerberg | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Voted | Against | For | Against |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Facebook, Inc. | FB | 30303M102 | 5/31/2018 | 8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 1 | Elect James L. Barksdale | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 2 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 3 | Elect Marvin Ellison | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 4 | Elect John Chris Inglis | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 5 | Elect Kimberly A. Jabal | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 7 | Elect R. Brad Martin | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 8 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 10 | Elect Frederick W. Smith | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 11 | Elect David P. Steiner | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 12 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 15 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 19 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/25/2017 | 20 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Voted | Against | Against | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 1 | Elect Ellen R. Alemany | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 2 | Elect Keith W. Hughes | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 3 | Elect David K. Hunt | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 4 | Elect Stephan A. James | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 5 | Elect Leslie M. Muma | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 6 | Elect Gary A. Norcross | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 7 | Elect Louise M. Parent | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 8 | Elect James B. Stallings, Jr. | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/30/2018 | 11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/23/2018 | 1.1 | Elect Richard E. Erickson | Mgmt | Voted | For | For 98% Withhold 2% | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/23/2018 | 1.2 | Elect Thomas R. Kadlec | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.1 | Elect Alison Davis | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.2 | Elect Harry DiSimone | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.3 | Elect John Y. Kim | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.4 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.5 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.6 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.7 | Elect Kim M. Robak | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.8 | Elect J.D. Sherman | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.9 | Elect Doyle R. Simons | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 1.10 | Elect Jeffery W. Yabuki | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 2 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/23/2018 | 5 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 1 | Elect Stephen G. Butler | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 2 | Elect Kimberly A. Casiano | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 3 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 4 | Elect Edsel B. Ford II | Mgmt | Voted | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 5 | Elect William Clay Ford, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 6 | Elect James P. Hackett | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 7 | Elect William W. Helman IV | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 8 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 9 | Elect John C. Lechleiter | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 10 | Elect Ellen R. Marram | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 11 | Elect John L. Thornton | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 12 | Elect John B. Veihmeyer | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 13 | Elect Lynn M. Vojvodich | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 14 | Elect John S. Weinberg | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | Voted | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Ford Motor Company | F | 345370860 | 5/10/2018 | 21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 5/14/2018 | 1.1 | Elect Anthony J. Colavita | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Gabelli Global Utility & Income Trust. | GLU | 36242L105 | 5/14/2018 | 1.1 | Elect Salvatore M. Salibello | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/14/2018 | 1.1 | Elect Robert C. Kolodny | Mgmt | Voted | For | For 75% Withhold 25% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/14/2018 | 1.2 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 75% Withhold 25% | For |
| GDL Fund | GDL | 361570104 | 5/14/2018 | 1.1 | Elect Leslie F. Foley | Mgmt | Voted | For | For 97% Withhold 3% | For |
| GDL Fund | GDL | 361570104 | 5/14/2018 | 1.2 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 97% Withhold 3% | For |
| GDL Fund | GDL | 361570104 | 5/14/2018 | 1.3 | Elect Michael J. Melarkey | Mgmt | Voted | For | For 97% Withhold 3% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.2 | Elect Lewis B. Cullman | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.3 | Elect Spencer Davidson | Mgmt | Voted | For | For 83% Withhold 17% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.4 | Elect Clara E. Del Villar | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.5 | Elect John D. Gordan, III | Mgmt | Voted | For | For 82% Withhold 18% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.6 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.7 | Elect Sidney R. Knafel | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.8 | Elect Rose Peabody Lynch | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.9 | Elect Jeffrey W. Priest | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 1.10 | Elect Henry R. Schirmer | Mgmt | Voted | For | For 84% Withhold 16% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/18/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 91% Against 9% | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 1 | Elect Bradbury H. Anderson | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 2 | Elect Alicia Boler Davis | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 3 | Elect R. Kerry Clark | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 4 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 5 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 6 | Elect Henrietta H. Fore | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 7 | Elect Jeffrey L. Harmening | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 8 | Elect Maria G. Henry | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 9 | Elect Heidi G. Miller | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 10 | Elect Steve Odland | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 11 | Elect Kendall J. Powell | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 12 | Elect Eric D. Sprunk | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 13 | Elect Jorge A. Uribe | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 14 | 2017 Stock Compensation Plan | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| General Mills, Inc. | GIS | 370334104 | 9/26/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 1 | Elect Mary T. Barra | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 2 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 3 | Elect Joseph Jimenez | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 4 | Elect Jane L. Mendillo | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 5 | Elect Michael G. Mullen | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 6 | Elect James J. Mulva | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 7 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 8 | Elect Thomas M. Schoewe | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 9 | Elect Theodore M. Solso | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 10 | Elect Carol M. Stephenson | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 11 | Elect Devin N. Wenig | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| General Motors Co. | GM | 37045V100 | 6/12/2018 | 16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 1 | Elect John F. Cogan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 2 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 3 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 4 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 5 | Elect John C. Martin | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 6 | Elect John F. Milligan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 7 | Elect Richard J. Whitley | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 8 | Elect Gayle E. Wilson | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 9 | Elect Per Wold-Olsen | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/9/2018 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 1 | Elect R. Milton Johnson | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 2 | Elect Robert J. Dennis | Mgmt | Voted | For | Against | Against |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 3 | Elect Nancy-Ann DeParle | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 4 | Elect Thomas F. Frist III | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 5 | Elect William R. Frist | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 6 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 7 | Elect Ann H. Lamont | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 8 | Elect Geoffrey G. Meyers | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 9 | Elect Michael W. Michelson | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 10 | Elect Wayne J. Riley | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 11 | Elect John W. Rowe | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/26/2018 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 3 | Elect William S. Ayer | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 4 | Elect Kevin Burke | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 5 | Elect Jaime Chico Pardo | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 6 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 7 | Elect Linnet F. Deily | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 8 | Elect Judd Gregg | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 9 | Elect Clive Hollick | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 10 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 11 | Elect George Paz | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 12 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/23/2018 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 1 | Elect Kurt J. Hilzinger | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 2 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 3 | Elect Bruce D. Broussard | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 4 | Elect Frank A. D'Amelio | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 5 | Elect Karen B. DeSalvo | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 6 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 7 | Elect David A. Jones Jr. | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 8 | Elect William J. McDonald | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 9 | Elect William E. Mitchell | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 10 | Elect David B. Nash | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 11 | Elect James J. O'Brien | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 12 | Elect Marissa T. Peterson | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/19/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 1 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 2 | Elect Susan Crown | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 3 | Elect James W. Griffith | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 4 | Elect Jay L. Henderson | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 5 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 6 | Elect E. Scott Santi | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 7 | Elect James A. Skinner | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 8 | Elect David H. B. Smith, Jr. | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 9 | Elect Pamela B. Strobel | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 10 | Elect Kevin M. Warren | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 11 | Elect Anre D. Williams | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Illinois Tool Works Inc. | ITW | 452308109 | 5/4/2018 | 15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 3 | Elect John Bruton | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 4 | Elect Jared L. Cohon | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 5 | Elect Gary D. Forsee | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 6 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 7 | Elect Michael W. Lamach | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 8 | Elect Myles P. Lee | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 9 | Elect Karen B. Peetz | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 10 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 11 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 15 | Approval of the 2018 Incentive Stock Plan | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 6/7/2018 | 18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 1 | Elect Aneel Bhusri | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 2 | Elect Andy D. Bryant | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 3 | Elect Reed E. Hundt | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 4 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 5 | Elect Brian M. Krzanich | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 6 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 7 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 8 | Elect Gregory D. Smith | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 9 | Elect Andrew Wilson | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 10 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/17/2018 | 15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Voted | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 2 | Elect Ann M. Cairns | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 3 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 4 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 5 | Elect Jean-Marc Forneri | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 6 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 7 | Elect Fred W. Hatfield | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 8 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 9 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 10 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 11 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 12 | Elect Vincent S. Tese | Mgmt | Voted | For | Against | Against |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/18/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 1 | Elect Eve Burton | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 2 | Elect Scott D. Cook | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 3 | Elect Richard Dalzell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 4 | Elect Deborah Liu | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 5 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 6 | Elect Dennis D. Powell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 7 | Elect Brad D. Smith | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 8 | Elect Thomas J. Szkutak | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 9 | Elect Raul Vazquez | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 10 | Elect Jeff Weiner | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/18/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 1 | Elect Craig H. Barratt | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 2 | Elect Michael A. Friedman | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 3 | Elect Gary S. Guthart | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 4 | Elect Amal M. Johnson | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 5 | Elect Keith R. Leonard, Jr. | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 6 | Elect Alan J. Levy | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 7 | Elect Jami Dover Nachtsheim | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 8 | Elect Mark J. Rubash | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 9 | Elect Lonnie M. Smith | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 4/19/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 11/15/2017 | 1.1 | Elect Yutaka Itabashi | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 6 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 7 | Elect Anne M. Mulcahy | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 8 | Elect William D. Perez | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 9 | Elect Charles Prince | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 10 | Elect A. Eugene Washington | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 11 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Voted | Against | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/26/2018 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 2 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 3 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 4 | Elect Todd A. Combs | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 5 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 6 | Elect James Dimon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 7 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 8 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 9 | Elect Laban P. Jackson, Jr. | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 10 | Elect Michael A. Neal | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 11 | Elect Lee R. Raymond | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 12 | Elect William C. Weldon | Mgmt | Voted | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 13 | Ratification of Ownership Threshold for Shareholders to
Call a Special Meeting | Mgmt | Voted | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 15 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/15/2018 | 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Voted | Against | Against | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.1 | Elect Carter Cast | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.2 | Elect Zachary Gund | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.3 | Elect Jim Jenness | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 1.4 | Elect Don Knauss | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/27/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Korea Fund Inc | KF | 500634209 | 10/20/2017 | 1 | Elect Christopher B. Brader | Mgmt | Voted | For | For 98% Against 2% Abstain 0% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 8/3/2017 | 1.1 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 8/3/2017 | 1.2 | Elect W. Allen Reed | Mgmt | Voted | For | For 25% Withhold 75% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 8/3/2017 | 1.3 | Elect Nancy C. Everett | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 6/21/2018 | 1.1 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 6/21/2018 | 1.2 | Elect W. Allen Reed | Mgmt | Voted | For | For 25% Withhold 75% | For |
| Latin American Discovery Fund Inc | LDF | 51828C106 | 6/21/2018 | 1.3 | Elect Nancy C. Everett | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/24/2017 | 1.1 | Elect Thomas W. Brock | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/24/2017 | 1.2 | Elect George R. Gaspari | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/24/2017 | 2 | Shareholder Proposal Regarding Self Tender Offer | ShrHoldr | Voted | Against | For 32% Against 66% Abstain 2% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/24/2017 | 1.1 | Elect John A. Benning | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Liberty All-Star Growth Fund Inc | ASG | 529900102 | 8/24/2017 | 1.2 | Elect Richard C. Rantzow | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 1 | Elect Katherine Baicker | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 2 | Elect J. Erik Fyrwald | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 3 | Elect Jamere Jackson | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 4 | Elect Ellen R. Marram | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 5 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 8 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 9 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 10 | Amendment to the 2002 Stock Plan | Mgmt | Voted | For | For | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly & Co | LLY | 532457108 | 5/7/2018 | 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 1 | Elect Board of Directors | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 2 | Elect Daniel F. Akerson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 3 | Elect Nolan D. Archibald | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 4 | Elect David B. Burritt | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 5 | Elect Bruce A. Carlson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 6 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 7 | Elect Thomas J. Falk | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 8 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 9 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 10 | Elect Joseph W. Ralston | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 11 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 13 | Amendment to the Directors Equity Plan | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/26/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.1 | Elect Raul Alvarez | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.2 | Elect David H. Batchelder | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.3 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.4 | Elect Sandra B. Cochran | Mgmt | Voted | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.5 | Elect Laurie Z. Douglas | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.6 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.8 | Elect James H. Morgan | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.9 | Elect Robert A. Niblock | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.10 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.11 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.12 | Elect Lisa W. Wardell | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 1.13 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/1/2018 | 4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/19/2018 | 1 | Elect Gordon A. Baird | Mgmt | Voted | For | For 98% Abstain 2% | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 1 | Elect J.W. Marriott, Jr. | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 2 | Elect Mary K. Bush | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 3 | Elect Bruce W. Duncan | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 4 | Elect Deborah Marriott Harrison | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 5 | Elect Frederick A. Henderson | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 6 | Elect Eric Hippeau | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 7 | Elect Lawrence W. Kellner | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 8 | Elect Debra L. Lee | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 9 | Elect Aylwin B. Lewis | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 10 | Elect George Munoz | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 11 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 12 | Elect W. Mitt Romney | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 13 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 14 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 17 | Right to Call a Special Meeting | Mgmt | Voted | For | Abstain | Against |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Marriott International, Inc. | MAR | 571903202 | 5/4/2018 | 19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 1 | Elect Anthony K. Anderson | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 2 | Elect Oscar Fanjul Martin | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 3 | Elect Daniel S. Glaser | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 4 | Elect H. Edward Hanway | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 6 | Elect Elaine La Roche | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 7 | Elect Steven A. Mills | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 8 | Elect Bruce P. Nolop | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 9 | Elect Marc D. Oken | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 10 | Elect Morton O. Schapiro | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 11 | Elect Lloyd M. Yates | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 12 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/17/2018 | 15 | Amendment to the 1999 Employee Stock Purchase Plan and Irish Savings Related Share Option Scheme | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 1 | Elect Richard Haythornthwaite | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 3 | Elect Silvio Barzi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 4 | Elect David R. Carlucci | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 5 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 6 | Elect Steven J. Freiberg | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 7 | Elect Julius Genachowski | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 8 | Elect Goh Choon Phong | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 9 | Elect Merit E. Janow | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 10 | Elect Nancy J. Karch | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 11 | Elect Oki Matsumoto | Mgmt | Voted | For | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 12 | Elect Rima Qureshi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 13 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 14 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/26/2018 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 1 | Elect Lloyd H. Dean | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 2 | Elect Stephen J. Easterbrook | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 3 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 6 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 8 | Elect John Mulligan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 9 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 10 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2018 | 16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Voted | Against | Against | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 1 | Elect Andy D. Bryant | Mgmt | Voted | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 2 | Elect N. Anthony Coles | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 3 | Elect John H. Hammergren | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 4 | Elect M. Christine Jacobs | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 5 | Elect Donald R. Knauss | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 6 | Elect Marie L. Knowles | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 7 | Elect Edward A. Mueller | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 8 | Elect Susan R. Salka | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/26/2017 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 4 | Elect Randall J. Hogan III | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 5 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 7 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 8 | Elect James T. Lenehan | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 9 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 10 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 11 | Elect Kendall J. Powell | Mgmt | Voted | For | Against | Against |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 12 | Elect Robert C. Pozen | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/8/2017 | 15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 10/19/2017 | 1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 10/19/2017 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Mexico Equity And Income Fund Inc | MXE | 592834105 | 12/14/2017 | 1 | Elect Phillip Goldstein | Mgmt | Voted | For | For 98% Abstain 2% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/6/2018 | 1.1 | Elect Marc J. Shapiro | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/6/2018 | 1.2 | Elect Jaime Serra Puche | Mgmt | Voted | For | For 72% Withhold 28% Serves on too many boards | Against |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 1 | Elect Robert L. Bailey | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 2 | Elect Richard M. Beyer | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 3 | Elect Patrick J. Byrne | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 4 | Elect Mercedes Johnson | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 5 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 6 | Elect Lawrence N. Mondry | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 7 | Elect Robert E. Switz | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 8 | Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/17/2018 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 1 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 2 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 3 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 4 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 5 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 6 | Elect Charles H. Noski | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 7 | Elect Helmut G. W. Panke | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 8 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 9 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 10 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 11 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 12 | Elect John W. Stanton | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 13 | Elect John W. Thompson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 14 | Elect Padmasree Warrior | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/29/2017 | 19 | Approval of the 2017 Stock Plan | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 1 | Elect Lewis W.K. Booth | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 2 | Elect Charles E. Bunch | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 3 | Elect Debra A. Crew | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 4 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 5 | Elect Mark D. Ketchum | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 6 | Elect Peter W. May | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 7 | Elect Jorge S. Mesquita | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 8 | Elect Joseph Neubauer | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 9 | Elect Fredric G. Reynolds | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 10 | Elect Christiana Shi | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 11 | Elect Patrick T. Siewert | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 13 | Elect Dirk Van de Put | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/16/2018 | 17 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Voted | Against | Against | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 1 | Elect Dwight M. Barns | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 2 | Elect Gregory H. Boyce | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 3 | Elect David L. Chicoine | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 4 | Elect Janice L. Fields | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 5 | Elect Hugh Grant | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 6 | Elect Laura K. Ipsen | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 7 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 8 | Elect C. Steven McMillan | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 9 | Elect Jon R. Moeller | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 10 | Elect George H. Poste | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 11 | Elect Robert J. Stevens | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 12 | Elect Patricia Verduin | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Monsanto Company | MON | 61166W101 | 1/31/2018 | 15 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Voted | Against | Against | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 1 | Elect Basil L. Anderson | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 2 | Elect Jorge A. Bermudez | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 4 | Elect Kathryn M. Hill | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 5 | Elect Raymond W. McDaniel, Jr. | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 6 | Elect Henry A. McKinnell, Jr. | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 7 | Elect Leslie F. Seidman | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 8 | Elect Bruce Van Saun | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 9 | Elect Gerrit Zalm | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Moody's Corporation | MCO | 615369105 | 4/24/2018 | 12 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 1 | Elect Elizabeth Corley | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 2 | Elect Alistair Darling | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 3 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 4 | Elect James P. Gorman | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 5 | Elect Robert H. Herz | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 6 | Elect Nobuyuki Hirano | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 7 | Elect Jami Miscik | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 8 | Elect Dennis M. Nally | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 9 | Elect Hutham S. Olayan | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 10 | Elect Ryohsuke Tamakoshi | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 11 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 12 | Elect Rayford Wilkins, Jr. | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/24/2018 | 15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 67% Withhold 33% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 6/21/2018 | 1.1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 6/21/2018 | 1.2 | Elect Michael F. Klein | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Morgan Stanley Asia-Pacific Fund Inc | APF | 61744U106 | 6/21/2018 | 1.3 | Elect W. Allen Reed | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.2 | Elect Michael F. Klein | Mgmt | Voted | For | For 59% Withhold 41% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.3 | Elect W. Allen Reed | Mgmt | Voted | For | For 60% Withhold 40% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund Inc | MSF | 61744G107 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | EDD | 617477104 | 6/21/2018 | 1.1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 96% Withhold 4% Less than 75% Attendance | Against |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | EDD | 617477104 | 6/21/2018 | 1.2 | Elect Michael F. Klein | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | EDD | 617477104 | 6/21/2018 | 1.3 | Elect W. Allen Reed | Mgmt | Voted | For | For 58% Withhold 42% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 8/3/2017 | 1.1 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 8/3/2017 | 1.2 | Elect Nancy C. Everett | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 8/3/2017 | 1.3 | Elect Patricia Maleski | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/21/2018 | 1.1 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 33% Withhold 67% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/21/2018 | 1.2 | Elect Patricia Maleski | Mgmt | Voted | For | For 92% Withhold 8% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 1 | Elect Richard N. Barton | Mgmt | Voted | For | Abstain | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 2 | Elect Rodolphe Belmer | Mgmt | Voted | For | For | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 3 | Elect Bradford L. Smith | Mgmt | Voted | For | Abstain | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 4 | Elect Anne M. Sweeney | Mgmt | Voted | For | Abstain | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 9 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/6/2018 | 12 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Voted | Against | For | Against |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.1 | Elect Wilhelm Bender | Mgmt | Voted | For | For 91% Withhold 9% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.2 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 91% Withhold 9% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.3 | Elect Christopher Pleister | Mgmt | Voted | For | For 91% Withhold 9% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 1.4 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 90% Withhold 10% | For |
| New Germany Fund Inc | GF | 644465106 | 7/25/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| New Ireland Fund Inc | IRL | 645673104 | 6/11/2018 | 1.1 | Elect Michael A. Pignataro | Mgmt | Voted | For | For 83% Withhold 17% | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.1 | Elect Bridget M. Ryan-Berman | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.2 | Elect Patrick D. Campbell | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.3 | Elect James R. Craigie | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.4 | Elect Debra A. Crew | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.5 | Elect Brett M. Icahn | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.6 | Elect Gerardo I. Lopez | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.7 | Elect Courtney Mather | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.8 | Elect Michael B. Polk | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.9 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.10 | Elect Robert A. Steele | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.11 | Elect Steven J. Strobel | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 1.12 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Newell Brands Inc. | NWL | 651229106 | 5/15/2018 | 4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | N/A | For | N/A |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 8 | Elect James L. Robo | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 9 | Elect Rudy E. Schupp | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 10 | Elect John L. Skolds | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 11 | Elect William H. Swanson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 12 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/24/2018 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 1.1 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 1.2 | Elect John C. Lechleiter | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 1.3 | Elect Michelle Peluso | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 4 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Nike Inc. | NKE | 654106103 | 9/21/2017 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 1 | Elect Thomas D. Bell Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 2 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 3 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 4 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 5 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 6 | Elect Steven F. Leer | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 7 | Elect Michael D. Lockhart | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 8 | Elect Amy E. Miles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 9 | Elect Martin H. Nesbitt | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 10 | Elect Jennifer F. Scanlon | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 11 | Elect James A. Squires | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 12 | Elect John R. Thompson | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/10/2018 | 15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Voted | Against | For | Against |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.1 | Elect Margo L. Cook | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.2 | Elect Jack B. Evans | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.3 | Elect Albin F. Moschner | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 4/11/2018 | 1.4 | Elect William J. Schneider | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 1 | Elect Spencer Abraham | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 2 | Elect Howard I. Atkins | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 3 | Elect Eugene L. Batchelder | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 4 | Elect John E. Feick | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 5 | Elect Margaret M. Foran | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 6 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 7 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 8 | Elect William R. Klesse | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 9 | Elect Jack B. Moore | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 10 | Elect Avedick B. Poladian | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 11 | Elect Elisse B. Walter | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 13 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/4/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.1 | Elect Jeffrey S. Berg | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.2 | Elect Michael J. Boskin | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.3 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.4 | Elect Bruce R. Chizen | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.5 | Elect George H. Conrades | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.6 | Elect Lawrence J. Ellison | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.7 | Elect Hector Garcia-Molina | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.8 | Elect Jeffrey O. Henley | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.9 | Elect Mark V. Hurd | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.10 | Elect Renee J. James | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.11 | Elect Leon E. Panetta | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 1.12 | Elect Naomi O. Seligman | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/15/2017 | 8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 1 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 2 | Elect Wences Casares | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 3 | Elect Jonathan Christodoro | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 4 | Elect John J. Donahoe II | Mgmt | Voted | For | Against | Against |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 6 | Elect Belinda J. Johnson | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 7 | Elect Gail J. McGovern | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 8 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 9 | Elect Ann Sarnoff | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 10 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 11 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | Voted | For | Against | Against |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 14 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 5/23/2018 | 18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Voted | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 1 | Elect Shona L. Brown | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 2 | Elect George W. Buckley | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 5 | Elect Dina Dublon | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 6 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 7 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 8 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 9 | Elect David C. Page | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 10 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 12 | Elect Darren Walker | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 13 | Elect Alberto Weisser | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/2/2018 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 1 | Elect Lewis Chew | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 2 | Elect Fred J. Fowler | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 3 | Elect Richard C. Kelly | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 4 | Elect Roger H. Kimmel | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 5 | Elect Richard A. Meserve | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 6 | Elect Forrest E. Miller | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 7 | Elect Eric D. Mullins | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 8 | Elect Rosendo G. Parra | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 9 | Elect Barbara L. Rambo | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 10 | Elect Anne Shen Smith | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 11 | Elect Geisha J. Williams | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Voted | Against | Against | For |
| PG&E Corporation | PCG | 69331C108 | 5/22/2018 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 1 | Elect Harold Brown | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 2 | Elect Andre Calantzopoulos | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 3 | Elect Louis C. Camilleri | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 4 | Elect Massimo Ferragamo | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 5 | Elect Werner Geissler | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 6 | Elect Lisa A. Hook | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 7 | Elect Jennifer Xin-Zhe Li | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 8 | Elect Jun Makihara | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 9 | Elect Sergio Marchionne | Mgmt | Voted | For | Against | Against |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 10 | Elect Kalpana Morparia | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 11 | Elect Lucio A. Noto | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 12 | Elect Frederik Paulsen | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 13 | Elect Robert B. Polet | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 14 | Elect Stephen M. Wolf | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/9/2018 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 1 | Elect J. Brian Ferguson | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 2 | Elect Harold W. McGraw III | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 3 | Elect Victoria J. Tschinkel | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/9/2018 | 6 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 1 | Elect Edison C. Buchanan | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 2 | Elect Andrew F. Cates | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 3 | Elect Timothy L. Dove | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 4 | Elect Phillip A. Gobe | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 5 | Elect Larry R. Grillot | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 6 | Elect Stacy P. Methvin | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 7 | Elect Royce W. Mitchell | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 8 | Elect Frank A. Risch | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 9 | Elect Scott D. Sheffield | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 10 | Elect Mona K. Sutphen | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 11 | Elect J. Kenneth Thompson | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 12 | Elect Phoebe A. Wood | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 13 | Elect Michael D. Wortley | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/17/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 1 | Merger/Acquisition | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 2 | Reduction in Share Premium Account (Linde plc) | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 3 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 9/27/2017 | 4 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 1 | Elect Hamid R. Moghadam | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 2 | Elect Cristina G. Bita | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 3 | Elect George L. Fotiades | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 4 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 5 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 6 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 7 | Elect David P. O'Connor | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 8 | Elect Olivier Piani | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 9 | Elect Jeffrey L. Skelton | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 10 | Elect Carl B. Webb | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 11 | Elect William D. Zollars | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Prologis, Inc. | PLD | 74340W103 | 5/2/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 2 | Elect Gilbert F. Casellas | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 3 | Elect Mark B. Grier | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 4 | Elect Martina Hund-Mejean | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 5 | Elect Karl J. Krapek | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 6 | Elect Peter R. Lighte | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 7 | Elect George Paz | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 8 | Elect Sandra Pianalto | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 9 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 10 | Elect Douglas A. Scovanner | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 11 | Elect John R. Strangfeld | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 12 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/8/2018 | 15 | Shareholder Proposal Independent Board Chairman | ShrHoldr | Voted | Against | For | Against |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 1 | Elect Tracy A. Atkinson | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 2 | Elect Robert E. Beauchamp | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 3 | Elect Adriane M. Brown | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 4 | Elect Vernon E. Clark | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 5 | Elect Stephen J. Hadley | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 6 | Elect Thomas A. Kennedy | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 7 | Elect Letitia A. Long | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 8 | Elect George R. Oliver | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 9 | Elect Dinesh C. Paliwal | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 10 | Elect William R. Spivey | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 11 | Elect James A. Winnefeld, Jr. | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 12 | Elect Robert O. Work | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/31/2018 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Reaves Utility Income Fund | UTG | 756158101 | 4/11/2018 | 1.1 | Elect E. Wayne Nordberg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Reaves Utility Income Fund | UTG | 756158101 | 4/11/2018 | 1.2 | Elect Larry W. Papasan | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 1 | Elect Arthur F. Ryan | Mgmt | Voted | For | Against | Against |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 2 | Elect George L. Sing | Mgmt | Voted | For | Against | Against |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 3 | Elect Marc Tessier-Lavigne | Mgmt | Voted | For | For | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/8/2018 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 1 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 2 | Elect Tomago Collins | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 3 | Elect Thomas W. Handley | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 4 | Elect Jennifer M Kirk | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 5 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 6 | Elect Kim S. Pegula | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 7 | Elect Ramon A. Rodriguez | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 8 | Elect Donald W. Slager | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 9 | Elect John M. Trani | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 10 | Elect Sandra M Volpe | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 13 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/11/2018 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Reynolds American Inc. | RAI | 761713106 | 7/19/2017 | 1 | Merger/Acquisition | Mgmt | Voted | For | For | For |
| Reynolds American Inc. | RAI | 761713106 | 7/19/2017 | 2 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | Against | Against |
| Reynolds American Inc. | RAI | 761713106 | 7/19/2017 | 3 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| RMR Real Estate Income Fund. | RIF | 76970B101 | 4/25/2018 | 1 | Elect Jeffrey P. Somers | Mgmt | Voted | For | For 86% Against 13% Abstain 1% | Against |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.2 | Elect Amy Woods Brinkley | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.3 | Elect John F. Fort, III | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.4 | Elect Brian D. Jellison | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.5 | Elect Robert D. Johnson | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.6 | Elect Robert E. Knowling, Jr. | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.7 | Elect Wilbur J. Prezzano | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.8 | Elect Laura G. Thatcher | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.9 | Elect Richard F. Wallman | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 1.10 | Elect Christopher Wright | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/4/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 1 | Elect John F. Brock | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 2 | Elect Richard D. Fain | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 3 | Elect William L. Kimsey | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 4 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 5 | Elect Ann S. Moore | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 6 | Elect Eyal M. Ofer | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 7 | Elect Thomas J. Pritzker | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 8 | Elect William K. Reilly | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 9 | Elect Bernt Reitan | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 10 | Elect Vagn Sorensen | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 11 | Elect Donald Thompson | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 12 | Elect Arne Alexander Wilhelmsen | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Royal Caribbean Cruises Ltd. | RCL | V7780T103 | 5/21/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780915104 | 9/28/2017 | 1.1 | Elect Stephen L. Isaacs | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780915104 | 9/28/2017 | 1.2 | Elect Christopher D. Clark | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780915104 | 9/28/2017 | 1.3 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.1 | Elect Stephen L. Isaacs | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.2 | Elect Christopher D. Clark | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.3 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 78081T104 | 9/28/2017 | 1.1 | Elect Stephen L. Isaacs | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 78081T104 | 9/28/2017 | 1.2 | Elect Christopher D. Clark | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Micro-Cap Trust, Inc. | RMT | 78081T104 | 9/28/2017 | 1.3 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 98% Withhold 2% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 2 | Elect William D. Green | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 3 | Elect Charles E. Haldeman, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 4 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 5 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 6 | Elect Monique F. Leroux | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 7 | Elect Maria R. Morris | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 8 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 9 | Elect Sir Michael Rake | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 10 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 11 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/1/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 2 | Elect Keith G. Block | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 3 | Elect Craig A. Conway | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 4 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 5 | Elect Neelie Kroes | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 6 | Elect Colin L. Powell | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 7 | Elect Sanford R. Robertson | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 8 | Elect John V. Roos | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 9 | Elect Bernard Tyson | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 10 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 11 | Elect Maynard G. Webb | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 12 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 13 | Adoption of Right to Call a Special Meeting | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | Against | Against |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| salesforce.com, inc. | CRM | 79466L302 | 6/12/2018 | 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Voted | Against | Against | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 2 | Elect Kathleen Brown | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 3 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 4 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 5 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 6 | Elect William D. Jones | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 7 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 8 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 9 | Elect William G. Ouchi | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 10 | Elect Debra L. Reed | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 11 | Elect William C. Rusnack | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 12 | Elect Lynn Schenk | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 13 | Elect Jack T. Taylor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 14 | Elect James C. Yardley | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/10/2018 | 17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/14/2018 | 1.7 | Elect Allan M. Rudnick | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 1 | Elect David W. Biegler | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 2 | Elect J. Veronica Biggins | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 3 | Elect Douglas H. Brooks | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 4 | Elect William H. Cunningham | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 5 | Elect John G. Denison | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 6 | Elect Thomas W. Gilligan | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 7 | Elect Gary C. Kelly | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 8 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 9 | Elect Nancy B. Loeffler | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 10 | Elect John T. Montford | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 11 | Elect Ron Ricks | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Southwest Airlines Co. | LUV | 844741108 | 5/16/2018 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2017 | 1.1 | Elect Barbara Connolly Keady | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2017 | 1.2 | Elect Peyton T. Muldoon | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1.5% Abstain .5% | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 1 | Elect Howard Schultz | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 3 | Elect Mary N. Dillon | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 4 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 5 | Elect Kevin R. Johnson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 6 | Elect Jorgen Vig Knudstorp | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 7 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 8 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 9 | Elect Clara Shih | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 10 | Elect Javier G. Teruel | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 11 | Elect Myron E. Ullman, III | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 12 | Elect Craig E. Weatherup | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 15 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 16 | Shareholder Proposal Regarding Report on Sustainable Packaging | ShrHoldr | Voted | Against | Against | For |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 17 | Shareholder Proposal Regarding Report on Paid Family Leave | ShrHoldr | Voted | Against | Abstain | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/21/2018 | 18 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Voted | Against | Against | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 1 | Elect Kennett F. Burnes | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 2 | Elect Patrick de Saint-Aignan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 3 | Elect Lynn A. Dugle | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 4 | Elect Amelia C. Fawcett | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 5 | Elect William C. Freda | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 6 | Elect Linda A. Hill | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 7 | Elect Joseph L. Hooley | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 8 | Elect Sara Mathew | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 9 | Elect William L. Meaney | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 10 | Elect Sean O'Sullivan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 11 | Elect Richard P. Sergel | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 12 | Elect Gregory L. Summe | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 14 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/16/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 1 | Elect Gregory S. Clark | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 2 | Elect Frank E. Dangeard | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 3 | Elect Kenneth Y. Hao | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 4 | Elect David Humphrey | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 5 | Elect Geraldine B. Laybourne | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 6 | Elect David L. Mahoney | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 7 | Elect Robert S. Miller | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 8 | Elect Anita Sands | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 9 | Elect Daniel H. Schulman | Mgmt | Voted | For | Against | Against |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 10 | Elect V. Paul Unruh | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 11 | Elect Suzanne Vautrinot | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Voted | Against | Against | For |
| Symantec Corporation | SYMC | 871503108 | 10/5/2017 | 17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | Against | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 1 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 2 | Elect John M. Cassaday | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 3 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 4 | Elect Joshua D. Frank | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 6 | Elect Bradley M. Halverson | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 7 | Elect Hans-Joachim Koerber | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 8 | Elect Nancy S. Newcomb | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 9 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 10 | Elect Edward D. Shirley | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 12 | Elect Richard G. Tilghman | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 13 | Elect Jackie M. Ward | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/17/2017 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 1 | Elect Mark S. Bartlett | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 2 | Elect Edward C. Bernard | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 3 | Elect Mary K. Bush | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 4 | Elect H. Lawrence Culp, Jr. | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 5 | Elect Freeman A. Hrabowski III | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 6 | Elect Robert F. MacLellan | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 7 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 8 | Elect Olympia J. Snowe | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 9 | Elect William J. Stromberg | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 10 | Elect Richard R. Verma | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 11 | Elect Sandra S. Wijnberg | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 12 | Elect Alan D. Wilson | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 14 | Charter Amendment to Eliminate the Provision That Limits Voting of Share Ownership | Mgmt | Voted | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/26/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.1 | Elect William C. Kirby | Mgmt | Voted | For | For 92% Against 8% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.2 | Elect Shelley Rigger | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.3 | Elect Anthony S. Clark | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.4 | Elect Thomas G. Kamp | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 1.5 | Elect Warren J. Olsen | Mgmt | Voted | For | For 90% Against 10% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 2 | Amendment to Investment Objective | Mgmt | Voted | For | For 91% Against 9% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2018 | 3 | Amendment to Investment Objective | Mgmt | Voted | For | For 92% Against 8% | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 1 | Elect Pierre R. Brondeau | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 2 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 3 | Elect Carol A. Davidson | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 4 | Elect William A. Jeffrey | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 5 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 6 | Elect Yong Nam | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 7 | Elect Daniel J. Phelan | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 8 | Elect Paula A. Sneed | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 9 | Elect Abhijit Y. Talwalkar | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 10 | Elect Mark C. Trudeau | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 11 | Elect John C. Van Scoter | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 12 | Elect Laura H. Wright | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 13 | Elect Thomas J. Lynch as Chair | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 14 | Elect Daniel J. Phelan | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 15 | Elect Paula A. Sneed | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 16 | Elect John C. Van Scoter | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 17 | Appointment of the Independent Proxy | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 18 | Approval of Annual Report | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 19 | Approval of Statutory Financial Statements | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 20 | Approval of Consolidated Financial Statements | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 21 | Release of Board of Directors and Executive Officers | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 22 | Deloitte and Touche | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 23 | Deloitte AG, Zurich | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 24 | PricewaterhouseCoopers AG, Zurich | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 25 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 26 | Executive Compensation | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 27 | Board Compensation | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 28 | Appropriation of Earnings | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 29 | Declaration of Dividend | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 30 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 31 | Renewal of Authorized Capital | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 32 | Amendment to the Savings Related Share Plan | Mgmt | Voted | For | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | 3/14/2018 | 33 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Tekla Funds | THQ | 87911L108 | 6/14/2018 | 1.1 | Elect Michael W. Bonney | Mgmt | Voted | For | For 56% Withhold 44% | For |
| Tekla Funds | THQ | 87911L108 | 6/14/2018 | 1.2 | Elect Thomas M. Kent | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Tekla Funds | THQ | 87911L108 | 6/14/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Withhold 1% | For |
| Tekla Funds | HQH | 87911J103 | 6/14/2018 | 1.1 | Elect Thomas M. Kent | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Tekla Funds | HQH | 87911J103 | 6/14/2018 | 1.2 | Elect Daniel R. Omstead | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Tekla Funds | HQH | 87911J103 | 6/14/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 1.1 | Elect Ann Torre Bates | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 1.2 | Elect David W. Niemiec | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 1.3 | Elect Robert E. Wade | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 2 | Amendment to Investment Objective Regarding Commodities | Mgmt | Voted | For | For 92% Against 6% Abstain 2% | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/30/2018 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.1 | Elect Ann Torre Bates | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.2 | Elect David W. Niemiec | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.3 | Elect Larry D. Thompson | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 1.4 | Elect Robert E. Wade | Mgmt | Voted | For | For 80% Against 20% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 2 | Amendment to Fundamental Investment Restriction Regarding Commodities | Mgmt | Voted | For | For 78% Against 21% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 3 | Amendment to Fundamental Investment Restriction Regarding Lending | Mgmt | Voted | For | For 77% Against 22% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 4 | Approval to Change the Fund from a Diversified Fund to a Non-Diversified Fund | Mgmt | Voted | For | For 75% Against 24% Abstain 1% | Against |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/29/2018 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 1 | Elect Ralph W. Babb, Jr. | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 2 | Elect Mark A. Blinn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 3 | Elect Todd M. Bluedorn | Mgmt | Voted | For | Against | Against |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 4 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 5 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 6 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 7 | Elect Brian T. Crutcher | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 8 | Elect J.M. Hobby | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 9 | Elect Ronald Kirk | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 10 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 11 | Elect Robert E. Sanchez | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 12 | Elect Richard K. Templeton | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 14 | Approval of the 2018 Director Compensation Plan | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/26/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 38% Withhold 62% | For |
| Thai Fund Inc | TTF | 882904105 | 12/14/2017 | 1 | Liquidation of the Fund | Mgmt | Voted | For | For 98% Against 2% | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 1 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 3 | Elect Margaret M. Keane | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 4 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 5 | Elect Jacques P. Perold | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 6 | Elect Andrea Redmond | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 7 | Elect Gregg M. Sherrill | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 8 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 10 | Elect Thomas J. Wilson | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| The Allstate Corporation | ALL | 020002101 | 5/11/2018 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 1 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 3 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 4 | Elect Kenneth M. Duberstein | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 6 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 7 | Elect Lawrence W. Kellner | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 8 | Elect Caroline B. Kennedy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 9 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 10 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 11 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 13 | Elect Mike S. Zafirovski | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 4/30/2018 | 19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Voted | Against | Against | For |
| The Central and Eastern Europe Fund, Inc. | CEE | 153436100 | 6/22/2018 | 1.1 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 58% Withhold 42% Board is not sufficiently independent | Against |
| The Central and Eastern Europe Fund, Inc. | CEE | 153436100 | 6/22/2018 | 1.2 | Elect Christian H. Strenger | Mgmt | Voted | For | For 58% Withhold 42% | For |
| The Central and Eastern Europe Fund, Inc. | CEE | 153436100 | 6/22/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 95% Against 4% Abstain 1% | For |
| The European Equity Fund, Inc. | EEA | 298768102 | 6/22/2018 | 1.1 | Elect Wilhelm Bender | Mgmt | Voted | For | For 92% Withhold 8% | For |
| The European Equity Fund, Inc. | EEA | 298768102 | 6/22/2018 | 1.2 | Elect Walter C. Dostmann | Mgmt | Voted | For | For 88% Withhold 12% | For |
| The European Equity Fund, Inc. | EEA | 298768102 | 6/22/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against .5% Abstain .5% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 1 | Elect Lloyd C. Blankfein | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 2 | Elect M. Michele Burns | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 3 | Elect Mark Flaherty | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 4 | Elect William W. George | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 5 | Elect James A. Johnson | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 6 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 7 | Elect Lakshmi N. Mittal | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 9 | Elect Peter Oppenheimer | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 10 | Elect David A. Viniar | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 11 | Elect Mark O. Winkelman | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 13 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 5/2/2018 | 16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 7 | Elect Armando Codina | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 8 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 9 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 10 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 11 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 12 | Elect Craig A. Menear | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 13 | Elect Mark Vadon | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Voted | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/17/2018 | 19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | 1 | Elect Nisha Kumar | Mgmt | Voted | For | For 97% Against 1.5% Abstain 1.5% | For |
| The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | 2 | Elect Martin J Gilbert | Mgmt | Voted | For | For 81% Against 18% Abstain 1% | For |
| The India Fund, Inc. | IFN | 454089103 | 6/20/2018 | 3 | Elect Jeswald W. Salacuse | Mgmt | Voted | For | For 80% Against 19% Abstain 1% | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 1 | Elect Gregory E. Abel | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 2 | Elect Alexandre Behring | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 3 | Elect John T. Cahill | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 4 | Elect Tracy Britt Cool | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 5 | Elect Feroz Dewan | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 6 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 7 | Elect Jorge Paulo Lemann | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 8 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 9 | Elect Marcel Herrmann Telles | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 10 | Elect Alexandre Van Damme | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 11 | Elect George El Zoghbi | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Kraft Heinz Company | KHC | 500754106 | 4/23/2018 | 14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 1 | Elect Nora. A. Aufreiter | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 2 | Elect Robert D. Beyer | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 3 | Elect Anne Gates | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 4 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 5 | Elect W. Rodney McMullen | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 6 | Elect Jorge P. Montoya | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 7 | Elect Clyde R. Moore | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 8 | Elect James A. Runde | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 9 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 10 | Elect Bobby S. Shackouls | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 11 | Elect Mark S. Sutton | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 13 | Adoption of Proxy Access | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/28/2018 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| The New Germany Fund, Inc. | GF | 644465106 | 6/22/2018 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 49% Withhold 51% | For |
| The New Germany Fund, Inc. | GF | 644465106 | 6/22/2018 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 87% Withhold 13% Board is not sufficiently independent | Against |
| The New Germany Fund, Inc. | GF | 644465106 | 6/22/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 1 | Elect Charles E. Bunch | Mgmt | Voted | For | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 2 | Elect Debra A. Cafaro | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 3 | Elect Marjorie Rodgers Cheshire | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 4 | Elect William S. Demchak | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 5 | Elect Andrew T. Feldstein | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 6 | Elect Daniel R. Hesse | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 7 | Elect Richard B. Kelson | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 8 | Elect Linda R. Medler | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 9 | Elect Martin Pfinsgraff | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 10 | Elect Donald J. Shepard | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 11 | Elect Michael J. Ward | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 12 | Elect Gregory D. Wasson | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/24/2018 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.1 | Elect Francis S. Blake | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.2 | Elect Angela F. Braly | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.3 | Elect Amy Chang | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.4 | Elect Kenneth I. Chenault | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.5 | Elect Scott D. Cook | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.6 | Elect Terry J. Lundgren | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.7 | Elect W. James McNerney, Jr. | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.8 | Elect David. S. Taylor | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.9 | Elect Margaret C. Whitman | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.10 | Elect Patricia A. Woertz | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.11 | Elect Ernesto Zedillo | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 2 | Ratification of Auditor | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Unvoted | For | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Unvoted | 1 Year | N/A | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Unvoted | Against | N/A | Against |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.1 | Elect Nelson Peltz | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 2 | Ratification of Auditor | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | N/A | For | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | N/A | 1 Year | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | N/A | Against | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Voted | N/A | Against | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Voted | N/A | Against | N/A |
| The Procter & Gamble Company | PG | 742718109 | 10/10/2017 | 8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Voted | N/A | For | N/A |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 1 | Elect Philip F. Bleser | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 2 | Elect Stuart B. Burgdoerfer | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 4 | Elect Charles A. Davis | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 6 | Elect Lawton W. Fitt | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 7 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 8 | Elect Jeffrey D. Kelly | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 9 | Elect Patrick H. Nettles | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 11 | Elect Kahina Van Dyke | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/11/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 1 | Elect Arthur F. Anton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 2 | Elect David F. Hodnik | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 3 | Elect Richard J. Kramer | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 4 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 5 | Elect John G. Morikis | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 6 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 7 | Elect John M. Stropki, Jr. | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 8 | Elect Michael H. Thaman | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 9 | Elect Matthew Thornton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 10 | Elect Steven H. Wunning | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/18/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 2 | Elect Alan M. Bennett | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 3 | Elect David T. Ching | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 4 | Elect Ernie Herrman | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 5 | Elect Michael F. Hines | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 6 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 7 | Elect Carol Meyrowitz | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 8 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 9 | Elect John F. O'Brien | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 10 | Elect Willow B. Shire | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | For | Against |
| The TJX Companies, Inc. | TJX | 872540109 | 6/5/2018 | 15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Voted | Against | Against | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 8 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 9 | Elect Scott M. Sperling | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 10 | Elect Elaine S. Ullian | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 11 | Elect Dion J. Weisler | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/23/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.1 | Elect George S. Batejan | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.2 | Elect Kathleen Blatz | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.3 | Elect Edward J. Boudreau, Jr. | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 1.4 | Elect Pamela G. Carlton | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/16/2018 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 87% Against Against 8% Abstain 5% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.1 | Elect Kathleen A. Dennis | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.2 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.3 | Elect Michael E. Nugent | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.4 | Elect Fergus Reid | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 1.5 | Elect Patricia Maleski | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 8/3/2017 | 2 | Liquidation of the Turkish Investment Fund | Mgmt | Voted | For | For 80% Against 13% Abstain 7% | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 1 | Elect John H. Tyson | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 2 | Elect Gaurdie E. Banister, Jr. | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 3 | Elect Dean Banks | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 4 | Elect Mike D. Beebe | Mgmt | Voted | For | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 5 | Elect Mikel A. Durham | Mgmt | Voted | For | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 6 | Elect Tom Hayes | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 7 | Elect Kevin M. McNamara | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 8 | Elect Cheryl S. Miller | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 9 | Elect Jeffrey K. Schomburger | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 10 | Elect Robert Thurber | Mgmt | Voted | For | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 11 | Elect Barbara A. Tyson | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 13 | Amendment to the 2000 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 2/8/2018 | 15 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Voted | Against | For | Against |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 1 | Elect Warner L. Baxter | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 2 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 3 | Elect Andrew Cecere | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 4 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 5 | Elect Kimberly J. Harris | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 6 | Elect Roland Hernandez | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 7 | Elect Doreen Woo Ho | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 8 | Elect Olivia F. Kirtley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 9 | Elect Karen S. Lynch | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 10 | Elect Richard P. McKenney | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 11 | Elect David B. O'Maley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 12 | Elect O'dell M. Owens | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 13 | Elect Craig D. Schnuck | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 14 | Elect Scott W. Wine | Mgmt | Voted | For | Against | Against |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/17/2018 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 4 | Elect Lance M. Fritz | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 6 | Elect Jane H. Lute | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 7 | Elect Michael R. McCarthy | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 8 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 9 | Elect Bhavesh V. Patel | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 10 | Elect Jose H. Villarreal | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/10/2018 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 3 | Elect Michael J. Burns | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 4 | Elect William R. Johnson | Mgmt | Voted | For | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 5 | Elect Candace Kendle | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 6 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 7 | Elect Rudy H.P. Markham | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 8 | Elect Franck J. Moison | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 9 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 10 | Elect Christiana Shi | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 11 | Elect John T. Stankey | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 12 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 13 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/10/2018 | 18 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 1 | Elect William C. Ballard, Jr. | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 2 | Elect Richard T. Burke | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 3 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 4 | Elect Stephen J. Hemsley | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 5 | Elect Michele J. Hooper | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 6 | Elect F. William Mcabb, III | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 7 | Elect Valerie C. Montgomery Rice | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 8 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 9 | Elect Kenneth I. Shine | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 10 | Elect David S. Wichmann | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 11 | Elect Gail R. Wilensky | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2018 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 3 | Elect Richard L. Carrion | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 5 | Elect M. Frances Keeth | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 6 | Elect Lowell C. McAdam | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 7 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 8 | Elect Rodney E. Slater | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 9 | Elect Kathryn A. Tesija | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 10 | Elect Gregory D. Wasson | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 11 | Elect Gregory G. Weaver | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/3/2018 | 19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Voted | Against | Against | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 1 | Elect Sangeeta N. Bhatia | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 2 | Elect Jeffrey M. Leiden | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 3 | Elect Bruce I. Sachs | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 4 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 5 | Amendment to the 2013 Stock and Option Plan | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Voted | Against | Against | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/17/2018 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 4 | Elect Gary A. Hoffman | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 5 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 6 | Elect John F. Lundgren | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 8 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 9 | Elect John A.C. Swainson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 10 | Elect Maynard G. Webb, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/30/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.1 | Elect Martin J. Gavin | Mgmt | Voted | For | For 80% Withhold 20% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.2 | Elect Patrick W. Kenny | Mgmt | Voted | For | For 39% Withhold 61% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.3 | Elect Shaun P. Mathews | Mgmt | Voted | For | For 39% Withhold 61% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 92912T100 | 7/6/2017 | 1.4 | Elect Roger B. Vincent | Mgmt | Voted | For | For 80% Withhold 20% | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 2 | Elect Janice M. Babiak | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 3 | Elect David J. Brailer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 4 | Elect William C. Foote | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 5 | Elect Ginger L. Graham | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 6 | Elect John A. Lederer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 7 | Elect Dominic P. Murphy | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 8 | Elect Stefano Pessina | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 9 | Elect Leonard D. Schaeffer | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 10 | Elect Nancy M. Schlichting | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 11 | Elect James A. Skinner | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 1/17/2018 | 17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 1 | Elect Bradbury H. Anderson | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 2 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 3 | Elect James C Fish | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 4 | Elect Andres R. Gluski | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 5 | Elect Patrick W. Gross | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 6 | Elect Victoria M. Holt | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 7 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 8 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 9 | Elect Thomas H. Weidemeyer | Mgmt | Voted | For | Against | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/14/2018 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 1 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 2 | Elect Benjamin G.S. Fowke III | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 3 | Elect Richard T. O'Brien | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 4 | Elect David K Owens | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 5 | Elect Christopher J. Policinski | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 6 | Elect James T. Prokopanko | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 7 | Elect A. Patricia Sampson | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 8 | Elect James J. Sheppard | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 9 | Elect David A. Westerlund | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 10 | Elect Kim Williams | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 11 | Elect Timothy V. Wolf | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 12 | Elect Daniel Yohannes | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/16/2018 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 1 | Elect Christopher B. Begley | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 2 | Elect Betsy J. Bernard | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 3 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 4 | Elect Michael J. Farrell | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 6 | Elect Robert A. Hagemann | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 7 | Elect Bryan C Hanson | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 8 | Elect Arthur J. Higgins | Mgmt | Voted | For | Against | Against |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 9 | Elect Michael W. Michelson | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/15/2018 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 1 | Elect Sanjay Khosla | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 2 | Elect Willie M. Reed | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 3 | Elect Linda Rhodes | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 4 | Elect William C. Steere, Jr. | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/15/2018 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
