Benjamin V. Mollozzi, Esq.
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Ballot Status | Management Recommendation | Vote Cast | For/ Against Management |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.4 | Elect Robert B. Ford | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.5 | Elect Michelle A. Kumbier | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.6 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.7 | Elect Darren W. McDew | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.8 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.9 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.1 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.11 | Elect Daniel J. Starks | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.12 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.13 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 1.14 | Elect Miles D. White | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 5 | Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 6 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2020 | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For | Against |
| Aberdeen Emerging Markets Equity Income Fund, Inc. | AEF | 00301W105 | 3/4/2020 | 1 | Election of Directors | Mgmt | Voted | For | For 94% Against 6% Abstain 0% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302M106 | 5/6/2020 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 77% Abstain 23% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302M106 | 5/6/2020 | 2 | Elect Martin J. Gilbert | Mgmt | Voted | For | For 96% Abstain 4% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302LA10 | 5/27/2020 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 77% Abstain 23% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302LA10 | 5/27/2020 | 2 | Elect Martin J. Gilbert | Mgmt | Voted | For | For 96% Abstain 4% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00302L108 | 10/9/2019 | 1 | Elect P. Gerald Malone | Mgmt | Voted | For | For 85% Abstain 15% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306JA10 | 5/27/2020 | 1 | Elect Anthony S. Clark | Mgmt | Voted | For | For 98.40% Against 1.19% Abstain 0.41% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306JA10 | 5/27/2020 | 2 | Elect Richard J. Herring | Mgmt | Voted | For | For 87.56% Against 12.03% Abstain 0.41% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306JA10 | 5/27/2020 | 3 | Elect Martin J. Gilbert | Mgmt | Voted | For | For 87.56% Against 12.03% Abstain 0.41% | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 1 | Elect Jaime Ardila | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 2 | Elect Herbert Hainer | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 3 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 4 | Elect Gilles Pelisson | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 5 | Elect Paula A. Price | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 6 | Elect Venkata Renduchintala | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 7 | Elect David P. Rowland | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 8 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 9 | Elect Julie Sweet | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 10 | Elect Frank Kui Tang | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 11 | Elect Tracey T. Travis | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 13 | Amendment to the 2010 Share Incentive Plan | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 1/30/2020 | 17 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/9/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.5 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/9/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 2 | Elect Frank A. Calderoni | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 3 | Elect James E. Daley | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 4 | Elect Laura Desmond | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 5 | Elect Charles M. Geschke | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 6 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 7 | Elect Kathleen Oberg | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 8 | Elect Dheeraj Pandey | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 9 | Elect David A. Ricks | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 10 | Elect Daniel Rosensweig | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 11 | Elect John E. Warnock | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Adobe Inc. | ADBE | 00724F101 | 4/9/2020 | 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 1 | Elect Daniel P. Amos | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 2 | Elect W. Paul Bowers | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 3 | Elect Toshihiko Fukuzawa | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 4 | Elect Thomas J. Kenny | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 5 | Elect Georgette D. Kiser | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 6 | Elect Karole F. Lloyd | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 7 | Elect Nobuchika Mori | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 8 | Elect Joseph L. Moskowitz | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 9 | Elect Barbara K. Rimer | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 10 | Elect Katherine T. Rohrer | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 11 | Elect Melvin T. Stith | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/4/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 3 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 4 | Elect Seifi Ghasemi | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 5 | Elect David H. Y. Ho | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 6 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 1 | Elect Deborah A. DeCotis | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 2 | Elect Bradford K. Gallagher | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 3 | Elect James A. Jacobson | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 4 | Elect Erick R. Holt | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 5 | Elect Sarah E. Cogan | Mgmt | Voted | For | For 97% Abstain 3% | For |
| AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 7/11/2019 | 6 | Elect Thomas J. Fuccillo | Mgmt | Voted | For | For 97% Abstain 3% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 3 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 4 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 5 | Elect Judith A. McGrath | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 6 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 7 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 8 | Elect Thomas O. Ryder | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 9 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 10 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 13 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 14 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 15 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 19 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 20 | Shareholder Proposal Regarding Report on Community Impacts | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 21 | Shareholder Proposal Regarding Report on Viewpoint Discrimination | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 22 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 23 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 24 | Shareholder Proposal Regarding Human Rights Impact Assessment | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/27/2020 | 25 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 5 | Elect Art A. Garcia | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 6 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 7 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 8 | Elect Sandra Beach Lin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 9 | Elect Margaret M. McCarthy | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 10 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 11 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 12 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 13 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 2 | Elect John J. Brennan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 3 | Elect Peter Chernin | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 4 | Elect Ralph de la Vega | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 5 | Elect Anne M. A. Lauvergeon | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 6 | Elect Micheal O. Leavitt | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 7 | Elect Theodore J. Leonsis | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 8 | Elect Karen L. Parkhill | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 9 | Elect Lynn A. Pike | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 10 | Elect Stephen J. Squeri | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 13 | Elect Christopher D. Young | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 16 | Amendment to the Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| American Express Company | AXP | 025816109 | 5/5/2020 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/5/2020 | 18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 1 | Elect Thomas Bartlett | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 2 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 3 | Elect Robert D. Hormats | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 4 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 5 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 6 | Elect Craig Macnab | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 7 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 8 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 9 | Elect David E. Sharbutt | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 10 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 11 | Elect Samme L. Thompson | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| American Tower Corporation | AMT | 03027X100 | 5/18/2020 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Aon plc | AON | G0408V102 | 2/4/2020 | 1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 2 | Cancellation of Share Premium Account | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 3 | Off-Market Repurchase of Shares | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 4 | Cancellation of NYSE Listing | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 2/4/2020 | 5 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V111 | 2/4/2020 | 1 | Approve Scheme of Arrangement (Reincorporation from UK to Ireland) | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 1 | Elect Lester B. Knight | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 2 | Elect Gregory C. Case | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 3 | Elect Jin-Yong Cai | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 4 | Elect Jeffrey C. Campbell | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 5 | Elect Fulvio Conti | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 6 | Elect Cheryl A. Francis | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 7 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 11 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 14 | Ratification of Statutory Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/19/2020 | 15 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 1 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 4 | Elect Andrea Jung | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 5 | Elect Arthur D. Levinson | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 6 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 7 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 10 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 11 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/26/2020 | 12 | Shareholder Proposal Regarding Freedom of Expression and Access to Information | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 1 | Elect Randall L. Stephenson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 3 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 4 | Elect Scott T. Ford | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 5 | Elect Glenn H. Hutchins | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 6 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 7 | Elect Debra L. Lee | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 8 | Elect Stephen J. Luczo | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 9 | Elect Michael B. McCallister | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 10 | Elect Beth E. Mooney | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 11 | Elect Matthew K. Rose | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 12 | Elect Cindy B. Taylor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 13 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 17 | Shareholder Proposal Regarding Employee Representative Director | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/24/2020 | 18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 1 | Elect Peter Bisson | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 2 | Elect Richard T. Clark | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 3 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 4 | Elect John P. Jones | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 5 | Elect Francine S. Katsoudas | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 7 | Elect Scott F. Powers | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 8 | Elect William J. Ready | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 9 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 10 | Elect Sandra S. Wijnberg | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/12/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 1 | Elect Douglas H. Brooks | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 2 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 3 | Elect Earl G. Graves, Jr. | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 4 | Elect Enderson Guimaraes | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 5 | Elect Michael M. Calbert | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 6 | Elect D. Bryan Jordan | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 7 | Elect Gale V. King | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 8 | Elect George R. Mrkonic, Jr. | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 9 | Elect William C. Rhodes, III | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 10 | Elect Jill Ann Soltau | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AutoZone, Inc. | AZO | 053332102 | 12/18/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 1 | Elect Sharon L. Allen | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 2 | Elect Susan S. Bies | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 5 | Elect Pierre J. P. de Weck | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 6 | Elect Arnold W. Donald | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 7 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 9 | Elect Thomas J. May | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 10 | Elect Brian T. Moynihan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 11 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 12 | Elect Denise L. Ramos | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 13 | Elect Clayton S. Rose | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 14 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 15 | Elect Thomas D. Woods | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 16 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 17 | Elect Maria T. Zuber | Mgmt | Voted | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 20 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 22 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/22/2020 | 23 | Shareholder Proposal Regarding Purpose of a Corporation | ShrHoldr | Voted | Against | Against | For |
| BB&T Corporation | BBT | 054937107 | 7/30/2019 | 1 | SunTrust Merger-of-Equals | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 7/30/2019 | 2 | Company Name Change | Mgmt | Voted | For | For | For |
| BB&T Corporation | BBT | 054937107 | 7/30/2019 | 3 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 1 | Elect Catherine M. Burzik | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 2 | Elect R. Andrew Eckert | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 3 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 4 | Elect Claire M. Fraser | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 5 | Elect Jeffrey W. Henderson | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 6 | Elect Christopher Jones | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 8 | Elect David F. Melcher | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 9 | Elect Thomas E. Polen | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 10 | Elect Claire Pomeroy | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 11 | Elect Rebecca W. Rimel | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 12 | Elect Timothy M. Ring | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 13 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 16 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 17 | Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | Voted | For | For | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/28/2020 | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.1 | Elect Warren E. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.2 | Elect Charles T. Munger | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.3 | Elect Gregory E. Abel | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.4 | Elect Howard G. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.5 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.6 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.7 | Elect Susan L. Decker | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.8 | Elect David S. Gottesman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.9 | Elect Charlotte Guyman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.1 | Elect Ajit Jain | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.11 | Elect Thomas S. Murphy | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.12 | Elect Ronald L. Olson | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.13 | Elect Walter Scott, Jr. | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 1.14 | Elect Meryl B. Witmer | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/2/2020 | 4 | Shareholder Proposal Regarding Policy on Board and CEO Diversity | ShrHoldr | Voted | Against | For | Against |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/29/2019 | 1.1 | Elect Richard E. Cavanagh | Mgmt | Voted | For | 92% For 8% Withhold | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/29/2019 | 1.2 | Elect Cynthia L. Egan | Mgmt | Voted | For | 92% For 8% Withhold | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/29/2019 | 1.3 | Elect Robert Fairbairn | Mgmt | Voted | For | 92% For 8% Withhold | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/29/2019 | 1.4 | Elect Henry Gabbay | Mgmt | Voted | For | 92% For 8% Withhold | For |
| BlackRock Enhanced Global Dividend Trust | BOE | 092501105 | 7/29/2019 | 1.1 | Elect Richard E. Cavanagh | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced Global Dividend Trust | BOE | 092501105 | 7/29/2019 | 1.2 | Elect Cynthia L. Egan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced Global Dividend Trust | BOE | 092501105 | 7/29/2019 | 1.3 | Elect Robert Fairbairn | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced Global Dividend Trust | BOE | 092501105 | 7/29/2019 | 1.4 | Elect Henry Gabbay | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced International Dividend Trust | BGY | 092524107 | 7/29/2019 | 1.1 | Elect Richard E. Cavanagh | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced International Dividend Trust | BGY | 092524107 | 7/29/2019 | 1.2 | Elect Cynthia L. Egan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced International Dividend Trust | BGY | 092524107 | 7/29/2019 | 1.3 | Elect Robert Fairbairn | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Enhanced International Dividend Trust | BGY | 092524107 | 7/29/2019 | 1.4 | Elect Henry Gabbay | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.1 | Elect Richard E. Cavanagh | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.2 | Elect Cynthia L. Egan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.3 | Elect Robert Fairbairn | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/29/2019 | 1.4 | Elect Henry Gabbay | Mgmt | Voted | For | For 92% Withhold 8% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 1 | Elect Bader M. Alsaad | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 2 | Elect Mathis Cabiallavetta | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 3 | Elect Pamela Daley | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 4 | Elect William S. Demchak | Mgmt | Voted | For | Abstain | Against |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 5 | Elect Jessica P. Einhorn | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 6 | Elect Laurence D. Fink | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 7 | Elect William E. Ford | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 8 | Elect Fabrizio Freda | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 9 | Elect Murry S. Gerber | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 10 | Elect Margaret L. Johnson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 11 | Elect Robert S. Kapito | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 12 | Elect Cheryl D. Mills | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 13 | Elect Gordon M. Nixon | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 14 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 15 | Elect Marco Antonio Slim Domit | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 16 | Elect Susan L. Wagner | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 17 | Elect Mark Wilson | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/21/2020 | 20 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | Against | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 1 | Elect Nisha Kumar | Mgmt | Voted | For | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 2 | Elect Jane E. Trust | Mgmt | Voted | For | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 4 | Shareholder Proposal Regarding Self-Tender (Non-Binding) | ShrHoldr | Voted | Against | For 99% Against 0.3% Abstain 0.7% | For |
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | BWG | 10537L104 | 3/20/2020 | 5 | Shareholder Proposal Regarding Majority Voting in Director Elections (Non-Binding) | ShrHoldr | Voted | Against | For 99% Against 0.3% Abstain 0.7% | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 1 | Elect Hock E. Tan | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 2 | Elect Dr. Henry S. Samueli | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 3 | Elect Eddy W. Hartenstein | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 4 | Elect Diane M. Bryant | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 5 | Elect Gayla J. Delly | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 6 | Elect Raul J. Fernandez | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 7 | Elect Check Kian Low | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 8 | Elect Justine F. Page | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 9 | Elect Harry L. You | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Broadcom Inc. | AVGO | 11135F101 | 3/30/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/8/2019 | 1.1 | Elect John R. Bartholdson | Mgmt | Voted | For | For 89% Against 11% | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/8/2019 | 1.2 | Elect Leslie E. Greis | Mgmt | Voted | For | For 97% Against 3% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 49% Withhold 51% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.2 | Elect Walter C. Dostmann | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 55% Withhold 45% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.4 | Elect Holger Hatje | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 1.5 | Elect Hepsen Uzcan | Mgmt | Voted | For | For 55% Withhold 45% | For |
| Central and Eastern Europe Fund Inc (The) | CEE | 153436100 | 6/25/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0% Abstain 1% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 1 | Elect W. Lance Conn | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 2 | Elect Kim C. Goodman | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 3 | Elect Craig A. Jacobson | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 4 | Elect Gregory B. Maffei | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 5 | Elect John D. Markley, Jr. | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 6 | Elect David C. Merritt | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 7 | Elect James E. Meyer | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 8 | Elect Steven A. Miron | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 9 | Elect Balan Nair | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 10 | Elect Michael A. Newhouse | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 11 | Elect Mauricio Ramos | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 12 | Elect Thomas M. Rutledge | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 13 | Elect Eric L. Zinterhofer | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/28/2020 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 2 | Elect John B. Frank | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 3 | Elect Alice P. Gast | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 4 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 5 | Elect Charles W. Moorman IV | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 6 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 7 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 8 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 9 | Elect D. James Umpleby III | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 10 | Elect Michael K. Wirth | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 14 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 15 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 16 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 17 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/27/2020 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 1 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 2 | Allocation of Profits | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 3 | Dividend from Reserves | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 4 | Ratification of Board Acts | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 5 | Election of Statutory Auditor | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 7 | Appointment of Special Auditor | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 8 | Elect Evan G. Greenberg | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 9 | Elect Michael G. Atieh | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 10 | Elect Sheila P. Burke | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 11 | Elect James I. Cash, Jr. | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 12 | Elect Mary A. Cirillo | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 13 | Elect Michael P. Connors | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 14 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 15 | Elect Robert J. Hugin | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 16 | Elect Robert W. Scully | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 17 | Elect Eugene B. Shanks, Jr. | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 18 | Elect Theodore E. Shasta | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 19 | Elect David H. Sidwell | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 20 | Elect Olivier Steimer | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 21 | Elect Frances F. Townsend | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 22 | Election of Board Chair Evan G. Greenberg | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 23 | Elect Michael P. Connors | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 24 | Elect Mary A. Cirillo | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 25 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 26 | Elect Frances F. Townsend | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 27 | Appointment of Independent Proxy (Switzerland) | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 28 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 29 | Cancellation of Shares and Reduction in Share Capital | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 30 | Board Compensation | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 31 | Executive Compensation | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 32 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/20/2020 | 33 | Additional or Amended Proposals | Mgmt | Voted | For | Against | Against |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 1 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 3 | Elect Eric J. Foss | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 4 | Elect Elder Granger | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 5 | Elect Isaiah Harris, Jr. | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 6 | Elect Roman Martinez IV | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 7 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 8 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 9 | Elect John M. Partridge | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 10 | Elect William L. Roper | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 11 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 12 | Elect Donna F. Zarcone | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Cigna Corporation | CI | 125523100 | 4/22/2020 | 16 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 1 | Elect M. Michele Burns | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 2 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 3 | Elect Michael D. Capellas | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 4 | Elect Mark Garrett | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 5 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 6 | Elect Roderick C. McGeary | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 7 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 8 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 9 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 10 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/10/2019 | 13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 1 | Elect Michael L. Corbat | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 2 | Elect Ellen M. Costello | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 3 | Elect Grace E Dailey | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 4 | Elect Barbara J. Desoer | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 5 | Elect John C. Dugan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 6 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 7 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 8 | Elect S. Leslie Ireland | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 9 | Elect Lew W. Jacobs, IV | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 10 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 11 | Elect Gary M. Reiner | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 12 | Elect Diana L. Taylor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 13 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 14 | Elect Deborah C. Wright | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 15 | Elect Alexander R. Wynaendts | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 19 | Amendment to the 2019 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 20 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 21 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/21/2020 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Clough Global Dividend and Income Fund | GLV | 18913Y103 | 7/16/2019 | 1.1 | Elect Clifford J. Weber | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Clough Global Dividend and Income Fund | GLV | 18913Y103 | 7/16/2019 | 1.2 | Elect Vincent W. Versaci | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Clough Global Dividend and Income Fund | GLV | 18913Y103 | 7/16/2019 | 1.3 | Elect Edmund J. Burke | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.2 | Elect Madeline S. Bell | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.3 | Elect Naomi M. Bergman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 1.1 | Elect Brian L. Roberts | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 3 | Amendment to the 2003 Stock Option Plan | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 5 | Advisory vote on executive compensation | Mgmt | Voted | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 7 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/3/2020 | 8 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Voted | Against | For | Against |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 1 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 2 | Elect Robert A. Brown | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 3 | Elect James C. Collins Jr. | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 4 | Elect Klaus Engel | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 5 | Elect Michael O. Johanns | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 6 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 7 | Elect Rebecca B. Liebert | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 8 | Elect Marcos Marinho Lutz | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 9 | Elect Nayaki R. Nayyar | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 10 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 11 | Elect Lee M. Thomas | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 12 | Elect Patrick J. Ward | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Corteva, Inc. | CTVA | 22052L104 | 4/28/2020 | 16 | Approval of the Omnibus Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.1 | Elect Susan L. Decker | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.2 | Elect Richard A. Galanti | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.3 | Elect Sally Jewell | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 1.4 | Elect Charles T. Munger | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 4 | Removal of Directors Without Cause | Mgmt | Voted | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/22/2020 | 5 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Voted | Against | Against | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 1 | Elect P. Robert Bartolo | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 2 | Elect Jay A. Brown | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 3 | Elect Cindy Christy | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 4 | Elect Ari Q. Fitzgerald | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 5 | Elect Robert E. Garrison II | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 6 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 7 | Elect Lee W. Hogan | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 8 | Elect Edward C. Hutcheson, Jr. | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 9 | Elect J. Landis Martin | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 10 | Elect Robert F. McKenzie | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 11 | Elect Anthony J. Melone | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 12 | Elect W. Benjamin Moreland | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Crown Castle International Corp. | CCI | 22822V101 | 5/14/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 1 | Elect Donna M. Alvarado | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 2 | Elect Pamela L. Carter | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 3 | Elect James M. Foote | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 4 | Elect Steven T. Halverson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 5 | Elect Paul C. Hilal | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 6 | Elect John D. McPherson | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 7 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 8 | Elect Linda H. Riefler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 9 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 10 | Elect J. Steven Whisler | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 11 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 1 | Elect N. Thomas Linebarger | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 2 | Elect Robert J. Bernhard | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 3 | Elect Franklin R. Chang-Diaz | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 4 | Elect Bruno V. Di Leo Allen | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 5 | Elect Stephen B. Dobbs | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 6 | Elect Robert K. Herdman | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 7 | Elect Alexis M. Herman | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 8 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 9 | Elect William I. Miller | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 10 | Elect Georgia R. Nelson | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 11 | Elect Karen H. Quintos | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cummins Inc. | CMI | 231021106 | 5/12/2020 | 14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 1 | Elect Fernando Aguirre | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 2 | Elect C. David Brown II | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 6 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 7 | Elect Anne M. Finucane | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 8 | Elect Edward J. Ludwig | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 9 | Elect Larry J. Merlo | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 10 | Elect Jean-Pierre Millon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 11 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 12 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 13 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 16 | Amendment to the 2017 Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 17 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 18 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| CVS Health Corporation | CVS | 126650100 | 5/14/2020 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | Against | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 1 | Elect Samuel R. Allen | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 2 | Elect Alan C. Heuberger | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 3 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 4 | Elect Dipak C. Jain | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 5 | Elect Michael O. Johanns | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 6 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 7 | Elect John C. May | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 8 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 9 | Elect Sherry M. Smith | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 10 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 12 | Adoption of Exclusive Forum Provisions | Mgmt | Voted | For | Against | Against |
| Deere & Company | DE | 244199105 | 2/26/2020 | 13 | Advisory vote on executive compensation | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 14 | Approval of the 2020 Equity and Incentive Plan | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2020 | 16 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Voted | Against | Against | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.1 | Elect Thomas L. Bennett | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.2 | Elect Jerome D. Abernathy | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.3 | Elect Ann D. Borowiec | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.4 | Elect Joseph W. Chow | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.5 | Elect John A. Fry | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.6 | Elect Lucinda S. Landreth | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.7 | Elect Shawn K. Lytle | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.9 | Elect Thomas K. Whitford | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.1 | Elect Christianna Wood | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 1.11 | Elect Janet L. Yeomans | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 9/20/2019 | 2 | Approval of a New Sub-Advisory Agreement | Mgmt | Voted | For | For 94% Against 4% Abstain 2% | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 1 | Elect Edward H. Bastian | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 2 | Elect Francis S. Blake | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 3 | Elect Ashton B. Carter | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 4 | Elect David G. DeWalt | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 5 | Elect William H. Easter III | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 6 | Elect Christopher A. Hazleton | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 7 | Elect Michael P. Huerta | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 8 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 9 | Elect George N. Mattson | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 10 | Elect Sergio A. L. Rial | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 11 | Elect David. S. Taylor | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 12 | Elect Kathy N. Waller | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 16 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | Against | For | Against |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/18/2020 | 18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Voted | Against | Against | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 1 | Elect Warren F. Bryant | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 2 | Elect Michael M. Calbert | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 3 | Elect Sandra B. Cochran | Mgmt | Voted | For | Abstain | Against |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 4 | Elect Patricia D. Fili-Krushel | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 5 | Elect Timothy I. McGuire | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 6 | Elect William C. Rhodes, III | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 7 | Elect Debra A. Sandler | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 8 | Elect Ralph E. Santana | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 9 | Elect Todd J. Vasos | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 12 | Elimination of Supermajority Requirement to amend the Company's Charter | Mgmt | Voted | For | For | For |
| Dollar General Corporation | DG | 256677105 | 5/27/2020 | 13 | Elimination of Supermajority Requirement to amend the Company's Bylaws | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 1 | Elect James A. Bennett | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 2 | Elect Helen E. Dragas | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 3 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 4 | Elect Thomas F. Farrell II | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 5 | Elect D. Maybank Hagood | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 6 | Elect John W. Harris | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 7 | Elect Ronald W. Jibson | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 8 | Elect Mark J. Kington | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 9 | Elect Joseph M. Rigby | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 10 | Elect Pamela L. Royal | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 11 | Elect Robert H. Spilman, Jr. | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 12 | Elect Susan N. Story | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 13 | Elect Michael E. Szymanczyk | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Dominion Energy, Inc. | D | 25746U109 | 5/6/2020 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 1 | Elect Samuel R. Allen | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 3 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 4 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 5 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 6 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 7 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 8 | Elect Jim Fitterling | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 9 | Elect Jacqueline C. Hinman | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 10 | Elect Jill S. Wyant | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 11 | Elect Daniel W. Yohannes | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Dow Inc. | DOW | 260557103 | 4/9/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Duff & Phelps Utility and Infrastructure Fund Inc | DPG | 26433C105 | 3/9/2020 | 1 | Elect David J. Vitale | Mgmt | Voted | For | 81% For 19% Abstain | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.1 | Elect Michael G. Browning | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.2 | Elect Annette K. Clayton | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.4 | Elect Robert M. Davis | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.5 | Elect Daniel R. DiMicco | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.6 | Elect Nicholas C. Fanandakis | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.7 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.8 | Elect John T. Herron | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.9 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.1 | Elect E. Marie McKee | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.11 | Elect Marya M. Rose | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.12 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 1.13 | Elect William E. Webster, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 4 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | None | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/7/2020 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 1 | Elect Amy G. Brady | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 2 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 3 | Elect Ruby R. Chandy | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 4 | Elect Franklin K. Clyburn, Jr. | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 5 | Elect Terrence R. Curtin | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 6 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 7 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 8 | Elect Rajiv L. Gupta | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 9 | Elect Luther C. Kissam IV | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 10 | Elect Frederick M. Lowery | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 11 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 12 | Elect Steven M. Sterin | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 14 | Approval of the 2020 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| DuPont de Nemours, Inc. | DD | 26614N102 | 5/27/2020 | 17 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Voted | Against | Against | For |
| Eagle Growth & Income Opportunities Fund | EGIF | 26958J105 | 10/25/2019 | 1.1 | Elect Laurie A. Hesslein | Mgmt | Voted | For | For 52% Withhold 48% | For |
| Eagle Growth & Income Opportunities Fund | EGIF | 26958J105 | 10/25/2019 | 1.2 | Elect Brian Good | Mgmt | Voted | For | For 52% Withhold 48% | For |
| Eagle Growth & Income Opportunities Fund | EGIF | 26958J105 | 10/25/2019 | 2 | Shareholder Proposal Regarding Termination of Advisory and Management Agreements | ShrHoldr | Voted | Against | For 51% Against 45% Abstain 4% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 3/9/2020 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 90.53% Against 7.47% Abstain 2.00% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 3/9/2020 | 2 | Approval of a New Investment Sub-Advisory Agreement | Mgmt | Voted | For | For 90.53% Against 7.47% Abstain 2.00% | For |
| Eagle Growth and Income Opportunities Fund | EGIF | 26958J105 | 3/9/2020 | 3 | Amendments to the Declaration of Trust | Mgmt | Voted | For | For 96.44% Against 2.40% Abstain 1.16% | For |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund | ETG | 27828S101 | 8/15/2019 | 1.1 | Elect Cynthia E. Frost | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund | ETG | 27828S101 | 8/15/2019 | 1.2 | Elect Valerie A. Mosley | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund | ETG | 27828S101 | 8/15/2019 | 1.3 | Elect Scott E. Wennerholm | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 2 | Elect Shari L Ballard | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 3 | Elect Barbara J. Beck | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 4 | Elect Jeffrey M. Ettinger | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 5 | Elect Arthur J. Higgins | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 6 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 7 | Elect David W. MacLennan | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 8 | Elect Tracy B. McKibben | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 9 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 10 | Elect Victoria J. Reich | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 11 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 12 | Elect John J. Zillmer | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2020 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 1 | Elect Michael A. Mussallem | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 2 | Elect Kieran T. Gallahue | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 3 | Elect Leslie S. Heisz | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 4 | Elect William J. Link | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 5 | Elect Steven R. Loranger | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 6 | Elect Martha H. Marsh | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 7 | Elect Ramona Sequeira | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 8 | Elect Nicholas J. Valeriani | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 10 | Approval of the 2020 Non-Employee Directors Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 11 | Increase of Authorized Common Stock for Stock Split | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/7/2020 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 1 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 2 | Elect William G. Kaelin, Jr. | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 3 | Elect David A. Ricks | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 4 | Elect Marschall S. Runge | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 5 | Elect Karen Walker | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 8 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 9 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 11 | Shareholder Proposal Regarding Forced Swim Test | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 12 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 13 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing | ShrHoldr | Voted | Against | Against | For |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 15 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Voted | Against | For | Against |
| Eli Lilly and Company | LLY | 532457108 | 5/4/2020 | 16 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Voted | Against | For | Against |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.1 | Elect Thomas Bartlett | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.2 | Elect Nanci E. Caldwell | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.3 | Elect Adaire Fox-Martin | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.4 | Elect Gary F. Hromadko | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.5 | Elect William Luby | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.6 | Elect Irving F. Lyons, III | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.7 | Elect Charles Meyers | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.8 | Elect Christopher B. Paisley | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.9 | Elect Sandra Rivera | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 1.1 | Elect Peter F. Van Camp | Mgmt | Voted | For | Withhold | Against |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 3 | Approval of the 2020 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Equinix, Inc. | EQIX | 29444U700 | 6/18/2020 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.1 | Elect Raymond Bennett | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.2 | Elect Linda Walker Bynoe | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.3 | Elect Connie K. Duckworth | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.4 | Elect Mary Kay Haben | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.5 | Elect Tahsinul Zia Huque | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.6 | Elect Bradley A. Keywell | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.7 | Elect John E. Neal | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.8 | Elect David J. Neithercut | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.9 | Elect Mark J. Parrell | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.1 | Elect Mark S. Shapiro | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.11 | Elect Stephen E. Sterrett | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 1.12 | Elect Samuel Zell | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Equity Residential | EQR | 29476L107 | 6/25/2020 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 1 | Elect Ronald S. Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 2 | Elect William P. Lauder | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 3 | Elect Richard D. Parsons | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 4 | Elect Lynn Forester de Rothschild | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 5 | Elect Jennifer Tejada | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 6 | Elect Richard F. Zannino | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Estee Lauder Companies Inc. | EL | 518439104 | 11/15/2019 | 9 | Amendment to the 2002 Share Incentive Plan | Mgmt | Voted | For | For | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.1 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 97% Withhold 3% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.3 | Elect Christian H. Strenger | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.4 | Elect Holger Hatje | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 1.5 | Elect Hepsen Uzcan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 1% Abstain 0% | For |
| European Equity Fund Inc | EEA | 298768102 | 6/25/2020 | 3 | Shareholder Proposal Regarding Declassification of the Board (For Shareholders of European Equity Fund, inc.) | ShrHoldr | Voted | Against | For 38% Against 58% Abstain 4% | Agaisnt |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 1 | Elect Cotton M. Cleveland | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 2 | Elect James S. DiStasio | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 3 | Elect Francis A. Doyle | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 4 | Elect Linda D. Forry | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 5 | Elect James J. Judge | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 6 | Elect John Y. Kim | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 7 | Elect Kenneth R. Leibler | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 8 | Elect David H. Long | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 9 | Elect William C. Van Faasen | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 10 | Elect Frederica M. Williams | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Eversource Energy | ES | 30040W108 | 5/6/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 1 | Elect Anthony K. Anderson | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 3 | Elect M. Laurie Brlas | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 4 | Elect Christopher M. Crane | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 5 | Elect Yves C. de Balmann | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 6 | Elect Nicholas DeBenedictis | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 7 | Elect Linda P. Jojo | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 8 | Elect Paul L. Joskow | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 9 | Elect Robert J. Lawless | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 10 | Elect John M. Richardson | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 11 | Elect Mayo A. Shattuck III | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 12 | Elect John F. Young | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2020 | 15 | Approval of the 2020 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.1 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.2 | Elect Alison Davis | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.3 | Elect Henrique De Castro | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.4 | Elect Harry DiSimone | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.5 | Elect Dennis F. Lynch | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.6 | Elect Heidi G. Miller | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.7 | Elect Scott C. Nuttall | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.8 | Elect Denis J. O'Leary | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.9 | Elect Doyle R. Simons | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 1.1 | Elect Jeffery W. Yabuki | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fiserv, Inc. | FISV | 337738108 | 5/14/2020 | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 1 | Elect Kate D. Mitchell | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 2 | Elect Mitchell P. Rales | Mgmt | Voted | For | Against | Against |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 3 | Elect Steven M. Rales | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 4 | Elect Jeannine Sargent | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 5 | Elect Alan G. Spoon | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/2/2020 | 8 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.2 | Elect Spencer Davidson | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.3 | Elect Clara E. Del Villar | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.4 | Elect John D. Gordan, III | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.5 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.6 | Elect Rose Peabody Lynch | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 1.7 | Elect Jeffrey W. Priest | Mgmt | Voted | For | For 89% Abstain 11% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/22/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 1 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 2 | Elect Rudy F. deLeon | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 3 | Elect Cecil D. Haney | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 4 | Elect Mark M. Malcolm | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 5 | Elect James N. Mattis | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 6 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 7 | Elect C. Howard Nye | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 8 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 9 | Elect Catherine B. Reynolds | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 10 | Elect Laura J. Schumacher | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 11 | Elect John G. Stratton | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 12 | Elect Peter A. Wall | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/6/2020 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 1 | Elect R. Kerry Clark | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 2 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 3 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 4 | Elect Jeffrey L. Harmening | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 5 | Elect Maria G. Henry | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 6 | Elect Elizabeth C. Lempres | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 7 | Elect Diane L. Neal | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 8 | Elect Stephen A. Odland | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 9 | Elect Maria A. Sastre | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 10 | Elect Eric D. Sprunk | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 11 | Elect Jorge A. Uribe | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 1 | Elect Christopher J. Nassetta | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 2 | Elect Jonathan D. Gray | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 3 | Elect Charlene T. Begley | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 5 | Elect Raymond E. Mabus, Jr. | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 6 | Elect Judith A. McHale | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 7 | Elect John G. Schreiber | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 8 | Elect Elizabeth A. Smith | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 9 | Elect Douglas M. Steenland | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 6/5/2020 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 3 | Elect William S. Ayer | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 4 | Elect Kevin Burke | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 5 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 6 | Elect Linnet F. Deily | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 7 | Elect Deborah Flint | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 8 | Elect Judd Gregg | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 9 | Elect Clive Hollick | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 10 | Elect Grace D. Lieblein | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 11 | Elect Raymond T. Odierno | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 12 | Elect George Paz | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 13 | Elect Robin L. Washington | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 16 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2020 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 1 | Elect Kurt J. Hilzinger | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 2 | Elect Frank J. Bisignano | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 3 | Elect Bruce D. Broussard | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 4 | Elect Frank A. D'Amelio | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 5 | Elect W. Roy Dunbar | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 6 | Elect Wayne A.I. Frederick | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 7 | Elect John W. Garratt | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 8 | Elect David A. Jones Jr. | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 9 | Elect Karen W. Katz | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 10 | Elect William J. McDonald | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 11 | Elect James J. O'Brien | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 12 | Elect Marissa T. Peterson | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Humana Inc. | HUM | 444859102 | 4/23/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 1 | Elect Lance Uggla | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 2 | Elect John Browne | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 3 | Elect Ruann F. Ernst | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 4 | Elect William E. Ford | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 5 | Elect Jean-Paul L. Montupet | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 6 | Elect Deborah Keiko Orida | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 7 | Elect James A. Rosenthal | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| IHS Markit Ltd. | INFO | G47567105 | 4/16/2020 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 2 | Elect William P. Donnelly | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 3 | Elect Marc E. Jones | Mgmt | Voted | For | For | For |
| Ingersoll Rand Inc. | IR | 45687V106 | 6/16/2020 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ingersoll-Rand Plc | IR | G47791101 | 2/4/2020 | 1 | Company Name Change | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 1 | Elect James J. Goetz | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 2 | Elect Alyssa Henry | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 3 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 4 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 5 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 6 | Elect Gregory D. Smith | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 7 | Elect Robert H. Swan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 8 | Elect Andrew Wilson | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 9 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 12 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 5/14/2020 | 14 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 3 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 4 | Elect Jean-Marc Forneri | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 5 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 6 | Elect Fred W. Hatfield | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 7 | Elect Thomas E. Noonan | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 8 | Elect Frederic V. Salerno | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 9 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 10 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 11 | Elect Vincent S. Tese | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/15/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 1 | Elect Eve Burton | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 2 | Elect Scott D. Cook | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 3 | Elect Richard Dalzell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 4 | Elect Sasan Goodarzi | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 5 | Elect Deborah Liu | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 6 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 7 | Elect Dennis D. Powell | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 8 | Elect Brad D. Smith | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 9 | Elect Thomas J. Szkutak | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 10 | Elect Raul Vazquez | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 11 | Elect Jeff Weiner | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intuit Inc. | INTU | 461202103 | 1/23/2020 | 14 | Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw | ShrHoldr | Voted | Against | Against | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 1.1 | Elect Carol J. Burt | Mgmt | Voted | For | For | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 1.2 | Elect Colleen A. Goggins | Mgmt | Voted | For | For | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 1.3 | Elect Ronald A. Rittenmeyer | Mgmt | Voted | For | For | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/6/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/26/2019 | 1.1 | Elect E. Han Kim | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/26/2019 | 1.2 | Elect Marcia L. MacHarg | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 6 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 7 | Elect Hubert Joly | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 8 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 9 | Elect Anne M. Mulcahy | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 10 | Elect Charles Prince | Mgmt | Voted | For | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 11 | Elect A. Eugene Washington | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 12 | Elect Mark A. Weinberger | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 13 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 16 | Removal of Directors Without Cause | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | 18 | Shareholder Proposal Regarding Report on Response to Opioid Epidemic | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 2 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 3 | Elect Todd A. Combs | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 4 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 5 | Elect James Dimon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 6 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 7 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 8 | Elect Michael A. Neal | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 9 | Elect Lee R. Raymond | Mgmt | Voted | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 10 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 14 | Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 17 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2020 | 18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Kayne Anderson Midstream Energy Fund Inc | KMF | 4.87E+112 | 5/7/2020 | 1 | Elect William R. Cordes | Mgmt | Voted | For | For 84% Against 14% Abstain 2% | For |
| Kayne Anderson Midstream Energy Fund Inc | KMF | 4.87E+112 | 5/7/2020 | 2 | Elect Barry R. Pearl | Mgmt | Voted | For | For 84% Against 14% Abstain 2% | For |
| Kayne Anderson Midstream Energy Fund Inc | KMF | 4.87E+112 | 5/7/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 1 | Elect Richard D. Kinder | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 2 | Elect Steven J. Kean | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 3 | Elect Kimberly A. Dang | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 4 | Elect Ted A. Gardner | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 5 | Elect Anthony W. Hall, Jr. | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 6 | Elect Gary L. Hultquist | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 7 | Elect Ronald L. Kuehn, Jr. | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 8 | Elect Deborah A. Macdonald | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 9 | Elect Michael C. Morgan | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 10 | Elect Arthur C. Reichstetter | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 11 | Elect Fayez S. Sarofim | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 12 | Elect C. Park Shaper | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 13 | Elect William A. Smith | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 14 | Elect Joel V. Staff | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 15 | Elect Robert F. Vagt | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 16 | Elect Perry M. Waughtal | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/13/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 1 | Reorganization of the World Dividend & Income Fund into the Global Total Return and Income Fund | Mgmt | Voted | For | For 94% Against 3% Abstain 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 2.1 | Elect Kenneth S. Davidson | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 2.2 | Elect Nancy A. Eckl | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 11/15/2019 | 2.3 | Elect Trevor W. Morrison | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund, Inc. | LGI | 52106W103 | 4/24/2020 | 1.1 | Elect Franci J. Blassberg | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Lazard Global Total Return and Income Fund, Inc. | LGI | 52106W103 | 4/24/2020 | 1.2 | Elect Richard Reiss, Jr. | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Lazard Global Total Return and Income Fund, Inc. | LGI | 52106W103 | 4/24/2020 | 1.3 | Elect Ashish Bhutani | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 1 | Elect Wolfgang Reitzle | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 2 | Elect Stephen F. Angel | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 3 | Elect Ann-Kristin Achleitner | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 4 | Elect Clemens A.H. Borsig | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 5 | Elect Nance K. Dicciani | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 6 | Elect Thomas Enders | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 7 | Elect Franz Fehrenbach | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 8 | Elect Edward G. Galante | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 9 | Elect Larry D. McVay | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 10 | Elect Victoria Ossadnik | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 11 | Elect Martin H. Richenhagen | Mgmt | Voted | For | Against | Against |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 12 | Elect Robert L. Wood | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 13 | Ratification of PricewaterhouseCoopers | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 14 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Linde Plc | LIN | 74005P104 | 7/26/2019 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 1 | Elect Daniel F. Akerson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 2 | Elect David B. Burritt | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 3 | Elect Bruce A. Carlson | Mgmt | Voted | For | Against | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 4 | Elect Joseph Dunford Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 5 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 6 | Elect Thomas J. Falk | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 7 | Elect Ilene S. Gordon | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 8 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 9 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 10 | Elect Jeh C. Johnson | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 11 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 12 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 15 | Approval of the 2020 Incentive Performance Award Plan | Mgmt | Voted | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2020 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.1 | Elect Raul Alvarez | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.2 | Elect David H. Batchelder | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.3 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.4 | Elect Sandra B. Cochran | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.5 | Elect Laurie Z. Douglas | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.6 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.7 | Elect Marvin R. Ellison | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.8 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.9 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.1 | Elect Lisa W. Wardell | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 1.11 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 4 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 5 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2020 | 6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | Against | For |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/16/2020 | 1.1 | Elect Chris LaVictoire Mahai | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/16/2020 | 1.2 | Elect John C. Leonard | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 1 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 2 | Elect Steven A. Davis | Mgmt | Voted | For | Against | Against |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 3 | Elect J. Michael Stice | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 4 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 5 | Elect Susan Tomasky | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 6 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | For | For | For |
| Marathon Petroleum Corporation | MPC | 56585A102 | 4/29/2020 | 9 | Shareholder Proposal Regarding Report on Linking Executive Pay to Community Impact | ShrHoldr | Voted | Against | Against | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 1 | Elect Richard Haythornthwaite | Mgmt | Voted | For | Against | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 2 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 3 | Elect Richard K. Davis | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 4 | Elect Steven J. Freiberg | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 5 | Elect Julius Genachowski | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 6 | Elect Choon Phong Goh | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 7 | Elect Merit E. Janow | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 8 | Elect Oki Matsumoto | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 9 | Elect Youngme E. Moon | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 10 | Elect Rima Qureshi | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 12 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 13 | Elect Jackson P. Tai | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 14 | Elect Lance Uggla | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/16/2020 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 1 | Elect Lloyd H. Dean | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 2 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 3 | Elect Catherine Engelbert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 6 | Elect Christopher Kempczinski | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 8 | Elect John Mulligan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 9 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 10 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 11 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 12 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 15 | Amendment to the 2012 Omnibus Stock Ownership Plan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/21/2020 | 17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | Against | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 4 | Elect Andrea J. Goldsmith | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 5 | Elect Randall J. Hogan, III | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 6 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 7 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 8 | Elect James T. Lenehan | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 9 | Elect Geoffrey Straub Martha | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 10 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 11 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 12 | Elect Kendall J. Powell | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/6/2019 | 17 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 1 | Elect Leslie A. Brun | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 2 | Elect Thomas R. Cech | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 3 | Elect Mary Ellen Coe | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 4 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 5 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 6 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 7 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 8 | Elect Paul B. Rothman | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 9 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 10 | Elect Christine E. Seidman | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 11 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 12 | Elect Kathy J. Warden | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 13 | Elect Peter C. Wendell | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2020 | 17 | Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act | ShrHoldr | Voted | Against | Against | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 1 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 2 | Elect Reid G. Hoffman | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 3 | Elect Hugh F. Johnston | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 4 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 5 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 6 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 7 | Elect Penny S. Pritzker | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 9 | Elect Arne M. Sorenson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 10 | Elect John W. Stanton | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 11 | Elect John W. Thompson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 12 | Elect Emma N. Walmsley | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 13 | Elect Padmasree Warrior | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 16 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| Microsoft Corporation | MSFT | 594918104 | 12/4/2019 | 17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/25/2020 | 1 | Elect Nancy C. Everett | Mgmt | Voted | For | For 95% Abstain 5% | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 1 | Elect Gregory Q. Brown | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 2 | Elect Kenneth D. Denman | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 3 | Elect Egon Durban | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 4 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 6 | Elect Gregory K. Mondre | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 7 | Elect Anne R. Pramaggiore | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 8 | Elect Joseph M. Tucci | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Motorola Solutions, Inc. | MSI | 620076307 | 5/11/2020 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.1 | Elect Michael J. Cosgrove | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.2 | Elect Deborah C. McLean | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.3 | Elect George W. Morriss | Mgmt | Voted | For | For 79% Withhold 21% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/3/2019 | 1.4 | Elect Tom D. Seip | Mgmt | Voted | For | For 79% Withhold 21% | For |
| New Germany Fund Inc | GF | 644465106 | 6/25/2020 | 1.1 | Elect Kenneth C. Froewiss | Mgmt | Voted | For | For 74% Withhold 26% | For |
| New Germany Fund Inc | GF | 644465106 | 6/25/2020 | 1.2 | Elect Christopher Pleister | Mgmt | Voted | For | For 88% Withhold 12% | For |
| New Germany Fund Inc | GF | 644465106 | 6/25/2020 | 1.3 | Elect Christian Zugel | Mgmt | Voted | For | For 88% Withhold 12% | For |
| New Germany Fund Inc | GF | 644465106 | 6/25/2020 | 1.4 | Elect Holger Hatje | Mgmt | Voted | For | For 88% Withhold 12% | For |
| New Germany Fund Inc | GF | 644465106 | 6/25/2020 | 1.5 | Elect Hepsen Uzcan | Mgmt | Voted | For | For 74% Withhold 26% | For |
| New Germany Fund Inc | GF | 644465106 | 6/25/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 1% Abstain 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 1 | Elect Gregory H. Boyce | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 2 | Elect Bruce R. Brook | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 3 | Elect J. Kofi Bucknor | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 4 | Elect Maura J. Clark | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 5 | Elect Matthew Coon Come | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 6 | Elect Noreen Doyle | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 7 | Elect Veronica M. Hagen | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 8 | Elect Rene Medori | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 9 | Elect Jane Nelson | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 10 | Elect Thomas Palmer | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 11 | Elect Julio M. Quintana | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 13 | Approval of the 2020 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Newmont Corporation | NEM | 651639106 | 4/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 8 | Elect David L. Porges | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 9 | Elect James L. Robo | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 10 | Elect Rudy E. Schupp | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 11 | Elect John L. Skolds | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 12 | Elect William H. Swanson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 13 | Elect Darryl L. Wilson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/21/2020 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 1.1 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 1.2 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 1.3 | Elect Michelle Peluso | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Nike, Inc. | NKE | 654106103 | 9/19/2019 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 1 | Elect Thomas D. Bell Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 2 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 4 | Elect John C. Huffard, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 5 | Elect Christopher T. Jones | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 6 | Elect Thomas C. Kelleher | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 7 | Elect Steven F. Leer | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 8 | Elect Michael D. Lockhart | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 9 | Elect Amy E. Miles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 10 | Elect Claude Mongeau | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 11 | Elect Jennifer F. Scanlon | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 12 | Elect James A. Squires | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 13 | Elect John R. Thompson | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 14 | Majority Vote for Amendments to Articles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 15 | Majority Vote for Approval of Mergers and Other Corporate Transactions | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 16 | Majority Vote for Redomestication and Other Transactions | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 18 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2020 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | Against | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 1 | Elect Kathy J Warden | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 2 | Elect Marianne C. Brown | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 3 | Elect Donald E. Felsinger | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 4 | Elect Ann M. Fudge | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 5 | Elect Bruce S. Gordon | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 6 | Elect William H. Hernandez | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 7 | Elect Madeleine A. Kleiner | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 8 | Elect Karl J. Krapek | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 9 | Elect Gary Roughead | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 10 | Elect Thomas M. Schoewe | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 11 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 12 | Elect Mark A. Welsh III | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 15 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | ShrHoldr | Voted | Against | Against | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2020 | 16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 1 | Elect David E. O'Reilly | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 2 | Elect Larry P. O'Reilly | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 3 | Elect Greg Henslee | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 4 | Elect Jay D. Burchfield | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 5 | Elect Thomas T. Hendrickson | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 6 | Elect John R. Murphy | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 7 | Elect Dana M. Perlman | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 8 | Elect Maria A. Sastre | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 9 | Elect Andrea M. Weiss | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 12 | Amendment to Threshold Required to Call a Special Meeting | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 13 | Amendment to Articles to Delete Unnecessary and Outdated
Language | Mgmt | Voted | For | For | For |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 14 | Shareholder Proposal Regarding Human Capital Management Reporting | ShrHoldr | Voted | Against | For | Against |
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 5/14/2020 | 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 1 | Elect B. Thomas Golisano | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 2 | Elect Thomas F. Bonadio | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 3 | Elect Joseph G. Doody | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 4 | Elect David J. S. Flaschen | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 5 | Elect Pamela A. Joseph | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 6 | Elect Martin Mucci | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 7 | Elect Joseph M. Tucci | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 8 | Elect Joseph M. Velli | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 9 | Elect Kara Wilson | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/17/2019 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 1 | Elect Ronald E. Blaylock | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 2 | Elect Albert Bourla | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 3 | Elect W. Don Cornwell | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 4 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 5 | Elect Scott Gottlieb | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 6 | Elect Helen H. Hobbs | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 7 | Elect Susan Hockfield | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 8 | Elect James M. Kilts | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 9 | Elect Dan R. Littman | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 10 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 11 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 12 | Elect James Quincey | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 13 | Elect James C. Smith | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 16 | Shareholder proposal regarding right to act by written consent | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 17 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 20 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2020 | 21 | Elect Susan Desmond-Hellmann | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 1 | Elect Ralph Izzo | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 2 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 3 | Elect Willie A. Deese | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 4 | Elect David Lilley | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 5 | Elect Barry H. Ostrowsky | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 6 | Elect Scott G. Stephenson | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 7 | Elect Laura A. Sugg | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 8 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 9 | Elect Susan Tomasky | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 10 | Elect Alfred W. Zollar | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 1 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 2 | Elect Tomago Collins | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 3 | Elect Thomas W. Handley | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 4 | Elect Jennifer M. Kirk | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 5 | Elect Michael Larson | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 6 | Elect Kim S. Pegula | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 7 | Elect Donald W. Slager | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 8 | Elect James P. Snee | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 9 | Elect Sandra M. Volpe | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 10 | Elect Katharine Weymouth | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2020 | 13 | Approval of the 2021 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 4/16/2020 | 1 | Approval of New Business and Amend the Fund's Investment Objectives, Restrictions and Status | Mgmt | Voted | For | For 88% Withhold 9% Abstain 3% | For |
| RMR Real Estate Income Fund | RIF | 76970B101 | 4/16/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 93% Withhold 4% Abstain 3% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.2 | Elect Amy W. Brinkley | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.3 | Elect John F. Fort, III | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.4 | Elect L. Neil Hunn | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.5 | Elect Robert D. Johnson | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.6 | Elect Robert E. Knowling, Jr. | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.7 | Elect Wilbur J. Prezzano | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.8 | Elect Laura G. Thatcher | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.9 | Elect Richard F. Wallman | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 1.1 | Elect Christopher Wright | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/8/2020 | 4 | Amendment to the Director Compensation Plan | Mgmt | Voted | For | Against | Against |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 1 | Elect Michael Balmuth | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 2 | Elect K. Gunnar Bjorklund | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 3 | Elect Michael J. Bush | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 4 | Elect Norman A. Ferber | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 5 | Elect Sharon D. Garrett | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 6 | Elect Stephen D. Milligan | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 7 | Elect Patricia H. Mueller | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 8 | Elect George P. Orban | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 9 | Elect Gregory L. Quesnel | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 10 | Elect Larree M. Renda | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 11 | Elect Barbara Rentler | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ross Stores, Inc. | ROST | 778296103 | 5/20/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Royce Global Value Trust Inc | RGT | 78081T104 | 9/24/2019 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Royce Global Value Trust Inc | RGT | 78081T104 | 9/24/2019 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 90% Withhold10% | For |
| Royce Global Value Trust Inc | RGT | 78081T104 | 9/24/2019 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2019 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2019 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2019 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2019 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2019 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Royce Value Trust Inc | RVT | 780910105 | 9/24/2019 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 90% Withhold 10% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 2 | Elect William J. Amelio | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 3 | Elect William D. Green | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 4 | Elect Charles E. Haldeman, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 5 | Elect Stephanie C. Hill | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 6 | Elect Rebecca Jacoby | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 7 | Elect Monique F. Leroux | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 8 | Elect Maria R. Morris | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 9 | Elect Douglas L. Peterson | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 10 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 11 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 14 | Permit Shareholder Removal of Directors With or Without Cause | Mgmt | Voted | For | For | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/13/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/14/2020 | 1 | Elect Steven E. Bernstein | Mgmt | Voted | For | For | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/14/2020 | 2 | Elect Duncan H. Cocroft | Mgmt | Voted | For | For | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/14/2020 | 3 | Elect Fidelma Russo | Mgmt | Voted | For | For | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/14/2020 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/14/2020 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/14/2020 | 6 | Approval of the 2020 Performance and Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 2 | Elect Kathleen Brown | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 3 | Elect Andres Conesa Labastida | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 4 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 5 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 6 | Elect William D. Jones | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 7 | Elect Jeffrey W. Martin | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 8 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 9 | Elect Michael N. Mears | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 10 | Elect Jack T. Taylor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 11 | Elect Cynthia L Walker | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 12 | Elect Cynthia J. Warner | Mgmt | Voted | For | Against | Against |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 13 | Elect James C. Yardley | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/5/2020 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 2 | Commodities and Real Estate | Mgmt | Voted | For | For 80% Against 16% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 3 | Senior Securities and Borrowing | Mgmt | Voted | For | For 79.43% Against 17.31% Abstain 3.26% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 4 | Concentration of Investments | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 5 | Making Loans | Mgmt | Voted | For | For 79% Against 17% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 6 | Underwriting | Mgmt | Voted | For | For 79% Against 17% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 7 | Concentration Limits | Mgmt | Voted | For | For 79% Against 17% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 8 | Short Sales and Purchases of Securities on Margin | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 9 | Investments in which a Director of Officer is Invested | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 10 | Writing and Selling Options | Mgmt | Voted | For | For 78% Against 18% Abstain 4% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 11 | Investments in Other Investment Companies | Mgmt | Voted | For | For 79.43% Against 17.31% Abstain 3.26% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 12 | Investments in Securities for which Market Quotations are not Readily Available | Mgmt | Voted | For | For 80% Against 17% Abstain 3% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 13 | Purchases of Certain Restricted Securities | Mgmt | Voted | For | For 80% Against 17% Abstain 3% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 2 | Commodities and Real Estate | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 3 | Senior Securities and Borrowing | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 4 | Concentration of Investments | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 5 | Making Loans | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 6 | Underwriting | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 7 | Concentration Limits | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 8 | Short Sales and Purchases of Securities on Margin | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 9 | Investments in which a Director of Officer is Invested | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 10 | Writing and Selling Options | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 11 | Investments in Other Investment Companies | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 12 | Investments in Securities for which Market Quotations are not Readily Available | Mgmt | Voted | For | For | For |
| Source Capital, Inc. | SOR | 836144105 | 5/22/2020 | 13 | Purchases of Certain Restricted Securities | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 1 | Elect Richard E. Allison, Jr. | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 2 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 3 | Elect Andrew Campion | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 4 | Elect Mary N. Dillon | Mgmt | Voted | For | Against | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 5 | Elect Isabel Ge Mahe | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 6 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 7 | Elect Kevin R. Johnson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 8 | Elect Jorgen Vig Knudstorp | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 9 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 10 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 11 | Elect Clara Shih | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 12 | Elect Javier G. Teruel | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 13 | Elect Myron E. Ullman, III | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/18/2020 | 16 | Shareholder Proposal Regarding EEO Policy Risk Report | ShrHoldr | Voted | Against | Against | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 1 | Elect Mary K. Brainerd | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 2 | Elect Srikant M. Datar | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 3 | Elect Roch Doliveux | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 4 | Elect Allan C. Golston | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 5 | Elect Kevin A. Lobo | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 6 | Elect Sherilyn S. McCoy | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 7 | Elect Andrew K. Silvernail | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 8 | Elect Lisa M. Skeete Tatum | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 9 | Elect Ronda E. Stryker | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 10 | Elect Rajeev Suri | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2020 | 13 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| Suntrust Banks, Inc. | STI | 867914103 | 7/30/2019 | 1 | BB&T Merger-of-Equals | Mgmt | Voted | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 7/30/2019 | 2 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 7/30/2019 | 3 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 1 | Elect Thomas L. Bene | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 2 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 3 | Elect John Cassaday | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 4 | Elect Joshua D. Frank | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 6 | Elect Bradley M. Halverson | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 7 | Elect John M. Hinshaw | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 8 | Elect Hans-Joachim Koerber | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 9 | Elect Stephanie A. Lundquist | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 10 | Elect Nancy S. Newcomb | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 11 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 12 | Elect Edward D. Shirley | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 13 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/15/2019 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 2 | Elect George S. Barrett | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 3 | Elect Brian C. Cornell | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 4 | Elect Calvin Darden | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 5 | Elect Robert L. Edwards | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 6 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 7 | Elect Donald R. Knauss | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 9 | Elect Mary E. Minnick | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 10 | Elect Kenneth L. Salazar | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 11 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/10/2020 | 14 | Approval of the 2020 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 1 | Elect Harris J. Ashton | Mgmt | Voted | For | For 48.6% Against 51.0% Abstain 0.40% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 2 | Elect Mary C. Choksi | Mgmt | Voted | For | For 44.6% Against 55.0% Abstain 0.4% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 3 | Elect J. Michael Luttig | Mgmt | Voted | For | For 48.0% Against 51.6% Abstain 0.4% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 4 | Elect Constantine D. Tseretopoulos | Mgmt | Voted | For | For 48.0% Against 51.6% Abstain 0.4% | Against |
| Templeton Dragon Fund Inc | TDF | 88018T101 | 5/28/2020 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 99.1% Against 0.5% Abstain 0.4% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 1 | Elect Mark A. Blinn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 2 | Elect Todd M. Bluedorn | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 3 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 5 | Elect Martin S. Craighead | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 6 | Elect Jean M. Hobby | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 7 | Elect Michael D. Hsu | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 8 | Elect Ronald Kirk | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 9 | Elect Pamela H. Patsley | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 10 | Elect Robert E. Sanchez | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 11 | Elect Richard K. Templeton | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/23/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 1 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 3 | Elect Margaret M. Keane | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 4 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 5 | Elect Jacques P. Perold | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 6 | Elect Andrea Redmond | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 7 | Elect Gregg M. Sherrill | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 8 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 10 | Elect Thomas J. Wilson | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Allstate Corporation | ALL | 20002101 | 5/19/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The China Fund, Inc. | CHN | 169373107 | 3/12/2020 | 1.1 | Elect George J. Iwanicki | Mgmt | Voted | For | For 96% Withhold 4% | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 1 | Elect Herbert A. Allen | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 2 | Elect Marc Bolland | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 3 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 4 | Elect Christopher C. Davis | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 5 | Elect Barry Diller | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 6 | Elect Helene D. Gayle | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 7 | Elect Alexis M. Herman | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 8 | Elect Robert A. Kotick | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 9 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 10 | Elect James Quincey | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 11 | Elect Caroline J. Tsay | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 12 | Elect David B. Weinberg | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Coca-Cola Company | KO | 191216100 | 4/22/2020 | 15 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | Against | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 1.1 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 65% Withhold 35% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 1.2 | Elect James P. Conn | Mgmt | Voted | For | For 93% Withhold 7% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 1.3 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 93% Withhold 7% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/11/2020 | 2 | Shareholder Proposal Regarding Self-Tender | ShrHoldr | Voted | Against | For 35% Against 63% Abstain 2% | Against |
| The Gabelli Healthcare & Wellness(Rx) Trust | GRX | 36246K103 | 5/11/2020 | 1.1 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 55% Withhold 45% | For |
| The Gabelli Healthcare & Wellness(Rx) Trust | GRX | 36246K103 | 5/11/2020 | 1.2 | Elect Anthonie C. van Ekris | Mgmt | Voted | For | For 78% Withhold 22% | For |
| The GDL Fund | GDL | 361570104 | 5/11/2020 | 1.1 | Elect Clarence A. Davis | Mgmt | Voted | For | For 94% Withhold 6% | For |
| The GDL Fund | GDL | 361570104 | 5/11/2020 | 2 | Shareholder Proposal Regarding Self-Tender | ShrHoldr | Voted | Against | For 39% Against 60% Abstain 1% | Against |
| The GDL Fund | GDL | 361570104 | 6/5/2020 | 1.1 | Elect Clarence A. Davis | Mgmt | Voted | For | For 94% Withhold 6% | For |
| The GDL Fund | GDL | 361570104 | 6/5/2020 | 2 | Shareholder Proposal Regarding Self-Tender | ShrHoldr | Voted | Against | For 39% Against 60% Abstain 1% | Against |
| The Herzfeld Caribbean Basin Fund, Inc. | CUBA | 42804T106 | 11/14/2019 | 1.1 | Elect John A. Gelety | Mgmt | Voted | For | For 74% Withhold 26% | For |
| The Herzfeld Caribbean Basin Fund, Inc. | CUBA | 42804T106 | 11/14/2019 | 1.2 | Elect Ann S. Lieff | Mgmt | Voted | For | For 74% Withhold 26% | For |
| The Herzfeld Caribbean Basin Fund, Inc. | CUBA | 42804T106 | 11/14/2019 | 2 | Shareholder Proposal Regarding Dissolution of the Fund | ShrHoldr | Voted | Against | For 54% Against 45% Abstain 1% | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 7 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 8 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 9 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 10 | Elect Manuel Kadre | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 11 | Elect Stephanie C. Linnartz | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 12 | Elect Craig A. Menear | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 15 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 16 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 17 | Shareholder Proposal Regarding Retention of Shares Following Termination of Employment | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2020 | 18 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | Against | Against | For |
| The Korea Fund, Inc. | KF | 500634209 | 10/24/2019 | 1 | Elect Julian Reid | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 1 | Elect Nora. A. Aufreiter | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 2 | Elect Anne Gates | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 3 | Elect Karen M. Hoguet | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 4 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 5 | Elect W. Rodney McMullen | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 6 | Elect Clyde R. Moore | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 7 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 8 | Elect Bobby S. Shackouls | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 9 | Elect Mark S. Sutton | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 10 | Elect Ashok Vemuri | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 13 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| The Kroger Co. | KR | 501044101 | 6/25/2020 | 14 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Voted | Against | Against | For |
| The Mexico Equity and Income Fund, Inc. | MXE | 592834105 | 12/19/2019 | 1 | Elect Glenn Goodstein | Mgmt | Voted | For | For 85.10% Against 11.59% Abstain 3.31% | For |
| The Mexico Equity and Income Fund, Inc. | MXE | 592834105 | 12/19/2019 | 2 | Elect Gerald Hellerman | Mgmt | Voted | For | For 77.86% Against 12.81% Abstain 9.33% | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 3/10/2020 | 1.1 | Elect Emilio Carrillo Gamboa | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Mexico Fund, Inc. | MXF | 592835102 | 3/10/2020 | 1.2 | Elect Jonathan Davis Arzac | Mgmt | Voted | For | For 98% Withhold 2% | For |
| The New Ireland Fund, Inc. | IRL | 645673104 | 6/9/2020 | 1.1 | Elect Sean Hawkshaw | Mgmt | Voted | For | For 91% Withhold 9% | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 1 | Elect Francis S. Blake | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 3 | Elect Amy L. Chang | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 4 | Elect Scott D. Cook | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 5 | Elect Joseph Jimenez | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 6 | Elect Terry J. Lundgren | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 7 | Elect Christine M. McCarthy | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 8 | Elect W. James McNerney, Jr. | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 9 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 10 | Elect David. S. Taylor | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 11 | Elect Margaret C. Whitman | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 12 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Procter & Gamble Company | PG | 742718109 | 10/8/2019 | 15 | Approval of the 2019 Stock and Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 1 | Elect Philip F. Bleser | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 2 | Elect Stuart B. Burgdoerfer | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 4 | Elect Charles A. Davis | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 6 | Elect Lawton W. Fitt | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 7 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 8 | Elect Jeffrey D. Kelly | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 9 | Elect Patrick H. Nettles | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 11 | Elect Jan E. Tighe | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 12 | Elect Kahina Van Dyke | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Progressive Corporation | PGR | 743315103 | 5/8/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 1 | Elect Kerrii B. Anderson | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 2 | Elect Arthur F. Anton | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 3 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 4 | Elect Richard J. Kramer | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 5 | Elect Susan J. Kropf | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 6 | Elect John G. Morikis | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 7 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 8 | Elect Michael H. Thaman | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 9 | Elect Matthew Thornton III | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 10 | Elect Steven H. Wunning | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/22/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 1.1 | Elect Moritz A. Sell | Mgmt | Voted | For | For 65% Withhold 35% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 1.2 | Elect Richard Dayan | Mgmt | Voted | For | For 63% Withhold 37% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 2 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 56% Against 38% Abstain 6% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 3 | Amendment to Investment Objective | Mgmt | Voted | For | For 59% Against 36% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 4 | To Exclude Closed-End Funds from the Fund's Concentration Limit. | Mgmt | Voted | For | For 58% Against 37% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 5 | To Permit the Issuance by the Fund of Senior Securities. | Mgmt | Voted | For | For 56% Against 39% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 6 | To Permit the Fund to Make Loans. | Mgmt | Voted | For | For 55% Against 41% Abstain 4% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 7 | Amendment to Investment Objective | Mgmt | Voted | For | For 56% Against 40% Abstain 4% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 8 | To Permit the Fund to Make Short Sales of Securities for Hedging Purposes. | Mgmt | Voted | For | For 56% Against 39% Abstain 5% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 10/31/2019 | 9 | Ratification of Auditor | Mgmt | Voted | For | For 75% Against 21% Abstain 4% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.1 | Elect William C. Kirby | Mgmt | Voted | For | For 96% Withhold 4% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.2 | Elect Anthony S. Clark | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.3 | Elect Thomas G. Kamp | Mgmt | Voted | For | For 96% Withhold 4% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.4 | Elect Warren J. Olsen | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 1.5 | Elect Shelley Rigger | Mgmt | Voted | For | For 95% Withhold 5% | For |
| The Taiwan Fund, Inc. | TWN | 874036106 | 4/21/2020 | 2 | Reincorporation from Delaware to Maryland | Mgmt | Voted | For | For 96% Against 4% Abstain 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 2 | Elect Alan M. Bennett | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 3 | Elect Rosemary T. Berkery | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 4 | Elect David T. Ching | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 5 | Elect Ernie Herrman | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 6 | Elect Michael F. Hines | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 8 | Elect Carol Meyrowitz | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 9 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 10 | Elect John F. O'Brien | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 11 | Elect Willow B. Shire | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 14 | Shareholder Proposal Regarding Report on Chemicals | ShrHoldr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 15 | Shareholder Proposal Regarding Report on Animal Welfare | ShrHoldr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | Against | Against | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/9/2020 | 17 | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | Against | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 1 | Elect Susan E. Arnold | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 2 | Elect Mary T. Barra | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 3 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 4 | Elect Francis A. deSouza | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 5 | Elect Michael B.G. Froman | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 6 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 7 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 8 | Elect Mark G. Parker | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 9 | Elect Derica W. Rice | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/11/2020 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 8 | Elect James C. Mullen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 9 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 10 | Elect Debora L. Spar | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 11 | Elect Scott M. Sperling | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 12 | Elect Dion J. Weisler | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 1 | Elect Kirk E. Arnold | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 3 | Elect John Bruton | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 4 | Elect Jared L. Cohon | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 5 | Elect Gary D. Forsee | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 6 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 7 | Elect Michael W. Lamach | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 8 | Elect Myles P. Lee | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 9 | Elect Karen B. Peetz | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 10 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 11 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 12 | Elect Tony L. White | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Trane Technologies plc | TT | G8994E103 | 6/4/2020 | 17 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.1 | Elect David A. Barr | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.2 | Elect William Dries | Mgmt | Voted | For | Withhold | Against |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.3 | Elect Mervin Dunn | Mgmt | Voted | For | Withhold | Against |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.4 | Elect Michael Graff | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.5 | Elect Sean P. Hennessy | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.6 | Elect W. Nicholas Howley | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.7 | Elect Raymond Laubenthal | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.8 | Elect Gary E. McCullough | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.9 | Elect Michele Santana | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.1 | Elect Robert J. Small | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.11 | Elect John Staer | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 1.12 | Elect Kevin Stein | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Transdigm Group Incorporated | TDG | 893641100 | 6/29/2020 | 4 | Shareholder Proposal Regarding Reporting and Managing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | For | Against |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 1.1 | Elect Patricia M. Flynn | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 1.2 | Elect Brian J Gallagher | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 1.3 | Elect Catherine James Paglia | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/15/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 83% Against 15% Abstain 2% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 1 | Elect Jennifer S. Banner | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 2 | Elect K. David Boyer, Jr. | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 3 | Elect Agnes Bundy Scanlan | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 4 | Elect Anna R. Cablik | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 5 | Elect Dallas S. Clement | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 6 | Elect Paul D. Donahue | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 7 | Elect Paul R. Garcia | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 8 | Elect Patrick C. Graney III | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 9 | Elect Linnie M. Haynesworth | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 10 | Elect Kelly S. King | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 11 | Elect Easter Maynard | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 12 | Elect Donna S. Morea | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 13 | Elect Charles A. Patton | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 14 | Elect Nido R. Qubein | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 15 | Elect David M. Ratcliffe | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 16 | Elect William H. Rogers, Jr. | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 17 | Elect Frank P. Scruggs, Jr. | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 18 | Elect Christine Sears | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 19 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 20 | Elect Bruce L. Tanner | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 21 | Elect Thomas N. Thompson | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 22 | Elect Steven C. Voorhees | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 23 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 24 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/28/2020 | 25 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 1 | Elect Warner L. Baxter | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 2 | Elect Dorothy J. Bridges | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 3 | Elect Elizabeth Buse | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 4 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 5 | Elect Andrew Cecere | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 6 | Elect Kimberly J. Harris | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 7 | Elect Roland A. Hernandez | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 8 | Elect Olivia F. Kirtley | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 9 | Elect Karen S. Lynch | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 10 | Elect Richard P. McKenney | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 11 | Elect Yusuf I. Mehdi | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 12 | Elect John P. Wiehoff | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 13 | Elect Scott W. Wine | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| U.S. Bancorp | USB | 902973304 | 4/21/2020 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 4 | Elect Lance M. Fritz | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 6 | Elect Jane H. Lute | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 7 | Elect Michael R. McCarthy | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 8 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 9 | Elect Bhavesh V. Patel | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 10 | Elect Jose H. Villarreal | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 11 | Elect Christopher J. Williams | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2020 | 15 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 3 | Elect Michael J. Burns | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 4 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 5 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 6 | Elect Rudy H.P. Markham | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 7 | Elect Franck J. Moison | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 8 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 9 | Elect Christiana Smith Shi | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 10 | Elect John T. Stankey | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 11 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 12 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 16 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/14/2020 | 17 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | Against | For | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 1 | Elect Richard T. Burke | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 2 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 3 | Elect Stephen J. Hemsley | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 4 | Elect Michele J. Hooper | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 5 | Elect F. William McNabb, III | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 6 | Elect Valerie C. Montgomery Rice | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 7 | Elect John H. Noseworthy | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 8 | Elect Glenn M. Renwick | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 9 | Elect David S. Wichmann | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 10 | Elect Gail R. Wilensky | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 13 | Approval of the 2020 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2020 | 14 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Voted | Against | Against | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 1 | Elect D. James Bidzos | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 2 | Elect Yehuda Ari Buchalter | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 3 | Elect Kathleen A. Cote | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 4 | Elect Thomas F. Frist, III | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 5 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 6 | Elect Roger H. Moore | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 7 | Elect Louis A. Simpson | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 8 | Elect Timothy Tomlinson | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| VeriSign, Inc. | VRSN | 92343E102 | 5/21/2020 | 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 3 | Elect Vittorio Colao | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 5 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 6 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 7 | Elect Rodney E. Slater | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 8 | Elect Hans Vestberg | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 9 | Elect Gregory G. Weaver | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 12 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 15 | Shareholder Proposal Regarding Linking Executive Pay to Data Privacy | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2020 | 16 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Voted | Against | Against | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 1 | Elect Sangeeta N. Bhatia | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 2 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 3 | Elect Alan M. Garber | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 4 | Elect Terrence C. Kearney | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 5 | Elect Reshma Kewalramani | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 6 | Elect Yuchun Lee | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 7 | Elect Jeffrey M. Leiden | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 8 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 9 | Elect Diana McKenzie | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 10 | Elect Bruce I. Sachs | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 6/3/2020 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 5 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 6 | Elect John F. Lundgren | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 8 | Elect Denise M. Morrison | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 9 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 10 | Elect John A.C. Swainson | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Visa Inc. | V | 92826C839 | 1/28/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.1 | Elect John V. Boyer | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.2 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.3 | Elect Sheryl K. Pressler | Mgmt | Voted | For | For | For |
| Voya Financial Inc | IAE | 92912J102 | 7/9/2019 | 1.4 | Elect Christopher P. Sullivan | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 1 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 2 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 3 | Elect Sarah J. Friar | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 4 | Elect Carla A. Harris | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 5 | Elect Thomas W. Horton | Mgmt | Voted | For | Against | Against |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 6 | Elect Marissa A. Mayer | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 7 | Elect C. Douglas McMillon | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 8 | Elect Gregory B. Penner | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 9 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 10 | Elect S. Robson Walton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 11 | Elect Steuart Walton | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 14 | Amendment to the ASDA Sharesave Plan 2000 | Mgmt | Voted | For | For | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 15 | Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags | ShrHoldr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 17 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | Against | For |
| Walmart Inc. | WMT | 931142103 | 6/3/2020 | 18 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Voted | Against | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 1 | Elect Frank M. Clark, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 2 | Elect James C. Fish, Jr. | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 3 | Elect Andres R. Gluski | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 4 | Elect Victoria M. Holt | Mgmt | Voted | For | Against | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 5 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 6 | Elect William B. Plummer | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 7 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 8 | Elect Thomas H. Weidemeyer | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2020 | 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 1 | Elect Anna C. Catalano | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 2 | Elect Victor F. Ganzi | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 3 | Elect John J. Haley | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 4 | Elect Wendy E. Lane | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 5 | Elect Brendan R. O'Neill | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 6 | Elect Jaymin B. Patel | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 7 | Elect Linda D. Rabbitt | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 8 | Elect Paul D. Thomas | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 9 | Elect Wilhelm Zeller | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Willis Towers Watson Public Limited Company | WLTW | G96629103 | 6/10/2020 | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 1 | Elect Dennis Segers | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 2 | Elect Raman Chitkara | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 3 | Elect Saar Gillai | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 4 | Elect Ronald S. Jankov | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 5 | Elect Mary Louise Krakauer | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 6 | Elect Thomas H. Lee | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 7 | Elect J. Michael Patterson | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 8 | Elect Victor Peng | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 9 | Elect Marshall C. Turner, Jr. | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 10 | Elect Elizabeth W. Vanderslice | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 11 | Approval of Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 12 | Approval of Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xilinx, Inc. | XLNX | 983919101 | 8/8/2019 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 1 | Elect Christopher B. Begley | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 2 | Elect Betsy J. Bernard | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 3 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 4 | Elect Michael J. Farrell | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 5 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 6 | Elect Robert A. Hagemann | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 7 | Elect Bryan C Hanson | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 8 | Elect Arthur J. Higgins | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 9 | Elect Maria Teresa Hilado | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 10 | Elect Syed Jafry | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 11 | Elect Michael W. Michelson | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/8/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 1 | Elect Gregory Norden | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 2 | Elect Louise M. Parent | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 3 | Elect Kristin C. Peck | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 4 | Elect Robert W. Scully | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Zoetis Inc. | ZTS | 98978V103 | 5/20/2020 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
