Cornerstone Strategic Value Fund, Inc.
Frank J. Maresca
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Ballot Status | Management Recommendation | VoteCast | For / Against Management |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 1 | Elect Sondra L. Barbour | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 3 | Elect Vance D. Coffman | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 4 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 5 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 6 | Elect Herbert L. Henkel | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 7 | Elect Muhtar Kent | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 8 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 9 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 10 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 11 | Elect Patricia A. Woertz | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| 3M Company | MMM | 88579Y101 | 5/9/2017 | 15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.4 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.5 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.6 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.7 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.8 | Elect Samuel C. Scott III | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.9 | Elect Daniel J. Starks | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.10 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 1.11 | Elect Miles D. White | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 5 | Approval of 2017 Incentive Stock Program | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 6 | Employee Stock Purchase Plan for Non-U.S. Employees | Mgmt | Voted | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/28/2017 | 7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/30/2017 | 1 | Elect P. Gerald Malone | Mgmt | Voted | For | For 95% Against 3% Abstain 2% | For |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/30/2017 | 2 | Elect Hugh Young | Mgmt | Voted | For | For 95% Against 3% Abstain 2% | For |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/30/2017 | 3 | Elect Peter D. Sacks | Mgmt | Voted | For | For 95% Against 3% Abstain 2% | For |
| Aberdeen Chile Fund Inc | CH | 00301W105 | 3/30/2017 | 1 | Elect James J. Cattano | Mgmt | Voted | For | For 87% Against 10.5% Abstain 2.5% | For |
| Aberdeen Chile Fund Inc | CH | 00301W105 | 3/30/2017 | 2 | Elect Steven N. Rappaport | Mgmt | Voted | For | For 87% Against 10.5% Abstain 2.5% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 6/21/2017 | 1 | Elect C. William Maher | Mgmt | Voted | For | For 88% Against 11% Abstain 1% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 6/21/2017 | 2 | Elect Jonathan J.K. Taylor | Mgmt | Voted | For | For 88% Against 11% Abstain 1% | Against |
| Aberdeen Israel Fund Inc | ISL | 00305P106 | 3/30/2017 | 1 | Elect Lawrence J. Fox | Mgmt | Voted | For | For 95% Against 3% Abstain 2% | For |
| Aberdeen Israel Fund Inc | ISL | 00306K106 | 3/30/2017 | 1 | Elect James J. Cattano | Mgmt | Voted | For | For 95% Against 3% Abstain 2% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306J109 | 6/21/2017 | 1 | Elect Richard J. Herring | Mgmt | Voted | For | For 79% Against 20% Abstain 1% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306J109 | 6/21/2017 | 2 | Elect Anthony S. Clark | Mgmt | Voted | For | For 83% Against 16% Abstain 1% | For |
| Aberdeen Singapore Fund Inc | SGF | 003244100 | 6/21/2017 | 1 | Elect Richard J. Herring | Mgmt | Voted | For | For 78% Against 21% Abstain 1% | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 1 | Elect Jaime Ardila Gomez | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 2 | Elect Charles H. Giancarlo | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 3 | Elect Herbert Hainer | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 4 | Elect William L. Kimsey | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 5 | Elect Marjorie Magner | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 6 | Elect Nancy McKinstry | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 7 | Elect Pierre Nanterme | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 8 | Elect Gilles Pelisson | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 9 | Elect Paula A. Price | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 10 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 11 | Elect Frank K. Tang | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Accenture plc | ACN | G1151C101 | 2/10/2017 | 17 | Issuance of Treasury Shares | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 1 | Elect Robert J. Corti | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 2 | Elect Hendrik Hartong III | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 3 | Elect Brian G. Kelly | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 4 | Elect Robert A. Kotick | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 5 | Elect Barry Meyer | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 6 | Elect Robert J. Morgado | Mgmt | Voted | For | Against | Against |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 7 | Elect Peter Nolan | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 8 | Elect Casey Wasserman | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 9 | Elect Elaine P. Wynn | Mgmt | Voted | For | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | 6/1/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 81% Withhold 19% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | Voted | For | For 81% Withhold 19% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.3 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 82% Withhold 18% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.4 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 82% Withhold 18% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.5 | Elect Roger W. Gale | Mgmt | Voted | For | For 81% Withhold 19% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 82% Withhold 18% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 81% Withhold 19% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 82% Withhold 18% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/21/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.3 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.4 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.5 | Elect Roger W. Gale | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.6 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.7 | Elect Craig R. Smith | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Adams Natural Resources Fund | PEO | 00548F105 | 4/21/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 97% Against 2% Abstain 1% | For |
| Advent Claymore Convertible Securities & Income Fund | AVK | 00764C109 | 9/28/2016 | 1 | Elect Gerald L. Seizert | Mgmt | Voted | For | For 71% Against 28% Abstain 1% | For |
| Advent Claymore Convertible Securities & Income Fund | AVK | 00764C109 | 9/28/2016 | 2 | Elect Derek Medina | Mgmt | Voted | For | For 71% Against 28% Abstain 1% | For |
| Advent Claymore Convertible Securities & Income Fund | AVK | 00764C109 | 9/28/2016 | 3 | Elect Randall C. Barnes | Mgmt | Voted | For | For 71% Against 28% Abstain 1% | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 1 | Elect Daniel P. Amos | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 2 | Elect Paul S. Amos II | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 3 | Elect W. Paul Bowers | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 4 | Elect Kriss Cloninger III | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 5 | Elect Toshihiko Fukuzawa | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 6 | Elect Elizabeth J. Hudson | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 7 | Elect Douglas W. Johnson | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 8 | Elect Robert B. Johnson | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 9 | Elect Thomas J. Kenny | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 10 | Elect Charles B. Knapp | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 11 | Elect Karole F Lloyd | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 12 | Elect Joseph L. Moskowitz | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 13 | Elect Barbara K. Rimer | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 14 | Elect Melvin T. Stith | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 18 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Aflac Incorporated | AFL | 001055102 | 5/1/2017 | 19 | Approval of the Amended and Restated 2018 Management Incentive Plan | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 3 | Elect Seifi Ghasemi | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 4 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 5 | Elect David H. Y. Ho | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 6 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/26/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 1 | Elect Nesli Basgoz | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 2 | Elect Paul M. Bisaro | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 3 | Elect James H. Bloem | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 4 | Elect Christopher W. Bodine | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 5 | Elect Adriane M. Brown | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 6 | Elect Christopher J. Coughlin | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 7 | Elect Catherine M. Klema | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 8 | Elect Peter J. McDonnell | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 9 | Elect Patrick J. O'Sullivan | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 10 | Elect Brenton L. Saunders | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 11 | Elect Ronald R. Taylor | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 12 | Elect Fred G. Weiss | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Allergan plc | AGN | G0177J108 | 5/4/2017 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 1 | Elect Kermit R. Crawford | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 3 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 4 | Elect Jacques P. Perold | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 5 | Elect Andrea Redmond | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 6 | Elect John W. Rowe | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 7 | Elect Judith A. Sprieser | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 8 | Elect Mary Alice Taylor | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 9 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 10 | Elect Thomas J. Wilson | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 13 | Approval of the 2017 Equity Compensation Plan for Non-Employee Directors | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 16 | Shareholder Proposal Regarding Lead Director Tenure | ShrHoldr | Voted | Against | Against | For |
| Allstate Corporation | ALL | 020002101 | 5/25/2017 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.1 | Elect Larry Page | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.2 | Elect Sergey Brin | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.3 | Elect Eric E. Schmidt | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.4 | Elect L. John Doerr | Mgmt | Voted | For | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.6 | Elect Diane B. Greene | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.7 | Elect John L. Hennessy | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.8 | Elect Ann Mather | Mgmt | Voted | For | Withhold | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.9 | Elect Alan R. Mulally | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.10 | Elect Paul S. Otellini | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.11 | Elect K. Ram Shriram | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 1.12 | Elect Shirley M. Tilghman | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 3 | Amendment to the 2012 Stock Plan | Mgmt | Voted | For | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Voted | Against | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | 6/7/2017 | 12 | Shareholder Proposal Regarding False News | ShrHoldr | Voted | Against | Against | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/9/2017 | 1.1 | Elect Eleanor T Hoagland | Mgmt | Voted | For | For 85% Withhold 15% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/9/2017 | 1.2 | Elect Jeffrey E. Wacksman | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/9/2017 | 2 | Transaction of Other Business | Mgmt | Voted | For | For 40% Against 58% Abstain 2% | Against |
| Alpine Global Dynamic Dividend Fund | AGD | 021060207 | 5/9/2017 | 1.1 | Elect Eleanor T Hoagland | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 021060207 | 5/9/2017 | 1.2 | Elect Jeffrey E. Wacksman | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 021060207 | 5/9/2017 | 2 | Transaction of Other Business | Mgmt | Voted | For | For 55% Against 43% Abstain 2% | Against |
| Alpine Global Premier Properties Fund | AGD | 02083A103 | 5/9/2017 | 1.1 | Elect Eleanor T Hoagland | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Alpine Global Premier Properties Fund | AGD | 02083A103 | 5/9/2017 | 1.2 | Elect Jeffrey E. Wacksman | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Alpine Global Premier Properties Fund | AGD | 02083A103 | 5/9/2017 | 2 | Transaction of Other Business | Mgmt | Voted | For | For 29% Against 69% Abstain 2% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 2 | Elect Tom A. Alberg | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 3 | Elect John Seely Brown | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 4 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 5 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 6 | Elect Judith A. McGrath | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 7 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 8 | Elect Thomas O. Ryder | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 9 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 10 | Elect Wendell P. Weeks | Mgmt | Voted | For | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Voted | Against | For | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/23/2017 | 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 5 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 6 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 7 | Elect Sandra Beach Lin | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 8 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 9 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 10 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 11 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 12 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 13 | Reapprove the Material Terms of the Senior Officer Incentive Plan | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/25/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 1 | Elect Gustavo Lara Cantu | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 2 | Elect Raymond P. Dolan | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 3 | Elect Robert D. Hormats | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 4 | Elect Craig Macnab | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 5 | Elect JoAnn A. Reed | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 6 | Elect Pamela D.A. Reeve | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 7 | Elect David E. Sharbutt | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 8 | Elect James D. Taiclet, Jr. | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 9 | Elect Samme L. Thompson | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| American Tower Corporation | AMT | 03027X100 | 5/31/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 1 | Elect David Baltimore | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 2 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 3 | Elect Francois de Carbonnel | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 4 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 5 | Elect Greg C. Garland | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 6 | Elect Fred Hassan | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 7 | Elect Rebecca M. Henderson | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 8 | Elect Frank C. Herringer | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 9 | Elect Charles M. Holley | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 10 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 11 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 12 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 13 | Elect R. Sanders Williams | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| AMGEN Inc. | AMGN | 031162100 | 5/19/2017 | 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 1 | Elect Anthony R. Chase | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 2 | Elect David E. Constable | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 3 | Elect H. Paulett Eberhart | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 4 | Elect Claire S. Farley | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 5 | Elect Peter J. Fluor | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 6 | Elect Richard L. George | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 7 | Elect Joseph W. Gorder | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 8 | Elect John R. Gordon | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 9 | Elect Sean Gourley | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 10 | Elect Mark C. McKinley | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 11 | Elect Eric D. Mullins | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 12 | Elect R. A. Walker | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/10/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 1 | Elect R. Kerry Clark | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 2 | Elect Robert L. Dixon, Jr. | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 6 | Amendments to Articles to Allow Shareholders to Amend Bylaws | Mgmt | Voted | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/18/2017 | 7 | Approval of the 2017 Anthem Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 1 | Elect Lester B. Knight | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 2 | Elect Gregory C. Case | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 3 | Elect Jin-Yong Cai | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 4 | Elect Fulvio Conti | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 5 | Elect Cheryl Francis | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 6 | Elect J. Michael Losh | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 7 | Elect Robert S. Morrison | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 11 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 14 | Remuneration Policy (Binding) | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 15 | Remuneration Report (Advisory) | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 16 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 18 | Ratification of Statutory Auditor | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 19 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 20 | Approval of Share Repurchase Contracts and
Repurchase Counterparties | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Aon plc | AON | G0408V102 | 6/23/2017 | 23 | Authorisation of Political Donations | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 2 | Elect Terrell K. Crews | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 3 | Elect Pierre Dufour | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 4 | Elect Donald E. Felsinger | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 5 | Elect Suzan F. Harrison | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 6 | Elect Juan R. Luciano | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 7 | Elect Patrick J. Moore | Mgmt | Voted | For | Against | Against |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 8 | Elect Francisco Sanchez | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 9 | Elect Debra A. Sandler | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 10 | Elect Daniel Shih | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 11 | Elect Kelvin R. Westbrook | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/4/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Asia Pacific Fund Inc | APB | 044901106 | 8/17/2016 | 1.1 | Elect Robert F. Gunia | Mgmt | Voted | For | For 82% Withhold 18% | For |
| Asia Pacific Fund Inc | APB | 044901106 | 8/17/2016 | 1.2 | Elect Nicholas T. Sibley | Mgmt | Voted | For | For 4% Withhold 96% | For |
| Asia Pacific Fund Inc | APB | 044901106 | 8/17/2016 | 1.3 | Elect Christopher Sykes | Mgmt | Voted | For | For 82% Withhold 18% | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 1 | Elect Randall L. Stephenson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 3 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 4 | Elect Scott T. Ford | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 5 | Elect Glenn H. Hutchins | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 6 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 7 | Elect Michael B. McCallister | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 8 | Elect Beth E. Mooney | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 9 | Elect Joyce M. Roche | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 10 | Elect Matthew K. Rose | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 11 | Elect Cindy B. Taylor | Mgmt | Voted | For | Against | Against |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 12 | Elect Laura D'Andrea Tyson | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 13 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/28/2017 | 20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.1 | Elect Peter Bisson | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.2 | Elect Richard T. Clark | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.3 | Elect Eric C. Fast | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.4 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.5 | Elect Michael P. Gregoire | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.6 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.7 | Elect John P. Jones | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.8 | Elect William J. Ready | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.9 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 1.10 | Elect Sandra S. Wijnberg | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | 11/8/2016 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 1 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 2 | Elect Clarence P. Cazalot, Jr. | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 3 | Elect Martin S. Craighead | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 4 | Elect William H. Easter III | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 5 | Elect Lynn L. Elsenhans | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 6 | Elect Anthony G. Fernandes | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 7 | Elect Claire W. Gargalli | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 8 | Elect Pierre J. Jungels | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 9 | Elect James A. Lash | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 10 | Elect J. Larry Nichols | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 11 | Elect James W. Stewart | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 12 | Elect Charles L. Watson | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 4/27/2017 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| Baker Hughes Incorporated | BHI | 057224107 | 6/30/2017 | 1 | Merger | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 6/30/2017 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 6/30/2017 | 3 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 6/30/2017 | 4 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | 6/30/2017 | 5 | Approval of Performance Terms under the STI Plan and LTI Plan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 1 | Elect Sharon L. Allen | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 2 | Elect Susan S. Bies | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 5 | Elect Pierre J. P. de Weck | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 6 | Elect Arnold W. Donald | Mgmt | Voted | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 7 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 9 | Elect Thomas J. May | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 10 | Elect Brian T. Moynihan | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 11 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 12 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 13 | Elect Thomas D. Woods | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 14 | Elect R. David Yost | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 19 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Voted | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Bank of America Corporation | BAC | 060505104 | 4/26/2017 | 21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 1 | Elect Jose E. Almeida | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 2 | Elect Thomas F. Chen | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 3 | Elect John D. Forsyth | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 4 | Elect Munib Islam | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 5 | Elect Michael F. Mahoney | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 6 | Elect Carole J. Shapazian | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 7 | Elect Thomas T. Stallkamp | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 8 | Elect Albert P.L. Stroucken | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/2/2017 | 12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.1 | Elect Warren E. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.2 | Elect Charles T. Munger | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.3 | Elect Howard G. Buffett | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.4 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.5 | Elect Susan L. Decker | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.6 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.7 | Elect David S. Gottesman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.8 | Elect Charlotte Guyman | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.9 | Elect Thomas S. Murphy | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.10 | Elect Ronald L. Olson | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.11 | Elect Walter Scott, Jr. | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 1.12 | Elect Meryl B. Witmer | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Voted | Against | Against | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/6/2017 | 6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Voted | Against | Against | For |
| BlackRock Floating Rate Income Trust | BGT | 09258G104 | 7/26/2016 | 1.1 | Elect Catherine A. Lynch | Mgmt | Voted | For | For 80% Withhold 20% | For |
| BlackRock Floating Rate Income Trust | BGT | 09258G104 | 7/26/2016 | 1.2 | Elect Richard E. Cavanagh | Mgmt | Voted | For | For 80% Withhold 20% | For |
| BlackRock Floating Rate Income Trust | BGT | 09258G104 | 7/26/2016 | 1.3 | Elect Cynthia L. Egan | Mgmt | Voted | For | For 80% Withhold 20% | For |
| BlackRock Floating Rate Income Trust | BGT | 09258G104 | 7/26/2016 | 1.4 | Elect Jerrold B. Harris | Mgmt | Voted | For | For 80% Withhold 20% | For |
| BlackRock Floating Rate Income Trust | BGT | 09258G104 | 7/26/2016 | 1.5 | Elect Barbara G. Novick | Mgmt | Voted | For | For 80% Withhold 20% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/26/2016 | 1.1 | Elect Catherine A. Lynch | Mgmt | Voted | For | For 96% Withhold 4% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/26/2016 | 1.2 | Elect Richard E. Cavanagh | Mgmt | Voted | For | For 96% Withhold 4% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/26/2016 | 1.3 | Elect Cynthia L. Egan | Mgmt | Voted | For | For 96% Withhold 4% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/26/2016 | 1.4 | Elect Jerrold B. Harris | Mgmt | Voted | For | For 96% Withhold 4% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/26/2016 | 1.5 | Elect Barbara G. Novick | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 1 | Elect Peter J. Arduini | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 2 | Elect Robert J. Bertolini | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 3 | Elect Giovanni Caforio | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 4 | Elect Matthew W. Emmens | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 5 | Elect Laurie H. Glimcher | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 6 | Elect Michael Grobstein | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 7 | Elect Alan J. Lacy | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 8 | Elect Dinesh Paliwal | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 9 | Elect Theodore R. Samuels | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 10 | Elect Gerald Storch | Mgmt | Voted | For | Against | Against |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 11 | Elect Vicki L. Sato | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 15 | Amendment to the 2012 Stock Award and Incentive Plan | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/2/2017 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Brookfield Global Listed Infrastructure Income Fund Inc | INF | 11273Q109 | 5/25/2017 | 1 | Elect Louis P. Salvatore | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Brookfield Global Listed Infrastructure Income Fund Inc | INF | 11273Q109 | 5/25/2017 | 2 | Elect David Levi | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | Against |
| Calamos Strategic Total Return Fund | CSQ | 128125101 | 6/20/2017 | 1.1 | Elect John P. Calamos, Sr. | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Calamos Strategic Total Return Fund | CSQ | 128125101 | 6/20/2017 | 1.2 | Elect William R. Rybak | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 1 | Elect Richard D. Fairbank | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 2 | Elect Ann Fritz Hackett | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 3 | Elect Lewis Hay, III | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 4 | Elect Benjamin P. Jenkins, III | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 5 | Elect Peter Thomas Killalea | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 6 | Elect Pierre E. Leroy | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 7 | Elect Peter E. Raskind | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 8 | Elect Mayo A. Shattuck III | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 9 | Elect Bradford H. Warner | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 10 | Elect Catherine G. West | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 14 | Amendment of the 2002 Associate Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/4/2017 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 1 | Elect David J. Anderson | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 2 | Elect Colleen F. Arnold | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 3 | Elect George S. Barrett | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 5 | Elect Calvin Darden | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 6 | Elect Bruce L. Downey | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 7 | Elect Patricia Hemingway Hall | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 8 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 9 | Elect Gregory B. Kenny | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 10 | Elect Nancy Killefer | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 11 | Elect David P. King | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 13 | Amendment to the 2011 Long Term Incentive Plan | Mgmt | Voted | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2016 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 1 | Elect Micky Arison | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 2 | Elect Sir Jonathon Band | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 3 | Elect Helen Deeble | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 4 | Elect Arnold W. Donald | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 5 | Elect Richard J. Glasier | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 6 | Elect Debra J. Kelly-Ennis | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 7 | Elect Sir John Parker | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 8 | Elect Stuart Subotnick | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 9 | Elect Laura A. Weil | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 10 | Elect Randall J. Weisenburger | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 13 | Approval of Directors' Remuneration Report | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 14 | Approval of Directors' Remuneration Policy | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 15 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 16 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 17 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For | For |
| Carnival plc | CCL | 143658300 | 4/5/2017 | 20 | Authority to Repurchase Shares | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 1 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 2 | Elect Daniel M. Dickinson | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 3 | Elect Juan Gallardo | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 4 | Elect Jesse J. Greene, Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 5 | Elect Jon M. Huntsman, Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 6 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 7 | Elect William A. Osborn | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 8 | Elect Debra L. Reed | Mgmt | Voted | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 9 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 10 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 11 | Elect Jim Umpleby | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 12 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 13 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 17 | Amendment to the 2014 Long Term Incentive Plan | Mgmt | Voted | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 20 | Shareholder Proposal Regarding Lobbying Priorities | ShrHoldr | Voted | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 21 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Voted | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/14/2017 | 23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/12/2016 | 1.1 | Elect Richard L. Sutton | Mgmt | Voted | For | For 99% Withhold 1% | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/12/2016 | 1.2 | Elect John R. Bartholdson | Mgmt | Voted | For | For 99% Withhold 1% | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 1 | Elect Milton Carroll | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 2 | Elect Michael P. Johnson | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 3 | Elect Janiece M. Longoria | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 4 | Elect Scott J. McLean | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 5 | Elect Theodore F. Pound | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 6 | Elect Scott M. Prochazka | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 7 | Elect Susan O. Rheney | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 8 | Elect Phillip R. Smith | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 9 | Elect John W. Somerhalder II | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 10 | Elect Peter S. Wareing | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CenterPoint Energy, Inc. | CNP | 15189T107 | 4/27/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 2 | Elect Linnet F. Deily | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 3 | Elect Robert E. Denham | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 4 | Elect Alice P. Gast | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 6 | Elect Jon M. Huntsman, Jr. | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 7 | Elect Charles W. Moorman, IV | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 8 | Elect Dambisa F. Moyo | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 9 | Elect Ronald D. Sugar | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 10 | Elect Inge G. Thulin | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 11 | Elect John S. Watson | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 12 | Elect Michael K. Wirth | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Voted | Against | Abstain | Against |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Voted | Against | Against | For |
| Chevron Corporation | CVX | 166764100 | 5/31/2017 | 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | Against | For |
| China Fund Inc | CHN | 169373107 | 3/28/2017 | 1.1 | Elect William Kirby | Mgmt | Voted | For | For 60% Withhold 40% | For |
| China Fund Inc | CHN | 169373107 | 3/28/2017 | 1.2 | Elect Linda C. Coughlin | Mgmt | Voted | For | For 60% Withhold 40% | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.1 | Elect Albert S. Baldocchi | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.2 | Elect Paul T. Cappuccio | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.3 | Elect Steve Ells | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.4 | Elect Neil Flanzraich | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.5 | Elect Robin Hickenlooper | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.6 | Elect Kimbal Musk | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.7 | Elect Ali Namvar | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 1.8 | Elect Matthew H. Paull | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 5/25/2017 | 5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 1 | Accounts and Reports | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 2 | Allocation of Profits | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 3 | Dividends from Reserves | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 4 | Ratification of Board Acts | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 5 | Election of Statutory Auditors | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 6 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 7 | Appointment of Special Auditor | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 8 | Elect Evan G. Greenberg | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 9 | Elect Robert M. Hernandez | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 10 | Elect Michael G. Atieh | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 11 | Elect Sheila P. Burke | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 12 | Elect James I. Cash, Jr. | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 13 | Elect Mary A. Cirillo | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 14 | Elect Michael P. Connors | Mgmt | Voted | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 15 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 16 | Elect Leo F. Mullin | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 17 | Elect Kimberly Ross | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 18 | Elect Robert W. Scully | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 19 | Elect Eugene B. Shanks, Jr. | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 20 | Elect Theodore Shasta | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 21 | Elect David H. Sidwell | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 22 | Elect Olivier Steimer | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 23 | Elect James M. Zimmerman | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 24 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 25 | Elect Michael P. Connors | Mgmt | Voted | For | Against | Against |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 26 | Elect Mary A. Cirillo | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 27 | Elect Robert M. Hernandez | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 28 | Elect Robert W. Scully | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 29 | Elect James M. Zimmerman | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 30 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 31 | APPROVAL OF AMENDED AND RESTATED CHUBB LIMITED EMPLOYEE STOCK PURCHASE PLAN | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 32 | Board Compensation | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 33 | Executive Compensation | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 34 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 35 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Chubb Limited | CB | H1467J104 | 5/18/2017 | 36 | Additional or Miscellaneous Proposals | Mgmt | Voted | For | Abstain | Against |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 1 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 2 | Elect Eric J. Foss | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 3 | Elect Isaiah Harris, Jr. | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 4 | Elect Jane E. Henney | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 5 | Elect Roman Martinez IV | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 6 | Elect Donna F. Zarcone | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 7 | Elect William D. Zollars | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 10 | Amendment to the Cigna Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cigna Corporation | CI | 125509109 | 4/26/2017 | 12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 1 | Elect Carol A. Bartz | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 2 | Elect M. Michele Burns | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 3 | Elect Michael D. Capellas | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 4 | Elect John T. Chambers | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 5 | Elect Amy Chang | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 6 | Elect John L. Hennessy | Mgmt | Voted | For | Against | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 7 | Elect Kristina M. Johnson | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 8 | Elect Roderick C. McGeary | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 9 | Elect Charles H. Robbins | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 10 | Elect Arun Sarin | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 11 | Elect Steven M. West | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Voted | Against | Against | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12/12/2016 | 16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 1 | Elect Michael L. Corbat | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 2 | Elect Ellen M. Costello | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 3 | Elect Duncan P. Hennes | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 4 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 5 | Elect Franz B. Humer | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 6 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 7 | Elect Eugene M. McQuade | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 8 | Elect Michael E. O'Neill | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 9 | Elect Gary M. Reiner | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 10 | Elect Anthony M. Santomero | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 11 | Elect Diana L. Taylor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 12 | Elect William S. Thompson, Jr. | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 13 | Elect James S. Turley | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 14 | Elect Deborah C. Wright | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/25/2017 | 23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| ClearBridge Energy MLP Total Return Fund Inc | CTR | 18469Q108 | 4/7/2017 | 1.1 | Elect William R. Hutchinson | Mgmt | Voted | For | For 98% Withhold 2% | For |
| ClearBridge Energy MLP Total Return Fund Inc | CTR | 18469Q108 | 4/7/2017 | 1.2 | Elect Jane E. Trust | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/20/2016 | 1.1 | Elect John F. Mee | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/20/2016 | 1.2 | Elect Vincent W. Versaci | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/20/2016 | 1.3 | Elect Edmund J. Burke | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Clough Global Equity Fund | GLQ | 18914C100 | 7/20/2016 | 1.1 | Elect Robert L. Butler | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Clough Global Equity Fund | GLQ | 18914C100 | 7/20/2016 | 1.2 | Elect Richard C. Rantzow | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Clough Global Equity Fund | GLQ | 18914C100 | 7/20/2016 | 1.3 | Elect Vincent W. Versaci | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Clough Global Equity Fund | GLQ | 18914C100 | 7/20/2016 | 1.4 | Elect James E. Canty | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 7/20/2016 | 1.1 | Elect Adam D. Crescenzi | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 7/20/2016 | 1.2 | Elect Jerry G. Rutledge | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Clough Global Opportunities Fund. | GLO | 18914E106 | 7/20/2016 | 1.3 | Elect Vincent W. Versaci | Mgmt | Voted | For | For 96% Withhold 4% | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 1 | Elect Terrence A. Duffy | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 2 | Elect Timothy S. Bitsberger | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 3 | Elect Charles P. Carey | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 4 | Elect Dennis H. Chookaszian | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 5 | Elect Ana Dutra | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 6 | Elect Martin J. Gepsman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 7 | Elect Larry G. Gerdes | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 8 | Elect Daniel R. Glickman | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 9 | Elect Leo Melamed | Mgmt | Voted | For | Against | Against |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 10 | Elect Alex J. Pollock | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 11 | Elect John F. Sandner | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 12 | Elect Terry L. Savage | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 13 | Elect William R. Shepard | Mgmt | Voted | For | Against | Against |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 14 | Elect Dennis A. Suskind | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 18 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | Voted | For | For | For |
| CME Group Inc. | CME | 12572Q105 | 5/24/2017 | 19 | Approval of the Amendment and Restatement of the Omnibus Stock Plan | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 1 | Elect Herbert A. Allen | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 2 | Elect Ronald W. Allen | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 3 | Elect Marc Bolland | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 4 | Elect Ana Patricia Botin | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 5 | Elect Richard M. Daley | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 6 | Elect Barry Diller | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 7 | Elect Helene D. Gayle | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 8 | Elect Alexis M. Herman | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 9 | Elect Muhtar Kent | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 10 | Elect Robert A. Kotick | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 11 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 12 | Elect Sam Nunn | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 13 | Elect James Quincey | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 14 | Elect David B. Weinberg | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/26/2017 | 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Voted | Against | Against | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 2 | Elect Betsy Atkins | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 3 | Elect Maureen Breakiron-Evans | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 4 | Elect Jonathan Chadwick | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 5 | Elect John M. Dineen | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 6 | Elect Francisco D'Souza | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 7 | Elect John N. Fox, Jr. | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 8 | Elect John E. Klein | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 9 | Elect Leo S. Mackay, Jr. | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 10 | Elect Michael Patsalos-Fox | Mgmt | Voted | For | Against | Against |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 11 | Elect Robert E. Weissman | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 14 | Approval of the 2017 Incentive Award Plan | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 16 | Shareholder Proposal Regarding Supermajority Provisions | ShrHoldr | Voted | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/6/2017 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/27/2017 | 1.1 | Elect Michael Clark | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/27/2017 | 1.2 | Elect Bonnie Cohen | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/27/2017 | 1.3 | Elect Dean Junkans | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/27/2017 | 1.4 | Elect Richard E. Kroon | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 1 | Elect Charles A. Bancroft | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 2 | Elect John P. Bilbrey | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 3 | Elect John T. Cahill | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 5 | Elect Helene D. Gayle | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 6 | Elect Ellen M. Hancock | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 7 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 8 | Elect Lorrie Norrington | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 9 | Elect Michael B. Polk | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 10 | Elect Stephen I. Sadove | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/12/2017 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For | Against |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.1 | Elect Bradley A. Alford | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.2 | Elect Thomas K. Brown | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.3 | Elect Stephen G. Butler | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.4 | Elect Sean M. Connolly | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.5 | Elect Steven F. Goldstone | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.6 | Elect Joie A. Gregor | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.7 | Elect Rajive Johri | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.8 | Elect William G. Jurgensen | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.9 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.10 | Elect Ruth Ann Marshall | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 1.11 | Elect Timothy R. McLevish | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Conagra Foods, Inc. | CAG | 205887102 | 9/23/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2017 | 1 | Elect Timothy A. Leach | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2017 | 2 | Elect William H. Easter III | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2017 | 3 | Elect John P. Surma | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2017 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2017 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Concho Resources Inc. | CXO | 20605P101 | 5/17/2017 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 1 | Elect Vincent A. Calarco | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 2 | Elect George Campbell, Jr. | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 3 | Elect Michael J. Del Giudice | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 4 | Elect Ellen V. Futter | Mgmt | Voted | For | Against | Against |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 5 | Elect John F. Killian | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 6 | Elect John McAvoy | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 7 | Elect Armando Olivera | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 8 | Elect Michael W. Ranger | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 9 | Elect Linda S. Sanford | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 10 | Elect L. Frederick Sutherland | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/15/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.1 | Elect Jerry Fowden | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.2 | Elect Barry A. Fromberg | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.3 | Elect Robert L. Hanson | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.4 | Elect Ernesto M. Hernandez | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.5 | Elect James A. Locke III | Mgmt | Voted | For | Withhold | Against |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.6 | Elect Daniel J. McCarthy | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.7 | Elect Richard Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.8 | Elect Robert Sands | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.9 | Elect Judy A. Schmeling | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 1.10 | Elect Keith E. Wandell | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 7/20/2016 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 1 | Elect Donald W. Blair | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 2 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 3 | Elect John A. Canning Jr. | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 4 | Elect Richard T. Clark | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 5 | Elect Robert F. Cummings, Jr. | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 6 | Elect Deborah A. Henretta | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 7 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 8 | Elect Kurt M. Landgraf | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 9 | Elect Kevin J. Martin | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 10 | Elect Deborah Rieman | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 11 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 12 | Elect Wendell P. Weeks | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 13 | Elect Mark S. Wrighton | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/27/2017 | 17 | Amendment to the 2012 Long Term Incentive Plan | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 1 | Elect Donald J. Ehrlich | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 2 | Elect Linda P. Hefner Filler | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 3 | Elect Robert J. Hugin | Mgmt | Voted | For | Against | Against |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 4 | Elect Thomas P. Joyce, Jr. | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 5 | Elect Teri List-Stoll | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 6 | Elect Walter G. Lohr, Jr. | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 7 | Elect Mitchell P. Rales | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 8 | Elect Steven M. Rales | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 9 | Elect John T. Schwieters | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 10 | Elect Alan G. Spoon | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 11 | Elect Raymond C. Stevens | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 12 | Elect Elias A. Zerhouni | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Danaher Corporation | DHR | 235851102 | 5/9/2017 | 18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 1 | Elect Samuel R. Allen | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 2 | Elect Crandall C. Bowles | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 3 | Elect Vance D. Coffman | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 4 | Elect Alan C. Heuberger | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 5 | Elect Dipak C. Jain | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 6 | Elect Michael O. Johanns | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 7 | Elect Clayton M. Jones | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 8 | Elect Brian M. Krzanich | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 9 | Elect Gregory R. Page | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 10 | Elect Sherry M. Smith | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 11 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 12 | Elect Sheila G. Talton | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Deere & Company | DE | 244199105 | 2/22/2017 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.1 | Elect Thomas L. Bennett | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.2 | Elect Ann Borowiec | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.3 | Elect Joseph W. Chow | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.4 | Elect John A. Fry | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.5 | Elect Shawn Lytle | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.6 | Elect Frances A. Sevilla-Sacasa | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.7 | Elect Thomas K. Whitford | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.8 | Elect Lucinda S. Landreth | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/17/2016 | 1.9 | Elect Janet L. Yeomans | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 1 | Elect Joseph S. Cantie | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 2 | Elect Kevin P. Clark | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 3 | Elect Gary L. Cowger | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 4 | Elect Nicholas M. Donofrio | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 5 | Elect Mark Frissora | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 6 | Elect Rajiv L. Gupta | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 7 | Elect Sean O. Mahoney | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 8 | Elect Timothy M. Manganello | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 9 | Elect Ana G. Pinczuk | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 10 | Elect Thomas W. Sidlik | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 11 | Elect Bernd Wiedemann | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 12 | Elect Lawrence A. Zimmerman | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/27/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 1 | Elect William P. Barr | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 2 | Elect Helen E. Dragas | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 3 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 4 | Elect Thomas F. Farrell II | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 5 | Elect John W. Harris | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 6 | Elect Ronald W. Jibson | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 7 | Elect Mark J. Kington | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 8 | Elect Joseph M. Rigby | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 9 | Elect Pamela L. Royal | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 10 | Elect Robert H. Spilman, Jr. | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 11 | Elect Susan N. Story | Mgmt | Voted | For | Against | Against |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 12 | Elect Michael E. Szymanczyk | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 16 | Company Name Change | Mgmt | Voted | For | For | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 18 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Voted | Against | Against | For |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 19 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Voted | Against | For | Against |
| Dominion Resources, Inc. | D | 25746U109 | 5/10/2017 | 20 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Voted | Against | Against | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 1 | Elect Ajay Banga | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 2 | Elect Jacqueline K. Barton | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 3 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 4 | Elect Richard K. Davis | Mgmt | Voted | For | Against | Against |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 5 | Elect Jeff M. Fettig | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 6 | Elect Andrew N. Liveris | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 7 | Elect Mark Loughridge | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 8 | Elect Raymond J. Milchovich | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 9 | Elect Robert S. Miller | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 10 | Elect Paul Polman | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 11 | Elect Dennis H. Reilley | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 12 | Elect James M. Ringler | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 13 | Elect Ruth G. Shaw | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/11/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Dow Chemical Company | DOW | 260543103 | 7/20/2016 | 1 | Merger | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 7/20/2016 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 7/20/2016 | 3 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 3/14/2017 | 1.1 | Elect David J. Vitale | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.1 | Elect Michael J. Angelakis | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.2 | Elect Michael G. Browning | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.4 | Elect Daniel R. DiMicco | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.5 | Elect John H. Forsgren | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.6 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.7 | Elect John T. Herron | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.8 | Elect James B. Hyler, Jr. | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.9 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.10 | Elect E. Marie McKee | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.11 | Elect Charles W. Moorman, IV | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.12 | Elect Carlos A. Saladrigas | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.13 | Elect Thomas E. Skains | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1.14 | Elect William E. Webster | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 5 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 7 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Voted | Against | For | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/4/2017 | 8 | Shareholder Proposal Regarding Health Effects of Coal | ShrHoldr | Voted | Against | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 1 | Elect Lamberto Andreotti | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 2 | Elect Edward D. Breen | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 3 | Elect Robert A. Brown | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 4 | Elect Alexander M. Cutler | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 5 | Elect Eleuthere I. du Pont | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 6 | Elect James L. Gallogly | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 7 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 8 | Elect Lois D. Juliber | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 9 | Elect Lee M. Thomas | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 10 | Elect Patrick J. Ward | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Voted | Against | Against | For |
| E. I. du Pont de Nemours and Company | DD | 263534109 | 5/24/2017 | 15 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Voted | Against | For | Against |
| Eaton Vance Tax-Advantaged Global Dividend | ETG | 27828S101 | 8/18/2016 | 1.1 | Elect Scott E. Eston | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Eaton Vance Tax-Advantaged Global Dividend | ETG | 27828S101 | 8/18/2016 | 1.2 | Elect Cynthia E. Frost | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Eaton Vance Tax-Advantaged Global Dividend | ETG | 27828S101 | 8/18/2016 | 1.3 | Elect Valerie A. Mosley | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 1 | Elect Michael L. Eskew | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 2 | Elect William G. Kaelin, Jr. | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 3 | Elect John C. Lechleiter | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 4 | Elect David A. Ricks | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 5 | Elect Marschall S. Runge | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 9 | Amendment to the Directors' Deferral Plan | Mgmt | Voted | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/1/2017 | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Ellsworth Growth and Income Fund Ltd. | ECF | 289074106 | 6/12/2017 | 1.1 | Elect Kinchen C. Bizzell | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Ellsworth Growth and Income Fund Ltd. | ECF | 289074106 | 6/12/2017 | 1.2 | Elect James P. Conn | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Ellsworth Growth and Income Fund Ltd. | ECF | 289074106 | 6/12/2017 | 1.3 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Ellsworth Growth and Income Fund Ltd. | ECF | 289074106 | 6/12/2017 | 1.4 | Elect Michael J. Melarkey | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Ellsworth Growth and Income Fund Ltd. | ECF | 289074106 | 6/12/2017 | 2 | Amendment to Fundamental Investment Restrictions Regarding Borrowing and Issuing Senior Securities | Mgmt | Voted | For | For 91% Against 6% Abstain 3% | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 1.1 | Elect David N. Farr | Mgmt | Voted | For | For | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 1.2 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 1.3 | Elect Mathew S. Levatich | Mgmt | Voted | For | For | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 1.4 | Elect Joseph W. Prueher | Mgmt | Voted | For | For | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For | Against |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 6 | Shareholder Proposal Regarding Electioneering Expenditures and Payments to Advocacy Organizations | ShrHoldr | Voted | Against | For | Against |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Emerson Electric Co. | EMR | 291011104 | 2/7/2017 | 8 | Shareholder Proposal Regarding Reducing GHG Emissions | ShrHoldr | Voted | Against | Against | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.1 | Elect Pamela L. Carter | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.3 | Elect Marcel R. Coutu | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.4 | Elect Gregory L. Ebel | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.5 | Elect J. Herb England | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.6 | Elect Charles W. Fischer | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.7 | Elect V. Maureen Kempston Darkes | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.8 | Elect Michael McShane | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.9 | Elect Al Monaco | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.10 | Elect Michael E.J. Phelps | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.11 | Elect Rebecca B. Roberts | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.12 | Elect Dan C. Tutcher | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 1.13 | Elect Catherine L. Williams | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 2 | Appointment of Auditor | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 3 | Amendment to Shareholder Rights Plan | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Enbridge Inc. | ENB | 29250N105 | 5/11/2017 | 5 | Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report | ShrHoldr | Voted | Against | Against | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 1 | Elect Janet F. Clark | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 2 | Elect Charles R. Crisp | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 3 | Elect Robert P. Daniels | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 4 | Elect James C. Day | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 5 | Elect Donald F. Textor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 6 | Elect William R. Thomas | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 7 | Elect Frank G. Wisner | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 8 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 9 | Increase of Authorized Common Stock | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/27/2017 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 1 | Elect Anthony K. Anderson | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 3 | Elect Christopher M. Crane | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 4 | Elect Yves C. de Balmann | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 5 | Elect Nicholas DeBenedictis | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 6 | Elect Nancy L. Gioia | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 7 | Elect Linda P. Jojo | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 8 | Elect Paul L. Joskow | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 9 | Elect Robert J. Lawless | Mgmt | Voted | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 10 | Elect Richard W. Mies | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 11 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 12 | Elect Mayo A. Shattuck III | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 13 | Elect Stephen D. Steinour | Mgmt | Voted | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/25/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.1 | Elect Susan K. Avery | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.2 | Elect Michael J. Boskin | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.3 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.4 | Elect Ursula M. Burns | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.5 | Elect Henrietta H. Fore | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.6 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.7 | Elect Douglas R. Oberhelman | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.8 | Elect Samuel J. Palmisano | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.9 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.10 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 1.11 | Elect Darren W. Woods | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Voted | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Voted | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/31/2017 | 13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Voted | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 1 | Elect James L. Barksdale | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 2 | Elect John A. Edwardson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 3 | Elect Marvin Ellison | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 4 | Elect John C. Inglis | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 5 | Elect Kimberly A. Jabal | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 7 | Elect R. Brad Martin | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 8 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 9 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 10 | Elect Frederick W. Smith | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 11 | Elect David P. Steiner | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 12 | Elect Paul S. Walsh | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 17 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/26/2016 | 18 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Voted | Against | Against | For |
| First Trust Energy Income and Growth Fund | FIF | 33738C103 | 4/24/2017 | 1.1 | Elect Robert F. Keith | Mgmt | Voted | For | For 98% Withhold 2% | For |
| First Trust Energy Income and Growth Fund | FEO | 33731K102 | 4/24/2017 | 1.1 | Elect Robert F. Keith | Mgmt | Voted | For | For 89% Withhold 11% | For |
| First Trust Enhanced Equity Income Fund | FFA | 337318109 | 4/24/2017 | 1.1 | Elect Robert F. Keith | Mgmt | Voted | For | For 77% Withhold 23% | For |
| First Trust Intermediate Duration Preferred & Income Fund | FPF | 33740D107 | 4/24/2017 | 1.1 | Elect Robert F. Keith | Mgmt | Voted | For | For 89% Withhold 11% | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 1 | Elect Stephen G. Butler | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 2 | Elect Kimberly A. Casiano | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 3 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 4 | Elect Mark Fields | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 5 | Elect Edsel B. Ford II | Mgmt | Voted | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 6 | Elect William Clay Ford, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 7 | Elect William W. Helman IV | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 8 | Elect Jon M. Huntsman, Jr. | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 9 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 10 | Elect John C. Lechleiter | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 11 | Elect Ellen R. Marram | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 12 | Elect John L. Thornton | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 13 | Elect Lynn M. Vojvodich | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 14 | Elect John S. Weinberg | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/11/2017 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 1 | Elect Kate D. Mitchell | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 2 | Elect Israel Ruiz | Mgmt | Voted | For | Against | Against |
| Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Fortive Corporation | FTV | 34959J108 | 6/6/2017 | 6 | Repeal of Classified Board | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 1 | Elect Peter K. Barker | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 2 | Elect Mariann Byerwalter | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 3 | Elect Charles E. Johnson | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 4 | Elect Gregory E. Johnson | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 5 | Elect Rupert H. Johnson, Jr. | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 6 | Elect Mark C. Pigott | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 7 | Elect Chutta Ratnathicam | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 8 | Elect Laura Stein | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 9 | Elect Seth H. Waugh | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 10 | Elect Geoffrey Y. Yang | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 14 | Shareholder Proposal Regarding Climate Change Proxy Voting Practices | ShrHoldr | Voted | Against | Against | For |
| Franklin Resources, Inc. | BEN | 354613101 | 2/15/2017 | 15 | Shareholder Proposal Regarding Compensation-Related Proxy Voting Policies | ShrHoldr | Voted | Against | Against | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.1 | Elect Richard C. Adkerson | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.2 | Elect Gerald J. Ford | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.3 | Elect Lydia H. Kennard | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.4 | Elect Andrew Langham | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.5 | Elect Jon C. Madonna | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.6 | Elect Courtney Mather | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.7 | Elect Dustan E. McCoy | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 1.8 | Elect Frances Fragos Townsend | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/6/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 5/15/2017 | 1.1 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 68% Withhold 32% | For |
| Gabelli Global Small and Mid Cap Value Trust | GGZ | 36249W104 | 5/15/2017 | 1.2 | Elect James P. Conn | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Gabelli Global Utility & Income Trust. | GLU | 36242L105 | 5/15/2017 | 1.1 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/15/2017 | 1.1 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 47% Withhold 53% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/15/2017 | 1.2 | Elect Vincent D. Enright | Mgmt | Voted | For | For 80% Withhold 20% | For |
| Gabelli Healthcare & WellnessRx Trust | GRX | 36246K103 | 5/15/2017 | 1.3 | Elect Anthonie C. van Ekris | Mgmt | Voted | For | For 80% Withhold 20% | For |
| Gabelli Multimedia Trust Inc | GGT | 36239Q109 | 5/15/2017 | 1.1 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Gabelli Multimedia Trust Inc | GGT | 36239Q109 | 5/15/2017 | 1.2 | Elect Werner J. Roeder | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Gabelli Multimedia Trust Inc | GGT | 36239Q109 | 5/15/2017 | 1.3 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 96% Withhold 4% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/15/2017 | 1.1 | Elect Michael J. Melarkey | Mgmt | Voted | For | For 91% Withhold 9% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/15/2017 | 1.2 | Elect Anthonie C. van Ekris | Mgmt | Voted | For | For 91% Withhold 9% | For |
| GDL Fund | GDL | 361570104 | 5/15/2017 | 1.1 | Elect Clarence A. Davis | Mgmt | Voted | For | For 94% Withhold 6% | For |
| GDL Fund | GDL | 361570104 | 5/15/2017 | 1.2 | Elect Arthur V. Ferrara | Mgmt | Voted | For | For 94% Withhold 6% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | For 53% Withhold 47% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.2 | Elect Lewis B. Cullman | Mgmt | Voted | For | For 69% Withhold 31% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.3 | Elect Spencer Davidson | Mgmt | Voted | For | For 66% Withhold 34% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.4 | Elect Clara Del Villar | Mgmt | Voted | For | For 71% Withhold 29% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.5 | Elect John D. Gordan, III | Mgmt | Voted | For | For 67% Withhold 33% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.6 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | For 69% Withhold 31% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.7 | Elect Sidney R. Knafel | Mgmt | Voted | For | For 68% Withhold 32% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.8 | Elect Jeffrey W. Priest | Mgmt | Voted | For | For 73% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 1.9 | Elect Henry R. Schirmer | Mgmt | Voted | For | For 70% Withhold 30% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/12/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 94% Against 5% Abstain 1% | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 1 | Elect Sebastien Bazin | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 2 | Elect W. Geoffrey Beattie | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 3 | Elect John J. Brennan | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 4 | Elect Francisco D'Souza | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 5 | Elect Marijn E. Dekkers | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 6 | Elect Peter B. Henry | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 7 | Elect Susan Hockfield | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 8 | Elect Jeffrey R. Immelt | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 9 | Elect Andrea Jung | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 10 | Elect Robert W. Lane | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 11 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 12 | Elect Rochelle B. Lazarus | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 13 | Elect Lowell C. McAdam | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 14 | Elect Steven M. Mollenkopf | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 15 | Elect James J. Mulva | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 16 | Elect James E. Rohr | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 17 | Elect Mary L. Schapiro | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 18 | Elect James S. Tisch | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 19 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 23 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| General Electric Company | GE | 369604103 | 4/26/2017 | 26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Voted | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/26/2017 | 27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Voted | Against | Against | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 1 | Elect Bradbury H. Anderson | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 2 | Elect R. Kerry Clark | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 3 | Elect David M. Cordani | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 4 | Elect Roger W. Ferguson, Jr. | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 5 | Elect Henrietta H. Fore | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 6 | Elect Maria G. Henry | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 7 | Elect Heidi G. Miller | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 8 | Elect Steve Odland | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 9 | Elect Kendall J. Powell | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 10 | Elect Robert L. Ryan | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 11 | Elect Eric D. Sprunk | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 12 | Elect Dorothy A. Terrell | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 13 | Elect Jorge A. Uribe | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 14 | 2016 Non-Employee Director Compensation Plan | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/27/2016 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.1 | Elect Leo Hindery, Jr. | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.2 | Elect Vinit Sethi | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.3 | Elect William N. Thorndike, Jr. | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.4 | Elect Management Nominee Joseph J. Ashton | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.5 | Elect Management Nominee Mary T. Barra | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.6 | Elect Management Nominee Linda R. Gooden | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.7 | Elect Management Nominee Joseph Jimenez | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.8 | Elect Management Nominee James J. Mulva | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.9 | Elect Management Nominee Patricia F. Russo | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.10 | Elect Management Nominee
Thomas M. Schoewe | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.11 | Elect Management Nominee Theodore M. Solso | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 4 | Approval of the 2017 Long-Term incentive Plan | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 5 | Ratification of Auditor | Mgmt | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | Take No Action | N/A | TNA | N/A |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.1 | Elect Joseph J. Ashton | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.2 | Elect Mary T. Barra | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.3 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.4 | Elect Joseph Jimenez | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.5 | Elect Jane L. Mendillo | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.6 | Elect Michael G. Mullen | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.7 | Elect James J. Mulva | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.8 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.9 | Elect Thomas M. Schoewe | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.10 | Elect Theodore M. Solso | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 1.11 | Elect Carol M. Stephenson | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 4 | Approval of the 2017 Long-Term incentive Plan | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 5 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| General Motors Co. | GM | 37045V100 | 6/6/2017 | 7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | Voted | Against | Against | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 1 | Elect John F. Cogan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 2 | Elect Kelly A. Kramer | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 3 | Elect Kevin E. Lofton | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 4 | Elect John C. Martin | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 5 | Elect John F. Milligan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 6 | Elect Nicholas G. Moore | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 7 | Elect Richard J. Whitley | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 8 | Elect Gayle E. Wilson | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 9 | Elect Per Wold-Olsen | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Gilead Sciences, Inc. | GILD | 375558103 | 5/10/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 2 | Elect William E. Albrecht | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 3 | Elect Alan M. Bennett | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 4 | Elect James R. Boyd | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 5 | Elect Milton Carroll | Mgmt | Voted | For | Against | Against |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 6 | Elect Nance K. Dicciani | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 7 | Elect Murry S. Gerber | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 8 | Elect Jose Carlos Grubisich | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 9 | Elect David J. Lesar | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 10 | Elect Robert A. Malone | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 11 | Elect J. Landis Martin | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 12 | Elect Jeffrey A. Miller | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 13 | Elect Debra L. Reed | Mgmt | Voted | For | Against | Against |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Halliburton Company | HAL | 406216101 | 5/17/2017 | 17 | Amendment to the Stock and Incentive Plan | Mgmt | Voted | For | For | For |
| India Fund Inc | IFN | 454089103 | 6/21/2017 | 1 | Elect Luis F. Rubio | Mgmt | Voted | For | For 70% Against 29% Abstain 1% | For |
| India Fund Inc | IFN | 454089103 | 6/21/2017 | 2 | Elect Leslie H. Gelb | Mgmt | Voted | For | For 70% Against 29% Abstain 1% | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 1 | Elect Charlene Barshefsky | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 2 | Elect Aneel Bhusri | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 3 | Elect Andy D. Bryant | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 4 | Elect Reed E. Hundt | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 5 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 6 | Elect Brian M. Krzanich | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 7 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 8 | Elect David S. Pottruck | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 9 | Elect Gregory D. Smith | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 10 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 11 | Elect David Bruce Yoffie | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | Voted | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Voted | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 5/18/2017 | 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 10/12/2016 | 1 | Increase of Authorized Common Stock | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 1 | Elect Kenneth I. Chenault | Mgmt | Voted | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 2 | Elect Michael L. Eskew | Mgmt | Voted | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 3 | Elect David N. Farr | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 4 | Elect Mark Fields | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 7 | Elect Andrew N. Liveris | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 8 | Elect W. James McNerney, Jr. | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 9 | Elect Hutham S. Olayan | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 10 | Elect James W. Owens | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 11 | Elect Virginia M. Rometty | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 12 | Elect Sidney Taurel | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 13 | Elect Peter R. Voser | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | Voted | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/25/2017 | 19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| iShares TIPS Bond ETF | OEF | 464287200 | 6/19/2017 | 1.1 | Elect Jane D. Carlin | Mgmt | Voted | For | For | For |
| iShares TIPS Bond ETF | OEF | 464287200 | 6/19/2017 | 1.2 | Elect Richard L. Fagnani | Mgmt | Voted | For | For | For |
| iShares TIPS Bond ETF | OEF | 464287200 | 6/19/2017 | 1.3 | Elect Drew E. Lawton | Mgmt | Voted | For | For | For |
| iShares TIPS Bond ETF | OEF | 464287200 | 6/19/2017 | 1.4 | Elect Madhav V. Rajan | Mgmt | Voted | For | For | For |
| iShares TIPS Bond ETF | OEF | 464287200 | 6/19/2017 | 1.5 | Elect Mark Wiedman | Mgmt | Voted | For | For | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/17/2016 | 1.1 | Elect E. Han Kim | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Japan Smaller Capitalization Fund, Inc. | JOF | 47109U104 | 11/17/2016 | 1.2 | Elect Marcia L. MacHarg | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 4 | Elect Alex Gorsky | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 5 | Elect Mark B. McClellan | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 6 | Elect Anne M. Mulcahy | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 7 | Elect William D. Perez | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 8 | Elect Charles Prince | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 9 | Elect A. Eugene Washington | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 10 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 13 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/27/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 2 | Elect James A. Bell | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 3 | Elect Crandall C. Bowles | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 4 | Elect Stephen B. Burke | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 5 | Elect Todd A. Combs | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 6 | Elect James S. Crown | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 7 | Elect James Dimon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 8 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 9 | Elect Laban P. Jackson, Jr. | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 10 | Elect Michael A. Neal | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 11 | Elect Lee R. Raymond | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 12 | Elect William C. Weldon | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/16/2017 | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Kellogg Company | K | 487836108 | 4/28/2017 | 1.1 | Elect John Bryant | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 1.2 | Elect Stephanie A. Burns | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 1.3 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 1.4 | Elect La June Montgomery Tabron | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 4 | Approval of 2017 LTIP | Mgmt | Voted | For | For | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Kellogg Company | K | 487836108 | 4/28/2017 | 6 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 1 | Elect John F. Bergstrom | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 2 | Elect Abelardo E. Bru | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 3 | Elect Robert W. Decherd | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 4 | Elect Thomas J. Falk | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 5 | Elect Fabian T. Garcia | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 6 | Elect Michael D. Hsu | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 7 | Elect Mae C. Jemison | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 8 | Elect James M. Jenness | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 9 | Elect Nancy J. Karch | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 10 | Elect Christa Quarles | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 11 | Elect Ian C. Read | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 12 | Elect Marc J. Shapiro | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 13 | Elect Michael D. White | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Kimberly-Clark Corporation | KMB | 494368103 | 4/20/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Korea Fund Inc | KF | 500634209 | 10/25/2016 | 1 | Elect Julian Reid | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Korea Fund Inc | KF | 500634209 | 10/25/2016 | 2 | Elect Joseph T. Grause | Mgmt | Voted | For | For 96% Against 3% Abstain 1% | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 1 | Elect Gregory E. Abel | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 2 | Elect Alexandre Behring | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 3 | Elect Warren E. Buffett | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 4 | Elect John T. Cahill | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 5 | Elect Tracy Britt Cool | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 6 | Elect Feroz Dewan | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 7 | Elect Jeanne P. Jackson | Mgmt | Voted | For | Against | Against |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 8 | Elect Jorge Paulo Lemann | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 9 | Elect Mackey J. McDonald | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 10 | Elect John C. Pope | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 11 | Elect Marcel Herrmann Telles | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Voted | Against | Against | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Voted | Against | Against | For |
| Kraft Heinz Company | KHC | 500754106 | 4/19/2017 | 16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Voted | Against | Against | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/21/2017 | 1.1 | Elect Franci J. Blassberg | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/21/2017 | 1.2 | Elect Richard Reiss, Jr. | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/21/2017 | 1.3 | Elect Ashish Bhutani | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard Global Total Return and Income Fund Inc | LGI | 52106W103 | 4/21/2017 | 1.4 | Elect Nathan A. Paul | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Lazard World Dividend & Income Fund Inc | LOR | 521076109 | 4/21/2017 | 1.1 | Elect Kenneth S. Davidson | Mgmt | Voted | For | For 43% Withhold 57% | For |
| Lazard World Dividend & Income Fund Inc | LOR | 521076109 | 4/21/2017 | 1.2 | Elect Nancy A. Eckl | Mgmt | Voted | For | For 44% Withhold 56% | For |
| Lazard World Dividend & Income Fund Inc | LOR | 521076109 | 4/21/2017 | 1.3 | Elect Trevor W. Morrison | Mgmt | Voted | For | For 21% Withhold 79% | Against |
| Lazard World Dividend & Income Fund Inc | LOR | 521076109 | 4/21/2017 | 1.4 | Elect Nathan A. Paul | Mgmt | Voted | For | For 44% Withhold 56% | For |
| Legg Mason BW Global Income Opportunities Fund Inc | BWG | 52469B100 | 2/24/2017 | 1.1 | Elect Leslie H. Gelb | Mgmt | Voted | For | For 98.5% Withhold 1.5% | For |
| Legg Mason BW Global Income Opportunities Fund Inc | BWG | 52469B100 | 2/24/2017 | 1.2 | Elect Jane E. Trust | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/25/2016 | 1.1 | Elect John J. Neuhauser | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/25/2016 | 1.2 | Elect Richard C. Rantzow | Mgmt | Voted | For | For 93% Withhold 7% | For |
| Liberty All-Star Equity Fund | USA | 530158104 | 8/25/2016 | 2 | Approval of a New Investment Advisory Agreement with Sustainable Growth Advisers | Mgmt | Voted | For | For 90% Withhold 10% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/7/2017 | 1.1 | Elect Robert D. Agdern | Mgmt | Voted | For | For 97% Withhold 3% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/7/2017 | 1.2 | Elect Eileen A. Kamerick | Mgmt | Voted | For | For 97% Withhold 3% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/7/2017 | 1.3 | Elect Riordan Roett | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 1 | Elect Lawrence S. Bacow | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 2 | Elect Ann E. Berman | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 3 | Elect Joseph L. Bower | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 4 | Elect Charles D. Davidson | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 5 | Elect Charles M. Diker | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 6 | Elect Jacob A. Frenkel | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 7 | Elect Paul J. Fribourg | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 8 | Elect Walter L. Harris | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 9 | Elect Philip A. Laskawy | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 10 | Elect Ken Miller | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 11 | Elect Andrew H. Tisch | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 12 | Elect James S. Tisch | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 13 | Elect Jonathan M. Tisch | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 14 | Elect Anthony Welters | Mgmt | Voted | For | For | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Loews Corporation | L | 540424108 | 5/9/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Loews Corporation | L | 540424108 | 5/9/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.1 | Elect Raul Alvarez | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.2 | Elect Angela F. Braly | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.3 | Elect Sandra B. Cochran | Mgmt | Voted | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.4 | Elect Laurie Z. Douglas | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.5 | Elect Richard W. Dreiling | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.6 | Elect Robert L. Johnson | Mgmt | Voted | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.8 | Elect James H. Morgan | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.9 | Elect Robert A. Niblock | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.10 | Elect Bertram L. Scott | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 1.11 | Elect Eric C. Wiseman | Mgmt | Voted | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 6/2/2017 | 5 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Voted | Against | Against | For |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/20/2017 | 1.1 | Elect Brad Frishberg | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Macquarie Global Infrastructure Total Return Fund, Inc. | MGU | 55608D101 | 6/20/2017 | 1.2 | Elect Chris LaVictoire Mahai | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 1 | Elect Michael J. Dolan | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 2 | Elect Trevor A. Edwards | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 3 | Elect Frances D. Fergusson | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 5 | Elect Ann Lewnes | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 6 | Elect Dominic Ng | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 7 | Elect Vasant M. Prabhu | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 8 | Elect Dean A. Scarborough | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 9 | Elect Christopher A. Sinclair | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 10 | Elect Dirk Van de Put | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 11 | Elect Kathy White Loyd | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Mattel, Inc. | MAT | 577081102 | 5/19/2017 | 15 | Approval of the Incentive Plan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 1 | Elect Lloyd H. Dean | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 2 | Elect Stephen J. Easterbrook | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 3 | Elect Robert A. Eckert | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 4 | Elect Margaret H. Georgiadis | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 6 | Elect Jeanne P. Jackson | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 7 | Elect Richard H. Lenny | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 8 | Elect John Mulligan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 9 | Elect Sheila A. Penrose | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 10 | Elect John W. Rogers, Jr. | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 11 | Elect Miles D. White | Mgmt | Voted | For | Against | Against |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Voted | Against | Against | For |
| McDonald's Corporation | MCD | 580135101 | 5/24/2017 | 22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Voted | Against | Against | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 1 | Elect Andy D. Bryant | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 2 | Elect Wayne A. Budd | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 3 | Elect N. Anthony Coles | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 4 | Elect John H. Hammergren | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 5 | Elect M. Christine Jacobs | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 6 | Elect Donald R. Knauss | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 7 | Elect Marie L. Knowles | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 8 | Elect Edward A. Mueller | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 9 | Elect Susan R. Salka | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/27/2016 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 1 | Elect Richard H. Anderson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 2 | Elect Craig Arnold | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 3 | Elect Scott C. Donnelly | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 4 | Elect Randall J. Hogan III | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 5 | Elect Omar Ishrak | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 6 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 7 | Elect Michael O. Leavitt | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 8 | Elect James T. Lenehan | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 9 | Elect Elizabeth G. Nabel | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 10 | Elect Denise M. O'Leary | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 11 | Elect Kendall J. Powell | Mgmt | Voted | For | Against | Against |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 12 | Elect Robert C. Pozen | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 13 | Elect Preetha Reddy | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 16 | Adoption of Proxy Access | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 18 | Technical Amendments to Memorandum of Association | Mgmt | Voted | For | For | For |
| Medtronic Plc | MDT | G5960L103 | 12/9/2016 | 19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 1 | Elect Leslie A. Brun | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 2 | Elect Thomas R. Cech | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 4 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 5 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 6 | Elect Rochelle B. Lazarus | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 7 | Elect John H. Noseworthy | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 8 | Elect Carlos E. Represas | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 9 | Elect Paul B. Rothman | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 10 | Elect Patricia F. Russo | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 11 | Elect Craig B. Thompson | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 12 | Elect Wendell P. Weeks | Mgmt | Voted | For | Against | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 13 | Elect Peter C. Wendell | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Voted | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/23/2017 | 20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Voted | Against | Against | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 1 | Elect Cheryl W. Grise | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 2 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 3 | Elect David L. Herzog | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 4 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 5 | Elect Steven A. Kandarian | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 6 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 7 | Elect Edward J. Kelly, III | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 8 | Elect William E. Kennard | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 9 | Elect James M. Kilts | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 10 | Elect Catherine R. Kinney | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 11 | Elect Denise M. Morrison | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| MetLife, Inc. | MET | 59156R108 | 6/13/2017 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 1 | Elect William H. Gates III | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 2 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 3 | Elect G. Mason Morfit | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 4 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 5 | Elect Charles H. Noski | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 6 | Elect Helmut G. W. Panke | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 7 | Elect Sandra E. Peterson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 8 | Elect Charles W. Scharf | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 10 | Elect John W. Thompson | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 11 | Elect Padmasree Warrior | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | Voted | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/30/2016 | 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Molson Coors Brewing Company | TAP | 60871R209 | 5/17/2017 | 1.1 | Elect Roger G. Eaton | Mgmt | Voted | For | For | For |
| Molson Coors Brewing Company | TAP | 60871R209 | 5/17/2017 | 1.2 | Elect Charles M. Herington | Mgmt | Voted | For | For | For |
| Molson Coors Brewing Company | TAP | 60871R209 | 5/17/2017 | 1.3 | Elect H. Sanford Riley | Mgmt | Voted | For | For | For |
| Molson Coors Brewing Company | TAP | 60871R209 | 5/17/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Monster Beverage Corporation | MNST | 61174X109 | 10/11/2016 | 1 | Increase of Authorized Common Stock | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 1 | Elect Erskine B. Bowles | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 2 | Elect Alistair Darling | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 3 | Elect Thomas H. Glocer | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 4 | Elect James P. Gorman | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 5 | Elect Robert H. Herz | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 6 | Elect Nobuyuki Hirano | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 7 | Elect Klaus Kleinfeld | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 8 | Elect Jami Miscik | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 9 | Elect Dennis M. Nally | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 10 | Elect Hutham S. Olayan | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 11 | Elect James W. Owens | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 12 | Elect Ryohsuke Tamakoshi | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 13 | Elect Perry M. Traquina | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 14 | Elect Rayford Wilkins, Jr. | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 18 | Amendment to the Equity Incentive Compensation Plan | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 19 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | Voted | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Voted | Against | Against | For |
| Morgan Stanley | MS | 617446448 | 5/22/2017 | 21 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Voted | Against | Against | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 7/7/2016 | 1.1 | Elect Frank L. Bowman | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 7/7/2016 | 1.2 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 7/7/2016 | 1.3 | Elect James F. Higgins | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 7/7/2016 | 1.4 | Elect Manuel H. Johnson | Mgmt | Voted | For | For 95% Withhold 5% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 7/7/2016 | 1.1 | Elect Fergus Reid | Mgmt | Voted | For | For 36% Withhold 64% | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 1 | Elect Heather Bresch | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 2 | Elect Wendy Cameron | Mgmt | Voted | For | Against | Against |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 3 | Elect Robert J. Cindrich | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 4 | Elect Robert J. Coury | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 5 | Elect JoEllen Lyons Dillon | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 6 | Elect Neil F. Dimick | Mgmt | Voted | For | Against | Against |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 7 | Elect Melina Higgins | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 8 | Elect Rajiv Malik | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 9 | Elect Mark Parrish | Mgmt | Voted | For | Against | Against |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 10 | Elect Randall L. Vanderveen | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 11 | Elect Sjoerd S. Vollebregt | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 12 | Adoption of the Dutch Annual Accounts | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 14 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | Voted | For | For | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Mylan N.V. | MYL | N59465109 | 6/22/2017 | 17 | Authorization for Board to Acquire Ordinary and Preferred Shares | Mgmt | Voted | For | For | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/7/2016 | 1.1 | Elect Faith Colish | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/7/2016 | 1.2 | Elect Michael J. Cosgrove | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/7/2016 | 1.3 | Elect Deborah C. McLean | Mgmt | Voted | For | For 88% Withhold 12% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/7/2016 | 1.4 | Elect Tom D. Seip | Mgmt | Voted | For | For 88% Withhold 12% | For |
| New Ireland Fund Inc | IRL | 645673104 | 6/13/2017 | 1.1 | Elect Margaret Duffy | Mgmt | Voted | For | For 97% Withhold 3% | For |
| New Ireland Fund Inc | IRL | 645673104 | 6/13/2017 | 1.2 | Elect Sean Hawkshaw | Mgmt | Voted | For | For 96% Withhold 4% | For |
| New Ireland Fund Inc | IRL | 645673A00 | 7/20/2016 | 1.1 | Elect David Dempsey | Mgmt | Voted | For | For 94% Withhold 6% | For |
| New Ireland Fund Inc | IRL | 645673A00 | 7/20/2016 | 1.2 | Elect Michael A. Pignataro | Mgmt | Voted | For | For 94% Withhold 6% | For |
| New Ireland Fund Inc | IRL | 645673104 | 7/20/2016 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 95% Against 4% Abstain 1% | For |
| New Ireland Fund Inc | IRL | 645673104 | 7/20/2016 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 95% Against 4% Abstain 1% | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 1 | Elect Ian G.H. Ashken | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 2 | Elect Thomas E. Clarke | Mgmt | Voted | For | Against | Against |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 3 | Elect Kevin C. Conroy | Mgmt | Voted | For | Against | Against |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 4 | Elect Scott S. Cowen | Mgmt | Voted | For | Against | Against |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 5 | Elect Michael T. Cowhig | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 6 | Elect Domenico De Sole | Mgmt | Voted | For | Against | Against |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 7 | Elect Martin E. Franklin | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 8 | Elect Ros L'Esperance | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 9 | Elect Michael B. Polk | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 10 | Elect Steven J. Strobel | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 11 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 12 | Elect Raymond G. Viault | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Newell Brands Inc | NWL | 651229106 | 5/9/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 1 | Elect Gregory H. Boyce | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 2 | Elect Bruce R. Brook | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 3 | Elect J. Kofi Bucknor | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 4 | Elect Vincent A. Calarco | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 5 | Elect Joseph A. Carrabba | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 6 | Elect Noreen Doyle | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 7 | Elect Gary J. Goldberg | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 8 | Elect Veronica M. Hagen | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 9 | Elect Jane Nelson | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 10 | Elect Julio M. Quintana | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/20/2017 | 14 | Shareholder Proposal Regarding Report Regarding Reporting on Company's Human Rights Policies and Risks | ShrHoldr | Voted | Against | Against | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 6 | Elect Toni Jennings | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 7 | Elect Amy B. Lane | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 8 | Elect James L. Robo | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 9 | Elect Rudy E. Schupp | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 10 | Elect John L. Skolds | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 11 | Elect William H. Swanson | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 12 | Elect Hansel E. Tookes II | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | Voted | For | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/18/2017 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For | Against |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 1 | Elect Thomas D. Bell, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 2 | Elect Erskine B. Bowles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 3 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 4 | Elect Wesley G. Bush | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 5 | Elect Daniel A. Carp | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 6 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 7 | Elect Marcela E. Donadio | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 8 | Elect Steven F. Leer | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 9 | Elect Michael D. Lockhart | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 10 | Elect Amy E. Miles | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 11 | Elect Martin H. Nesbitt | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 12 | Elect James A. Squires | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 13 | Elect John R. Thompson | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/11/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.1 | Elect Patrick J. Dempsey | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.2 | Elect John J. Ferriola | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.3 | Elect Gregory J. Hayes | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.4 | Elect Victoria F. Haynes | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.5 | Elect Bernard L. Kasriel | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.6 | Elect Christopher J. Kearney | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.7 | Elect Laurette T. Koellner | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 1.8 | Elect John H. Walker | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Nucor Corporation | NUE | 670346105 | 5/11/2017 | 6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 6/30/2017 | 1 | Issuance of Shares of the Acquiring Fund in Connection with the Reorganization | Mgmt | Voted | For | For 93% Against 6% Abstain 1% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 6/30/2017 | 2.1 | Elect William Adams IV | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 6/30/2017 | 2.2 | Elect David J. Kundert | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 6/30/2017 | 2.3 | Elect John K. Nelson | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 6/30/2017 | 2.4 | Elect Terence J. Toth | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.1 | Elect William Adams IV | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.2 | Elect Jack B. Evans | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.3 | Elect David J. Kundert | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.4 | Elect John K. Nelson | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.5 | Elect Judith M. Stockdale | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.6 | Elect Carole E. Stone | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.7 | Elect Terence J. Toth | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 1.8 | Elect Margaret L. Wolff | Mgmt | Voted | For | For 91% Withhold 9% | For |
| Nuveen Premier Municipal Income Fund | NPF | 670988104 | 8/19/2016 | 2 | Restructuring/Reorganization | Mgmt | Voted | For | For 88% Against 8% Abstain 4% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2017 | 1.1 | Elect William Adams IV | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2017 | 1.2 | Elect David J. Kundert | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2017 | 1.3 | Elect John K. Nelson | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2017 | 1.4 | Elect Terence J. Toth | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Nuveen Tax-Advantaged Total Return Strategy Fund | JTA | 67090H102 | 4/6/2017 | 1.1 | Elect William Adams IV | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Nuveen Tax-Advantaged Total Return Strategy Fund | JTA | 67090H102 | 4/6/2017 | 1.2 | Elect David J. Kundert | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Nuveen Tax-Advantaged Total Return Strategy Fund | JTA | 67090H102 | 4/6/2017 | 1.3 | Elect John K. Nelson | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Nuveen Tax-Advantaged Total Return Strategy Fund | JTA | 67090H102 | 4/6/2017 | 1.4 | Elect Terence J. Toth | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 1 | Elect Spencer Abraham | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 2 | Elect Howard I. Atkins | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 3 | Elect Eugene L. Batchelder | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 4 | Elect John E. Feick | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 5 | Elect Margaret M. Foran | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 6 | Elect Carlos M. Gutierrez | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 7 | Elect Vicki A. Hollub | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 8 | Elect William R. Klesse | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 9 | Elect Jack B. Moore | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 10 | Elect Avedick B. Poladian | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 11 | Elect Elisse B. Walter | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 15 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Voted | Against | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 17 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Voted | Against | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/12/2017 | 18 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Voted | Against | Against | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 1 | Elect John D. Wren | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 2 | Elect Bruce Crawford | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 3 | Elect Alan R. Batkin | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 4 | Elect Mary C. Choksi | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 5 | Elect Robert Charles Clark | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 6 | Elect Leonard S. Coleman | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 7 | Elect Susan S. Denison | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 8 | Elect Deborah J. Kissire | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 9 | Elect John R. Murphy | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 10 | Elect John R. Purcell | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 11 | Elect Linda Johnson Rice | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 12 | Elect Valerie M. Williams | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/25/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 1 | Elect Brian L. Derksen | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 2 | Elect Julie H. Edwards | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 3 | Elect John W. Gibson | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 4 | Elect Randall J. Larson | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 5 | Elect Steven J. Malcolm | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 6 | Elect Kevin S. McCarthy | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 7 | Elect Jim W. Mogg | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 8 | Elect Pattye L. Moore | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 9 | Elect Gary D. Parker | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 10 | Elect Eduardo A. Rodriguez | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 11 | Elect Terry K. Spencer | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| ONEOK, Inc. | OKE | 682680103 | 5/24/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.1 | Elect Jeffrey S. Berg | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.2 | Elect H. Raymond Bingham | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.3 | Elect Michael J. Boskin | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.4 | Elect Safra A. Catz | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.5 | Elect Bruce R. Chizen | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.6 | Elect George H. Conrades | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.7 | Elect Lawrence J. Ellison | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.8 | Elect Hector Garcia-Molina | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.9 | Elect Jeffrey O. Henley | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.10 | Elect Mark V. Hurd | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.11 | Elect Renee J. James | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.12 | Elect Leon E. Panetta | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 1.13 | Elect Naomi O. Seligman | Mgmt | Voted | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 3 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/16/2016 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 1 | Elect B. Thomas Golisano | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 2 | Elect Joseph G. Doody | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 3 | Elect David J. S. Flaschen | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 4 | Elect Phillip Horsley | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 5 | Elect Grant M. Inman | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 6 | Elect Pamela A. Joseph | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 7 | Elect Martin Mucci | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 8 | Elect Joseph M. Tucci | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 9 | Elect Joseph M. Velli | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/12/2016 | 11 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 1 | Elect Wences Casares | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 2 | Elect Jonathan Christodoro | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 3 | Elect John J. Donahoe II | Mgmt | Voted | For | Against | Against |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 4 | Elect David Dorman | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 5 | Elect Belinda J. Johnson | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 6 | Elect Gail J. McGovern | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 7 | Elect David M. Moffett | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 8 | Elect Daniel H. Schulman | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 9 | Elect Frank D. Yeary | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 11 | Amendment to Articles Regarding Proxy Access | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For | Against |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 14 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Voted | Against | For | Against |
| Paypal Holdings, Inc. | PYPL | 70450Y103 | 5/24/2017 | 15 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 1 | Elect Shona L. Brown | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 2 | Elect George W. Buckley | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 5 | Elect Dina Dublon | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 6 | Elect Rona A. Fairhead | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 7 | Elect Richard W. Fisher | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 8 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 9 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 10 | Elect David C. Page | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 11 | Elect Robert C. Pohlad | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 12 | Elect Daniel Vasella | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 13 | Elect Darren Walker | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 14 | Elect Alberto Weisser | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Voted | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/3/2017 | 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 1 | Elect Dennis A. Ausiello | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 2 | Elect Ronald E. Blaylock | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 3 | Elect W. Don Cornwell | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 4 | Elect Joseph J. Echevarria | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 5 | Elect Frances D. Fergusson | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 6 | Elect Helen H. Hobbs | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 7 | Elect James M. Kilts | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 8 | Elect Shantanu Narayen | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 9 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 10 | Elect Ian C. Read | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 11 | Elect Stephen W. Sanger | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 12 | Elect James C. Smith | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Pfizer Inc. | PFE | 717081103 | 4/27/2017 | 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 1 | Elect Lewis Chew | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 2 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 3 | Elect Fred J. Fowler | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 4 | Elect Jeh C. Johnson | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 5 | Elect Richard C. Kelly | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 6 | Elect Roger H. Kimmel | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 7 | Elect Richard A. Meserve | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 8 | Elect Forrest E. Miller | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 9 | Elect Eric D. Mullins | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 10 | Elect Rosendo G. Parra | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 11 | Elect Barbara L. Rambo | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 12 | Elect Anne Shen Smith | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 13 | Elect Geisha J. Williams | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| PG&E Corporation | PCG | 69331C108 | 5/30/2017 | 17 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Voted | Against | Against | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 1 | Elect Harold Brown | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 2 | Elect Andre Calantzopoulos | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 3 | Elect Louis C. Camilleri | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 4 | Elect Massimo Ferragamo | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 5 | Elect Werner Geissler | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 6 | Elect Jennifer Li | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 7 | Elect Jun Makihara | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 8 | Elect Sergio Marchionne | Mgmt | Voted | For | Against | Against |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 9 | Elect Kalpana Morparia | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 10 | Elect Lucio A. Noto | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 11 | Elect Frederik Paulsen | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 12 | Elect Robert B. Polet | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 13 | Elect Stephen M. Wolf | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 16 | APPROVAL OF THE 2017 PERFORMANCE INCENTIVE PLAN | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 17 | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Mgmt | Voted | For | Against | Against |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 18 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Voted | Against | Against | For |
| Philip Morris International Inc. | PM | 718172109 | 5/3/2017 | 20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Voted | Against | Against | For |
| Phillips 66 | PSX | 718546104 | 5/3/2017 | 1 | Elect William R. Loomis, Jr. | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/3/2017 | 2 | Elect Glenn F. Tilton | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/3/2017 | 3 | Elect Marna C. Whittington | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/3/2017 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/3/2017 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 1 | Elect Edison C. Buchanan | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 2 | Elect Andrew F. Cates | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 3 | Elect Timothy L. Dove | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 4 | Elect Phillip A. Gobe | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 5 | Elect Larry R. Grillot | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 6 | Elect Stacy P. Methvin | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 7 | Elect Royce W. Mitchell | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 8 | Elect Frank A. Risch | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 9 | Elect Scott D. Sheffield | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 10 | Elect Mona K. Sutphen | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 11 | Elect J. Kenneth Thompson | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 12 | Elect Phoebe A. Wood | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 13 | Elect Michael D. Wortley | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Pioneer Natural Resources Company | PXD | 723787107 | 5/18/2017 | 17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Voted | Against | For | Against |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 1 | Elect Stephen F. Angel | Mgmt | Voted | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 2 | Elect Hugh Grant | Mgmt | Voted | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 3 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 4 | Elect Michele J. Hooper | Mgmt | Voted | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/20/2017 | 7 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 1 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 2 | Elect John W. Conway | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 3 | Elect Steven G. Elliott | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 4 | Elect Raja Rajamannar | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 5 | Elect Craig A. Rogerson | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 6 | Elect William H. Spence | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 7 | Elect Natica von Althann | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 8 | Elect Keith H. Williamson | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 9 | Elect Armando Zagalo de Lima | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 12 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/17/2017 | 14 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Voted | Against | For | Against |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 1 | Elect Stephen F. Angel | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 2 | Elect Oscar Bernardes | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 3 | Elect Nance K. Dicciani | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 4 | Elect Edward G. Galante | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 5 | Elect Raymond W. LeBoeuf | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 6 | Elect Larry D. McVay | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 7 | Elect Martin H. Richenhagen | Mgmt | Voted | For | Against | Against |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 8 | Elect Wayne T. Smith | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 9 | Elect Robert L. Wood | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 10 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Praxair, Inc. | PX | 74005P104 | 4/25/2017 | 13 | Approval of Amendments to the 2009 Long Term Incentive Plan | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 2 | Elect Gilbert F. Casellas | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 3 | Elect Mark B. Grier | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 4 | Elect Martina Hund-Mejean | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 5 | Elect Karl J. Krapek | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 6 | Elect Peter R. Lighte | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 7 | Elect George Paz | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 8 | Elect Sandra Pianalto | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 9 | Elect Christine A. Poon | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 10 | Elect Douglas A. Scovanner | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 11 | Elect John R. Strangfeld | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 12 | Elect Michael A. Todman | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/9/2017 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 1 | Elect Willie A. Deese | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 2 | Elect Albert R. Gamper, Jr. | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 3 | Elect William V. Hickey | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 4 | Elect Ralph Izzo | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 5 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 6 | Elect David Lilley | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 7 | Elect Thomas A. Renyi | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 8 | Elect Hak Cheol Shin | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 9 | Elect Richard J. Swift | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 10 | Elect Susan Tomasky | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 11 | Elect Alfred W. Zollar | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/18/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 1 | Elect Barbara T. Alexander | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 2 | Elect Jeffry W. Henderson | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 3 | Elect Thomas W. Horton | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 4 | Elect Paul E. Jacobs | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 5 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 6 | Elect Harish M. Manwani | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 7 | Elect Mark D. McLaughlin | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 8 | Elect Steven M. Mollenkopf | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 9 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | Against | Against |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 10 | Elect Francisco Ros | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 11 | Elect Anthony J. Vinciquerra | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/7/2017 | 14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 1 | Elect Tracy A Atkinson | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 2 | Elect Robert E. Beauchamp | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 3 | Elect Vernon E. Clark | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 4 | Elect Stephen J. Hadley | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 5 | Elect Thomas A. Kennedy | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 6 | Elect Letitia A. Long | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 7 | Elect George R. Oliver | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 8 | Elect Dinesh C. Paliwal | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 9 | Elect William R. Spivey | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 10 | Elect James A. Winnefeld, Jr. | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 13 | Approval of 2017 Incentive Plan for Section 162(m) Purposes | Mgmt | Voted | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/25/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| RMR Real Estate Income Fund. | RIF | 76970B101 | 4/13/2017 | 1 | Elect John L. Harrington | Mgmt | Voted | For | For 83% Against 16% Abstain 1% | Against |
| RMR Real Estate Income Fund. | RIF | 76970B101 | 4/13/2017 | 2 | Approval of Redomestication of the fund from a Delaware Statutory Trust to a Maryland Statutory Trust | Mgmt | Voted | For | For 84% Against 15% Abstain 1% | For |
| Royce Trust | RMT | 780915104 | 9/19/2016 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Royce Trust | RMT | 780915104 | 9/19/2016 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Royce Trust | RMT | 780915104 | 9/19/2016 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Royce Trust | RVT | 780910105 | 9/19/2016 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Royce Trust | RVT | 780910105 | 9/19/2016 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Royce Trust | RVT | 780910105 | 9/19/2016 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Royce Trust | RGT | 78081T104 | 9/19/2016 | 1.1 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Royce Trust | RGT | 78081T104 | 9/19/2016 | 1.2 | Elect Arthur S. Mehlman | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Royce Trust | RGT | 78081T104 | 9/19/2016 | 1.3 | Elect Michael K. Shields | Mgmt | Voted | For | For 96% Withhold 4% | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 1 | Elect Peter L.S. Currie | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 2 | Elect Miguel M. Galuccio | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 3 | Elect V. Maureen Kempston Darkes | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 4 | Elect Paal Kibsgaard | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 5 | Elect Nikolay Kudryavtsev | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 6 | Elect Helge Lund | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 7 | Elect Michael E. Marks | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 8 | Elect Indra K. Nooyi | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 9 | Elect Lubna S. Olayan | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 10 | Elect Leo Rafael Reif | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 11 | Elect Tore I. Sandvold | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 12 | Elect Henri Seydoux | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 15 | Approval of Financial Statements/Dividends | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | Voted | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/5/2017 | 18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 1 | Elect Alan L. Boeckmann | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 2 | Elect Kathleen L. Brown | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 3 | Elect Andres Conesa | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 4 | Elect Maria Contreras-Sweet | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 5 | Elect Pablo A. Ferrero | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 6 | Elect William D. Jones | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 7 | Elect Bethany J. Mayer | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 8 | Elect William G. Ouchi | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 9 | Elect Debra L. Reed | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 10 | Elect William C. Rusnack | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 11 | Elect Lynn Schenk | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 12 | Elect Jack T. Taylor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 13 | Elect James C. Yardley | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sempra Energy | SRE | 816851109 | 5/12/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 94% Withhold 6% | Against |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/8/2017 | 1.7 | Elect Allan M. Rudnick | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Spectra Energy Corp | SE | 847560109 | 12/15/2016 | 1 | Merger/Acquisition | Mgmt | Voted | For | For | For |
| Spectra Energy Corp | SE | 847560109 | 12/15/2016 | 2 | Advisory Vote on Golden Parachutes | Mgmt | Voted | For | For | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/20/2016 | 1.1 | Elect Michael W. Clark | Mgmt | Voted | For | For 97% Withhold 3% | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 1 | Elect Howard Schultz | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 2 | Elect William W. Bradley | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 3 | Elect Rosalind G. Brewer | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 4 | Elect Mary N. Dillon | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 5 | Elect Robert M. Gates | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 6 | Elect Mellody Hobson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 7 | Elect Kevin R. Johnson | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 8 | Elect Jorgen Vig Knudstorp | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 9 | Elect Satya Nadella | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 10 | Elect Joshua Cooper Ramo | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 11 | Elect Clara Shih | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 12 | Elect Javier G. Teruel | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 13 | Elect Myron E. Ullman III | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 14 | Elect Craig E. Weatherup | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 17 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/22/2017 | 18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 1 | Elect Kennett F. Burnes | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 2 | Elect Patrick de Saint-Aignan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 3 | Elect Lynn A. Dugle | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 4 | Elect Amelia C. Fawcett | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 5 | Elect William C. Freda | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 6 | Elect Linda A. Hill | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 7 | Elect Joseph L. Hooley | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 8 | Elect Sean O'Sullivan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 9 | Elect Richard P. Sergel | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 10 | Elect Gregory L. Summe | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 13 | Approval of the 2017 Stock Incentive Plan | Mgmt | Voted | For | For | For |
| State Street Corporation | STT | 857477103 | 5/17/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 1 | Elect Howard E. Cox, Jr. | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 2 | Elect Srikant M. Datar | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 3 | Elect Roch Doliveux | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 4 | Elect Louise L. Francesconi | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 5 | Elect Allan C. Golston | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 6 | Elect Kevin A. Lobo | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 7 | Elect Andrew K Silvernail | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 8 | Elect Ronda E. Stryker | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 9 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 10 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 11 | Amendment to the 2011 Performance Incentive Award Plan | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 13 | Re-approval of the Executive Bonus Plan | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Stryker Corporation | SYK | 863667101 | 5/3/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 1 | Elect Daniel J. Brutto | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 2 | Elect John M. Cassaday | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 3 | Elect Judith B. Craven | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 4 | Elect William J. DeLaney | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 5 | Elect Joshua D. Frank | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 6 | Elect Larry C. Glasscock | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 7 | Elect Jonathan Golden | Mgmt | Voted | For | Against | Against |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 8 | Elect Bradley M. Halverson | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 9 | Elect Hans-Joachim Koerber | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 10 | Elect Nancy S. Newcomb | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 11 | Elect Nelson Peltz | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 12 | Elect Edward D. Shirley | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 13 | Elect Richard G. Tilghman | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 14 | Elect Jackie M. Ward | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Sysco Corporation | SYY | 871829107 | 11/16/2016 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Voted | Against | Against | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2017 | 1.1 | Elect William C. Kirby | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2017 | 1.2 | Elect Michael F. Holland | Mgmt | Voted | For | For 41% Withhold 59% Serves on too many boards | Against |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2017 | 1.3 | Elect Anthony LO Kai Yiu | Mgmt | Voted | For | For 48% Withhold 52% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2017 | 1.4 | Elect Shelley Rigger | Mgmt | Voted | For | For 99% Withhold 1% | For |
| Taiwan Fund Inc | TWN | 874036106 | 4/18/2017 | 1.5 | Elect Anthony S. Clark | Mgmt | Voted | For | For 49% Withhold 51% | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 1 | Elect Roxanne S. Austin | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 2 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | Against | Against |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 3 | Elect Brian C. Cornell | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 4 | Elect Calvin Darden | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 5 | Elect Henrique De Castro | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 6 | Elect Robert L. Edwards | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 7 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 8 | Elect Donald R. Knauss | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 9 | Elect Monica C. Lozano | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 10 | Elect Mary E. Minnick | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 11 | Elect Derica W. Rice | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 12 | Elect Kenneth L. Salazar | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Target Corporation | TGT | 87612E106 | 6/14/2017 | 16 | Approval of the Executive Officer Cash Incentive Plan | Mgmt | Voted | For | For | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 6/15/2017 | 1.1 | Elect Michael W. Bonney | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 6/15/2017 | 1.2 | Elect Uwe E. Reinhardt | Mgmt | Voted | For | For 94% Withhold 6% | For |
| Tekla Healthcare Opportunities Fund | THQ | 879105104 | 6/15/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/30/2017 | 1.1 | Elect Harris J. Ashton | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/30/2017 | 1.2 | Elect Mary C. Choksi | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/30/2017 | 1.3 | Elect J. Michael Luttig | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/30/2017 | 1.4 | Elect Constantine D. Tseretopoulos | Mgmt | Voted | For | For 98% Withhold 2% | For |
| Templeton Dragon Fund, Inc. | TDF | 88018T101 | 5/30/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98% Against 1% Abstain 1% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2017 | 1.1 | Elect Harris J. Ashton | Mgmt | Voted | For | For 65% Withhold 35% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2017 | 1.2 | Elect Mary C. Choksi | Mgmt | Voted | For | For 65% Withhold 35% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2017 | 1.3 | Elect Edith E. Holiday | Mgmt | Voted | For | For 65% Withhold 35% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2017 | 1.4 | Elect J. Michael Luttig | Mgmt | Voted | For | For 65% Withhold 35% | For |
| Templeton Emerging Markets Fund | EMF | 880191101 | 3/1/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against .5% Abstain .5% | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 1 | Elect Robert A. Bradway | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 3 | Elect Arthur D. Collins, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 4 | Elect Kenneth M. Duberstein | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 6 | Elect Lynn J. Good | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 7 | Elect Lawrence W. Kellner | Mgmt | Voted | For | Against | Against |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 8 | Elect Edward M. Liddy | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 9 | Elect Dennis A. Muilenburg | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 10 | Elect Susan C. Schwab | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 11 | Elect Randall L. Stephenson | Mgmt | Voted | For | Against | Against |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 12 | Elect Ronald A. Williams | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 13 | Elect Mike S. Zafirovski | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 16 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 18 | Shareholder Report Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 19 | Shareholder Proposal Regarding Report On Arms Sales to Israel | ShrHoldr | Voted | Against | Against | For |
| The Boeing Company | BA | 097023105 | 5/1/2017 | 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 2 | Elect Richard Carmona | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 3 | Elect Benno Dorer | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 4 | Elect Spencer C. Fleischer | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 5 | Elect Esther Lee | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 6 | Elect A.D. David Mackay | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 8 | Elect Jeffrey Noddle | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 9 | Elect Pamela Thomas-Graham | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 10 | Elect Carolyn M. Ticknor | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 11 | Elect Christopher J. Williams | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Clorox Company | CLX | 189054109 | 11/16/2016 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | Against | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 1 | Elect Lloyd C. Blankfein | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 2 | Elect M. Michele Burns | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 3 | Elect Mark Flaherty | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 4 | Elect William W. George | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 5 | Elect James A. Johnson | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 6 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 7 | Elect Lakshmi N. Mittal | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 9 | Elect Peter Oppenheimer | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 10 | Elect David A. Viniar | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 11 | Elect Mark O. Winkelman | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/28/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 1 | Elect Gerard J. Arpey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 2 | Elect Ari Bousbib | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 3 | Elect Jeffery H. Boyd | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 4 | Elect Gregory D. Brenneman | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 5 | Elect J. Frank Brown | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 6 | Elect Albert P. Carey | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 7 | Elect Armando Codina | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 8 | Elect Helena B. Foulkes | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 9 | Elect Linda R. Gooden | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 10 | Elect Wayne M. Hewett | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 11 | Elect Karen L. Katen | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 12 | Elect Craig A. Menear | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 13 | Elect Mark Vadon | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Voted | Against | Against | For |
| The Home Depot, Inc. | HD | 437076102 | 5/18/2017 | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| The Southern Company | SO | 842587107 | 5/24/2017 | 1 | Elect Juanita Powell Baranco | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 2 | Elect Jon A. Boscia | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 3 | Elect Henry A. Clark III | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 4 | Elect Thomas A. Fanning | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 5 | Elect David J. Grain | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 6 | Elect Veronica M. Hagen | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 7 | Elect Warren A. Hood, Jr. | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 8 | Elect Linda P. Hudson | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 9 | Elect Donald M. James | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 10 | Elect John D. Johns | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 11 | Elect Dale E. Klein | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 12 | Elect William G. Smith, Jr. | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 13 | Elect Steven R. Specker | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 14 | Elect Larry D. Thompson | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 15 | Elect E. Jenner Wood III | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 16 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| The Southern Company | SO | 842587107 | 5/24/2017 | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 19 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Southern Company | SO | 842587107 | 5/24/2017 | 20 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies | ShrHoldr | Voted | Against | For | Against |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 1 | Elect Susan E. Arnold | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 2 | Elect John S. Chen | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 3 | Elect Jack Dorsey | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 4 | Elect Robert A. Iger | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 5 | Elect Maria Elena Lagomasino | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 6 | Elect Fred H. Langhammer | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 7 | Elect Aylwin B. Lewis | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 8 | Elect Robert W. Matschullat | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 9 | Elect Mark G. Parker | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 10 | Elect Sheryl Sandberg | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 11 | Elect Orin C. Smith | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For | Against |
| The Walt Disney Company | DIS | 254687106 | 3/8/2017 | 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Voted | Against | Against | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 1 | Elect Alan S. Armstrong | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 2 | Elect Stephen W. Bergstrom | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 3 | Elect Stephen I. Chazen | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 4 | Elect Charles I. Cogut | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 5 | Elect Kathleen B. Cooper | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 6 | Elect Michael A. Creel | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 7 | Elect Peter A. Ragauss | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 8 | Elect Scott D. Sheffield | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 9 | Elect Murray D. Smith | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 10 | Elect William H. Spence | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 11 | Elect Janice D. Stoney | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| The Williams Companies, Inc. | WMB | 969457100 | 5/18/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 5 | Elect Judy C. Lewent | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 8 | Elect William G. Parrett | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 9 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 10 | Elect Scott M. Sperling | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 11 | Elect Elaine S. Ullian | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 12 | Elect Dion J. Weisler | Mgmt | Voted | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/17/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Tri-Continental Corporation | TY | 895436103 | 4/19/2017 | 1.1 | Elect Patricia M. Flynn | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/19/2017 | 1.2 | Elect Catherine James Paglia | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/19/2017 | 1.3 | Elect William A. Hawkins | Mgmt | Voted | For | For 74% Withhold 26% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/19/2017 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 87% Against 12% Abstain 1% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 7/7/2016 | 1.1 | Elect Frank L. Bowman | Mgmt | Voted | For | For 44% Withhold 66% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 7/7/2016 | 1.2 | Elect Jakki L. Haussler | Mgmt | Voted | For | For 44% Withhold 66% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 7/7/2016 | 1.3 | Elect James F. Higgins | Mgmt | Voted | For | For 44% Withhold 66% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 7/7/2016 | 1.4 | Elect Manuel H. Johnson | Mgmt | Voted | For | For 44% Withhold 66% | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 1 | Elect K. Rupert Murdoch | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 2 | Elect Lachlan K. Murdoch | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 3 | Elect Delphine Arnault | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 4 | Elect James W. Breyer | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 5 | Elect Chase Carey | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 6 | Elect David F. DeVoe | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 7 | Elect Viet D. Dinh | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 8 | Elect Roderick Ian Eddington | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 9 | Elect James Murdoch | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 10 | Elect Jacques Nasser | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 11 | Elect Robert S. Silberman | Mgmt | Voted | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 12 | Elect Tidjane Thiam | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 13 | Elect Jeffrey W. Ubben | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/10/2016 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | Against | Against |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 4 | Elect Lance M. Fritz | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 6 | Elect Jane H. Lute | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 7 | Elect Michael R. McCarthy | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 8 | Elect Michael W. McConnell | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 9 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 10 | Elect Steven R. Rogel | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 11 | Elect Jose H. Villarreal | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 12 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Union Pacific Corporation | UNP | 907818108 | 5/11/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 1 | Elect David P. Abney | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 3 | Elect Michael J. Burns | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 4 | Elect William R. Johnson | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 5 | Elect Candace Kendle | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 6 | Elect Ann M. Livermore | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 7 | Elect Rudy H.P. Markham | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 8 | Elect Franck J. Moison | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 9 | Elect Clark T. Randt, Jr. | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 10 | Elect John T. Stankey | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 11 | Elect Carol B. Tome | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 12 | Elect Kevin M. Warsh | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 3 Years | 1 Year | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/4/2017 | 18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Voted | Against | Against | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 1 | Elect Lloyd J Austin | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 2 | Elect Diane M. Bryant | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 3 | Elect John V. Faraci | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 4 | Elect Jean-Pierre Garnier | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 5 | Elect Gregory J. Hayes | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 6 | Elect Edward A. Kangas | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 7 | Elect Ellen J. Kullman | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 8 | Elect Marshall O. Larsen | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 9 | Elect Harold W. McGraw III | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 10 | Elect Fredric G. Reynolds | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 11 | Elect Brian C. Rogers | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 12 | Elect Christine Todd Whitman | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| United Technologies Corporation | UTX | 913017109 | 4/24/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.1 | Elect Richard T. Carucci | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.2 | Elect Juliana L. Chugg | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.3 | Elect Benno Dorer | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.4 | Elect Mark S. Hoplamazian | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.5 | Elect Robert J. Hurst | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.6 | Elect Laura W. Lang | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.7 | Elect W. Alan McCollough | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.8 | Elect W. Rodney McMullen | Mgmt | Voted | For | Withhold | Against |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.9 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.10 | Elect Steven E. Rendle | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.11 | Elect Carol L. Roberts | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.12 | Elect Matthew J. Shattock | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 1.13 | Elect Eric C. Wiseman | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| V.F. Corporation | VFC | 918204108 | 4/25/2017 | 4 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 2 | Elect Mark T. Bertolini | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 3 | Elect Richard L. Carrion | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 4 | Elect Melanie L. Healey | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 5 | Elect M. Frances Keeth | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 6 | Elect Karl-Ludwig Kley | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 7 | Elect Lowell C. McAdam | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 8 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 9 | Elect Rodney E. Slater | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 10 | Elect Kathryn A. Tesija | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 11 | Elect Gregory D. Wasson | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 12 | Elect Gregory G. Weaver | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 13 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 16 | 2017 Long-Term Incentive Plan | Mgmt | Voted | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Voted | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Voted | Against | Against | For |
| Virtus Total Return Fund Inc | ZF | 92837G100 | 6/6/2017 | 1.1 | Elect R. Keith Walton | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Virtus Total Return Fund Inc | ZF | 92837G100 | 6/6/2017 | 1.2 | Elect Brian T. Zino | Mgmt | Voted | For | For 90% Withhold 10% | For |
| Virtus Total Return Fund Inc Fonds | ZF | 989834205 | 3/7/2017 | 1 | Issuance of Common Stock | Mgmt | Voted | For | For 88% Against 10% Abstain 2% | For |
| Voya Global Advantage & Premium Opportunity Fund | IAE | 92912Y109 | 7/7/2016 | 1.1 | Elect John V. Boyer | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Voya Global Advantage & Premium Opportunity Fund | IAE | 92912Y109 | 7/7/2016 | 1.2 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Voya Global Advantage & Premium Opportunity Fund | IAE | 92912Y109 | 7/7/2016 | 1.3 | Elect Sheryl K. Pressler | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Voya Global Advantage & Premium Opportunity Fund | IAE | 92912Y109 | 7/7/2016 | 1.4 | Elect Christopher P. Sullivan | Mgmt | Voted | For | For 87% Withhold 13% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/7/2016 | 1.1 | Elect John V. Boyer | Mgmt | Voted | For | For 69% Withhold 31% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/7/2016 | 1.2 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 69% Withhold 31% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/7/2016 | 1.3 | Elect Sheryl K. Pressler | Mgmt | Voted | For | For 69% Withhold 31% | For |
| Voya Infrastructure, Industrials and Materials Fund | IDE | 92912X101 | 7/7/2016 | 1.4 | Elect Christopher P. Sullivan | Mgmt | Voted | For | For 69% Withhold 31% | For |
| Voya Natural Resources Equity Income Fund | IRR | 92913C106 | 7/7/2016 | 1.1 | Elect John V. Boyer | Mgmt | Voted | For | For 92% Withhold 8% | For |
| Voya Natural Resources Equity Income Fund | IRR | 92913C106 | 7/7/2016 | 1.2 | Elect Patricia W. Chadwick | Mgmt | Voted | For | For 92% Withhold 8% | For |
| Voya Natural Resources Equity Income Fund | IRR | 92913C106 | 7/7/2016 | 1.3 | Elect Sheryl K. Pressler | Mgmt | Voted | For | For 92% Withhold 8% | For |
| Voya Natural Resources Equity Income Fund | IRR | 92913C106 | 7/7/2016 | 1.4 | Elect Christopher P. Sullivan | Mgmt | Voted | For | For 92% Withhold 8% | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 1 | Elect James I. Cash, Jr. | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 2 | Elect Timothy P. Flynn | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 3 | Elect Carla A. Harris | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 4 | Elect Thomas W. Horton | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 5 | Elect Marissa A. Mayer | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 6 | Elect C. Douglas McMillon | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 7 | Elect Gregory B. Penner | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 8 | Elect Steven S Reinemund | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 9 | Elect Kevin Y. Systrom | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 10 | Elect S. Robson Walton | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 11 | Elect Steuart Walton | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | Against | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Voted | Against | For | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/2/2017 | 17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Voted | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 1 | Elect John D. Baker II | Mgmt | Voted | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 2 | Elect John S. Chen | Mgmt | Voted | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 3 | Elect Lloyd H. Dean | Mgmt | Voted | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 4 | Elect Elizabeth A. Duke | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 5 | Elect Enrique Hernandez, Jr. | Mgmt | Voted | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 6 | Elect Donald M. James | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 7 | Elect Cynthia H. Milligan | Mgmt | Voted | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 8 | Elect Karen B. Peetz | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 9 | Elect Federico F. Pena | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 10 | Elect James H. Quigley | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 11 | Elect Stephen W. Sanger | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 12 | Elect Ronald L. Sargent | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 13 | Elect Timothy J. Sloan | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 14 | Elect Susan Swenson | Mgmt | Voted | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 15 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 18 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Voted | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Voted | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Voted | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Voted | Against | For | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/25/2017 | 24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Voted | Against | Against | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/6/2017 | 1.1 | Elect Isaiah Harris Jr. | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/6/2017 | 1.2 | Elect David F. Larcker | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/6/2017 | 1.3 | Elect Olivia S. Mitchell | Mgmt | Voted | For | For 86% Withhold 14% | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 1 | Elect Mark A. Emmert | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 2 | Elect Rick R. Holley | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 3 | Elect Sara Grootwassink Lewis | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 4 | Elect John F. Morgan, Sr. | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 5 | Elect Nicole W. Piasecki | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 6 | Elect Marc F. Racicot | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 7 | Elect Lawrence A. Selzer | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 8 | Elect Doyle R. Simons | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 9 | Elect D. Michael Steuert | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 10 | Elect Kim Williams | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 11 | Elect Charles R. Williamson | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Weyerhaeuser Company | WY | 962166104 | 5/19/2017 | 14 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 1 | Elect Gail K. Boudreaux | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 2 | Elect Richard K. Davis | Mgmt | Voted | For | Against | Against |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 3 | Elect Benjamin G.S. Fowke III | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 4 | Elect Richard T. O'Brien | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 5 | Elect Christopher J. Policinski | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 6 | Elect James T. Prokopanko | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 7 | Elect A. Patricia Sampson | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 8 | Elect James J. Sheppard | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 9 | Elect David A. Westerlund | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 10 | Elect Kim Williams | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 11 | Elect Timothy V. Wolf | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 12 | Elect Daniel Yohannes | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | 1 Year | 1 Year | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 15 | Ratification of Auditor | Mgmt | Voted | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/17/2017 | 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
