Prospectus Supplement No. 5 | Filed pursuant to Rule 424(b)(3) | |
(To Prospectus dated January 8, 2004) | Registration No. 333-111460 |
$400,000,000
FAIR ISAAC CORPORATION
1.5% Senior Convertible Notes Due August 15, 2023
This prospectus supplement relates to the resale by the holders of the notes and the shares of our common stock issuable upon conversion of the notes. We will not receive any of the proceeds from the sale of the notes or the underlying shares of common stock by any of the selling securityholders.
You should read this prospectus supplement together with the accompanying prospectus dated January 8, 2004. The terms of the notes are set forth in the accompanying prospectus.
The table below sets forth additional information concerning beneficial ownership of the notes and supplements and amends the table appearing under “Selling Securityholders” beginning on page 48 of the accompanying prospectus. To the extent that a selling securityholder is listed in both the table below and in the table appearing in the accompanying prospectus, the information set forth below regarding such selling securityholder supersedes the information in the accompanying prospectus.
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
AIG DKR SoundShore Holdings Ltd. | $ | 1,312,000 | 29,850 | 29,850 | 0 | 0 | ||||||||||||||
AIG DKR SoundShore Opportunity Holding Fund Ltd. | 923,000 | 20,999 | 20,999 | 0 | 0 | |||||||||||||||
AIG DKR SoundShore Strategic Holding Fund Ltd. | 565,000 | 12,854 | 12,854 | 0 | 0 | |||||||||||||||
Advent Convertible Master (Cayman) L.P. | 10,640,000 | 242,079 | 242,079 | 0 | 0 | |||||||||||||||
Advisory Convertible Arbitrage Fund (I) L.P. | 500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Alcon Laboratories | 452,000 | 10,283 | 10,283 | 0 | 0 | |||||||||||||||
Alexandra Global Master Fund Ltd. | 15,000,000 | 341,277 | 341,277 | 0 | 0 | |||||||||||||||
Allentown City Firefighters Pension Plan | 13,000 | 295 | 295 | 0 | 0 |
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
Allentown City Officers & Employees Pension Fund | $ | 15,000 | 341 | 341 | 0 | 0 | ||||||||||||||
Allentown City Police Pension Plan | 22,000 | 500 | 500 | 0 | 0 | |||||||||||||||
Allstate Insurance Company | 1,500,000 | 34,127 | 34,127 | 0 | 31,549 | (4) | ||||||||||||||
Alpha US Sub Fund 4 LLC | 464,000 | 10,556 | 10,556 | 0 | 0 | |||||||||||||||
Arapahoe County Colorado | 57,000 | 1,296 | 1,296 | 0 | 0 | |||||||||||||||
Arkansas PERS | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Arlington County Employees Retirement System | 781,000 | 17,769 | 17,769 | 0 | 0 | |||||||||||||||
Asante Health Systems | 116,000 | 2,639 | 2,639 | 0 | 0 | |||||||||||||||
Bank Austria Cayman Islands, Ltd. | 2,500,000 | 56,879 | 56,879 | 0 | 0 | |||||||||||||||
Beamtenversicherungskasse des Kantons Zurich | 4,000,000 | 91,007 | 91,007 | 0 | 0 | |||||||||||||||
Bear, Stearns & Co. Inc. | 1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Bernische Lehrerversicherungskasse | 450,000 | 10,238 | 10,238 | 0 | 0 | |||||||||||||||
Black Diamond Convertible Offshore LDC | 1,306,000 | 29,713 | 29,713 | 0 | 0 | |||||||||||||||
Black Diamond Offshore Ltd. | 729,000 | 16,586 | 16,586 | 0 | 0 | |||||||||||||||
Boilermakers Blacksmith Pension Trust | 1,700,000 | 38,678 | 38,678 | 0 | 0 | |||||||||||||||
British Virgin Islands Social Security Board | 103,000 | 2,343 | 2,343 | 0 | 0 | |||||||||||||||
CNH CA Master Account, L.P. | 1,500,000 | 34,127 | 34,127 | 0 | 0 | |||||||||||||||
CALAMOS® Convertible Fund — CALAMOS® Investment Trust | 7,400,000 | 168,363 | 168,363 | 0 | 0 | |||||||||||||||
Chrysler Corporation Master Retirement Trust | 4,530,000 | 103,065 | 103,065 | 0 | 0 | |||||||||||||||
Citadel Credit Trading Ltd. | 55,000 | 1,251 | 1,251 | 0 | 0 | |||||||||||||||
Citadel Equity Fund Ltd. | 3,445,000 | 78,379 | 78,379 | 0 | 0 | |||||||||||||||
City and County of San Francisco Retirement System | 1,728,000 | 39,315 | 39,315 | 0 | 0 | |||||||||||||||
City of New Orleans | 238,000 | 5,414 | 5,414 | 0 | 0 | |||||||||||||||
City University of New York | 175,000 | 3,981 | 3,981 | 0 | 0 | |||||||||||||||
Convertible Securities Fund | 90,000 | 2,047 | 2,047 | 0 | 0 |
S-2
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
Credit Lyonnais Securities (USA) Inc. | $ | 4,000,000 | 91,007 | 91,007 | 0 | 0 | ||||||||||||||
Credit Suisse First Boston LLC | 1,830,000 | 41,635 | 41,635 | 0 | 0 | |||||||||||||||
DB Equity Opportunities Master Portfolio Ltd. | 3,000,000 | 68,255 | 68,255 | 0 | 0 | |||||||||||||||
DBAG London | 5,250,000 | 119,446 | 119,446 | 0 | 0 | |||||||||||||||
DaimlerChrysler Corp Emp. # 1 Pension Plan, Dtd 4/1/89 | 3,470,000 | 78,948 | 78,948 | 0 | 0 | |||||||||||||||
Deam Convertible Arbitrage | 1,500,000 | 34,127 | 34,127 | 0 | 0 | |||||||||||||||
Delaware PERS | 2,200,000 | 50,053 | 50,053 | 0 | 0 | |||||||||||||||
Delaware Public Employees Retirement System | 1,813,000 | 41,249 | 41,249 | 0 | 0 | |||||||||||||||
Delta Airlines Master Trust | 555,000 | 12,627 | 12,627 | 0 | 0 | |||||||||||||||
Delta Air Lines Master Trust — CV | 1,870,000 | 42,545 | 42,545 | 0 | 0 | |||||||||||||||
Delta Pilots Disability & Survivorship Trust — CV | 905,000 | 20,590 | 20,590 | 0 | 0 | |||||||||||||||
Deutsche Bank Securities Inc. | 7,000,000 | 159,262 | 159,262 | 0 | 0 | |||||||||||||||
Double Black Diamond Offshore LDC | 3,825,000 | 87,025 | 87,025 | 0 | 0 | |||||||||||||||
Duke Endowment | 330,000 | 7,508 | 7,508 | 0 | 0 | |||||||||||||||
Exis Differential Holdings Ltd. | 1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
F. R. Convt. Sec. Fn | 225,000 | 5,119 | 5,119 | 0 | 0 | |||||||||||||||
Family Service Life Insurance Co. | 200,000 | 4,550 | 4,550 | 0 | 0 | |||||||||||||||
Fore Convertible MasterFund Ltd. | 17,000,000 | 386,780 | 386,780 | 0 | 0 | |||||||||||||||
Franklin and Marshall College | 270,000 | 6,142 | 6,142 | 0 | 0 | |||||||||||||||
FrontPoint Convertible Arbitrage Fund, L.P. | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Gaia Offshore Master Fund Ltd. | 3,170,000 | 72,123 | 72,123 | 0 | 0 | |||||||||||||||
Gemini Sammelstiftung zur Forderung der Personalvorsorge | 150,000 | 3,412 | 3,412 | 0 | 0 | |||||||||||||||
Genesys Regional Medical Center | 160,000 | 3,640 | 3,640 | 0 | 0 | |||||||||||||||
Global Bermuda Limited Partnership | 3,000,000 | 68,225 | 68,225 | 0 | 0 | |||||||||||||||
Goldman Sachs & Co. | 1,316,000 | 29,941 | 29,941 | 0 | 200,654 | (5) |
S-3
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
Grady Hospital Foundation | $ | 155,000 | 3,526 | 3,526 | 0 | 0 | ||||||||||||||
Guardian Life Insurance Co. | 7,200,000 | 163,812 | 163,812 | 0 | 0 | |||||||||||||||
Guggenheim Portfolio Company VIII, LLC | 5,000,000 | 113,759 | 113,759 | 0 | 0 | |||||||||||||||
Guggenheim Portfolio Co. XV, LLC | 550,000 | 12,513 | 12,513 | 0 | 0 | |||||||||||||||
HBK Master Fund L.P. | 19,500,000 | 443,660 | 443,660 | 0 | 5,700 | |||||||||||||||
Hfr Arbitrage Fund | 524,000 | 11,921 | 11,921 | 0 | 0 | |||||||||||||||
Highbridge International LLC | 40,000,000 | 910,072 | 910,072 | 0 | 0 | |||||||||||||||
ICI American Holdings Trust | 500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
ING Convertible Fund | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
ING VP Convertible Fund | 30,000 | 682 | 682 | 0 | 0 | |||||||||||||||
Independence Blue Cross | 400,000 | 9,100 | 9,100 | 0 | 0 | |||||||||||||||
JMG Capital Partners, LP | 16,000,000 | 364,028 | 364,028 | 0 | 0 | |||||||||||||||
Jefferies Umbrella Fund Global Convertible Bonds | 1,050,000 | 23,889 | 23,889 | 0 | 0 | |||||||||||||||
Jefferies Umbrella Fund US Convertible Bonds | 200,000 | 4,550 | 4,550 | 0 | 0 | |||||||||||||||
KBC Financial Products USA Inc. | 3,100,000 | 70,530 | 70,530 | 0 | 0 | |||||||||||||||
Lakeshore International Limited | 12,000,000 | 273,021 | 273,021 | 0 | 0 | |||||||||||||||
Lighthouse Multi-Strategy Master Fund LP | 450,000 | 10,238 | 10,238 | 0 | 0 | |||||||||||||||
Lyxor | 1,273,000 | 28,963 | 28,963 | 0 | 0 | |||||||||||||||
Lyxor/Gaia II Fund Ltd. | 830,000 | 18,883 | 18,883 | 0 | 0 | |||||||||||||||
Lyxor/PRS Convertible Fund Limited | 500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Lyxor/Qwest Fund Ltd. | 300,000 | 6,825 | 6,825 | 0 | 0 | |||||||||||||||
MLQA Convertible Securities Arbitrage | 5,000,000 | 113,759 | 113,759 | 0 | 0 | |||||||||||||||
MSD TCB, LP | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Man Mac I Limited | 7,000,000 | 159,262 | 159,262 | 0 | 0 | |||||||||||||||
Man Convertible Bond Master Fund, Ltd. | 13,600,000 | 309,424 | 309,424 | 0 | 0 | |||||||||||||||
McMahan Securities Co. L.P. | 17,000 | 386 | 386 | 0 | 0 |
S-4
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
Mellon HBV Master Convertible Arbitrage Fund LP | $ | 1,000,000 | 22,751 | 22,751 | 0 | 0 | ||||||||||||||
Mellon HBV Master MultiStrategy Fund LP | 250,000 | 5,687 | 5,687 | 0 | 0 | |||||||||||||||
Merrill Lynch Insurance Group | 321,000 | 7,303 | 7,303 | 0 | 0 | |||||||||||||||
Microsoft Corporation | 2,130,000 | 48,461 | 48,461 | 0 | 0 | |||||||||||||||
Mint Master Fund LP | 250,000 | 5,687 | 5,687 | 0 | 0 | |||||||||||||||
Morgan Stanley Convertible Securities Trust | 1,750,000 | 39,815 | 39,815 | 0 | 0 | |||||||||||||||
Motion Picture Industry Health Plan — Active Member Fund | 470,000 | 10,693 | 10,693 | 0 | 0 | |||||||||||||||
Motion Picture Industry Health Plan — Retiree Member Fund | 310,000 | 7,053 | 7,053 | 0 | 0 | |||||||||||||||
Municipal Employees | 280,000 | 6,370 | 6,370 | 0 | 0 | |||||||||||||||
Munson Medical Center Retirement Plan | 70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Munson2 Healthcare Board Designated Operating Fund | 55,000 | 1,251 | 1,251 | 0 | 0 | |||||||||||||||
Nations Convertible Securities Fund | 11,910,000 | 270,973 | 270,973 | 0 | 0 | |||||||||||||||
National Bank of Canada c/o Putnam Lovell NBF Securities Inc. | 3,000,000 | 68,255 | 68,255 | 0 | 0 | |||||||||||||||
New Orleans Firefighters Pension/Relief Fund | 158,000 | 3,594 | 3,594 | 0 | 0 | |||||||||||||||
Nisswa Master Fund Ltd. | 3,000,000 | 68,255 | 68,255 | 0 | 0 | |||||||||||||||
OCM Convertible Trust | 3,750,000 | 85,319 | 85,319 | 0 | 0 | |||||||||||||||
OCM Global Convertible Securities Fund — DC | 230,000 | 5,232 | 5,232 | 0 | 0 | |||||||||||||||
Oakwood Assurance Company | 50,000 | 1,137 | 1,137 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc. Funded Depreciation | 85,000 | 1,933 | 1,933 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc. (Pension) | 160,000 | 3,640 | 3,640 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc. (Endowment) | 7,000 | 159 | 159 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc. — OHP | 13,000 | 295 | 295 | 0 | 0 | |||||||||||||||
Occidental Petroleum Corporation. | 316,000 | 7,189 | 7,189 | 0 | 0 | |||||||||||||||
Ohio Bureau of Workers Compensation | 172,000 | 3,913 | 3,913 | 0 | 0 |
S-5
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
Oppenheimer Convertible Securities Fund | $ | 4,500,000 | 102,383 | 102,383 | 0 | 0 | ||||||||||||||
PRS Convertible Arbitrage Master Fund | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Pacific Life Insurance Company | 500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Park Avenue Life Insurance Co. | 100,000 | 2,275 | 2,275 | 0 | 0 | |||||||||||||||
Partner Reinsurance Company Ltd. | 1,585,000 | 36,061 | 36,061 | 0 | 0 | |||||||||||||||
Pensionkasse der Antalis AG | 60,000 | 1,365 | 1,365 | 0 | 0 | |||||||||||||||
Pensionkasse der Ems-Chemie AG | 70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Pensionkasse der Ems-Dottikon AG | 110,000 | 2,502 | 2,502 | 0 | 0 | |||||||||||||||
Pensionkasse der Rockwell Automation AG | 70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Pensionkasse Pluss-Staufer AG | 60,000 | 1,365 | 1,365 | 0 | 0 | |||||||||||||||
Pensionkasse Vantico | 120,000 | 2,730 | 2,730 | 0 | 0 | |||||||||||||||
Personalfursorgestiftung der Gebaudeversicherung des Kantons Bern | 220,000 | 5,005 | 5,005 | 0 | 0 | |||||||||||||||
Personalvorsorge der PV Promea | 140,000 | 3,185 | 3,185 | 0 | 0 | |||||||||||||||
Policeman and Fireman Retirement System of the City of Detroit | 540,000 | 12,285 | 12,285 | 0 | 0 | |||||||||||||||
Privilege Portfolio SICAV | 5,000,000 | 113,759 | 113,759 | 0 | 0 | |||||||||||||||
Pro-mutual | 877,000 | 19,953 | 19,953 | 0 | 0 | |||||||||||||||
Prudential Insurance Co of America | 130,000 | 2,957 | 2,957 | 0 | 0 | |||||||||||||||
Putnam Convertible Income — Growth Trust | 7,500,000 | 170,638 | 170,638 | 0 | 0 | |||||||||||||||
Pyramid Equity Strategies Fund | 750,000 | 17,063 | 17,063 | 0 | 0 | |||||||||||||||
Quattro Fund Ltd. | 6,400,000 | 145,611 | 145,611 | 0 | 0 | |||||||||||||||
Qwest Global Convertible Fund Ltd. | 2,250,000 | 51,191 | 51,191 | 0 | 0 | |||||||||||||||
Qwest Occupational Health Trust | 515,000 | 11,717 | 11,717 | 0 | 0 | |||||||||||||||
RBC Alternative Assets L.P. | 200,000 | 4,550 | 4,550 | 0 | 0 |
S-6
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
RCG Latitude Master Fund, Ltd. | $ | 3,400,000 | 77,356 | 77,356 | 0 | 0 | ||||||||||||||
RCG Multi Strategy Master Fund, Ltd. | 1,900,000 | 43,228 | 43,228 | 0 | 0 | |||||||||||||||
Ramius Capital Group | 500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Ramius Master Fund, Ltd. | 2,600,000 | 59,154 | 59,154 | 0 | 0 | |||||||||||||||
Royal Bank of Canada | 3,000,000 | 68,255 | 68,255 | 0 | 1,759 | |||||||||||||||
St. Thomas Trading, Ltd. | 26,400,000 | 600,647 | 600,647 | 0 | 0 | |||||||||||||||
Sage Capital | 3,800,000 | 48,916 | 48,916 | 0 | 0 | |||||||||||||||
Silverback Master, Ltd. | 3,500,000 | 79,631 | 79,631 | 0 | 0 | |||||||||||||||
State Employees’ Retirement Fund of the State of Delaware | 2,105,000 | 47,892 | 47,892 | 0 | 0 | |||||||||||||||
State of Maryland Retirement Agency | 3,747,000 | 85,250 | 85,250 | 0 | 0 | |||||||||||||||
State of Oregon/Equity | 6,800,000 | 154,712 | 154,712 | 0 | 0 | |||||||||||||||
State Street Bank Custodian for GE Pension Trust | 2,260,000 | 51,419 | 51,419 | 0 | 0 | |||||||||||||||
Stonebridge Life Insurance | 1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Sunrise Partners Limited Partnership | 12,400,000 | 282,122 | 282,122 | 0 | 10,861 | |||||||||||||||
Syngenta AG | 375,000 | 8,531 | 8,531 | 0 | 0 | |||||||||||||||
TD Securities (USA) Inc. | 10,000,000 | 227,518 | 227,518 | 0 | 0 | |||||||||||||||
Tag Associates | 99,000 | 2,252 | 2,252 | 0 | 0 | |||||||||||||||
Teachers Insurance and Annuity Association of America | 17,500,000 | 398,156 | 398,156 | 0 | 0 | |||||||||||||||
The Coast Fund, L.P. | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
The Grable Foundation | 88,000 | 2,002 | 2,002 | 0 | 0 | |||||||||||||||
Thomas Weisel Partners LLC | 1,700,000 | 38,678 | 38,678 | 0 | 0 | |||||||||||||||
Transamerica Life Insurance & Annuities Co. | 17,910,000 | 407,484 | 407,484 | 0 | 0 | |||||||||||||||
Travelers Indemnity Company — Commercial Lines | 510,000 | 11,603 | 11,603 | 0 | 0 | |||||||||||||||
Travelers Indemnity Company — Personal Lines | 340,000 | 7,735 | 7,735 | 0 | 0 | |||||||||||||||
Tribeca Investments Ltd. | 2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Trustmark Insurance | 394,000 | 8,964 | 8,964 | 0 | 0 | |||||||||||||||
Universal Investment Gesellschaft MBH, ref. Aventis | 1,600,000 | 36,402 | 36,402 | 0 | 0 |
S-7
Principal | ||||||||||||||||||||
Shares of | Amount of | |||||||||||||||||||
Principal | Common Stock | Common Stock | Notes Owned | Common Stock | ||||||||||||||||
Amount of | Owned Upon | Offered Upon | After | Owned After | ||||||||||||||||
Notes Owned | Conversion of | Conversion of | Completion of | Completion of | ||||||||||||||||
Name | and Offered | Notes(1)(2) | Notes(1)(2) | Offering(3) | Offering(2)(3) | |||||||||||||||
UnumProvident Corporation | $ | 500,000 | 11,375 | 11,375 | 0 | 0 | ||||||||||||||
Wachovia Bank National Association | 25,000,000 | 568,795 | 568,795 | 0 | 0 | |||||||||||||||
Waterstone Market Neutral Fund LP | 1,270,000 | 28,894 | 28,894 | 0 | 0 | |||||||||||||||
Waterstone Market Neutral Offshore Fund Ltd. | 6,382,000 | 145,201 | 145,201 | 0 | 0 | |||||||||||||||
White River Securities L.L.C | 1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Worldwide Transactions Ltd. | 140,000 | 3,185 | 3,185 | 0 | 0 | |||||||||||||||
Xavex Convertible Arbitrage 5 Fund | 1,050,000 | 23,889 | 23,889 | 0 | 0 | |||||||||||||||
Xavex Convertible Arbitrage 8 Fund ` | 500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Zeneca Holdings Trust | 675,000 | 15,357 | 15,357 | 0 | 0 | |||||||||||||||
Zuger Kulturstiftung Landis & Gyr | 70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Zurich Institutional Benchmark Management c/o Quattro Fund | 1,600,000 | 36,402 | 36,402 | 0 | 0 | |||||||||||||||
1976 Distribution Trust FBO A.R Lauder/Zinterhofer | 7,000 | 159 | 159 | 0 | 0 | |||||||||||||||
2000 Revocable Trust FBO A.R Lauder/Zinterhofer | 7,000 | 159 | 159 | 0 | 0 |
(1) | Assumes conversion of all of the selling securityholder’s notes at the conversion rate of 22.7518 shares per note. However, the conversion rate is subject to adjustment as described under “Description of the Notes — Conversion of Notes” in the accompanying prospectus. As a result, the amount of common stock issuable upon conversion of the notes may increase or decrease in the future. Assuming a conversion rate of 22.7518 shares per note, no selling securityholder will own more than 1% of our outstanding common stock upon conversion of the debentures. | |
(2) | All amounts have been adjusted to reflect a three-for-two stock split that occurred on February 2, 2004. | |
(3) | Assumes that all of the notes and/or all of the common stock into which the notes are convertible are sold. No selling securityholder will own more than 1% of our outstanding common stock after the offering by such securityholder. | |
(4) | Includes 19,650 shares held by Allstate Insurance Company, 1,650 shares held by Allstate New Jersey Insurance Company, 2,163 shares held by Agents Pension Plan and 8,086 shares held by Allstate Retirement Plan. | |
(5) | Includes 26,219 shares of common stock issuable upon conversion of 5.25% Convertible Subordinated Notes due September 1, 2008 assuming a conversion rate of 27.03 shares per note. |
S-8
We prepared this table based on the information supplied to us by the selling securityholders named in the table prior to the date hereof. The selling securityholders listed in the above table may have sold or transferred, in transactions exempt from the registration requirements of the Securities Act, some or all of their notes since the date on which the information is presented in the above table. Information about the selling securityholders may change over time. Any changed information will be set forth in prospectus supplements to the accompanying prospectus.
Because the selling securityholders may offer all or some of their notes or the underlying common stock from time to time, we cannot estimate the amount of the notes or the underlying common stock that will be held by the selling securityholders upon the termination of any particular offering. See “Plan of Distribution” in the accompanying prospectus.
None of the named selling securityholders nor any of their affiliates, officers, directors or principal equity holders has held any position or office or has had any material relationship with us within the past three years.
Investing in the notes involves risks. See “Risk Factors” beginning on page 7 of the accompanying prospectus.
Neither the Securities and Exchange Commission nor any other federal or state securities commission or regulatory authority has approved or disapproved of these securities or determined if this prospectus supplement or the accompanying prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement is May 25, 2004.
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